Grass Roots Innovation UNESCO Tim Turpin

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    Grass Roots InnovationManagement

    Basic Concepts, Definitions and Implications

    Prepared and presented by Professor Tim Turpin, Centre forIndustry and Innovation Studies

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    Outline of the Lecture

    1. Basic concepts and definitions

    2. Some examples of innovation in which todiscuss these concepts and illustratehow they can help with managing grass-roots innovation.

    3. Ownership (?) of knowledge and what

    this might mean .4. S&T Policy5. Project tasks

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    But First

    The context in which we are concernedwith innovation studies:

    what are we concerned with and why? There are policy implications and very

    practical implications for producers . Some of the work with which we are engaged

    illustrates the implications of innovationstudies.

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    Centre for Industry and Innovation Studies

    (CInIS)Innovation Policy:

    Enhancing Skills RecognitionSystems in ASEAN

    ASEAN-AustraliaDevelopmentCooperation Program

    SKILLS DEVELOPMENT AND MOBILITY WITHIN ASEAN

    (Enhancing Skills Recognition Systems in ASEAN )OECD Study into WorkforceSkills and Innovation

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    Centre for Industry and Innovation Studies

    (CInIS)

    Technology Innovation:

    http://www.flickr.com/photos/wherestheid/620778806/http://www.flickr.com/photos/madrarua/719630321/http://www.flickr.com/photos/53674854@N00/138790022/
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    Search

    Strategic

    selection Implementation

    Innovation strategy

    Innovativeorganization

    Pro-active linkages

    Learning

    A typical modal of the innovationprocess

    How does this model differ for grass-roots innovation?

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    Innovation

    A business definition: the introduction of

    any new or significantly improved good orservice and/or implementation of any newor significantly improved operationaland/or organisational/managerial process.

    So we can have: Product innovation: and/or Process innovation:

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    Innovation

    Also, there may be: Incremental innovation: which proceeds with small but

    progressive changes; or,

    Radical innovation: which introduces a totally newproduct or process.

    The technology involved may be complex andsophisticated such as in development of thedigital camera, or it may be simple and easilyreproduced, such as a mouse trap.

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    What are some of the core features

    of grass roots innovation? Knowledge (local and beyond)

    Knowing and understanding of problems

    Creativity (ideas, play, experimentation) Understanding how creativity and knowledge can be applied

    Resources needed for converting ideas and knowledge into application and

    problem solving

    Application (using, transferring, distributing) Making use of the innovation by self as well as by others.

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    I d e a

    s

    InformationK n o w l e d g e

    Innovation Application/Production

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    Think about the ideas, information, learning, the problem andthe searching for solutions, the knowledge and the skills thatunderpin this innovation.

    Lets consider some practical examplesof grass-roots innovation .

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    Some questions from the film

    clip What types of knowledge were used here?

    What is being transferred: what to where? Can you identify the grass-roots

    community? Who might be the potential producers?

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    Some Concepts and Definitions

    Knowledge: types of knowledge Information: forms of dissemination

    Innovation: products and process Knowledge transfer Knowledge communities

    Innovation Grass-roots innovation

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    People are inherently creative, as they seeknew ways to solve problems and put ideasinto practice. The intensity of effort to thisregard is usually mediated by potential foruse.

    A key issue for grass-roots innovation is forsociety more broadly to benefit from grass-

    roots innovation. Unfortunately this is usually driven from a top-

    down process. Grass-roots innovations seeks to achieve

    benefits from the bottom-up.

    A General Message

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    But

    In all cases, for innovation management

    some thought needs to be given tomarkets as drivers of innovation.

    Sometimes there may be market failureand in these cases there is the need to

    think about the role of government andpossible interventions to overcome themarket failure.

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    Lets consider a few examples

    Table clothes made from pineapple fibre

    Sun hats for travelling tourists

    Agricultural production in off-shore

    locations

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    Information and knowledge

    Knowledge and information have curious

    properties: They can be sold and enter other domains butthey also remain within the domain of the

    producer they do not have zero-sumqualities.Knowledge can be defined in a simple wayas a capacity for social action.

    Knowledge empowers its possessors with thecapacity for intellectual or physical action.

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    Information

    Information on the other hand is presented

    through structured and formatted data itremans passive until used by those withthe knowledge ti interpret and process it.

    The transfer of knowledge takes place

    through learning. The transfer of information takes place throughduplication

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    Information

    Information is knowledge reduced to messages

    that can be transmitted and serve to reconstituteknowledge at a later time or place and by adifferent individual or group of individuals.

    But not all knowledge can be codified asinformation. Think of a recipe and consider some knowledge that

    might not be included in the information.

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    Tacit and Codified Knowledge

    Tacit knowledge is associated with skills or

    know how and ideas; it is embedded inhuman action.

    Codified knowledge is explicit, it can bespelled out and is embedded in designs,specifications, technologies and literature.

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    9 Knowledge and ideas embedded in machines,

    blueprints, instructions, patents and so on. It can bemoved like physical products to new locations and deployed. It can also be adapted and incrementally

    developed. But that is part of a process of innovationand also requires tacit knowledge. The more complexthe technology the deeper the skill base required tooperate, service and maximise use of the technology.The status of codified knowledge in a country can bemeasured with indicators such as machinery imports,licensing agreements etc.

    Codified knowledge

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    The concept of tacit

    knowledge:9 Technology has many tacit elements that

    require a new user to build skills, knowledge andinstitutional routines. This includes experienceknow-how as well as know-how gained through

    formal training. Mastery of these tacit elementsof knowledge is needed everywhere but isparticularly important for developing countries

    where enterprises lack the initial base of technical skills on which to graft new technology.

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    Individual and collective

    knowledge Systems of intellectual property rights (patent,

    copyright, design law etc) have provided forindividuals, firms or organisations to beendowed with the legal right to own and exploit

    explicit knowledge.

    More recently the concept of communityownership has (somewhat problematically)attempted to provide for community ownership of

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    Knowledge Communities

    An important part of the process of generation,

    accumulation, and distribution of economicknowledge is achieved through communitiesacting as a nucleus of competence through the

    daily practices of the community (Amin andCohendet, 2004).

    Knowledge is reinforced, legitimised, reproducedand transmitted through community action.

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    Production processes ?

    Lets talk aboutprocesses.

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    Handling processes

    All of these have the potential tobenefit from innovation

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    Innovation Drivers

    Firm based innovation strategies

    To sell a product or service

    Grass-roots innovation strategies To improve a product or a process

    In both cases they require some sort of

    incentive.

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    The Innovation Imperative: some

    important questions Is innovation undertaken to solve a

    problem (for example to remove coal froma deeper open cut location) or, is itintended to generate profits from the sale

    of new products or processes?

    Is it core business or is it a productivespin-off, leading to new or differentbusiness?

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    Intellectual Property Rights

    The core legal framework protects intellectualproperty rights in three main ways:

    Patents and trade secret laws serve to protect theowner from unlicensed use of technical information;

    Copyright laws protect rights of creative expression; Trademark and design laws protect the use of

    symbols signs and shapes in which products orservices are packaged.

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    Copying and Adaptation

    SMEs in East Java now produce good quality leather-ware. Atone time, they simply copied Western designs. Their employeeswould watch the carousels at the airport, waiting for examples of the latest designs from the most fashionable designers. They

    made exact imitations, copying the brand name too. After warnings from the Indonesian government, they changed their

    brands so that these merely resembled fashionable brands. They

    have now begun to adapt the designs as well, and with change indesign, they have also begun to use their own brand names..

    For development, copying is a creative, innovative and useful process

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    9 National S&T policy is about knowledgeand how to capture the benefits of knowledge - local and global - for nationalbenefit.

    9 S&T policy is not just concerned withhigh-tech it is concerned with deepeningthe knowledge base in all sectors old and

    new.

    What is S&T Policy?

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    Who are the users?

    And who are the potential producers?

    Lets have a look at two examples.

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    A project Task (1)

    1. Consider the innovation described in the

    two clips. Describe the nature of theproblem and the process that led to theinnovative outcome.

    2. Who were the various interest groups

    that might have been involved. Who arethe potential users? Who might be somepotential producers?

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    A project Task (2)

    3. What sorts of knowledge and information

    were required to create the innovations.4. Does the market stimulate a demand for

    such innovations?5. If there is a market failure how mightpolicy intervention replace the market inthis sort of case?

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    A project Task (3)

    6. You are a government official responsible forinnovation in this area. What informationwould you need to design a policy that wouldencourage these sorts of innovations?

    7. What might be some of the key features of aninnovation management strategy that seeks to

    raise knowledge, provide access to informationand promote commercialisation/ application of these sorts of new processes or products?