HEIF and the capacity of modern universities Mark Gray (Middlesex University)
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Transcript of HEIF and the capacity of modern universities Mark Gray (Middlesex University)
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HEIF and the capacity of HEIF and the capacity of modern universitiesmodern universitiesMark Gray (Middlesex University)
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The evolution of “third stream” funding 2000-2011
Programme Funding period
HEIF 4 2008/09 – 2010/11
HEIF 3 2006/07- 2007/08
HEIF 2 2004/5-2005/06
HEIF 1 36 months from award (earliest Dec 2001)
Business Fellowships Aug 2001 to July 2005
KTCF Aug 2004 to July 2006
HEACF 2 Sep 2004 to July 2006
HEACF 1 March 2002 to Aug 2004
HEROBC Transitional Funding
Aug 2003 to July 2004
HEROBC Round 2 Aug 2000 to July 2004
HEROBC Round 1 Jan 2000 to July 2003
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Business engagement
Knowledgetransfer
Communityengagement
KT and BCI, 2011KT and BCI, 2011
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BCI activities include Collaborative research involving public funding and funding from business (e.g. CASE awards and KTPs) Contract research for business and non-commercial organisations, where business/non-commercials are
commissioners of the work. Consultancy contracts CPD, continuing education and other courses Funded regeneration activities Granting technology licenses for exclusive or non-exclusive use by business or non-commercial
organisations Income from all other sources of intellectual property Spin-offs with various degrees of ownership Graduate business start-ups Social, community and cultural engagement by means of free and chargeable events
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Characteristics of engagementCharacteristics of engagement
• Outputs of third stream work must not include core teaching provision or funded research, but may build upon them
• Outputs must have an economic impact or community/social impact that goes beyond the existing benefits of meeting the teaching and research expectations
• Outputs are market-related: they find a price determined by the interaction of largely unfettered forces of supply and demand
• Outputs from the third stream benefit a wide range of ‘clients’, including business and community agencies.
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HEFCE’s (2008) perception of the role of HEIF
Source: HEFCE circular October 2008/35, p. 5
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Sources of university research and innovation income
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HEBCI income by type 2003 to 2009
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HEIF outputs: patents, licences and spinouts from UK higher education
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Planned Science and Research funding in the UK, 2011-2015
Source: BIS Annual Innovation report 2010
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New HEIF round (August 2011- 2015)
• Formula approach maintained from HEIF4
• ‘incentivising performance, moving away from the capacity-building element’ in the formula
• Increasing the maximum level for allocations
• Setting a threshold allocation (removing HEIF allocation from some institutions entirely)
• Funding maintained at cash level from end of HEIF4, in each year of the new round
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The March-April consultation
• HEFCE is calling upon institutions to respond to proposals for the future management and disposition of the HEIF (Higher Education Innovation Fund).
• HEFCE invites comment on the following questions:
(i) ‘Is our proposal of a threshold HEIF allocation a satisfactory and appropriate response to the need now to focus HEIF on the most effective KE [knowledge exchange] performers?’
(ii) ‘Are there additional metrics available now that capture the breadth and benefits from KE activity, including activity primarily leading to non-monetised benefits, and that could be used to demonstrate the effectiveness of KE performance and could be collected in a fairly low-burden way?’
(iii) ‘Do you have any other comments on any aspects of the policies, method and funding for HEIF 2011-15?’