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    Leadership and management:managing the school workforce

    HMI 1764

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    HMI 1764

    December 2003

    Leadership and management:

    managing the school workforce

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    Crown copyright 2003

    Document reference number: HMI 1764

    To obtain an additional copy, contact:

    Ofsted Publications Centre

    Telephone: 07002 637833

    Fax: 07002 693274

    E-mail: [email protected]

    Web site: www.ofsted.gov.uk

    This document may be reproduced in whole or in part for non-commercial

    educational purposes, provided that the information quoted is reproducedwithout adaptation and the source and date of publication are stated.

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    Contents

    Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

    Main findings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

    Managing the culture of the school . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

    Managing the staff . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .10

    Managing the working environment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .20

    Managing change . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .28

    Annex A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .32

    Annex B . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .33

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    Introduction

    1. In June 2003, Ofsted published Leadership and management: what inspection

    tells us, which summarised key inspection findings about leadership and

    management in schools.1 It emphasised the central importance of goodleadership and management in school improvement and in sustaining high

    performance, and drew out a number of common features of effectively

    managed schools.This report complements the earlier one and focuses

    particularly on the human resources dimension of school management

    how schools manage their workforce to ensure high-quality education

    for their pupils.

    2. This report is based on a survey carried out by Her Majestys Inspectors

    during the autumn term 2002 and spring term 2003, involving inspection

    visits to 80 primary schools and 70 secondary schools.The sample includedinner city, suburban and rural schools that had shown consistently good

    standards, quality of education, and leadership and management,or significant

    improvement in these areas, from one section 10 inspection to the next.

    Inspectors held detailed discussions with school staff with a wide range of

    roles and responsibilities, including technicians, site managers, administrators,

    teaching assistants, class teachers, subject co-ordinators, heads of faculties

    and departments, members of senior management teams and governors.

    They also reviewed school policies and other relevant documentation.

    3. The inspection was carried out against the background of the proposed

    changes outlined in the Department for Education and Skills (DfES)

    document Time for standards: reforming the school workforce, the intention

    of which is to restructure the teaching profession and to reform the

    school workforce, involving:

    more time for high quality, more individualised lesson planning,

    preparation and pupil assessment

    a concerted attack on any bureaucracy that gets in the way of

    what matters most teaching and learning and raising standards

    of pupil achievement extra support inside and outside the classroom, with new support

    staff filling roles at every level in the school, so that teachers can

    focus on teaching.2

    4. A key element in the implementation of these changes was the signing, in

    January 2003, of a national workforce agreement between the government,

    employers and school workforce unions.3

    The phased implementation

    of this agreement from September 2003 (see annex A) is intended to

    achieve progressive reductions in teachers working hours by lessening

    administrative and clerical burdens and providing increased in-class support.

    11 Leadership and management: what inspection tells us, HMI 1646, Ofsted, 2003.

    2 Time for standards: reforming the school workforce, DfES,2002.

    3 Raising standards and tackling workload: a national agreement time for standards

    (ATL, DfES,GMB,NAHT, NASUWT, NEOST, PAT, SHA,TGWU,UNISON,WAG), 15 January 2003.

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    Main findings

    About a quarter of the schools managed their workforce very effectively.

    They showed how managers can make the best use of the staff and other

    resources to raise standards.These schools were well placed to take onthe imminent challenge of implementing the national workforce agreement.

    In two fifths of the schools, management of the workforce was generally

    good although there were also weaker areas.While these schools are

    familiar with the governments remodelling proposals, they are likely to

    find some elements difficult to implement.

    Just under one in ten of the schools did not capitalise sufficiently on

    the strengths of their staff and did not do enough to ensure good staff

    management practice. Five of these had significant weaknesses in theirmanagement of staff and are likely to find remodelling a particular challenge.

    In summary, schools that manage their workforce effectively to help raise

    standards are those that actively:

    manage the culture by creating a climate in which staff can work

    together productively

    manage the staffby implementing effective policies and procedures

    which ensure that highly competent people are recruited, deployed,

    and trained and developed further

    manage the working environment by investing in it to make it a place

    where staff and pupils feel able to work hard and are motivated to do so

    manage change by harnessing the energies of the workforce to plan for

    and introduce changes that lead to better teaching and higher standards.

    Schools managed the culture effectively in the following ways:

    managers took deliberate steps to create a culture of openness that

    embraced all teaching and non-teaching staff. They recognised that theworkforce needed to work together as a team if changes were to be

    implemented successfully

    schools had a clear set of values and aspirations that the workforce

    knew and agreed with.They held fast to these, measuring the value

    of new initiatives against them

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    managers recognised the achievements and contributions of staff,

    individually and in teams, formally and informally

    teams were established in which all members of the workforce worked

    together productively.

    Schools managed their staffeffectively in the following ways:

    the appointment process was fair and transparent, allowed for some

    negotiation of roles and responsibilities, and ensured that the most

    suitable people were appointed to the right jobs and remunerated

    accordingly

    managers deployed teaching and non-teaching staff effectively, and knew

    how to use and build on their individual strengths

    staff were well supported by the schools arrangements for continuingprofessional development (CPD), which included a wide range of

    different development opportunities

    the performance management procedures were used well to support

    staff development.

    Schools managed the work environment effectively in the

    following ways:

    there was investment in improving the quality of the physical working

    environment

    there were successful behaviour management policies and leadership

    teams were prominent in implementing them

    managers were aware of the need to promote a healthy work/life

    balance and had begun to use flexible approaches to staffing to

    achieve this

    managers had made conscious efforts to help staff manage

    their workload and had begun to implement plans to transfer

    responsibility for the 25 tasks (see annex B) identified in thenational workload agreement.

    Schools managed change effectively in the following ways:

    change, including government initiatives, was introduced successfully

    because managers saw the potential benefits to the school, presented

    them to staff in a positive light, and took care to stage and time the

    introduction of the changes

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    Main findings

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    information and communication technology (ICT) was used increasingly

    to support effective management and teaching, and funding was used well

    to improve ICT resources and develop the skills of the staff in their use

    managers monitored the effect of their decisions on the work of the

    school through self-evaluation and external review and took account

    of the findings in future planning.

    There were barriers to change even in effective schools.The most

    significant were:

    headteachers were reluctant to use the new pay flexibilities available

    to them as they and their staff feared such decisions would be divisive

    in a minority of the schools, the historical allocation of management and

    incentive allowances restricted headteachers scope for making changesin staffing and the allocation of responsibilities

    although schools had used different funding streams imaginatively to

    increase the size of their workforce and promote staff to new posts

    that carry additional responsibility points, headteachers were concerned

    that the funding might not be sustained in the long term.This limited

    their scope for further development of the staffing structure

    teachers did not always have the knowledge and skills required to

    make the most effective use of the non-teaching staff who provided

    them with classroom and administrative support many schools did not have the space to provide suitable accommodation

    for an increase in the workforce

    few schools were good at evaluating the effect of CPD on teaching

    and learning

    in primary schools in particular, there was insufficient non-contact

    time to enable staff to carry out fully their management roles

    and responsibilities

    even where schools were introducing government initiativessuccessfully, many staff perceived that the approach was uncoordinated

    and the pace of change too rapid

    although the long-term benefits of ICT as a management tool were well

    understood, the introduction of new systems in schools had considerably

    increased the workload of some staff in the short term.

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    Managing the culture of the school

    Culture of openness

    5. Leaders in the majority of schools in this survey understood that whenteachers and other staff felt able to approach those in leadership roles

    with their ideas and concerns, and knew that their views would be taken

    seriously, they were likely to be more committed to the work of the

    school. Such schools promoted an open management culture and the

    following features were commonly present:

    the headteacher was accessible to staff

    there was a collaborative ethos in which staff were respected as

    responsible professionals

    there was an expectation that there would be negotiation and

    consultation about policy decisions, with consensus sought as far

    as possible

    once decisions had been made, there was an expectation that everyone

    would abide by them

    the headteacher was willing to confront issues and take hard decisions

    when the need arose.

    6. In addition to promoting openness from day to day, some of the schools

    made a particular effort to consult staff in ways that enabled them to

    express their views freely. Effective strategies included off-site discussion

    groups, questionnaires and staff surveys.

    Primary and secondary schools in one local education authority (LEA) had

    participated in a staff well-being survey, which canvassed the views of all

    staff, including support staff and midday supervisors, on various aspects of

    school life. Staff had responded to questions on communication, the quality

    of management, work/life balance, team-working, career and professional

    development, and the quality of external agency support.The LEA carriedout a detailed analysis of the results and fed these back to the schools.

    Headteachers were encouraged to consider all the ensuing recommendations

    and to publish the responses from the different sectors of the workforce so

    that everyone would have a better understanding of the views of the whole

    staff. School staff felt that this initiative had been highly successful, and

    schools used the results to help develop their improvement plans. Staff

    valued the opportunity to contribute to the development of school policy

    and, as a result, felt more committed to it.

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    7. Where a less open culture existed, staff often felt that the senior

    management team paid only lip service to negotiation and consultation,

    and the rhetoric of openness was not matched by the reality. In spite of

    the often considerable energy invested in consultation, they believed that

    senior managers had generally already made up their minds and takendecisions without heeding the views of the staff. In such schools, the

    headteachers commonly believed their leadership style to be open, but

    failed to recognise how differently it was perceived by their staff. This

    dissonance was sometimes due to ineffective consultation procedures

    while, on other occasions, the staff failed to appreciate that it was not

    always possible for managers to accommodate their views.Whatever the

    cause, such situations often resulted in a degree of disillusionment and lack

    of commitment to implementing the decision that had been taken.

    8. In a minority of the schools, staff felt unable to express their views, orat least to do so without prejudice to their careers, and, as a result, often

    felt demotivated and less likely to give of their best. A change of school,

    or of management style within a school, could sometimes re-engage staff

    who were becoming disenchanted with their job.

    Framework of values

    9. The majority of schools in this survey had a clear framework of values which

    were known and understood by the staff.Where they had helped to shape

    them, staff generally felt more committed to them.To raise the achievement

    and self-esteem of the pupils and staff, most of the schools had values that

    promoted an inclusive ethos and collaborative approaches to working. In the

    minority of schools that lacked a well-understood framework of shared values,

    there was often a lack of common purpose and staff felt less motivated.This

    had a detrimental effect on the quality of education provided for the pupils.

    One teacher related how, in her previous school, to ask for help was seen as

    a sign of weakness, and this had almost led her to leave the profession.When

    she joined her current school, she recognised immediately that the headteacher

    promoted an open door policy where staff, pupils, parents and governors couldapproach him with their views and concerns. Staff knew that their comments

    would be taken seriously, and their views respected. For example, the headteacher

    agreed to one teachers request to develop a mentoring programme.This resulted

    not only in improving pupils attitudes to work, but also placed the school in a

    better position to introduce a comprehensive mentoring scheme, as was required

    as part of the Excellence in Cities initiative.The headteacher had created a

    climate where it was safe to try out new ideas and to learn from mistakes.The

    professional trust he placed in his staff was returned in their trust in the senior

    management team and in their loyalty to the school.

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    10. While the values in some schools were widely understood without being

    formally documented, in others they were expressed as a mission statement.

    Effective mission statements commonly emphasised the core values of high

    expectations, opportunities for pupils of all abilities, respect for others,

    personal achievement and partnership.At best, the schools values werewell known to the pupils, staff and governing body and formed the basis for

    decision-making and action.The following mission statement from a primary

    school featured in its documentation and was prominent in classrooms and

    staff work areas around the school. It was drawn up after consultation with

    staff, pupils, governors and parents, and fostered a shared understanding of

    what the school valued:

    11. It was common to find newly appointed headteachers recognising the

    importance of revisiting the shared values of the school as a key priorityfollowing their appointment.

    The newly appointed headteacher in a large secondary school organised a

    training day to formulate a strategy for developing a shared view of the core

    purposes of teaching and learning, and for creating a clearer sense of values

    and vision for the school. Prior to the day, teachers were asked to identify two

    core purposes of teaching and learning.This revealed little common ground

    and the lack of a shared language.Their initial views were summarised in eight

    separate statements about possible core purposes and these formed the basis

    of an exercise to agree priorities. Staff then identified the barriers to achieving

    the core purposes.The outcomes of the day were used successfully to develop

    a policy on teaching and learning, a shared set of values for the school, and to

    confirm the importance of listening to one another and sharing ideas.

    We believe pupils learn best when they work from first-hand experiences

    which engage their interest, help them feel good about themselves and givethem opportunities to succeed.

    We believe pupils are entitled to a stimulating classroom which should be a

    place of order, of industry and well-organised resources.

    We believe that pupils should be challenged by their work and that this

    happens effectively when teachers set realistic targets and goals to which

    pupils can aspire.

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    Recognising the achievements and contributionsof individuals

    12. Managers in the schools generally went out of their way to make time to

    show their appreciation for what individual members of staff had done or topraise them for the quality of their work.They understood that a workforce

    that felt valued was likely to be motivated to achieve more highly.The means

    by which achievements were recognised varied widely, but all managers took

    care to deal with staff individually. Simple actions such as sending thank-you

    cards or acknowledgements in the school newsletter were appreciated by

    staff as confirmation that their contribution was valued. Personal support

    from the headteacher at more difficult times, such as bereavement and

    ill-health, were also appreciated and signalled that they took a genuine

    interest in their personal and professional circumstances.

    13. In many of the schools, performance management was used to recognise

    and record individual achievements and to identify opportunities for

    development. For example, giving teachers a new or enhanced role, such

    as leading a whole-school working group, was sometimes used to develop

    their leadership skills and enhance their career prospects while, at the

    same time, benefiting the school. Such additional responsibilities were

    sometimes recognised by awarding temporary or permanent management

    allowances.Teachers achievements were also recognised financially by

    progress through the threshold to the upper pay spine. Another way in

    which the schools often recognised achievement was through encouragingand supporting staff to undertake professional development activities that

    would help to further their careers.

    In a secondary school, recognition of achievement was embedded firmly in

    the style of leadership and management and reflected in the processes of

    monitoring and evaluation. Clear and detailed guidance was given to subject

    departments on how to review their performance during the year. All staff,

    including technicians and teaching assistants, became effective at evaluating

    their own practice and contributing to the cycle of departmental and school

    development planning. This process of departmental review provided a sound

    evidence base for identifying those who had made a significant contribution.

    Teachers and support staff in a primary school particularly valued the ways

    in which the headteacher and governors had expressed their gratitude to

    them for their hard work and achievements by improving their working

    conditions.Three attractive work areas for staff had been created around

    the school through the refurbishment of stockrooms and cloakrooms.The

    staffroom had also been redecorated.

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    14. The extent to which schools felt that external recognition of success

    promoted good relationships varied considerably. Some felt that initiatives

    such as the Investors in People award, Beacon School status or the DfES

    Achievement Awards helped to reinforce a positive ethos. A significant

    number were more cautious, however, when financial rewards wereinvolved, for fear of creating tensions among the staff. For example, one

    small primary school had considered refusing the financial element of a

    DfES Achievement Award on the grounds that it was potentially divisive.

    In the end, it divided the award equally among all the staff, after careful

    discussion and reflection.

    Inclusive culture

    15. Effective school leaders placed a strong emphasis on promoting

    an inclusive ethos by seeking to harness and develop the potential ofthe entire workforce to achieve the schools aims and objectives. One

    way in which they did this was to establish broadly based teams with

    responsibility for particular areas of the work of the school. Many had

    decided to involve all staff, teaching and non-teaching, in the professional

    and social life of the school. Strategies for doing this included ensuring

    that non-teaching staff were involved in performance management

    arrangements and staff development activities. Giving all staff access to the

    staffroom was sometimes as important symbolically as it was practically.

    16. Teaching assistants particularly appreciated being recognised as importantmembers of the teaching team. A small number of the schools, however,

    treated them insensitively, for example denying them access to the

    staffroom at break. In several of the schools, teachers failed to make full

    use in the classroom of the skills and strengths of the teaching assistants

    or to consult with them over planning. They were reluctant to use them

    in a teaching capacity and this led some teaching assistants to feel

    undervalued and resentful.

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    Managing the staff

    Recruiting and retaining staff

    17. Most of the schools had fair and transparent procedures for appointingstaff. Headteachers and governors generally drew up well-defined job

    descriptions and specifications of the skills and experience that they

    were seeking for forthcoming appointments.The appointment process

    for teachers usually entailed a searching interview, with teachers and

    sometimes other staff represented on the panel.The candidates were

    often observed teaching a lesson.The panels generally used clear

    criteria to assess candidates capabilities, exploring, in particular, the

    extent to which they were likely to share the schools values and its

    approach to teaching and learning. Many of the schools reported that

    recruiting teachers was becoming more difficult and that the numberof applicants for posts was declining. Schools involved in initial teacher

    training, however, had often been able to recruit high-quality teachers.

    18. Most headteachers and governors had a clear idea of the sort of

    person they required for a post and had the courage to make what

    they considered the best appointment, even when this meant disappointing

    an internal candidate who might have expected to get the post. Occasionally,

    however, headteachers reported feeling forced into making a poor

    appointment when what they perceived as a weak external field led them

    to promote an internal candidate about whom they had some significantreservations. Such appointments sometimes had unfortunate longer-term

    consequences, such as the underperformance of pupils in a particular

    subject area. In one school, for example, a weak teacher was appointed

    internally to lead the mathematics department; teaching in the department

    was subsequently unsatisfactory, standards of attainment declined, and the

    headteacher had to invoke competence procedures.

    19. A number of the headteachers had used monies from a variety of national

    initiatives to fund promotions to newly created posts and, in this way,

    sought to motivate and help to retain high-quality teachers. Excellencein Cities funding, for example, was used in many of the secondary schools

    to appoint co-ordinators to work with gifted and talented pupils. Some

    schools had appointed experienced and highly competent members of

    staff as advanced skills teachers to develop teaching and learning across

    the school. Specialist Schools saw the additional funding available to them

    as important, both because it enabled them to enrich the curriculum they

    offered through improved resources and also because they were able to

    create additional teaching and non-teaching posts. Conversely, schools

    which did not have additional funding of this kind were often acutely

    aware of their more limited scope for creating new posts or awardingadditional responsibility allowances.

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    20. Recruitment and retention allowances to attract high-quality teachers were

    used more frequently in secondary than in primary schools. Their use was

    not widespread, however, as many teachers opposed them on the grounds

    that they were seen to be divisive. Schools in areas where housing costs

    were particularly high were very conscious of the need to use theirbudgets imaginatively to help recruit and retain good staff. Some used all

    of their allocated recruitment and retention points, in one case awarding

    an additional responsibility point to all teachers to help retain them. In a

    large secondary school in the south east, arrangements were made for

    three young teachers to live rent-free at a local independent boarding

    school in return for some supervision duties.The same school found

    suitable accommodation for a recently appointed teacher who was

    unexpectedly evicted from her rented flat. Some schools arranged loans

    from school funds for newly qualified teachers to ease financial pressures

    in the early stages of their careers. All of these approaches were designedto help retain teachers because of the likely adverse effects of staffing

    turbulence on the quality of education provided and the standards

    achieved by the pupils, and because of the considerable management

    time expended in recruiting and training new staff.

    21. The schools generally recognised that succession planning is an important

    aspect of staff management.The degree to which schools gave priority to

    this often depended on their size and the extent to which they faced high

    turnover and recruitment difficulties. Good succession planning was helped

    by effective staffing policies and well-devised staff induction arrangements,for example paired working and shadowing before a member of staff took

    over a new role. In one primary school, a teacher shadowed the deputy

    head carrying out data analysis before taking on this area of responsibility

    herself. In another school, to induct a new special educational needs

    co-ordinator, the headteacher initially took on the role herself and

    worked with the less experienced teacher to prepare her for taking

    over full responsibility for special needs within the school.

    22. While senior managers generally worked hard to establish positive

    relationships and provide support for staff, they also recognised that,on occasion, it was necessary to deal with issues of staff competence

    and conduct and sometimes to take disciplinary action. Headteachers

    expected high standards of performance and conduct from every teacher

    and saw competence procedures as a necessary measure where staff had

    consistently failed to meet them.

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    Managing the staff

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    Defining roles and responsibilities

    23. In most of the schools, staff have clear job descriptions; these are

    generally shared to help colleagues with whom they work understand

    their roles and responsibilities. Some roles, such as heads of year,

    often have fairly generic job descriptions; other responsibilities aremore precisely defined for an individual. For example, one deputy

    headteacher might be responsible for analysing achievement and

    formulating strategies to raise standards. In the most effective of the

    schools, managers used a variety of ways to clarify and illustrate their

    expectations of staff, in addition to stating them in the written job

    descriptions. In many of the secondary schools, for example, all members

    of the senior management team were linked with middle managers, had

    regular dialogue with them, and provided informal feedback on how well

    they were developing in their roles.

    24. Problems sometimes arose when staff were unclear about the roles and

    responsibilities of their colleagues. In one secondary school, for example,

    the light teaching timetable of a junior member of staff led to some

    resentment among colleagues who did not realise her job entailed

    considerable time supporting and training other staff in ICT. In a primary

    school, on the other hand, changes in roles and responsibilities were

    discussed at staff meetings before formal job descriptions were drawn

    up.This strategy ensured that everyone understood the expectations of

    the member of staff undertaking each new role.

    25. In some of the schools, the roles of particular post-holders had not

    developed in line with current expectations for the level of seniority

    of their posts. For example:

    One headteacher admitted to being ruthless with staff when necessary. He

    felt that the role of senior managers was to give clear leadership, not to court

    popularity. He believed that he no longer had any weak teachers on the

    staff as they had been removed through pressure and disciplinary procedures.Although other staff often felt uncomfortable when a colleague was subjected

    to such procedures, they understood the reasons and appreciated the

    long-term benefits to the school.

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    26. Schools varied considerably in the way they drew up and reviewed job

    descriptions for support staff. In many, teaching assistants had clear job

    descriptions that accurately reflected their work and status in the school.

    In one school, for example, they undertook some teaching and marking ofhomework under the supervision of the class teachers. Where they took

    on additional responsibilities of this kind, these were generally included in

    their job description. In a minority of the schools, however, the individual

    strengths and expertise of teaching assistants were not used effectively.

    This was especially evident in those schools with no performance

    management system for support staff.

    Staffing structures and allowances

    27. Many of the schools made effective use of financial allowances to motivate

    staff. In one secondary school, for example, the headteacher was faced with

    the need to motivate and develop a group of long-serving heads of subject

    departments, each of whom had a substantial management allowance. It was

    agreed that three quarters of the allowance should be for their substantive

    role and that the other quarter should be considered as payment for

    specified additional whole-school responsibilities. In this way, each of these

    very experienced teachers was able to make a more significant contribution

    to the school while having the stimulus of a new set of challenges.

    28. New headteachers sometimes found they had inherited a long-established

    staffing structure in which the allocation of management points either no

    longer matched the teachers roles and responsibilities, or did not reflect the

    direction in which they now wished to take the school.The degree to which

    headteachers had successfully managed such situations varied. Some had

    waited until a member of staff moved before making changes; others used

    their recent appointment as an opportunity to restructure the management

    teams and to redefine the roles and responsibilities of staff.When handled

    well, this restructuring helped to motivate the staff by providing them with

    new challenges that were matched to their strengths and interests. It also

    helped to ensure that key responsibilities for school development and

    improvement were held by those most able to carry them out successfully.

    In a secondary school, a long-established deputy heads role included

    responsibility for health and safety, school visits, production of data for external

    requirements, primary liaison, day-to-day examination arrangements and acting

    as clerk to the governing body. It did not, however, include any significant inputto the strategic management of the school. A significant number of the tasks

    she undertook were those that need not be carried out by teachers. The

    recently appointed headteacher used an analysis of the excessive costs of

    this inappropriate allocation of responsibilities in order to persuade the deputy

    head and other staff of the need to reallocate a number of these tasks.

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    29. A schools ability to award additional allowances occasionally failed to

    keep pace with rapid changes in responsibilities. Senior managers in these

    schools generally tried to maintain the commitment of the teachers by

    signalling that they were aware of, and would seek to eliminate, such

    inconsistencies as soon as possible. Although teachers generally attachedmore importance to job satisfaction than to pay, they did expect that the

    pay structure would be equitable and that they would be fairly rewarded

    for the jobs they were doing.Where schools were not systematic or

    transparent about awarding responsibility allowances, this sometimes

    led to a feeling of resentment among staff. Staff who thought the pay

    structure inequitable were sometimes difficult to manage and did not

    contribute fully to the life of the school.

    Linking performance to pay

    30. All of the schools in the survey were cautious about linking teachers

    performance to pay, with particular concerns about the use of the upper

    pay spine. Several of the headteachers had awarded all their eligible staff a

    rise on the post-threshold spine, despite having reservations about a small

    number of them.They felt they had been given insufficient advice about the

    criteria to use in determining whether individual teachers should progress.

    Teachers on the upper pay spine in a significant number of the schools had

    expected a pay increase and headteachers believed they would have been

    demotivated had they not received an increment. Although they recognised

    that the decision could turn out to be a costly precedent, they rewardedthe performance of all eligible staff in the interests of harmony.

    31. The minority of schools which had sought to apply rigorous criteria to

    decisions about progress up the upper pay spine had found the process

    very time-consuming, and feared challenges from unsuccessful staff,

    especially since the decisions were not subject to external moderation

    in the way that threshold applications had been.

    32. Two further concerns occupied headteachers in making decisions about

    pay.The first was that, because of uncertainties over future funding, theschools budget might not sustain, in the long term, pay increases related

    to performance.The second was that, in some cases, there was a danger

    that pay differentials were becoming eroded. It was not untypical for some

    of the primary school deputy headteachers, for example, to find that their

    pay was similar to some of their senior staff on the upper pay spine.

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    Deployment of staff

    33. Some schools were making increasing use of part-time and job-share

    arrangements to help recruitment and to retain staff who wished to

    change their work/life balance. In one secondary school, for example,the head-of-department roles in three subjects had been shared over the

    previous two years in response to the personal needs of the individual

    members of staff. These arrangements had provided excellent professional

    development opportunities for less experienced teachers, prepared them

    for future management responsibilities and secured effective succession

    planning.The arrangements ensured the school retained the services of

    good teachers who might otherwise have moved on or left the profession.

    The opportunity to develop the shared roles had been fortuitous, but the

    school had been creative in seizing and acting on the potential benefits

    of the situation. Such arrangements required careful management andmonitoring by senior staff, however, to ensure that the quality of pupils

    learning was maintained.

    34. Several of the schools had recently increased significantly the number of

    non-teaching staff in order to carry out tasks that would otherwise be

    carried out by teachers.The schools commonly used non-teaching staff

    for tasks such as the organisation of supply cover, the administration of

    examinations and management of the learning resources centre. As well as

    enabling teachers to concentrate on teaching, these appointments often led

    to improvements in the way the non-teaching function was carried out.Theappointment of an attendance mentor in one school, for example, not only

    released teachers from the daily burden of tracking absent pupils, but also

    led to better coordination of the schools attendance policy; trends and

    patterns were monitored more closely and liaison with the educational

    welfare officer was better informed. In an infant school, lunchtime

    supervisors were trained and deployed as lunchtime mentors to reduce the

    pressure on teachers.This relatively inexpensive initiative had additional

    benefits in that pupils now had access to a much wider range of activities

    during the lunch break, including construction toys and large apparatus.

    35. Teaching assistants were deployed effectively in most of the primary schools

    and made a valuable contribution to teaching and learning.Their attachment

    to specific teachers, classes and year groups contributed to their secure

    understanding of the teachers working practices and the needs of

    the pupils.Where they were attached to a year team, they were often

    involved in the teams planning and professional development sessions:

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    36. In the secondary schools, teaching assistants and other support staff

    frequently undertook a broader range of activities than in primary schools.

    This support helped teachers to carry out their duties more effectively.

    For example:

    In a rural community school, teaching assistants played a variety of roles in

    supporting teachers and pupils. Their deployment generally made best use

    of their individual strengths. One had particular responsibility for providing

    support in design and technology lessons. She had been trained in brazing

    and welding techniques, and in the use of design-related software. She worked

    very effectively alongside the teachers to support and supervise practical

    activities, to the clear benefit of both staff and pupils.

    Another member of the support staff held a certificate in behaviour

    management from a local university and was used to help identify causesand patterns of unsuitable pupil behaviour.Her role ranged from working with

    pupils who were given time out following bad behaviour in the classroom to

    monitoring absences and contacting parents where there were questions about

    unauthorised absence. She also supervised the team of 13 teaching assistants,

    arranged their timetables, carried out their performance management reviews,

    and appointed and inducted temporary teaching assistants.

    In one primary school, each year group had its own dedicated teaching assistant

    who attended all planning sessions, professional development activities and year

    team meetings.Time was not wasted in giving instructions or receiving feedback

    at the end of each lesson because the teaching assistant was an integral partof the planning and assessment process.They moved up with the pupils into

    the next year.This arrangement provided continuity for the pupils and made

    it easier to pass on information about individual pupils previous achievements

    and difficulties.The teaching assistants were employed on a full-time contract

    and paid at the top of the scale in recognition of the importance of their roles

    and to ensure that they were available to join planning sessions and training

    events at the beginning and end of the school day.

    By contrast, in another primary school, teaching assistants were deployed

    across the whole school.While this provided them with variety, they were not

    part of the planning process.Their role had to be explained to them at thebeginning of each session and time was taken up providing feedback to

    teachers at the end.This proved to be a very inefficient use of the time

    of both the teachers and the teaching assistants.

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    37. In some of the secondary schools, the deployment of support staff was

    less effective and teachers often continued to carry out tasks which could

    have been carried out by others, such as preparing equipment for lessons,mounting displays and collecting money for school trips. Some teachers in

    both primary and secondary schools were reluctant to delegate such tasks

    to others because they had habitually seen it as part of their job. Many

    more were reluctant to see teaching assistants given a more leading role in

    teaching groups of pupils or whole classes. Many teachers had not received

    sufficient training in making the best use of support staff. As a result, the

    potential of the teaching assistants was not realised fully, teachers spent

    time on unnecessary tasks, and the quality of education was less good

    than it might have been.

    Opportunities for professional development

    38. The most effective of the schools recognised fully the value of good

    professional development for their staff and ensured that teachers and

    teaching assistants had regular access to a range of suitable development

    opportunities. Staff in these schools felt valued because they recognised

    that their managers were investing in them and this increased their

    commitment to the school. Senior managers recognised the benefit to

    the pupils of investing in the professional development of the teaching

    staff. At best, staff were encouraged to take responsibility for their ownCPD and each had an individual programme of appropriate development

    opportunities that was properly funded.

    39. The schools that planned CPD most effectively had a clear and open

    process by which professional development priorities were determined.

    They tempered school and departmental priorities against the career

    aspirations and development needs of individuals. Some imposed a

    common structure for performance management objectives; for example,

    in one secondary school all staff had a pupil-progress objective related

    to the whole-school priority for that year, a department-wide objective

    In the same school, a member of the administrative team studied on a

    vocational ICT course alongside a class of Year 10 pupils. She developed

    her understanding of the pupils needs and, with the agreement and support

    of the teacher, undertook the role of informal learning mentor.This wasparticularly effective in the case of a group of pupils who understood the

    work but had difficulty in completing coursework. She used her knowledge

    of the course requirements to give closely targeted guidance, helping them to

    find strategies for organising their work to meet deadlines and to achieve a

    higher standard. She was particularly sensitive to the importance of providing

    support that matched and enhanced the work of the teacher with these pupils.

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    reflecting an agreed priority, and an objective determined by the

    individual, related to their own teaching.These objectives were supported

    by well-designed individual training plans which fed into a whole school

    improvement plan and a staff training and development plan. Another

    feature of some of the more effective schools was that they held regularmeetings for staff to discuss their work and learn from each other; in

    some, this took the form of a regular voluntary learning forum that

    allowed the sharing of successful practice, and encouraged teachers

    to be more reflective and to focus on the pupils learning.

    40. In most of the schools, there was a well-organised programme of induction

    for all newly appointed staff, including those who were newly qualified.

    These programmes commonly consisted of a number of sessions after

    school covering topics such as the schools values and ethos, its pastoral

    system and behaviour policy, the use of assessment to improve teachingand learning, special educational needs and provision for gifted and talented

    pupils. High-quality support at an early stage in their appointment generally

    enabled teachers to establish themselves quickly and provided continuity

    for the pupils. It also commonly had the effect of strengthening their

    commitment to the school.

    41. Professional development was often built into the day-to-day life of the

    schools. Senior managers and teachers appreciated, for example, how

    opportunities to work with other colleagues in a variety of ways, from

    planning and teaching lessons to collaborating on projects, were often veryinfluential in improving the teachers professional knowledge and skills.

    In one primary school, the staff had produced videos of good teaching

    and used them both to illustrate particular skills and to encourage lively

    professional discussion about the most effective teaching approaches.

    In another primary school, strong links had been developed with a local

    higher education institution to provide a co-ordinated and extended CPD

    programme on leadership and management skills.This replaced a staff

    meeting once a month and was seen by the headteacher as a model fordeveloping tailor-made training for the school. Teachers with subject or

    year-group responsibilities had gained in confidence as a result of the

    training and were carrying out their roles more effectively.

    A junior school had given one of its senior staff responsibility for seeking

    out recent and relevant educational research to share with staff as the

    basis of professional debate and reflection on their classroom practice.

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    42. In a minority of the schools, professional development was still too

    narrowly defined, largely in terms of external courses and whole-school

    in-service training. Staff were not seen as being entitled to a programme

    of professional development matched to their personal needs. In these

    schools, teachers often resented the lack of development opportunities

    and many failed to thrive. Ambitious teachers frequently looked elsewhere

    to develop their careers.

    A 1419 college was involved in planning and teaching a transition

    uni for pupils in one of its partner middle schools.The exercise not only

    benefited the pupils but also had a clear advantage for the teachers

    who were working collaboratively in developing innovative approachesto their teaching.

    The most recent Investors in People evaluation of another secondary

    school confirmed that CPD was now firmly established within its culture,

    reflecting the commitment of the senior management team to the

    concept of the school as a learning community. The modern languages

    department, for example, held a good practice day once a year during

    which the teachers observed, shared and evaluated each others teaching.

    In addition, each departmental meeting included a clear focus on sharing

    practice.The second-in-department had responsibility for managing this

    process, organising the good practice days and establishing the focus ofthe departmental meetings.

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    Managing the working environment

    Physical environment and resources of the school

    43. Where people work, and the conditions in which they work, often helpto determine attitudes to their jobs.This applies as much to schools as

    to any other workplace. Parents recognise the importance of the right

    environment for their children, and good school managers recognise it as

    a key factor in allowing staff to carry out their job effectively.The majority

    of the schools in this survey had created an environment in which it was

    pleasant for teachers and pupils to work and which supported effective

    teaching and learning.There were generally sufficient learning and teaching

    resources, and many of the schools had placed a strong emphasis on

    improving the physical environment.There were, however, limits to

    what some schools could achieve. For example, few primary schoolshad adequate private study or working areas for teachers. Also, teaching

    assistants and others working with small groups of pupils often found it

    difficult to obtain a suitable room; this seriously impeded their ability to

    plan together or teach effectively. In one school, for example, investment

    in an additional teacher who worked with groups of high-attaining pupils

    was not wholly successful because of the unsatisfactory teaching

    accommodation to which the groups were assigned.

    44. Although sometimes rather cramped, staffrooms were generally well

    equipped to support the work and recreational needs of the workforce. Anumber of the schools had made good use of additional government funding

    to improve staffroom facilities. Many had also invested in improving the

    attractiveness of the outdoor environment and this had had a positive

    effect on the motivation of staff and pupils. Some school buildings required

    considerable improvement to meet fully the demands of the curriculum.

    Cramped and poor classrooms did not necessarily have an adverse effect

    on standards of achievement because of the efforts of teachers to overcome

    such constraints; they did, nevertheless, often affect staff morale.Teaching in

    shabby classrooms, and without a comfortable base in which to relax, to

    meet colleagues and plan work, often left teachers feeling undervaluedand they were more likely to be seeking employment elsewhere.

    45. The most successful schools had a clear and coherent strategy for the

    development and use of ICT. Despite concerns about whether funding

    would continue to support the costs of updating computer systems,

    these schools had a programme for improving ICT resources that often

    drew on a wide range of funding sources. Staff were trained as new

    equipment was purchased and were able to make effective use of the

    resources for planning and administration, as well as for teaching.Teachers

    in these schools were able to work more efficiently, and to introduce theirpupils to a greater range of teaching and learning resources and strategies.

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    46. Very few of the schools had exploited fully the potential for ICT to improve

    the working environment for staff and the learning environment for pupils.

    One school that had made the most of the opportunities provided by

    moving to a completely new building offers a possible vision of the future.

    In November 2002, this large secondary school moved to a new building.

    It took four years to plan and eighteen months to build.Throughout that

    time, the headteacher and the business manager led the school team in the

    strategic planning and managing of the project. They helped ensure that the

    new school was equipped with the latest technology to support teaching and

    learning, promote efficient administration and reduce the teachers workload.

    There were 26 classrooms, each equipped with at least one networked

    computer and every department had at least one interactive whiteboard and

    data projector.There were three computer suites.The technology rooms werefitted with the latest computer-aided design equipment and the five art studios

    had access to an adjacent ICT studio for activities such as digital photography.

    The learning resource centre included a book collection, a range of multimedia

    resources and an ICT centre. This significant investment in ICT had raised the

    expectations of staff but had also brought its pressures, in the short term,

    particularly in terms of technical support. An ICT manager had been

    appointed to manage the systems in the new building.

    The increased emphasis on ICT provision was having a significant impact on

    the working patterns of staff and on the motivation of pupils. All teaching staffand the senior teaching assistants had a laptop computer.They were exploring

    ways of maximising their use to support teaching and learning, in addition to

    assisting them with their day-to-day administration. For example, a geography

    teacher had transferred all his teaching materials and lesson plans to a CD-

    ROM and each pupil had a copy. Pupils downloaded worksheets and engaged

    in pre-lesson preparation.The school was monitoring the effect of this initiative

    on the pupils attainment. Improved electronic communication and resource

    areas for laboratory and technical staff had contributed to greater efficiency

    in the organisation and availability of equipment to support science teaching.

    The school was fully committed to exploiting the potential of ICT to improve

    organisational efficiency. An intranet was already in place and was improving

    communication within the school. Each departmental resource area had its

    own computer, scanner and small photocopier. For larger jobs, staff e-mailed

    their work to the dedicated reprographics unit for copying.This unit was

    equipped with all the latest technology for printing, laminating and binding.

    Careful planning had reduced the administrative workload of staff and

    enabled them to work more efficiently.

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    Promoting a healthy work/life balance

    47. The more effective senior managers monitored the workload of teachers

    and took effective action to support them in managing their work. In addition

    to planning and teaching lessons, the most time-consuming responsibilities

    of teachers are: marking work; attending meetings; writing reports; keeping

    records; planning for the medium and short term;covering for staff absence;

    and, for those with management responsibilities,monitoring the subject oraspect of the school that they lead.The schools used a range of strategies

    to help teachers meet these demands as efficiently as possible.The majority

    had taken steps to cut the amount of time spent in meetings, for example

    adopting more efficient procedures for conducting staff meetings.They

    insisted that meetings started and finished on time and had clear agendas

    which were followed closely, and that brief minutes were taken and

    circulated quickly.These changes often led not only to a reduction in

    workload, but also to an improvement in the quality of the activities.

    48. One secondary school had convened a number of groups to consider issuessuch as work/life balance and staff welfare. All staff were invited to join a

    group of their choice and, consequently, teachers and support staff were well

    represented.These groups generated a lot of useful ideas that led to

    improvements in the way their workload was managed. Another secondary

    school gave all members of each subject team protected non-contact time

    simultaneously so that weekly department meetings could be held during the

    school day.This resulted in more productive meetings as well as reducing the

    need for staff to remain in school at the end of the school day. In a third

    school, the dates for written and oral reports to parents were staggered to

    ease the pressure on staff. It also brought benefits for parents as they now

    ICT developments were not confined to the increased provision and use

    of computers, digital cameras, interactive whiteboards and data projectors.

    Radio-controlled clocks had been installed in every classroom and there

    were no bells to signal the end of lessons.This had reduced congestion in thecorridors between lessons, and improved behaviour. Closed-circuit television

    monitored all access and movement spaces around the school. This had a

    major effect on improving discipline and reduced the time teachers spend

    on tracking incidents of unacceptable behaviour.

    The school was committed to meeting the challenges of modern technology

    and exploiting its potential to create an innovative teaching and learning

    environment, where staff used ICT to enable them to work more efficiently

    and reduce their administrative workload.The challenges the school faced

    were the provision of a relevant training programme for all staff, tailored to

    individual needs, updating staff on new developments, and the provision ofgood technical support to ensure that the systems were fully operational.

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    received two separate reports during the year, one oral, at the parents

    consultation interview, the other an annual written report.

    49. A few of the primary schools had well-developed strategies for the use of

    ICT to reduce the workload of staff. For example, a rural primary schoolmade good use of ICT as a management tool both to reduce bureaucracy

    and to improve the effectiveness of teachers planning:

    50. Few primary schools allocated teachers regular non-contact time,

    with the result that subject leaders often had insufficient time to fulfil the

    responsibilities outlined in their job descriptions. One urban junior school,

    however, provided time for all subject co-ordinators to fulfil their monitoring

    roles and the headteacher was very clear and specific about the focus of this

    monitoring to ensure that time was used effectively:

    A wide range of material required frequently by the staff was held on the

    computer network, including registers, attendance records, pupil data and pupils

    reports. School development plans, school policies, performance management

    plans, financial management, curriculum planning and information for parents

    and others were generated using ICT, and could be quickly adapted to meet

    different needs.A subject leader for ICT was appointed on a fixed-term management allowance;

    a student technician was also employed for one day a week to sort out

    equipment problems.The ICT subject leaders job description was well defined

    and contributed to her success in introducing systems and staff training to

    support the effective management of ICT. As a result, teachers who had previously

    lacked skills and confidence in using ICT were generating all their planning on

    computer, using the Internet and e-mail regularly, and accessing appropriate

    software to support their teaching.They used pre-existing literacy and numeracy

    plans, and those for foundation subjects from the Qualifications and Curriculum

    Authoritys web site.They had templates for half-termly forecasts, lesson plansand assessment records, which they changed and adapted to suit their needs.

    Once set up, this system allowed teachers to plan quickly and efficiently.The

    plans were placed on the schools internal network and were available for

    others to see and for the headteacher, curriculum managers and ICT subject

    leader to monitor. Assessment records were set up and used by the teachers

    to identify individual learning needs; they used them with the teaching

    assistants so that they, too, could identify where individual pupils required

    support. In turn, the teaching assistants added to the records when they had

    further evidence of pupils progress.These records formed the basis for bothinterim and annual reports to parents. The school used its web site to provide

    details for parents of the homework set by teachers, and paid a teaching

    assistant to provide online homework support in the early evening.

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    51. Where teachers took on too many responsibilities, and became

    overloaded as a result, the quality of support they could offer pupils

    suffered.This was especially true of newly qualified teachers, who, in

    their desire to involve themselves fully in the life of a school, sometimes

    took on too much.While managers in a minority of the schools failed to

    monitor the workload of staff, better managers intervened when there

    was evidence that a teachers workload was becoming unmanageable.

    A few teachers felt they had been required to set unrealistic targets for

    themselves, with a consequent sense of failure when they were unable

    to meet them, even though their overall performance had been good.

    Provision of administrative and technical support

    52. Consideration of the 25 tasks identified in the national workforce

    agreement that need not routinely be carried out by teachers was leading

    many of the schools to increase the number and range of administrative

    and other support staff.There was an increasing focus on ensuring that

    teachers and senior managers were freed from tasks that could be done as

    well, or better, by others.

    53. Several schools had site managers who line-managed the caretaking

    and cleaning staff, and increasingly played a wider role in the school. In

    a specialist arts college, for example, the site manager was involved in

    supporting teachers and pupils through working with them on the lighting

    and sound requirements for drama examination coursework. He was also

    invited to staff meetings when decisions relevant to his work were being

    discussed.The headteacher had ensured that the site managers salary

    reflected his wider role.

    A programme of weekly non-contact time for the deputy headteacher, subject

    leaders and the special educational needs co-ordinator was introduced to

    enable staff to have time to plan, monitor and evaluate their curriculum areas.

    Each co-ordinator was required to submit a plan showing how the time wouldbe used and how it matched the priorities identified in the school improvement

    plan. Cover for teachers was provided by the headteacher and two part-time

    teachers. The school evaluated the effect of this initiative on the pupils learning

    and achievement and there was clear evidence of improvement in some

    curriculum areas. A questionnaire was also completed by teachers to gauge

    the effect on their workload and work/life balance. Overall, the effects had

    been positive. Subject coordinators felt better able to carry out their leadership

    roles, and they were able to point to improvements in the quality of the

    teaching in the school.

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    54. Teaching assistants were used in a variety of ways to enable teachers to

    focus more on teaching the pupils. In one school, for example, departments

    were able to bid for the teaching assistants time to mount displays, file

    documentation, update resources, help to arrange field trips, and enter

    pupils attainment data on the schools ICT system. Another school hadtrained selected teaching assistants to invigilate examinations under

    the supervision of an experienced teacher, and had given a member

    of the administration team responsibility for managing the supply cover

    arrangements.This administrator also provided a detailed analysis of staff

    absence patterns to enable the senior management team to identify any

    matters of concern.

    55. A number of schools, especially larger ones, employed skilled finance and

    administration managers to provide support for the headteacher and other

    senior teachers.There was a lack of common status or salary structure forthese posts and the roles varied considerably, for example the bursar in

    one school managed all administrative and premises staff; in another, the

    school manager was responsible for cleaning and technical staff as well

    as for the bursar and the finance officer. Only a minority of finance and

    administrative managers had qualifications and experience that were well

    matched to the job they were required to do.The lack of any clear career

    progression route was a significant concern for the most able and best

    qualified of them.

    56. All of the secondary and some of the primary schools benefited from thesupport of technical staff.The range and quality of practical work available

    to pupils in subjects such as science, ICT, design and technology, and art

    and design often depended crucially on the technical support available

    to the teachers and pupils. In the absence of such support, teachers

    were forced either to carry out the tasks themselves, or to reduce

    the opportunities for pupils to engage in practical work.The number

    of technical staff varied considerably between schools and also between

    departments within schools.There was often no clear rationale for the

    deployment of technicians; historical allocations of time and funding were

    sometimes an obstacle to progress.

    Support for behaviour management

    57. A key feature of the teachers working environment is the standard of the

    pupils behaviour.The majority of the schools in the survey had adopted a

    range of measures to ensure that high standards of pupil behaviour were

    promoted. In most, there was a behaviour policy based on rewarding

    positive behaviour, staff were expected to follow the set procedures and

    good behaviour was tied closely to an emphasis throughout the school on

    mutual respect. Senior managers in these schools constantly insisted that

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    good standards of conduct were maintained.They had introduced effective

    systems that supported teachers in dealing with difficult pupils and, through

    their high-profile presence around the school, set an example by

    implementing the agreed procedures themselves.

    58. Many schools had simple but effective support systems,such as on-call

    arrangements for senior managers, to help teachers whose lessons were being

    disrupted. Some organised training for selected teachers to act as mentors to

    disaffected pupils. In a few schools, senior managers failed to provide effective

    support in behaviour management for teachers.As a consequence, some found

    it harder to teach successfully, and this depressed staff morale and levels of

    professional satisfaction.The majority of teachers,however, reported that

    good, school-wide behaviour management systems, fully implemented and

    backed by the personal commitment of senior staff, allowed them to manage

    their classes and to support pupils learning more effectively.The followingexample, from a large urban secondary school, illustrates how effective

    behaviour management systems can support teachers well:

    During the previous academic year, the school had noted a deterioration in

    pupils behaviour and had decided to make tackling this a priority for the year.

    This led to the introduction of a number of initiatives:

    a focus on identifying teaching and learning strategies that promote good

    behaviour and increase pupils motivation, and on providing professional

    development for staff to support the introduction of these strategies

    behaviour management training for teachers

    the establishment of a student support room (SSR) that made use of

    staff with particular skills in dealing with challenging behaviour, for example

    experience of working in a pupil referral unit

    the use of these support staff and teaching assistants in classrooms to

    target areas where behaviour was poor.

    An important aspect of the strategy was the use of the SSR to promote

    inclusion; this was set up to help pupils who found it difficult to cope with

    learning in the normal classroom.The aim was to reduce exclusions and the

    number of pupils on report. Those pupils who were sent to work in the SSR

    were identified through discussions with their personal tutor, teaching staff

    and head of year.They were required to work on individual targets with their

    teachers to achieve the necessary changes in their behaviour that would

    enable them to return to normal lessons. Pupils spent varying amounts of time

    in the SSR, based on their individual needs. A range of issues was addressed to

    help change the behaviour of pupils, including anger management and the

    development of the pupils social and life skills and their self-esteem.

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    59. Teachers in primary schools often used teaching assistants effectively to

    support pupils with behaviour difficulties. Good communication between

    teachers and teaching assistants resulted in a high level of understanding

    of appropriate behaviour strategies and in a consistent approach.Teaching

    assistants, who knew the class well, often provided valuable behaviour

    support to supply teachers who were covering the short-term absence

    of the class teacher.

    Consultation and liaison with parents and external agencies formed an

    integral part of the work. A pupil tracking system and regular monitoring

    and evaluation were also key aspects of the programme.The schools special

    educational needs co-ordinator and the student support team also providedspecialist training for teachers in behaviour management and in-class support.

    This focused support backed up the school-wide training in the use of

    teaching and learning strategies to promote good behaviour.

    Teachers in the school reported significant improvements in the behaviour of

    the individual pupils who had worked in the SSR.The training provided had

    enabled many teachers to reduce the incidence of poor behaviour in their

    classrooms. The number of exclusions fell dramatically. Teachers could now

    focus much more on their teaching and other pupils could focus on their

    work.This initiative had contributed to raising standards across the school.

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    Managing change

    Positive view of change

    60. The theme of managing school development and change is one that hasoccurred a number of times in this report. In recent years, schools have

    been faced with the need for what has sometimes seemed like almost

    constant change in response to a series of central government initiatives.

    The more effective schools in this survey have combined the implementation

    of these changes with their own individual priorities, to support a process of

    continuous improvement.These changes have generally had a positive effect

    on the deployment,motivation, development and performance of teachers.

    Their introduction has required flexible but determined leadership.The most

    effective school managers are skilled in assessing the attitudes of the staff,

    are able to establish the scale of the changes required and are careful to beseen to be committed to them.They are generally quick to capitalise on new

    opportunities for their schools when they see potential benefits in them.

    Use of funding

    61. The effective management of change in the schools in this survey has often

    involved innovative use of the budget to achieve the schools aims. Many of

    the headteachers have tapped into a variety of funding sources, including

    government-funded initiatives such as the Specialist Schools programme,

    and made use of low-cost or no-cost services, to maximise the funds

    available for school buildings, resources and staffing.They have often made

    use of skilled finance managers to advise on how best to fund their plans

    for development and improvement. Conversely, the minority of schools

    which had not sought additional funding or made the most effective use

    of their budget, often felt that they were being left behind in terms of

    resources and staffing.

    62. Additional government funding, such as that from the Excellence in Cities

    or Specialist Schools programmes, had, for some of the schools, meant a

    significant increase in spending power.This had enabled them, for example,

    to provide additional ICT resources. Several of the schools had overcome

    budget difficulties by entering into consortium arrangements with other

    schools. By benefiting from the economies of scale offered by these

    arrangements, the headteachers were able to make progress with planned

    improvements at a lower cost than if they had worked in isolation. The

    sharing of the expertise of staff was sometimes an equally important

    outcome of collaborative working.

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    63. The provision of improved ICT resources led to the use of more up-to-

    date materials in the classroom and the introduction of a wider range of

    teaching styles. At the same time, it helped to reduce the workload of staff.

    There was a consequent improvement in morale and motivation in many

    of the schools. However, the additional resources sometimes brought

    unwelcome pressure to bear on teachers who were less confident with

    ICT. For example, one small rural primary school decided to buy laptop

    computers for pupils and teachers, as well as electronic whiteboards in

    classrooms. It was hoped that the purchase of this equipment would lead

    to greater integration of ICT within classrooms. Most of the teachers

    welcomed the initiative and quickly learned how to use the technology

    to support their teaching. Nevertheless, a minority of teachers felt they

    were under peer pressure to keep up with their colleagues and were

    having to spend a considerable amount of additional time in preparation.

    The headteacher of an inner-city infant school was very active in the

    management of a number of Excellence in Cities projects. She was particularly

    aware of the ways in which the school might benefit from projects involving

    laptop computers and became a key member of the management groups fortwo such projects. In one of these, she worked with another local primary

    headteacher to devise a project for a consortium of 13 primary or nursery

    schools to develop innovative ways of using laptop computers in teaching.

    The pooled Excellence in Cities funding allowed her to purchase a set of

    24 laptop computers and other hardware to give greater flexibility in the

    classroom, also a range of software.The schools in the consortium recognised

    that they needed a specialist teacher to devise curriculum materials and to

    manage the technical aspects of the project.The consortium seconded a

    primary teacher to lead the project who had been the ICT co-ordinator at

    a local primary school and was seeking a new challenge.

    The impressive outcomes from this project could not have been achieved with

    the staffing and other resources of the infant school alone. By pooling resources,

    all the schools involved in the project were able to purchase sufficient laptop

    computers.The specific expertise of the teacher employed to lead the project

    was considerably greater than that of any of the teachers in the infant school.

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    Careful introduction of initiatives

    64. Staff responded positively when the introduction of initiatives was

    staged effectively.The key factor was ensuring that the agreed change

    was manageable and that staff were persuaded of the benefits both tothemselves and to the school. Negotiation before and during the process

    of change was important in securing the agreement and commitment of

    all staff. In a few schools, managers had failed to prioritise effectively or to

    phase the introduction of new initiatives with sufficient care, leaving staff

    feeling overloaded and, at times, demoralised.

    65. Most of the schools were cautiously optimistic about the introduction

    of the National Workforce Agreement. Debate prior to the agreement

    had stimulated many of the schools to consider their own approach

    to staff workload issues.They had often found that the agreement waslargely in line with their developing thinking. Some headteachers, however,

    expressed concern over the funding implications of this initiative, especially

    whether their school budgets would enable them to employ sufficient

    support staff to relieve teachers of the 25 tasks listed in the agreement.

    Structured approach to self-evaluation and monitoring

    66. The quality of strategic and operational planning was a significant strength

    in the majority of the schools.They established clear priorities based

    on rigorous self-review. A minority of the schools made effective use

    of external consultants, for example to lead off-site self-review days toexplore what staff felt about the school and to collect their views on its

    future direction. Staff were generally involved in identifying priorities and

    planning for improvement; their views were listened to and taken into

    account where possible. Managers were mostly skilled at convincing staff

    of the need for change even when there were initially signs of reluctance.

    Staff completed a questionnaire which took the form of a personal self-review

    and included the management of faculties and departments.Within the

    questionnaire they noted the strengths of their current practice and wherechanges might be needed.They then indicated whether current practice was

    mainly satisfactory (in which case it might be maintained), was suitable but

    could be improved upon significantly, or was not working.The questionnaire

    results were then analysed.This analysis provided a clear profile of the schools

    strengths and weaknesses, and gave a strong steer for improving the quality

    of education.

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    67. Where less effective practice was observed, managers failed to seek

    evidence of the impact of their management strategies. In these schools,

    there was a limited understanding of how monitoring and evaluating the

    quality of leadership and management could be used to inform planning

    for change designed to improve provision and raise achievement.

    A large 1118 secondary school had successfully developed its evaluation of

    the management of teachers as part of a whole-school strategy that employed

    systematic processes of monitoring, evaluation and review.

    Staff were interviewed and asked to reflect on their responsibilities interms of job description, training received, promotion and career prospects,

    goals and targets, appropriateness of support received to carry out

    responsibilities and the working environment.

    The headteacher developed a questionnaire for staff to evaluate the

    effectiveness of management in the school. Each member of staff was asked

    to judge key areas of management in relation to leadership, communication,

    teaching and learning, behaviour management and improvement planning.

    They were also asked to rate these areas according to what was most

    important to them.The design of the questionnaire allowed the strongestfeatures, weakest features and features falling short of expectation to be

    identified and cross-referenced against importance ratings. The results raised

    some interesting issues, not all expected.There was strong agreement, for

    example, that support given to new staff was good. However, all staff agreed

    that the feature falling short of expectation was the lack of non-teaching

    staff input into school development planning.There were also some clear

    messages for the leadership team regarding behaviour management.Their

    perception was that this was a strong feature of the school. However, the

    features falling short of the staff s expectations were disruption not being

    dealt with promptly, pupils not clear about standards of behaviour andpupils not respecting teachers.

    The headteacher also developed a questionnaire for staff to evaluate

    the effectiveness of departmental management, to provide a platform for

    teachers within the department to give their views. One head of faculty

    managed a large team, many of whom were older and more experienced

    than himself.When the responses to the questionnaire were collated, the

    majority were favourable. However, there were two negative responses

    relating to communication with the head of faculty. He was aware of the

    disaffection of two colleagues but had not known how to approach them.

    This gave him the opportunity to evaluate his own management style and

    to act on evidence rather than his own instincts. He arranged individual

    interviews with the members of staff concerned to discuss the issues

    raised and this led to improved relationships.

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    Annex A

    The National Workforce Agreement

    The National Workforce Agreement, signed in January 2003 by the government,employers and