· I. Income Gain Codes: A =$1,000 or less B -$1,001 - $2.500 C =52,501 - $5.000 D =$5,001 -...

I Report Required by the Ethics

AO I0 FINANCIAL DISCLOSURE REPORT in Government Act of 1978

Rev. 1/2011 FOR CALENDAR YEAR 2010 (5 U.S.C. app. ,~,~ 101-111)

3. Date of ReportI. Person Reporting (last name, first, middle initial) 2. Court or Organization

SIRAGUSA, CHARLES J. U.S. DISTRICT COURT, WDNY 05/12/201 I

4. Title (Article III judge~ indicate active or senior status; 5a. Report Type (check appropriate q,’pe) 6. Reporting Period magistrate judges indicate full- or part-time)

] Nomination, Date 01/01/2010

U.S.DISTRICT JUDGE (ACTIVE) [] Initial [] Annual [] Final to 12/31/2010

5b. [] Amended Repoa

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.1360 UNITED STATES COURTHOUSE

100 STATE STREET ROCHESTER, NEW YORK 14614 Review ing Officer Date

IMPOR TANT NOTES: The instructions accompanying this form must be fotloweg Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITI ONS. ~e,por~,g indiv~d, ul o, ly; see pp. 9-13 of filing instructions.)

[~] NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

1. ADVISORY BOARD MEMBER COBBLESTONE ARTS CENTER

2.

3.

4.

5.

II. AGREEMENTS. ~eeponing individual only; see pp. 14-16 of filing instructions.)

NONE (No reportable agreements.)

DATE PARTIES AND TERMS

I. PENSION NEW YORK STATE RETIREMENT SYSTEM (STARTED TO RECIEIVE BENEFITS AS OF NOVEMBER 1, 2005)

Sira.qusa, Charles J.

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT of 27 SIRAGUSA, CHARLES J. 05/12/201 I

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24offillnginstructlon~)

A. Flier’s Non-Investment Income

~-] NONE non-investment income.)(No reportable

DATE SOURCE AND TYPE INCOME (yours, not spouse’s)

2.

3.

4.

B. Spouse’s Non-Investment Income - tfyou were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

1.2010

2.2010

3.

4.

DATE SOURCE AND TYPE

BROWN & TARANTINO

A’FIORNEY (PRIVATE PRACTICE)

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment (Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

[~ NONE (No reportable reimbursements.)

SOURCE DATES LOCATI ON PURPOSE ITEMS PAID OR PROVIDED

2.

3.

4.

5.

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

of 27 SIRAGUSA, CHARLES J. 05/I 2/2011

V. GIFTS. (Incl,,de~ ,ho~e,o sp ...... d dependent children; seepp. 2~-31 offillng instructlong)

NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructionx)

NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUECODE

1.

2.

3.

4.

5.

Name of Person Reporffng Date of Repo~FINANCIAL DISCLOSURE REPORT

SIRAGUSA, CHARLES J. 05/12/201 I of 27

VII. INV ESTMENTS and TRU STS - into,,,, ,.atuo, ,ra~a~,~o~ andu~es ,hoso olspouso and ~p~n~on, ~h~d,,n~ see ~. 34-60 of fillng instructions.)

NONE (No reportable income, assets, or transactions.)

A. B. D. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assel~) reporting period of reporting period

(0 (2) (I) (2) (t) (2) (3) (4) (5) Place "(X)" after each asset ~, Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/ddfyy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (,l-P) (A-H) (if private

(Q-W) transaction)

1. M & T BANK A Interest L T

2. ACCOUNT # 1:

3. WEATHERFORD INTL LTD COMMON None J T STOCK

4. SEAGATE TECHNOLOGY (Y)

5. SB MONEY FUNDS CASH PORT CL A (Y)

6. CORE LABORATORIES COMMON A Dividend J T STOCK

7. AKAMAI TECHNOLOGIES None J T

8. AMAZON COM INC COMMON STOCK None J T Sold 10/18110 (pan)

9. AMGEN INC. COMMON STOCK (Y)

10. ANADARKOPETROLEUM CORP. A Dividend J T

11. ANHEUSER-BUSCH INBEV SPONS None J T Buy 12/07/10 J

12. APACHECORP A Dividend J T Buy 07/23/10 J

13. ASML HLDG NV NEW YORK REG (Y)

14. ATLAS COPCO AB SPONS ADR NEW A Dividend J T Buy 03/18/10 RPSTG CL B - USD (add’l)

15. AUTODESK None J

16. AXA UAP SPONS ADR COMMON STOCK (Y)

17. BASF AG SPONS ADR COMMON A Dividend STOCK

I. Income Gain Codes: A =$1,000 or less B -$1,001 - $2.500 C =52,501 - $5.000 D =$5,001 - $15.000 E =$15,001- $50,000

(See Columns BI and D4) F =$50.001 - 5100,000 G =5100.001 - 51.000.000 |11 =$1.000.001 . $5.000.000 112 =More than $5.000.000

2. Value Codes J =$15.000 or less K =$15.001 - $50.000 L =$50.001 - $100.000 M =$100.001 - $250.000

(See Columns CI and D3) N =$250.001 - $500,000 O =$50<).001 - $1.000.000 PI =$1,000.001 - $5.000.000 P2 =$5.000.001 - $25,000.000

P3 =$25.000.001 - $50.000.000 P4 =More Ihaa 550.000.0~03. Value Method Codes R =Cos! ~Rcal Estate Only) S =Assessment T =Cash MarkOQ =Appraisal

(See Column C2) U :Book Value V =O~h,..’r W =Estimaled

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT SIRAGUSA, CHARLES J. 05/12/201 I of 27

VII. INVESTMENTS and TRUSTS -inco ..... rue, tran~actlons (lnclud~ those of spouse and dependent children; see pp. 34-60 of fiilng instructions~)


Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(I) (2) (I) (2) (I) (2) (3) (4)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm!dd?yy Code 2 Code I buyer/seller (A-H) or inl.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

18. BED BATH & BEYOND None J T

19. BLACKROCK INC. A Dividend J T

20. BP AMOCO PLC SPONS ADR COMMON STOCK (Y)

21. BIOGEN IDEC INC. COMMON STOCK None

22. BROADCOMM CORP (Y)

23. CRH PLC AD-USD COMMON STOCK (v)

24. CABLEVISION SYSTEMS CORP.CLA A Dividend J T COMMON STOCK

25. CANON INC. ADR COMMON STOCK A Dividend J T

26. CELGENE CORP None J T

27. CISCO COMMON STOCK None J T

28. CITRIX SYSTEMS INC None J T Buy 10122/10

29. COCA COLA CO. COMMON STOCK A Dividend J T

30. COMCAST CORP CL A-SPL COMMMOb A Dividend J T STOCK

31. COVIDIEN LTD (Y)

32. CREE INC. None J T Sold 03/05/10 J A (pan)

33. CVS CAREMARKCORP A Dividend J T Buy 11/02/10

34. DANONE SPONS (Y)

I. Income Gain Codes: A -$1.000 or less B =$1,001 - $2.500 C ~$2,501 - $5.000 D =$5.001 - $15.000 E $15.001- $50.000

(See Columns BI and I)4) F =$50.001 - $100.000 G

2. Value Codes J =$15.000 o~" less K =$15,0OI - $50.000 L =$50.001 - $100.000 M =$100.001 - $250.000

{Sce Columns CI and D3) N -$250.001 - $500.000 O =$500.001 - $1,000.000 PI =$1,000.001 - $5,000.000 P2 =$5.000.001 - $25.000.000

P3 =$25.000.001 - $50.0~0.0~0 P4 =More than $50.000,0.00 3. Value Method Codes Q -Appraisal R =Cosl (Real Estate Only) S =Asscssil~,2nl T =Cash Market

(S~¢ Column C21 U =Book Value V =O~her W =Estimated

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT 05/12/2011 of 27 SIRAGUSA, CHARLES J.

VII. INVESTMENTS and T R USTS - i,,co,~e, value, ~u~ac,lo~ anclud~ those o/spouso and dependen, children; see pp. 34-60 of fillng instructions~)


Description of Assets Income during Gross value at end


(I) (2) (I) (2) (I)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g.,

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell,

(A-H) or int.) (J-p) Code 3 redemption)

(Q-W)

35. DIAGEO PLC SPONSORED ADR NEW A Dividend J T COMMON STOCK

36. DIRECTV CL A None J T

WALT DISNEY CO. COMMON STOCK A Dividend J T

38. DISCOVERY HOLDING CO. CL A None Sold

39. EBAY INC. None J T

40. ELECTRONIC ARTS None Sold

41. EXPEDIA INC COMMON STOCK A Dividend J T

42. FIRST SOLAR INC (X) None J T Buy (add’l)

43. FLUOR CORP NEW A Dividend J T

44. FOREST LABORATORIES COMMON None J T STOCK

45. FREEPORT MCMMORAN COPPER & A Dividend J T GOLD CL B

46. GENERAL ELECTRIC COMMON STOCK (Y)

47. GENZYME CORP. GENEEAL DIVISION None COMMON STOCK

48. GLAXOSMITHKLINE PLC SPONS ADR-USD COMMON STOCK (Y)

]49. GOOGLE INC CL A None J T

50. GRUPO TELEVISA SA DE CV GLOBAL None J T COMMON STOCK

51. HSBC HOLDINGS PLC SPONS ADR NEW COMMON STOCK (Y)

I. Income Gain Codes: A =$1.000 or less B =$1.001 - $2.500 C "--$2.501 - $5.000

(5�� Columns B I and 1)4 ) F =$50.001 - $100,000 G = $ 100.001 - $ 1.000.000 I I I =$ 1.000.001 - $5.000.000

2. Value Codes J =$15,000 or less K =$15,0OI - $50,000 L =$50.001 - $100.000

(See Columns CI and D3) N =$250.001 - $500.000 O =$500.001 - $1.000.000 PI =$1.000.001 - $5.000,000

P3 =$25.000.001 - $50.000.000 P4 =More lhan $50.00~,000 3. Value Method Codes Q =Appraisal R =Cosl (Real Estate Only) S =Assessment

(See Column C2) U :Book Value V :O~hcr W =Eslimatcd

Transactions during reporting period

(2) (3) (4) (5)

Date Value Gain Identity of

rru~rdd/~/y Code 2 Code I buyer/seller

(J-P) (A-H) (if private

transaction)

09/01/10

1/02/10

07/01/10

D =$5.001 . $15.000 E =$15.001 - $50.000

112 = More than $ 5.0~0.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000

T -~Sash Market

Name of Person Reporting Da~e of Repor~FINANCIAL DISCLOSURE REPORT of 27 SIRAGUSA, CHARLES J. 05/12/2011

V II. INVESTMENTS and TR U STS - ~ ....... .aluo, transaction~ (Includes those of spouse and dependent children; see plx 34-60 of filing instruction~)

NONE (No reportable income, assets, or transactions.)l~] Income during Gross value at end Transactions during relx~rting periodDescription of Assets


[ (I) (2) (l) (2) (1) (2) (3) (4) (5)

Place "iX)" afro" each asset i Amount TyI~ (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure I Code 1 div., rent, Code 2 Method buy, sell, mm/dd,~, Code 2 Code I buyer/seIler (AdD or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

transaction)

52. HOME DEPOT COMMON STOCK A Dividend J

53. HONDA MOTOR CO. COMMON STOCK

54. HONG KONG & CHINA GAS LTD. A DividendSPONSORED ADR COMMON STOCK

55. HUTCHINSON WHAMPOA LTD-ADRCOMMON STOCK (Y)

56. ICON PLC SPONSORED ADR None Buy 04/21110

57. IMMUNOGEN INC None J Buy 10/15/10 J

58. ING GROEP NV SPONS ADR COMMON NoneSTOCK

59. INTEL CORP. COMMON STOCK (Y)

60. ISIS PHARMACEUTICALS None J Buy 10/20/10 J

61. JOHNSON & JOHNSON COMMON Dividend J TSTOCK

62. JUNIPER NETWORKS INC. IX) None J T

63. KONINKLIJKE PHILIPS ELECTRONICSNS SPON ADR NEW CS (Y)

64. L 3 COMMUNICATIONS HLDGS INC. DividendCOMMON STOCK

65. LIBERTY GLOBAL INC CL A None Sold 09/01/10

66. LIBERTY MEDIA GROUP CL A None J TCOMMON STOCK

67. LIBERTY MEDIA INTL INC CLASS A None J TCOMMON STOCK

68. MADISON SQUARE GARDEN INC IX) None Sold 11/11/10

I. Income Gain Codes: A =$1.000 or less B =$1,001 - $2.500 C =$2.501 - $5.000 D =$5.0~1 - $15.000 E -$15.001 - $50.000

(Se� Columns BI and D4) F =$50.001 - $100.000 G =$100.001 - $1.0~0.000 lit -$1.000.001 - $5.0~O.000 112 =More Ihan $5.000.000

K =$15.001 - $50.000 M =$100.001 . $250.0~0

1S¢� Columr~ CI and D3) N =$250.001 - $500.000 O =$_¢4~.001 - $1.0D0.000 PI =$1.0~0.001 - $5.000.000 P2 =$5.000.001 - $25.000.000

P3 =$25.000.001 - $50.0~0.000 P4 =More than $50.000.000

2. Value Codes J =$15.000 o~ less L =$50.001 - $100.0~)

3. Value Method Codes Q =Appraisal R =:Cost IRcal Estate Only) S =Asscssmenl T =Cash Marke~

(See Column C2) U = Book Value V -Olhcr W -Esfimalcd

Name of Person Reporling Date of ReportFINANCIAL DISCLOSURE REPORT

SIRAGUSA, CHARLES J. 05/12/2011 of 27

Vll. INVESTMENTS and TRUSTS - i .... e, value, transactions (lncludPs those of spouse and dependent children; seepp. 34-60 of filing instructions.)


Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

Income during

reporting period

(I) (2) i Amount Type (e.g.,

i Code 1 div., rent, ~ (A-H) or int.)

Gross value at end

of reporting period

(I) (2)

Value Value

Code 2 Method

(J-P) Code 3

(Q-w)

Type (e.g.,

buy, sell,

redemption)


(2) (3) (4) Date Value Gain

mm!dd,~ Code 2 Code I (J-P) (A-II)

(5) Identity of

buyer/seller (if privale

transaction)

69. ME’I-FLER TOLEDO INTERNATIONAL INC. COMMON STOCK

None J T Sold (part)

11/05/10 J A

70. MICROSOFT CORP COMMON STOCK A Dividend J T

72.

MITSUBISHI TOKYO FINANCIAL

GROUP SPONS ADR COMMON STOCK

(~ MONSANTO CO A Dividend Buy 01/21/10

73. NASDAQ OMX GROUP INC. None J

74. NATIONAL BK GREECE A SPONS ADR None Sold 05/04/10 J

75. NATIONAL OILWELL VARCO (X) A Dividend J

76. NESTLE SA SPONSORED ADR REPSTG REG SH COMMON STOCK

A Dividend J

77.

78.

NEWS CORP CLASS B COMMON STOCK (Y)

NIPPON TELEPHONE & TELEGRAOPH CORP. ADR RSPTG CS

A Dividend Sold 05/12/I0

79. NOKIA CORP. SPONSORED ADR

COMMON STOCK (Y)

80. NOMURA HOLDINGS INC. UNSP ADR COMMON STOCK (Y)

81.

82.

NOVARTIS AG ADR COMMON STOCK

(Y)

NOVO NORDISK A S ADR COMMON

STOCK (X) A Dividend T Sold

(pan) 10/19/10 J A

83. NUCORCORP(Y)

84. NVIDIACORP(X) None T Buy (add’l)

11/18/10

I. Income Gain Codes: A -$1.000 or less B =$I .001 - $2.500 C =$2.501 - $5,0~0 D =$5.001 - $15.000 E =$15,091- $50.000

(See Columns BI and IM) F =$50,001 - $100,000 G =$100.001 - $1.000.000 Ill =$1.000.001 - $5,000,000 112 =More than $5.(~0,000

2. Value Coda J -$15,000 or less K =$15,001 - $50.00(I L =$50.001 - $10~,000 M =$ 100.001 - $250.000

(See Columas CI and D3) N =$250,001 - $500.000 O =$500.001 - $1.00~.000 PI -$1.000.001 - $5.000.000 P2 =$5,000,001 - $25,000,000

P3 =$25.000.001 - $50.000.000 P4 =More than $50.000.000 3. Value Method Codes Q =Appraisal R ~’ost (Real Estate Only) S =Asscssmen! T =Cash Market

1See Column C2) U = Book Value V =Oth,’r W =Eslimalcd

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Repor~

of 27 SIRAGUSA, CHARLES J. 05/12/2011

VII. INV ESTMENTS and TRU STS - i ........ lue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

D NONE (No reportable income, assets, or transactions.)



i (i) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset i Amount Type (e.g.. Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure ’ Code 1 div.. rent, Code 2 Method buy, sell, mm!dd/~y Code 2 Code I buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

85. ORACLE CORP None J T Buy 10/19/10 J

86. ORIX CORP SPONS ADR COMMONSTOCK (Y)

87. PALL CORP. A Dividend J T

88. PEPSICO COMMON STOCK A Dividend J T

89. PETROBRAS (Y)

90. PROCTOR & GAMBLE CO INC A Dividend J TCOMMON STOCK

91. QUALCOMM INC. A Dividend Sold 06/10/10 J

92. RIO TINTO PLC-GBP COMMON STOCK (Y)

93. SANDISK CORP None J T

94. SCHLUMBERGER LTD A Dividend J T Buy 06110110 J

95. SCHWAB CHARLES CORP A Dividend J T

96. SHIRE PLC (X) A Dividend J T

97. SAPAKLENGESELLSCHAFTSPONS A Dividend J TADR-USD COMMON STOCK

98. SMITH & NEPHEW PLC SP ADR (Y)

99. SUNCOR ENERGY INC NEW A Dividend .I T

100. TELEFONICA S.A. SPONS ADR A Dividend J TCOMMON STOCK

101. TESCO PLC SPONSORED ADR (Y)

I. Income Gain Codes: A =$1.000 or less B =$1,001 - $2.500 C =$2.501 - $5.000 D =$5.001 - $15.000 E =$15.001 - $50.000

(5¢c Columns B I and D4 ) F =$ 50.001 - $ I 0O.000 G =$ 100.001 - $ 1.000.000 I I I =$ 1.000.001 - $5.000.000 112 =More than $5.000.000

2. Value Codes J =$15.000 or less K =$15.001 - $50.!)00 L =$50.001 - $100.000 M =$100.001 - $250.0~0

(See Columns CI and D3) N ~$250,001 - $500,000 O =$500,001 - $1,000.000 PI =$1,000.001 - $5.000,000 P2 =$5.000,001 - $25.000.004)

3. Value Method Codes P3 =$25,000.001 - $50.1X10,0~0 Q ~Appraisal R =Cost (Real [:..stale Only)

P4 =More than $50.000.000 S =Ass.cssment T =Cash Marke~

(See Column C2) U ~Book Value V =O~hcr W =Esfima’~cd


VII. INVESTMENTS and TRUSTS - income, value, ~ ....,io.~ (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)




Place "(X)" after each asset Ii Amount Type (e.g.,

O) Value

(2) Value

(1) Type (e.g.,

(2) Date

(3) (4) Value Gain

(5) Identity of

exempt from prior disclosure ] Code I div., rent, Code 2 Method buy, sell, mm/ddiyy Code 2 Code I buyer/seller I (A-H) or int.) (J-P) Code 3 ~:demption) (J-P) (A-H) (if private

transaction)

102. TEXAS INSTRUMENTS COMMON A Dividend J T STOCK

103. THERMO FISHER None J T Buy 06/10/10 J

104. TOTAL FINA ELF S.A.S.P. ADR COMMON STOCK (Y)

105. TREND MICRO INC SPON AD COMMON STOCK (Y)

106. TYCO INTERNATIONAL LTD. NEW COMMON STOCK (Y)

107. TYCO ELECTRONICS (Y)

108. UBS AG-CHF COMMON STOCK (Y)

109. UNITED OVERSEAS BANK LTD SPONS ADR (Y)

110. UNITEDHEALTH GROUP INC. A Dividend COMMON STOCK

111. VERTEX (Y)

112. VESTAS WIND SYS None J Buy 08/20/10 J

113. VISA INC A Dividend J Buy 05/06/10 J

114. VODAFONE GROUP PLC SP ADR COMMON STOCK (¥)

115. WAL-MART DE MEXICO SA DE A Dividend T COMMON STOCK

116. YAHOO INC COMMON STOCK (Y)

117. ACCOUNT # 2:

118. BLACKROCK GLOBAL SCIENCE & None T TECH OPPORT PORTFOLIO CL INSTL

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5.000 D =$5,001 . $15,000 E =$15,001 -$50.000

(5¢� Columns BI and D4) G =$100,0~1 - $1.000,0~0 I11 =$1.000.001 - $5.000.000 112 =More than $5,000,000, F =$50.0~1 - $100.000 2. Value COd~ J =$15.000 o~ less K =$15,001 - $50.000 L =$50.001 - $100,000 M =$100.001 - $250.000

(See Columr~ CI and D3) N =$250,001 - $500.0(30 O =$500,001 - $1.000.000 PI =$1,000,001 - $5,000,000 P2 =$5.000,001 - $25,000.000

P3 =$25.000.0OI - $50.090.000 P4 =More than $50.000.0(~O 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Markel

(See Column C2) U =Book Value V =Otho" W =Estimated

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT

of 27 SIRAGUSA, CHARLES J. 05/12/2011

V 1 I. I N V E ST M E N T S a n d T RU S T S -i ........ I,e, tranxaetion~ (Includes those of sp ...... d dependent children; see pp. 34-60 of filing instructions.)




! (i) (2) (t) (2) (I) Place "(X)" after each asset i Amount Type (e.g., Value Value Type (e.g.,

exempt from prior disclosure ! Code I div., rent, Code 2 Method buy, sell, ! (A-H) i

or int.) (J-P) Code 3

(Q-W) redemption)

119. BLACKROCK VALUE OPPORTUNITIES A Dividend T FUND INC CL INSTL

120. ACCCOUNT # 3:

121. -SMITH BARNEY BANK DEPOSIT A Interest T PROGRAM

122. IRA#l:

123. -TACTICAL DIVERSIFIED FUTURES None K T

124. IRA#2:

125. -GOLDMAN SACHS SMALL VALUE None J T FUND CLASS B

126. IRA f13:

127. -BLACKROCK VALUE A Dividend J T OPPORTUNITIES FUND INC CL INSTL

128. IRA#4:

129.-BLACKROCK VALUE A Dividend J T OPPORTUNITIESFUNDINCCLINSTL

130. COLLEGE SAVINGS PROGRAM #1:

131. -DEVELOPED MARKETS INDEX None Buy PORTFOLIO

132. COLLEGE SAVINGS PROGRAM #2

133. -DEVELOPED MARKETS INDEX None L T Buy PORFOLIO

134. DEFERRED COMPENSATION None K T

135. -OPPENHEIMER MAIN ST. OPP. A

I. Income Gain Codes: A -$1.000 or less B ~$1,001 - $2.500 C =$2,501 - $5,000 (See Columns BI and IM) F =$50.0~1 - $100.000 O =$100,001 - $1,000.0~0 II I =$1.000,001 - $5.000.000

2. Value Codes J =$15.000 or less K =$15.1301 - $50.000 L =$50.0OI - $10~.000

(See Columns CI and D3) N =$250.001 - $500.0~O O =$f410.001 - $1.00~.000 PI =$1.000.001 - $5,0~0.000

P3 =$25.000.001 - $50.000.000 P4 =More Ihan $50.000.000 3. Value Method Codes Q =Appraisal R =4Sos! (Real Estate Only) S =Assessment

(See Column C2) U = L’k~k Value V =O~her W =Estimaled


(2) (3) (4) (5) Date Value Gain Identity of

ramldd!yy Code 2 Code I buyer/seller (J-P) (A-H) (if private

transaction)

SEE PART VIII # 1

SEE PART VIII # 2

12/17/10 J

12/17/10 J

D =$5.0OI - $15.000

112 =More than $5.000.000

M =$100.001 - $250.0~0

P2 =$5.000.1301 - $25.000.000

T =Cash Market


VII. INVESTMENTS and TRUSTS - i.come, ,’al.e,,ron~ooio~ (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[~] NONE(No reportable income, assets, or transactions.)

Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period Description of Assets

(i) (2) (I) (2) O) (2) (3) (4) (5)


exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd~’y Code 2 Code I buyer!seller

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

136. -VT FIDELITY CONTRAFUND

137. -DODGE AND COX INTL STOCK

138. IRA #5

139. -BANK DEPOSIT PROGRAM A Interest J T

140. -GOLDMAN SACHS SMALL VALUE None J TFUND CLASS B COMMON STOCK

141. -PIMCO REAL RETURN COMMODITY A Dividend J T STRATEGY FUND CL C

142. -COEUR D ALENE MINE CORP None J T

143. -GABELLI GLOBAL NAT RES & A Dividend J TINCOME TR SBI

144. -UNITED STATES OIL FD LP EQUITY None J T

145. -ISHARES SILVER TRUST EQUITY None J T

146. -COHEN & STEERS INTL REALTY FD A Dividend J T

147. ACCOUNT # 4 SEE PART Vlll # I

148. SEAGATE TECHNOLOGY (Y)

149. WEATHERFORD INTL LTD NEW None J T Sold 01/04/10 J BCOMMON STOCK (part)

150. ADVANTEST CORP SPON A Dividend J T Buy 01/04/10 J

151. AGCO CORP None Sold 09/22/10 J A

152. AKAMAI TECHNOLOGIES None T Sold 01/04/10 J A(pan)

1, Income Gain Codes: A =$1,000 or less B =$1,001 - $2.500 C =$2.501 - $5.000 D =$5.001 - $15,000 E $15.001 - $50.000

(See Columns BI and D4) F =$50.001 - $100,000 G =$100.001 - $1,000.000 III =$1.000.001 - $5.000,000 112 =More than $5.000.000

2. Value COd¢~ J =$15.000 o� Ices K =$15.001 - $50.000 L =S50.001 - $100.0(~ M =$10~.001 - $250.0(]0

(See Columrts CI and D3) N =$250,001 - $500,0~0 O =$500,001 - $1.000.00~ PI =$1.0~0.001 - $5.1~0.000 P2 =$5.000.001 - $25.000.00~

P3 =$25,000.001 - $50,0~0.0~O P4 =More tb.an3. Value Method Codes Q =Appraisal R =Cosl (Real Estate Only) S =Ass~ssmem T =Cash Market

(S¢¢ Column C2) U Book Value V =Olher W =Estimated

Name of Person Reporling Date of ReportFINANCIAL DISCLOSURE REPORT


VI I. I NVESTM ENTS and TRUSTS - inco.~e, volue, t,o.soc,lo.s ancludes ,hose o/spouse o.d depenac., children; see pp. 34-60 of filing instructions.)




Place "0O" after each asset (0 (2)

Amount Type (e.g., (1)

Value (2) Value

0) Type (e.g.,

(2) Date

(3) Value

(4) Gain

(5) Identity of

exempt from prior disclosure Code I div., rem, Code 2 Method buy, sell, mm!ddhly Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3

(Q-W) redemption) (J-P) (A-H) (if private

transaction)

153. AKZO NOBEL Dividend Buy 01/04/10 J

154. ALKERMES INC COMMON STOCK None Sold 01104110 J

155. ALLIED WORLD ASSURANCE CO A Dividend J T HLDGS

156. AMAZON COM INC COMMON STOCK None J T Sold 01/04/10 J C (part)

157. AMGEN INC COMMON STOCK None J T

158. ANADARKO PETROLEUM CORP A Dividend J T Sold 01/04/10 J A COMMON STOCK (part)

159. ANGLO AMERICAN A Dividend J T Buy 01/04110 J

160. ANHEUSER-BUSCH None J T Buy 06/15/10 J

161. APACHE CORP A Dividend J T Buy 07/23/10 J

162. APPLIED MATERIALS INC DELWARE(Y) COMMON STOCK

163. ARCELORMFI-rAL None J T Buy 12/14/10 J

164. ARCH CAPITAL GROUP None J T Buy 06/15/10 J

165. ASML HLDG NV NEW YORK REG None Sold 01/04/10 J C

166. AT&T INC. A Dividend

167. ATLAS COPCO AB SPONS ADR NEW None Sold 01/04/10, J A RPTSG CL B

168. AUTODESK INC. None

169. AXA S.A. SPONS ADR A Dividend Sold 12/23/10 J

I. Income Gain Codes: A =$1.00~ or less B =$1,001 - $2.500 C =$2.501 - $5.000 D =$5.001 . $15.000 E =$15,001 - $50,000

(See Columns BI and D4) F =$50.001 - $10~.00~ I11 =$1.000.001 - $5.000.000G =$100.001 - $1.000.090 112 =More than $5.000.00~

K =$15.0OI - $50.000 M =$100.001 - $250.000

ISle Columns C I and D3) N -$250.001 - $500.000 O =$500.001 - $1.0~0.0~O P I $1.000.001 - $5.000.0’00 P2 =$5.000.0~1 - $25,000.000

P3 =$25.000.001 - $50.000.000 P4 =Mo~e lhan $50.000.0~0 31 Value Method Cod~ Q =Ap~aisal R ~ost (Real Estale Only) S =Assessmcm T -~S~h Mark~

(See Column C2) U =Book Value V =O~hcr W =Estimated

2. Value Codes J =$15.000 o,r less L =$50.0OI - $100.000

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

of 27 SIRAGUSA, CHARLES J. 05112/2011

VII. INVESTMENTS and TRUSTS - inc ..... .,~ue, transaaions (Includes those of spouse and dependen, children; see pp. 34-60 of filing instructlon~.)




(I) (2) (I) (2) (I) (2) (3) (4) (5)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm!ddhy), Code 2 Code I buyer/seller

(A-II) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction)

170. THE BABCOCK & WILCOX COMPANY None J T Spinoff 08/02/10 J (from line 275)

171. BASF SE COMMON STOCK A Dividend J T Sold 01/04/10 J B (part)

172. BED BATH & BEYOND COMMON None J T Sold 01/04/10 J A STOCK (parl)

173. BAKER HUGHES INC. A Dividend J T

174. BANK OF AMERICA CORP. A Dividend J T Buy 01/04/10 J (add’l)

175. BANK NEW YORK MELLON CORP A Dividend J T Buy 08/24/10 J

176. BARCLAYS PLC A Dividend J T Buy 01/04/10 J

177. BCE INC A Dividend J T Buy 06/25/10 J

178. BEDFORD CENTRAL SCHOOL A Interest K T Buy 01/07/10 K

179. BERKSHIRE HATHAWAY INC CL B None J T Sold 02/01/10 J (part)

180. BG GROUP A Dividend J T Buy 01/04/10 J

181. BHP BILLITON LTD SPONS ADR A Dividend J

182. BIOGEN IDEC INC COMMON STOCK None J T Sold 01/04/10 J A (part)

183. BLACKROCK INC. A Dividend J T Sold 01/04/10 J A (part)

184. BOEING CO. A Dividend J T

185. BP PLC SPONS ADR None Sold 01/04/10 J

186. BRIDGESTONE CORP None J T Buy 12/13/10 J

I. Income Gain Codes: A =$1.000 or less B =$1,0Ol - $2.500 C =$2.501 - $5.000 D =$5.001 - $15,0~O E :$15,0~)1 -$50,000

(See Columns BI and D4) F =$50.001 - $100.000 G =$100.001 - $1,000.000 III =$1.000,001 . $5.000.000 112 =More than $5.000.000

2. Value Codes J =$15.000 or Icss K =$15.001 - $50.000 L =$50.001 - $100.000 M =$100,001 - $250,000

(S~c Columns CI and D3) N =$250.001 - $500.000 O =$500.001 - $1.000.000 PI =$1,000.001 - $5.000,000 P2 =$5.0(10,001 - $25,000.000

P3 =$25.000.001 - $50.000.000 P4 =More than $50.000.000 3. Value Method Codes Q =Appraisal R =:~osl (Real Eslate Only) S =Asscssmertt T =Cash l,,tarkc~

(See Column C2) U =Book Value V =O~h,.a" W =Eslima~ed

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT of 27 SIRAGUSA, CHARLES J. 05/12/2011

VII. INVESTMENTS and TRU STS - i.co,.e, vatue, ,ra~sac,io,~ anctudes those of spouse and dependent children; see plX 34-60 of filing instructions.)


A. B. D. Description of Asscts Income during Gross value at end Transactions during reporting period


(I) (2) (i) (2) (2) (3) (4) (5) Place "CA)" after each asset i Amount Type (e.g., Value Value Type (e.g., Date Value Gain Idemity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm!dd!yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

187. BROADCOM CORP CL A None J T Sold 01/04/10 J (part)

188. CVS CAREMARK CORP A Dividend J T

189. CABLEVISION SYSTEMS CORP A Dividend J T Sold 01/04/10 J A

COMMON SSTOCK (part)

190. CANADIAN NATURAL RES A Dividend J T Buy 01/04/I0 J

191. CANON INC ADR A Dividend Sold 01/04/10 J B

192. CARNIVAL COPd) A Dividend J T Sold 10/19/10 J A (part)

193. CELGENE CORP None J T

194. CHARMING SHOPPES INC COMMON None Sold 01/04/10 J A STOCK

195. CHINA MOBILE LTD None J T Buy 10/05/I 0 J

196. CHUBB CORP. COMMON STOCK A Dividend J T

197. CISCO SYS INC COMMON STOCK None J T

198. CIRRUS LOGIC INC. COMMON STOCK None Sold 07/19/10 J A

199. CITRIX SYSTEMS INC None J T Sold 08/19/10 J A (part)

200. COCA-COLA CO. COMMON STOCK A Dividend J T

201. COMCAST CORP CL A COMMON A Dividend J T STOCK

202. COMMERCIAL INTL BK None J T Buy 09/30/10

203. CONOCOPHILLIPS A Dividend J T

I. Income Gain Codes: A =$1.000 or less B =$1,001 - $2.500 C =$2.501 - $5,000 D =$5.001 - $15.000 E =$15.001 - $50.~00

(See Columns BI and D4) F =$50.001 - $100.000 G :$100.001 - $1.000.000 111 =$1.000.001 - $5.000.000 112 =More than $5.000.000

2. Value Codes J =$15.000 or less K =$15.CX)I - $50.000 L =$50.001 - $100.O00 M =$100.001 - $250.000

(See Columns CI and D3) N =$250.001 - $5CO.000 O =$_q)0.001 - $1.000.0~O PI =$1.000.001 - $5.000.000 P2 =$5.000.001 - $25.000.000

P3 =$25.000.001 - $50.000.000 P4 =More Ihan $50.000.0003. Value Method Codes Q -Appraisal R :=Cost (Real Estate Only) S =As.~ssm~"nt T -~7~h Markc~

(see Column C21 U =Book Value V =O~h~r W -Estimated

Name of Person Reporting Date of Repor~FINANCIAL DISCLOSURE REPORT SIRAGUSA, CHARLES J. 05/12/201 of 27

V I I. I N V E S T M E N T S a n d T R U ST S - i ........ luo. transactions (Includes those of sp ......d dependent children: see plx 34-60 offillng inxtruction~)


A. B. D.


(including trust assets) ~oning period of reporting period

(i) (2) (t) (2) (I) (2) (3) (4) (5)

Place "(X)" after each asset [ Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure l! Code I div., rent, Code 2 Method buy, sell, ranffddiyy Code 2 Code I buyer/seller

i (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction)

204. COVIDIEN LTD A Dividend J T Sold i01/04/10 J (part)

205. CPFL ENERGIA S A Dividend J T Buy 01/04/10 J

206. CREE INC. None J T Sold 01/04/10 J A (part)

207. CRH PLC ADR - USD None Sold 01/04/10 J B

208. DAIMLER AG None J T Buy 01/04/10 J

209. DAIWA SECURITIES GR SPONS None J T Buy 12/27/10 J

210. DANONE SPONS ADR None Sold 01/04/10 J

211. DBS GROUP HLDG LTD A Dividend J T Buy 01/04/10 J

212. DEERE & CO. A Dividend J T

213. DENSO CORP A Dividend J T Buy 01/04/10

214. DEVON ENERGY CORP NEW A Dividend J T

215. DIAGEO PLC SPON ADR - NEW None Sold 01/04/10 J A

216. DIRECTV CL A None J T Sold 01/04/10 J B (part)

217. DISCOVERY HOLDING COM CL A None Sold 01/04/10 J A COMMON STOCK

218. WALT DISNEY CO. COMMON STOCK A Dividend J T Sold 01/04/10 J A (part)

219. DOLBY LABORATORIES INC CLASS A None J T

220. DORMITORY AUTHORITY OF THE A Interest K T Buy 03/04/10 K STATE OF NEW YORK

I. Income Gain Codes: A =$1.000 or less B $1,001 - $2,500 C =$2.501 - $5,000 D =$5,001 - $15.01~ E =$15,001 - $50.000

(See Columns BI and 1)4) F =$50.001 - $10~.000 G =$100.001 - $1.000.000 Ill =$1,000,001 - $5.000.000 112 =More than

2. Value Codes J =$15.0~0 or less K =$15.001 - $50.0(~ L =$50.001 - $100.000 M =$100.001 - $250.00)

(S~e Columns CI and D3) N =$250.001 - $500.000 O =$500.001 - $1.00O.000 PI =$1.000.0~1 - $5,000,000 P2 =$5,0OO.0Ol - $25.009.090

P3 =$25.0~0.001 - $50.000.000 P4 =More than $50.00~.000 3. Value l’.lctho4 Codes Q =Appraisal R =Cost (Real Estate Only) S ~Asscssment T =Cash Markel

(S~:c Colmnn C2) U =Book Value V =Olh,:r W =Estimated



Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period

(I) (2) (I) (2) (3) (4) (5)I (i) (2)Place "(X)" after each asset i Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer!seller[ Code I or int.) (J-P) Code 3 redemption) (J-P) (A-II) (if privatei (A-H)

(Q-W) transaction)

221. DOVER CORP. A Dividend J T

222. EBAY INC. None J T Buy 08/06/10 J (add’l)

223. EMCOR GROUP INC None J T Buy 08/16/10 J

224. EMERSON ELECTRIC CO COMMON A Dividend T Sold 01/04/10 J A STOCK (part)

225. ELECTRONIC ARTS COMMON STOCK None Sold 10/13/10 J

226. ERICSSON LM TEL CO CL B ADR NEW A Dividend J T

227. ERIE CNTY N Y WTR AUTH A Interest K T Buy 01/15/10 K

228. EXPEDIA INC COMMON STOCK A Dividend J T Sold 01/04/10 J A (part)

229. EXPERIAN GROUP LTD A Dividend J T Buy 01/04/10 J

230. FIRST SOLAR INC. None J T

231. FLUOR CORP NEW A Dividend T

232. FOREST LABORATORIES INC. COMMON STOCK (Y)

233. FRANKLIN RESOURCES A Dividend J T

234. FREEPORT & MCMORAN COPPER & A Dividend J T Sold 01/04/10 J A GOLD CL B (part)

235. GAP INC. DELAWARE A Dividend J T

236. GAZPROM OAO None J T Buy 12/21/10 J

237. GENERAL ELECTRIC CO COMMON A Dividend Sold 12/03/10 J STOCK

I. Income Gain Codes: A =$1,000 or less B =$I,001 - $2,500 C =$2,501 - $5,000 D =$5.001 - E =$15.1)01- $50.000

(5¢¢ Columns B1 and D4) F =$50.001 - $100.000 G =$100.001 - $1.000.000 III =$1.000,001 - $5.000.000 112 =More than $5,000.000

2. Value Codcs J =$15.0~O or less K =$15.001 - $50.1)00 L =$50.001 - $100.000 M =$10~.001 - $250.000

(See Columns CI and D3) N =$250,001 - $500.00) O =$500,001 - $1,000,000 PI =$1,000.0~1 - $5.000.000 P2 =$5.000.001 -

P3 =$25.000.001 - $50.0~0.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Co, s1 (Real Estate Only) S =Asscssrnc~l T ~ash Market

(See Column C2) U =Book Value V =Olher W =Estimated



VI I. INVESTMENTS and TRUSTS - into ....’a~ue, transactions (Includes those of spouse and dependent children: see pp. 34-60 of filing instructions.)


Description of Assets Income during Gross value at end Transactions during reporting period (including trust asseLs) reporting period of reporting period

(I) (2) (I) (2) O) (:z) (3) (4) (5) Place "(’X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd!yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

transaction)

238. GENZYME CORP GENERAAL None J T DIVISION COMMON STOCK

239. GLAXOSMITHKLINE PLC SP ADR A Dividend J T COMMON STOCK

240. GOLD FIELDS LTD A Dividend J T Buy 01/04/10 J

241. GOOGLE INC CLASS A None J T

242. GRUPO TELEVISA SA DE CV SPON None Sold 01/04/10 J B ADR

243. HALLIBURTON CO HOLDINGS CO A Dividend J T Buy 01/04/10 J (add’l)

244. HESS CORP A Dividend J T

245. HOME DEPOT INC. COMMON STOCK A Dividend J T

246. HONDA MOTOR CO LTD ADR NEW A Dividend Sold 01/04/10 J B

247. HONEYWELL INTL INC COMMON A Dividend T STOCK

248. HONG KONG & CHINA GAS SP ADR None Sold 01/04/10 J B

249. HSBC HLDG PLC SP ADR NEW Dividend Sold 12/23/10 J

250. HUTCHISON WHAMPOA LTD - ADR None Sold 01/04/10 J A

251. IMMUNOGEN INC None T Buy 10/15/10 J

252. ING GROEP NV SPONS ADR None Sold 01/04/10 .I

253. INTEL CORP COMMON STOCK (Y)

254. ISIS PHARMACEUTICALS COMMON STOCK (Y)

1. Income Gain Codes: A =$1.000 or less B =$1,001 - $2.500 C =$2.501 - $5,000 D =$5.001 - $15.000 E =$15.001 - $50.0~0

(Sc¢ Columns BI and 1)4) F =$50.001 - $100.000 G =$100.001 - $1.000,000 111 =$1.000.001 - $5.000.000 112 =More than $5.000.000

J =$15.0OO o~ Ic~s K =$I5.001 - $50.000 L =$50.0OI - $100.000 M =$100.0OI - $250.0~O

(See Columns CI and D3) N =$250,001 - $500.000 O=$500.001.$1.000.000 p I =$1.000.001 - $5.000,000 P2 $ 5.000.001 - $25.000.0002. Value Codc~

P3 =$25.000.001 - $50,000.000 P4 =/’.’lore than $50.000.000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =O~her W =Estimalcd


VI I. IN VESTMENTS a n d TRUSTS - income, value, tra~actlons (Includes those of spouse and dependent children� seepl~ 34-60 of filing instruction~)



Place "(X)" after each asset exempt from prior disclosure

" (I) Araount

i Code I

(2) Type (e.g., div., rent,

(I) (2) Value Code 2

Value Method

(I) Type (e.g., buy, sell,

(2) Date

rnm/dd~y’y’

(3) (4) Value Gain

Code 2 Code I

(5) Identity of buyer/seller

i (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction)

255. JP MORGAN CHASE & CO COMMON A Dividend J T Sold 101/04/1o J A STOCK (part)

256. JOHNSON & JOHNSON COMMON A Dividend J T Sold 01/04/10 J A STOCK (part)

257. JONES LANG LASALLE INC, A Dividend J T Sold 101/04/10 J A (part)

258. JUNIPER NETWORKS None J T Sold 01/04/10 J A (part)

259. KAO CORP None J T Buy 12113110 J

260. KEYCORP o NEW Dividend J T

261. KIRIN CORP None J T Buy 09/13/10 J

262. KOC HOLDING None J T Buy 109/30/10 J

263. KONINKLIJKE PHILIPS ELECTRONICS None Sold 01104110 J A

264. L 3 COMMUNICATIONS HLDGS INC. A Dividend T Sold 01/04/10 J A COMMON STOCK (part)

265. LASALLE HOTEL (X) A Dividend Sold !01104110 J A

266. LIBERTY GLOBAL INC. CLASS A None Sold 08/02/10 J A

267. LIBERTY MEDIA CORP. A COMMON None J T STOCK

268. LIBERTY MEDIA HLDG CORP CAP SER None J T A

269. LIBERTY MEDIA CORP SER A LIBERTY ENTERTAINMENT (Y)

270. LONZA GROUP Dividend T Buy 01/04/10

271. LUXOTTICA GROUP A Dividend J Buy 101/04/10 J

I.Income Gain Codes: A -$1.000 or less B =$1,001 - $2.500 C =$2.501 - $5.000 D =$5.001 - $15.000 E =SI5,001- $50.0~1

(See Columns BI and D41 F =$50,001 - $100.000 G =$100.001 - $1.000,000 I I I :$ 1.000.001 - $5.000.000 112 ~More than $5.000.000

2.Value Code~ J-$15,000 or less K =$15.0OI - $50.000 L :150,001 - M =$100.001 - $250.000

lSee Columns CI and D3) N =$250.0OI - P2 =$5.000.001 - $25.000.000

P3 =$25.000.001 - $50,000.000 P4 =More lhan $50.000,00) 3. Value Mclhod Codes Q=Appraisal R -~’osl IRcal Estate Only1 T ~h Markc~

(See Column C2) U =Book Value V =Other W =Esfimaled

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Dale of Report

of 27 SIRAGUSA, CHARLES J. 05/12/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions tlncludes those of sp ...... d dependent children; seepp. 34-60 of fillng instraction~)


Description of Assets Income during Gross value at end Transactions during rel~rting period (including trust assets) reporting period of rel~rting period

O) (2) (I) (2) (3) (4) (5)i (0 (2)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure i Code I div., rent, Code 2 Method buy, sell, mm!dcl~y Code 2 Code I buyer/seller

i (A-It) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private transaction)

272. MAKITA CORP A Dividend J T Buy 01/04/10 J

273. MARRIOT INTL (X) A Dividend Sold 06/25/10 J

274. MA’I-IEL INC DE A Dividend J T

275. MCDERMO’Iq’INTERNATIONAL INC. None J T Sold 01/04/10 J A (part)

276. MERCK & CO INC. A Dividend J T

277. METTLER TOLEDO INTL INC None Sold 01/04/10 J C

278. MICROSOFT CORP COMMON STOCK A Dividend J T Sold 01/04/10 J A (part)

279. MITSUBISHI UFJ FINANCIAL GROUP INC ADR (Y)

280. MONSANTO CO A Dividend J T Buy 01/21/10 J

281. MORGAN STANLEY (X) A Dividend J T Buy 01/04/10 J (add’l)

282. MUNICH RE GROUP None J T Buy 09/10/10 J

283. MURATA MFG A Dividend J T Buy 01/06/10 J

284. MURPHY OIL CORP A Dividend Sold 06/02/10 J

285. NASDAQ OMX GROUP INC. (Y)

286. NATIONAL OILWELL VARCO INC A Dividend J T

287. NESTLE A SPONSORED ADR A Dividend J T Sold 01104110 J C (part)

288. NEW YORK CITY TRANSITIONAL A Interest K T Buy 01/15/10 K

I. Income Gain Codes: A =$1.000 or less B =$1,0~1 - $2.500 C =$2,501 - $5.000 D -$5.001 - $15.000 E =$15,001 - $50.000

(See Columns BI and D4) F =$50,001 - $10O.000 G =$100.001 - $1,000.000 III =$1.000.001 - $5.000.000 112 =More than $5.000.~0

2. Value Code* J =$15.1)00 or less K =$15.001 - $50.000 L =$50.0~1 - $100.000 M =$100.001 - $250.00)

(See Columns CI and D31 N -$250.001 - $500.0~O O =$500.001 - $1.000.000 PI =$1,000.001 - $5.000.000 P2 =$5.000.001 - $25.000.00)P3 =$25.000.001 - $50.000.000 P4 =Moee than

3. Value Method Codes Q =Appraisal R =Cost IRcal Estate Only) S =Asscssm,.:nt T Gash Markcl

(See Column C2) V =OlherU -Book Value W +Estimated


SIRAGUSA, CHARLES J. 05/12/2011 of 27

VII. INVESTMENTS and TRUSTS - i ....e, value, transactions (Includes those of spouse and dependent children; seept~ 34-60 of filing instructions.)



Place "(X)" after each asset I (I) Ij Amount

(2) Type (e.g.,

O)Value

(2)Value

(I) Type (e.g.,

(2) Date

(3) (4) Value Gain

(5) Identity of

exempt from prior disclosure i Code I div., rent, Code 2 Method buy, sell, mm!dd~y Code 2 Code I buyer/seller i (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

289. NEW YORK DORM A Interest J T Buy 03/25/10 J

290. NEW YORK N Y FOR PRIOR ISSUES None K T Buy 12/16/10 K

291. NEW YORK ST DORM AUTH REVS A Interest K T Buy 101/08/10 K

292. NEW YORK ST ENVIRONMENTAL A Interest K T Buy 01/07/10 K FACS CORP

293. NEW YORK STATE THRUWAY A Interest K T Buy 01/05/10 K

294. NEW YORK ST URBAN DEV CORP None K T Buy I 1o/13/IO K

295. NEWS CORP CLASS B COMMON None Sold 01/04/10 J STOCK

296. NIPPON TEL & TEL SPON ADR None Sold 01/04/10 J

297. NOBLE ENERGY INC A Dividend J Buy 06129110 J

298. NOKIA CORP SPONSORED ADR None Sold 01/04/10 J

299. NOMURA HOLDINGS INC ADR None Sold 01/04/10 J

300. NORTHROP GRUMMAN CORP A Dividend J

301. NOVARTIS AG ADER COMMON A Dividend J T Sold 01/04/10 J A STOCK (part)

302. NOVO-NORDISK A S ADR None J T Sold 01/04/10 J B (part)

303. NSK LTD A Dividend J T Buy 01/04/10 J

304. NUCOR CORP A Dividend J

305. NVIDIA CORP None J

I, Income Gain Codes: A =$1.000 or less B =$1,001 - $2.500 C =$2.501 -$5.0~0 D =$5.001 - $15.000 E =$15,0OI -

15c¢ Columns BI and D4) F =$50,001 - $109.000 G =$100.001 - $ 1.000.000 III =$I .00~,001 -$5.000.000 112 =More than $5.000,000

2. Value Codes l K =$15,001 - $50.0~O L =$50.001 - M =$100.001 - 5250.0~0

lSce Columns CI and N -$250,001 - O =$500.001 - PI =$1.000.~1 - $5.000,000 P2 =$5.000.001 - $25.000.000

P4 =More than $50.000.0~0P3 =$25.000.001 - $50.000,000 T =Cash Mark¢~

tSce Column C21 U = Book Value V =Oxhcr W =Estimated 3. Value Method Cod~ Q =Appraisal R :=Cost (Real Estate Only) S =Asscssmenl

Name of Person Reporting Date of Repor~FINANCIAL DISCLOSURE REPORT of 27 SIRAGUSA, CHARLES J. 05/12/201 I


A. B. D. Description of Assets Income during Gross value at end Transactions during repot’ling period


(1) (2) (1) (2) (1) (2) (3) (4) (5)

Place "(X)" after each asset exempt from prior disclosure

I Amount Code I

Typ~ (e.g., div., rent,

Value Code 2

Value Method

Type (e.g., buy, sell,

Date

mm/dd/yy

Value

Code 2

Gain

Code I

Identity of

buyer/seller (A-I’I) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

transaction)

306. NY CITY MUNICPAL WTR (X) A Interest Sold 09/01/10 K B

307. ONONDAGA CNTY N Y TR CULTURAL A Interest K T Buy 01/07/10 K RES REV

308. ORACLE CORP None J T Buy 10/13/10 J

309. ORIX CORP SPONS ADR None Sold 01/04/10 J

310. PALL CORP COMMON STOCK A Dividend J T

311. PARKER HANNIFIN CORP (X) A Dividend J T

312. PEPSCICO INC COMMON STOCK A Dividend J T Sold 01/04/10 J A (part)

313. PETROBRAS None J T Sold 01/04/10 J B (part)

314. PROCTER & GAMBLE CO COMMON A Dividend J T Sold 01/04/10 J A STOCK (part)

315, PUBLICIS GROUP A Dividend J T Buy 01/04/10 J

316. QUALCOMM INC. A Dividend Sold 01/04/10 i J A

317. REXAM PLC None J T Buy 12/20/10 J

318. RIOTINTOPLC-GBP None Sold 01/04/10 J B

319. ROCHE HLDG LTD SPON ADR A Dividend Sold 07/23/10 J

320. ROYAL DUTCH SHELL A Dividend J T Buy 01/04/10 J

321. SAFEWAY INC NEW A Dividend J T

322. SANDISK COPY COMMON STOCK None J T Sold 01/12/10 J A (part)

I. Income Gain Codes: A =$1,000 or less B =$1.0~1 - $2,500 C =$2,501 - $5,000 D =$5.001 - $15,000 E =$15,0~1 - $50,000

(See Columns B I and D4) F =$50.091 - $10~,OOO G =$100.001 - $1.000,000 HI =$1.000,001 - $5,000,000 112 =More than $5.000.000

2. Value Codes J =$ I 5.000 or less K =$I 5.001 - $50.000 L =SS0.001 - $100.000 M =$100.001 - $250.~

(See Columm CI and D3) N =$250.001 - $500.000 O =$500.001 - $1.000.000 PI =$1.000.~31 - $5.000,000 P2 =$5.000.001 - $25.0~0.000

3. Value Method Codes P3 =$25.000.001 , $50.000.000 Q =Appraisal R ::Cost IRca] Estate Only)

P4 =More than $50.000.0(~0

S =Ass.essmcn! 3- =C~h Markel

(See Column C2) U =Book Value V =O~her W =Estimated

Date of ReportName of Person ReportingFINANCIAL DISCLOSURE REPORT of 27 SIRAGUSA, CHARLES J. 05/12/201 I

V I I. I N V E S T M E N T S a n d T R U S T S - incor~e, val.e. ,,a,~a~io~ ancl~d’~ 1hose o/spo.,e ~ nd aepenaon, children; see pp. 34-60 of filing instructlons~)


A. B. C. D.



(I) (2) (I) (2) (I) (2) (3) (4) (5)


exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd~ Code 2 Code I buyer/sellerI Code I (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

I (Q-W) transaction)

323. SAP AG SPONS ADR - USD None Sold 01/04/10 J A

324. SCHLUMBERGER LTD A Dividend J T Buy 01/04/10 J (add’l)

325. SCHWAB CHARLES CORP A Dividend J T

326. SEARS HOLDING CORP None Sold 01/04/10 J

327. SHIN ETSU CHEM CO A Dividend J T Buy 08/20/10 J

328. SHIRE PLC ADR None Sold 01/04/10 J A

329. SIEMENS A G A Dividend J T Buy 01/04/10 J

330. SMITH & NEPHEW PLC SP ADR A Dividend Sold 01/04/10 J A

331. STATE STREET CORP COMMON A Dividend Sold 08/26/10 J STOCK

332. SUMITOMO METAL INDS LTD A Dividend J T Buy 08/20/10 J

333. SUNCOR ENERGY INC NEW None Sold 01/04/10 J A

334. SWISSCOM AG None J T Buy 07/13/10 J

335. TAIWAN SEMICONDUCTOR MFG None Sold 01/04/10 J A COMMON STOCK

336. TELEFONICA SA SPON ADR None J T Sold 01/04/10 J B (part)

337. TELSTRA LTD A Dividend J T Buy 01/04/10 J

338. TESCO PLC SPONS ADR None Sold 01/04/10 J B

339. TEVA PHARMACEUTICAL INDS LTD A Dividend J T Buy 11/03/10 J

I. Income Gain Codes: A =$1.000 or less B =$1,001 - $2,500 C =$2.501 - $5.000 D =$5.001 - $15.0(}0 E =$15.001 - $50.000

(Sc¢ Columns B1 and D4) F =$50.001 - $100.000 G =$100.001 - $1.000.000 Ill =$1.000.00l - $5.0~0.000 112 =More Ihan $5.000.000

2. Value Codes l =SI 5.000 or less K =$15.001 - $50.000 L =$50.001 - $100.000 M =$109.001 - $250.000

(Scc Columns CI and D3) N =$250.001 - $500.000 O =$500.001 - $1.000.000 PI =$1.000.0OI - $5.000.009 P2 =$5.000.001 - $25.0~0.0OO

P3 =$25.000.001 - $50.0~0.0~0 P4 =More than T =Cash Market

(See Column C2) U =Book Value V =Other W -Estimated3. Value Method Codes Q =Appraisal R =Cost (Rcal Es’latc Only) S =Assessment

Name of Pe~on Reporting Date of ReportFINANCIAL DISCLOSURE REPORT of 27 SIRAGUSA, CHARLES J. 05/12/201 I

VII. INVESTMENTS and TRUSTS - income, ,.,,~,,e. ,,-,,~,,ct~o,~ ~tncludes those of spouse and dependen, children; seepp. 34-60 of filing instructions.)


A. B. C. D.

Desc~ption of Assets Income during Gross value at end Transactions during reporting poriod

(including trust assets) reporting p~riod of reporting period

(I) (2) (I) (2) (3) (4) (5)i (I) (2) Place "(X)" after each asset Amount Typ~ (e.g., Value Value Type (e.g., Date Value Gain Identity of

Code I Code I buyer/seller

I

exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2

(A-H) or int.) {J-P) Code 3 redemption) (J-P) (A-H) (if private

transaction)

340. TEXAS INSTRUMENTS INC. COMMON A Dividend J T STOCK

341. THERMO FISHER SCIENTIFIC None J T Buy 06/10/10 J

342. THK CO LTD A Dividend J T Buy 01/04/10 J

343. TOKYO GAS CO LTD A Dividend J T Buy 01/04/10 J

344. TOTAL S.A. SPONS ADR None Sold 01/04/10 J A

345. TREND MICRO INC SPON ADR A Dividend Sold 01/04/10 .I A

346. TRIBOROUGH BRDG A Interest K T Buy 01/13/10 K

347. TYCO INTL LTD NEW COMMON A Dividend J T STOCK

348. TYCO ELECTRONICS A Dividend J T

349. UBS AG (NEW) None Sold 01/04/10 J

350. UNILEVER PLOC SPONS ADR NEW A Dividend J T COMMON STOCK

351. UNITEDHEALTH GROUP INC. A Dividend J T Sold 01/04/10 J A COMMON STOCK (part)

352. UNITED OVERSEAS BANK LTD SPONS None Sold 01/04/10 J C ADR

353. UNITED STATES STEEL CORP A Dividend J T

354. US BANCORP DEL None J T Buy 12/13/10 J

355. VARIAN SEMICONDUCTOR (X) None Sold 01/04/10 J A

356. VERTEX PHARMACEUTICALS (Y)

I. Income Gain Codes: A =$1.000 or less B =$1,001 - $2.500 C =I2.501 - $5.000 D =$5.001 - $15.000 E :115.001 - $50.1)00

(See Columns B I and 1:)4) F =$50.001 - $ 100.000 G =$100,0Ol - II,000.000 I I I =$ 1.0~0.001 - $5.000.000 112 =More than $5.000,000

IScc Columr~ CI and D3) N =$250,001 - $500.0(30 O =1500.001 - $1,000.000 PI =11.000.(301 - $5.000.000 P2 =$5.000.001 - $25.000.000

P3 =125,000.001 - $50.000,000 P4 =More IhanY =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated3. Value Method Codes Q =Appraisal R =Cosl (Real Estate Only) S =Assessment


VII. INVESTMENTS an d TRU STS - i .... e, value, tr .... tions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructionsO



(including trust assets) reporting period of reporting period (I) (2) (i) (2) (I)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell,

(A-H) or int.) (J-P) Code 3 redemption) (Q-W)

357. VISA INC COM A Dividend J T Buy

358. VODAFONE COMMON STOCK A Dividend J T

359. WALMART DE MEXICO SA DE None Sold

360. WESFARMERS LTD A Dividend J T Buy

361. WEYERHAEUSER CO. COMMON B Dividend J T STOCK

362. WHEELOCK & CO None J T Buy

363. WILLIAMS SONOMA INC. None Sold

364. WILLIS GROUP HLDGS None J T Buy

365. YAHOO INC COMMON STOCK None J T

366. YUEYUEN INDL A Dividend .I T Buy

367. ACCOUNT# 5

368. -SMITH BARNEY MONEY MARKET A Dividend K T

369. -MIAMI-DADE CNTY FLA SCH DIST None K T RFDG FSA

370. -ALLEGHENY CNTY PA HOSP DEV None K T AUTH REV UNIV PITTSBURGH MED

1. Income Gain Codes: A =$1.000 or less [3 =$1.001 - $2.500 C =$2.501 - $5.0(10

(See Columns BI and D4) F =$50.001 . $100.000 G =$100.001 - $1.000.000 III =$1.000.001 - $5.000.000

2. Value Codes J =$15.0~O or less K =$15.001 - $50.000 L -$50.001 - $100.000

Isec Columns CI and D31 N =$250.001 - $500.000 O $500.001 - $1.000,000 P I =$1.000.001 - $5.1~0,000

P3 =$25.000.001 - $50.0~0.000 P4 =More lhan $50,000.0~0

3. Value Method Codes Q =Appraisal R -~?OSl IReal ILstate Only) S =Assessment (See Column C2) U =Book Value V =Other W =Estimated


(2) (3) (4) (5) Date Value Gain Identity of

mm/dd./yy Code 2 Code I buyer/seller (J-P) (A-H) (if private

transaction)

05/06/10 J

01/04/10 J C

02/16/10 J

12/13/10 J

01/04/10 J

09/10/10

01/04110

SEE PART VIII # 1

SEE PART VIII # 3

SEE PART VIII # 3

D =$5.001 . $15.000 E =$15.0~1 - $50.000

112 =More than $5.000.000 M =$100,001 - $250,1~0 P2 =$5.000,001 - $25.000.000

T =Cash Markcl

Name of Person Reporting Dale of ReportFINANCIAL DISCLOSURE REPORT of 27 SIRAGUSA, CHARLES J. 05/12/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreport)

I) AS I REPORTED IN MY 2009 FINANCIAL DISCLOSURE, DURING CALENDAR YEAR 2009, ALL MY HOLDINGS IN ACCOUNT # 3 WERE TRANSFERRED INTO ACCOUNT # 5. THEREFORE, I HAVE RENUMBERED MY ACCOUNTS AS FOLLOWS: ACCOUNT # 4 IS NOW ACCOUNT # 3; ACCOUNT # 5 IS NOW ACCOUNT # 4; AND ACCOUNT # 6 IS NOW ACOUNT # 5.

2) IN OCTOBER OF 2009 THE NAME OF THIS HOLDING WAS CHANGED FROM CITIGROUP DIVERSIFIED FUTURES TO TACTICALDIVERSIFIED FUTURES.

3) I INADVERTENTLY FAILED TO REPORT ON MY 2009 FINANCIAL DISCLOSURE THAT ON DECEMBER 23, 2009, MONIES FROM THE BANK DEPOSIT PROGRAM WERE USED TO PURCHASE THE MUNICIPAL BONDS WHICH ARE NOW REPORTED IN THIS ACCOUNT.


IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~vithheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S[ CHARLES J. SIRAGUSA

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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