For Use By Tiered Holding Companies/media/Documents/...Dec 31, 2016 · Asidero Holdings Atlanta,...
Transcript of For Use By Tiered Holding Companies/media/Documents/...Dec 31, 2016 · Asidero Holdings Atlanta,...
FR Y-6Page 2 of 2
For Use By Tiered Holding CompaniesTop-tiered holding companies must list the names, mailing address, and physical locations of each of their subsidiary holding companies below.
Legal Title of Subsidiary Holding Company
(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box
City State Zip Code
Physical Location (if different from mailing address)
Legal Title of Subsidiary Holding Company
(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box
City State Zip Code
Physical Location (if different from mailing address)
Legal Title of Subsidiary Holding Company
(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box
City State Zip Code
Physical Location (if different from mailing address)
Legal Title of Subsidiary Holding Company
(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box
City State Zip Code
Physical Location (if different from mailing address)
Legal Title of Subsidiary Holding Company
(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box
City State Zip Code
Physical Location (if different from mailing address)
Legal Title of Subsidiary Holding Company
(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box
City State Zip Code
Physical Location (if different from mailing address)
Legal Title of Subsidiary Holding Company
(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box
City State Zip Code
Physical Location (if different from mailing address)
Legal Title of Subsidiary Holding Company
(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box
City State Zip Code
Physical Location (if different from mailing address)
12/2012
BankCap Partners GP, LP
5910 N Central Expressway, Suite 1580
Dallas TX 75206
BankCap Partners Fund I, LP
5910 N Central Expressway, Suite 1580
Dallas TX 75206
BCP Fund I Southeast Holdings, LLC
5910 N Central Expressway, Suite 1580
Dallas TX 75206
BCP Fund I Virginia Holdings, LLC
5910 N. Central Expressway, Suite 1580
Dallas TX 75206
Atlantic Capital Bancshares, Inc.
3280 Peachtree Road
Atlanta GA 30305
Xenith Bankshares, Inc.
901 E. Cary Street, Suite 1700
Richmond VA 23219
BankCap Equity Fund, LLC FR-Y6 for the FYE December 31, 2016 Page 3 of 26
FORM FR-Y6
BankCap Equity Fund, LLC Dallas, Texas
Fiscal Year Ended December 31, 2016
Report Items
1: Annual Report to Shareholders BankCap Equity Fund, LLC is not registered with the SEC and does not prepare an Annual Report to Shareholders. An Annual Report to Shareholders from BankCap Equity Fund, LLC is not included in this filing.
2A: Organizational Chart
No entities in this structure are known to have an LEI number (1) Based in Dallas, TX; incorporated in Delaware.(2) Based in Richmond, VA; incorporated in Virginia.(3) Based in Atlanta, GA; incorporated in Georgia.(4) Based in Chattanooga, TN; not incorporated in a state.(5) Based in La Jolla, CA; incorporated in Maryland(6) Based in Ralls, TX, incorporated in Texas(7) Not Fed Reportable
BANKCAP EQUITY FUND, LLC [BHC] (1) LEI: None
BANKCAP PARTNERS GP, LP [BHC] (1) LEI: None
BANKCAP PARTNERS FUND I, LP [BHC] (1) LEI: None
1% Limited Partnership Interest, 100% voting control
100%
100%
Xenith Bankshares, Inc. [BHC] (2) LEI: None
See Continuation on following page
7%
Atlantic Capital Bancshares, Inc.
[BHC] (3) LEI: None
Atlantic Capital Bank, National Association (4)
12%
BCP Fund I Southeast Holdings, LLC [BHC] (1)
LEI: None
100%
BCP Fund I Virginia Holdings, LLC [BHC] (1)
LEI: None
Less than1% Limited Partnership Interest, 100% voting control
Sole Non-Managing Member
Sole Non-Managing Member
2% Limited Partnership
Interest, 100% voting control
Silvergate Capital Corp. [BHC](5)
LEI: None
21%
<5%CrossFirst
Holdings, LLC [BHC](7) LEI: None
Silvergate Bank
(7) LEI: None
Silvergate Capital Trust I (7) LEI: None
Vista Bancshares, Inc. [BHC](6)
LEI: None
17%
BankCap Partners Opportunity Fund, LP (1)
LEI: None
Bridgeview Bancorp, Inc.
[BHC](7)
LEI: None
Silvergate Capital Trust II (7) LEI: None
First Bank [BHC](7)
LEI: None
<5%<5%
AMENDED
** Not Reportable on Y-10
2A. Org Chart Continued
Gateway Bank Mortgage, Inc.Raleigh, NC
North Carolina100%
Xenith Bankshares, Inc.Richmond, VA
Virginia
Xenith BankRichmond, VA
Virginia100%
Gateway Capital Statutory Trust IElizabeth City, NC
Connecticut100%
Gateway Capital Statutory Trust IIElizabeth City, NC
Delaware100%
Gateway Capital Statutory Trust IIIElizabeth City, NC
Delaware100%
Gateway Capital Statutory Trust IVElizabeth City, NC
Delaware100%
Asidero HoldingsAtlanta, GA **
3%
Gateway Investment Services, Inc.Elizabeth City, NC
North Carolina100%
Gateway Insurance Services, Inc.Elizabeth City, NC
North Carolina100%
Bankers Title, LLCGlen Allen, VA **
4% - non-managing
Bankers Insurance, LLCGlen Allen, VA **
1% - non-managing
Plexus Fund III, LPRaleigh, NC **
1% - limited
CapitalSouth Partners Fund III, LPCharlotte, NC **
1% - limited
CBF Holdings, LLCFayetteville, NC **14% - managing
Plexus Fund I, LPRaleigh, NC**1% - limited
XB Holdings I, LLCRichmond, VA **
Virginia100%
XB Part Holdings, LLCRichmond, VA **
Virginia100%
VBB Real Estate Holdings I, LLCRichmond, VA **
Virginia100%
BankCap Equity Fund, LLC FR-Y6 for the FYE December 31, 2016 Page 4 of 26
AMENDED
BankCap Equity Fund, LLC Form FR-Y6 for FYE December 31, 2016 Page 5 of 26
3: Securities Holders
BankCap Equity Fund, LLC
Name and Address (City, State, Country)
Country of Citizenship or Incorporation
Number and Percentage of Each Class of Voting Securities
Brian Jones New York, NY, USA USA 1 - 50%
Scott Reed Dallas, Texas, USA USA 1 - 50%
BankCap Equity Fund, LLC did not have any shareholders during the fiscal year ending 12-31-2016 that had ownership, control or holdings of 5% or more with power to vote that are not listed above.
BankCap Partners GP, LP
Name and Address (City, State, Country)
Country of Citizenship or Incorporation
Number and Percentage of Each Class of Voting Securities
BankCap Equity Fund, LLC Dallas, Texas, USA USA
Less than 1% Limited Partnership Interest, 100% Voting Control
Brian Jones New York, NY, USA USA 62% Limited Partnership Interest, 0% Voting Control
Scott Reed Dallas, Texas, USA USA 38% Limited Partnership Interest, 0% Voting Control
BankCap Partners GP, LP did not have any shareholders during the fiscal year ending 12-31-2016 that had ownership, control or holdings of 5% or more with power to vote that are not listed above.
BankCap Partners Fund I, LP
Name and Address (City, State, Country)
Country of Citizenship or Incorporation
Number and Percentage of Each Class of Voting Securities
BankCap Partners GP, LP Dallas, Texas, USA USA 1% Limited Partnership Interest, 100% Voting Control
Dallas Police & Fire Pension System Dallas, Texas, USA USA 18% Limited Partnership Interest, 0% Voting Control
Moab Partners New York, New York, USA USA 5% Limited Partnership Interest, 0% Voting Control
BankCap Partners Fund I, LP did not have any shareholders during the fiscal year ending 12-31-2016 that had ownership, control or holdings of 5% or more with power to vote that are not listed above.
BankCap Equity Fund, LLC Form FR-Y6 for FYE December 31, 2016 Page 6 of 26
BCP Fund I Southeast Holdings, LLC
Name and Address (City, State, Country)
Country of Citizenship or Incorporation
Number and Percentage of Each Class of Voting Securities
BankCap Partners Fund I, LP Dallas, Texas, USA USA 1 - 100% Common Stock
BCP Fund I Southeast Holdings, LLC did not have any shareholders during the fiscal year ending 12-31-2016 that had ownership, control or holdings of 5% or more with power to vote that are not listed above.
Atlantic Capital Bancshares, Inc.
Name and Address (City, State, Country)
Country of Citizenship or Incorporation
Number and Percentage of Each Class of Voting Securities
BCP Fund I Southeast Holdings, LLC Dallas, Texas, USA
USA 2,662,331 – 10.6% Common Stock 350,000 – 1.4% Warrants for Common Stock
Trident IV, L.P. (and affiliate Trident IV Professional Fund LP) New York, New York, USA
USA 3,109,127 – 12.4% Common Stock
Atlantic Capital Bancshares, Inc. did not have any shareholders during the fiscal year ending 12-31-2016 that had ownership, control or holdings of 5% or more with power to vote that are notlisted above.
BankCap Equity Fund, LLC Form FR-Y6 for FYE December 31, 2016 Page 7 of 26
BCP Fund I Virginia Holdings, LLC
Name and Address (City, State, Country)
Country of Citizenship or Incorporation
Number and Percentage of Each Class of Voting Securities
BankCap Partners Fund I, LP Dallas, Texas, USA USA 1 - 100% Common Stock
BCP Fund I Virginia Holdings, LLC did not have any shareholders during the fiscal year ending 12-31-2016 that had ownership, control or holdings of 5% or more with power to vote that arenot listed above.
Xenith Bankshares, Inc.
Name and Address (City, State, Country)
Country of Citizenship or Incorporation
Number and Percentage of Each Class of Voting Securities
BCP Fund I Virginia Holdings, LLC Dallas, Texas, USA
USA 1,443,200 – 6.2% Common Stock 172,260 – 0.8% Warrants for Common Stock
CapGen Capital Group VI, LP (including Robert Goldstein) New York, NY
USA 5,113,785 – 22.2% Common Stock
Carlyle Financial Services Harbor, LP Washington, DC
USA 4,239,858 – 18.4% Common Stock
ACMO-HR, LLC New York, NY
USA 4,239,858 – 18.4% Common Stock
Xenith Bankshares, Inc. did not have any shareholders during the fiscal year ending 12-31-2016 that had ownership, control or holdings of 5% or more with power to vote that are not listed above.
Results: A list of branches for your depository institution: ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION (ID_RSSD: 3555695).This depository institution is held by BANKCAP EQUITY FUND, LLC (3559666) of DALLAS, TX.The data are as of 12/31/2016. Data reflects information that was received and processed through 01/10/2017.
Reconciliation and Verification Steps1. In the Data Action column of each branch row, enter one or more of the actions specified below2. If required, enter the date in the Effective Date column
ActionsOK: If the branch information is correct, enter 'OK' in the Data Action column.Change: If the branch information is incorrect or incomplete, revise the data, enter 'Change' in the Data Action column and the date when this information first became valid in the Effective Date column.Close: If a branch listed was sold or closed, enter 'Close' in the Data Action column and the sale or closure date in the Effective Date column.Delete: If a branch listed was never owned by this depository institution, enter 'Delete' in the Data Action column.Add: If a reportable branch is missing, insert a row, add the branch data, and enter 'Add' in the Data Action column and the opening or acquisition date in the Effective Date column.
If printing this list, you may need to adjust your page setup in MS Excel. Try using landscape orientation, page scaling, and/or legal sized paper.
Submission ProcedureWhen you are finished, send a saved copy to your FRB contact. See the detailed instructions on this site for more information.If you are e‐mailing this to your FRB contact, put your institution name, city and state in the subject line of the e‐mail.
Note:To satisfy the FR Y‐10 reporting requirements, you must also submit FR Y‐10 Domestic Branch Schedules for each branch with a Data Action of Change, Close, Delete, or Add.The FR Y‐10 report may be submitted in a hardcopy format or via the FR Y‐10 Online application ‐ https://y10online.federalreserve.gov.
* FDIC UNINUM, Office Number, and ID_RSSD columns are for reference only. Verification of these values is not required.
Data Action Effective Date Branch Service Type Branch ID_RSSD* Popular Name Street Address City State Zip Code County Country FDIC UNINUM* Office Number* Head Office Head Office ID_RSSD* CommentsOK Full Service (Head Office) 3555695 ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION 531 BROAD STREET CHATTANOOGA TN 37402 HAMILTON UNITED STATES 454109 0 ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION 3555695OK Full Service 4909585 ATLANTA MAIN OFFICE 3280 PEACHTREE ROAD, SUITE 1600 ATLANTA GA 30305 FULTON UNITED STATES Not Required Not Required ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION 3555695OK Full Service 2504230 GLENWOOD AVENUE OFFICE 1237 NORTH GLENWOOD AVENUE DALTON GA 30721 WHITFIELD UNITED STATES Not Required Not Required ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION 3555695OK Full Service 2836810 THORNTON AVENUE BRANCH 401 SOUTH THORNTON AVENUE DALTON GA 30720 WHITFIELD UNITED STATES Not Required Not Required ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION 3555695OK Full Service 3391138 VARNELL OFFICE 3895 CLEVELAND ROAD DALTON GA 30721 WHITFIELD UNITED STATES Not Required Not Required ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION 3555695OK Full Service 2957041 EAST RIDGE BRANCH 4227 RINGGOLD ROAD CHATTANOOGA TN 37412 HAMILTON UNITED STATES Not Required Not Required ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION 3555695OK Full Service 3723560 GUNBARREL BRANCH 1740 GUNBARREL ROAD CHATTANOOGA TN 37421 HAMILTON UNITED STATES Not Required Not Required ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION 3555695OK Limited Service 3723579 SOUTHSIDE BRANCH 1301 COWART STREET CHATTANOOGA TN 37402 HAMILTON UNITED STATES Not Required Not Required ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION 3555695OK Full Service 4892230 KEITH STREET BRANCH 3200 KEITH STREET NORTHWEST CLEVELAND TN 37312 BRADLEY UNITED STATES Not Required Not Required ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION 3555695OK Full Service 3276057 DANDRIDGE BRANCH 1013 SOUTH HIGHWAY 92 DANDRIDGE TN 37725 JEFFERSON UNITED STATES Not Required Not Required ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION 3555695OK Full Service 3957954 HIXSON BRANCH 5188 HIGHWAY 153 HIXSON TN 37343 HAMILTON UNITED STATES Not Required Not Required ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION 3555695OK Full Service 3153550 JEFFERSON CITY BRANCH 167 WEST BROADWAY BOULEVARD JEFFERSON CITY TN 37760 JEFFERSON UNITED STATES Not Required Not Required ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION 3555695OK Full Service 3247990 FARRAGUT BRANCH 155 NORTH CAMPBELL STATION ROAD KNOXVILLE TN 37934 KNOX UNITED STATES Not Required Not Required ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION 3555695OK Full Service 3342895 KNOX COUNTY BRANCH 1111 NORTHSHORE DRIVE, SUITE P100 KNOXVILLE TN 37919 KNOX UNITED STATES Not Required Not Required ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION 3555695OK Full Service 36830 MAYNARDVILLE BRANCH 2905 MAYNARDVILLE HIGHWAY MAYNARDVILLE TN 37807 UNION UNITED STATES Not Required Not Required ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION 3555695OK Full Service 3723588 OOLTEWAH BRANCH 9217 LEE HIGHWAY OOLTEWAH TN 37363 HAMILTON UNITED STATES Not Required Not Required ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION 3555695OK Full Service 3030558 SIGNAL MOUNTAIN BRANCH 820 RIDGEWAY AVE SIGNAL MOUNTAIN TN 37377 HAMILTON UNITED STATES Not Required Not Required ATLANTIC CAPITAL BANK, NATIONAL ASSOCIATION 3555695
BankCap Equity Fund, LLCFR‐Y6 for the FYE December 31, 2016
Page 8 of 26
Results: A list of branches for your depository institution: XENITH BANK (ID_RSSD: 1161029).This depository institution is held by BANKCAP EQUITY FUND, LLC (3559666) of DALLAS, TX.The data are as of 12/31/2016. Data reflects information that was received and processed through 01/10/2017.
Reconciliation and Verification Steps1. In the Data Action column of each branch row, enter one or more of the actions specified below2. If required, enter the date in the Effective Date column
ActionsOK: If the branch information is correct, enter 'OK' in the Data Action column.Change: If the branch information is incorrect or incomplete, revise the data, enter 'Change' in the Data Action column and the date when this information first became valid in the Effective Date column.Close: If a branch listed was sold or closed, enter 'Close' in the Data Action column and the sale or closure date in the Effective Date column.Delete: If a branch listed was never owned by this depository institution, enter 'Delete' in the Data Action column.Add: If a reportable branch is missing, insert a row, add the branch data, and enter 'Add' in the Data Action column and the opening or acquisition date in the Effective Date column.
If printing this list, you may need to adjust your page setup in MS Excel. Try using landscape orientation, page scaling, and/or legal sized paper.
Submission ProcedureWhen you are finished, send a saved copy to your FRB contact. See the detailed instructions on this site for more information.If you are e‐mailing this to your FRB contact, put your institution name, city and state in the subject line of the e‐mail.
Note:To satisfy the FR Y‐10 reporting requirements , you must also submit FR Y‐10 Domestic Branch Schedules for each branch with a Data Action of Change, Close, Delete, or Add.The FR Y‐10 report may be submitted in a hardcopy format or via the FR Y‐10 Online application ‐ https://y10online.federalreserve.gov.
* FDIC UNINUM, Office Number, and ID_RSSD columns are for reference only. Verification of these values is not required.
Data Action Effective Date Branch Service Type Branch ID_RSSD* Popular Name Street Address City State Zip Code County Country FDIC UNINUM* Office Number* Head Office Head Office ID_RSSD* CommentsOK Full Service (Head Office) 1161029 XENITH BANK 901 E. CARY STREET, SUITE 1700 RICHMOND VA 23219 RICHMOND CITY UNITED STATES 38827 0 XENITH BANK 1161029OK Full Service 4725981 WEST OCEAN CITY BRANCH 9748 STEPHEN DECATUR HWY OCEAN CITY MD 21843 WORCESTER UNITED STATES Not Required Not Required XENITH BANK 1161029OK Full Service 3642027 POCOMOKE BRANCH 103 POCOMOKE MARKETPLACE POCOMOKE CITY MD 21851 WORCESTER UNITED STATES Not Required Not Required XENITH BANK 1161029OK Full Service 3726253 SOUTH SALISBURY BRANCH 1503 SOUTH SALISBURY BOULEVARD SALISBURY MD 21801 WICOMICO UNITED STATES Not Required Not Required XENITH BANK 1161029OK Full Service 3080281 EDENTON BRANCH 322 SOUTH BROAD STREET EDENTON NC 27932 CHOWAN UNITED STATES 363680 27 XENITH BANK 1161029OK Full Service 2748650 ELIZABETH CITY MAIN BRANCH 1145 NORTH ROAD STREET ELIZABETH CITY NC 27909 PASQUOTANK UNITED STATES 61824 23 XENITH BANK 1161029OK Full Service 819828 SOUTHGATE BRANCH 1404 WEST EHRINGHAUS ST ELIZABETH CITY NC 27909 PASQUOTANK UNITED STATES 204885 32 XENITH BANK 1161029OK Full Service 3549041 SOUTHERN SHORES BRANCH 5406 NORTH CROATAN HIGHWAY KITTY HAWK NC 27949 DARE UNITED STATES 454930 44 XENITH BANK 1161029OK Full Service 3312825 MOYOCK OFFICE 100 MOYOCK COMMONS DRIVE MOYOCK NC 27958 CURRITUCK UNITED STATES 438936 38 XENITH BANK 1161029OK Full Service 2887951 PLYMOUTH BRANCH 433 US HWY 64 EAST PLYMOUTH NC 27962 WASHINGTON UNITED STATES 261210 26 XENITH BANK 1161029OK Full Service 3680391 LAKE BOONE BRANCH 2235 GATEWAY ACCESS POINT RALEIGH NC 27607 WAKE UNITED STATES 469935 54 XENITH BANK 1161029OK Full Service 2709491 CAPE CHARLES BRANCH 22468 LANKFORD HIGHWAY CAPE CHARLES VA 23310 NORTHAMPTON UNITED STATES Not Required Not Required XENITH BANK 1161029OK Full Service 1466395 CROSSROADS BRANCH 1500 MOUNT PLEASANT ROAD CHESAPEAKE VA 23322 CHESAPEAKE CITY UNITED STATES 261150 3 XENITH BANK 1161029OK Full Service 1418321 DEEP CREEK BRANCH 852 N GEORGE WASHINGTON HWY CHESAPEAKE VA 23323 CHESAPEAKE CITY UNITED STATES 261149 2 XENITH BANK 1161029OK Full Service 3328273 GREAT BRIDGE BRANCH 239 BATTLEFIELD BLVD S CHESAPEAKE VA 23322 CHESAPEAKE CITY UNITED STATES 443128 20 XENITH BANK 1161029OK Full Service 3374261 GREENBRIER BRANCH 201 VOLVO PARKWAY CHESAPEAKE VA 23320 CHESAPEAKE CITY UNITED STATES 512907 61 XENITH BANK 1161029OK Full Service 2685438 PORTSMOUTH BOULEVARD BRANCH 4108 PORTSMOUTH BLVD CHESAPEAKE VA 23321‐2128 CHESAPEAKE CITY UNITED STATES 261157 12 XENITH BANK 1161029OK Full Service 1901270 SOUTH NORFOLK BRANCH 712 LIBERTY STREET CHESAPEAKE VA 23324 CHESAPEAKE CITY UNITED STATES 261151 4 XENITH BANK 1161029OK Full Service 2709473 CHINCOTEAGUE BRANCH 6350 MADDOX BLVD CHINCOTEAGUE ISLAND VA 23336 ACCOMACK UNITED STATES Not Required Not Required XENITH BANK 1161029OK Full Service 3696655 EMPORIA BRANCH 100 DOMINION DRIVE EMPORIA VA 23847 GREENSVILLE UNITED STATES 472628 55 XENITH BANK 1161029OK Full Service 2709482 EXMORE BRANCH 4071 LANKFORD HIGHWAY EXMORE VA 23350 NORTHAMPTON UNITED STATES Not Required Not Required XENITH BANK 1161029OK Full Service 3205909 COURT HOUSE BRANCH 6720 SUTTON ROAD GLOUCESTER VA 23061 GLOUCESTER UNITED STATES Not Required Not Required XENITH BANK 1161029OK Full Service 3229914 YORK RIVER BRANCH 1553 GEORGE WASHINGTON MEMORIAL HIGHWAY GLOUCESTER POINT VA 23062 GLOUCESTER UNITED STATES Not Required Not Required XENITH BANK 1161029OK Full Service 4209315 MCLEAN/HERNDON BRANCH 2325 DULLES CORNER BOULEVARD SUITE 500 HERNDON VA 20171 FAIRFAX UNITED STATES Not Required Not Required XENITH BANK 1161029OK Full Service 4502445 DOMINION TOWER BRANCH 999 WATERSIDE DRIVE NORFOLK VA 23510 NORFOLK CITY UNITED STATES 445541 21 XENITH BANK 1161029OK Full Service 2794572 EAST BEACH BRANCH 4037 EAST LITTLE CREEK RD NORFOLK VA 23518 NORFOLK CITY UNITED STATES 261161 16 XENITH BANK 1161029OK Full Service 3549050 GHENT BRANCH 539 WEST 21ST STREET NORFOLK VA 23517 NORFOLK CITY UNITED STATES 454908 42 XENITH BANK 1161029OK Full Service 4364504 BOULDERS BRANCH 1011 BOULDER SPRING DRIVE SUITE 410, SUITE 410 NORTH CHESTERFIELD VA 23225 CHESTERFIELD UNITED STATES Not Required Not Required XENITH BANK 1161029OK Full Service 310875 ONLEY BRANCH 25253 LANKFORD HIGHWAY ONLEY VA 23418 ACCOMACK UNITED STATES Not Required Not Required XENITH BANK 1161029OK Full Service 3103788 BROAD STREET BRANCH 8209 WEST BROAD STREET RICHMOND VA 23294 HENRICO UNITED STATES 363498 46 XENITH BANK 1161029OK Full Service 2833181 PATTERSON BRANCH 5300 PATTERSON AVENUE RICHMOND VA 23226 RICHMOND CITY UNITED STATES 364636 47 XENITH BANK 1161029OK Full Service 3447642 SHORT PUMP BRANCH 12090 WEST BROAD STREET RICHMOND VA 23233 HENRICO UNITED STATES 452974 50 XENITH BANK 1161029OK Full Service 3935907 BOSLEY BRANCH 100 BOSLEY AVENUE SUFFOLK VA 23434 SUFFOLK CITY UNITED STATES Not Required Not Required XENITH BANK 1161029OK Full Service 3235269 PLAZA BRANCH 1000 NORTH MAIN STREET SUFFOLK VA 23434 SUFFOLK CITY UNITED STATES Not Required Not Required XENITH BANK 1161029OK Full Service 3300103 SUFFOLK BRANCH 2825 GODWIN BLVD SUFFOLK VA 23434 SUFFOLK CITY UNITED STATES 432815 36 XENITH BANK 1161029OK Full Service 4032072 SUFFOLK BRANCH 3535 BRIDGE ROAD SUFFOLK VA 23435 SUFFOLK CITY UNITED STATES Not Required Not Required XENITH BANK 1161029OK Full Service 3341982 HILLTOP BRANCH 1580 LASKIN ROAD VIRGINIA BEACH VA 23451 VIRGINIA BEACH CITY UNITED STATES 442302 39 XENITH BANK 1161029OK Full Service 593726 INDIAN RIVER BRANCH 5472 INDIAN RIVER ROAD VIRGINIA BEACH VA 23464 VIRGINIA BEACH CITY UNITED STATES 36325 5 XENITH BANK 1161029OK Full Service 5015483 LYNNHAVEN PARKWAY BRANCH 641 LYNNHAVEN PARKWAY VIRGINIA BEACH VA 23452 VIRGINIA BEACH CITY UNITED STATES Not Required Not Required XENITH BANK 1161029OK Full Service 3058860 PEMBROKE BRANCH 281 INDEPENDENCE BOULEVARD, SUITE 100 VIRGINIA BEACH VA 23462 VIRGINIA BEACH CITY UNITED STATES 361302 19 XENITH BANK 1161029OK Full Service 3352643 SANDBRIDGE BRANCH 2098 PRINCESS ANNE ROAD VIRGINIA BEACH VA 23456 VIRGINIA BEACH CITY UNITED STATES 442303 40 XENITH BANK 1161029OK Full Service 3187274 SHORE DRIVE BRANCH 3001 SHORE DR VIRGINIA BEACH VA 23451 VIRGINIA BEACH CITY UNITED STATES 418908 28 XENITH BANK 1161029
BankCap Equity Fund, LLCFR‐Y6 for the FYE December 31, 2016
Page 9 of 26
4: Directors and Officers
BankCap Equity Fund, LLC
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Name and Address (City, State, Country)
Principal Occupation if
other than with BHC
Title & Position
with BHC Title & Position w/subsidiariesTitle & Position w/Other Businesses
% of Voting
Shares in BHC
% of Voting Shares in
Subsidiaries
Names of Other Companies where 25% or More of
Voting Securities are Held
Brian JonesNew York, NY USA
N/A Managing Member and Director - BankCap Equity Fund LLC
Director - Atlantic Capital Bancshares, Inc., Director-Atlantic Capital Bank; Director, Bridgeview Bancorp, Inc.; Director, Bridgeview Bank Group;Managing Member - BankCap Partners GP, L.P.; Managing Member - BankCap Partners Fund I, L.P.; Managing Member - BCP FundI Virginia Holdings LLC; ManagingMember - BCP Fund I SoutheastHoldings LLC; Managing Member -BankCap Partners Opportunity Fund,L.P.
CEO- BDJ ServicesSenior Managing Director - Archegos Capital
50% N/A BDJ Services (100%)
BankCap Equity Fund, LLCFR‐Y6 for the FYE December 31, 2016
Page 10 of 26
BankCap Equity Fund, LLC
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Name and Address (City, State, Country)
Principal Occupation if
other than with BHC
Title & Position
with BHC Title & Position w/subsidiariesTitle & Position w/Other Businesses
% of Voting
Shares in BHC
% of Voting Shares in
Subsidiaries
Names of Other Companies where 25% or More of
Voting Securities are Held
Scott ReedDallas, Texas, USA
N/A Managing Member and Director - BankCap Equity Fund LLC
Director - Xenith Bankshares, Inc., Director - Xenith Bank; Director, Silvergate Bank; Director, Silvergate Capital Corporation; Director - Vista Bankshares, Inc.; Director - Vista Bank; Managing Member - BankCap Partners GP, L.P.; Managing Member - BankCap Partners Fund I, L.P.; Managing Member - BCP Fund I Virginia Holdings LLC; Managing Member - BCP Fund I Southeast Holdings LLC; Managing Member - BankCap Partners Opportunity Fund, L.P.
Managing Member- FACA, LLC, Managing Member- Galloping Steed Investments, LLC
50% N/A FACA LLC (100%), Galloping Steed Investments, LLC (50%)
Joseph GrantDallas, Texas, USA
Retired Banker Chairman and Director - BankCap Equity Fund LLC
N/A Managing Member - JMG BCP Investments GP, LLC
0% N/A JMG BCP Investments GP, LLC (100%)JMG BCP Investments, LP (100%)
BankCap Equity Fund, LLCFR‐Y6 for the FYE December 31, 2016
Page 11 of 26
AMENDED
BankCap Equity Fund, LLC
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Name and Address (City, State, Country)
Principal Occupation if
other than with BHC
Title & Position
with BHC Title & Position w/subsidiariesTitle & Position w/Other Businesses
% of Voting
Shares in BHC
% of Voting Shares in
Subsidiaries
Names of Other Companies where 25% or More of
Voting Securities are Held
James GravesDallas, Texas, USA
Investor Director - BankCap Equity Fund LLC
N/A Director - First Cash, Inc.Director - Hallmark Financial Services, Inc.Partner and Managing Director - Erwin, Graves & Associates, LPPartner and President - J&J Prairie Oaks Ranch, LPPartner and Managing Director - Erwin, Graves & Jones, LPPartner and President - Graves Holdings, LPPartner and President - Graves Holdings, LLCChairman - Medaxion Inc.
0% N/A Erwin, Graves & Associates, LP (25%)J&J Prairie Oaks Ranch, LP (50%)Graves Holdings, LP (50%)Graves Holdings, LLC (50%)
William IsaacSarasota, Florida, USA
Consultant Director - BankCap Equity Fund LLC
N/A Chairman - Isaac Property CompanyDirector - General Employment EnterprisesChairman - Isaac Industrial PropertiesChairman - Isaac Group HoldingsChairman - Isaac Land InvestmentsDirector - Total System Services, Inc.
0% N/A N/A
BankCap Equity Fund, LLCFR‐Y6 for the FYE December 31, 2016
Page 12 of 26
AMENDED
4: Directors and Officers
BankCap Partners GP, LP
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Name and Address (City, State, Country)
Principal Occupation
if other than with
BHC
Title & Position
with BHCTitle & Position w/subsidiaries
Title & Position w/Other Businesses
% of Voting Shares in
BHC
% of Voting Shares in
Subsidiaries
Names of Other Companies where 25% or More of Voting Securities
are Held
BankCap Equity Fund, LLCDallas, Texas, USA
N/A Limited Partner
N/A N/A <1% Limited Parnership
Interest
100% Voting Control
0% N/A
Brian JonesNew York, NY USA
N/A Limited Partner
Director - Atlantic Capital Bancshares, Inc., Director-Atlantic Capital Bank; Director, Bridgeview Bancorp, Inc.; Director, Bridgeview Bank GroupManaging Member - BankCap Partners Fund I, L.P.; Managing Member - BCP Fund I Virginia Holdings LLC; Managing Member - BCP Fund I Southeast Holdings LLC; Managing Member - BankCap Partners Opportunity Fund, L.P.
CEO - BDJ Services;Managing Member and Director - BankCap Equity Fund LLC; Senior Managing Director - Archegos Capital
62% Limited Parnership
Interest
0% Voting Control
0% BDJ Services (100%)
BankCap Equity Fund, LLCFR‐Y6 for the FYE December 31, 2016
Page 13 of 26
AMENDED
BankCap Partners GP, LP
Scott ReedDallas, Texas, USA
N/A Limited Partner
Director - Xenith Bankshares, Inc., Director - Xenith Bank; Director, Silvergate Bank; Director, Silvergate Capital Corporation; Director - Vista Bankshares, Inc.; Director - Vista Bank;Managing Member - BankCap Partners Fund I, L.P.; Managing Member - BCP Fund I Virginia Holdings LLC; Managing Member - BCP Fund I Southeast Holdings LLC; Managing Member - BankCap Partners Opportunity Fund, L.P.
Managing Member- FACA, LLC, Managing Member- Galloping Steed Investments, LLCManaging Member and Director - BankCap Equity Fund LLC
38% Limited Parnership
Interest
0% Voting Control
0% FACA LLC (100%), Galloping Steed Investments, LLC (50%)
BankCap Equity Fund, LLCFR‐Y6 for the FYE December 31, 2016
Page 14 of 26
4: Directors and Officers
BankCap Partners Fund I, LP
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Name and Address (City, State, Country)
Principal Occupation if other than with BHC
Title & Position with BHC
Title & Position w/subsidiaries Title & Position w/Other Businesses
% of Voting Shares in
BHC
% of Voting Shares in
Subsidiaries
Names of Other Companies where 25% or More of Voting Securities
are Held
BankCap Partners GP, LPDallas, Texas, USA
N/A Limited Partner N/A N/A 1% Limited Partnership Interest
100% Voting Control
0% BankCap Partners Opportunity Fund, LP (100%)
Dallas Police & Fire Pension SystemDallas, Texas, USA
N/A Limited Partner N/A N/A 18% Limited Partnership Interest
0% Voting Control
0% N/A
Moab Partners, LPNew York, NY USA
N/A Limited Partner N/A N/A 5% Limited Partnership Interest
0% Voting Control
0% N/A
BankCap Equity Fund, LLCFR‐Y6 for the FYE December 31, 2016
Page 15 of 26
AMENDED
4: Directors and Officers
BCP Fund I Virginia Holdings, LLC
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Name and Address (City, State, Country)
Principal Occupation if other than with BHC
Title & Position with
BHCTitle & Position w/subsidiaries
Title & Position w/Other Businesses
% of Voting Shares in
BHC
% of Voting Shares in
SubsidiariesNames of Other Companies where 25% or
More of Voting Securities are Held
BankCap Partners Fund I, LPDallas, Texas, USA
N/A Principal Securities
Holder
N/A N/A 100% 0% BCP Fund I Southeast Holdings, LLC (100%)
BankCap Equity Fund, LLCFR‐Y6 for the FYE December 31, 2016
Page 16 of 26
AMENDED
4: Directors and Officers
BCP Fund I Southeast Holdings, LLC
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Name and Address (City, State, Country)
Principal Occupation if other than with BHC
Title & Position with BHC
Title & Position w/subsidiaries
Title & Position w/Other Businesses
% of Voting Shares in
BHC
% of Voting Shares in
Subsidiaries
Names of Other Companies where 25% or More of
Voting Securities are Held
BankCap Partners Fund I, LPDallas, Texas, USA
N/A Principal Securities Holder
N/A N/A 100% 0% BCP Fund I Virginia Holdings, LLC (100%)
BankCap Equity Fund, LLCFR‐Y6 for the FYE December 31, 2016
Page 17 of 26
AMENDED
4: Directors and Officers
Atlantic Capital Bancshares, Inc.
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Name and Address (City, State, Country)
Principal Occupation if other than with BHC
Title & Position with BHC
Title & Position w/subsidiaries
Title & Position w/Other Businesses
% of Voting Shares in
BHC
% of Voting Shares in
Subsidiaries
Names of Other Companies where 25% or More of
Voting Securities are Held
Henchy R. Enden NY, NY USA
Equity Analyst Director - Atlantic Capital Bancshares, Inc
Director - Atlantic Capital Bank, NA
Equity Analyst for MFP Investors LLC; Bridgeview Bancorp - Director
* N/A N/A
John N. Foy Lookout Mountain, TN USA
Consultant Director - Atlantic Capital Bancshares, Inc
Director - Atlantic Capital Bank, NA
Chairman and CEO of Noon LLC and Chairman of Noon Management, LLC; MedEquities Real Estate Investment Trust - Director
* N/A Affiliated entities of Noon LLC and Noon Management LLC (numerous entities)
Walter M. Deriso, Jr. Albany, Georgia USA
Executive Chairman - Atlantic Capital Bancshares, Inc.
Chairman - Atlantic Capital Bank, NA
The Picket Fence, Inc. - President; Post Properties, Inc. - Director until December 2016
* N/A The Picket Fence, Inc., (50%)
D. Michael Kramer, Chattanooga, TN USA
Banker/Executive President, COO, and Director - Atlantic Capital Bancshares, Inc.
Director, President & COO - Atlantic Capital Bank, NA
N/A * N/A N/A
Douglas J. HertzAtlanta, GA USA
Executive Director - Atlantic Capital Bancshares, Inc
Director - Atlantic Capital Bank, NA
United Distributors, Inc. President and CEO; Director, Narrative Content Group; Director, Georgia Power Company
* N/A United Distributors, Inc. (78%)
BankCap Equity Fund, LLCFR‐Y6 for the FYE December 31, 2016
Page 18 of 26
AMENDED
Atlantic Capital Bancshares, Inc.
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Name and Address (City, State, Country)
Principal Occupation if other than with BHC
Title & Position with BHC
Title & Position w/subsidiaries
Title & Position w/Other Businesses
% of Voting Shares in
BHC
% of Voting Shares in
Subsidiaries
Names of Other Companies where 25% or More of
Voting Securities are Held
Adam G. HurwichNew York, NY USA
Banker Executive Vice President - Atlantic Capital Bancshares, Inc
Executive Vice President & Real Estate Group - Atlantic Capital Bank, NA
Portfolio Manager - Ulysses Management, LLC; Independence Bancshares, Inc. - Director
* N/A N/A
Anita M. HillAtlanta, GA USA
Executive/Banker Executive Vice President of Human Resources and Corporate Communications - Atlantic Capital Bancshares, Inc.
Executive Vice President of Human Resources and Corporate Communications -- Atlantic Capital Bank, NA
N/A * N/A N/A
Brian Jones 1
New York, NY USA
Investor Director - Atlantic Capital Bancshares, Inc.
Director - Atlantic Capital Bank, NADirector
Senior Managing Director - Archegos Capital Management; CEO - BDJ Services; Director, Bridgeview Bancorp Inc. Director, Bridgeview Bank Group
12.1% N/A BDJ Services (100%)
Larry Mauldin Knoxville, TN USA
Real Estate Investor Director - Atlantic Capital Bancshares, Inc.
Director - Atlantic Capital Bank, NA
N/A * N/A Mauldin Properties LLC (100%)
BankCap Equity Fund, LLCFR‐Y6 for the FYE December 31, 2016
Page 24 of 26
Atlantic Capital Bancshares, Inc.
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Name and Address (City, State, Country)
Principal Occupation if other than with BHC
Title & Position with BHC
Title & Position w/subsidiaries
Title & Position w/Other Businesses
% of Voting Shares in
BHC
% of Voting Shares in
Subsidiaries
Names of Other Companies where 25% or More of
Voting Securities are Held
Patrick T. Oakes Atlanta, GA USA
Executive/Banker Executive Vice President, CFO, Secretary, and Treasurer - Atlantic Capital Bancshares, Inc.
Executive Vice President, CFO, Secretary, and Treasurer - Atlantic Capital Bank, NA
N/A * N/A N/A
Richard A. Oglesby, Jr.Atlanta, GA USA
Executive/Banker Executive Vice President - Atlantic Capital Bancshares, Inc.
Executive Vice President & Chief Risk Officer - Atlantic Capital Bank, NA
Limited Partner - Porter Springs, Ltd.
* N/A Porter Springs, Ltd. (25%); PSL-GY LLC (25%)
Stephen A. Levey NY, NY USA
Investor/Attorney Director - Atlantic Capital Bancshares, Inc
Director - Atlantic Capital Bank, NA
Principal and Counsel of Stone Point Capital, LLC (manager of Trident IV, LP and Trident IV Professionals Fund, LP); Home Point Capital - Director; Lancaster Pollard Holdings, LLC - Director
* N/A Confidential - affiliates of Trident IV, LP and Trident IV Professionals Fund, LP
R. Charles ShufeldtAtlanta, GA USA
Banker Director - Atlantic Capital Bancshares, Inc
Director - Atlantic Capital Bank, NA
Brown Brothers Harriman - Senior Advisor; PrimeRevenue - Director; Frapey America - Director;
* N/A St. Stephens Farm LLC (75%)
Douglas L. WilliamsAtlanta, Georgia USA
Executive/Banker Director & CEO -Atlantic Capital Bancshares, Inc.
Director & CEO - Atlantic Capital Bank, NA
N/A * N/A N/A
BankCap Equity Fund, LLCFR‐Y6 for the FYE December 31, 2016
Page 25 of 26
Atlantic Capital Bancshares, Inc.
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Name and Address (City, State, Country)
Principal Occupation if other than with BHC
Title & Position with BHC
Title & Position w/subsidiaries
Title & Position w/Other Businesses
% of Voting Shares in
BHC
% of Voting Shares in
Subsidiaries
Names of Other Companies where 25% or More of
Voting Securities are Held
Marietta Edmunds Zakas, Atlanta, GA USA
Executive Director - Atlantic Capital Bancshares, Inc.
Director- Atlantic Capital Bank, NA
Mueller Water Products - Senior Vice President of Strategy, Corporate Development and Communications (also oversees Human Resources)
* N/A N/A
Lizanne Thomas Atlanta, GA USA
Attorney Director - Atlantic Capital Bancshares, Inc.
Director- Atlantic Capital Bank, NA
Partner in Charge of the Southern Region of Jones Day; Popeyes Louisiana Kitchen - Director
* N/A N/A
Trident IV, LP and Trident IV Professionals Fund, LP (and related entities)
N/A
N/A N/A N/A 12.4% N/A Confidential
* Represents less than 1%
(1) The voting shares owned by BCP Fund I Southeast Holdings, LLC are ultimately controlled by BankCap Equity Fund, LLC which is jointly controlled by Brian Jones and Scott Reed.
BankCap Equity Fund, LLCFR‐Y6 for the FYE December 31, 2016
Page 26 of 26
Xenith Bankshares, Inc.
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Name and Address (City, State, Country)
Principal Occupation if other than with BHC
Title & Position with BHC
Title & Position w/subsidiaries Title & Position w/Other Businesses
% of Voting Shares in
BHC
% of Voting Shares in
Subsidiaries
Companies where 25% or More of
Voting Securities are Held
Robert B. Goldstein New York, NY (representative for CapGen Capital)
Banker Director- Xenith Bankshares, Inc.
N/A Director- Jacksonville Bancorp 22.2% N/A N/A
William A. Paulette, Richmond, VA
Businessman Director - Xenith Bankshares, Inc.
N/A Director - Virginia Military Institute * N/A N/A
W. Lewis Witt Chesapeake, VA
Businessman Director - Xenith Bankshares, Inc.
N/A N/A * N/A Inner-View, LTD- 100%
Edward Grebow New York, NY(representative for ACMO-HR, LLC)
Investor Director - Xenith Bankshares, Inc. (representative for ACMO-HR, LLC (Anchorage))
N/A Director - Diamond Offshore Drilling, Inc. Alcentra Capital Corp, Trustee - NY PBS station WNET, Board of Trustees- George Washington University, NY State Hospital Review and Planning Council
18.4% N/A N/A
Robert Merrick Richmond, VA
Investor Director - Xenith Bankshares, Inc.
N/A N/A * N/A N/A
Carlye Financial Group
NA Principal Securities Holder
NA NA 18.4% NA NA
BankCap Equity Fund LLCFR‐Y6 for the FYE December 31, 2016
Page 22 of 26
AMENDED
4: Directors and Officers
Xenith Bankshares, Inc.
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Name and Address (City, State, Country)
Principal Occupation if other than with BHC
Title & Position with BHC
Title & Position w/subsidiaries Title & Position w/Other Businesses
% of Voting Shares in
BHC
% of Voting Shares in
Subsidiaries
Companies where 25% or More of
Voting Securities are Held
T. Gaylon Layfield, III Richmond, VA, USA
Banker Director - Xenith Bankshares, Inc.
President and CEO - Xenith Bank
President, Timber Resource Management; President, TOGALA, Inc.,
* N/A President, TOGALA, Inc. (100%); President, Timber Resource Management (2%)
Donna W. Richards Virginia Beach, VA
Banker Officer President - Chief Operating Officer
N/A * N/A N/A
Thomas W. Osgood, Richmond, VA USA
Banker Officer Exec. Vice President, CFO, CAO and Treasurer-Xenith Bank
N/A * N/A N/A
Thomas B. Dix, III Virginia Beach, VA
Banker Officer Exec. Vice President and Co-Head of Commercial Lending - Xenith Bank
N/A * N/A N/A
Edward H. Phillips, Jr., Richmond, VA, USA
Banker Officer Exec. Vice President and Co-Head of Commercial Lending -Xenith Bank
N/A * N/A N/A
Wellington W. Cottrell, IIIRichmond, VA USA
Banker Officer Chief Credit Officer -Xenith Bank
N/A * N/A N/A
BankCap Equity Fund LLCFR‐Y6 for the FYE December 31, 2016Page 19 of 26
AMENDED
Xenith Bankshares, Inc.
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Name and Address (City, State, Country)
Principal Occupation if other than with BHC
Title & Position with BHC
Title & Position w/subsidiaries Title & Position w/Other Businesses
% of Voting Shares in
BHC
% of Voting Shares in
Subsidiaries
Companies where 25% or More of
Voting Securities are Held
Ronald E. DavisRichmond, VA USA
Banker Officer Exec. Vice President- Chief Risk Officer
N/A * N/A N/A
Judy C. GavantMidlothian, VA USA
Banker Officer Sr. Vice President and Controller - Xenith Bank
N/A * N/A N/A
Linda A. Majikes, Richmond, VA, USA
Banker Officer Sr. Vice President, Chief Human Resources Officer -Xenith Bank
N/A * N/A N/A
William J. Callaghan, Richmond, VA, USA
Banker Officer Sr. Vice President and Chief Technology Officer-Xenith Bank
N/A * N/A N/A
Thomas G. Snead, Jr.Richmond, VA USA
Retired Executive Chairman of the Board-Xenith Bankshares, Inc.
N/A Director on the Board of Directors of Tredegar Corporation; Director on the Board of Directors for CSA Medical, Inc.
* N/A N/A
Palmer P. GarsonRichmond, VA USA
Investor Director - Xenith Bankshares, Inc.
N/A Managing Director, Silvercrest Asset Management Group; Director, Technobrands, Inc.
* N/A N/A
BankCap Equity Fund LLCFR‐Y6 for the FYE December 31, 2016
Page 20 of 26
AMENDED
Xenith Bankshares, Inc.
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Name and Address (City, State, Country)
Principal Occupation if other than with BHC
Title & Position with BHC
Title & Position w/subsidiaries Title & Position w/Other Businesses
% of Voting Shares in
BHC
% of Voting Shares in
Subsidiaries
Companies where 25% or More of
Voting Securities are Held
Scott Reed1
Dallas, TX USA
Investor Director - Xenith Bankshares, Inc.
N/A Managing Member- FACA, LLC, Managing Member- Galloping Steed Investments, LLC Director, Silvergate Bank; Director, Silvergate Capital Corporation, Director - Vista Bankshares, Inc.; Director - Vista Bank; Managing Member and Director - BankCap Equity Fund LLC; Managing Member - BankCap Partners GP, L.P.; Managing Member - BankCap Partners Fund I, L.P.; Managing Member - BCP Fund I Virginia Holdings LLC; Managing Member - BCP Fund I Southeast Holdings LLC; Managing Member - BankCap Partners Opportunity Fund, L.P.
7% N/A FACA LLC (100%), Galloping Steed Investments, LLC (50%)
Henry P. Custis, Jr. Accomac, VA
Attorney Director- Xenith Bankshares, Inc.
N/A N/A * N/A Foggy Waters, LLC -25%
James F. Burr New York, NY
Accountant Director - Xenith Bankshares, Inc.
N/A Director - Barbon and PIB, Director - Edgewood Partners Insaurance Holding, Director - All insurance related Carlyle portfolio companies
* N/A N/A
Patrick E. Corbin Chesapeake, VA
Accountant Director- Xenith Bankshares, Inc.
N/A N/A * N/A Corbin & Company, PC - 60%
BankCap Equity Fund LLCFR‐Y6 for the FYE December 31, 2016
Page 21 of 26
AMENDED
Xenith Bankshares, Inc.
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Name and Address (City, State, Country)
Principal Occupation if other than with BHC
Title & Position with BHC
Title & Position w/subsidiaries Title & Position w/Other Businesses
% of Voting Shares in
BHC
% of Voting Shares in
Subsidiaries
Companies where 25% or More of
Voting Securities are Held
(1) The voting shares owned by BCP Fund I Virginia Holdings, LLC are ultimately controlled by BankCap Equity Fund, LLC, which is jointly controlled by Brian Jones and Scott Reed.
* Represents less than 1%
BankCap Equity Fund LLCFR‐Y6 for the FYE December 31, 2016
Page 23 of 26
AMENDED