CoQan, Brian M - Judicial Watch...FINANCIAL DISCLOSURE REPORT Page 6of15 Name of Person Reporting...

AO JO

Rev. 112011

Report Required by the EthicsFINANCIAL DISCLOSURE REPORT in Government Act of 1978

FOR CALENDAR YEAR 2010 (5 U.S.C. opp.§§ 101-1 I J)

1. Person Reporting (last name, first, middle initial)

Cogan, Brian M.

2. Court or Organization

U.S. District Court, ED of NY

3. Date of Report

05/15/2011

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

U.S. District Judge - Active

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [{] Annual

Sb. D Amended Report

D Final

6. Reporting Period

01/01/2010

to

12/31/2010

7. Chambers or Office Address

US Courthouse 225 Cadman Plaza East Brooklyn, NY 11201

8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date

JMPO RT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

[{] NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I.

2.

3.

4.

5.

JI. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

3.

CoQan, Brian M.

2.2010

FINANCIAL DISCLOSURE REPORT

ofl5

N arne of Person Reporting

Cogan, Brian M.

Date of Report

05/15/2011

III. NON-INVESTMENT IN COME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I.

2.

3 .

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.2010 Hogan Lovells US LLP, Attorney

Hogan Lovells International LLP, Attorney

3.

4.

IV. REIMBURSEMENTS - transportation, lodging.food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

D NONE (No reportable reimbursements.)

SOURCE DATES LOCATION

I. Federal Judicial Center March 4-5, 2010 Durham, NC

2 . Federal Bar council October 1-3, 20 I 0 Lenox, MA

3. New York State Bar May 21-23, 2010 Bolton Landing, NY

Association

4. Federal Judicial Center October 28, 20 I0 New York, New York

5. Federal Judicial Center March 26-April 3, Ecuador

2010

PURPOSE

The Law and Terrorism Seminar

Fall Bench and Bar Retreat

Commercial and Trading

Litigation

Preparation of2009 FDR

Internet Charges

ITEMS PAID OR PROVIDED

Seminar, transportation, meals, hotel

Meeting package and meals

Transportation, hotel and food

Professional fees

Internet Charges

5.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

of15 Cogan, Brian M. 05/15/2011

V. GIFTS. (Includes those to spouse and dependent children; see pp. 18-31 of filing instructions.)

[{] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

3.

4.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 31-33 of filing instructions.)

D NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

I. Chase Visa Credit Card

VALUE CODE

2. Amex Platinum Credit Card K

3.

4.

5.

(J-P)


of15

Name of Person Reporting

Cogan, Brian M.

Date of Report

05/15/201 I

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those of spouse and dependent children; see PP· J4-6o of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(!) (2) (!) (2) (I ) (2) (3) (4) (5) Place "(X)"' after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

Code I exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller

(A-H) or int.) Code 3 redemption) (J-P) (A-H) (if private

transaction)(Q-W)

I. JPMorgan Chase Bank account A Interest M T

2. Housing Programs Limited, Partners, A Int./Div. J u partnership

3. Compark Owners Corp., stock, (preferred) A Dividend J u

4. Brokerage Account #8

5. - JP Morgan TR I NY Muni Money MKT B Dividend M T Fund

6. - Franklin Templeton Funds NY Tax Free A Dividend K T Income

7. Brokerage Account # 10

8. - JPMorgan TR I Prime Money Mkt FD A Dividend J T

9. - Reserve Fund Primary Fund Treasury A Distribution Closed 12/31/10 J Class

IO. - Causeway International Value Fund A Dividend J T

I I. - Cullen High Dividend Equity Fund A Dividend J T

12. - Davis New York Venture Fund Inc. Cl A A Dividend J T

13. - Harbor Small Cap Value Fund A Dividend J T

14. - !shares Tr Barclays 1-3 Yr Treas.(ETFS) A Dividend J T

15. - !shares MSC! EAFE Index Fund (ETFS) A Dividend J T

16. - !shares Trust Russell Midcap Index Fund A Dividend K T (ETFS)

17. - !shares Russell 2000 Growth Index Fund A Dividend J T (ETFS)

I. Income Gain Codes: A =$1.000 or less B =$1.001 -$2.500 C =$2,50 I - $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(Sec Columns BI and 04) F =$50,001-$100,000 G =$100,001 - $1,000,000 HI =$1,000,001 -$5,000.000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,00I -$50.000 L =$50,001 -$100,000 M =$100,001 -$250,000

(Sec Column!\ Cl and DJ) N =$250,001 -$500,000 0 =$500,00I -$1.000,000 PI =$1,000,00 I -$5,000,000 P2 =$5,000,00 I -$25,000,000

rJ =$25.000.001 - s5o,ooo.ooo P4 =More than $50,000,000

3. Value Mi..•\hod Codes Q "'Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =£look Value V =Other W =Estimated

(I) (I) (5)


of15


Cogan, Brian M.

Date of Report

05/15/2011

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see PP• 34-60 of filing instructions.) -


A. B. c. D.



(I) (2) (2) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

18. -!shares Trust Barclays US Aggr Bond Fund A Dividend J T

19. - Janus Adviser Ser Forty Fund None J T

20. - PIM CO High Yield Fund Cl A B Dividend K T

21. -Thornburg Intl Value Fund A Dividend J T

22. - SPDR Dow Jones REIT (former! SPDR A Dividend J T Ser Tr DJ Wilshire)

23. - Powershares DB Commodity Index None J T

24. Brokerage Account# 14

25. - JP Morgan TR I NY Muni Money MKT

Fund (Y)

26. Brokerage Account #16

27. - Alliance Bernstein Intl Value Fund CL A

(Y)

28. - Alpine International Real Estate Equity A Dividend K T Fund

29. - Alger Smidcap Growth Fund Cl A None K T

30. - Aston Funds Montag & Caldwell Growth A Dividend K T Fd

31. -Baron Asset Fd I Opportunity Fund None K T

32. - Blackrock New York Muni Fund Cl A c Dividend L T Sold

(part)

33. - Columbia FDS SER TR Small Cap Value A Dividend J T II FD

34. -Causeway International Value Fund A Dividend K T Investor Class

see note in Part VIII


10/07/10 K c

I. Income Gain Codes: A =$1,000 or less B =$1.00 I -$2,500 C =$2,50 I -$5,000 D =$5.001 -$15,000 E =$I 5.001 - $50,000

(Sec Columns BI and 04) F =$50,001 - $100,000 G =$100,001-$1,000,000 HI =$1,000,00 I • $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,00 I -$50,000 L =$50,001 -$100,000 M =$100,001 - $250,000

(Sec Columns CI and DJ) N =$250,001 -$500,000 0 =$500.00 I -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I - $25,000,000

PJ =$25,000,001 -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R --Cost (Real Estate Only} S =Assessment T =Cash Market

(Sec Column C2) U =Dook Value V '-Other W =Estimated

(3) (5)

(Q-W)


of15


Cogan, Brian M.

Date of Report

05/15/2011

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.J -


A. B. c. D.



{I) (2) {I) (2) (I) (2) (4)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

transaction)

35. - Cullen High Dividend Equity Fund A Dividend K T Buy I0/07/10 K (add'l)

36. - Evergreen Equity TR (Y) see note in Part VIII

37. -Janus Invt FD Fdrty Fd CL S None K T

38. - Jennison Mid Cap Growth Fd Inc CL A see note in Part VIII (Y)

39. -JPMorgan TR I Intl Equity FD CL A A Dividend K T

40. -JPMorgan TR I Strategic Incm B Dividend L T

41. - JPMorgan TR I Tax Free Money Mkt Fd A Dividend K T

42. -Lazard Emerging Markets Port Open SHS A Dividend K T

43. - Legg Mason Western Asset Managed c Dividend L T Sold 10/07/10 J B Muni Fund (part)

44. -Manning and Napier Fund World A Dividend K T Opportunities

45. -Matthews Pacific Tiger Fund A Dividend K T Buy 10/07/IO J (add'!)

46. - Oppenheimer Value FD CL A A Dividend K T

47. -Oppenheimer International Growth Fund- A Dividend K T CLA

48. - Payden Invt Group High Income Fd c Dividend K T

49. - Perkins Mid Cap Value A Dividend K T

50. - Prudential Jennison Mid Cap Gr None K T see note in Part VIII Fd(Forrnerly Jennison Mid )

51. - Prudential Jennison Nat Res Fd A Dividend K T Buy 10/07/10 K

I. Income Gain Codes: A =S 1.000 or less B =S 1,00 I -$2,500 c=$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(Sec Columns BI and 04) F =$50,001 -SI 00.000 G =$100,001-Sl,OOO,OOO HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =S 15.000 or less K =$ 15,00 I - $50,000 L=S50,00l -$100,000 M =$100,00 I - $250,000

(Sec Columns CI and DJ) N =$250.00 I - $500,000 0 =$500,00 I -S 1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I - $25,000,000

PJ =$25.000,001 -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Esiatc Only) S =Assessment T =Cash Market

(Sec Column C2) U =Dook Value v 00thcr W =Estimated

B.

(2)



VII. INVESTMENTS and TRUSTS income, varue, transactions (1nc1udes those of spouse and dependent children: see pp. 34-60 of filing instructions.) -


A. c. D.


(including trust assets) reporting period ofreporting period

(I) (2) (I) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

52. - Rydex SGI Mid Cap Value Fund A Dividend K T

53. -Thornburg Intl Value Fund CL A A Dividend K T

54. - Wells Fargo Advtg Interrndt tax/amt-free B Dividend L T Sold 10/07/10 K B Fund (part)

55. - Wells Fargo Advantage Fds (Formerly A Dividend L T Buy 10107110 K see note in Part VIII Evergreen Equity TR) (add'!)

56. -Wasatch Advisors Funds Inc Small Cap None J T

57. Brokerage Statement# 17

58. JPMorgan TR I Tax Free Money Mkt Fund A Dividend J T

59. - Alpine International Real Estate Equity A Dividend J T Fund-CL

60. -Alger Smidcap Growth Fund CL A None K T

61. -Aston Funds Montag & Caldwell Growth A Dividend K T Fd

62. - Blackrock New York Muni Fund CL A B Interest L T Sold 10/07/10 K B (part)

63. -Baron Asset Fd I Opportunity fd None K T

64. - Columbia FDS SER TR Small Cap Value A Dividend J T II FD CL A

65. -Cullen High Dividend Equity Fund A Dividend K T Buy 10107110 K (add'!)

66. -Causeway International Value Fund A Dividend K T Investor Class

67. - Evergreen Equity TR Intrinsic Value Fund sec note in Part VIII (Y)

68. -JPMorgan TR I Intl Equity FD CL A A Dividend K T

J. Income Gain Codes: A =S 1,000 orless B =S 1,00 I -$2,500 C =$2,50 I -$5.000 D =$5.00 I -$15.000 E =$15,001 -$50.000 '

(Sec Columns BI and 04) F =$50.001 - S I00.000 G =$100.001 - s1.ooo.ooo HI =$ 1,000.00 I -$5,000.000 H2 =More than $5 .ooo.ooo

2. Value Codes J =S15.000 orle" K =$15.001 -$50.000 L =$50.001 -$100.000 M =$I 00.00 I - $250,000

(Sec Columns CI and DJ) N =$250,00 I -$500,000 0 =$500.00 I -S 1.000.000 Pl =$1,000.001 -$5,000,000 P2 =$5,000.001 -$25.000.000

PJ =$25.000.00 I - $50.000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =Other W =Estimated

c.

Description of Assets Income during Gross value at end


(I) (2) (1) (2) (I) Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g.,

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell,

(A-H) or int.) (J-P) Code 3 redemption)

(Q-W)

69. -JPMorgan TR I Strategic Incm Opptys B Dividend L T

70 . -Janus Invt Fd Forty Fd Class S None K T

71 . -Jennison Nat Res Fd Inc (Y)

72. -Jennison Mid Cap Growth Fd Inc CL A (Y)

73. -Lazard Emerging Markets Port Open SHS A Dividend K T

74. - Legg Mason Western Asset Managed c Dividend L T Sold Muni Fund (part)

75. - Manning and Napier Fund World A Dividend J T Opportunities Ser CL A

76. - Matthews Pacific Tiger Fund A Dividend K T Buy (add'I)

77. -Oppenheimer International Growth Fund- A Dividend K T CLA

78. -Oppenheimer Value FD CL A A Dividend K T

79. -Perkins Mid Cap Value Fund A Dividend K T

80. -Payden Invt Group High Income Fd c Dividend K T

81. - Prudential Jennison Mid Cap Gr None K T Fd(Formerly Jennison Mid )

82 . - Prudential Jennison Nat Res Fd (Formerly A Dividend K T Buy Jennison Nat Res) (add'l)

83. -Rydex SGl Mid Cap Value Fund A Dividend K T

84. -Thornburg Intl Value Fund CL A A Dividend K T

85. - Wells Fargo Advg Fd Intrinsic (formerly A Dividend K T Buy Evergreen Eqt lntr

Transactions during reporting period

(2) (3) (4) (5)

Date Value Gain Identity of

mm/dd/yy Code 2 Code I buyer/seller

(J-P) (A-H) (if private

transaction)



10/07/10 J A

10/07/10 J


10/07/10 J see note in Part VIII

I 0/07/10 J see note in Part VIII


of15


Cogan, Brian M.

Date of Report

05/15/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· J4-6o offilinc instructions.)


A. B. D.

I. Income Gain Codes: A =S 1,000 or less B =$1.001 - $2,500 C =$2,50I -$5,000 D =$5,001 -$15,000 E =$15,00 I - $50,000

(See Columns B 1 and D4) F =$50,00 I - $I 00.000 G =S 100.00 I - $1,000.000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =S 15,000 or less K =$15.00I - $50.000 L =$50,00 I - S100.000 M =$100,001 - $250,000

(Sec Columns CI and DJ) N =$250.001 - $500,000 0 =$500.001 - S 1,000.000 Pl =$1.000,00t -$5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25.000.001 -$50.000.000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R •Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U :Book Value V '-·Other W =Estimated



VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.J


A. 8. c. D.



(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller


(Q-W) transaction)

86. -Wells Fargo Advtg Intermdt Tax/Amt - B Dividend L T Sold Free Fund (part)

87. -Wasatch Advisors Funds Inc Small Cap None J T

88. - Goldman Sachs Tollkeeper Fund None J T

89. IRA#! E Int./Div. P l T

90. - Blackrock Provident lnstl FDS Tempfund

91. -Ishares Trust Barclays 1 - 3 YR Trea

92. -!shares Trust Barclays US Aggr Sold (part)

93. -!shares Trust !shares Barclays Treas Inflation

94. - Reserve Fund Primary Fund Tresury Class

95. -Alger Smidcap Growth Fund CL A

96. -Aston Funds Montag &Caldwell Growth

FDCL

97. -Baron Asset Fd !opportunity Fund

98. -Causeway International Value Fund

Investor Class

99. -Cullen High Dividend Equity Fund Buy (add'!)

100. -Columbia FDS SER TR Small Cap Value II

FdCL

IOI. - Evergreen Equity TR (Y)

102. - ING Mutual Funds Global Real Estate Fund

CLA

10/07110 J B

10/07/10 K B

10/07/10 K


1. Income Gain Codes: A=$I .ODOor Jess B =$I .DOI -$2,500 c=$2,501 -$5,000 D=$5,00 I -$I 5,000 E=$15,00J-$50.000

(Sec Columns BI and 04) F=$50,001 -$100,000 G=$100,001. $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J=$15,0llOorless K =$15,001 - $50.000 L =$50,001 -$100,000 M =$100,001-$250.000

(Sec Columns CI and DJ) N=$250.001. $500.000 o=$500.001 -SJ.000,000 Pl =$1,000,001 - $5,000,000 P2=$5,000,00 I -$25.000,000

PJ =$25,000.0ll I - $50.000.000 P4 =More than $50,000,000

3. Value Method Codes Q=Appraisal R 00Cost (Rc:1l E!<it:llc Only) S =Assessment T =Cash Market

(Sec Column Cl) U=nook Valui: V ,-Other W=Estimated

(2) (2)


of15


Cogan, Brian M.

Date of Report

05115/2011

VII. INVESTMENTS and TRUSTS -income, varue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 offilinc instructions.)


A. B. c. D.



{I) (!) (I) (2) (3) (4) (5) Place "(X)" af\er each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

103. -Janus Invt Fd Forty Fd Class S

104. -Jennison Mid Cap Growth Fd Inc CL A (Y) see note in Part VIII

105. -Jennison Nat Res Fd Inc Cl A (Y) see note in Part VIII

106. -JPMorgan TR I Intl Equity FD CL A

107. -Lazard Emerging Markets Port Open SHS Buy 10/07/10 J (add'l)

108. -Oppenheimer Value Fd CL A

109. -Oppenheimer International Growth Fund- Buy 10/07/10 J CLA (add'I)

110. -Oppenheimer International Bond Fund-CL

A

111. -Pimco Total Return Fund-CL A Sold 10/07/10 K c (part)

112. -Pimco High Yield Fund-CL A

113. -Perkins Mid Cap Value

114. -Prudential Jennison Nat Res (Formerly Buy 10/07/10 J see note in Part VIII Jennison Nat Res ) (add'l)

115. - Prudential Jennison Mid Cap (Formerly see note in Part VIII Jennison Mid Cap)

116. -Manning and Napier Fund Wold

Opportunities

117. -Matthews Pacific Tiger Fund Dividend Buy 10/07/10 K Reinvested (add'!)

118. -Ridgeworth FDS Intermediate BD FD CL I Sold 10/07/10 K B

(part)

119. -Rydex SGI Mid Cap Value Fund CL A

I. Income Gain Codes: A =$1,000 or Jess B =$1,00 I -$2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E=$15,00l -$50,000

(Sec Columns BI and 04) F =$50,001 - $100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000orlcss K =$15,001 -$50,000 L =$50,001 -$100,000 M =$!00,001 -$250,000

(SccColumnsC'J and OJ) N =$250,001. $500,000 0 =$500,00 I • $1,000,000 Pl =$1,000.001 • $5,000,000 P2 =$5,000,00 I • $25,000,000

PJ =$25,000,001• $50,000,000 P4 =More than $50,000,000


(Sec Column C':?) U =Uook Value V •Other W =Estimated

(I ) (2) (3)


of 15


Cogan, Brian M.

Date of Report

05/15/2011

VII. INVESTMENTS and TRUSTS - income, vatue, transactions <Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


A. B. c. D.



(I) (2) (1) (2)

Place "(X)" after each asset Amount Type (e.g., Value

(4) (5) Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A·H) (if private

transaction)(Q-W)

120. -Thornburg Intl Value Fund

121. - Wells Fargo Advantages Fds (Formerly Buy 10/07/10 K see note in Part VIII Evergreen Equity) (add'I)

122. IRA#2 E lnt./Div. P l T

123. -Alger Smidcap Growth Fund CL A

124. -Aston Funds Montag & Caldwell Growth FD CLN

125. -!shares Trust !shares Barclays Treas Inflation Protected

126. -!shares Trust Barclays 1-3 YR Trea(Formerly !shares Tr 1-3)

127. -!shares Trust Barclays US Aggr(Formerly Sold 10/07/10 K B !shares Tr Lehman) (part)

128. -Reserve Fund Primary Fund Treasury Class

129. -Baron Asset Fd I Opportunity Fund

130. -Blackrock Provident Inst) FDS Tempfund

131. -Causeway Internal Value Fund Investor Class

132. -Cullen High Dividend Equity Fund Buy 10/07/10 K (add'!)

133. -Columbia FDS SER TR Small Cap Value II FD CL A

134. -Evergreen Equity TR Intrinsic Value FD see note in Part VIII CLA (Y)

135. -ING Mutual Funds Global Real Estate Fund see note in Part VIII CLA (Y)

136. -Ivy Global Natural Resources Fund CL A Sold 10/07/10 J A

I. Income Gain Codes: A =$ 1,000 or less B =$1,001 • $2.500 C =$2,50 I - $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(Sec Columns BI and D4) F =$50,00I • $ I00,000 G =$I 00,00 I • $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,00I - $50.000 L =$50,001 -$!00,000 M =$100,001 -$250,000

(Sec Columns CJ and DJ) N =$250,001 -$500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I -$25,000,000

P3 =$25,000,00 I - $50.000.000 P4 =More than $50,000,000

J. Value Method Codes Q =Appraisal R =Cost (Real Fstale Only) S =Assessment T =Cash Market

(Sec Column Cl) U =Book V>.1lui: V =Other W =Estimated


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Cogan, Brian M.

Date of Report

05/15/2011

VII. INVESTMENTS and TRUSTS income, vatue, transactions <Inctudes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -


A. B. c. Description of Assets Income during Gross value at end


(I) (2) (I) (2) (I)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g.,

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell,

(A-H) or int.) (J-P) Code 3 redemption)

(Q-W)

137. -Perkins Mid Cap Value FD Class J SHS

138. -Janus Invt Fd Forty Fd Class S

139. -Jennison Nat Res Fd Inc (Y)

140. -Jennison Mid Cap Growth Fd Inc CL A (Y)

141. -JPMorgan TR I Intl Equity FD CL A

142. -Lazard Emerging Markets Port Open SHS Buy (add'I)

143. -Manning And Nap ier Fund World Opportunities Ser CL A

144. -Matthews Pacific Tiger Fund Dividend Buy Reinvested (add'!)

145. -Oppenheimer Value Fd CL A

146. -Oppenheimer International Grwoth Fund- Buy CLA (add'I)

147. -Oppenheimer International Bond Fund- CL

A

148. -Pimco Total Return Fund CL A Sold (part)

149. -Pimco High Yield Fund-CL A

150. -Prudent ial Jennison Nat Res (Formerly Buy Jennison Nat Res ) (add'!)

151. - Prudential Jennison Mid Cap (Formerly Jennison Mid Cap)

I52. -Ridgeworth FDS Inter mediate BO FD CL I Sold (part)

153. -Rydex SGI Mid Cap Value Fund CL A

D.

Transactions during reporting period

(2) (3) (4) (5) Date Value Gain Identity of

mm/dd/yy Code 2 Code I buyer/seller

(J-P) (A-H) (if private

transaction)



10/07/10 J

10/07/10 K

10/07/10 J

10/07/IO K B

10/07/10 J see note in Part VIII


10/07/10 L B

I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15.001 -$50,000

(Sec Columns Bl and 04) F =$50,00 I -$ I00,000 G =$!00,001 - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,00 I -$50,000 L =$50,001 -$100,000 M =$ I00,00 I - $250,000

(Sec Columns CI and D3) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I -$25,000,000

P3 =$25,000.001 - $50.000.000 P4 =More than $50,000,000


(Sec Column C2) U =!look Value V =Other W =Estimated

(!) (2) (2) (!) (2)


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Cogan, Brian M.

Date of Report

05/15/2011

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -


A. B. c. D.



(!) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

Code I exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller


transaction)(Q-W)

154. -Thornburg Intl Value Fund CL A

155. - Wells Fargo Advg Fd Intrinsic (formerly Buy 10/07/10 K see note in Part VIII Evergreen Eqt Intr (add'!)

156. Retirement Plan for Partners #3 A Int./Div. Closed 04/30/10 M

157. - Fidelity Retire MMKT Closed 04/30/10 M

158. - FID Freedom 2025 Closed 04130110 K

159. Retirement Plan for Partners #4 None M T

160. - NB Kaminsky II Open 04/30/10 J

161. - NB Kaminsky Ill Open 04/30/10 K

162. - FID Retire Money Market Open 04/30/10 M

163. College Access 529 Plan #2 None L T

164. -Portfolio 005

I. Income Gain Codes: A =Sl.000 or less B =$ 1.00 I • $2.500 C =$2.50 I - $5,000 D =$5,001 -$15,000 E =$15,00 I -$50,000

(Sec Columns DI and D4) F =$50,00 I • $I00,000 G =$100,001 -$1,000,000 HI =$ i,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,00 I • $50,000 L =$50,001 - $100,000 M =$100,001 -$250,000

(Sec Columns Cl and DJ) N =$250,00 I - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,00 I • $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =-Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column Cl) U =Book Value v 00thcr W =Estimated



VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate partofreport.)

I ) Part VII, page 5 , line 25: The income and value of the asset of"JPMorgan TR I NY Muni Money MKT Fund" were below the reporting thresholds. 2) Part VII, page 5 , line 27: The income and value of the asset of "Alliance Bernstein Intl Value Fund" were below the reporting thresholds.

3) Part VII, page 6, line 36; page 6, line 55; page 9, line IOI ; page 11, line 121: The name of asset of"Evergreen Equity TR " was changed to "Wells Fargo Advantage Funds".

4) Part VII, page 6, line 38; page 6, line 50; page 8, line 72; page 8, line 81; page I 0, line I 04; page IO, line 115; page 12, line 140; page 12, line 151: The name of asset of"Jennison Mid Cap Growth Fund Inc CL A" was changed to "Prudential Jennison Mid Cap Growth Fund".

5) Part VII, page 7, line 67; page 8, line 85; page II, line 134; page 13, line 155: The name of asset of "Evergreen Equity TR Intrinsic Value Fund " was changed to "Wells Fargo Advantage Funds Intrinsic Value Fd". 6) Part VII, page 8, line 71; page 8, line 82; page JO, line 105; page JO, line 114; page 12, line 139; page 12, line 150: "Jennison Natural Resource Fund" was changed to" Prudential Jennison Natural Resource Fund".

7) Part VII, page 11, line 135: The income and value of the asset of"ING Mutual Funds Global Real Estate Fund CL A" were below the reporting thresholds.



IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ Brian M. Cogan

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301 One Columbus Circle, N.E.

Washington, D.C. 20544

CoQan, Brian M - Judicial Watch...FINANCIAL DISCLOSURE REPORT Page 6of15 Name of Person Reporting...

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