Data center relocation to vasby – weekend migration plan ... · data center relocation to vasby...

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DATA CENTER RELOCATION TO VASBY WEEKEND MIGRATION PLAN FOR INET (CASH EQUITY) JUNE 17-20 (INCL ROLLBACK FRAMEWORK)

Transcript of Data center relocation to vasby – weekend migration plan ... · data center relocation to vasby...

Page 1: Data center relocation to vasby – weekend migration plan ... · data center relocation to vasby weekend migration plan for inet (cash equity) june 17-20 (incl rollback framework)

DATA CENTER RELOCATION TO VASBY

WEEKEND MIGRATION PLAN FOR INET (CASH EQUITY)

JUNE 17-20

(INCL ROLLBACK FRAMEWORK)

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CONTENTS General information Detailed schedule for INET (Cash Equity trading)

- INET – Friday June 17 - INET – Saturday June 18 - INET – Sunday June 19 - INET – Monday June 20 - INET Support

Rollback Framework - Rollback Plan - Rollback Framework - Rollback Process - Check-Point 1: Ready to Start Rollback Process - Rollback Process - Check-Point 2: System(s) restored - Rollback Process - Check-Point 3: Connectivity restored - Rollback Process - Check-Point 4: Market state verified - Rollback Process - Check-Point 5: Rollback process completed Feedback and questions

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GENERAL INFORMATION

• This presentation outlines the detailed weekend plan for June 17-20, 2016:

- New INET platform promoted to primary Production site in VASBY. PORT to

remain as failover site. Old platform in LUNDA discontinued

• For further information regarding the Data Center Relocation project, please visit

our website:

- http://www.nasdaqomx.com/transactions/technicalinformation/data-center-

relocation

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DETAILED SCHEDULE FOR INET

(CASH EQUITY TRADING)

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INET – FRIDAY JUNE 17

TIME (CEST) DESCRIPTION

15:00 Nasdaq will communicate that migration of INET to the new primary site in VASBY will be initiated during the evening

18:05 INET closed for logins

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INET – SATURDAY JUNE 18 TIME (CEST) DESCRIPTION

14:00 Nasdaq will communicate that promotion of INET to the new primary site has been completed, and customer login test will start

14:00 – 17:00 INET Production login test. One or several of the following tests should be performed depending on how you access the market: - Login to the following INET protocols in VASBY: FIX , OUCH, FIX DROP, TCP ITCH,

ITCH for Reported Trades, GLIMPSE - Join ITCH Multicast

System state during login test: - No markets available - No order or trade report entry - Orders and trade reports will be rejected - ITCH Multicast will disseminate heartbeats only

17:00 (at latest) Customer shall report their login test results and ready for go live. Send e-mail to [email protected] with the following information: - Connectivity test successful (Y/N) - Ready for go-live (Y/N)

19:00 Go/NoGo Decision. Nasdaq to communicate INET status in VASBY: Migration completed or Rollback initiated

TBD In case of Rollback: Rollback activities as announced on Saturday June 18 at 19:00 CEST

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INET – SUNDAY JUNE 19

TIME (CEST) DESCRIPTION

No planned activities

In case of Rollback:

TBD In case of Rollback: Rollback activities as announced on Saturday June 18 at 19:00 CEST

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INET – MONDAY JUNE 20

TIME (CEST) DESCRIPTION

Schedule running as normal Production

06:45 Login

08:00 Pre-Open

09:00 Trading starts

17:25 Closing auction

18:05 INET closed for logins

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INET SUPPORT

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INET (Cash Equity) technical support and member configuration:

+46 8 405 6410

[email protected]

Co-Location related issues:

[email protected]

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ROLLBACK FRAMEWORK

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ROLLBACK PLAN

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• A Rollback decision by Nasdaq is a consequence of major problems in the new Production

environments in VASBY

• Correcting issues and continuing in the new environments is always the preferred option

• In case of major problems, Rollback is considered when

– The fundamental reason of the failure is not clearly known

– The estimated time to fix the problem is not known

– The consequences of the incident vary among the members

– The full impact of the failure is not directly visible

– Interfaces and databases have become unavailable

– By the final decision point there are major problems where estimated time to fix is

unknown

• Decision to Rollback has to be taken based on the information available even though it

might be partial or inaccurate

• Customers are asked to be prepared for a potential Rollback during the Launch Weekend

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ROLLBACK FRAMEWORK

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• The Rollback Process starts from the decision to Rollback

• After the Rollback decision is taken, Nasdaq and the Customers will start a jointly

coordinated Rollback Process

• The Rollback Process will be synchronized using five check-points (CP)

• A check-point is a point in time during which the completion of the check-point related

activities will be reviewed (i.e comes at the end of a group of activities, not at the beginning)

• The schedule of the check-points will be presented in relation to the Rollback decision

• At each check-point the participants will report their status and readiness to proceed with

the Rollback

• At each check-point the overall progress of the process will be reviewed and instructions

how to continue will be provided to all parties involved

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ROLLBACK FRAMEWORK ROLLBACK PROCESS OVERVIEW

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VASBY Migration Genium INET and/or INET

LUNDA System in Production Rollback Process

Nasdaq Rollback Decision

Rollback Completed

CP1: Ready to Start Rollback Process

CP2: Systems restored

CP3: Connectivity restored

CP4: Market state verified

CP5: Rollback process completed

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ROLLBACK PROCESS CHECK-POINT 1: READY TO START ROLLBACK PROCESS

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Purpose of the check-point To verify that all parties involved are ready to start the Rollback process

Estimated Time One hour after Rollback decision

Activities until the check-point Rollback status meeting IT Notice sent out Individual contacts with the market taken Preparations to start the Rollback process

Activities involving external participants

External participants are informed about the Rollback decision via IT notices External member readiness verified for Rollback (customers contacted) Preparations to start the Rollback process

Conclusion at the check-point The Rollback decision and the related process have been communicated to all internal and external participants. Readiness to proceed

CP1 CP2 CP3 CP4 CP5

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ROLLBACK PROCESS CHECK-POINT 2: SYSTEM(S) RESTORED

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Purpose of the check-point To evaluate the success of the Rollback activities and acknowledge readiness to start the connectivity test

Estimated Time To be communicated after CP1

Activities until the check-point Nasdaq restores back to LUNDA

Activities involving external participants

Nasdaq communicates to the market that Environment(s) have been restored Confirm connection test start time Necessary reports delivered to participants Participants report on their Rollback results

Conclusion at the check-point All Nasdaq systems have been restored successfully to LUNDA and are ready for connectivity

CP1 CP2 CP3 CP4 CP5

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ROLLBACK PROCESS CHECK-POINT 3: CONNECTIVITY RESTORED

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Purpose of the check-point Market connectivity and system status verified

Estimated Time To be communicated after CP2

Activities until the check-point Support participants LUNDA Environments startup

Activities involving external participants

Test the participant connectivity to all systems Participants report on their connectivity test results

Conclusion at the check-point Participants have restored the connectivity to the LUNDA Environments

CP1 CP2 CP3 CP4 CP5

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ROLLBACK PROCESS CHECK-POINT 4: MARKET STATE VERIFIED

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Purpose of the check-point Communicate connectivity and system status

Estimated Time Depending on result of connectivity tests and system status (CP3)

Activities until the check-point Support participants

Activities involving external participants

Support the market participants by providing information to help i.e. the reconciliation process Participants report status to Nasdaq

Conclusion at the check-point The market state in the previous system is consistent

CP1 CP2 CP3 CP4 CP5

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ROLLBACK PROCESS CHECK-POINT 5: ROLLBACK PROCESS COMPLETED

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Purpose of the check-point Verify that everything is ready to open the market for trading

Estimated Time Immediately after Market verified status OK (CP4)

Activities until the check-point Communication to the market that process is completed and market will be open for trading

Activities involving external participants

Send out a summary of the Rollback process and inform about the details of the coming trading day

Conclusion at the check-point Ready for production

CP1 CP2 CP3 CP4 CP5

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FEEDBACK AND QUESTIONS

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Feedback and questions regarding this presentation can be directed to

Nasdaq Technical Relations: [email protected]

Data Center Relocation to VASBY - Weekend Migration Plan for INET