Dow Jones Sanction Alert Cities & Ports XML Feed Jones Sanction Alert... · Chapter 2: Dow Jones...
Transcript of Dow Jones Sanction Alert Cities & Ports XML Feed Jones Sanction Alert... · Chapter 2: Dow Jones...
DOW JONES SANCTION ALERT CITIES AND PORTS XML FEED
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Document history
Revision Number Revision Date Summary of Changes
1.1 05-Apr-2017 Updated the document design template
1.0 07-Jul-2014 Initial Version
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Table of Contents
CHAPTER 1: Introduction to Dow Jones Sanction Alert Cities & Ports XML Feeds . 4
About Dow Jones Sanction Alert Cities & Ports XML Feed ........................................... 4
Dow Jones Branding Guidelines .............................................................................................. 9
Product Support ............................................................................................................................ 9
Chapter 2: Dow Jones Sanction Alert Cities & Ports XML Feed Details....................... 9
Dow Jones Sanction Alert Cities & Ports XML Feed services ....................................... 4
Dow Jones Sanction Alert Cities & Ports XML Feed Frequencies ............................... 9
Locations for Dow Jones Sanction Alert Cities & Ports XML Checksum and Feed
log Files .......................................................................................................................................... 11
Dow Jones Sanction Alert Cities & Ports XML Feed Distribution Schedules ........ 11
Dow Jones Sanction Alert Cities & Ports XML Feed Format ....................................... 12
Naming Conventions for Checksum Files .......................................................................... 12
Requirements for Dow Jones Sanction Alert Cities & Ports XML Feed ................... 12
Document Retrieval ................................................................................................................... 13
Suggestion for Automating Feed File Download ............................................................. 17
Check the Integrity of the Downloaded File .................................................................... 18
Processing Data from the XML Feed Files ......................................................................... 18
CHAPTER 3: Dow Jones Sanction Alert Cities & Ports XML Feed Values .................. 21
Appendix A: Acronyms ............................................................................................................... 115
Appendix B: Frequently Asked Questions ........................................................................... 115
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CHAPTER 1: Introduction to Dow Jones Sanction
Alert Cities & Ports XML Feeds
About Dow Jones Sanction Alert Cities & Ports XML Feed
Dow Jones Sanction Alert Cities & Ports is a geographical lexicon for use in sanctions
compliance providing a comprehensive list of place names in sanctioned countries.
The service contains structured reference data for regions, cities, seaports, airports
and free trade zones in sanctioned countries. The data can help identify sanction
risks and manage exceptions to compliance policy in the area of payment message
filtering, trade finance, Anti-Money Laundering compliance and Know Your Client due
diligence.
Key Features of Dow Jones Sanction Alert Cities & Ports
Dow Jones Sanction Alert Cities & Ports provides:
• Comprehensive coverage of place names within sanction countries -
Coverage includes variations of the place names in English, Chinese, French,
German, Spanish, Japanese and the official language of the country
• Structured reference data, delivered in a single format -The place
names are normalized into a single file designed for integration into
compliance systems
• Accurate and timely updates - Sources are monitored by Dow Jones,
with an updated file delivered in the event of changes to the list of countries
sanctioned by the European Union, United States Office of Foreign Assets
Control (OFAC) or United Nations. Owing to the level of research required,
these changes are likely to take a minimum of four weeks. Should a
sanctioned country change its administrative structure, these changes will be
reflected in Dow Jones Sanction Alert Cities & Ports and an updated file made
available. In addition to regular updates reflecting changes to the lexicon,
whether they are driven by the addition of a country to sanction lists or place
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name changes within the country, the file will be entirely reviewed over the
course of a year.
• Flexible, data agnostic format - Dow Jones enriches the place names
with additional coding and meta-data that enable content to be leveraged into
compliance screening tools more effectively.
Dow Jones Sanction Alert Cities & Ports Content
The objective of the Dow Jones Sanction Alert Cities & Ports service is to aggregate,
normalise, enrich and maintain place name information for use in sanctions
compliance programmes to minimise the risk of payments being processed that
originate or that are destined for a sanctioned country. Dow Jones Risk &
Compliance is therefore focused on ensuring that the content included in the service
is accurate, complete, up-to date and delivered in a timely manner.
Countries are included within Dow Jones Sanction Alert Cities & Ports if they are
sanctioned by at least two of the following bodies:
European Union (EU)
United Nations (UN)
United States Office of Foreign Assets Control (US-OFAC)
The specific Sanctions Programs are: EU Embargoes on Arms and Related Materiel
OFAC – Country Sanction Programs UN Security Council Sanctions Committees Arms
Embargoes.
Countries currently included in Dow Jones Sanction Alert Cities & Ports as of 1st Apr
2017 are:
Belarus
Central African Republic
Cote d’l voire
Cuba
Democratic Republic of the Congo
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Eritrea
Iran
Iraq
Lebanon
Liberia
Libya
Myanmar
North Korea
Russia
Somalia
Sudan
South Sudan
Syria
Yemen
Zimbabwe
The following are included for each country:
Country name
Administrative Region names
Names of districts making up the Administrative Regions
City names (capitals, regional capitals and those with a population of over
100,000)
Seaports
Airports (civilian airports)
Free Trade Zones
IATA airport codes, the three-letter unique identifier for airports assigned
by the International Air Transport Association
UN/LOCODE port codes, the five-letter United Nations Code for Trade and
Transport Locations
In total there are approximately 3,000 places covered in the 17 countries and the
lexicon comprises over 70,000 terms.
The names include alternative spellings and aliases and the following language
variants:
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English
Chinese (Simplified)
Chinese Commercial Code (CCC) of the Chinese variations of the place
names is also included.
The CCC is derived from the Simplified Chinese characters using a Chinese
Commercial Code converter. On the rare occasions where there is no
corresponding code for the Chinese characters, Dow Jones has adopted the
same policy as Chinese embassy officials in such cases and enters a code of
0000.
French
German
Japanese (Kanji, Hiragana, Katakana)
Please note that for some place names there is no full Kanji equivalent and
the name will be in Japanese, a combination of Kanji and Katakana characters
Spanish
Plus the local official language if it is not included in the above (for
example Russian and Belarusian for Belarus, Arabic for Eritrea, Iraq,
Libya, Somalia, Sudan and Yemen, Farsi for Iran, Korean for North Korea
and Burmese for Myanmar)
The names are compiled from sources that contain geographical information, such
as atlases, government websites, official websites with place or point of entry
information and the media. In certain cases if a place name cannot be found in a
certain language, for example some place names in Japanese, a variation is based
on the pronunciation or how the name is spelled in English. Where a place name is
not available in Chinese, the names are transliterated using the transliteration tables
from the widely used guide 世界人名翻译大辞典 (Shijie Renming Fanyi Da Cidian
names of the World's Peoples--A Comprehensive Dictionary of Names in Roman-
Chinese).
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Clients are advised, if they do not usually screen on English variations, to also
include the English language variations as well as their chosen language to ensure
they are not missing any valuable content.
Dow Jones will evaluate language variations, or coverage requirements not currently
included in Dow Jones Sanction Alert Cities & Ports, upon request. If the requested
content is suitable for inclusion, it will be added to the service. We welcome
feedback on how to enhance the service.
Dow Jones Sanction Alert Cities & Ports Editorial
Research Methodology
In order to ensure the integrity of Sanction Alert Cities & Ports, Dow Jones uses the
following methodology to build and maintain content:
• Comprehensive Coverage of sanctioned countries is ensured by the daily
monitoring of press releases and lists issued by the sanctioning bodies, the
European Union, United States Office of Foreign Assets Control (OFAC) and
the United Nations, to ensure the service is complete and up to date
• Structured approach - Dow Jones uses a structured approach to identify
the administrative regions, the districts making up these regions, cities, ports,
airports and free trade zones for each of the countries concerned. The
Research Team uses official government sources and online and print material
to gather and verify the information
• Consistency - Dow Jones has applied the same guidelines and approach
systematically across all the countries concerned
• Accurate and up to date - All information is updated and reviewed on a
regular, ongoing basis in order to ensure its quality and completeness.
Sanction Alert Cities & Ports has been built and maintained by the Dow Jones
Risk & Compliance Research Team whose members have extensive
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knowledge of the administrative structures, naming conventions and
languages used within the countries covered
Dow Jones Branding Guidelines
Correct branding of Dow Jones content is a contractual obligation and customers
should refer to the latest Dow Jones Risk & Compliance Branding Guidelines
available on the Dow Jones Customer Support Developer Portal
Product Support
Answers to all your Questions and Issues regarding Dow Jones Sanction Alert Cities
& Ports XML Feeds are available on Dow Jones Customer Support site.
To Connect to Dow Jones Customer Support site you would require Internet
Access and a Valid Dow Jones login.
Chapter 2: Dow Jones Sanction Alert Cities &
Ports XML Feed Details
This section provides information about Dow Jones Sanction Alert Cities & Ports XML
feeds, including feed requirements, distribution schedule; file formats, document
retrieval, and processing.
Dow Jones Sanction Alert Cities & Ports XML Feed
Frequencies
This section describes the various feed frequencies currently offered within Dow
Jones Sanction Alert Cities & Ports XML feed.
Dow Jones Sanction Alert Cities & Ports XML Daily Full & Split Feed - The
Daily Full feed consists of a single XML full feed file that contains a full refresh of
profiles within the Dow Jones Sanction Alert Cities and Ports XML Content.
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The Full Refresh of Dow Jones Sanction Alert Cities and Ports XML content is also
available in a split version in which the full feed is divided into a number of smaller
files to facilitate processing.
The Daily Full Feed and Split Feeds are provided every day, 365 days a year.
Locations for Dow Jones Sanction Alert Cities & Ports XML Feed
Files
Dow Jones Sanction Alert Cities & Ports XML Feed files are posted to the secure
private directories
Daily Incremental & Daily Full files are available here:
https://djrcfeed.dowjones.com/Sanctionalert/CitiesandPorts/XML/
Checksums
Checksum is a common and most powerful method to ensure the content received
from Dow Jones is both secure and downloaded in its entirety and that there have
been no content losses during the transfer of the Feed Files from the Dow Jones
location to the users Individual storage or processing locations.
For this purpose, a new Checksum text file is posted to the respective Dow Jones
locations, which contains the unique MD5 Hash Code associated with each of the
Feed files.
The MD5 Hash Code is generated at the point of uploading the files to the Dow Jones
locations. Users Can use their own solutions or any one of the freely available MD5
verification tools to check that the MD5 Hash Code of the received File is equal to
the MD5 Hash Code of the generated file or not.
If the MD5 Hash Code of the received file is equal to the MD5 Hash Code provided by
Dow Jones in the Checksum File, the File has been downloaded without any
transmission errors.
Free ware Checksum Tools Available:
Below is the list of a few tools that can be used to compare the MD5.
1. Exact File (http://www.exactfile.com)
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2. Microsoft (R) File Checksum Integrity Verifier V2.05 (FCIV)
(http://support.microsoft.com/kb/841290)
3. EF Checksum (http://www.efsoftware.com/cm/e.htm)
4. FastSum – (www.fastsum.com)
5. MD5Checker (http://getmd5checker.com/)
6. MD5 Checksum tool (http://www.brothersoft.com/md5-checksum-tool-
176270.html)
7. MD5Sums (http://www.pc-tools.net/win32/md5sums/)
8. FSum 2.5.2 (www.slavasoft.com)
9. MD5 (http://www.fourmilab.ch/md5/)
10. HashCalc (www.slavasoft.com)
Please note: These tools are to be used at the User’s own discretion and Dow Jones
would not responsible for the support and maintenance on issues arising due to the
use of these tools.
Locations for Dow Jones Sanction Alert Cities & Ports
XML Checksum and Feed log Files
The Checksums and Feed log files for each of the Dow Jones Sanction alert cities and
ports Feed Files can be downloaded from the below location:
https://djrcfeed.dowjones.com/sanctionalert/citiesandports/XML/feedlog
s/
Dow Jones Sanction Alert Cities & Ports XML Feed
Distribution Schedules
Feed Frequency Feed Schedule
Daily Full & Splits Feed files will be available no later than 0100 GMT., 365 days per year
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All XML feed files are available for download for up to 60 days. To access to
XML feed files that are older than 60 days, please contact Dow Jones
Customer Services.
Dow Jones Sanction Alert Cities & Ports XML Feed
Format
All Dow Jones Sanction Alert Cities & Ports XML feed files are supplied in .ZIP file
format. The following identifies the various feed file formats for each feed frequency:
DJRC_Cities_and_Ports_XML_YYYYMMDDHHMM_X.zip
Where, X represents Feed frequency –F for Daily Full and S for Splits.
YYYYMMDDHHMM represents the snapshot of the feed file.
E.g.: DJRC_ Cities_and_Ports _XML_YYYYMMDD2359_F.zip Daily Full file
DJRC_ Cities_and_Ports _XML_YYYYMMDD2359_S.zip Daily Splits Feed file
Naming Conventions for Checksum Files
The naming convention of the Checksum file is similar to the Feed file name with
only “checksum_” prefixed to the Feed file naming convention.
checksum_ DJRC_ Cities_and_Ports _XML_YYYYMMDD2359_X.txt
Where, X represents Feed frequency –F for Daily Full and S for Splits file.
YYYYMMDDHHMM represents the snapshot of the feed file.
E.g.: checksum_ DJRC_ Cities_and_Ports _XML_YYYYMMDD2359_F.txt
Checksum for Full Feed file
Requirements for Dow Jones Sanction Alert Cities &
Ports XML Feed
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Any implementation of the Dow Jones Sanction Alert Cities & Ports XML Feed must
meet the following Criteria:
Requirement Rules/ Description
Document Retrieval
All Feed Files are delivered
1. Over the Internet. Use Hyper Text Transfer Protocol over Secure Socket Layer (HTTPS) to retrieve files
via the Internet. 2. Via File Transfer Methods: Use Secure File Transfer
Protocol(SFTP) to retrieve files in this method
Document Processing
1. For Initial Uploads, always Process Full Feed Files
before processing Incremental Feed.
2. It is recommended that a Full Refresh is processed once or twice a month.
3. Incremental Feeds should always be processed in ascending order.
1. All Feed Files are Date time stamped and should be processed in ascending order. If you detect any problems with the Feed Files please contact Dow
Jones before attempting to process the Feed File.
Document Retrieval
Dow Jones Sanction Alert Cities & Ports XML Feed Files can be retrieved via the
Internet using the Hyper Text Transfer Protocol over Secure socket Layer (HTTPS) or
via Secure File Transfer Protocol (SFTP).
To Retrieve the Files via the Internet
1. Log on to the Dow Jones Feed servers, located at
https://djrcfeed.dowjones.com (The Exact Directory Locations have been
mentioned under ‘Locations for Dow Jones Sanction Alert Cities & Ports XML
Feeds’)
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2. Use the User name and Password provided by your Dow Jones representative.
If you do not have a User name and Password contact Dow Jones Customer
Services.
3. Passwords are case sensitive and asterisks (*) are displayed in place of the
Password.
4. After providing your Username and password, click OK. A Comma Separated
File list displays all available Feed Files.
5. Retrieve the appropriate File using HTTPS GET:
For Daily full feed files, retrieve the full feed file that contains a date-
time stamp closest to the current date. It is recommended that you
retrieve the latest full feed file (to replace those previously processed
incremental feeds).
For Daily Incremental feed files, retrieve all incremental files that
contain a date and timestamp that is greater than the previously
processed full or daily incremental feed files.
To manually download a Dow Jones Sanction Alert Cities & Ports XML Feed File after
successfully logging on, simply copy the feed file name from the displayed list of
feed files and then paste it into the address bar.
Example:
https://djrcfeed.dowjones.com/sanctionalert/citiesandports/XML/DJRC_Cities_and_P
orts_XML_201512132359_F.zip
To Retrieve the Files via the SFTP
1. To establish a connection to the Dow Jones Feeds Servers, you would need
the following details:
Host Name: djrcfeed.dowjones.com
Port Number: 22
User Credentials: these are provided as part of your welcome package
2. Open the SFTP tool by clicking on the icon.
(For illustration purposes “WINSCP” has been used across this document)
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3. Furnish the details in the login page.
4. WINSCP offers you a feature to save the session. You can click on Save to
save the details for future logins or simply click on Login to establish the
connection without saving.
5. You will see a Welcome banner. If you do not want to see this again – click
on “Never Show this banner again” and then click on “Continue”
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6. After you login, you will be presented with an Explorer Window as shown
below.
7. Double Click on the folder called “SanctionAlert”. Navigate through the path /citiesandports/XML
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8. To download any file, select the file you wish to copy and then click on “Copy”
or press F5.
Please note: different tools provide different methods/options of downloading files to
local systems.
You can also automate the feeds download by using the automation techniques
provided by the software vendor. Please make sure you contact the particular SFTP
software vendor for any assistance.
All Files are scanned for Viruses and Trojans before being uploaded to the
Dow Jones Feeds servers.
Suggestion for Automating Feed File Download
If you wish to automate the process of feed file retrieval from Dow Jones, you may
wish to consider the following options:
1. Create a Windows Service that runs at on a scheduled basis to (i) check the
availability of the required feed file and (ii) securely retrieve files via HTTPS. This
may involve implementing code or applications that will enable files to be
downloaded without manual intervention.
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Web References/Source Code Samples for automation can be found at:
http://www.example-code.com/vbdotnet/ftp.asp
http://www.vbdotnetheaven.com/UploadFile/bfarley/FileDownload041820050438
58AM/FeDownload.aspx
http://www.codeproject.com/KB/vb/downloadFileswProgressbar.aspx
2. Implement a commercial file retrieval application that will securely retrieve feed
files using automated scheduled processes
Check the Integrity of the Downloaded File
To ensure the content received from Dow Jones is both secure and downloaded in its
entirety and that there have been no content losses during the transfer of the Feed
Files from the Dow Jones location to the users’ individual storage or processing
locations, you can use your own solutions or any one of the available MD5
verification tools to check that the MD5 Hash Code of the received File is equal to
the MD5 Hash Code of the generated file or not.
If the MD5 Hash Code of the received file is equal to the MD5 Hash Code provided by
Dow Jones in the Checksum File, the File has been downloaded without any
transmission errors.
However, if you face any Mismatch in the MD5 codes please Download the File again
and if you continue receiving the Same MD5 Mismatch Error, please Contact Dow
Jones Customer Service.
Processing Data from the XML Feed Files
After retrieving the desired files, you should be ready to process your feeds into a
relational database (or another data store).
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Processing XML data involves backing up your existing data (to protect against data
loss), followed by importing and updating Country lists, Relationship lists, Occupation
lists, Sanctions References list, Description1list, Description2list, Description3list, Date
Type list, Name Type list, Role Type list, and then processing people lists, entity lists,
person Associates and entity associates.
A Monthly or Daily full feed must be processed before Weekly or Daily incremental feeds;
and all incremental feeds must be processed in ascending date order.
It is recommended a Full Feed refresh is subsequently taken once or twice a month.
In addition, you must distinguish the feed handling of people lists and entity lists (since
full feeds differ from incremental feeds), and recognise that people data comprises of
multiple person and entity elements, each with an unique ID and an action attribute that
identifies the transformation of each ID.
2. After integrating Dow Jones Sanction Alert Cities and Ports content in your
environment, use the exact Set List Values (provided by Dow Jones) to perform a
search. For example, if Dow Jones provides Myanmar as Country name, you must
use that name (not Burma) to recover citizens of that country.
What Do I do next?
Process data from a full feed
Process data from a full feed
1. Backup your existing data to a more stable storage area, such as another
machine or tape drive.
Backups are a simple and essential component of any installation. It is good
practice to produce daily backup copies of production data, and to transfer
those backups away from the current environment.
2. Choose from the following:
To Process… Follow these steps…
Country Lists,
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Occupation Lists, Relationship Lists ,
Special References Lists, Description1 list, Description2 List,
Description3 List, Name Type list, Date Type List, Role Type
List
1. Delete the appropriate data list(s) from your data store (if any).
2. Load the data from the latest full feed into your data store
Records For all Profile (Person/Entity) IDs where
action=add:
1. Delete all corresponding profile data and Associations from your data store.
2. Load the profile data from the latest full feed into your data store.
Full feed files only contain Profile IDs with
action=add
Associations Load the data from the latest full feed into your
data store.
Although Full Feeds are available on a Daily basis, it is not necessary to
re-process full feed files at this frequency, unless you plan to rebuild the
database on every day. However a Full refresh should be taken at least
once a month, as best practice.
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CHAPTER 3: Dow Jones Sanction Alert Cities &
Ports XML Feed Values
This section provides information about the individual XML elements found in the
feeds.
Dow Jones Sanction Alert Cities & Ports XML feeds XML elements in the form of
containers (tags/elements) that hold other containers.
Primary XML elements for Standard Feeds:
PFA
CountryList
OccupationList
RelationshipList
SanctionsReferencesList
Description1List
Description2List
Description3List
DateTypeList
NameTypeList
RoleTypeList
Records
Associations
Where, <PFA> is the root element.
<PFA>……… </PFA>
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Diagram
Description This is the top level container (root element) for the Dow Jones
Sanction Alert Cities & Ports XML Feeds.
Please follow the sequence of elements as shown in the figure
above, top to bottom.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
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date Represents the Date
of the Feed File
generation.
Format is:
ccyymmddhhmm
(GMT) where,
Value Description
Ccyy Represents
the year
Mm Represents
a month
Dd Represents
a day
Hh Represents
an hour
Mm Represents
minutes
xs:
string
required 12
characters
type Represents the Type
(Frequency) of Feed
File.
Possible Values are:
Value Description
daily Represents
a daily file
full Represents
a full file
xs:
string
required 11
characters
Children CountryList
OccupationList
RelationshipList
SanctionsReferencesList
Description1List
Description2List
Description3List
DateTypeList
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NameTypeList
RoleTypeList
Source
Schema
<xs:element name="PFA">
<xs:complexType>
<xs:sequence>
<xs:element ref="CountryList"/>
<xs:element ref="OccupationList"/>
<xs:element ref="RelationshipList"/>
<xs:element ref="SanctionsReferencesList"/>
<xs:element ref="Description1List"/>
<xs:element ref="Description2List"/>
<xs:element ref="Description3List"/>
<xs:element ref="DateTypeList"/>
<xs:element ref="NameTypeList"/>
<xs:element ref="RoleTypeList"/>
<xs:element ref="Records"/>
<xs:element ref="Associations"/>
</xs:sequence>
<xs:attribute name="date" type="xs:string" use="required"/>
<xs:attribute name="type" type="xs:string" use="required"/>
</xs:complexType>
</xs:element>
Sample
Code
<PFA date="201512152359" type="full">
+<CountryList>
+<OccupationList>
+<RelationshipList>
+<SanctionsReferencesList>
+<Description1List>
+<Description2List>
+<Description3List>
+<DateTypeList>
+<NameTypeList>
+<RoleTypeList>
+<Records>
+<Associations>
</PFA>
<CountryList>……… </CountryList>
Diagram
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Description This is the container of the Masters List for Countries specified in Dow
Jones Sanction Alert Cities & Ports XML feed.
The Country master list is an extensible list and has a potential
to change regularly. Updates to this list will be supplied in the
look-up table supplied in every feed.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children CountryName
Source
Schema
<xs:element name="CountryList">
<xs:complexType>
<xs:sequence>
<xs:element ref="CountryName" minOccurs="1" maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<CountryList>
<CountryName code="AARCT" name="Antarctica" IsTerritory="True" />
<CountryName code="ABKHAZ" name="Abkhazia" IsTerritory="True" />
<CountryName code="AFGH" name="Afghanistan" IsTerritory="False" ProfileURL="afghanistan.doc" />
</CountryList>
<CountryName>……… </CountryName>
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Diagram
Description Contains the Country Details
Use Required
Type None
Max Length NA
Occurrence
s
Min Occurrence Max Occurrence
1 unbounded
Attributes Attribut
e Name
Attribute
Description
Type Use Max
length
code Represents the DJII
Country Code
Associated with the
Country.
xs: string require
d
13
character
s
name Represents the
country name
(descriptor)
associated with the
corresponding code.
xs: string require
d
255
character
s
IsTerritor
y
Represents whether
a country is a
territory.
Possible values are:
Valu
e
Descriptio
n
True Specifies
that the
Country is
a Territory
xs:NMTOKE
N
require
d
5
character
s
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of another
Country
False Specifies
that the
Country is
not a
Territory
of another
Country
ProfileUR
L
Represents the
country URL of the
associated Dow
Jones Country
Profile document
xs: string optiona
l
255
character
s
Children None
Source
Schema
<xs:element name="CountryName">
<xs:complexType>
<xs:attribute name="code" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="13"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="name" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="IsTerritory" use="required">
<xs:simpleType>
<xs:restriction base="xs:NMTOKEN">
<xs:enumeration value="True"/>
<xs:enumeration value="False"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="ProfileURL">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="255"/>
</xs:restriction>
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</xs:simpleType>
</xs:attribute>
</xs:complexType>
</xs:element>
Sample
Code
<CountryName code="AARCT" name="Antarctica" IsTerritory="True
/>
<CountryName code="ABKHAZ" name="Abkhazia" IsTerritory="True />
<CountryName code="AFGH" name="Afghanistan" IsTerritory="False" ProfileURL="afghanistan.doc" />
<OccupationList>……… </OccupationList>
Diagram
Description This is the container of the Masters List for Occupation Categories
specified in Dow Jones Sanction Alert Cities & Ports XML feed.
The Occupation master list is an extensible list and has a
potential to change regularly. Updates to this list will be
supplied in the look-up table supplied in every feed.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children Occupation
Source
Schema
<xs:element name="OccupationList">
<xs:complexType>
<xs:sequence>
<xs:element ref="Occupation" minOccurs="1" maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
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</xs:element>
Sample
Code
<OccupationList>
<Occupation code="1" name="Heads & Deputies State/National Government" />
<Occupation code="2" name="National Government Ministers" />
<Occupation code="3" name="Members of the National Legislature" />
</OccupationList >
<Occupation>……… </Occupation>
Diagram
Description Contains the Occupation Category (Profession) Details
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 Unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
code Represents Code
Value Associated
with a Profession.
xs: string required 2
characters
name Represents the
profession
(occupation)
associated with
the corresponding
xs: string required 255
characters
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code.
Children None
Source
Schema
<xs:element name="Occupation">
<xs:complexType>
<xs:attribute name="code" type="xs:integer" use="required"/>
<xs:attribute name="name" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:complexType>
</xs:element>
Sample
Code
<Occupation code="1" name="Heads & Deputies State/National Government" />
<Occupation code="2" name="National Government Ministers" />
<Occupation code="3" name="Members of the National Legislature" />
<RelationshipList>……… </RelationshipList>
Diagram
Description This is the container of the Masters List for Relationship Categories
specified in Dow Jones Sanction Alert Cities & Ports XML feed applicable
to Cities and Ports content.
The Relationship master list is an extensible list and has a
potential to change regularly. Updates to this list will be
supplied in the look-up table supplied in every feed.
Use Required
Type None
Max Length NA
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Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children Relationship
Source
Schema
<xs:element name="RelationshipList">
<xs:complexType>
<xs:sequence>
<xs:element ref="Relationship" minOccurs="1" maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<RelationshipList>
<Relationship code="48" name="Location" />
<Relationship code="49" name="Country" />
</ RelationshipList>
<Relationship>……… </Relationship>
Diagram
Description Contains the Relationship Details
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
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Attributes Attribute
Name
Attribute
Description
Type Use Max
length
code Represents Code
Value Associated
with a Relationship
Category.
xs: string required 2
characters
name Represents the
type of
relationship
(family connection
or business
Association).
xs: string required 255
characters
Children None
Source
Schema
<xs:element name="Relationship">
<xs:complexType>
<xs:attribute name="code" type="xs:integer" use="required"/>
<xs:attribute name="name" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:complexType>
</xs:element>
Sample
Code
<Relationship code="48" name="Location" />
<Relationship code="49" name="Country" />
<SanctionsReferencesList>……… </SanctionsReferencesList>
Diagram
Description Contains the master list of Sanctions Reference Lists available in Dow
Jones content
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The Sanctions Reference master list is an extensible list and has
a potential to change regularly. Updates to this list will be
supplied in the look-up table supplied in every feed.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children ReferenceName
Source
Schema
<xs:element name="SanctionsReferencesList">
<xs:complexType>
<xs:sequence>
<xs:element ref="ReferenceName" minOccurs="1" maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<SanctionsReferencesList>
<ReferenceName code="1" name="OFAC - Specially Designated
National List" status="Current" Description2Id="1" />
<ReferenceName code="2" name="OFAC - Specially Designated
National List" status="Current" Description2Id="3 />
<ReferenceName code="3" name="OFAC - Specially Designated
Terrorist List" status="Current" Description2Id="1”/>
<ReferenceName code="4" name="OFAC - Specially Designated
Terrorist List" status="Current" Description2Id="3/>
</SanctionsReferencesList>
<ReferenceName>……… </ReferenceName>
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Diagram
Description Contains sanctions/official list details.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 Unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
code Represents the
code value
associated with a
sanctions/official
list reference.
xs:string required 4
characters
name Represents the
name of
sanctions/official
list reference.
xs:string required 255
characters
status Represents the
status of the list,
whether Current or
Suspended.
Possible values are:
Value Description
Susp
ende
Specifies
that the
xs:NMTOKEN required 9
characters
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d Lists is
Suspended
Curre
nt
Specifies
that the
List is
Current.
Descriptio
n2Id
Represents the
record type
Description 2 Id
classification of the
sanctions/official
list reference
xs: string required 4
characters
Children None
Source
Schema
<xs:element name="ReferenceName">
<xs:complexType>
<xs:attribute name="code" type="xs:string" use="required"/>
<xs:attribute name="name" type="xs:string" use="required"/>
<xs:attribute name="status" use="required">
<xs:simpleType>
<xs:restriction base="xs:NMTOKEN">
<xs:enumeration value="Suspended"/>
<xs:enumeration
value="Current"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="Description2Id" type="xs:string"
use="required"/>
</xs:complexType>
</xs:element>
Sample
Code
<ReferenceName code="1" name="OFAC - Specially Designated
National List" status="Current" Description2Id="1" />
<ReferenceName code="2" name="OFAC - Specially Designated
National List" status="Current" Description2Id="3 />
<ReferenceName code="3" name="OFAC - Specially Designated
Terrorist List" status="Current" Description2Id="1”/>
<ReferenceName code="4" name="OFAC - Specially Designated
Terrorist List" status="Current" Description2Id="3/>
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<Description1List>……… </Description1List>
Diagram
Description Contains the master list of Description1 classification applicable to cities
and ports content available in Dow Jones content.
The Description1 master list is an extensible list and has a
potential to change regularly. Updates to this list will be
supplied in the look-up table supplied in every feed.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children Description1Name
Source
Schema
<xs:element name="Description1List">
<xs:complexType>
<xs:sequence>
<xs:element ref="Description1Name"
minOccurs="1" maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<Description1List>
<Description1Name Description1Id="4" RecordType="Entity"
>Special Interest Entity (SIE)</Description1Name>
</Description1List>
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<Description1Name>……… </Description1Name>
Diagram
Description Contains the Description1 Details
Use Required
Type Extension of xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
Description1
Id
Represents the
code value
associated with a
Description1
value.
xs:string required 4
characters
RecordType Represents the
Record Type value
associated with a
Description1.
Possible Values
are:
Value Descriptio
n
Person Specifies
that the
xs:NMTOKEN required 6
characters
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record is
of a
person
type
Entity Specifies
that the
record is
of an
entity
type.
Children None
Source
Schema
<xs:element name="Description1Name">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="xs:string">
<xs:attribute
name="Description1Id" type="xs:integer" use="required"/>
<xs:attribute name="RecordType"
use="required">
<xs:simpleType>
<xs:restriction
base="xs:NMTOKEN">
<xs:enumeration value="Person"/>
<xs:enumeration value="Entity"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<
<Description1Name Description1Id="4" RecordType="Entity"
>Special Interest Entity (SIE)</Description1Name>
<Description2List>……… </Description2List>
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Diagram
Description Contains the master list of Description2 classification applicable to cities
and ports content available in Dow Jones content.
The Description2 master list is an extensible list and has a
potential to change regularly. Updates to this list will be
supplied in the look-up table supplied in every feed.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children Description2Name
Source
Schema
<xs:element name="Description2List">
<xs:complexType>
<xs:sequence>
<xs:element ref="Description2Name"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<Description2List>
<Description2Name Description2Id="23"
Description1Id="4" >Enhanced Country Risk</Description2Name>
</Description2List>
<Description2Name>……… </Description2Name>
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Diagram
Description Contains the Description2 Details.
Use Required
Type Extension of xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
1 Unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
Description2
Id
Represents the
code value
associated with a
Description2
value.
xs:string required 4
characters
Represents the
code value
associated with a
Description1
value.
xs:string required 4
characters
Children None
Source
Schema
<xs:element name="Description2Name">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="xs:string">
<xs:attribute
name="Description2Id" type="xs:integer" use="required"/>
<xs:attribute
name="Description1Id" type="xs:integer" use="required"/>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
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Sample
Code
<Description2Name Description2Id="23" Description1Id="4"
>Enhanced Country Risk</Description2Name>
<Description3List>……… </Description3List>
Diagram
Description Contains the master list of Description3 classification applicable to cities
and ports content available in Dow Jones content.
The Description3 master list is an extensible list and has a
potential to change regularly. Updates to this list will be
supplied in the look-up table supplied in every feed.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children Description3Name
Source
Schema
<xs:element name="Description3List">
<xs:complexType>
<xs:sequence>
<xs:element ref="Description3Name"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<Description3List>
<Description3Name Description3Id="84" Description2Id="23"
>Airport</Description3Name>
<Description3Name Description3Id="85" Description2Id="23"
>City</Description3Name>
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<Description3Name Description3Id="86" Description2Id="23"
>Country</Description3Name>
</Description3List>
<Description3Name>……… </Description3Name>
Diagram
Description Contains the Description3 Details
Use Required
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
Description3
Id
Represents the
code value
associated with a
Description3
value.
xs:string required 4
characters
Description2
Id
Represents the
code value
associated with a
Description2
value.
xs:string required 4
characters
Children None
Source <xs:element name="Description3Name">
<xs:complexType>
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Schema <xs:simpleContent>
<xs:extension base="xs:string">
<xs:attribute
name="Description3Id" type="xs:integer" use="required"/>
<xs:attribute
name="Description2Id" type="xs:integer" use="required"/>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<Description3Name Description3Id="84" Description2Id="23"
>Airport</Description3Name>
<Description3Name Description3Id="85" Description2Id="23"
>City</Description3Name>
<Description3Name Description3Id="86" Description2Id="23"
>Country</Description3Name>
<DateTypeList>……… </DateTypeList >
Diagram
Description Contains the master list of Date Types available in Dow Jones content
applicable to Dow Jones WL Entity content.
The Date Type master list is an extensible list and has a
potential to change regularly. Updates to this list will be
supplied in the look-up table supplied in every feed.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
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Children DateType
Source
Schema
<xs:element name="DateTypeList">
<xs:complexType>
<xs:sequence>
<xs:element ref="DateType"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<DateTypeList>
<DateType RecordType="Entity" Id="3" name="Date of
Registration" />
</DateTypeList>
<DateType>……… </DateType>
Diagram
Description Contains the Date Type Details
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 Unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
RecordType Represents the
Record Type value
associated with
xs:NMTOKEN required 6
characters
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the Date Type.
Value Descriptio
n
Person Specifies
that the
record is
of a
person
type
Entity Specifies
that the
record is
of an
entity
type.
Id Represents the
code value
associated with a
Date Type value.
xs:string required 4
characters
Name
Represents the
date Type name
(descriptor)
associated with
the corresponding
ID.
xs:string required 255
characters
Children None
Source
Schema
<xs:element name="DateType">
<xs:complexType>
<xs:attribute name="RecordType"
use="required">
<xs:simpleType>
<xs:restriction
base="xs:NMTOKEN">
<xs:enumeration
value="Person"/>
<xs:enumeration
value="Entity"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
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<xs:attribute name="Id" type="xs:integer"
use="required"/>
<xs:attribute name="name" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength
value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:complexType>
</xs:element>
Sample
Code
<DateType RecordType="Entity" Id="3" name="Date of Registration"
/>
<NameTypeList>……… </NameTypeList >
Diagram
Description Contains the master list of Name Types available in Dow Jones WL
Entity content.
The Name Type master list is an extensible list and has a
potential to change regularly. Updates to this list will be
supplied in the look-up table supplied in every feed.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children NameType
Source <xs:element name="NameTypeList">
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Schema <xs:complexType>
<xs:sequence>
<xs:element ref="NameType"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<NameTypeList>
<NameType NameTypeID="7" RecordType="Entity">Primary
Name</NameType>
<NameType NameTypeID="8" RecordType="Entity”>Also Known
As</NameType>
</NameTypeList>
<NameType>……… </NameType>
Diagram
Description Contains the Name Type Details
Use Required
Type Extension of xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
RecordType Represents the
Record Type value
associated with
the Name Type.
xs:NMTOKEN required 6
characters
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Possible Values
are:
Value Descriptio
n
Person Specifies
that the
record is
of a
person
type
Entity Specifies
that the
record is
of an
entity
type.
NameTypeId Represents the
code value
associated with a
Name Type value.
xs:string required 4
characters
Children None
Source
Schema
<xs:element name="NameType">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="xs:string">
<xs:attribute name="NameTypeID"
type="xs:integer" use="required"/>
<xs:attribute name="RecordType"
use="required">
<xs:simpleType>
<xs:restriction
base="xs:NMTOKEN">
<xs:enumeration value="Person"/>
<xs:enumeration value="Entity"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
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</xs:element>
Sample
Code
<NameType NameTypeID="7" RecordType="Entity">Primary
Name</NameType>
<NameType NameTypeID="8" RecordType="Entity”>Also Known
As</NameType>
<RoleTypeList>……… </RoleTypeList >
Diagram
Description Contains the master list of Role Types available in Dow Jones WL
content.
The Role Type master list is an extensible list and has a potential
to change regularly. Updates to this list will be supplied in the
look-up table supplied in every feed.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children RoleType
Source
Schema
<xs:element name="RoleTypeList">
<xs:complexType>
<xs:sequence>
<xs:element ref="RoleType"
minOccurs="1" maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<RoleTypeList>
<RoleType Id="1" name="Primary Occupation" />
<RoleType Id="2" name="Other Roles" />
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<RoleType Id="3" name="Previous Roles" />
</RoleTypeList>
<RoleType>……… </RoleType>
Diagram
Description Contains the Role Type Details
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
Id Represents the Id
value associated
with a role Type
xs:string required 4
characters
Name
Represents the
Role Type name
(descriptor)
associated with
the corresponding
Id.
xs:string required 255
characters
Children None
Source
Schema
<xs:element name="RoleType">
<xs:complexType>
<xs:attribute name="Id" type="xs:integer"
use="required"/>
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<xs:attribute name="name" type="xs:string"
use="required"/>
</xs:complexType>
</xs:element>
Sample
Code
<RoleType Id="1" name="Primary Occupation" />
<RoleType Id="2" name="Other Roles" />
<RoleType Id="3" name="Previous Roles" />
<Records>……… </Records>
Diagram
Description The outer container for all elements pertaining Entities falling under
Dow Jones Sanction Alert Cities & Ports XML content.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children Person
Entity
Source
Schema
<xs:element name="Records">
<xs:complexType>
<xs:sequence>
<xs:sequence>
<xs:element ref="Person" minOccurs="0"
maxOccurs="unbounded"/>
<xs:element ref="Entity" minOccurs="0"
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maxOccurs="unbounded"/>
</xs:sequence>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<Records>
+<Entity id="135133" recordaction ="chg" date="25-Apr-2016">
</Records>
<Person>……… </Person>
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Diagram
Description Contains a list of specific information pertaining to Person profiles falling under Dow Jones Sanction Alert Cities & Ports content.
Not Applicable with Cities and Ports XML Feed
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
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0 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
id Represents a
unique identifier for
a Dow Jones Profile
xs:string required 4 bytes
(integer)
action Represents an
action value.
Possible values are:
Value Descripti
on
Add Newly
added
Profile
Del Deleted
Profile
Chg Modified
Profile
For a Deleted
person record,
only the
Descriptions Tag
would be
mandatory.
xs:NMTOKEN required 6
characters
date Represents the date
value when the
record was
created/modified/d
eleted.
Format is dd-mmm-
ccyy where,
Value Descri
ption
ccyy Repre
sents
the
xs:string required 15
characters
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year
mmm Repre
sents
the
name
of the
mont
h
Dd Repre
sents
a day
Children Gender
ActiveStatus
Deceased
NameDetails
Descriptions
RoleDetail
DateDetails
BirthPlace
SanctionsReferences
Address
CountryDetails
IDNumberTypes
ProfileNotes
SourceDescription
Images
Source
Schema
<xs:element name="Person">
<xs:complexType>
<xs:sequence>
<xs:element ref="UpdateReasonDetails"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="Gender" minOccurs="0"
maxOccurs="1"/>
<xs:element ref="ActiveStatus"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="Deceased"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="NameDetails"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="Descriptions"
maxOccurs="1"/>
<xs:element ref="RoleDetail"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="DateDetails"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="BirthPlace"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="SanctionsReferences"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="Address" minOccurs="0"
maxOccurs="unbounded"/>
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<xs:element ref="CountryDetails"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="IDNumberTypes"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="ProfileNotes"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="SourceDescription"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="Images" minOccurs="0"
maxOccurs="1"/>
</xs:sequence>
<xs:attribute name="id" type="xs:string"
use="required"/>
<xs:attribute name="recordaction"
type="actionContentRestriction" use="required"/>
<xs:attribute name="date" type="xs:string"
use="required"/>
</xs:complexType>
</xs:element>
Sample
Code
None
<Entity>……… </Entity>
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Diagram
Description Contains a list of specific information pertaining to all Entity profiles
falling under Dow Jones Sanction Alert Cities & Ports content.
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 unbounded
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Attributes Attribute
Name
Attribute
Description
Type Use Max
length
id Represents a
unique identifier for
a Dow Jones entity
Profile
xs:string required 4 bytes
(integer)
action Represents an
action value.
Possible values are:
Value Descripti
on
add Newly
added
Profile
del Deleted
Profile
chg Modified
Profile
For a Deleted
entity record only
the Descriptions
Tag would be
mandatory.
xs:NMTOKEN required 6
characters
date Represents the date
value when the
record was
created/modified/d
eleted
Format is dd-mmm-
ccyy where,
Value Descri
ption
ccyy Repre
sents
the
year
xs:string required 12
characters
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mmm Repre
sents
the
name
of the
mont
h
dd Repre
sents
a day
Children ActiveStatus
NameDetails
Descriptions
DateDetails
SanctionsReferences
CompanyDetails
VesselDetails
CountryDetails
IDNumberTypes
ProfileNotes
SourceDescription
Source
Schema
<xs:element name="Entity">
<xs:complexType>
<xs:sequence>
<xs:element ref="UpdateReasonDetails"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="ActiveStatus"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="NameDetails"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="Descriptions"
maxOccurs="1"/>
<xs:element ref="DateDetails"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="SanctionsReferences"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="CompanyDetails"
minOccurs="0" maxOccurs="unbounded"/>
<xs:element ref="VesselDetails"
minOccurs="0" maxOccurs="unbounded"/>
<xs:element ref="CountryDetails"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="IDNumberTypes"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="ProfileNotes"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="SourceDescription"
minOccurs="0" maxOccurs="1"/>
</xs:sequence>
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<xs:attribute name="id" type="xs:string"
use="required"/>
<xs:attribute name="recordaction"
type="actionContentRestriction" use="required"/>
<xs:attribute name="date" type="xs:string"
use="required"/>
</xs:complexType>
</xs:element>
Sample
Code
<Entity id="853976" action="add" date="28- Apr-2016">
<ActiveStatus>Inactive</ActiveStatus>
<Deceased>Yes</Deceased>
+ <NameDetails>
+ <Descriptions>
+ <DateDetails>
+<SanctionsReferences>
+ <CompanyDetails>
+ <CountryDetails>
+ <IDNumberTypes>
+<ProfileNotes">
+<SourceDescription>
</Entity>
<Gender>……… </ Gender>
Diagram
Description Represents the Person's Gender.
Not Applicable with Cities and Ports XML Feed
Use Optional
Type string
Max Length 6 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
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Source
Schema
<xs:element name="Gender" type="string" >
Sample
Code
NOne
<ActiveStatus>……… </ActiveStatus>
Diagram
Description Represents the Active Status of the Dow Jones Profile.
Use Required
Type String
Max Length 8 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="ActiveStatus" type="xs:string">
Sample
Code
<ActiveStatus>Inactive</ActiveStatus>
<Deceased>……… </Deceased>
Diagram
Description Represents if a person is deceased.
Not Applicable with Cities and Ports XML Feed
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Use Required
Type String
Max Length 3 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="Deceased" type="xs:string">
Sample
Code
NOne
<NameDetails>……… </ NameDetails>
Diagram
Description The outer container for all elements pertaining to the name details of
the record.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children Name
Source <xs:element name="NameDetails">
<xs:complexType>
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Schema <xs:sequence>
<xs:element ref="Name" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<NameDetails>
+ <Name NameType="Primary Name" >
+ <Name NameType="Also Known As" >
</NameDetails>
<Name>……… </Name>
Diagram
Description Contains the name type and name details
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes None
Children NameValue
Source
Schema
<xs:element name="Name">
<xs:complexType>
<xs:sequence>
<xs:element ref="NameValue"
minOccurs="1" maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
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</xs:element>
Sample
Code
<Name NameType="Primary Name" >
+<NameValue >
</Name>
<NameValue>……… </ NameValue>
Diagram
Description Contains the names that identify a person or an entity.
A Person record can include any of the following names:
NameValue Description
TitleHonorific
Formal or honorific title, e.g. "Lord",
"Samdech", "Doctor"
FirstName First given name of person
MiddleName Second given name of a person
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Surname Surname of a person
Suffix
Suffixes such as ", Jr.", "Junior", that are
associated with a person's name
Maiden Name Surname of a woman before marriage
OriginalScriptNam
e Full name in a local non-Latin script
SingleStringName A name formatted as a single text string
An Entity record can include any of the following names:
NameValue Description
EntityName
An entity’s name – Concatenation of prefix
(if available) and firstname
Suffix Suffix of an Entity
OriginalScriptNam
e Full name in a local non-Latin script
SingleStringName A name formatted as a single text string
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes None
Children TitleHonorific
FirstName
MiddleName
Surname
EntityName
Suffix
OriginalScriptName
SingleStringName
Source <xs:element name="NameValue">
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Schema <xs:complexType>
<xs:sequence>
<xs:element ref="TitleHonorific"
minOccurs="0" maxOccurs="unbounded"/>
<xs:element ref="FirstName"
minOccurs="0" maxOccurs="unbounded"/>
<xs:element ref="MiddleName"
minOccurs="0" maxOccurs="unbounded"/>
<xs:element ref="Surname"
minOccurs="0" maxOccurs="unbounded"/>
<xs:element ref="MaidenName"
minOccurs="0" maxOccurs="unbounded"/>
<xs:element ref="Suffix" minOccurs="0"
maxOccurs="unbounded"/>
<xs:element ref="EntityName"
minOccurs="0" maxOccurs="unbounded"/>
<xs:element ref="SingleStringName"
minOccurs="0" maxOccurs="unbounded"/>
<xs:element ref="OriginalScriptName"
minOccurs="0" maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<NameValue>
<EntityName>Union Of Myanmar Economic Holding Ltd</EntityName>
</NameValue>
<TitleHonorific>……… </TitleHonorific>
Diagram
Description Represents the Person's Title or Honorific name.
Not Applicable with Cities and Ports XML Feed
Use Required
Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
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0 unbounded
Attributes None
Children None
Source
Schema
<xs:element name="TitleHonorific" type ="xs:string">
Sample
Code
None
<FirstName>……… </FirstName>
Diagram
Description Represents the Person’s First Name.
Not Applicable with Cities and Ports XML Feed
Use Optional
Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes None
Children None
Source
Schema
<xs:element name="FirstName" type ="xs:string">
Sample
Code
None
<MiddleName>……… </MiddleName>
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Diagram
Description Represents the Person’s Middle Name.
Not Applicable with Cities and Ports XML Feed
Use Optional
Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes None
Children None
Source
Schema
<xs:element name="MiddleName" type ="xs:string">
Sample
Code
None
<Surname>……… </Surname>
Diagram
Description Represents the Person’s Surname.
Not Applicable with Cities and Ports XML Feed
Use Optional
Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
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0 unbounded
Attributes None
Children None
Source
Schema
<xs:element name="Surname" type ="xs:string">
Sample
Code
None
<MaidenName>……… </MaidenName>
Diagram
Description Represents the Person’s Maiden Name.
Not Applicable with Cities and Ports XML Feed
Use Optional
Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes None
Children None
Source
Schema
<xs:element name="MaidenName" type ="xs:string">
Sample
Code
NOne
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<EntityName>……… </EntityName>
Diagram
Description Represents the Entity Name. (Concatenation of prefix (if available) and
firstname.)
Use Optional
Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes None
Children None
Source
Schema
<xs:element name="EntityName" type ="xs:string">
Sample
Code
<EntityName>Union Of Myanmar Economic Holding Ltd</EntityName>
<Suffix>……… </Suffix>
Diagram
Description Represents the Person’s / Entity’s Suffix.
Use Optional
Type xs:string
Max Length 255 characters
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Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes None
Children None
Source
Schema
<xs:element name="Suffix" type ="xs:string">
Sample
Code
<Suffix >Jr.</Suffix>
<OriginalScriptName>……… </OriginalScriptName>
Diagram
Description Represents the Original Script Name of a Person or an Entity.
Use Optional
Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes None
Children None
Source
Schema
<xs:element name="OriginalScriptName" type ="xs:string">
Sample
Code
<OriginalScriptName>扶川敦</OriginalScriptName>
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<SingleStringName>……… </SingleStringName>
Diagram
Description Represents the Single String Name of a Person or an Entity
Not Applicable with Cities and Ports XML Feed
Use Optional
Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes None
Children None
Source
Schema
<xs:element name="SingleStringName" type ="xs:string">
Sample
Code
None
<Descriptions>……… </Descriptions>
Diagram
Description Contains Descriptions of profiles that are falling under Dow Jones
Sanction Alert Cities and Ports XML feed criteria.
Use Required
Type None
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Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children Description
Source
Schema
<xs:element name="Descriptions">
<xs:complexType>
<xs:sequence>
<xs:element ref="Description"
minOccurs="1" maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<Descriptions>
<Description Description1="4" Description2="23" Description3="84" />
</Descriptions>
<Description>……… </Description>
Diagram
Description Contains Description1, Description2 and Description3 details of a profile
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 Unbounded
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Attributes Attribute
Name
Attribute
Description
Type Use Max
length
Description1 Represents the
person's or an
entity’s
Description 1
classification
value.
xs:string required 4
characters
Description2 Represents the
person's or an
entity’s
Description
2classification
value.
xs:string optional 4
characters
Description3
Represents the
person's or an
entity’s
Description 3
classification
value.
xs:string optional 4
characters
Children None
Source
Schema
<xs:element name="Description">
<xs:complexType>
<xs:attribute name="Description1"
type="xs:string" use="required"/>
<xs:attribute name="Description2"
type="xs:string"/>
<xs:attribute name="Description3"
type="xs:string"/>
</xs:complexType>
</xs:element>
Sample
Code
<Description Description1="4" Description2="23" Description3="84" />
<RoleDetail>……… </RoleDetail>
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Diagram
Description The outer element for role details for the person profiles falling under Dow Jones Sanction Alert Cities & Ports XML feed content
Not Applicable with Cities and Ports XML Feed
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children Roles
Source
Schema
<xs:element name="RoleDetail">
<xs:complexType>
<xs:sequence>
<xs:element ref="Roles" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
None
<Roles>……… </Roles>
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Diagram
Description Contains role details for person profiles grouped as per role type
Not Applicable with Cities and Ports XML Feed
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
RoleType Represents
whether the Role
is Primary, Other
Role or a Previous
Role.
xs:string required 255
characters
Children OccTitle
Source
Schema
<xs:element name="Roles">
<xs:complexType>
<xs:sequence>
<xs:element ref="OccTitle" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
None
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<OccTitle>……… </OccTitle>
Diagram
Description Contains Occupation details per role type for person profiles
Not Applicable with Cities and Ports XML Feed
Use Required
Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
SinceDay Represents day
part of the Since
Date in ‘dd’
format
xs:string optional 2
characters
SinceMonth Represents
month part of
the Since Date
in ‘Mmm’
format
xs:string optional 3
characters
SinceYear Represents the
year part of the
Since Date in
‘CCYY’ format
xs:string optional 4
characters
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ToDay Represents day
part of the To
Date in ‘dd’
format
xs:string optional 2
characters
ToMonth Represents
month part of
the To Date in
‘Mmm’ format
xs:string optional 3
characters
ToYear Represents the
year part of the
to date in ‘ccyy’
format
xs:string optional 4
characters
OccCat Contains a code
value that
corresponds to
an
occupation/pro
fession.
xs:string optional 2
characters
Children None
Source
Schema
<xs:element name="OccTitle">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="xs:string">
<xs:attribute name="SinceDay"
type="xs:integer"/>
<xs:attribute name="SinceMonth">
<xs:simpleType>
<xs:restriction
base="xs:string">
<xs:maxLength value="3"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="SinceYear"
type="xs:integer"/>
<xs:attribute name="ToDay"
type="xs:integer"/>
<xs:attribute name="ToMonth">
<xs:simpleType>
<xs:restriction
base="xs:string">
<xs:maxLength value="3"/>
</xs:restriction>
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</xs:simpleType>
</xs:attribute>
<xs:attribute name="ToYear"
type="xs:integer"/>
<xs:attribute name="OccCat">
<xs:simpleType>
<xs:restriction
base="xs:string">
<xs:maxLength value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
None
<DateDetails>……… </DateDetails>
Diagram
Description The outer container for all elements pertaining to the date details of all
the profiles that falls into the Dow Jones Sanction Alert Cities & Ports
XML feed.
Not Applicable with Cities and Ports XML Feed
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
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Attributes None
Children Date
Source
Schema
<xs:element name="DateDetails">
<xs:complexType>
<xs:sequence>
<xs:element ref="Date" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
None
<Date>……… </Date>
Diagram
Description Contains the date type and value details
Not Applicable with Cities and Ports XML Feed
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
DateType Represents
whether the Date
is Date Of Birth,
xs:string required 255
characters
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Deceased Date for
person records
and date of
registration for
entities.
Children DateValue
Source
Schema
<xs:element name="Date">
<xs:complexType>
<xs:sequence>
<xs:element ref="DateValue"
minOccurs="1" maxOccurs="unbounded"/>
</xs:sequence>
<xs:attribute name="DateType" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength
value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:complexType>
</xs:element>
Sample
Code
NOne
<DateValue>……… </DateValue>
Diagram
Description Contains the date value details
Not Applicable with Cities and Ports XML Feed
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Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 Unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
Day Represents day
part of the Date
in ‘dd’ format
integer optional 2
characters
Month Represents month
part of the Date
in ‘Mmm’ format
xs:string optional 3
characters
Year Represents the
year part of the
Date in ‘CCYY’
format
integer optional 4
characters
Dnotes Contains notes
associated with
the date value.
xs:string optional 255
characters
Children None
Source
Schema
<xs:element name="DateValue">
<xs:complexType>
<xs:attribute name="Day" type="xs:integer"/>
<xs:attribute name="Month">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="3"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="Year" type="xs:integer"/>
<xs:attribute name="Dnotes">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength
value="255"/>
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</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:complexType>
</xs:element>
Sample
Code
None
<BirthPlace>……… </BirthPlace>
Diagram
Description The outer container for a person’s place of birth value(s)
Not Applicable with Cities and Ports XML Feed
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children Place
Source
Schema
<xs:element name="BirthPlace">
<xs:complexType>
<xs:sequence>
<xs:element ref="Place" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
None
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<Place>……… </Place>
Diagram
Description Place Contains the concatenation of City of Birth and Country value of
Birth with comma separated. If City of Birth is not available only Country of Birth will be written and vice versa.
Not Applicable with Cities and Ports XML Feed
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 Unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
Name Contains value of
the place of birth
name.
xs:string required 100
characters
Children None
Source
Schema
<xs:element name="Place">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="xs:string">
<xs:attribute name="name"
use="required">
<xs:simpleType>
<xs:restriction
base="xs:string">
<xs:maxLength value="100"/>
</xs:restriction>
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</xs:simpleType>
</xs:attribute>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
None
<SanctionsReferences>……… </SanctionsReferences>
Diagram
Description The outer container for a person’s or an entity’s Sanction Reference(s).
Not Applicable with Cities and Ports XML Feed
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children Reference
Source
Schema
<xs:element name="SanctionsReferences">
<xs:complexType>
<xs:sequence>
<xs:element ref="Reference"
minOccurs="1" maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample None
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Code
<Reference>……… </Reference>
Diagram
Description Contains the details of the Sanction/Other Official reference for a person or an entity.
Not Applicable with Cities and Ports XML Feed
Use Required
Type xs:string
Max Length 4 characters
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
SinceDay Represents day
part of the Date
in ‘dd’ format
Since the person
or entity has
reference to the
Sanctions list
integer optional 2
characters
SinceMont
h
Represents
month part of
the Date in
‘Mmm’ format
Since the person
or entity has
reference to the
Sanctions list
xs:string optional 3
characters
SinceYear Represents the
year part of the
Date in ‘CCYY’
format Since the
person or entity
has reference to
the Sanctions
list
integer optional 4
characters
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ToDay Represents day
part of the Date
in ‘dd’ format
up to which the
person or entity
has reference to
the Sanctions
list
integer optional 2
characters
ToMonth Represents
month part of
the Date in
‘Mmm’ format
up to which the
person or entity
has reference to
the Sanctions
list
xs:string optional 3
characters
ToYear Represents the
year part of the
Date in ‘CCYY’
format up to
which the person
or entity has
reference to the
Sanctions list
integer optional 4
characters
Children None
Source
Schema
<xs:element name="Reference">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="xs:integer">
<xs:attribute name="SinceDay"
type="xs:integer"/>
<xs:attribute name="SinceMonth">
<xs:simpleType>
<xs:restriction
base="xs:string">
<xs:maxLength value="3"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="SinceYear"
type="xs:integer"/>
<xs:attribute name="ToDay"
type="xs:integer"/>
<xs:attribute name="ToMonth">
<xs:simpleType>
<xs:restriction
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base="xs:string">
<xs:maxLength value="3"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="ToYear"
type="xs:integer"/>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
None
<VesselDetails>……… </VesselDetails>
Diagram
Description Contains the elements that have values of Details of a Vessel Entity
Not Applicable with Cities and Ports XML Feed
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 unbounded
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Attributes None
Children VesselCallSign
VesselType
VesselTonnage
VesselGRT
VesselOwner
VesselFlag
Source
Schema
<xs:element name="VesselDetails">
<xs:complexType>
<xs:sequence>
<xs:element ref="VesselCallSign"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="VesselType"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="VesselTonnage"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="VesselGRT"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="VesselOwner"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="VesselFlag"
minOccurs="0" maxOccurs="1"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
None
<VesselCallSign>……… </VesselCallSign>
Diagram
Description Contains the Vessel Call sign value.
Not Applicable with Cities and Ports XML Feed
Use Optional
Type xs:string
Max Length 255 characters
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Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="VesselCallSign" type="xs:string" />
Sample
Code
None
<VesselType>……… </VesselType>
Diagram
Description Contains the Vessel Type value.
Not Applicable with Cities and Ports XML Feed
Use Optional
Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="VesselType" " type="xs:string" />
Sample
Code
None
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<VesselTonnage>……… </VesselTonnage>
Diagram
Description Contains the Vessel Tonnage value.
Not Applicable with Cities and Ports XML Feed
Use Optional
Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name=" VesselTonnage" " type="xs:string" />
Sample
Code
None
<VesselGRT>……… </VesselGRT>
Diagram
Description Contains the GRT value for a Vessel Entity
Not Applicable with Cities and Ports XML Feed
Use Optional
Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
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0 1
Attributes None
Children None
Source
Schema
<xs:element name=" VesselGRT" " type="xs:string" />
Sample
Code
None
<VesselOwner>……… </VesselOwner>
Diagram
Description Contains the Owner Name for a Vessel Entity
Not Applicable with Cities and Ports XML Feed
Use Optional
Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name=" VesselOwner" " type="xs:string" />
Sample
Code
None
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<VesselFlag>……… </VesselFlag>
Diagram
Description Contains the Flag (DJII Region Code) value for a Vessel Entity
Not Applicable with Cities and Ports XML Feed
Use Optional
Type xs:string
Max Length 13 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name=" VesselFlag" " type="xs:string"/>
Sample
Code
None
<Address>……… </Address>
Diagram
Description Contains the elements that have values of Address details of Person
profile.
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Not Applicable with Cities and Ports XML Feed
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes None
Children AddressLine
AddressCity
AddressCountry
URL
Source
Schema
<xs:element name="Address">
<xs:complexType>
<xs:sequence>
<xs:element ref="AddressLine"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="AddressCity"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="AddressCountry"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="URL" minOccurs="0"
maxOccurs="1"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
None
<CompanyDetails>……… </CompanyDetails>
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Diagram
Description Contains the elements that have values of Company details of entity profile.
Not Applicable with Cities and Ports XML Feed
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes None
Children AddressLine
AddressCity
AddressCountry
URL
Source
Schema
<xs:element name="CompanyDetails">
<xs:complexType>
<xs:sequence>
<xs:element ref="AddressLine"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="AddressCity"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="AddressCountry"
minOccurs="0" maxOccurs="1"/>
<xs:element ref="URL" minOccurs="0"
maxOccurs="1"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample None
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Code
<AddressLine>……… </AddressLine>
Diagram
Description Contains the Address Line of an entity or a person.
Not Applicable with Cities and Ports XML Feed
Use Optional
Type xs:string
Max Length 255 characters
Occurrence
s
Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="AddressLine" type="xs:string" />
Sample
Code
None
<AddressCity>……… </AddressCity>
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Diagram
Description Address City will be concatenation of City, State/Province and zip
code with symbol semicolon “;" and is less than 255 else
concatenation of city and State/Province with symbol semicolon “;”
and is less than 255 else only city will be included in the feed. If City
value is not available and concatenation of State/Province and zip
code information is available then semicolon will still be available
prefixing State/Province.
Not Applicable with Cities and Ports XML Feed
Use Optional
Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="AddressCity" type="xs:string" />
Sample
Code
None
<AddressCountry>……… </AddressCountry>
Diagram
Description Contains the code (DJII Region Code) of the country as a part of the
non-ship Entity or a person address
Not Applicable with Cities and Ports XML Feed
Use Optional
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Type xs:string
Max Length 13 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="AddressCountry" type="xs:string" />
Sample
Code
None
<URL>……… </URL>
Diagram
Description Contains the URL address as a part of the non-ship Entity or a person address. This field may contain non-Latin characters.
Not Applicable with Cities and Ports XML Feed
Use Optional
Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes Noe
Children None
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Source
Schema
<xs:element name="URL" type="xs:string" />
Sample
Code
None
<CountryDetails>……… </CountryDetails>
Diagram
Description The outer container for a person’s or an Entity’s Country details.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children Country
Source
Schema
<xs:element name="CountryDetails">
<xs:complexType>
<xs:sequence>
<xs:element ref="Country" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<CountryDetails>
+<Country CountryType="Enhanced Risk Country">
</CountryDetails>
<Country>……… </Country>
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Diagram
Description Contains the Country type and Country Value.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
CountryTy
pe
Represents
whether the
country
information is
for person’s
Residence
country or for
which he is a
Citizen of. For
an entity it
represents the
country of
affiliation
xs:string required 255
characters
Children CountryValue
Source
Schema
<xs:element name="Country">
<xs:complexType>
<xs:sequence>
<xs:element ref="CountryValue"
minOccurs="1" maxOccurs="unbounded"/>
</xs:sequence>
<xs:attribute name="CountryType"
use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength
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value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:complexType>
</xs:element>
Sample
Code
<Country CountryType="Enhanced Risk Country">
<CountryValue Code="GUREP"/>
</Country>
<CountryValue>……… </CountryValue>
Diagram
Description Contains a country Code.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
Code Represents the
code value
associated with
a country.
xs:string required 13
characters
Children None
Source
Schema
<xs:element name="CountryValue">
<xs:complexType>
<xs:attribute name="Code" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
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<xs:maxLength
value="13"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:complexType>
</xs:element>
Sample
Code
<CountryValue Code="GUREP"/>
<IDNumberTypes>……… </IDNumberTypes>
Diagram
Description The outer container for all elements pertaining to the Identification
details of a Person or Entity.
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children ID
Source
Schema
<xs:element name="IDNumberTypes">
<xs:complexType>
<xs:sequence>
<xs:element ref="ID" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<IDNumberTypes>
+<ID IDType="IATA Location ID Code">
</IDNumberTypes>
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<ID>……… </ID>
Diagram
Description Contains the Identification Type and ID Details
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 Unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
IDType Represents
whether the ID
type is Passport
Number,
NationalID,
drivers licence
number, etc. For
an entity the
type could be
Company ID.
xs:string required 255
characters
Children IDValue
Source
Schema
<xs:element name="ID">
<xs:complexType>
<xs:sequence>
<xs:element ref="IDValue" minOccurs="1"
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maxOccurs="unbounded"/>
</xs:sequence>
<xs:attribute name="IDType" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength
value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:complexType>
</xs:element>
Sample
Code
<ID IDType="IATA Location ID Code" >
<IDValu >44567</IDValue>
</ID>
<IDValue>……… </IDValue>
Diagram
Description Contains the ID values for a person or an entity that is part of
respective ID type.
Use Required
Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 Unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
IDnotes Contains notes
associated with
the Identity
value.
xs:string required Up to
2,147,483,
647
characters
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Children None
Source
Schema
<xs:element name="IDValue">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="xs:string">
<xs:attribute name="IDnotes"
type="xs:string"/>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<IDValue IDnotes="Libya">010433</IDValue>
<ProfileNotes>……… </ProfileNotes>
Diagram
Description Profile notes details mapped to Cities and Ports external comments will
be written to the feed. This field may contain Non-Latin Characters.
Not Applicable with Cities and Ports XML Feed
Use Optional
Type xs:string
Max Length Up to 2,147,483,647 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="ProfileNotes" type="xs:string" />
Sample None
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Code
<SourceDescription>……… </SourceDescription>
Diagram
Description The outer container for the Source elements pertaining to the Sources
from where the information for a Person, Entity or an Associate was referenced.
Not Applicable with Cities and Ports XML Feed
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children Source
Source
Schema
<xs:element name="SourceDescription">
<xs:complexType>
<xs:sequence>
<xs:element ref="Source" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
None
<Source>……… </Source>
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Diagram
Description The outer container for the Source elements pertaining to the Sources
from where the information for a Person, Entity or an Associate was referenced.
Not Applicable with Cities and Ports XML Feed
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
Name Contains name of
the source.
The Source field
may contain non-
Latin characters
xs:string required 255
characters
Children None
Source
Schema
<xs:element name="Source">
<xs:complexType>
<xs:attribute name="name" type="xs:string"
use="required"/>
</xs:complexType>
</xs:element>
Sample
Code
None
<Images>……… </Images>
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Diagram
Description Contains the Images URL information for a person.
Not Applicable with Cities and Ports XML Feed
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children Image
Source
Schema
<xs:element name="Images">
<xs:complexType>
<xs:sequence>
<xs:element ref="Image" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
None
<Image>……… </Image>
Diagram
Description Represents source URL of the Person’s image.
Not Applicable with Cities and Ports XML Feed
Use Required
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Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
URL Contains Source
URL of the Image.
The URL values
may contain Non-
Latin Characters.
xs:string required 255
characters
Children None
Source
Schema
<xs:element name="Image">
<xs:complexType>
<xs:attribute name="URL" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength
value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:complexType>
</xs:element>
Sample
Code
None
<Associations>……… </Associations>
Diagram
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Description Represents the Associations of a profile with other person or entity.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children PublicFigure
SpecialEntity
Source
Schema
<xs:element name="Associations">
<xs:complexType>
<xs:sequence>
<xs:sequence>
<xs:element ref="PublicFigure"
minOccurs="0"
maxOccurs="unbounded"/>
<xs:element ref="SpecialEntity"
minOccurs="0"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<Associations>
+ <SpecialEntity id="766610">
</Associations>
<PublicFigure>……… </PublicFigure>
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Diagram
Description Represent a person’s and Association’s details of these profiles with its Associates.
Not Applicable with Cities and Ports XML Feed
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
id Represents a
unique identifier
for a public figure.
Value: n.
xs:string required 4 bytes
(integer)
Children Associate
Source
Schema
<xs:element name="PublicFigure">
<xs:complexType>
<xs:sequence>
<xs:element ref="Associate"
minOccurs="1" maxOccurs="unbounded"/>
</xs:sequence>
<xs:attribute name="id" type="xs:string"
use="required"/>
</xs:complexType>
</xs:element>
Sample
Code
None
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<SpecialEntity>……… </SpecialEntity>
Diagram
Description Represent an Entity profiles with its Associates
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
Id Represents a
unique identifier
for a public figure.
Value: n.
xs:string required 4 bytes
(integer)
Children Associate
Source
Schema
<xs:element name="SpecialEntity">
<xs:complexType>
<xs:sequence>
<xs:element ref="Associate"
minOccurs="1" maxOccurs="unbounded"/>
</xs:sequence>
<xs:attribute name="id" type="xs:string"
use="required"/>
</xs:complexType>
</xs:element>
Sample
Code
SpecialEntity id="766610">
<Associate id="753004" code="47" ex="No" />
</SpecialEntity>
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<Associate>……… </Associate>
Diagram
Description Contains information about who the public figure or popular entity is
associated with and its relationship details
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
code Represents a
classified code
value for
Relationship
between the
public figure and
the Associate
record.
xs:string required 255
characters
ex Represents a prior
or current
relationship/Assoc
iation. Possible
values are
Valu
e
Descri
ption
Yes Repres
ents
former
relation
ship/As
xs:NMTOKEN required 3
characters
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sociatio
n
No Repres
ents
current
relation
ship/As
sociatio
n
Id Represents a
unique identifier
for an Associate.
xs:string required 4 bytes
(integer)
Children None
Source
Schema
<xs:element name="Associate">
<xs:complexType>
<xs:attribute name="id" type="xs:integer"
use="required"/>
<xs:attribute name="code" type="xs:string"
use="required"/>
<xs:attribute name="ex" use="required">
<xs:simpleType>
<xs:restriction
base="xs:NMTOKEN">
<xs:enumeration
value="Yes"/>
<xs:enumeration
value="No"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:complexType>
</xs:element>
Sample
Code
<Associate id="40406" code="27" ex="No" />
<Associate id="40407" code="5" ex="No" />
<Associate id="40408" code="5" ex="No" />
Extensible Mark-up Language (XML) Help can be found on the Developer Portal:
http://www.factiva.com/cp_developer/Documents/pfa/14291_DJRC%20XML%20HEL
P.zip
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Appendix A: Acronyms
This section lists the most common Acronyms used across this document.
Acronym Expansion
WL Watchlist
PFA Public Figure & Associates
GMT Greenwich Mean Time
XML Extensible Mark-up Language
XSD XML Schema Definition
DTD Document Type Definition
DB Database
Id Identity
FAQ Frequently Asked Question
API Application Programming Interface
Appendix B: Frequently Asked Questions
The Customer Support Site contains all the latest FAQ’s consolidated in one place
and renders all additional information about the Dow Jones Sanction Alert Cities &
Ports XML feed Content.
To view all the latest FAQ’s visit Dow Jones Customer Support
For any queries regarding the Dow Jones Sanction Alert Cities & Ports XML feed
Content, Please contact: Dow Jones Customer Support