D Sb. D - Judicial · PDF file>fses (ncng : t : sses) Gss . value at . nd Tcios ngong d ......
Transcript of D Sb. D - Judicial · PDF file>fses (ncng : t : sses) Gss . value at . nd Tcios ngong d ......
POSITION NAME OF ORQANIZATION!ENTITY
PARTIES AND TERMS
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Reporl Required by the EthicsAOJ() F1NANCIAL DISCLOSURE REPORT in Government Act of 1978Rev. 111010 FOR CALENDAR YEAR 2009 (5U.S.C. app. §§ 101-111)
1. Peno• Reporting (last name, first, middle initial) 2. Coart or Organizatioa 3. Date of Report
Tymkovich. Timothy M. Tenth Circuit Court of Appeals 08/1212010
4. Title (Article ID jtidges indicate active or senior status; Sa. Report TYJ>e (check appropriate type) 6. Reporting Period magistrate judges indicate full- or part-time)
Nomination, Date 01/01/2009DU.S. Circuit Judge -- Active toInitial Annual FinalD 0 D 12131/2009
Sb. D Amended Report
7. Chambers or Office Address 8. Oe tile basis of tile illformatioa aiatailled la tills Report aad :aay modifiatlons pertiiniag tlien:to, it is, iB my opinioa, la compliua:
1823 Stout witll applicable laws od regnlati&ns.
Denver, CO 80202
Reviewiag Officer ___ Dtite
IMPORT ANT NOTES: The instructions ll«Ompanying this form mRSt be followed. Complete tdl parts. checking the NONE box for each part where yo11 have nt> reperlable infonnation. Sign on last page.
I. POSITIONS. (Rqwrting int1M4tu1l on{p; &UJ11'- ?-JJ of filing instructions.)
0 NONE (No reportable positions.)
1. member 230 Joint Venture
2. Member, Power of attorney 433 Joint Venture
3. Member HHTLLC
4.
5.
H. AGREEMENTS. (Reparting Individual only; see pp. 14-16 off/ling instructions.)
D NONE (No reportable agreements.)
I.2003 Hale Hackstaff 401K plan
2.2003 withdrawal agree.men! Hale Hacksmff Tymkovich ILC
3.2003 433 Joint Venture
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4. 2003 HHTLLC
5.2004 230 Joint Venture
SOURCE INCOME
SOUR.CE AND TYPE
SOURCE LOCATION PURPOSE ITEMS PROVIDED
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Name of Penoa Rep<1rting Date of Report FINANCIAL DISCLOSURE REPORT
Tymkovich, Timothy M. Page2 oflO 08/1212010
ID. NON-INVESTMENT INCOME. (Reportingim!Millllilandspot<Se:see11p. n-uoffilincinstruciions.J
A. Filer's Non-Investment Income
D NONE (No reportable non-investment income.)
AND TYPE
1. 08109 Lexis Nexis -- publication royalties I
(yours, not spouse's}
$4,500.00
2.
3.
4.
B. Spouse's Noa-lo.vestment lo.come - q,_ -• '4u1llg IU9p;111JQ11. ofa.e rq>IN1illg ,.,..,.. /11iB &el."JilNI.. (Dollar amounr not required except for ht>noraria.)
D N01'.'E (No reportable non-investment income.)
J. 2009 self-employed - writer
2.
3.
4.
IV. REIMBURSEMENTS - transportatimt, Wging,faod, mlallzinmmt.
ancJudes those to spowsc and dq>endcnt children; see pp. 25-27 of filing instructions.)
NONE (No reportable reimbursements) D PAID OR
]. Northwestern Univernity 5109 Chicab'O moot court travel, meals, hotel School of Law
2. Fed Judges Ass'n 5/09 Washington DC meeting travel, meals, hotel
3. DRI 4/09 Chicago presentation travel, meals, hotel
4. USPTO 7/09 Yalta faculty travel, meals, hotel
Albuqueque presentation travel, meals, hotelNew Mexico Bar Ass'n 10/095.
6. Federalist Society 10/09 Chicago presentation travel, meals, hotel
SOURCE DESCRIPTION
CREDITOR DESCRIPTION YALlJECODE
FJNANCIAL DISCLOSURE REPORT
Page 3 oflO
Name ef Persoll Reporting Date of Report
Tymkovich, Timothy M. 08/12/2011)
V• GIFTS. (lnr:Jud13 those to spollSe aNl dependent children; supp. 28-31 of filing insfl'uctions.)
{Z] NONE (No reportable gifts.)
VALUE
I.
2.
3.
4.
5_
VI. LIABILITIES. (lncllldo IJHlse BfBfHHIU olttldqelllknlc/lil4rrn; see pp. 32-13 Bf filing IMkuciUHu.)
D NONE (No reportable liabilities.)
1. Countrywide rental mortgage L
2. Schwab line ofaaiit M
3. Countrywide mortgage N
4. Schwab N
5.
B. :
(5)
i
I
8.
T
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reporting period
(1) (I)
2.
hlcome during
N.ame ofPerson Reporling Date orReportFINANCIAL DISCLOSURE REPORT .. Page 4 oflO Tymkovich, Timothy M. 08/1212010
VII. INVESTMENTS and TRUSTS-w-e,w111U,1ramacwms(lnchvksa-""fspousemu1Jepou/en1driklrar;_.pp.3-Ufofjilingmstnu:lions.>
D NONE (No reportable income, assets, or transactions.)
A. c. D.
Description <>fAssels
(including trust assels) Gross value at end Transactions doting.reporting period ofreporting period
(2) (1) (2) (3) (4) Typc(e.g., Date Value Gain Identity of buy, sell. mm/dd/yy Code2 Codel buyer/seller
redemption) (J-P) (A-H) {ifprivate transa<:tion)
(2) Place "(X)" after each asset
exempt from prior disclosure Amount Value VaineType(e.g.,Code I Code2 Methoddiv., rent, (A-H) or int) (J-P) Code3
(Q-W)::
1. Schwab Money Marl<et Fund B Interest M T
Mem11 Lynch Bank USA c Interest J T
3. Advanced Fiber Commn. None J T
4.
5. Agilent Technology None J T
6. Air Methods None J T J
7. AT&T A Dividend J T
Comcast A Dividend J T
9.
!()_
Wyeth (fonnerly American. Home Products)roerged with Pfuer
Bank ofAmerica
F
A
Dividend
Dividend K T
Merged (with line 64)
10/01/09
11. Treasury Bond A Interest J T
12. Treaswy Bond A Interest J
13. Treasury Bond A Interest J T
14. Treasury Bond A lnterest J T
15. Northeast Bond A lnlerest J T
16. Coca Cola A Dividend K
17.
I. Income Gain Coda:
(SeeCOOmmo Bl mid 04) 2 Value COOcs
(See Cohmms Cl mxl Ll3)
3. Vahle Method Codes (See ColumD Cl)
---·······-·······-·······-·······-·-
A -Sl,000 or !es>
.F -$50,001 -$100.000
J -SJ5,000 or less
N =$250,00J - $500,000
P3 -$25,000,001 - $50,000.000
Q Appr1'isal U"'6ookVlllD< ··-···-··---·-···---
B-$1.001-$2.500
0-$100,001 - $1,000,000
K-$15,001- $50,000
0 =$500,001- Sl.000,ooo
R=Cost (Real £stat< Only) V--Olltet
T
c =$2,501 -$5,000 Bl -$1,000,001 - $5,000.000
L =$50,001- $100,000
Pl=$l,000,001 - $5,000,000
P4 =More than $50,000,000
s =Assessment
w =Estimalal
D =$5,001 - $15.000
H2 =More 1liao $5,000,000
M -$100,001 - $250,000
P2 =$5,000.00J - $25,000,000
T-o.shMarl:.ct '"'""'' -1
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(I} (4)
30.
33.
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Name of Person Reporting Dale of Report FINANCIAL DISCLOSURE REPORT
Page 5of10 Tymkovich, Timothy M. 08/1212010
VII. INVESTMENTS and TRUSTS -ineoare, wllae, tramadions (lncllllles lhMe Df $p{J1'Se""" dependent cflildren; see pp. 34-60 of .filing imfniction&)
0 NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Descriptionof Assets Income during Gross value at end Transactions during reporting period (including trustassets) reporting p<riod of reporting period
(2)(1)Amount (2) (I) (2) (3) (5) Place "(X)" after each asset
exempt trom prior disclosure I ValueType(e.g.. Date Value Ga.in ldentily of Value Type(e.g.,i Code I Code2div., rent, Method buy, sell, Code2 Code!mm/dd/yy buyer/seller • (A-H) ocint) (J-P) \.ode 3 redemption) (if private (J-P) (A-H)
18. General Electric
19. Freescale Semi A
20. Hewlett Packard B
21. IBM A
22. Imation A
23. Intel A
24.
25. Johnson & I obnson A
26. KeyC.Oip. A
27. Micron Technology B
28. Microsoft
29. 3M A
Dividend N
Dividend J
Dividend L
Dividend K
Dividend J
Dividend M
Dividend K
Dividend I
Distnbution
None L
Dividend IC
transaction) (Q-W) · ···· ·-------"
T
T
T
T
T
T
T
T
Sold 12102/09 J
T
T
Motorola B Dislnbulion Sold IW0/09 J
31. Nokia A Dividend J T
32. Paychell: A Dividend K T
Sara Lee Dividend J T
34. Schwab Total Stk
l .Jncrune Gain COO.:.:
(Sec Colrmms Bl and 04) 2. Value Codes
(Soc CohwmsCl and D3)
3. ValueMolhod Codes (Sec Column C2)
c Dividend K
--- --·····-· -----------------··
A •Sl,000« Jess B -St,001 • $2,500
F ""50,001 • SI 00,000 0 -$100,001 • $1,000,000
J =SU,000 ,..1ess K =SIS,001 • $50,000
N =S2SO,OCH • SS00,000 0 =$500,001. $1,000.000
Pl szs.000.001. sso.000.000 R =Coot (Re>! F.stltc Only)
U=!lool:Valuc Q =Apprajsal
V=Olba
T
C Ut-$5,000
HI -SI ,000,001 • $5,000.000
L=SS().001 -$100,000
PI =Sl.000,00I • SS,000,000
P4 =Moo: lhan $50.000,000 S=
w =EStimalod
D ss.001- s1s,ooo
H2 =More tb3!l$5,000,000
l M SI00,001 • $250,000
P2 .000,00l • $25,000,000
T=<'-"SbMamt I i
Interest
L
45.
50.
51.
Name of Penoa Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 6of10 Tymkovicb, Timothy M. 08/1212010
VII. INVESTMENTS and TRUSTS -mm-. wU-. tran.uu:tions(lnd1111a t1u>seofspo11SL1 llltddLpendentdrildren;supp. 3Ultefji/ingmstmctibns.)
D NONE (No reportable incon;e, assets, or transactions)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
35. Tell Labs
B. C. D.
Income dming Gross value at end Traru;actions during reporting period repmting period of reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type(e.g., Value Vaine Type (e.g., Date Value Gain Identity of Code I div tenl, Code2 Method bay, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) orinl) (J-P) Code3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
B Dividend J T
36. Templeton Developing A Dividend J T
37. Templeton Emerging Markets A Dividend J T
38. Voyageur Colorado Fund A J T
39. Walmart A Dividend M T
4-0. Hale Hackstaff Tymkovich None w
41. Northwest Mutual insurance cash value B Interest K T
42. Coca Cola A Dividend J T
43. Government Trust Bond A Interest J T
44. Treaswy Bond I A Interest K T
Treaswy Bond II A Interest J T
46. Treasury Bond llJ A Interest J T
47. Treaswy Bond N A Interest J T
48. Johnson & Johnson A Dividend K T
49. TreasuryV A Interest J T
TreaswyVJ A Interest J T
Treasury VlI A Interest J T
I. Income Gain Codes: A =$1,000 or less B =$1,001- Sl,500 c =$2,501 - $5,000 D =$5,001 • $15,000
(See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001- $1,000,000 Ht =$1,000,001 - ss,000,000 112 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 - SS0,000 L=SS0,001-$100,000 M =$100,001 - $250,000
(SecColumns Cl and 03) N =$250,001 • $500,000 O =$500,001 - Sl,000,000 Pl =SJ ,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
Pl =$25,000,001 - $50,000,000 P4=Mon:1han $50,000,000
3. Value Method Codes Q=Appraisal R =Cos! (Ra! E.<tm: Only) S=As=sment
(SeeCo!mnn C2) U =Book Value v W=Estimat<d
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IBM
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FINANCIAL DISCLOSURE REPORT
Page 7of10
Name of Person Reporting
Tymkovich, Timothy M.
Ible of Report
08/1212010
VII. INVESTMENTS and TRUSTS - ina>me, wUIU!, transtzctions (lnduJes du>se of $p011Se and t/qJauktd chilmn; Sll pp. 34-61 of filinK btttnclitnu.)
D NONE (No reportable income, assets, or transactions.)
A . B. c. D.
Description of Assets Income during Gross value at end Transactions dnring "'J>Orting period (including trust assets) reportin g period ofreporting period
(I) (2) (1) (2) (I) (2) (3) (4) (S)Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of
exempt ftom prior disclosure Code I div., rent, Code2 Method buy, sell, mm/ddlyy Code2 Codel buyer/seller
(A-H) or int) (J-P) Code3 redemption) (J-P) (A-lf} (if private
(Q-W) transaction)
52. Treaaury VIII A Interest J T
53. Treasury IX A Interest J T
54. TreaswyX A Interest J T
55. Walmart A Dividend K T
56. General Electric A Dividend
57. A Dividend K T
58. Microsoft B Dividend L T
59. Motorola A Dividend J T
.60. Verigy None J T
61. Walmart A Dividend K T
62. Wells Fargo A Dividend K T J
63. 230 Joint Venture (Co ren1alXSIOO,OOO; A Rent L R 10/2004) Colorado)
64. Pfizer B Dividend J T
65. HIITLLC c Distribution M T
66. 433 Joint Venture, Co. condo ($100,000, A Rent L R 812003)
67. Dimension Fund G Dividend N T M
68. Pimco D Int/Div. J T Buy 06/01/09 J
I. lneome Gain Codes: (See Columns Bl and D4)
2. Yalu< Codes (See Cohmmo Cl and 03)
------ ... --------------- .. . A=$1.000orJ ...
F 0<$50,001 • $100,000 J "$15,000 or Jess N ruo,001 - SS00,000
B =$1,001 - $2,500 G =$100,001 - Sl,000,000
K. =$15,001 • $50,000 0 =$500,001- $1.000,000
0=$5,001- $15,000 M,;:ooc...000--1<;; =$2,501 - $5,000
HI =$1,000,001 - sS,000,000 H2 =Mon: than $5,000,000
L =$50,001 • $100,000 M =$100,001 - $250,000 Pl =$1,000.001 • $5,000,000 l'2 =$5,000.001 - $25.000,000
l'3 =$2.5,000,001 • $50,000,000 P4 =More than SS0,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real F.otaJe Ooly) s =Assessment T 9:ash Market I( Column C2) U =Boo!: Value V=Olh..- w =Estima!ed I
B. c. i : : :
!
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D.
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(I) (I) (I)
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Name of Person Reporting Date or ReportFINANCIAL DISCLOSURE REPORT
Page 8of10 Tymkovich., Yunothy M. 08112/2010
VII. INVEST.MENTS and TRUSTS- Wll-,lrmr8aefiom (Inebulat1touof:rpoasunddepaulentchihlren;seepp.34-611uf.filinginst111.cti•=J
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets Income dwiog Gross value at end Transactions during reporting period
(including trust assets) reportingperiod ofreporting period
(2)(2) (2) Place "(X)" after each assel Amount Type(e.g., Vaine DateVaine Typc(e.g.,
(3) (4) (5) Value Gain Idcntilyof
69. Russell 3000 Index Fund A Dividend K T
70. Russell Mid Cap Value Fund A Dividend J T
71. Russell 2000 Index Fund A Dividend J T
72. MSCI All Cowrtry World Ex-US Index Fund
A Dividend J T
B =·Sl,001 • $2,SOO C =$2,SOI • $5,000
G =$100,001 - Sl,000,000 HI =$1,000,001 - SS,000,000
K =$15,001 - $50,000 L=$50,00l -$100,000 0 =$500,0(11 - $1,000,000 l'l =$1,000.001 - $5,000,000
D=SS,001-$15,000
H2 =M= lb.au ss.000.000
M 4100,001-$250,000
P2 =$.S,000.001 • $25,000.000
P4 =Mme llmo $50,000,000
R "-(.._(Real Eotmi: Only) s v =Other W =Estimated
-- ---
I. Iuoome Gain Codes: A -$I ,llOO or lcso
(Sec Column8 Bl and 04) F-SS0,001-SIOO.OOO
2-Vaine Codos J =SI S,000 or less
(Sec Columns Cl and D3) N -$2S0,001 • $SOO,OOO
J'3 =$2.5,000,001 - $50,000,000 3. Vaine Method Coclos Q =Appraisal
(Sec Column CZ) U =Book Value
Code l div., rent, Code2 Methodexempt from prior disclosure buy, sell. I (A-H) redemption)or inl) (J-P) Code3
(Q-W) -----····-·
mmldd/yy Code2 Code I
(J-P) (A-H) buyer/seller (ifprivalc
transaction)
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Date ef Report Name ef Peno11 ReportiagFINANCIAL DISCLOSURE REPORT
Page 9of10 Tymkovich, Timothy M. 08/12i2010
VITI. ADD'fflONAL INFORMATION OR EXPLANATIONS. (IndkatepmtofRqort.J
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N""'e ef Person Reportiag Dste ofReportFINANCIAL DISCLOSURE REPORT
Page 10 oflO Tymkovich, Timothy M. 08/1212010
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, ifany) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory prov.Wons permittingllllil-disclosJue..
I further certify that earned inrome from outside employment and .honoraria and the acceptance of gifts which have been reported are in compliance with tbe provisfons of S U..S.:C. app. §SIU et. ·seq., ·s U.S.C. ·§ 7353, ·and Jir'didalColifetciifongruatfons.
NOTE ANYlNDIVlDUAL WBO.ICNOWINGLY AND''WILFULLY ll'Al'.SIFIESOR FAnSTO li1IETHISREPORTMAYBE'stiBJECTTO CIVIL AND CRIMlNAL SANCTIONS (5 U.S.C. app. § 104)
FlLlNG INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office ofthe United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544