Jack B Weinstein Financial Disclosure Report for 2009

8/3/2019 Jack B Weinstein Financial Disclosure Report for 2009

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~ o~ 0 1 FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i~ ,in Governmen t Act o f 1978R~. 1/2010 FOR CALENDAR YEAR 2009 f f U.S.C. app. 101-111)1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f g s t , m i d d l e i n i t i a l ) 2. Cour t or Organiza t ion 3 . D a t e o f R e p o r tWeinste in, 1ack B. U.S . D i s tr i c t Cou r t , Eas t e rn D i s t r i c t o f New Y o rk 03/18/2010

4 . T i t l e ( A ~ c l e 1 1 I j u d g e s i n d i c a t e a c d v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e ty p e ) 6. Reporting Periodm a g i s t r a t e j u d g e s i n d i c a t e f u l l - o r p a r t - d i n e ) [ ] N o m i n a t i o n , D a t e 01/01/2009Sen io r U . S . D i s t r i c t J udge [] Initial [] A n n u a l []Final to. _ 12/31/20095b. [ ] A m e n d e d R e p o r t

7. Chambers or O ff ice Address 8. On the basis of the Information contained hi this Report ~nd anymodl[icat |ons p ertaining thereto, i t i s , in my o p l n l o n ~ I n compliance225 Cadman Pl aza E~s t with applicable laws and regulat ions.Broo klyn, New York 11201

Reviewing Off icer D a t e

I M P O R T A N T N O T E S : ~rhe instruc t ions accompanying this form must be fol lowed. Coml f fe te al l parts ,checking the NO NE box for e ach part where you have no reportable information. Sign on last page.

[~ NONE (No repor table posi t ions. )P O S I TI O N N AM E O F O R GAN I ZATIO N /E N TITY

i , .__

~ " NONE ~o reportable agreements.)~ PARTIES AND TE~S

I. 1998 TIAA Ret i rement Pl~s2. 1998 New Y o rk S t a t e Re t i r emen t P l an s3. 2000 New Yo rk S t a t e Sav ing s P l an Schoo l ing (2 )


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FINANCIAL DISCLOSURE REPORT ~me of Person Reporting [ Date of ReportP a g e 2 o f 12 W e t n s te i n , J a c k B . ] 0 3 / 1 8 / 2 0 1 0

I II . N O N -I N V E S T M E N T IN C O M E . ~ Re po .t.g individual ond spou$e: see pp. 17-2d of filing ln~ructlons.)A. Filers N o n - I n v e s t me n t I n c o me

N O N E ( N o repor tab le no n- inves tm en t i ncom e . )DATE ~OURCE AND TYPE I N C _ _Q M E( you r s , n o t s pou s e s )

1. 2009 Te ac he rs I n s . & Annu i t y Pe ns i on $11,134.18

2. 2009 N . Y . S t a te R e t ir e m e n t S y s ~ m P e n s i o n $8,599.803. 2009 W e s t P u b l is h i n g C o . P ~ o y a l ty $2,892.864.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if yon were married d u r i n g a n y p o r t l o n o f th e r e p o r t i n g y e a r , c o m p l e te this secaon.(Dollar omaunt not required except for honoraria.)

N O N E ( N o repor tab le no n- inves tm en t i ncom e . )D ATE SOURCE AND TYPE

1.2.3.4.

I V . R E I M B U R S E M E N T S -,~,.sm,,ao.. Iodglng, food, entettai ...... (Includes those to spouse and dependen t children," see pp. 25-27 o f filing instructions.)

N O N E (N o repor tab l e r e im b u rsem en ts .)S _ _ Q _ U R C E D ATE S LO C ATIO N pURPOSE I TE M S P A I D O R P R O V ID E D

1.2,3.4.5.


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DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t i n g Date of ReportFINANCIALW e i n s t e in , J a c k B .a g e 3 o f 12 o 3 / 1 8 : 2 o t o

[] N O N E ( N o reportable gifts.)S O U R C E DESCRIPTION ~

2,3.4.5.

[-~ N O N E (N o repo rtable liabilities.)CREDITOR, DESCRIPTION NALUE CO DE

1.2.3.4.5.


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N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tF IN A NC IA L D IS CL O SU RE R E PO R TI w ~ i ~ t ~ i~ l , J ~ e k B .a g e 5 o f 1 2 0 3 / 1 8 / 2 o ~ 0

[---] N O N E ( N o reportable income, assets , or t ransact ions . )D e s c r i p t ~ o ~ o f A s s e t s . Income during G r o s s v a l u e a t e n d T r a n s a c t io n s d u r in g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) ; r e po rt i n g p er io d o fr ~ p o rt i n g p er i o dP l a c e " ( X ) " a f t e r e a c h a s s e t I A m o u n t Type(e.g., Value Valu e Type(e.g., [ D a t e i Value ~ Gain i Ident i t yofe x e m l g f r o m p r i o r d i sc l o s u r e i C o d e 1 d i v . , r e n t , C o d e 2 M e t ho d buy, sell, I C o d e 2 C o d e I ! buyer/seller( A - H ) o r i n t . ) ( . L p ) C o d e 3 r e d e m p t i o n ) I ( J - P ) : ( A - H ) [ ( i f p r i v a t e

1 8 . Eas t l s li p N YUn F ree Sch D i s t -6 /15 /2 I A Inte rest K T1 9 . Ne v Yo rk NYC Ge nl Obl Se r A-8/1 /21 A Inte rest K T

2 0 . New Yo rk NY Genl Obl Ser- I - 311/22 A Inte rest J T2 1 , New Yo rk NYC Ind l Dev Agy - 6 / i /22 A Inte rest J T2 2 . Neat York N YC Mun W tr Fin Auth -6/15/22 A Inte rest J T2 3 . Long I sland Power Auth- 1211/22 A Inte rest K T2 4 . NYS En v i r Fa t s Carp - 6 /15 /23 A Inte rest J T2 5 . NY N Y Genl Obl ig Ser J - 8/1123 A Inte rest J T2 6 . NYS Mua i Bon d Bank Agy -12/ l/ 23 A Inte rest J T2 7 . New York N Y Genl Obl ig Se r - I - 311/24 A Inte rest J T

2 8 . NYS E nv i ro Fac s Co rp - 6 /15/24 A Inte rest K T2 9 . Po r t Au th NY &NJ O ne Hu nd red-7 /15 /24 A Inte rest J T3 0 . New Y o rk NYC Gen l Ob l i g Se r -B - 8 /1 /24 A Inte rest J T3 1 . NYS E nv i ro Fa t s Co rp - 10/15 /24 A Inte rest J T3 2 . Metropol i tan Transn Auth NY-Ser aid- A Inte rest J T3 3 . Me t ropo ! [ tan T r ansn Auth NY-Se r A- A Inte rest J T3 4 . NY S Twy Auth Gen Rev S e t -G- I / 1/26 A Inte rest K T

I . t ~ o m e G a i n C o d e ~ : A =$ t ,O00 or less B =$1 ,0Ol - $2 , 500 (2 =$2,501 . $5,000 D =$5 ,001 - $ I 5 ,000 E =$ IS,001 - $ 50,0~0( S e e C o l u m n s B I t a d D 4 } F =$50,001 - $100,0430 G =S l00,001 - $ 1,000 ,000 H I -$ 1,000 ,001 - $ 5,000 ,000 H 2 -Mo re th an $5 .000 ,000: 2 . V=lu c C o des $ =~15,000 or less K =$ 15 ,001 - $ ~.0,000 b =$ 50,001 - $ 100,0(D M =$100,001 - $2.50,000(See Co lumn~ ; C I and D3) N =$250.001 - ~500.000 0 =$500.001 - $I,000.000 Pl =$1,000,1~ l - $5,000.000 P2 =$5,000.001 - $25,000.000i P3 =$25,000,001 * ~50,000,000 P4 =Mor than $50,000,0003 , Va l~e Me thod Cod e s Q =Appr a i s a l R =Cos t (Rea l Es ta te Only ) S =Asses smen t T =C a sh Ma rk e t(S ee C o lu m n U2 ) U *B o o k Va lu ~ V *O th e r W =E s t ima ted


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Name of P erson Rep orting Date of Repo rtFINANCIAL DISCLOSURE R EP O R T[ W ei n s t e n , J a ck H.a g e 6 o f 12 0 3 / l g t2 O l 0

V I I. IN V E S T M E N T S a n d T R U S T S - i, ,c o .,~ .~ ,,~ ,r..s~o,~ a.a,,aes a, os. ol wo.~. ~ a..d..t ehua~..; ~ee vp. 34~0 of fd~g instrncaon~)N ON E (No reportable income, ~sets, or ~atuactio~.)

D e ~ p f i o n o f ~ s e u ; I n c o m e d u n g G r o s s v a l u e a t e n d T ~ e f i on s d u r i n g ~ p ~ i ng( including ~t as~ts)~ 0) (2) 0) (2) O) (~) ] (s) (i)P i ~ e e " ( X )~ s f t e r e a c h a s s e t : A m o u n t ~ T y p e ( e .g . , V ~ ] u e Value T y p ~ ( e . g . , Dat~ ~ Valu~ G a i ne x e m p t f r o m p r i o r d i s e l o s u ~ C~ [ d i v . , r e ~ t , C o d e 2 Met~ buy , ~l l, ~d~ ~ ~ 2 C o d e ]

3 5 . N Y S T ~ Au~ S t P e ~ I n c om e - 3 1 1 5 ~ 6 A I n ~ r ~ t K T3 6 . .Tr ibo roug h Brd g & Tunl Au~- 111~7 A h t e r ~ t J T3 7 . N e w Y o r k ~ C T f a R e v F u m r e m x - A I n t e r~ t J T3 8 . Metropol i~nTmnsn Auth NY- 11115~8 A In teres t J T3 9 . NYS Twy Auth Gen Rev Ser -G- 111/26 A I n t e~s t K T B u y 0 8 1 1 7 1 0 9 K

4 0 . N Y s T ~ A u ~ S t P e r s I n c o m e - 3 115 ~ 6 A In teres t K T4 1 . Tribomugh Brd g & T~I Auth- 111~7 A l n t e~s t J T4 2 . N e w Y o ~ N Y C T fa R e v F u t u r e ~ - A In teres t J T4 3 . Metropoli tan Transn Auth NY- I 1 /15/28 A Inte rest J T4 4 . New Yo rk NY Gen l Ob I -Se r H - 3115~9 A In teres t J T4 5~ Br0okhave n Go 11 /1~1 A In teres t Sold 01/0~09 J A4 6 . Bu f f a l o S a l e s 9 / l~ l A l n t e r~ t Sold 01/0~09 J A4 7 . F r e e po a G o 1 / 15 ~ 3 A In teres t Sold 01!06/09 J A4 8 . MTA Dedi~ted 11/15/27 A l n ~ r ~ t Sold 01/06/09 J A

4 9 . MTATmas I 1/15~7 A In teres t Sold 01106/~ J A5 0 . N Y ~ G o 8 / 1~3 A Inte rest Sold 1 0 1 1 9 1 0 9 1 J A5 1 . NYC Go Set G 8/1127 A In teres t Sold 0 1 / 1 6 1 0 9 J A

I . I n come Ga in Co~s: A = $ 1 , 0 0 0 o r l e s s B = $ 1 , 0 0 1 - $ 2 . 5 0 0 C =$2,501 - $5.000 D =$5,001 - $15,000 E = $ 1 5 , 0 0 1 - ~ :5 0 , 0 0 0(See Columra B I and D41 F - $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 G =$100.001 - $ |,000,000 H 1 = $ 1 , 0 0 0 , 0 0 1 - 5 5 . 0 0 0 , 0 0 0 H2 ~More tMn2. Value Cod es J = ~ 1 5 . 0 0 0 o r l e ss K--$I$,001 - $50.000 L - - $ 5 0 , 0 0 1 - $ 1 0 0 . 0 0 0 M = $ l ID 0 , 0 0 1 - $ 2 5 0 , 0 0 0( S e e C o h ~ m m C I ~ n d 1 1 31 N = $ 2 5 0 ,0 0 1 - $ 5 0 0 , 0 0 0 O ~ $ 5 0 0 , 0 0 1 - $ i ,0 0 0 , 0 0 0 PI =$ t ,000,00| - $$,000,000 P 2 = $ 5 , 0 0 0 , 0 0 1 - ~ 2 5 , 0 0 0 , 0 0 0P3 =$25,000,001. $50,000.000 P4 =More than $$ 0,000,000L Value Melhod C o & : s Q - A p p r a ;s = l R = = C o s l (R e z ] E ~ a t e O n l y I S =A s~ smen t T =Cash Marke t( S e e C o l u n a n C 2 1 U = B o o k V = l u e V - - O I h e r W


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F IN A N C I AL D I S C L O S U R E R E P O R T N a m ~ : o f P e r s o n R e p o r t i n g [ DateofReportP a g e 7 o f 12 W e i n s t e i n , J a c k B .]

03118/2010

V I I. IN V E S T M E N T S a n d T R U S T S - ,.~o~,,, .o l,,,, ~ ...... , ~ o . s ( I n c l u d e s t h o s . o f s p o u s e ~ n g a e p e ~ g e ~ children; s~ p p . 3 4 - 6 0 of f i l ing ins~uct lonx)~ N O ~ ~ o reportable income, ~sets, or ~ansactions.)..................... ~T ........................ B? ~ ..................................... 6.~ ..................D~cdp t i on o f~s e~ I n c o m e d u r i n g G~ss v~ at ~d T~nsacf ions dur ing r~oning p~iod(i~ludi~ ~t ~) r e ~ i n g p e r i o d o f ~ a i ng p e r i o d, ~3 " ~ t~) ~ (~ ....... 2 ~ . . . .. . [- ~~ t~;V~; ........... ~ .....Pl ace "~ )" a f i~ ~h as s~ ~Am~nt T~e (e.g., Value ~ Value T~ ( e .g . , ] Data ] Value . Ga~ l den t iW o fC o d e 1 div., ~nt, C o d e 2 ~ M e , o r buy, sell, / m ~ d ~ ~ C od e 2 ~ C ~ e 1 buyer /se ll~xemptfrompfiord i~losu~ i ~ ( A - H ) o r i n t ) O - P ) ~ C o d e 3 ~demption) / i (J-P) ](A-~ (ifprivale[52. N Y C G o S e t N 8 / 1~3 A . Inte rest Sold 01/0~09 J A

5 3 . NYCGo- G 8 /1 /18 A Inte rest Sold 10/19/09 J A5 4 . NYC Go- 14/15/20 A Inte rest Sold I1/16/09 J A5 5 . NYC Trns tl - B 11/1/23 A Inte rest Sold 01/06/09 J A

5 6 . NYS Da Facs 5/15/21 A Inte rest Sold 05/15/09 J A5 7 . NYS Da-Hlth 711/09 A In teres t Sold 07/01/09 J A5 8 . NYS Da-Mnt l -D2!15/ l l A In teres t Sold 08/17/09 J A5 9 . NYS Do nn Au-D 8/15/ 16 A Inte rest Sold 08/17/09 J A6 0 . NYS E nvmn tl 12/15/20 A In teres t Sold 01/06/09 J A6 1 . NYS Udc-Cnc tn l 1 / I109 A Inte rest Sold 01/02/09 J A6 2 . NYS Urban Dev 411/09 A Inte rest Sold 04/01/09 J A6 3 . Roc k land Pu r p 8 /15/21 A In teres t Sold 01/06/09 J A6 4 . Sc hnc t dy 6 /15/20 A In teres t Sold 12/07/096 5 . Suffolk Inp t 5/15/22 A In teres t Sold 01/06/096 6 . Tarrytwnufsd 1/15/17 A Inte rest Sold 07/20/09 K A

6 7 . N Y S D a C a n c e r 7 / I !24 A In teres t Sold 01/06/09 J A6 8 . NYS DormAu 3 115 /2 8 A In teres t B u y 02/10/09 J

I . Income Gain Codes: A = 2 1 , 0 0 0 o r J e ss B =21,001 - t2,500 C =$2,50 ! - $5,0~0 D =25,001 - $15,000 E -215,~01 - $50,000{See Co luna~ B I and D4) F = ~ 5 0 , 0 0 1 - 2 1 0 0 , 0 0 0 G =$100,001 - $1,000,0~) H I = $ 1 , 0 0 0 , 0 O I - 2 5 ,0 0 0 , 0 0 0 H 2 = M o ~ e tl ~ J a 2 5 .0 0 0 , 0 0 02. Value C~d es 3 " $ 1 5 , 0 0 0 o r l e ss K =215,001 - 250,000 L = 2 5 0 , 0 1 ) 1 -$ 1 0 0 , 0 0 0 M =$100,001 - 2250,0~0( S e e Columos C I ~n d D 3 ) N -$250.001 - $500,000 O -$500.00| - ~;I.000.000 P1 =$1,000,~ 1 - $5.000.000 P 2 = $ $ . 0 0 0 . 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0P 3 = ~ ; 2 5 . D 0 0 . 0 0 1 . $ 5 0 , 0 0 0 , 0 0 0 P4 -M~ than $ 50,000,000]. Value Method Cod es Q = A p p r a i s a l R = C o s t ( R ~ I E s t a t e O n l y ) S -Assessment T =Cash Market(~ee Column C2) U -Book Value V = O l h er W = - E s t im a t e d


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F IN A N C I A L D I S C L O S U R E R E P O R T N ~ m , o f P ..... R epo r t i n g Date *fReportP a g e 8 o f 12 W e i n s t e i n , J a c k B . 03/18/2010V I I . I N V E S T M E N T S a n d T R U S T S - ~ n c o , , r e , ~ o t u , . t . . . . . e , l o n ~ ( Inc ludes those o f spouse an d dependent ch i ldren; see pp . 34-60 o f f i l ing ins truc t ions . )

NO NE (No rep or table incom e, asse ts, or t ra~act ions.)....... ~, ............. ~. d .......................... b~ ....................D~cfipt~on ~fAss~ Income ~g Gross ~lue at ~d T m n s a c f io ~ du r i n g ~ n g p e r i o d(~eluding t~t a~e ts) repor t ing pef i~ of repor t ing ~r i~" u) c2) u) (2) " ~b (2) " (3) ~ (~) ~ ...... ~)P l a e ~ " ( X ) ~ a ~ e r ~ c h ~ s e t A m o u n t T y p e ( e . g ., Valu~ Valu~ T y p ~ ( e . g .) ~ Date i V~ue Ga~ ~ Idenf i~ of~empt ~om prior disclosu~ C o d e 1 d i v . , r e n t , C o d e 2 Me~od buy, sell, m ~ d ~ ~ C ~ e 2 ~ C o d e 1 ] buyeHseller( A - H ) orin~) ( J - P ) C~e3 r e d e m p t i o n ) i (J-P) ~ ( A - H ) ~ ( i f p r iv a t e(~ . . ~. . ~ . ~nsae t i on )

6 9 , ~S Do~ Au 3/15~8 A In teres t Sold 1~07/09 J A7 0 . NYS EnvrmntI- B 6115/25 A Interest B u y 0 5 1 1 9 / 0 9 J7 1 . NS Envrmntl-13 6/15/25 A Interest Sold 12/07/09 J A" 7 2 . P tNYNJ -154 911 /25 A In teres t B u y 0 4 1 0 6 1 0 9 K7 3 . PtNYNJ -154 9 i1 /25 A In teres t Sold 12/07/09 K A7 4 . Morgan S t an le y Bank N,A, A In teres t J T7 5 . Nassau CtyNY Gen lObl ig 1/1/14 A I n t e r e s t J T

" 7 6 . NYS Twy Auth Local Hw y 411/21 A In teres t J T77 , Harborf ie lds Cent Sch D[st NY 6/1118 A In teres t J T7 8 . Buft lao NY Mun W tr Fin Auth Wtr 7/1/22 A In teres t J T79 . NYS D orm Auth Lease Rev 7/1/25 A In teres t J T8 0 . Duches s C ty NY Res . Rec . 1 /I /13 A In teres t J T8 1 . Eastpor t So. Manor Cent Sch Dist 6115/21 A In teres t K T8 2 . Ne w York NYC H l th & H osp Corp 2 /15114 A In teres t J T8 3 . NYS Do rm Auth Revs 2/15/14 A In teres t J T

8 4 . Srni th town NY Cent Sch Dis t 8/l /15 A Inte rest J T8 5 . NYS Do rm Auth Rev Aid Long 11/1/15 A Inte rest J T

, I . Income Gair~ Codes: A =$ I )000 or les s B ~ I,~1 = ~,5~ C =$~01 - $5.~ D =$5 . 001 - $ 15 ,000 E =$15,~ I - $50,~

( S e e C o l u m n C 2 ) U ~ok Value V =O th er W ~Est~ma ted


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FINANCIAL DISCLOSURE REPORT Name of Person Repor t ing I Date of Repor tP a g e 9 o f 1 2 W e i n s te i n ,V I I . I N V E S T M E N T S a n d T R U S T S - ~ . c o , . e . ~ t . . . ~ . . s .c a o . ~ a . e t , . d . s t n o s . o ~ " s p o . . s , o . ~ ~ , p , . a . ., children; see p p . 3 4 - 6 0 of fillng instrnctiong)

N O N E ( N o reportable income, assets , or t ransact ions . )I D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g G r o s ~ v a lu e a t e n d T r a n s a c t io n s d u r in g r e p o r t i n g p e r io d

( i n c l u d i n g t r u s t a s s e t s ) r e p or t i n g p e ri o d o f r e p or t i n g p er i o d

] P l a c e " ( X ) " a f t e r e a c h a s s e t ! A m o u n t , : T y p e ( e . g ., Value [ ValueT y p e ( e . g . , Date [ Value :. Gain I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e i Code I ! d i v . , r e n t , Code 2 M e th o d buy, se ll, mrrddd/yy tibuyer!seller. i (A-H) , o r i n t . ) ( J - P ) " C o d e 3 r e d e m p t i o n ) ! (J-P) . (A-H) ( i f p r i v a t e

8 6 . Tar r y town NY Union Fr e e Sc h Di s t 1 /15/17 A In teres t J T8 7 . NYS D orm Auth Rev 211/18 A In teres t J T88 ~ Sc he ne c t ady NY C Se h D i s t 6 /15120 A In teres t J T8 9 . Duches s C tyNY Ind l Dev Agy 7 /1 /20 A Inte rest J T

9 0 . New Y ork NY Genl Ob l ig Se r -G 8 / I /20 A In teres t J T9 1 . NYW Env i r . Fac s 12 /15/20 A In teres t J T9 2 . East l s l ip NY Union Free Seh Dis t Ser-A A In teres t J T6 / 1 5 1 2 19 3 . New Yo rk NrYC Genl Obl ig Set A 8/1/21 A In teres t K T

~4. Roc k land Co N Y Var i ous Pu r pose s 8 /15/2 1 A Inte rest J T9 5 , Buffalo NY Fiscal Stability Auth. 911121 A inte rest J T9 6 . Brookhaven NY Open Space Pres. 1111/21 A Inte rest J T

" 9 7 . New Y orkNY Genl Obl ig Se r -I 3 /1/22 A In teres t J T9 8 . Su f fo lk C o N~ P ub Impt Se t A 5 /15 /22 A In teres t J T 7

9 9 . Ne ~v York NY C Mun W t r F in Auth 6 /15/22 A In teres t K T1 0 0 . Ne~ Yo rk NYC Ind l Dev Agy C iv i c 6 /1 /22 A In teres t J T6/1/22101. N e w Y o r k N Y C M u n W t r F i n A u t h 6 / 1 5 1 2 2 A Inte rest J T102. Metropol i tanTrans AuthNYSerA 11/15/27. , A In teres t J T

I . Income G a in C n d ~ : A ~ $ 1 , 0 0 ~ o r I ~ B ~$1.001 - 52,J00 C -$2,501 - $5,0~O D -$5,001 - $15,000( S e e C o lu r u ns B 1 a n d D 4 ) F =$ 50 ,0 0 1 - $ 10 0 ,0 D 0 O = $ 1 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 H 1 = $ 1 , 0 0 O , 0 0 1 - $ 5 ,0 0 0 , 0 0 D H2 -M ore than $5,000,0002. Value C odes $ -$ I $ ,000 or le~. K = $ [ 5 , 0 0 1 - $ 5 0 , 0 ~ 0 L ~ $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 M ~ $ 1 0 0 , 0 0 1 - $2 5 0 , 0 0 0( S C o l u n ~ tl s C I a n d D 3 ) N - $ 2 50 ,0 0 1 o $ 51 ) 0 ,0 0 0 0 ~ $ 50 0 , 0 0 1 - $ | , O 0 0 , 0 0 I ] P I = $ 1 ,0 0 0 ,0 0 1 - S S ,0 0 0 ,0 0 0 P 2 = ~ 5 , 0 0 0 , 0 0 1 - ~ 2 S , O 0 0 , 0 0 0P3 -$25,000,001 -$50,000,000 P4 -More than $50,000,0003. Value Method C od~s Q = A p p r a i s al R ,-Cost (Real Estate Only) S =Assessment T =C~h Marke t( S e e C o l u n ~ n C " 2 ) U ~ B o o k Value V = O t l w .r W = E s t im ~ t e d


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N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORT[ We i n s t e i n , J a c k B .ag e 10 of 12 o ~ n 8 / 2 O l O

V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . . ~ , value, transact ions (Ine lndes those of spouse an d dependent children; see pp . 34-60 of f i l ing instruc~io,~.)NONE ( No repor table inco me , asse ts, or t ran sac t ions. )

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G ro s s v a l u e a t e n d T r a n s a c d o n ~ d u r i n g r e p o r t in g p e r i o d( i n c lu d i n g t r u s t a s s e t s ) r e p o r t i n g p e r io d o f r ~ p o n i n g p e r i o dP l a c e " ( X ) " a f t e r e a c h a s s e t I A m o u n t T y p e ( e . g . , Value Value T y p e ( e . g . , I Date , Value i Gain I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c l o s u r e . C o d e 1 d i v . , r e n t , C o d e 2 M e th o d buy , sell, I m m / d d ~ y I C o d e 2 , C o d e I . buyer/seller ( A - H ) o r i a t ) ( J - P ) C o d e 3 r e d e m pt i o n )L *i (JP) I (A-H)

(ifprivate( Q -W ) ~ t r a n s a c t i o n )

103 . Long I s land P ower Au th NY 12/1/22 A Inte rest K T104. Freeport NY Genl Obl ig Set A 1tl5/23 A Inte rest J T105 . NYS Env i r Fac s Co rp S t C l ean 6 /15 /23 A Inte rest J T

106 . NYS Do rm Au th Roches t e r Se rA 7 /1 /23 . A Inte rest J T107. New York N YC Genl Ob l ig Se r N 8 /1/23 A Inte rest .T T108. New Yo rk NY Gen l Oblig Set J 8/1/23 A Interest J T109. New York NYC Transi t ional 1111/23 A Inte rest J T110. NYS Mun i Bond Bank Agy 1211/23 A In teres t J Tl 1 I . MdropoH tan Tran s Au th NY Svc 1 / I /24 A inte rest J T1 1 2 .


11/12


12/12

Name of P erson Rep orting Date o f ReportFINANCIAL DISCLOSURE REPORT. l ~Veins t e in , J a ck B .a g e 1 2 o f 1 2 o 3 / l ~ n o l o

IX. CERTIFICATION.I c e r t i ~ t h a t a ll i n f o r ma t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s po u s e a n d m i n o r o r d e p e n de n t c h i ld r e n , f f a n y ) i s

a c c u r a t e , t r u e , a n d c o m pl e t e to t h e b e s t o f m y kn o w l e dg e a n d b e t i e f , a n d t h a t a n y i n f o r m a ti o n n o t r e po r t e d w a s w i t h h e l d b e c a u s e i t m e t a pp l i c a b le s t a t u t o r yprov i s ions pe rmi t t i ng non-d i s c losu re .1 f u r t h e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ym e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e po r t e d a r e i ncompl iance wi th the p ro v i s ions o f 5 U.S .C . app . 501 e t . s eq. , 5 U.S .C . 7353 , and Jud ic i a l Con fe rence regu l a t ions .

N O T E : AN Y I N D I V I D U A L W H O K N O W I N G LY A N DA N D C R I M I N AL S A N C T I O N S ( 5 U . S . C . a pp . 104 )

FILING INSTRUCTIONSM a i l s i g n ed o r i g i n a l a n d 3 a d d i t i o n a l co p i e s t o :

Co m m i t t e e o n F in a n c i a l D i s c l o su r eA dm in i s t r a t iv e O f f i c e o f t h e Un i t ed S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o lu m b u s C i r c le , N . E .W a s h i n g t o n , D .C . 2 0 5 4 4

Jack B Weinstein Financial Disclosure Report for 2009

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