IIA Tri-State Chapter Audit Trails 2017 Newsletter.pdfApril 19, 2018 ** TBD - 8 HR. TRAINING TBD...
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2017 – 2018 Issue 1 Upcoming Chapter Events Jay Wagner Jay Wagner, CIA, CFE, CISA, is currently the chief audit executive for the Illinois Office of the Attorney General, a position he has held since 2014. He has spent his entire 19-year auditing career in the public sector, also serving as the chief audit executive for the Illinois Department of Veterans’ Affairs from 2011 until 2014. Jay also occasionally teaches courses at the University of Illinois at Springfield. He has been active in the IIA since 2005, serving multiple roles including president, vice president, secretary, program chair, webmaster, and is currently serving a first term as an IIA District Representative. Jay and his wife Catrina live in Springfield, IL and have identical twin daughters. Date: Thursday, September 21th, 2017 Time: 11:30 AM – 1:00 PM Topic: “The Shapes of Fraud” Presenter: Jay Wagner, Chief Internal Auditor, Office of the Attorney General (Springfield Illinois) Place: OneMain Financial – Inspiration Room (601 Bldg., lower level) Cost: $20/Member and $25/Non-member Food: TBD 2017 – 2018 Chapter Officers President Neophytos Neophytou Vectren Corporation [email protected] Vice President Nicole Garrett Vectren Corporation [email protected] Vice President of Finance Terry Gontarek Berry Global [email protected] Secretary Josh Moore OneMain Financial [email protected] Social Coordinator Ami Slaubaugh OneMain Financial [email protected] IIA Tri-State Chapter Audit Trails
Transcript of IIA Tri-State Chapter Audit Trails 2017 Newsletter.pdfApril 19, 2018 ** TBD - 8 HR. TRAINING TBD...
2017 – 2018 Issue 1
Upcoming Chapter Events
Jay Wagner Jay Wagner, CIA, CFE, CISA, is currently the chief audit executive for the Illinois Office of the Attorney General, a position he has held since 2014. He has spent his entire 19-year auditing career in the public sector, also serving as the chief audit executive for the Illinois Department of Veterans’ Affairs from 2011 until 2014. Jay also occasionally teaches courses at the University of Illinois at
Springfield. He has been active in the IIA since 2005, serving multiple roles including president, vice president, secretary, program chair, webmaster, and is currently serving a first term as an IIA District Representative. Jay and his wife Catrina live in Springfield, IL and have identical twin daughters.
Date: Thursday, September 21th, 2017 Time: 11:30 AM – 1:00 PM
Topic: “The Shapes of Fraud” Presenter: Jay Wagner, Chief Internal Auditor,
Office of the Attorney General (Springfield Illinois)
Place: OneMain Financial – Inspiration Room (601 Bldg., lower level)
Cost: $20/Member and $25/Non-member Food: TBD
2017 – 2018 Chapter Officers
President Neophytos Neophytou Vectren Corporation [email protected] Vice President Nicole Garrett Vectren Corporation [email protected] Vice President of Finance Terry Gontarek Berry Global [email protected] Secretary Josh Moore OneMain Financial [email protected] Social Coordinator Ami Slaubaugh OneMain Financial [email protected]
IIA Tri-State Chapter
Audit Trails
2017 – 2018 Issue 1
2017-2018 Chapter Meeting Calendar Date Speaker Topic Location CPE
September 21, 2017 Jay Wagner, CIA, CFE, CISA The Shapes of Fraud OneMain Financial 1 October 19, 2017 Erica Esche Enterprise Risk Management OneMain Financial 1
November 16, 2017 Detective Joey Weigant Financial Crimes OneMain Financial 1 January 18, 2018 Susan Hardwick TBD OneMain Financial 1
February 15, 2018 Protiviti Cybersecurity & Data Protection OneMain Financial 4 March 15, 2018 TBD CAE Roundtable OneMain Financial TBD
April 19, 2018 ** TBD - 8 HR. TRAINING TBD OneMain Financial 8 May 17, 2018 Eric Williams Security OneMain Financial 1
** Date subject to change
2017-2018 Tri-State Chapter Board Name Organization Karen Cain Ziemer, Stayman, Weitzel, & Shoulders, LLP Tony Mattingly CHAN Healthcare Linda Sartore Deaconess Health Systems Blair Brown Old National Bancorp Tarrah Logsdon Old National Bancorp
September 2017 Tri-State IIA Membership Anniversaries
Name Date Joined David Zimmerman 9/7/2016
Brian Hicks 9/23/2016
Gary Burnett 9/17/2004
Stan Graber 9/6/2012
Brittany Fleig 9/23/2016
Jeff Cox 9/11/1998
Phytos Neophytou 9/20/2010
Carey Wade Higgs 9/15/2003
2017 – 2018 Issue 1
Tri-State Chapter News
The Directors Roundtable Institute Invites You to Attend a Program For Boards of Directors & Their Advisors
WHAT MATTERS TO SEC REGULATORS
AND HOW DIRECTORS & OFFICERS CAN BEST RESPOND (Guest Speaker: David Glockner, Midwest Head of SEC)
Tuesday, September 26, 2017, 8:30 – 10:30 A.M. (8:00 A.M. Registration)
The Library, 190 South LaSalle, Chicago, IL 60603
There is no fee to attend and continental breakfast will be served. Two hours of Illinois CLE credits are pending.
Directors, C-Suites, and Corporations are facing more frequent major investigations, litigation and potential personal liability, including individual and parallel government enforcement actions driven by the SEC, DOJ, shareholders, whistleblowers, and even competitors. These Distinguished Speakers will analyze how corporate leaders and their counsel can minimize the liability risks for themselves and their companies including these key issues:
• Regulators’ current compliance and enforcement priorities; • Determining when individuals need separate counsel and accountants; and considerations for joint
representations with corporate counsel; • Options for conducting investigations and resolving enforcement actions, including the role of corporate
monitors; and • D&O insurance to provide and pay for defense and settlements.
The Directors Roundtable Institute is a not-for-profit which organizes worldwide programming for Directors and their advisors. DISTINGUISHED SPEAKERS
David Glockner Regional Director, Chicago Regional Office U.S. Securities and Exchange Commission
Rex Homme Partner, StoneTurn
John Dellaportas Randall Lehner (Moderator)
Partners, Kelley Drye & Warren LLP
Dana Kopper Managing Director, Lockton Companies, LLC, Directors & Officers' Liability and Governance Risk Management Group
REGISTRATION: To register, log on to our Website, www.directorsroundtable.com, and click on "Current Events and Registration." To contact us, call Karen Todd at (727) 493-2067 or e-mail Jack Friedman, President, Directors Roundtable Institute, at [email protected].
2017 – 2018 Issue 1
Financial Services Exchange Conference
As the regulatory environment becomes more complex, the Financial Services Exchange is the event for internal auditors to learn and share leading practices to navigate through the associated risks. The IIA and its Financial Services Advisory Board continue to deliver a conference program that is relevant and engaging. Register Now
Environmental, Health & Safety Exchange Conference Turning Risk Into Readiness! In 2015, EPA and OSHA fines cost U.S. organizations over US$13 billion, however, only 11% of CAEs rely on internal audit to provide EHS assurance to the board. The EHS Exchange is the premier conference dedicated to the development and professional practice of environmental, health and safety (EHS) auditing, providing audit professionals with high-quality, specialized training, and networking opportunities with industry peers. Who Should Attend?
• EHS, Process Safety Management, and Product Stewardship Auditing Professionals.
• Internal Auditors who recognize the importance of learning how to identify and manage EHS risks and bringing additional value to an organization.
• Those interested in understanding the full breadth of the potential impact of EHS risks. Register Now
Vision University “One of the most valuable training courses of your career…” Join a select group of C-level executives who lead their internal audit practice by attending The IIA's premier chief audit executive (CAE) development program, Vision University (VU). Three sessions are planned for 2017. Learn more now.
2017 – 2018 Issue 1
2017 All Star Conference
Experience the Best of the Best Now in its 13th year, the All Star Conference is a one-of-a-kind program featuring The IIA’s highest rated presenters from the previous year’s events, as ranked by attendees. The best of the best speakers, facilitators, and panelists will provide insight on cutting-edge issues impacting the internal audit business environment. You’ll enjoy in-demand, encore presentations, as well as hear from brand new keynote speakers that will inspire you and provide takeaways for immediate implementation. Register Now
New IPPF Red Book Now Available
Refreshed with globally relevant content, The IIA’s new International Professional Practices Framework (IPPF), or Red Book, brings internal auditors up to speed on mandatory and recommended guidance. Get your copy today!
September Chapter Book of the Month
Whatever stage in your career, mastering the skills of trust and respect is critical to continued success. In his latest book, IIA President and CEO Richard F. Chambers provides insights into great leadership based on the perspectives of leading internal auditors from around the world. Use promo code CHAPTER to save 20%
2017 – 2018 Issue 1
IIA Bookstore Spotlights Catalog
The latest Bookstore Spotlights catalog is available. Browse thought-provoking internal audit resources to build your library, help enhance your job performance, and take your career to the next level. Promotion codes throughout the catalog are valid until 31 December 2017. Shop now.
Audit Intelligence Suite A New Way to Look at Internal Audit Through years of research and refinement, a smart and sophisticated yet simple to apply intelligence suite is now available for every internal audit function. Simply put, the Audit Intelligence Suite gives the CAE the ability to acquire valuable information and make it actionable. Get the decision support you've been looking for.
Book Collection The Tri-State IIA Chapter has purchased approximately 30 audit/business related books for the public's viewing. The book collection is located in the Central Library (Evansville Vanderburgh Public Library) on the 2nd floor in the Business Collection. The book collection includes a wide variety of topics including: risk management, fraud, IT auditing, audit sampling, strategic auditing, etc. The chapter officers are very proud of this book collection and would encourage our members to go check some of the books out! Tri-State IIA Website The IIA has moved all chapter websites to a Microsoft SharePoint platform. Please update your favorite bookmarks to the new address for the Tri-State IIA website https://chapters.theiia.org/Tri-State/Pages/default.aspx.
2017 – 2018 Issue 1
2017 IIA Conferences Date Conference Location Aug. 16–18 Governance, Risk, and Control Conference Gaylord Texan / Dallas-Ft. Worth, TX Sept. 11–12 Environmental, Health & Safety Exchange Hyatt Regency St. Louis / St. Louis, MO Sept. 18–20 Southern Regional Conference Hilton Austin / Austin, TX Sept. 18–19 Financial Services Exchange Renaissance Downtown / Washington, DC Sept. 20 Women in Internal Audit Leadership Forum Renaissance Downtown / Washington, DC Oct. 30–Nov. 1 All Star Conference Bellagio / Las Vegas, NV **Register early for IIA conferences and save! 2017 IIA Online Learning Seminars IIA Learning Online Seminars are real-time, facilitator-led courses offered online in short sessions over multiple days. Check out a complete list of offerings. Explore courses and dates to reserve your spot.
Upcoming IIA Webinars The IIA's complimentary Members-only Webinar Series is an IIA Membership benefit. These monthly educational webinars are a cost-effective and convenient way to immediately boost business know-how and are developed specifically with IIA members in mind. **For Members-only Webinars: Registration will close 24 hours prior to the beginning of the webinar**
September 19 2017 - Members-only Webinar: Ethics and Compliance Program Effectiveness October 10 2017 - Members-only Webinar: Sustainability or Enterprise Risk Management? How Internal Audit and
EHS Audit Can Support Both Sides of the Same Coin October 17 2017 - Members-only Webinar: Is Your Team Ready to Audit Culture?
On-demand 24/7 Webinar Playback One benefit of being an IIA member is having access to our extensive library of archived webinars (Webinar Archives). NOTE: On-demand webinars do not qualify for NASBA CPEs.
2017 – 2018 Issue 1
2017 IPPF Aligned Version 5.0 Now Available!
It's official! The Certified Internal Auditor® exam and The IIA's CIA
Learning System® are now aligned with the 2017 IPPF. The Learning System continues to be our most relevant and comprehensive study program for the
CIA® exam.
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One attendee will win an IIA CIA Online Seminar, valued up to $1695!
Free CIA Webinar Increase Your Chances of Passing the
CIA Exam. Wednesday, Aug. 16
1:00 pm – 2:00 pm ET
Learn about CIA certification, how to study, exam tips, and more. Register now!
2017 – 2018 Issue 1
Congratulations on reaching
Platinum!!!
2017 – 2018 Issue 1
About The Institute of Internal Auditors
Established in 1941, The Institute of Internal Auditors (The IIA) is the international professional association serving the Internal Audit profession globally. As the internal audit profession’s global voice, recognized authority, acknowledged leader, chief advocate, and principal educator, the IIA’s International Standards and Code of Ethics unite a global community of over 180,000 internal auditors in 190 countries working in myriad areas including internal auditing, risk management, governance, internal control, information technology audit, education, and security. Our mission is to provide dynamic leadership for the global profession of internal auditing. To learn more, visit The IIA’s website, www.theiia.org.
Visit the new 75th Anniversary website to learn about our history and participate in our bright future.
