Dow Jones Sanction Alert “Core” XML - Factiva · Alert “Core” “Core” 1.8 30-Sep-2012...
Transcript of Dow Jones Sanction Alert “Core” XML - Factiva · Alert “Core” “Core” 1.8 30-Sep-2012...
U S E R G U I D E
Dow Jones Sanction Alert “Core” XML
Feeds
Revision: Date: 18 July 2019
DOW JONES SANCTION ALERT “CORE” XML FEEDS
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Document history
Revision Number Revision Date Summary of Changes
1.25 18-Jul-2019 Updated with recent enhancements
1.24 05-Dec-2018 Upated with recent enhancements
1.23 30-Oct-2018 Updated the Feed frequency options and feed file naming conventions
1.22 6 –Sep-2017 Corrected minor details
1.21 10-Mar-2017 Added SOR Enrichment as new Service and
SOR Enrichment for DJ Sanction Alert Enhanced List Services
1.20 28-Jul-2015 Added DJ Enrichment as new Service
1.10 1-Jul-2013 Details included for Schema changes
1.9 13-Feb-2013
Updated Sanction Alert “Core” to Sanction Alert “Core” “Core”
1.8
30-Sep-2012
Details included for SFTP feed download capability and Field Character Limit changes
1.7
20-Jun-2012
Updated to reflect the launch of the new DJRC URL
No impact to existing customers
1.6 Updated the “What’s New” portion of the guide
1.5 24-Aug-2011 Updated to reflect branding guidelines
1.4 14-Mar-2011 Updated document structure
1.3 16-Feb-2011 Minor revisions to spelling and grammar
1.2 12-Jan-2011 Updated user guide in relation to the New Feed values announcements
1.1 07-10-2010 Updated user guide to include additional details
1.0 06-09-2010 Launch Version
DOW JONES SANCTION ALERT “CORE” XML FEEDS
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Table of Contents
CHAPTER 1: Introduction to Dow Jones Sanction Alert “Core” XML Feeds ............... 4
About Dow Jones Sanction Alert “Core” XML Feed ......................................................... 4
Dow Jones Branding Guidelines .............................................................................................. 4
Product Support ............................................................................................................................ 4
Chapter 2: Dow Jones Sanction Alert “Core” XML Feed Details .................................... 4
Dow Jones Sanction Alert “Core” Feed Services .............................................................. 5
Dow Jones Sanction Alert “Core” – “Enhanced List Service” Feeds ......................... 5
Dow Jones Sanction Alert “Core” XML Feed Frequencies ............................................. 7
Locations for Dow Jones Sanction Alert “Core” XML Checksum and Feed log
Files.................................................................................................................................................... 9
Dow Jones Sanction Alert “Core” XML Feed Distribution Schedules ........................ 9
Dow Jones Sanction Alert “Core” XML Feed Format ..................................................... 11
Naming Conventions for Checksum Files .......................................................................... 12
Requirements for Dow Jones Sanction Alert “Core” XML Feed ................................ 14
Document Retrieval ................................................................................................................... 15
Suggestion for Automating Feed File Download ............................................................. 20
Check the Integrity of the Downloaded File .................................................................... 20
Processing Data from the XML Feed Files ......................................................................... 21
CHAPTER 3: Dow Jones Sanction Alert “Core” XML Feed Values ................................ 27
Appendix A: Acronyms ............................................................................................................... 173
Appendix B: Frequently Asked Questions ........................................................................... 173
DOW JONES SANCTION ALERT “CORE” XML FEEDS
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CHAPTER 1: Introduction to Dow Jones Sanction
Alert “Core” XML Feeds
About Dow Jones Sanction Alert “Core” XML Feed
Dow Jones Sanction Alert “Core” is a fully managed sanctions data service optimised
for transaction monitoring, offering a new way for organisations to raise the bar on
sanctions compliance while dramatically reducing compliance workload.
To know more about Sanction Alert “Core”, please visit:
http://www.dowjones.com/collateral/files/DJ-sanction-alert-brochure.pdf
Dow Jones Branding Guidelines
Correct branding of Dow Jones content is a contractual obligation and customers
should refer to the latest Dow Jones Risk & Compliance Branding Guidelines
available on the Dow Jones Customer Support Developer Portal
Product Support
Answers to all your Questions and Issues regarding Dow Jones Sanction Alert “Core”
XML Feeds are available on Dow Jones Customer Support site.
To Connect to Dow Jones Customer Support site you would require Internet
Access and a Valid Dow Jones login.
Chapter 2: Dow Jones Sanction Alert “Core” XML
Feed Details
This section provides information about Dow Jones Sanction Alert “Core” XML feeds,
including feed requirements, distribution schedule, file formats, document retrieval,
and processing.
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Dow Jones Sanction Alert “Core” Feed Services
Dow Jones Sanction Alert “Core” Enhanced List Service: a customised
collection of List Service Feeds selected for aggregation and consolidation
into a single feed service. Clients can elect to receive the Enhanced List
Service Feeds with additional content based on Dow Jones research.
Enhanced List Service feeds are enriched with additional Dow Jones
identification and codes information. These feed services are created and
delivered on as per client basis
Please Note: New lists in new Reference Groups may be added to the Dow Jones
Sanction Alert “Core” service as and when required. The composition of Reference
Groups may also change in response to evolving regulatory and official formatting
changes. To receive updates on list additions or changes, please contact Dow
Jones Customer Services.
Dow Jones Sanction Alert “Core” – “Enhanced List
Service” Feeds
Separate Dow Jones Sanction Alert “Core” Separate Feeds services can be
aggregated and consolidated into a single service, known as an Enhanced List
Service Feed. For example, the OFACSD and HMTASS sanctions services can be
delivered in a single aggregated and consolidated feed. Such aggregated feeds
enable clients to retrieve and process all sanctions published in a range of sanctions
lists from different sources, in a single file, instead of maintaining separates
sanctions feed services.
In an aggregated feed, each content attribute of a Profile is categorised to a List
Provider Code that indicates the provenance of the supplied data. Aggregated Feeds
can also be delivered with content enrichments that provide additional information
about a sanctions target. This additional information is based upon research
undertaken by the global Dow Jones Risk & Compliance research teams. These
enrichments are clearly and consistently categorised as being sourced from Dow
Jones, enabling users with the means to deploy this content in a wide range of
compliance screening workflow scenarios.
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Enhanced List Services are produced on per client basis. If you wish to request a
Sanction Alert “Core” Aggregated “Enhanced List Service” Feed, please contact your
Dow Jones Relationship Manager. Dow Jones will then request the following details:
List of all Sanctions Services that are to be included in the aggregated service
Include Dow Jones content enrichments (Yes/No). If “Yes”, all additional
information sourced by the Dow Jones research team will be supplied in the
service, including corrected versions, synonyms and aliases of names
information provided by DJ. Choosing “No” means that the data would only
comprise of the information provided in the official version of the list.
Include Original Script Names enrichment (Yes/No). If “Yes”, all Original
Script Names will be supplied in the service. Choosing “No” means that the
data would only comprise of the information provided in the official version of
the list with out Original Script names.
Include Low Quality Also Known As enrichment (Yes/No). If “Yes”, all
Low Quality Also Known As names will be supplied in the service. Choosing
“No” means that the data would only comprise of the information provided in
the official version of the list with out the Low Quality AKA names. This
enrichment can be filtered to choose the LOW Quality Also Known As names
for the interested lists the service is subscribed to. For example if the service
is subscribed to have OFACSD and HMTASS Lists, client can choose to have
LOW Quality AKA names of OFACSD only.
Include Premium SOR enrichment (Yes/No). If “Yes”, all the information
sourced by Dow Jones research team on the profile, if the profile is having
SOR category/content type will be supplied in the service to comply with
OFAC & EU’s 50% Rule guidance.
SOR enrichment can be further filtered to Description 3 as below to
include profiles falling under those categories. Choosing “No”
means that the data would only comprise of the information
provided in the official version list.
o OFAC Related - Minority Known
o OFAC Related - Majority Known
o OFAC Related – Ownership Unknown
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o EU Related – Minority Known
o EU Related – Majority Known
o EU Related – Ownership Unknown
o OFAC Regional Sanctions Related – Majority Owned
o OFAC Regional Sanctions Related – Minority Owned
o OFAC Regional Sanctions Related – Ownership Unknown
o EU Regional Sanctions Related – Minority Owned
o EU Regional Sanctions Related – Majority Owned
o EU Regional Sanctions Related – Ownership Unknown
Include SOR Profile Notes – Will enable to include Profile Notes related SOR
details in the feed.
Include Cities and Ports enrichment (Yes/No) If “Yes”, includes all the
information sourced by the Dow Jones research team on the profile,
whenever a profile is from the Cities and Ports content. Cities and Ports is
supplied in the service to ensure comprehensive geographical coverage for
regions, cities, seaports, airports, free trade zones in sanctioned countries.
The content can be further filtered by Sanctioned countries and Description 3.
Dow Jones Sanction Alert “Core” XML Feed Frequencies
The Sanction Alert “Core” feed file updates is provided either every 4 or 8 hours,
when new or updated content is available.
Feed Frequencies:
o Dow Jones Sanction Alert “Core” Full Feed: The full feed consists of a
single XML full feed file that contains a full refresh of persons and entities
within Dow Jones Sanction Alert “Core” Services.
o Dow Jones Sanction Alert “Core” Incremental Feed: The Incremental
XML feed file contains delta updates of all changes, additions and deletions
made to Dow Jones Sanction Alert “Core” content during the 4 or 8 hour slot
since the last Incremental Feed.
The Incremental Feeds and Full Feeds can be produced either every 4 or 8 hours,
365 days per annum, when content additions and changes are updated to the
service. If no deltas to a list are required, then no new feed files will be published.
Locations for Dow Jones Sanction Alert “Core” XML Feed Files
DOW JONES SANCTION ALERT “CORE” XML FEEDS
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The Dow Jones Sanction Alert “Core” feed files can be downloaded from the below
locations:
Dow Jones Sanction Alert “Core” Enhanced List Service Feed Files:
Sanction Alert “Core” Custom Aggregated “Enhanced List Service” Feeds are posted
to secure private directories for each Enhanced List Service Feed client. The file
names of these feeds are based on the following format:
https://djrcfeed.dowjones.com/sanctionalert/xml/[ACCOUNTID]
where: [ACCOUNTID] - Unique Client Account Number
Users are required to have an Account ID created to access their customized
Sanction Alert “Core” Aggregated “Enhanced List Service” Feeds.
Example of Sanction Alert “Core” Aggregated “Enhanced List Service” Feed Location
is: https://djrcfeed.dowjones.com/sanctionalert/xml/1004
Checksums
Checksum is a common and most powerful method to ensure the content received
from Dow Jones is both secure and downloaded in its entirety and that there have
been no content losses during the transfer of the Feed Files from the Dow Jones
location to the users Individual storage or processing locations.
For this purpose, a new Checksum text file is posted to the respective Dow Jones
locations, which contains the unique MD5 Hash Code associated with each of the
Feed files.
The MD5 Hash Code is generated at the point of uploading the files to the Dow Jones
locations. Users Can use their own solutions or any one of the freely available MD5
verification tools to check that the MD5 Hash Code of the received File is equal to
the MD5 Hash Code of the generated file or not.
If the MD5 Hash Code of the received file is equal to the MD5 Hash Code provided by
Dow Jones in the Checksum File, the File has been downloaded without any
transmission errors.
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Free ware Checksum Tools Available:
Below is the list of a few tools that can be used to compare the MD5.
1. Exact File (http://www.exactfile.com)
2. Microsoft (R) File Checksum Integrity Verifier V2.05 (FCIV)
(http://support.microsoft.com/kb/841290)
3. EF Checksum (http://www.efsoftware.com/cm/e.htm)
4. FastSum – (www.fastsum.com)
5. MD5Checker (http://getmd5checker.com/)
6. MD5 Checksum tool (http://www.brothersoft.com/md5-checksum-tool-
176270.html)
7. MD5Sums (http://www.pc-tools.net/win32/md5sums/)
8. FSum 2.5.2 (www.slavasoft.com)
9. MD5 (http://www.fourmilab.ch/md5/)
10. HashCalc (www.slavasoft.com)
Please note: These tools are to be used at the User’s own discretion and Dow Jones
would not responsible for the support and maintenance on issues arising due to the
use of these tools.
Locations for Dow Jones Sanction Alert “Core” XML
Checksum and Feed log Files
Dow Jones Sanction Alert “Core” Feed Checksum Files can be downloaded from the
following locations:
Dow Jones Sanction Alert “Core” “Enhanced List Service” Feeds
https://djrcfeed.dowjones.com/sanctionalert/xml/[ACCOUNTID]/feedlogs
For example, to retrieve the Checksum file for the Account 1004, go to:
https://djrcfeed.dowjones.com/sanctionalert/xml/1004/feedlogs/
Dow Jones Sanction Alert “Core” XML Feed Distribution
Schedules
DOW JONES SANCTION ALERT “CORE” XML FEEDS
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This section lists the feed distribution schedules for Dow Jones Sanction Alert “Core”
feed files.
Feed Frequency Feed Generation Snapshot for every 8 Hours
Feed Schedule for every 8 Hours
Incremental Feed File
(available 365 days
per annum)
• 04:00 GMT
• 12:00 GMT
• 20:00 GMT
• Available After 06:00 GMT
• Available After 14:00 GMT
• Available After 22:00 GMT
Full Feed File
(available 365 days
per annum)
• 04:00 GMT
• 12:00 GMT
• 20:00 GMT
• Available After 06:00 GMT
• Available After 14:00 GMT
• Available After 22:00 GMT
Feed Frequency Feed Generation Snapshot for every 4 Hours
Feed Schedule for every 4 Hours
Incremental Feed File
(available 365 days
per annum)
• 04:00 GMT
• 08:00 GMT
• 12:00 GMT
• 16:00 GMT
• 20:00 GMT
• 24:00 GMT
• Available After 06:00 GMT
• Available After 10:00 GMT
• Available After 14:00 GMT
• Available After 18:00 GMT
• Available After 22:00 GMT
• Available After 02:00 GMT
Full Feed File
(available 365 days
per annum)
• 04:00 GMT
• 08:00 GMT
• 12:00 GMT
• 16:00 GMT
• 20:00 GMT
• 24:00 GMT
• Available After 06:00 GMT
• Available After 10:00 GMT
• Available After 14:00 GMT
• Available After 18:00 GMT
• Available After 22:00 GMT
• Available After 02:00 GMT
Please note no feed files will be published but a feed logs txt file will be posted with
total profile counts available under the feed service until new or updated content is
available for addition to a Sanctions Service.
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All XML feed files are available for download from the specified HTTPS
locations for up to 60 days. To access to XML feed files that are older than 60
days, please contact Dow Jones Customer Services.
Dow Jones Sanction Alert “Core” XML Feed Format
All Dow Jones Sanction Alert “Core” feed files are supplied in .ZIP file format. The
following table identifies the various feed file formats for each feed type:
Dow Jones Sanction Alert “Core” List Service Feed Formats:
File Format Description
S_XML_ReferenceGroupCod
e_CCYYMMDD_NUMBER_I.z
ip
Represents daily incremental files,
each complete with date and slot
number.
File name ends with the letter “I”
(designating each slot incremental
file).
Slot number for every 8 hour slots:
o 1,2,3
Slot number for every 4 hour slots:
o 1H,2H,3H, 4H, 5H, 6H
S_XML_ReferenceGroupCod
e_CCYYMMDD_NUMBER_F.
zip
Represents the full feed file, complete
with date and slot number.
File name ends in the letter “F”
(designating the full feed).
Slot number for every 8 hour slots:
o 1,2,3
Slot number for every 4 hour slots:
o 1H,2H,3H, 4H, 5H, 6H
Dow Jones Sanction Alert “Core” “Enhanced List Service”’ Feed Formats:
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File Format Description
S_XML_
ACCOUNTID_SERVICEID
_CCYYMMDD_NUMBER_I.zi
p
Represents daily incremental files,
each complete with date and slot
number.
File name ends with the letter “I”
(designating each slot incremental
file)
Slot number for every 8 hour slots:
o 1,2,3
Slot number for every 4 hour slots:
o 1H,2H,3H, 4H, 5H, 6H
S_XML_
ACCOUNTID_SERVICEID
_CCYYMMDD_NUMBER_F.zi
p
Represents the full feed file, complete
with date and slot number.
File name ends in the letter “F”
(designating the full feed).
Slot number for every 8 hour slots:
o 1,2,3
Slot number for every 4 hour slots:
o 1H,2H,3H, 4H, 5H, 6H
Naming Conventions for Checksum Files
The naming convention of the Checksum file is similar to the Feed file name,
with the addition of a “Checksum_” prefix.
The following table details the checksum files naming convention for each type of
feed service:
File Format Description
Checksum_
S_XML_ReferenceGroupCod
e_CCYYMMDD_NUMBER_I.t
Represents checksum file for the
Sanction Alert “Core” List incremental
files, each complete with date and slot
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xt
number.
File name ends with the letter “I”
(designating each slot incremental
file)
Slot number for every 8 hour slots:
o 1,2,3
Slot number for every 4 hour slots:
o 1H,2H,3H, 4H, 5H, 6H
Checksum_
S_XML_ReferenceGroupCod
e_CCYYMMDD_NUMBER_F.t
xt
Represents checksum file for the
Sanction Alert “Core” List full feed file,
complete with date and slot number.
File name ends in the letter “F”
(designating the full feed).
Slot number for every 8 hour slots:
o 1,2,3
Slot number for every 4 hour slots:
o 1H,2H,3H, 4H, 5H, 6H
Checksum_S_XML_
ACCOUNTID_SERVICEID
_CCYYMMDD_NUMBER_I.tx
t
Represents checksum file for the
Sanction Alert “Core” Enhanced List
service incremental files, each
complete with date and slot number.
File name ends with the letter “I”
(designating each daily incremental
file).
Slot number for every 8 hour slots:
o 1,2,3
Slot number for every 4 hour slots:
o 1H,2H,3H, 4H, 5H, 6H
Checksum_S_XML_
ACCOUNTID_SERVICEID
_CCYYMMDD_NUMBER_F.tx
t
Represents checksum file for the
Sanction Alert “Core” Enhanced List
service full feed file, complete with
date and slot number.
File name ends in the letter “F”
(designating the full feed).
Slot number for every 8 hour slots:
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o 1,2,3
Slot number for every 4 hour slots:
o 1H,2H,3H, 4H, 5H, 6H
Requirements for Dow Jones Sanction Alert “Core” XML
Feed
Any implementation of the Dow Jones Sanction Alert “Core” must meet the
following criteria:
Requirement Rules/Description
Document Retrieval All Feed Files are delivered over the Internet.
Use Hyper Text Transfer Protocol over Secure
Socket Layer (HTTPS) to retrieve files via the
Internet.
Document Processing 1. For Initial loads, always process the
most current full feed files before
processing any incremental feed.
2. It is recommended that
databases maintained by incremental
updates are rebuilt with a new Full
Feed file on a regular scheduled basis.
This approach will ensure that your
data store is accurate, complete and up
to date, on an ongoing basis.
3. Incremental Feeds should always be
processed in ascending order.
All feed files are date time stamped and should be
processed in ascending order. If you detect any
problems with any feed file please contact Dow
Jones Customer Services before attempting
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to process the feed file.
Document Retrieval
Dow Jones Sanction Alert “Core” feed files can be retrieved by using either of the
following methods:
1. Via the Internet using the Hyper Text Transfer Protocol over Secure socket
Layer (HTTPS).
2. By using any SFTP Tool over the secure shell data stream (SFTP)
To Retrieve the Files via the Internet
1. Log on to the Dow Jones Feed servers, located at
https://djrcfeed.dowjones.com/sanctionalert/xml/[AccountID]
(Locations for Sanction “Core” XML Feeds for details of these locations)
2. Use the User name and Password provided by your Dow Jones representative.
If you do not have a User name and Password contact Dow Jones Customer
Services.
3. Passwords are case sensitive and asterisks (*) are displayed in place of the
Password.
4. After providing your Username and password, Click OK. A Comma Separated
File list displays all available Feed Files.
5. Retrieve the appropriate File using HTTPS GET:
o For Sanction Alert “Core” full feed files, retrieve the full feed file that
contains a date stamp closest to the current date and ends with the
highest posting number for the particular day. It is recommended that
you retrieve the latest full feed file (to replace those previously
processed incremental feeds).
o For Sanction Alert “Core” incremental feed files, retrieve all
incremental files that contain a date and posting number that is
greater than the previously processed full or incremental feed files.
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6. To manually download a Dow Jones Sanction Alert “Core” feed file after
successfully logging on, simply copy the feed file name from the displayed list
of feed files and then paste it into the adldress bar as shown below
Example:
https://djrcfeed.dowjones.com/SanctionAlert/xml/900/s_xml_900_001_20100
624_1_I.zip
All Files are validated and scanned for viruses and Trojans before being
uploaded to the feed download site.
To Retrieve the Files via the SFTP
1. To establish a connection to the Dow Jones Feeds Servers, you would need
the following details:
Host Name: djrcfeed.dowjones.com
Port Number: 22
User Credentials: these are provided as part of your welcome package
2. Open the SFTP tool by clicking on the icon.
(For illustration purposes “WINSCP” has been used across this document)
3. Furnish the details in the login page.
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4. WINSCP offers you a feature to save the session. You can click on Save to
save the details for future logins or simply click on Login to establish the
connection without saving.
5. You will see a Welcome banner. If you do not want to see this again – click
on “Never Show this banner again” and then click on “Continue”
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6. After you login, you will be presented with an Explorer Window as shown below.
7. Double Click on the folder called “SanctionAlert”.
Please Note: While you may be able to see all the folders, access to folders
is restricted to the Products you have actually subscribed to.
For example: if your user credentials are created for accessing Sanction
Alert “Core” Feeds only, you will not be able to navigate to any of the other
folders that maybe displayed on the Explorer window.
8. Now double click on “XML”. You will be presented with the options as per
screenshot below:
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9. You will see a long list of Folders with a number. Now, these numbered
folders correspond to each client individual folders. You will be permissioned
to only access the folder that is assigned to you.
Please look for the Account Number/User ID provided in the welcome letter.
It should be a 4 digit number. Look for a folder corresponding to that
number and double click on it.
For example, if your Account Number/User Id is 1001, double click on 1001
10. To download any file, select the file you wish to copy and then click on “Copy” or
press F5.
Please note; different tools provide different methods/options of downloading
files to local systems.
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You can also automate the feeds download by using the automation
techniques provided by the software vendor. Please make sure you contact
the particular SFTP software vendor for any assistance.
All Files are scanned for Viruses and Trojans before being uploaded to the Dow
Jones Feeds servers.
Suggestion for Automating Feed File Download
If you wish to automate the process of feed file retrieval from Dow Jones, you may
wish to consider the following options:
1. Create a Windows Service that runs at on a scheduled basis to (i) check the
availability of the required feed file and (ii) securely retrieve files via HTTPS. This
may involve implementing code or applications that will enable files to be
downloaded without manual intervention.
Web References/Source Code Samples for automation can be found at:
http://www.example-code.com/vbdotnet/ftp.asp
http://www.vbdotnetheaven.com/UploadFile/bfarley/FileDownload041820050438
58AM/FeDownload.aspx
http://www.codeproject.com/KB/vb/downloadFileswProgressbar.aspx
2. Implement a commercial file retrieval application that will securely retrieve feed
files using automated scheduled processes
Check the Integrity of the Downloaded File
To ensure the content received from Dow Jones is both secure and downloaded in its
entirety and that there have been no content losses during the transfer of the Feed
Files from the Dow Jones location to the users’ individual storage or processing
locations, you can use your own solutions or any one of the available MD5
verification tools to check that the MD5 Hash Code of the received File is equal to
the MD5 Hash Code of the generated file or not.
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If the MD5 Hash Code of the received file is equal to the MD5 Hash Code provided by
Dow Jones in the Checksum File, the File has been downloaded without any
transmission errors.
However, if you face any Mismatch in the MD5 codes please Download the File again
and if you continue receiving the Same MD5 Mismatch Error, please Contact Dow
Jones Customer Service.
Processing Data from the XML Feed Files
After retrieving the desired files, you should be ready to process your feeds into a
relational database (or another data store).
Processing XML data involves backing up your existing data (to protect against data
loss), followed by importing and updating the following lists and then processing
people and entity lists
CountryTypeList
CountryList
ReferenceGroupList
OccupationList
Sanctions References list
Description1list
Description2list
Description3list
IdentificationTypeList
DateTypeList
ReferenceGroupLanguagesList
ScriptLanguageList
A full feed must be processed before any incremental feed; all incremental feeds
must be processed in ascending date order.
Dow Jones recommends as a point of best practice that Sanction Alert “Core” data
stores are refreshed using a current Full Feed on a regular basis. This approach will
ensure the ongoing integrity and complete of the Sanction Alert “Core” data set.
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After integrating Dow Jones Sanction Alert “Core” content in your environment, use
the exact set list values (provided within the Feed Files) to query the Sanction Alert
“Core” data set. For example, if Dow Jones provides “Myanmar” a as country value,
you must use this exact value instead of any synonym.
A Monthly or Daily or slot full feed must be processed before Weekly or Daily or slot
incremental feeds; and all incremental feeds must be processed in ascending date
order.
It is recommended a Full Feed refresh is subsequently taken once or twice a month.
In addition, you must distinguish the feed handling of people lists and entity lists
(since full feeds differ from incremental feeds), and recognise that people data
comprises of multiple person and entity elements, each with an unique ID and an
action attribute that identifies the transformation of each ID.
What Do I do next?
Process data from a full feed
Process data from an incremental feed
Process data, changing from a full feed to a daily incremental feed
Process data from a full feed
1. Backup your existing data to a more stable storage area, such as another
machine or tape drive.
Backups are a simple and essential component of any installation. It is good
practice to produce daily backup copies of production data, and to transfer
those backups away from the current environment.
2. Choose from the following:
To Process… Follow these steps…
CountryTypeList, CountryList,
ReferenceGroupList , OccupationList
, Sanctions References list,
Description1list, Description2list,
1. Delete the appropriate data list(s) from your data
store (if any).
2. Load the data from the
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Description3list,
IdentificationTypeList,
DateTypeList,
ReferenceGroupLanguagesList,
ScriptLanguageList
latest full feed into your data store
Records List (Person and Entity) For all Profile (Person/Entity)
IDs where action=add:
1. Delete all corresponding profile data and Associations from your
data store.
2. Load the profile data from the latest full feed into your data store.
Full feed files only contain
Profile IDs with
recordaction=add
Process data from an incremental feed
1. Backup your existing data to a more stable storage area, such as another
machine or tape drive.
Backups are a simple and essential component of any installation. It is good
practice to produce daily backup copies of production data, and to transfer
those backups away from the current environment.
2. Choose from the following (completing your actions in ascending date order):
To Process… Follow these steps…
CountryTypeList, CountryList,
ReferenceGroupList ,
OccupationList , Sanctions
References list, Description1list,
Description2list, Description3list,
1. Delete the appropriate data
list(s) from your data store if
action = “chg” or “del” from
the respective lists.
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IdentificationTypeList,
DateTypeList,
ReferenceGroupLanguagesList,
ScriptLanguageList
2. Load the data from the latest
feed into your data store
where action = “add” or “chg”
Records List (Person or Entity) For all Profile (person/Entity) IDs
where action = add:
1. Load the Person/Entity data
from the latest incremental
feed into your data store.
NOTE: If you receive an exception
while processing any record with
action=’add’ because the Profile ID
already exists in your data store,
treat this record an ‘chg’.
If it is confirmed there is no issue
with your end solution, it is
suggested that you log or report
this Profile Id and the exception to
Dow Jones via Customer Service
For each Profile (person/Entity) ID
where action = chg:
1. Delete all corresponding
profile data from your data
store.
2. Load the modified profile data
from the latest incremental
feed into your data store.
NOTE: If you receive an exception
while processing any record with
action=’chg’ because the Profile ID
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does not exists in your data store,
treat this record an ‘add’.
If it is confirmed there is no issue
with your end solution, it is
suggested that you log or report
this Profile Id and the exception to
Dow Jones via Customer Service
For each Profile (person/Entity)
where recordaction = del:
1. Delete all corresponding
person/entity data from your
data store.
NOTE: If you receive an exception
while processing any record with
action=’del’ because the Profile ID
does not exists in your data store,
take no action on this record.
2. If it is confirmed there is no
issue with your end solution,
it is suggested that you log or
report this Profile Id and the
exception to Dow Jones via
Customer Service.
Process data, changing from a full feed to a daily incremental feed
1. Backup your existing data to a more stable storage area, such as another
machine or tape drive.
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Backups are a simple and essential component of any installation. It is good
practice to produce daily backup copies of production data, and to transfer
those backups away from the current environment.
2. Process the latest available full feed (_F) files date time stamped closest to
the current day. (See "Process data from a full feed.")
3. Next, process the Slot incremental (_I) file, date stamped closest to the
current day.(See “Process data from an Incremental Feed”)
4. Subsequently, and from this point forward, process only daily incremental
files, in ascending date order.
Although Full Feeds are available on a Daily basis, it is not necessary to
re-process full feed files at this frequency, unless you plan to rebuild the
database on every day. However a Full refresh should be taken at least
once a month, as best practice.
Sanction Alert “Core” Quick Note
All Dow Jones Sanction Alert “Core” XML files contain a number of set
lists of values that feature in Sanction Alert “Core” profiles.
These lists provide full details on:
Region Types
Regions
Sanctions Reference Groups/List Provider Codes
Sanctions/Official List References
Person/Entity Descriptions
Date Types
Identification Types
Reference Languages
Script Languages
All Sanction Alert “Core” Feed Files are UTF-8 encoded and are scanned for
Virus/Trojans etc before being uploaded to the Feeds sites for client
download.
The Sources field may contain Non-Latin characters.
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CHAPTER 3: Dow Jones Sanction Alert “Core”
XML Feed Values
This section provides information about the individual XML elements found in the
feeds.
Dow Jones Sanction Alert “Core” XML feeds XML elements in the form of containers
(tags/elements) that hold other containers.
Primary XML elements for Sanction Alert “Core” Feeds:
DowJonesSanctionAlert
CountryTypeList
CountryList
OccupationList
RelationshipList
SanctionsReferencesList
Description1List
Description2List
Description3List
ReferenceGroupList
SanctionsReferencesList
IdentificationTypeList
DateTypeList
ReferenceGroupLanguagesList
ScriptLanguageList
RelationshipList (This is Optional)
Records
Associations (This is Optional) where, <DowJonesSanctionAlert> is the root element.
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<DowJonesSanctionAlert>……… </DowJonesSanctionAlert>
Diagram
Description This is the top level container (root element) for Sanction Alert “Core”
Feeds
Please follow the sequence of elements as shown in the figure
above, top to bottom.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
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1 1
Attributes Attribut
e Name
Attribute Description Type Use Max
length
date Represents the Date of the
Feed File generation.
Format is:
ccyymmdd_slotnumber
(GMT) where,
Value Description
Ccyy Represents
the year
Mm Represents
a month
Dd Represents
a day
Slot
Number
Represents
the slot
number of
the feed
file
xs:
string
requir
ed
12
character
s
type Represents the Type
(Frequency) of Feed File.
Possible Values are:
Value Description
Incremen
tal
Represents
an
Incremental
file
full Represents
a full file
xs:
string
requir
ed
11
character
s
Children CountryTypeList CountryList
OccupationList
RelationshipList
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SanctionsReferencesList Description1List
Description2List
Description3List
ReferenceGroupList
SanctionsReferencesList
IdentificationTypeList
DateTypeList
ReferenceGroupLanguagesList
ScriptLanguageList
RelationshipList (This is Optional)
Source
Schema
<xs:element name="DowJonesSanctionAlert">
<xs:complexType>
<xs:sequence>
<xs:element ref="CountryTypeList"/>
<xs:element ref="CountryList"/>
<xs:element ref="Description1List"/>
<xs:element ref="Description2List"/>
<xs:element ref="Description3List"/>
<xs:element ref="ReferenceGroupList"/>
<xs:element ref="SanctionsReferencesList"/>
<xs:element ref="IdentificationTypeList"/>
<xs:element ref="DateTypeList"/>
<xs:element
ref="ReferenceGroupLanguagesList"/>
<xs:element ref="ScriptLanguageList"/>
<xs:element ref="RelationshipList"
minOccurs="0"/>
<xs:element ref="Records"/>
<xs:element ref="Associations"
minOccurs="0"/>
</xs:sequence>
<xs:attribute name="type" use="required">
<xs:simpleType>
<xs:restriction base="xs:NMTOKEN">
<xs:maxLength value="11"/>
<xs:enumeration
value="incremental"/>
<xs:enumeration value="full"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="date" use="required">
<xs:simpleType>
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<xs:restriction base="xs:string">
<xs:maxLength value="12"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:complexType>
</xs:element>
Sample
Code
<?xml version="1.0" encoding="utf-8"?>
<DowJonesSanctionAlert type="incremental"
date="20090624_1" >
+<CountryTypeList>
+<CountryList>
+<Description1List>
+<Description2List>
+<Description3List>
+<ReferenceGroupList>
+<SanctionsReferencesList>
+<IdentificationTypeList>
+<DateTypeList>
+<ReferenceGroupLanguagesList>
+<ScriptLanguageList >
+<Records>
</DowJonesSanctionAlert>
<CountryTypeList>……… </CountryTypeList>
Diagram
Description This is the container of the set Lists for Country Types specified in Dow
Jones Risk and Compliance Database.
The Country type master list is an extensible list and has a
potential to change regularly. Updates to this list will be
supplied in the look-up table supplied in every feed.
Use Required
Type None
Max Length NA
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Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children CountryTypeName
Source
Schema
<xs:element name="CountryTypeList">
<xs:complexType>
<xs:sequence>
<xs:element ref="CountryTypeName"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<CountryTypeName>……… </CountryTypeName>
Diagram
Description Contains the Country Type Details
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Use Required
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
code Represents the
unique Code
Associated with
Country Type.
xs: string require
d
2
character
s
RecordTyp
e
Represents the
RecordType value
associated with a
Country Type.
Possible values are:
Valu
e
Descriptio
n
Pers
on
Specifies
that the
Country
Type is of
a person
type
Entit
y
Specifies
that the
Country
Type is of
a entity
type
xs:NMTOKE
N
require
d
6
character
s
action Represents the type
of update
performed on the
set list value
Possible values are:
xs:NMTOKE
N
require
d
9
character
s
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Value Description
add Indicates a
newly
added set
list value
chg Indicates a
change to
set list
value
del Indicates
that the
particular
set List
Value has
been
deleted
from the
R&C
Database
unch
g
Indicates
that there
has been
no
changes to
the set list
Value
rev Indicates
that the
set list
Value has
been
reviewed
without
any major
changes.N
ote: this
value will
be
included in
the future
versions of
the
Sanction
Alert
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“Core”
Feeds.
date Represents the last
reviewed date of
the set list value
xs:string Require
d
12
character
s
Children None
Source
Schema
<xs:element name="CountryTypeName">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute name="code" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="RecordType" use="required">
<xs:simpleType>
<xs:restriction base="xs:NMTOKEN">
<xs:maxLength value="6"/>
<xs:enumeration
value="Entity"/>
<xs:enumeration
value="Person"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="action" use="required">
<xs:simpleType>
<xs:restriction base="xs:NMTOKEN">
<xs:maxLength value="9"/>
<xs:enumeration value="add"/>
<xs:enumeration value="chg"/>
<xs:enumeration value="del"/>
<xs:enumeration value="unchg"/>
<xs:enumeration value="rev"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="date" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="12"/>
</xs:restriction>
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</xs:simpleType>
</xs:attribute>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<CountryList>……… </CountryList>
Diagram
Description This is the container of the set list for Countries
The country set list is an extensible list and has a potential to
change regularly. Updates to this list will be supplied in the
look-up table supplied in every feed.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children CountryName
Source
Schema
<xs:element name="CountryList">
<xs:complexType>
<xs:sequence>
<xs:element ref="CountryName"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
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</xs:element>
Sample
Code
<CountryName>……… </CountryName>
Diagram
Description Contains the Country Details
Use Required
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute Description Type Use Max
length
code Represents the unique
Code Associated with
xs: required 3
characte
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the Country Name. string rs
DJIIRegionCo
de
Represents the Dow
Jones Country Code
(descriptor) Associated
with the Country.
xs:
string
required 13
characte
rs
ISO2Country
Code
Represents the ISO2
country Code associated
with country.
xs:
string
required 2
characte
rs
ISO3Country
Code
Represents the ISO3
country Code associated
with country.
xs:
string
required 3
characte
rs
IsTerritory Represents whether a
country is a territory.
Possible values are:
Value Description
True Specifies
that the
Country is
a Territory
of another
Country
False Specifies
that the
Country is
not a
Territory
of another
Country
xs:NMTO
KEN
required 5
characte
rs
ParentCountr
yCode
Represents the code of
the Parent Country for
which the country is a
Territory
xs:
string
optional 3
characte
rs
action Represents an action
value depending on the
nature of the most
recent update
performed on the value.
The possible values are:
xs:NMTO
KEN
required 9
characte
rs
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Value Description
add Indicates a
newly added
set list value
chg Indicates a
change to
set list value
del Indicates
that the
particular set
List Value
has been
deleted from
the R&C
Database
unch
g
Indicates
that there
has been no
changes to
the set list
Value
rev Indicates
that the set
list Value has
been
reviewed
without any
major
changes.Not
e: this value
will be
included in
the future
versions of
the Sanction
Alert “Core”
Feeds.
date Represents the last
reviewed date of the set
list value
xs:string Require
d
12
characte
rs
Children None
DOW JONES SANCTION ALERT “CORE” XML FEEDS
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Source
Schema
<xs:element name="CountryName">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="CountryContentRestriction">
<xs:attribute name="code" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="DJIIRegionCode"
use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="13"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="ISO3CountryCode"
use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="3"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="ISO2CountryCode"
use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="2"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="IsTerritory" use="required">
<xs:simpleType>
<xs:restriction
base="xs:NMTOKEN">
<xs:maxLength value="5"/>
<xs:enumeration value="False"/>
<xs:enumeration value="True"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="ParentCountryCode"
use="optional">
<xs:simpleType>
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<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="action" use="required">
<xs:simpleType>
<xs:restriction
base="xs:NMTOKEN">
<xs:maxLength value="9"/>
<xs:enumeration value="add"/>
<xs:enumeration value="chg"/>
<xs:enumeration value="del"/>
<xs:enumeration value="unchg"/>
<xs:enumeration value="rev"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="date" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="12"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<Description1List>……… </Description1List>
Diagram
Description Contains the set list of Description1 classification falling under Watchlist
product.
The Description1 master list is an extensible list and may be subject to
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very occasional change. Updates to this list will be supplied in the set
list supplied in every feed.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children Description1Name
Source
Schema
<xs:element name="Description1List">
<xs:complexType>
<xs:sequence>
<xs:element ref="Description1Name"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<Description1Name>……… </Description1Name>
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Diagram
Description Contains the Description1 details
Use Required
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
1 Unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
Description1
C ode
Represents Code
Value Associated with
a Description 1 value.
xs: string required 4
character
s
RecordType Represents the
RecordType value
associated with a
Description1.
Value Descriptio
n
Perso
n
Specifies
that the
record is
of a
person
type
Entity Specifies
that the
record is
xs:
NMTOKEN
required 6
character
s
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of a entity
type
action Represents an action
value depending on
the nature of the most
recent update
performed on the
value.
The possible values
are :
Value Description
add Indicates a
newly
added set
list value
chg Indicates a
change to
set list
value
del Indicates
that the
particular
set List
Value has
been
deleted
from the
R&C
Database
unch
g
Indicates
that there
has been
no
changes to
the set list
Value
rev Indicates
that the
set list
Value has
been
xs:NMTOK
EN
required 9
character
s
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reviewed
without
any major
changes.N
ote: this
value will
be
included in
the future
versions of
the
Sanction
Alert
“Core”
Feeds.
date Represents the last
reviewed date of the
set list value.
xs:string Require
d
12
character
s
Children None
Source
Schema
<xs:element name="Description1Name">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute name="Description1Code"
use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="RecordType" use="required">
<xs:simpleType>
<xs:restriction base="xs:NMTOKEN">
<xs:maxLength value="6"/>
<xs:enumeration value="Entity"/>
<xs:enumeration value="Person"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="action" use="required">
<xs:simpleType>
<xs:restriction base="xs:NMTOKEN">
<xs:maxLength value="9"/>
<xs:enumeration value="add"/>
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<xs:enumeration value="chg"/>
<xs:enumeration value="del"/>
<xs:enumeration value="unchg"/>
<xs:enumeration value="rev"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="date" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="12"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<Description2List>……… </Description2List>
Diagram
Description Contains the set list of Description2 classification falling under Watchlist
product.
The Description2 master list is an extensible list and has a potential
to may be subject to very occasional change. Updates to this list will
be supplied in the set list supplied in every feed.
Use Required
Type None
Max Length NA
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Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children Description2Name
Source
Schema
<xs:element name="Description2List">
<xs:complexType>
<xs:sequence>
<xs:element ref="Description2Name"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<Description2Name>……… </Description2Name>
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Diagram
Description Contains the Description2 Details
Use Required
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
Description2
Code
Represents Code
Value Associated
with a Description
2 value.
xs: string require
d
4
characters
Description1
Code
Represents Code
Value Associated
with a Description
1 value
xs: string require
d
4
characters
action Represents an
action value
depending on the
nature of the most
recent update
performed on the
value.
The possible
values are :
Value Description
xs:NMTOK
EN
required 9
character
s
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add Indicates a
newly
added set
list value
chg Indicates a
change to
set list
value
del Indicates
that the
particular
set List
Value has
been
deleted
from the
R&C
Database
unch
g
Indicates
that there
has been
no
changes to
the set list
Value
rev Indicates
that the
set list
Value has
been
reviewed
without
any major
changes.N
ote: this
value will
be
included in
the future
versions of
the
Sanction
Alert
“Core”
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Feeds.
date Represents the last
reviewed date of
the set list value.
xs:string Required 12
character
s
Children None
Source
Schema
<xs:element name="Description2Name">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute name="Description2Code"
use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="Description1Code"
use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="action" use="required">
<xs:simpleType>
<xs:restriction
base="xs:NMTOKEN">
<xs:maxLength value="9"/>
<xs:enumeration value="add"/>
<xs:enumeration value="chg"/>
<xs:enumeration value="del"/>
<xs:enumeration value="unchg"/>
<xs:enumeration value="rev"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="date" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="12"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
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</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<Description3List>……… </Description3List>
Diagram
Description Contains the set lists of Description3 classification falling under
Watchlist product
The Description3 master list is an extensible list and may be
subject to very occasional change. Updates to this list will be
supplied in the set list table supplied in every feed.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children Description3Name
Source
Schema
<xs:element name="Description3List">
<xs:complexType>
<xs:sequence>
<xs:element ref="Description3Name"
maxOccurs="unbounded"/>
</xs:sequence>
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</xs:complexType>
</xs:element>
Sample
Code
<Description3Name>……… </Description3Name>
Diagram
Description Contains the Description3 Details.
Use Required
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
1 Unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
Descriptio Represents Code
Value Associated
xs: string required 4
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n3Code with a Description 3
value.
characters
Descriptio
n2Code
Represents Code
Value Associated
with a Description 2
value
xs: string required 4
characters
action Represents an
action value
depending on the
nature of the most
recent update
performed on the
value.
The possible values
are :
Value Description
add Indicates a
newly
added set
list value
chg Indicates a
change to
set list
value
del Indicates
that the
particular
set List
Value has
been
deleted
from the
R&C
Database
unch
g
Indicates
that there
has been
no
changes to
the set list
xs:NMTOKEN required 9
characters
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Value
rev Indicates
that the
set list
Value has
been
reviewed
without
any major
changes.N
ote: this
value will
be
included in
the future
versions of
the
Sanction
Alert
“Core”
Feeds.
date Represents the last
reviewed date of
the set list value.
xs:string Require
d
12
characters
Children None
Source
Schema
<xs:element name="Description3Name">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute name="Description3Code"
use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="Description2Code"
use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
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</xs:attribute>
<xs:attribute name="action" use="required">
<xs:simpleType>
<xs:restriction
base="xs:NMTOKEN">
<xs:maxLength value="9"/>
<xs:enumeration value="add"/>
<xs:enumeration value="chg"/>
<xs:enumeration value="del"/>
<xs:enumeration value="unchg"/>
<xs:enumeration value="rev"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="date" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="12"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<ReferenceGroupList>……… </ReferenceGroupList>
Diagram
Description Contains the list of Reference Groups available for Sanction Alert “Core”.
The Reference Group master list is an extensible list may be subject
to occasional change. Updates to this list will be supplied in the set
list table supplied in every feed..
Use Required
Type None
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Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children ListGroupName
Source
Schema
<xs:element name="ReferenceGroupList">
<xs:complexType>
<xs:sequence>
<xs:element ref="ListGroupName"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<ListGroupName>……… </ListGroupName>
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Diagram
Description Contains sanctions/official list details
Use Required
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
ReferenceGr
oupCode
Represents the
code value
associated with
the Sanction Alert
“Core” Reference
Group
xs:string required 10
characters
action Represents an
action value
depending on the
nature of the
most recent
update performed
on the value.
The possible
values are :
Value Description
add Indicates a
newly
added set
list value
xs:NMTOKEN required 9
characters
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chg Indicates a
change to
set list
value
del Indicates
that the
particular
set List
Value has
been
deleted
from the
R&C
Database
unch
g
Indicates
that there
has been
no
changes to
the set list
Value
rev Indicates
that the
set list
Value has
been
reviewed
without
any major
changes.N
ote: this
value will
be
included in
the future
versions of
the
Sanction
Alert
“Core”
Feeds.
date Represents the
last reviewed date
of the set list
xs:string Require
d
12
characters
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value.
Children None
Source
Schema
<xs:element name="ListGroupName">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute name="ReferenceGroupCode"
use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="10"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="action" use="required">
<xs:simpleType>
<xs:restriction base="xs:NMTOKEN">
<xs:maxLength value="9"/>
<xs:enumeration value="add"/>
<xs:enumeration value="chg"/>
<xs:enumeration value="del"/>
<xs:enumeration value="unchg"/>
<xs:enumeration value="rev"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="date" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="12"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
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<SanctionsReferencesList>……… </SanctionsReferencesList>
Diagram
Description Contains the set list of Sanctions Reference Lists.
The Sanctions Reference master list is an extensible list
and has a potential to change regularly. Updates to this list will
be supplied in the set list supplied in every feed.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children ReferenceName
Source
Schema
<xs:element name="SanctionsReferencesList">
<xs:complexType>
<xs:sequence>
<xs:element ref="ReferenceName"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
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Sample
Code
<ReferenceName>……… </ReferenceName>
Diagram
Description Contains the list details assigned to the Reference Group.
Use Required
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
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1 Unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
code Represents the
code value
associated with a
sanctions/official
list reference.
xs:string required 4
characters
Description2
Code
Represents the
record type
Description 2 Id
classification of
the
sanctions/official
list reference
xs:string required 4
characters
ReferenceGr
oupCode
Represents the
unique code
assigned to the
List Provider
Group
xs:string require
d
4
characters
ListProvider
Name
Represents the
Full Name of the
list Issuing body
xs:string Option
al
255
characters
CountryCod
e
Represents the
unique code
assigned to the
Country to which
the list belongs
xs:string Option
al
3
characters
status Represents the
status of the list,
whether Current
or Suspended.
The possible
values are :
Value Description
Curre
nt
Specifies
that the
List is
xs:NMTOKEN require
d
9
characters
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Current.
Susp
ende
d
Specifies
that the
List is
Suspended
.
action Represents an
action value
depending on the
nature of the
most recent
update performed
on the value.
The possible
values are :
Value Description
add Indicates a
newly
added set
list value
chg Indicates a
change to
set list
value
del Indicates
that the
particular
set List
Value has
been
deleted
from the
R&C
Database
unch
g
Indicates
that there
has been
no
changes to
the set list
xs:NMTOKEN require
d
9
characters
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Value
rev Indicates
that the
set list
Value has
been
reviewed
without
any major
changes.N
ote: this
value will
be
included in
the future
versions of
the
Sanction
Alert
“Core”
Feeds.
date Represents the
last reviewed date
of the set list
value.
xs:string Require
d
12
characters
Children None
Source
Schema
<xs:element name="ReferenceName">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute name="code" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="Description2Code" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
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<xs:attribute name="ReferenceGroupCode"
use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="10"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="ListProviderName" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="CountryCode" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="Status" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="9"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="action" use="required">
<xs:simpleType>
<xs:restriction base="xs:NMTOKEN">
<xs:maxLength value="9"/>
<xs:enumeration value="add"/>
<xs:enumeration value="chg"/>
<xs:enumeration value="del"/>
<xs:enumeration value="unchg"/>
<xs:enumeration value="rev"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="date" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="12"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
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</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<IdentificationTypeList>……… </IdentificationTypeList>
Diagram
Description Contains the set list of Identification Types falling under Watchlist Product.
The Identification Type master list is an extensible list and may be
subject to very occasional change. Updates to this list will be
supplied in the set list table supplied in every feed.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children IdentificationType
Source
Schema
<xs:element name="IdentificationTypeList">
<xs:complexType>
<xs:sequence>
<xs:element ref="IdentificationType"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
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</xs:element>
Sample
Code
<IdentificationType>……… </IdentificationType>
Diagram
Description Contains the Identification Type Details
Use Required
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
code Represents the
unique code
associated with
the Identification
Type value
xs:string required 4
characters
RecordType Represents the
RecordType value
associated with
the Identification
xs:NMTOKEN required 6
characters
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Type.
Value Descriptio
n
Perso
n
Specifies
that the
record is
of a
person
type
Entity Specifies
that the
record is
of a entity
type
action Represents an
action value
depending on the
nature of the
most recent
update performed
on the value.
The possible
values are :
Value Description
add Indicates a
newly
added set
list value
chg Indicates a
change to
set list
value
del Indicates
that the
particular
set List
Value has
been
xs:NMTOKEN require
d
6
characters
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deleted
from the
R&C
Database
unch
g
Indicates
that there
has been
no
changes to
the set list
Value
rev Indicates
that the
set list
Value has
been
reviewed
without
any major
changes.N
ote: this
value will
be
included in
the future
versions of
the
Sanction
Alert
“Core”
Feeds.
date Represents the
last reviewed date
of the set list
value.
xs:string Require
d
12
characters
Children None
Source
Schema
<xs:element name="IdentificationType">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute name="code" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
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<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="RecordType"
use="required">
<xs:simpleType>
<xs:restriction
base="xs:NMTOKEN">
<xs:maxLength value="6"/>
<xs:enumeration value="Entity"/>
<xs:enumeration value="Person"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="action" use="required">
<xs:simpleType>
<xs:restriction
base="xs:NMTOKEN">
<xs:maxLength value="9"/>
<xs:enumeration value="add"/>
<xs:enumeration value="chg"/>
<xs:enumeration value="del"/>
<xs:enumeration value="unchg"/>
<xs:enumeration value="rev"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="date" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="12"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<DateTypeList>……… </DateTypeList >
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Diagram
Description Contains the set list of Date Types falling under Watchlist Product.
The Date Type set list is an extensible list and may be subject to
very occasional change. Updates to this list will be supplied in the
set list table supplied in every feed.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children DateTypeName
Source
Schema
<xs:element name="DateTypeList">
<xs:complexType>
<xs:sequence>
<xs:element ref="DateTypeName"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<DateTypeName>……… </DateTypeName>
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Diagram
Description Contains the Date Type Details
Use Required
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
1 Unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
code Represents the
unique code
associated with
the Date Type
value
xs:string required 4
characters
RecordType Represents the
RecordType value
associated with
the Date Type.
Value Descriptio
n
Perso
n
Specifies
that the
record is
of a
person
type
xs:NMTOKEN required 6
characters
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Entity Specifies
that the
record is
of a entity
type
action Represents an
action value
depending on the
nature of the
most recent
update performed
on the value.
The possible
values are :
Value Description
add Indicates a
newly
added set
list value
chg Indicates a
change to
set list
value
del Indicates
that the
particular
set List
Value has
been
deleted
from the
R&C
Database
unch
g
Indicates
that there
has been
no
changes to
the set list
Value
xs:NMTOKEN required 9
characters
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rev Indicates
that the
set list
Value has
been
reviewed
without
any major
changes.N
ote: this
value will
be
included in
the future
versions of
the
Sanction
Alert
“Core”
Feeds.
date Represents the
last reviewed date
of the set list
value.
xs:string Require
d
12
characters
Children None
Source
Schema
<xs:element name="DateTypeName">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute name="code" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="RecordType"
use="required">
<xs:simpleType>
<xs:restriction
base="xs:NMTOKEN">
<xs:maxLength value="6"/>
<xs:enumeration value="Entity"/>
<xs:enumeration value="Person"/>
</xs:restriction>
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</xs:simpleType>
</xs:attribute>
<xs:attribute name="action" use="required">
<xs:simpleType>
<xs:restriction
base="xs:NMTOKEN">
<xs:maxLength value="9"/>
<xs:enumeration value="add"/>
<xs:enumeration value="chg"/>
<xs:enumeration value="del"/>
<xs:enumeration value="unchg"/>
<xs:enumeration value="rev"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="date" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="12"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<ReferencesGroupLanguagesList>……… </ReferencesGroupLanguagesList>
Diagram
Description Contains the set list of Reference Group Languages or the list of
language version names available within Dow Jones Database for
each of the Reference Groups..
The Reference Group Language list is an extensible list
and has a potential to change. Updates to this list would be
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supplied in the set list table supplied in every feed.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children ReferenceGroupLanguageName
Source
Schema
<xs:element name="ReferenceGroupLanguagesList">
<xs:complexType>
<xs:sequence>
<xs:element ref="ReferenceGroupLanguageName"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<ReferenceGroupLanguageName>……… </ReferenceGroupLanguageName>
Diagram
Description Contains the description of the Reference Group Language versions
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published by the List Provider.
Use Required
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
code Represents the
code value
associated with a
Reference Group
Language
xs:string required 4
characters
ISO2Langua
geCode
Represents the
ISO2 code value
associated with
the Language
Version
xs: string required 2
characters
action Represents an
action value
depending on the
nature of the
most recent
update performed
on the value.
The possible
values are :
Value Description
add Indicates a
newly
added set
list value
chg Indicates a
change to
set list
xs:NMTOKEN required 6
characters
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value
del Indicates
that the
particular
set List
Value has
been
deleted
from the
R&C
Database
unch
g
Indicates
that there
has been
no
changes to
the set list
Value
rev Indicates
that the
set list
Value has
been
reviewed
without
any major
changes.N
ote: this
value will
be
included in
the future
versions of
the
Sanction
Alert
“Core”
Feeds.
date Represents the
last reviewed date
of the set list
value.
xs:string Require
d
12
characters
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Children None
Source
Schema
<xs:element name="ReferenceGroupLanguageName">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute name="code" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="ISO2LanguageCode"
use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="2"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="action" use="required">
<xs:simpleType>
<xs:restriction base="xs:NMTOKEN">
<xs:maxLength value="9"/>
<xs:enumeration value="add"/>
<xs:enumeration value="chg"/>
<xs:enumeration value="del"/>
<xs:enumeration value="unchg"/>
<xs:enumeration value="rev"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="date" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="12"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
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<ScriptLanguageList>……… </ScriptLanguageList>
Diagram
Description Contains the set list values of the languages available in their
original script Names within Dow Jones Database for each of the
Reference Groups.
The Script Language master list is an extensible list and has a
potential to change regularly. Updates to this list will be
supplied in the look-up table supplied in every feed.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children ScriptLanguage
Source
Schema
<xs:element name="ScriptLanguageList">
<xs:complexType>
<xs:sequence>
<xs:element ref="ScriptLanguage"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
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<ScriptLanguage>……… </ScriptLanguage>
Diagram
Description Contains the value for the ScriptLanguage
Use Required
Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
Id Represents the
code value
associated with a
Script Language
xs:string required 4
characters
ScriptLanga
ugeCode
Represents the
ISO2 code value
associated with
the Language
Version
xs: string required 2
characters
action Represents an
action value
depending on the
nature of the
most recent
update performed
on the value.
xs:NMTOKEN require
d
9
characters
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The possible
values are :
Value Description
add Indicates a
newly
added set
list value
chg Indicates a
change to
set list
value
del Indicates
that the
particular
set List
Value has
been
deleted
from the
R&C
Database
unch
g
Indicates
that there
has been
no
changes to
the set list
Value
rev Indicates
that the
set list
Value has
been
reviewed
without
any major
changes.N
ote: this
value will
be
included in
the future
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versions of
the
Sanction
Alert
“Core”
Feeds.
date Represents the
last reviewed date
of the set list
value.
xs:string Require
d
12
characters
Children None
Source
Schema
<xs:element name="ScriptLanguage">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute name="id" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="ScriptLanguageCode"
use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="2"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="action" use="optional">
<xs:simpleType>
<xs:restriction base="xs:NMTOKEN">
<xs:maxLength value="9"/>
<xs:enumeration value="add"/>
<xs:enumeration value="chg"/>
<xs:enumeration value="del"/>
<xs:enumeration value="unchg"/>
<xs:enumeration value="rev"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="date" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
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<xs:maxLength value="12"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<RelationshipList>……… </RelationshipList>
Diagram
Description This is the container of the Masters List for Relationship Categories
specified in Dow Jones Watchlist.
The Relationship master list is an extensible list and has a
potential to change regularly. Updates to this list will be
supplied in the look-up table supplied in every feed.
Please Note: As this is optional, RelationshipList is not provided in the
feed
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children Relationship
Source
Schema
<xs:element name="RelationshipList">
<xs:complexType>
<xs:sequence>
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<xs:element ref="Relationship"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
-
<Relationship>……… </Relationship>
Diagram
Description Contains the Relationship Details
Please Note: As RelationshipList is optional element, this list is not
provided in the feed.
Use Required
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
RelationshipI
d
Represents Code
Value Associated
with a
Relationship
Category.
xs: string required 2
characters
action Represents an
action value
depending on the
xs:NMTOKEN require
d
9
characters
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nature of the
most recent
update performed
on the value.
The possible
values are :
Value Description
add Indicates a
newly
added set
list value
chg Indicates a
change to
set list
value
del Indicates
that the
particular
set List
Value has
been
deleted
from the
R&C
Database
unch
g
Indicates
that there
has been
no
changes to
the set list
Value
rev Indicates
that the
set list
Value has
been
reviewed
without
any major
changes.N
ote: this
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value will
be
included in
the future
versions of
the
Sanction
Alert
“Core”
Feeds.
date Represents the
last reviewed date
of the set list
value.
xs:string Require
d
12
characters
Children None
Source
Schema
<xs:element name="Relationship">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute name="Relationshipid"
use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="action" use="optional">
<xs:simpleType>
<xs:restriction
base="xs:NMTOKEN">
<xs:maxLength value="9"/>
<xs:enumeration value="add"/>
<xs:enumeration value="chg"/>
<xs:enumeration value="del"/>
<xs:enumeration value="unchg"/>
<xs:enumeration value="rev"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="date" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="12"/>
</xs:restriction>
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</xs:simpleType>
</xs:attribute>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
-
<Records>……… </Records>
Diagram
Description The outer container for all elements pertaining to a Person or an Entity.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children Person
Entity
Source
Schema
<xs:element name="Records">
<xs:complexType>
<xs:sequence>
<xs:element ref="Person" minOccurs="0"
maxOccurs="unbounded"/>
<xs:element ref="Entity" minOccurs="0"
maxOccurs="unbounded"/>
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</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<Records>
+<Person id="752988" recordaction="chg" date="25-Apr-2016">
+<Entity id="135133" recordaction ="chg" date="25-Apr-2016">
</Records>
<Person>……… </Person>
Diagram
Description Contains a list of specific information pertaining to Person profiles.
Use Optional
Type None
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Max Length NA
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
id Represents a
unique identifier for
a Dow Jones Profile
integer required 4 bytes
(integer)/
8 digits
recordacti
on
Represents an
action value.
Possible values are:
Value Descripti
on
Add Newly
added
Profile
Del Deleted
Profile
Chg Modified
Profile
rev No
changes
done on
the
profile
but the
profile is
reviewed
for
content
fullness.
unchg No
changes
done on
the
profile
xs:NMTOKEN required 9
characters
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For a Deleted
person record,
only the
Descriptions Tag
would be
mandatory.
date Represents the date
value when the
record was
created/modified/d
eleted.
Format is dd-mmm-
ccyy where,
Value Descri
ption
ccyy Repre
sents
the
year
mmm Repre
sents
the
name
of the
mont
h
Dd Repre
sents
a day
xs:string required 12
characters
Children GenderDetails
ActiveStatusDetails
DeceasedDetails
NameDetails
Descriptions
DateDetails
BirthPlaceDetails
SanctionsReferences
AddressDetails
CountryDetails
IdentificationDetails
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SourceDetails
ProfileNotes
Source
Schema
<xs:element name="Person">
<xs:complexType>
<xs:sequence>
<xs:element ref="GenderDetails"
minOccurs="0"/>
<xs:element ref="ActiveStatusDetails"
minOccurs="0"/>
<xs:element ref="DeceasedDetails"
minOccurs="0"/>
<xs:element ref="PersonNameDetails"
minOccurs="0"/>
<xs:element ref="Descriptions"/>
<xs:element ref="DateDetails" minOccurs="0"/>
<xs:element ref="BirthPlaceDetails"
minOccurs="0"/>
<xs:element ref="SanctionsReferences"
minOccurs="0"/>
<xs:element ref="AddressDetails"
minOccurs="0"/>
<xs:element ref="CountryDetails"
minOccurs="0"/>
<xs:element ref="IdentificationDetails"
minOccurs="0"/>
<xs:element ref="SourceDetails"
minOccurs="0"/>
<xs:element ref="ProfileNotes" minOccurs="0"/>
</xs:sequence>
<xs:attribute name="id" type="xs:string"
use="required"/>
<xs:attribute name="recordaction" use="required">
<xs:simpleType>
<xs:restriction base="xs:NMTOKEN">
<xs:maxLength value="9"/>
<xs:enumeration value="add"/>
<xs:enumeration value="chg"/>
<xs:enumeration value="del"/>
<xs:enumeration value="rev"/>
<xs:enumeration value="unchg"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="date" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="12"/>
</xs:restriction>
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</xs:simpleType>
</xs:attribute>
</xs:complexType>
</xs:element>
Sample
Code
<GenderDetails>……… </GenderDetails>
Diagram
Description Represents the Gender Details of a Person.
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children Gender
Source
Schema
<xs:element name="GenderDetails">
<xs:complexType>
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<xs:sequence>
<xs:element ref="Gender" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<Gender>……… </Gender>
Diagram
Description Represents the details of a Person’s Gender which consists of the
person’s Gender and their Reference Group.
Use
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children ReferenceGroup
GenderValue
Source
Schema
<xs:element name="Gender">
<xs:complexType>
<xs:sequence>
<xs:element ref="ReferenceGroup" minOccurs="1"
maxOccurs="unbounded"/>
<xs:element ref="GenderValue" minOccurs="1"
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maxOccurs="1"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<Gender>……… </ Gender>
Diagram
Description Represents the Person's Gender Value associated for a Reference Group.
Use Required
Type string
Max Length 7 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes fieldaction
Children None
Source
Schema
<xs:element name="GenderValue">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="GenderContentRestriction">
<xs:attribute ref="fieldaction" use="optional"/>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<GenderValue>Male</ GenderValue >
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<ActiveStatusDetails>……… </ActiveStatusDetails>
Diagram
Description Represents the Active Status details of a Person.
Use Optional
Type String
Max Length 8 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children ActiveStatus
Source
Schema
<xs:element name="ActiveStatusDetails">
<xs:complexType>
<xs:sequence>
<xs:element ref="ActiveStatus" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<ActiveStatus>……… </ActiveStatus>
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Diagram
Description Represents the Active Status of a Person which consists of the Active
Status Value of a Person and their Reference Group.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children ReferenceGroup
ActiveStatusValue
Source
Schema
<xs:element name="ActiveStatus">
<xs:complexType>
<xs:sequence>
<xs:element ref="ReferenceGroup" minOccurs="1"
maxOccurs="unbounded"/>
<xs:element ref="ActiveStatusValue" minOccurs="1"
maxOccurs="1"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<ActiveStatusValue>……… </ActiveStatusValue>
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Diagram
Description Represents the Active Status of the list applicable for the feed service.
Use Required
Type string
Max Length 8 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes fieldaction
Children None
Source
Schema
<xs:element name="ActiveStatusValue">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="RecordstatusContentRestriction">
<xs:attribute ref="fieldaction" use="optional"/>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<DeceasedDetails>……… </DeceasedDetails>
Diagram
Description Represents the Deceased Details of a Person
Use Optional
Type None
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Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children Deceased
Source
Schema
<xs:element name="DeceasedDetails">
<xs:complexType>
<xs:sequence>
<xs:element ref="Deceased" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<Deceased>……… </Deceased>
Diagram
Description Represents the Deceased Value of a Person and its Reference Group
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
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Attributes None
Children ReferenceGroup
DeceasedValue
Source
Schema
<xs:element name="Deceased">
<xs:complexType>
<xs:sequence>
<xs:element ref="ReferenceGroup" minOccurs="1"
maxOccurs="unbounded"/>
<xs:element ref="DeceasedValue" minOccurs="1"
maxOccurs="1"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<DeceasedValue>……… </DeceasedValue>
Diagram
Description Represents the Deceased Value of a Person.
Use Required
Type string
Max Length 3 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes fieldaction
Children None
Source
Schema
<xs:element name="DeceasedValue">
<xs:complexType>
<xs:simpleContent>
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<xs:extension base="DeceasedContentRestriction">
<xs:attribute ref="fieldaction" use="optional"/>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<PersonNameDetails>……… </PersonNameDetails>
Diagram
Description The outer container for all elements pertaining to the name details of
records.
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes None
Children PersonNames
Source
Schema
<xs:element name="PersonNameDetails">
<xs:complexType>
<xs:sequence>
<xs:element ref="PersonNames"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
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Sample
Code
<PersonNames>……… </PersonNames>
Diagram
Description Contains the name details of a Person.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attribute
Name
Attribute
Description
Type Use Max
length
id Represents the id
for the Name of
the Person
xs:string required 255
characters
fieldaction Optional
Children ReferenceGroup
PresonNameValue
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NamesGroup
Source
Schema
<xs:element name="PersonNames">
<xs:complexType>
<xs:sequence>
<xs:element ref="ReferenceGroup"
maxOccurs="unbounded"/>
<xs:element ref="PersonNameValue"/>
<xs:element ref="NamesGroup" minOccurs="0"
maxOccurs="unbounded"/>
</xs:sequence>
<xs:attribute name="id" type="xs:string" use="required"/>
<xs:attribute ref="fieldaction" use="optional"/>
</xs:complexType>
</xs:element>
Sample
Code
<PersonNameValue>……… </PersonNameValue>
Diagram
Description Contains the names that identify a person.
A Person record can include any of the following names:
NameValue Description
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OriginalScriptName Full name in a local non-Latin
script
SingleStringName A name formatted as a single text
string
Maiden Name Surname of a woman before
marriage
TitleHonorific Formal or honorific title, e.g.
"Lord", "Samdech"
FirstName First given name of person
MiddleName Second given name of a person
Surname Surname of a person
Suffix Suffixes such as ", Jr.", "Junior",
that are associated with a
person's name
Use Requried
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes None
Children OriginalScriptName
SingleStringName
Maiden Name
TitleHonorific
FirstName
MiddleName
Surname
Suffix
Source
Schema
<xs:element name="PersonNameValue">
<xs:complexType>
<xs:sequence>
<xs:element ref="OriginalScriptName"
minOccurs="0"/>
<xs:element ref="SingleStringName"
minOccurs="0"/>
<xs:element ref="MaidenName" minOccurs="0"/>
<xs:element ref="TitleHonorific" minOccurs="0"/>
<xs:element ref="FirstName" minOccurs="0"/>
<xs:element ref="MiddleName" minOccurs="0"/>
<xs:element ref="Surname" minOccurs="0"/>
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<xs:element ref="Suffix" minOccurs="0"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<NamesGroup>……… </NamesGroup>
Diagram
Description This element is defined for future reference and doesn’t hold any data
as of now.
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes None
Children PersonNames
EntityNames
Source
Schema
<xs:element name="NamesGroup">
<xs:complexType>
<xs:sequence>
<xs:element ref="PersonNames" minOccurs="0"
maxOccurs="unbounded"/>
<xs:element ref="EntityNames" minOccurs="0"
maxOccurs="unbounded"/>
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</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
-
<OriginalScriptName>……… </OriginalScriptName>
Diagram
Description Represents the Original Script Name of a Person or an Entity
Use Optional
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
OSNLanguag
eCode
Represents the
Original Script
Name code value
associated with
the Language
Version
xs:string Optional 5
characters
fieldaction Optional
ScriptLangu
ageCode
Represents the
ISO2 code value
associated with
the Language
xs:string Optional 2
characters
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Version
Children None
Source
Schema
<xs:element name="OriginalScriptName">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="NameContentRestriction">
<xs:attribute name="OSNLanguageCode"
use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="5"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute ref="fieldaction" use="optional"/>
<xs:attribute name="ScriptLanguageCode"
use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="2"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<OriginalScriptName OSNLanguageCode="ar"
ScriptLanguageCode="ar">يخ ش سامة ال ن أ ن ب <OriginalScriptName/>الد
<SingleStringName>……… </SingleStringName>
Diagram
Description Represents the Single String Name of a Person or an Entity.
Use Optional
Type string
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Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes fieldaction
Children None
Source
Schema
<xs:element name="SingleStringName">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="NameContentRestriction">
<xs:attribute ref="fieldaction" use="optional"/>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<SingleStringName>Shaykh Usama Bin Ladin</SingleStringName>
<MaidenName>……… </MaidenName>
Diagram
Description Represents the Person’s Maiden Name.
Use Optional
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes fieldaction
Children None
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Source
Schema
<xs:element name="MaidenName">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="NameContentRestriction">
<xs:attribute ref="fieldaction" use="optional"/>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<TitleHonorific>……… </TitleHonorific>
Diagram
Description Represents the Person's Title or Honorific name.
Use Optional
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes fieldaction
Children None
Source
Schema
<xs:element name="TitleHonorific">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute ref="fieldaction" use="optional"/>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
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Sample
Code
<FirstName>……… </FirstName>
Diagram
Description Represents the Person’s First Name.
Use Optional
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes fieldaction
Children None
Source
Schema
<xs:element name="FirstName">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute ref="fieldaction" use="optional"/>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<MiddleName>……… </MiddleName>
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Diagram
Description Represents the Person's Middle Name.
Use Optional
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes fieldaction
Children None
Source
Schema
<xs:element name="MiddleName">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute ref="fieldaction" use="optional"/>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<Surname>……… </Surname>
Diagram
Description Represents the Person's Surname.
Use Optional
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Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes fieldaction
Children None
Source
Schema
<xs:element name="Surname">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute ref="fieldaction" use="optional"/>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<Suffix>……… </Suffix>
Diagram
Description Represents the Person's Suffix.
Use Optional
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes fieldaction
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Children None
Source
Schema
<xs:element name="Suffix">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute ref="fieldaction" use="optional"/>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<Prefix>……… </Prefix>
Diagram
Description Represents the Person's Prefix.
Use Optional
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes fieldaction
Children None
Source
Schema
<xs:element name="Prefix">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute ref="fieldaction" use="optional"/>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
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</xs:element>
Sample
Code
<Descriptions>……… </Descriptions>
Diagram
Description Contains Description categories of profiles that are falling under
watchlist product.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children Description
Source
Schema
<xs:element name="Descriptions">
<xs:complexType>
<xs:sequence>
<xs:element ref="Description" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<Descriptions>
<Description Description1="3" Description2="1"
Description3="82" />
<Description Description1="3" Description2="2" />
</Descriptions>
<Description>……… </Description>
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Diagram
Description Contains Description1, Description2 and Description3 details.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 Unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
Description1 Represents the
person's or an
entity’s
Description 1
classification
value.
xs:string required 4
characters
Description2 Represents the
person's or an
entity’s
Description
2classification
value.
xs:string optional 4
characters
Description3
Represents the
person's or an
entity’s
Description 3
classification
value.
xs:string optional 4
characters
fieldaction Represents an
action value
depending on the
optional
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nature of the
most recent
update performed
on the value.
The possible
values are add,
chg, unchg, del
and rev.
Children None
Source
Schema
<xs:element name="Description">
<xs:complexType>
<xs:attribute ref="fieldaction" use="optional"/>
<xs:attribute name="Description1" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="Description2" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="Description3" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:complexType>
</xs:element>
Sample
Code
<Description Description1="4" Description2="3/>
<Description Description1="4" Description2="34" Description3="94”/>
<DateDetails>……… </DateDetails>
Diagram
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Description The outer container for all elements pertaining to the date details of a
Dow Jones Watchlist Profile.
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children DateType
Source
Schema
<xs:element name="DateDetails">
<xs:complexType>
<xs:sequence>
<xs:element ref="DateType" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<DateType>……… </DateType>
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Diagram
Description Contains the date type value and date type details.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
code Represents code
of the DateType
xs:string required 2
characters
fieldaction Represents an
action value
depending on the
nature of the
most recent
update performed
on the value.
The possible
values are add,
chg, unchg, del
and rev
optional
Children DateTypeValue
Source
Schema
<xs:element name="DateType">
<xs:complexType>
<xs:sequence>
<xs:element ref="DateTypeValue" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
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<xs:attribute name="code" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute ref="fieldaction" use="optional"/>
</xs:complexType>
</xs:element>
Sample
Code
<DateTypeValue>……… </DateTypeValue>
Diagram
Description Contains the dates values.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes None
Children ReferenceGroup
DateValue
Source <xs:element name="DateTypeValue">
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Schema <xs:complexType>
<xs:sequence>
<xs:element ref="ReferenceGroup" minOccurs="1"
maxOccurs="unbounded"/>
<xs:element ref="DateValue" minOccurs="1"
maxOccurs="1"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<DateValue>……… </DateValue>
Diagram
Description Contains the dates values.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
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fieldaction Represents an
action value
depending on the
nature of the
most recent
update performed
on the value.
The possible
values are add,
chg, unchg, del
and rev
optional
Day Represents day
part of the Date
in ‘dd’ format
integer optional 2
characters
Month Represents month
part of the Date in
‘Mmm’ format
xs:string optional 3
characters
Year Represents the
year part of the
Date in ‘CCYY’
format
integer optional 4
characters
DateNotes Contains notes
associated with
the date value.
xs:string optional 255
characters
Children None
Source
Schema
<xs:element name="DateValue">
<xs:complexType>
<xs:attribute ref="fieldaction" use="optional"/>
<xs:attribute name="Day" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="2"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="Month" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="3"/>
</xs:restriction>
</xs:simpleType>
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</xs:attribute>
<xs:attribute name="Year" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="DateNotes" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:complexType>
</xs:element>
Sample
Code
<BirthPlaceDetails>……… </BirthPlaceDetails>
Diagram
Description The outer container for a person’s place of birth details of the selected
list.
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children BirthPlace
Source <xs:element name="BirthPlaceDetails">
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Schema <xs:complexType>
<xs:sequence>
<xs:element ref="BirthPlace" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<BirthPlace>……… </BirthPlace>
Diagram
Description Contains the Birth place value and reference group
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 Unbounded
Attributes None
Children ReferenceGroup
PlaceValue
Source
Schema
<xs:element name="BirthPlace">
<xs:complexType>
<xs:sequence>
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<xs:element ref="ReferenceGroup" minOccurs="1"
maxOccurs="unbounded"/>
<xs:element ref="PlaceValue" minOccurs="1" maxOccurs="1"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<PlaceValue>……… </PlaceValue>
Diagram
Description Contains the Birth place value and reference group
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
name Contains value of
the place of birth
name.
xs:string
Optional 1000
characters
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County Contains the
value of county
where the person
was born.
Xs:string Optional 255
characters
State Contains the
value of State
where the person
was born.
Xs:string Optional 255
characters
RegionCode Contains the
region code
associated with
the birth place
xs:string Optional 3
characters
fieldaction Represents an
action value
depending on the
nature of the
most recent
update performed
on the value.
The possible
values are add,
chg, unchg, del
and rev
Optional
Children None
Source
Schema
<xs:element name="PlaceValue">
<xs:complexType>
<xs:attribute name="name" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="1000"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="County" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="State" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
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<xs:maxLength value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="RegionCode" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="3"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute ref="fieldaction" use="optional"/>
</xs:complexType>
</xs:element>
Sample
Code
<PlaceValue name="Jeddah" RegionCode="182" />
<SanctionsReferences>……… </SanctionsReferences>
Diagram
Description The outer container for a person’s or an entity’s Sanction Reference(s).
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children Reference
Source
Schema
<xs:element name="SanctionsReferences">
<xs:complexType>
<xs:sequence>
<xs:element ref="Reference" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
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</xs:complexType>
</xs:element>
Sample
Code
<Reference>……… </Reference>
Diagram
Description Contains the Reference group and Reference value with Current status
of the opted list
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes None
Children ReferenceGroup
ReferenceValue
Source
Schema
<xs:element name="Reference">
<xs:complexType>
<xs:sequence>
<xs:element ref="ReferenceGroup" minOccurs="1"
maxOccurs="unbounded"/>
<xs:element ref="ReferenceValue" minOccurs="1"
maxOccurs="1"/>
</xs:sequence>
</xs:complexType>
</xs:element>
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Sample
Code
<ReferenceValue>……… </ReferenceValue>
Diagram
Description Contains the details of the Current status of Sanction/Other Official
reference for a person or an entity of the opted list.
Use Required
Type string
Max Length 4 characters
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
SinceDay Represents day
part of the Date
in ‘dd’ format
Since the person
or entity has
reference to the
Sanctions list
integer optional 2
characters
SinceMont
h
Represents
month part of
the Date in
xs:string optional 3
characters
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‘Mmm’ format
Since the person
or entity has
reference to the
Sanctions list
SinceYear Represents the
year part of the
Date in ‘CCYY’
format Since the
person or entity
has reference to
the Sanctions
list
integer optional 4
characters
ToDay Represents day
part of the Date
in ‘dd’ format
up to which the
person or entity
has reference to
the Sanctions
list
integer optional 2
characters
ToMonth Represents
month part of
the Date in
‘Mmm’ format
up to which the
person or entity
has reference to
the Sanctions
list
xs:string optional 3
characters
ToYear Represents the
year part of the
Date in ‘CCYY’
format up to
which the person
or entity has
reference to the
Sanctions list
integer optional 4
characters
fieldaction Represents an
action value
depending on the
nature of the
most recent
update performed
on the value.
The possible
values are add,
chg, unchg, del
and rev
Optional
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Children None
Source
Schema
<xs:element name="ReferenceValue">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute name="SinceDay" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="2"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="SinceMonth" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="3"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="SinceYear" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="ToDay" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="2"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="ToMonth" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="3"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="ToYear" use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
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<xs:attribute ref="fieldaction" use="optional"/>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<ReferenceValue SinceDay="27" SinceMonth="May" SinceYear="2002"
ToDay="25" ToMonth="Jun" ToYear="2013">400</ReferenceValue>
<AddressDetails>……… </AddressDetails>
Diagram
Description Contains the address details of the profile falling under opted list.
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children Address
Source
Schema
<xs:element name="AddressDetails">
<xs:complexType>
<xs:sequence>
<xs:element ref="Address" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
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Sample
Code
<Address>……… </Address>
Diagram
Description Contains the Reference group and address value as part of the address
details.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes None
Children ReferenceGroup
AddressValue
Source
Schema
<xs:element name="Address">
<xs:complexType>
<xs:sequence>
<xs:element ref="ReferenceGroup" minOccurs="1"
maxOccurs="unbounded"/>
<xs:element ref="AddressValue" minOccurs="1"
maxOccurs="1"/>
</xs:sequence>
</xs:complexType>
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</xs:element>
Sample
Code
<AddressValue>……… </AddressValue>
Diagram
Description Contains the elements that have values of Address of a person or entity
cited on a sanctions or official list.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes fieldaction
Children AddressLine
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AddressCity
AddressCounty
AddressState
ZipCode
AddressCountry
URL
Source
Schema
<xs:element name="AddressValue">
<xs:complexType>
<xs:sequence>
<xs:element ref="AddressLine" minOccurs="0"/>
<xs:element ref="AddressCity" minOccurs="0"/>
<xs:element ref="AddressCounty"
minOccurs="0"/>
<xs:element ref="AddressState" minOccurs="0"/>
<xs:element ref="ZipCode" minOccurs="0"/>
<xs:element ref="AddressCountry"
minOccurs="0"/>
<xs:element ref="URL" minOccurs="0"/>
</xs:sequence>
<xs:attribute ref="fieldaction" use="optional"/>
</xs:complexType>
</xs:element>
Sample
Code
<AddressLine>……… </AddressLine>
Diagram
Description Contains the first line of an address of an entity or a person.
Use Optional
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
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0 1
Attributes None
Children None
Source
Schema
<xs:element name="AddressLine">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:element>
Sample
Code
<AddressCity>……… </AddressCity>
Diagram
Description Contains the name of the City as a part of the non-ship Entity or a
person address.
Use Optional
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="AddressCity">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:element>
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Sample
Code
<AddressCounty>……… </AddressCounty>
Diagram
Description Contains the county as a part of the Entity or a person address
Use Optional
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="AddressCounty">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:element>
Sample
Code
<AddressState>……… </AddressState>
Diagram
Description Contains the state as a part of the Entity or a person address
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Use Optional
Type string
Max Length 100 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="AddressState">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="100"/>
</xs:restriction>
</xs:simpleType>
</xs:element>
Sample
Code
<ZipCode>……… </ZipCode>
Diagram
Description Contains the zip code of the city as a part of the Entity or a person
address.
Use Optional
Type string
Max Length 50 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
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Children None
Source
Schema
<xs:element name="ZipCode">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="50"/>
</xs:restriction>
</xs:simpleType>
</xs:element>
Sample
Code
<AddressCountry>……… </AddressCountry>
Diagram
Description Contains the code (DJII Region Code) of the country as a part of the
non ship Entity or a person address.
Use Optional
Type string
Max Length 3 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="AddressCountry">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="3"/>
</xs:restriction>
</xs:simpleType>
</xs:element>
Sample
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Code
<URL>……… </URL>
Diagram
Description Contains the URL address as a part of the non-ship Entity or a
person address. This field may contain non-Latin characters.
Use Optional
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="URL">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:element>
Sample Code
<CountryDetails>……… </CountryDetails>
Diagram
Description The outer container for a person’s or an entity’s Country details
available for the opted lists.
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Use Optional
Type None
Max Length None
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children CountryType
Source
Schema
<xs:element name="CountryDetails">
<xs:complexType>
<xs:sequence>
<xs:element ref="CountryType" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample Code
<CountryType>……… </CountryType>
Diagram
Description Contains the Country type Value
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Use Required
Type None
Max Length None
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
code Represents code
of the
CountryType
xs:string required 4
characters
fieldaction Represents an
action value
depending on the
nature of the
most recent
update performed
on the value.
The possible
values are add,
chg, unchg, del
and rev
optional
Children CountryTypeValue
Source
Schema
<xs:element name="CountryType">
<xs:complexType>
<xs:sequence>
<xs:element ref="CountryTypeValue"
minOccurs="1" maxOccurs="unbounded"/>
</xs:sequence>
<xs:attribute name="code" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute ref="fieldaction" use="optional"/>
</xs:complexType>
</xs:element>
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Sample Code
<CountryTypeValue>……… </CountryTypeValue>
Diagram
Description Contains a country value and the Reference group.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes None
Children ReferenceGroup
CountryValue
Source
Schema
<xs:element name="CountryTypeValue">
<xs:complexType>
<xs:sequence>
<xs:element ref="ReferenceGroup" minOccurs="1"
maxOccurs="unbounded"/>
<xs:element ref="CountryValue" minOccurs="1"
maxOccurs="1"/>
</xs:sequence>
</xs:complexType>
</xs:element>
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Sample
Code
<CountryValue>……… </CountryValue>
Diagram
Description Contains a country Code.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
code Represents code
value associated
with a country
xs:string required 4
characters
fieldaction Represents an
action value
depending on the
nature of the
most recent
update performed
on the value.
The possible
values are add,
chg, unchg, del
and rev
optional
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Children None
Source
Schema
<xs:element name="CountryValue">
<xs:complexType>
<xs:attribute name="code" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute ref="fieldaction" use="optional"/>
</xs:complexType>
</xs:element>
Sample
Code
<IdentificationDetails>……… </IdentificationDetails>
Diagram
Description The outer container for all elements pertaining to the Identification
details of a Person or Entity available for the opted lists.
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes None
Children IDType
Source
Schema
<xs:element name="IdentificationDetails">
<xs:complexType>
<xs:sequence>
<xs:element ref="IDType" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
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</xs:complexType>
</xs:element>
Sample
Code
<IDType>……… </IDType>
Diagram
Description Contains the Identification Type and ID Details.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
code Represents the
code for
Identification
Type
xs:string required 4
characters
fieldaction Represents an
action value
depending on the
nature of the
most recent
Optional
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update performed
on the value
The possible
values are add,
chg, unchg, del
and rev
Children IDTypeValue
Source
Schema
<xs:element name="IDType">
<xs:complexType>
<xs:sequence>
<xs:element ref="IDTypeValue" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
<xs:attribute name="code" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="4"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute ref="fieldaction" use="optional"/>
</xs:complexType>
</xs:element>
Sample
Code
<IDTypeValue>……… </IDTypeValue>
Diagram
Description Contains the ID value and its reference group.
Use Required
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Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes None
Children ReferenceGroup
IDValue
Source
Schema
<xs:element name="IDTypeValue">
<xs:complexType>
<xs:sequence>
<xs:element ref="ReferenceGroup" minOccurs="1"
maxOccurs="unbounded"/>
<xs:element ref="IDValue" minOccurs="1"
maxOccurs="1"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<IDValue>……… </IDValue>
Diagram
Description Contains the ID value and IDNotes of a person or entity record
Use Required
Type string
Max Length 255 characters
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Occurrences Min Occurrence Max Occurrence
1 1
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
IDNotes Represents notes
of Identification
details data.
xs:string optional String(max)
fieldaction Represents an
action value
depending on the
nature of the
most recent
update performed
on the value.
The possible
values are add,
chg, unchg, del
and rev
Optional
Children None
Source
Schema
<xs:element name="IDValue">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="ContentRestriction">
<xs:attribute name="IDNotes" use="optional"/>
<xs:attribute ref="fieldaction" use="optional"/>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
<SourceDetails>……… </SourceDetails>
Diagram
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Description The outer container for the Source elements pertaining to the Sources
from where the information for a Person, Entity was referenced available
for opted lists
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children Source
Source
Schema
<xs:element name="SourceDetails">
<xs:complexType>
<xs:sequence>
<xs:element ref="Source" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<Source>……… </Source>
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Diagram
Description Contains the Source Value and the reference group.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes None
Children ReferenceGroup
SourceValue
Source
Schema
<xs:element name="Source">
<xs:complexType>
<xs:sequence>
<xs:element ref="ReferenceGroup" minOccurs="1"
maxOccurs="unbounded"/>
<xs:element ref="SourceValue" minOccurs="1"
maxOccurs="1"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<SourceValue>……… </SourceValue>
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Diagram
Description The outer container for the Source elements pertaining to the Sources
from where the information for a Person, Entity or an associate was
referenced.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
name Contains name of
the source.
The Source field
may contain non-
Latin characters
xs:string required 255
characters
fieldaction Represents an
action value
depending on the
nature of the most
recent update
performed on the
value.
The possible
values are add,
chg, unchg, del
and rev
Optional
Children None
Source
Schema
<xs:element name="SourceValue">
<xs:complexType>
<xs:attribute name="name" use="required">
<xs:simpleType>
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<xs:restriction base="xs:string">
<xs:maxLength value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute ref="fieldaction" use="optional"/>
</xs:complexType>
</xs:element>
Sample
Code
<ProfileNotes>……… </ProfileNotes>
Diagram
Description This field will be populated if the SA core service is SOR enriched with
Profile Notes. The field will be populated with profile notes of SOR
profiles.
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children ProfileNote
Source
Schema
<xs:element name="ProfileNotes">
<xs:complexType>
<xs:sequence>
<xs:element ref="ProfileNote" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
N/A
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<ProfileNote>……… </ProfileNote>
Diagram
Description Contains the ProfileNoteValue and its reference group.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes None
Children ReferenceGroup
ProfileNoteValue
Source
Schema
<xs:element name="ProfileNote">
<xs:complexType>
<xs:sequence>
<xs:element ref="ReferenceGroup"
minOccurs="1" maxOccurs="unbounded"/>
<xs:element ref="ProfileNoteValue"
minOccurs="1" maxOccurs="1"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
N/A
<ProfileNoteValue>……… </ProfileNoteValue>
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Diagram
Description Contains any other information associated with a Person or an Entity.
This may contain Non-Latin characters.
Use Required
Type string
Max Length String (max characters)
Occurrences Min Occurrence Max Occurrence
1 1
Attributes None
Children None
Source
Schema
<xs:element name="ProfileNoteValue">
<xs:simpleType>
<xs:restriction base="xs:string"/>
</xs:simpleType>
</xs:element>
Sample
Code
N/A
<Entity>……… </Entity>
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Diagram
Description Contains a list of specific information pertaining to all Entity profiles.
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
id Represents a
unique identifier for
a Dow Jones entity
Integer required 4 bytes
(integer)/
8 digits
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Profile
recordacti
on
Represents an
action value.
Possible values
are:
Value Descripti
on
Add Newly
added
Profile
Del Deleted
Profile
Chg Modified
Profile
rev No
changes
done on
the
profile
but the
profile is
reviewed
for
content
fullness.
unchg No
changes
done on
the
profile
For a Deleted
entity record only
the Descriptions
Tag would be
mandatory.
xs:NMTOKEN required 9
characters
date Represents the date
value when the
record was
created/modified/d
xs:string required 12
characters
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eleted
Format is dd-mmm-
ccyy where,
Value Descri
ption
ccyy Repre
sents
the
year
mmm Repre
sents
the
name
of the
mont
h
dd Repre
sents
a day
Children ActiveStatusDetails
EntityNameDetails
Descriptions
DateDetails
SanctionsReferences
AddressDetails
VesselDetails
AircraftDetails
CountryDetails
IdentificationDetails
SourceDetails
ProfileNotes
Source
Schema
<xs:element name="Entity">
<xs:complexType>
<xs:sequence>
<xs:element ref="ActiveStatusDetails"
minOccurs="0"/>
<xs:element ref="EntityNameDetails"
minOccurs="0"/>
<xs:element ref="Descriptions"/>
<xs:element ref="DateDetails" minOccurs="0"/>
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<xs:element ref="SanctionsReferences"
minOccurs="0"/>
<xs:element ref="AddressDetails"
minOccurs="0"/>
<xs:element ref="VesselDetails" minOccurs="0"/>
<xs:element ref="AircraftDetails"
minOccurs="0"/>
<xs:element ref="CountryDetails"
minOccurs="0"/>
<xs:element ref="IdentificationDetails"
minOccurs="0"/>
<xs:element ref="SourceDetails"
minOccurs="0"/>
<xs:element ref="ProfileNotes" minOccurs="0"/>
</xs:sequence>
<xs:attribute name="id" type="xs:string"
use="required"/>
<xs:attribute name="recordaction" use="required">
<xs:simpleType>
<xs:restriction base="xs:NMTOKEN">
<xs:maxLength value="9"/>
<xs:enumeration value="add"/>
<xs:enumeration value="chg"/>
<xs:enumeration value="del"/>
<xs:enumeration value="rev"/>
<xs:enumeration value="unchg"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="date" use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="12"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
</xs:complexType>
</xs:element>
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Sample
Code
<EntityNameDetails>……… </EntityNameDetails>
Diagram
Description Contains The Name details of an entity record.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children EntityNames
Source
Schema
<xs:element name="EntityNameDetails">
<xs:complexType>
<xs:sequence>
<xs:element ref="EntityNames"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
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Sample
Code
<EntityNames>……… </EntityNames>
Diagram
Description Contains the name value, reference group and the names group of the
entity available for the opted lists.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
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id Represents the id
for the Name of
the Entity.
xs:string required 255
characters
fieldaction Represents an
action value
depending on the
nature of the
most recent
update performed
on the value.
The possible
values are add,
chg, unchg, del
and rev
Optional
Children ReferenceGroup
EntityNameValue
Source
Schema
<xs:element name="EntityNames">
<xs:complexType>
<xs:sequence>
<xs:element ref="ReferenceGroup"
maxOccurs="unbounded"/>
<xs:element ref="EntityNameValue"/>
<xs:element ref="NamesGroup" minOccurs="0"
maxOccurs="unbounded"/>
</xs:sequence>
<xs:attribute name="id" type="xs:string"
use="required"/>
<xs:attribute ref="fieldaction" use="optional"/>
</xs:complexType>
</xs:element>
Sample
Code
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<EntityNameValue>……… </EntityNameValue>
Diagram
Description Contains the prefix, entity name, OSN, SSN and the suffix of the name
of an entity record
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes None
Children Prefix
EntityName
OriginalScriptName
SingleStringName
Suffix
Source
Schema
<xs:element name="EntityNameValue">
<xs:complexType>
<xs:sequence>
<xs:element ref="Prefix" minOccurs="0"/>
<xs:element ref="EntityName" minOccurs="0"/>
<xs:element ref="OriginalScriptName"
minOccurs="0"/>
<xs:element ref="SingleStringName"
minOccurs="0"/>
<xs:element ref="Suffix" minOccurs="0"/>
</xs:sequence>
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</xs:complexType>
</xs:element>
Sample
Code
<EntityName>……… </EntityName>
Diagram
Description Represents an Entity’s Name
Use Optional
Type xs:string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
1 1
Attributes fieldaction
Children None
Source
Schema
<xs:element name="EntityName">
<xs:complexType>
<xs:simpleContent>
<xs:extension base="NameContentRestriction">
<xs:attribute ref="fieldaction" use="optional"/>
</xs:extension>
</xs:simpleContent>
</xs:complexType>
</xs:element>
Sample
Code
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<VesselDetails>……… </VesselDetails>
Diagram
Description Contains the elements that have values of Details of a Vessel Entity.
Use Optional
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children Vessels
Source
Schema
<xs:element name="VesselDetails">
<xs:complexType>
<xs:sequence>
<xs:element ref="Vessels" minOccurs="1"
maxOccurs="unbounded"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<Vessels>……… </Vessels>
Diagram
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Description Contains the Vessel information and the reference group code.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 unbounded
Attributes None
Children ReferenceGroup
VesselInformation
Source
Schema
<xs:element name="Vessels">
<xs:complexType>
<xs:sequence>
<xs:element ref="ReferenceGroup" minOccurs="1"
maxOccurs="unbounded"/>
<xs:element ref="VesselInformation" minOccurs="1"
maxOccurs="1"/>
</xs:sequence>
</xs:complexType>
</xs:element>
Sample
Code
<VesselInformation>……… </VesselInformation>
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Diagram
Description Contains the Vessel Information details of the entity.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
1 1
Attributes fieldaction
Children VesselCallSign
VesselType
VesselTonnage
VesselGRT
VesselOwner
VesselFlag
Source
Schema
<xs:element name="VesselInformation">
<xs:complexType>
<xs:sequence>
<xs:element ref="VesselCallSign"
minOccurs="0"/>
<xs:element ref="VesselType" minOccurs="0"/>
<xs:element ref="VesselTonnage"
minOccurs="0"/>
<xs:element ref="VesselGRT" minOccurs="0"/>
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<xs:element ref="VesselOwner" minOccurs="0"/>
<xs:element ref="VesselFlag" minOccurs="0"/>
</xs:sequence>
<xs:attribute ref="fieldaction" use="optional"/>
</xs:complexType>
</xs:element>
Sample
Code
<VesselCallSign>……… </VesselCallSign>
Diagram
Description Contains the Vessel Call sign value.
Use Optional
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="VesselCallSign">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:element>
Sample
Code
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<VesselType>……… </VesselType>
Diagram
Description Contains the Vessel Type value.
Use Optional
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="VesselType">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:element>
Sample
Code
<VesselTonnage>……… </VesselTonnage>
Diagram
Description Contains the Vessel Tonnage value
Use Optional
Type string
Max Length 255 characters
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Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="VesselTonnage">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:element>
Sample
Code
<VesselGRT>……… </VesselGRT>
Diagram
Description Contains the GRT value for a Vessel Entity
Use Optional
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="VesselGRT">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="255"/>
</xs:restriction>
</xs:simpleType>
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</xs:element>
Sample
Code
<VesselOwner>……… </VesselOwner>
Diagram
Description Contains the Owner Name for a Vessel Entity.
Use Optional
Type string
Max Length 255 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="VesselOwner">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="255"/>
</xs:restriction>
</xs:simpleType>
</xs:element>
Sample
Code
<VesselFlag>……… </VesselFlag>
Diagram
Description Contains the Flag (DJII Region Code) value for a Vessel Entity.
Use Optional
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Type string
Max Length 13 characters
Occurrences Min Occurrence Max Occurrence
0 1
Attributes None
Children None
Source
Schema
<xs:element name="VesselFlag">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="13"/>
</xs:restriction>
</xs:simpleType>
</xs:element>
Sample
Code
<ReferenceGroup>……… </ReferenceGroup>
Diagram
Description Contains Reference Group code and the Reference Group Language
Code.
Use Required
Type None
Max Length NA
Occurrences Min Occurrence Max Occurrence
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0 1
Attributes Attribute
Name
Attribute
Description
Type Use Max
length
ReferenceGr
oupCode
Represents the
Reference Group
Code of the
Reference group
xs:string required 10
characters
ReferenceGr
oupLanguag
eCode
Represents the
language code of
the Reference
group
xs:string Optional 2
characters
Children None
Source
Schema
<xs:element name="ReferenceGroup">
<xs:complexType>
<xs:attribute name="ReferenceGroupCode"
use="required">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="10"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute name="ReferenceGroupLanguageCode"
use="optional">
<xs:simpleType>
<xs:restriction base="xs:string">
<xs:maxLength value="2"/>
</xs:restriction>
</xs:simpleType>
</xs:attribute>
<xs:attribute ref="fieldaction" use="optional"/>
</xs:complexType>
</xs:element>
Sample
Code
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Appendix A: Acronyms This section lists the most common Acronyms used across this document.
Acronym Expansion
R&C Risk and Compliance
GMT Greenwich Mean Time
XML Extensible Mark-up Language
XSD XML Schema Definition
DTD Document Type Definition
DB Database
Id Identity
FAQ Frequently Asked Question
API Application Programming Interface
SAX Simple API for XML
DOM Document Object Model
HTTPS Hypertext Transfer Protocol Secure
HTML Hyper Text Mark-up Language
SA Sanction Alert “Core”
SOR Sanctions Control and Ownership Research
Appendix B: Frequently Asked Questions
The Customer Support Site contains all the latest FAQ’s consolidated in one place
and renders all additional information about the Dow Jones Sanction Alert “Core”
Content.
To view all the latest FAQ’s visit Dow Jones Customer Support:
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FAQ #10530: What are Sanction Alert “Core” Feeds?
FAQ # 10532: How do I check the Status or Availability of a Sanction Alert “Core” Reference Group Feed File?
FAQ # 10533: What are the Format and Schedules for Sanction Alert “Core” Feed
Files?
FAQ #10534: Can I get Sanction Alert “Core” Sample Feed Files?
FAQ #10535: What is Sanction Alert “Core” “Enhanced List Service” feeds? Can I customise Sanction Alert “Core” to receive a single Feed File for more than one
Reference Group?
FAQ #10538: What’s new with Sanction Alert?
FAQ #10539: Can I receive notifications when the Sanction Alert “Core” Groups
are updated?
For Any Queries regarding the Dow Jones Sanction Alert “Core” XML Feeds please contact: Dow Jones Customer Support
For all other technical documentation, please visit the Dow Jones Developer
Portal.