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DeIC and DEFF October 2015 The National Forum for Research Data Management Invitation to submit proposals for data management pilot projects Martin Grandjean Data visualisation to understand the results of a data analysis CC BYSA 3.0

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DeIC  and  DEFF  October  2015  

The  National  Forum  for  Research  Data  Management  

Invitation  to  submit  proposals  for  data  management  pilot  projects  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 Martin  Grandjean  

Data  visualisation  to  understand  the  results  of  a  data  analysis  CC  BY-­‐SA  3.0  

 

 

 

 

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1. Invitation  On  behalf  of  DEFF  and  DeIC  The  National  Forum  for  Research  Data  Management  (DM  Forum)  invites  proposals  for  data  management  infrastructure  pilot  projects.  This  is  part  of  the  implementation  of  the  national  strategy  for  research  data  management.  The  purpose  is  to  identify  infrastructures  that  have  broad-­‐based  national  importance  and  acceptance.  

DEFF  and  DeIC  have  jointly  awarded  funding  for  the  anchoring  of  the  strategy,  in  broad  outline  distributed  so  that  DEFF  supports  competence  development,  including  DM  Forum  activities,  while,  in  accordance  with  the  guidelines  from  the  Danish  Agency  for  Science,  Technology  and  Innovation,  DeIC  can  support  the  development  of  e-­‐infrastructure,  including  digital  tools  to  promote  researchers'  access  to  and  use  of  existing  e-­‐infrastructure.  

In  the  agreement  with  the  stakeholders,  DKK  10  million  has  been  allocated  to  pilot  projects.  Half  of  the  funding  is  expected  to  be  in-­‐kind,  and  the  other  half  is  financed  by  DeIC.  

 

 

DEADLINE  

The  deadline  for  submission  of  proposals  is  5  February  2016.  

 

   

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2. Proposals  for  pilot  projects  The  proposals  for  pilot  projects  must  have  broad-­‐based  national  interest,  importance  and  acceptance.  

It  is  a  clear  objective  that  the  quality  and  relevance  of  the  pilot  projects  to  be  such  that,  after  completion,  will  be  able  to  form  the  basis  for  subsequent  applications  to,  for  example,  the  National  Committee  for  Research  Infrastructure  (NUFI)  for  the  establishment  of  operational  national  infrastructure,  unless,  after  their  completion,  the  pilot  projects  have  already  achieved  such  a  degree  of  maturity.  The  proposals  for  pilot  projects  must  therefore  aim  at  subsequent  establishment  of  permanent  or  long-­‐term  infrastructure.  In  EU  terms,  this  means  the  end  product  of  the  pilot  project  will  be  at  a  technology  readiness  level  at  least  6  (see  for  example  http://ec.europa.eu/research/participants/data/ref/h2020/wp/2014_2015/annexes/h2020-­‐wp1415-­‐annex-­‐g-­‐trl_en.pdf).  

With  a  view  to  possible  future  full-­‐scale  implementation,  it  is  important  for  the  pilot  projects  to  demonstrate  the  sustainability  of  the  proposed  infrastructure.  Consequently,  a  plan  for  this  must  be  included  in  both  the  project  application  and  the  final  report.  

It  is  essential  for  the  projects  to  be  rooted  in  research.  Consequently,  the  pilot  projects  are  expected  to  have  project  organisation,  development  and  testing  which  reflect  this.  

Inter-­‐institutional  cooperation  is  also  essential,  and  the  projects  must  therefore  be  proposed  in  partnerships  between  several  institutions  -­‐  ideally  in  open  consortia  with  the  involvement  of  relevant  and  interested  parties  and  with  the  opportunity  for  if  possible  all  interested  researchers  from  Danish  universities,  independently  of  institutional  affiliation,  to  have  access  to  test  the  solutions.  It  is  taken  for  granted  that  the  solutions  go  beyond  the  infrastructure,  which  the  applicant  institutions  are  already  expected  to  deliver  as  part  of  their  general  task  portfolios.  

The  solutions  may  very  well  focus  on  one  part  of  the  research  data  life  cycle  (see  Appendix)  or  more,  with  a  view  to  support  an  acceptable  workflow  across  the  entire  lifecycle  from  the  point  of  view  of  researchers.  

Proposals  may  be  submitted  for  subject-­‐specific  and  interdisciplinary  pilot  projects  within  and  across  all  main  areas  of  research.  

Proposals  may  be  made  for  the  following:  

— Completely  new  infrastructure.  

— Already  realised  data  management  infrastructure,  where  the  proposal  concerns  significant  modifications  or  extensions.  

— Already  realised  e-­‐infrastructure,  for  example  national  HPC  installations,  where  the  proposal  concerns  significant  data  management  related  extensions.  

— Digital  tools  that  support  and  promote  the  use  of  already  realised  data  management  infrastructure.  

Across  these  categories,  links  may  be  made  to  existing  or  planned  international  infrastructure  such  as  Zenodo,  EUDAT,  DataCite,  ORCID,  etc.  

In  addition  to  reporting,  the  pilot  project’s  end  product  must  consist  of  concrete  infrastructure,  for  example  storage  or  a  digital  tool  that  can  be  tested  online  (URL).  

Proposals  may  not  be  made  for  actual  research  projects.    

Evaluation  criteria  are  listed  in  section  5.    

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3. Proposers  A  pilot  project  should  be  rooted  in  (at  least)  one  research  group.  Each  project  must  solve  significant  problems  for  the  researchers  in  relation  to  data  management,  and  the  problem  owner  must  be  an  active  researcher  affiliated  to  a  Danish  university  who  is  clearly  committed  to  the  project  and  its  results.  

The  pilot  project  must  be  proposed  in  a  binding  partnership  between  at  least  three  universities,  and  it  may  also  include  archives  and  research  libraries.  The  pilot  project  is  expected  to  be  organised  as  an  open  consortium  or  similar  which  involves  relevant  and  interested  parties.    

The  main  proposer  submits  the  proposal  on  behalf  of  the  project  partners  who  provide  overall  co-­‐financing  of  at  least  50%  of  the  budget  for  the  entire  project  period.  The  main  proposer  must  enclose  signatures  from  everybody  responsible  for  subbudgets  of  the  pilot  project  –  for  example  head  of  department,  head  of  IT  (CIO)  and  head  of  library.  

All  interested  parties,  irrespective  of  age,  gender,  religion  or  ethnic  affiliation,  are  encouraged  to  apply.  

 

   

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4. Formulation  of  proposals  The  proposal  must  be  sent  as  a  single  PDF  file  to  the  email  address  [email protected]  with  "DM  pilot  project  proposal"  in  the  subject  line.  The  title  of  the  proposal  must  be  included  in  the  file  name.  

The  proposal  must  be  in  Danish  or  English  and  consist  of:  

A.  Cover  sheet  (maximum  1  page)  B.  Detailed  description  (max.  7  standard  pages)  C.  Budget  D.  Letters  of  support  and  any  other  appendices  

Re  A:  Cover  sheet  A  completed  cover  sheet  form  "DM  pilot  project  Cover  sheet"  must  be  applied  as  front  page,  i.e.  the  cover  sheet  must  not  exceed  1  page.    

The  cover  sheet  form  is  available  for  download  at  http://www.deic.dk/datamanagement/projekter_og_piloter/pilot_projektcall  

Re  B:  Detailed  description  The  project  description  must  not  exceed  7  standard  pages,  excluding  appendices.  

The  following  instructions  should  be  used  as  the  basis  for  the  wording  of  the  project  description  so  that,  as  far  as  possible,  all  the  items  are  covered.  

1 Description  of  the  infrastructure  

1.1 Nature,  purpose  and  context  An  account  should  be  given  of  the  infrastructure's  nature,  purpose  and  scope,  including  which  part  of  the  research  data  life  cycle  (see  Appendix)  it  addresses  and  how  it  does  so,  and  which  research  areas  and  potential  or  specific  users  it  targets.    

An  account  should  be  given  of  the  infrastructure’s  topicality  and  relevance,  including  its  possible  relationship,  synergy  or  competition  with  existing  or  planned  national  or  international  infrastructure.    

In  list  form,  indicate  which  technologies  and  standards  the  solution  is  planned  to  use.  

1.2 Academic  rooting  On  the  basis  of  the  fact  that  the  project  must  be  rooted  in  (at  least)  one  research  group,  and  that  the  infrastructure  must  solve  major  problems  for  the  researchers  in  relation  to  data  management,  describe  how  the  problem  owner  (an  active  researcher  affiliated  to  a  Danish  university)  is  committed  to  the  project  and  its  results,  and  which  specific  problems  the  infrastructure  solves  for  the  problem  owner  and  the  research  group  (or  groups)  he  or  she  represents.  An  account  should  also  be  given  of  how  the  infrastructure  supports  and  promotes  research  on  a  more  general  level.    

2 Organisation  and  execution  of  the  pilot  project  

2.1 Project  organisation  and  formation  of  a  consortium  An  account  should  be  given  of  the  consortium’s  project  organisation  and  governance.  

The  pilot  project  should  ideally  be  organised  in  an  open  consortium  consisting  of  at  least  three  universities,  which  may  also  include  archives  and  research  libraries.  In  addition,  an  attempt  should  be  

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made  to  involve  all  relevant  and  interested  parties.  Consequently,  an  account  must  also  be  given  of  how  the  pilot  project  intends  to  realise  this  involvement.  

2.2 Project  plan,  deliverables  and  success  criterias  An  overall  project  plan  and  timetable  for  the  pilot  project  should  be  outlined,  including  the  most  important  milestones  for  the  user-­‐based  development  and  testing.  Describe  the  deliverables,  their  associated  success  criteria,  and  how  these  will  be  measured.  

2.3 Host  institution(s)  and  partners  State  the  name(s)  of  the  hosting  institution(s).  

An  account  should  be  given  of  services  and  facilities  that  the  host  institution(s)  and  the  partners  are  expected  to  deliver  in  connection  with  the  pilot  project’s  execution,  including  the  distribution  and  location  of  legal  and  financial  liability  and  employer’s  liability.  

3 Vision  for  permanent  infrastructure  

3.1 Host  institution(s)  and  partners  An  account  should  be  given  of  the  intended  location  and  intended  overall  organisation  of  a  future  national  infrastructure,  including  a  description  of  public  and  private  domestic  and/or  foreign  players  that  are  expected  to  participate  in  the  building  and/or  operation  of  the  infrastructure.  

3.2 Services,  finance  and  liability  (business  model)  An  account  should  be  given  of  services  and  facilities  that  the  host  institution(s)  and  any  business  partners  are  expected  to  deliver  after  commissioning  of  the  infrastructure.  

An  account  should  be  given  of  the  location  of  the  legal,  financial,  operational  and  developmental  liability.    

An  account  should  be  given  of  sustainable  financing  as  well  as  the  related  investment  profile  for  preparation,  establishment  and  operation  divided  into  budget  items  and  participating  parties.  

3.3 Management  of  the  infrastructure  A  description  should  be  given  of  the  intended  management  structure,  etc.  of  the  future  established  infrastructure,  including  a  description  of  composition,  role,  formal  competence  and  responsibility  and  managerial  relationship  with  the  host  institution.    

An  account  should  be  given  of  the  expected  function  and  composition  of  any  advisory  bodies  for  the  infrastructure,  such  as  a  scientific  advisory  committee  or  user  groups.  

Re  C:  Budget  A  proposal  must  contain  a  completed  template  "DM  pilot  project  Budget  for  proposal"  (Excel  spreadsheet).  

The  budget  template  is  available  for  download  at  http://www.deic.dk/datamanagement/projekter_og_piloter/pilot_projektcall  

Re  D:  Letters  of  support  and  any  other  appendices  As  a  minimum,  signed  letters  of  support  must  be  attached  from  the  institutions  that  act  as  main  proposer  and  co-­‐proposers.  

The  letters  of  support  must  indicate  that  the  institutions  are  willing  to  provide  the  required  co-­‐financing  of  the  pilot  project.  Other  appendices  may  be  attached  as  required.    

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5. Evaluation  criteria  An  application  will  be  evaluated  in  accordance  with  the  project's  fulfilment  of  the  following  criteria:  

1. The  project  must  only  develop  research  data  management  infrastructure.  

2. The  project  solution  may  address  only  a  part  of  the  research  data  lifecycle,  but  should  take  into  account  other  possibly  related  parts,  including  dissemination.    

3. The  project  must  be  rooted  in  (at  least)  one  research  group.  The  project  must  solve  major  problems  for  the  researchers  in  relation  to  data  management,  and  the  problem  owner  must  be  an  active  researcher  affiliated  to  a  Danish  university  who  is  clearly  committed  to  the  project  and  its  results.  

4. Development  and  testing  of  the  product  of  the  project  must  be  user-­‐based.  

5. The  project  must  be  proposed  in  a  binding  partnership  between  at  least  three  universities,  and  it  may  also  include  archives  and  research  libraries.  

6. The  task,  which  the  pilot  project  aims  to  perform,  must  demonstrate  added  value  in  addition  to  the  existing  task  portfolios  of  the  institutions  concerned.  

7. The  project's  end  product  must  be  sufficiently  mature  to  either  be  able  to  form  the  basis  for  subsequent  applications  to,  for  example,  NUFI  for  funds  for  the  establishment  of  an  operational  national  infrastructure,  or  render  probable  that  an  immediate  commissioning  is  possible.  

8. A  sustainability  plan,  including  financial  sustainability,  over  an  extended  period  of  time  must  be  included  in  both  the  project  application  and  the  final  reporting.  

9. The  project  solution  must  be  based  on  generally  accepted  technical  standards  with  a  view  to  ensure  software,  system  and  platform  compatibility  and  interoperability.  

10. The  project  solution  is  expected  to  use  Open  Source  technologies,  and,  where  this  is  not  possible,  proprietary  software  may  be  used  if  it  uses  open  standards.  

If  a  criterion  cannot  be  fulfilled,  this  must  be  explained  in  the  proposal.  

In  addition  to  the  above  criteria,  it  will  be  emphasised  that  the  entire  portfolio  of  successful  proposals  represents  variation  across  the  main  academic  areas.  

   

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6. Processing  procedure  DeIC  Board  of  Directors  and  DEFF’s  steering  group  has  the  final  authority  to  grant  funds.  There  will  not  be  a  peer-­‐review  process  –  instead  the  process  is  the  following:  

— The  proposals  for  data  management  pilot  projects  are  received  and  processed  by  the  DM  Forum  secretariat,  which  then  submits  the  proposals  to  the  DM  Forum.    

— DM  Forum  has  the  overall  task  of  preparing  the  basis  for  decisions  about  the  prioritisation  and  possible  financing  of  the  pilot  projects,  i.e.  make  recommendations  to  the  data  management  Change  Advisory  Board.    

— The  data  management  Change  Advisory  Board  evaluates  the  proposals  and  communicates  its  recommendations  on  the  implementation  of  the  national  pool  of  funds  for  data  management  pilot  projects  to  the  DeIC  Board  of  Directors  and  DEFF’s  steering  group  

— The  DeIC  Board  of  Directors  and  DEFF’s  steering  group  decides  which  proposals  for  pilot  projects  that  will  be  granted  funding.  

— It  is  expected  that  the  DM  Forum  secretariat  will  announce  in  early  2016  which  proposals  has  been  granted  funding.    

Information  about  DM  Forum’s  rules  of  procedure  can  be  found  at  http://www.deic.dk/datamanagement/nationalt_DM_forum.  

Please  note  that  the  proposer  does  not  have  ownership  of  the  proposal.  For  instance,  efforts  may  be  made  to  incorporate  additional  institutions  in  the  pilot  project's  open  consortium.  

Attention  is  also  drawn  to  the  fact  that  the  DM  Forum  secretariat  reserves  the  right  to  publish  the  submitted  proposals.  

   

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7. Contact  information  Questions  of  a  general  nature  on  the  call  text  and  processing  of  pilot  project  proposals  may  be  sent  to  the  chair  of  the  National  Forum  for  Research  Data  Management,  Henrik  Pedersen  [email protected]  

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Appendix:  Life  cycle  model