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Congress
Chapter 12
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Learning Objectives
Describe the essential role and functions of
Senators and representatives.
Identify the advantages of incumbency in the
congressional election process.
Contrast organizational styles and procedures
in the House with those in the Senate.
Identify the major leadership positions in the
House and Senate and summarize the
functions of each.
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The Representatives and Senators
The Job
– Salary of over $150,000 with retirement
benefits
– Office space in D.C. and in their home
district, and staff to fill it.
– Travel allowances and mail privileges.
– But, there’s often 10 to 14 hour days, lots
of time away from the family, and lots of
pressure from different people to “do the
right thing.”
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3
Constitutional Requirements
House of
Representatives
At least 25 yrs. Old
American citizens
for 7 years
Must be residents of
the states from
which they are
elected.
Senators
At least 30 yrs old
American citizens
for 9 years
Must be residents
of the states from
which they are
elected.
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The Representatives and Senators
The Members- 535 total:
Characteristic House Senate
Democrat 212 50
Republican 221 49
Independent 2 1
Male 376 87
Female 59 13
Lawyers 156 53
Business 159 24
Education 92 16
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Congressional Elections
Who Wins Elections?
– Incumbent: Those already holding office.
– 90% of incumbents seeking reelection win.
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Members come mostly from
occupations with high status and
usually have substantial incomes.
Women and minorities are
substantially underrepresented.
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Congressional Representation:
Substantive or Descriptive?
Members of Congress engage in substantive
representation of their districts
– They represent the interests of groups.
Members of Congress are not descriptive
representatives
– They do not mirror the personal, politically
relevant characteristics of their constituents.
Descriptive Representation: mirroring the
personal, political & relevant characteristics
of their constituents.
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Congressional Elections The Advantages of Incumbents
– Advertising: contact with constituents
The goal is to be visible to your voters.
Frequent trips home & newsletters are used.
– Credit Claiming:
Service to individuals in their district. (2 methods)
Casework: specifically helping constituents get
what they think they have a right to.
Pork Barrel: federal projects, grants, etc. made
available in a congressional district or state.
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Congressional Elections The Advantages of Incumbents
– Position Taking: on matters of public policy when they vote
Portray themselves as hard working, dedicated individuals.
Occasionally take a partisan stand on an issue.
– Weak Opponents:
Most opponents are inexperienced in politics.
Most opponents are unorganized and underfunded.
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The Role of Party Identification
– Most members represent the majority party in their district.
Defeating Incumbents
– Some incumbents face problems after a scandalor other complication in office.
– Through redistricting, they may get drawn out of their district. (every 10 years)
– They may face massive voter retaliation.
When an incumbent is not running for reelection and the seat is open, there is greater likelihood of competition.
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Congressional Elections: Average
Expenditure by Candidates12
Congressional Elections
Money in Congressional Elections
– Open seats are expensive.
– Spending is greatest when there is no incumbent and each party feels its has a chance to win.
– In open seats, the candidate who spends the most usually wins.
– Do PACs buy candidates? Most PAC money goes to incumbents.
– Spending lots of money does not guarantee a win.
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Congressional Elections Stability and Change
– Incumbents winning provides stability in
Congress.
– But, it makes it more difficult to change
Congress through elections.
– Are term limits an answer?
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Learning Objectives
Review the four types of congressional committees
and explain how they control the congressional agenda
and guide legislation.
Outline the process by which a bill would move
through the legislative process to become a law.
Appraise the influence of the President, lobbyists, and
interest groups on the legislative process.
Examine the effect that the Congress has had on the
scope of government.
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How Congress is Organized to
Make Policy
Making Policy is the toughest of all legislative
roles.
Congress is a collection of generalists trying to
make policy on specialized topics.
– The complexity of today’s issues requires more
specialization.
Congress tries to cope with these demands
through its elaborate committee system
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How Congress is Organized to Make
Policy
The House
– 435 members, 2 year
terms of office.
– Initiates all revenue
bills, more influential
on budget.
– Limited debates.
The Senate
– 100 members, 6 year
terms of office.
– Gives “advice &
consent”, more
influential on foreign
affairs.
– Unlimited debates.
American Bicameralism
–Bicameral: Legislature divided into two houses.
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Congressional Leadership
Much of the leadership in Congress is really Party leadership.
Those who have the real power in the congressional hierarchy are those whose party put them there.
Power is no longer in the hands of a few key members of Congress who are insulated from the public.
– Today, power is widely dispersed, requiring leaders to appeal broadly for support.
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Congressional Leadership
The House
– Lead by Speaker of the House- elected by House members.
– Speaker presides over the House.
– Has a major role in committee assignments and legislation.
– Speaker’s principal partisan ally is the majority leader
Majority Leader is responsible for scheduling bills
Party Whips assist the Majority leader in getting bills passed.
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The Senate
– Officially lead by Vice President.
– Really lead by Majority Leader- chosen
by party members.
Uses the majority Whips to corral votes,
schedule floor action, influence committee
assignments.
– Must work with Minority leader, who is
the leader of the Senate’s minority party.
The Minority Leader has similar
responsibilities as the Majority Leader.
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Party Leadership
The bicameral division of Congress
means that bills have two sets of
committee hurdles to clear.
Congressional leaders do not have the
power they once had.
Leaders are elected by their fellow
party members and must remain
responsive to them.
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The Committees and Subcommittees
Most of the real work of Congress goes on
in committees & subcommittees.
Committees dominate congressional
policy-making at all stages.
They regularly hold hearings to investigate
possible problems and to investigate the
executive branch.
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The Committees and Subcommittees
– Four types of committees:
Standing committees: subject matter
committees handle different policy areas.
Joint committees: few policy areas- made up
of House & Senate members.
Conference committees: resolve differences
in House and Senate bills.
Select committees: created for a specific
purpose.
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The Committees and Subcommittees
The Committees at Work: Legislation and Oversight
– Committees work on the 11,000 bills every year.
– Some hold hearings and “mark up” meetings, where bills are revised and re-written.
– Committee members serve as “floormanagers” of the bill when it leaves committee.
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– Serve as a reference for other members.
– Oversight involves hearings and other
methods of pressuring the executive branch
into action.
– As the size of government grows, oversight
grows too.
– When the two chambers pass different
versions of the same bill, some committee
members will be appointed to the conference
committee.
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The Committees and Subcommittees
– Every committee includes members of both
parties
– The Chair and a majority of each committee’s
members come from the majority party.
– Committee Chairs are the most important
influence on the committee agenda.
Scheduling hearings
Hiring staff
Managing committee bills when they are brought
before the full House.
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The Committees and Subcommittees
– Getting Ahead on the Committee: Chairs and
the Seniority System.
The chair is the most important position for
controlling legislation.
Chairs were chosen strictly by seniority.
Now seniority is a general rule, and
members may choose the chair of their
committee.
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Getting on a Committee
– Members want to get on the right committee.
– Members want committee assignments that will
help them get reelected and gain influence.
– New members express their committee
preferences to the party leaders.
– Support of the party is important in getting on
the right committee.
– Parties try and grant committee assignments.
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Legislative Oversight
Legislative oversight is the process of monitoring
the bureaucracy and its administration of policy.
Oversight is one of the checks Congress can
exercise on the executive branch.
Oversight is primarily handled through
committee hearings.
Members of committees constantly monitor how
a bill is implemented.
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Congressional Caucuses
Caucuses: The Informal Organization of
Congress
– Caucus: A group of members of Congress
sharing some interest or characteristic.
– Caucuses pressure for committee meetings
and hearings and for votes on bills.
– Caucuses can be more effective than
lobbyists.
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Congressional Staff
Congressional Staff
– Personal staff: Work for the member. Mainly
providing constituent service, but help with
legislation too.
– Committee staff: organize hearings, research &
write legislation, target of lobbyists.
– Staff Agencies: Congressional Research
Service, General Accounting Office,
Congressional Budget Office provide specific
information to Congress.
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How A Bill Becomes Law By progressing through both Chambers of Congress
and their appropriate joint committees to the President– Each law begins with a bill, introduced in either Chamber
of Congress
– Although money bills must originate in the House
The bill is referred to an appropriate committee and sub-committee for:– Study
– Discussion
– Hearings
– Rewriting (Markup)
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Policymaking in the CongressHouse
Bill is introduced (hopper),
numbered, assigned to a
committee.
– Bill assigned to
subcommittee.
– Bill returned to full committee
– Vote: approved/rejected
Bill goes to RULES
Committee; sets terms for
debate.
– Bill debated in House
Vote taken: passed bills go
to Senate
Senate
Bill is introduced,
numbered, assigned to a
committee.
– Bill assigned to
subcommittee.
– Bill returned to committee
– Vote: approve or reject
No rules committee!
Bill is debated in the full
Senate.
– May be filibustered to death!!
Vote taken: passed bills go
to House.
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How A Bill Becomes Law When a bill is reported out to the full chamber, it is
scheduled for debate
– By the Rules Committee in the House
– By the leadership in the Senate
After the bill has been passed in each chamber, it contains different provisions
A conference decision is formed to write a compromise bill
The bill is then approved by both chambers and sent to the president for signature or veto
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Conference Committee resolves differences
between House and Senate versions of a
bill.
– Compromise bill may NOT contain new
material.
Bill returned to each chamber to be voted
on – yes, or no, as is!
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Bill then sent to president where he may---
– Sign the bill (Bill then becomes a LAW)
– Vetoes the bill
Congress may override a veto by a two-
thirds vote in both the House and the
Senate.
– Bill then becomes a LAW
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The Congressional Process
Legislation:
– Bill: A proposed law.
– Anyone can draft a bill, but only members of Congress can introduce them.
– Most bills are quietly killed off early in the legislative process.
– More rules in the House than in the Senate.
– Party leaders play a vital role in steering bills through both houses.
– Countless influences on the legislative process.
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Presidents and Congress:
Partners and Protagonists
Presidents have their own agenda in
Congress
– Presidents have many resources to influence
Congress
– In order to “win” in Congress, the president
must win several battles in each house.
– Presidents have the power of veto to
ultimately influence legislation.
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The Congressional Process: President’s
Legislative Success39
The Congressional Process Party, Constituency, and Ideology
– Party Influence: Party leaders cannot forceparty members to vote a particular way, but many do vote along party lines.
– Constituency versus Ideology: Most constituents don’t know how their member voted on any particular issue. It is difficult for constituents to influence their member.
– Members of Congress are politicos, who act as trustees and instructed delegates as they attempt to be both representatives and policymakers.
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Lobbyists and Interest Groups
There are over 26 lobbyists for everymember of Congress.
– the bigger the issue, the more lobbyists will be working on it.
Lobbyists represent the interests of their organizations
– They provide legislators with crucial information
– They often give assurances of financial aid in the next campaign
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Lobbyists can be ignored, shunned and even
regulated by Congress.
Ultimately, it is a combination of lobbyists
and others that influence members of
Congress.
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A 1995 law passed by Congress requires
anyone hired to lobby members of
Congress, congressional staff members,
White House officials, and federal; agencies
to report what issues they are seeking to
influence, how much they are spending on
the effort, and the identities of their clients.
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Understanding Congress
Congress’ Dilemma:
– Combining the faithful representation of
constituents with the making of effective
public policy.
Supporters
– Congress is a forum in which many interests
compete for a spot on the policy agenda and
over the form of a particular policy.
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Critics Views:
– Wonder if Congress is so responsive to so
many interests that policy is too
uncoordinated, fragmented, and
decentralized.
Some observers feel Congress is so
representative that it is incapable of
taking decisive action to deal with
difficult problems.
45
Understanding Congress
Congress and Democracy
– While it is a representative body, it doesn’t
necessarily represent the people, just their
interests.
– Congress does try to respond to what the
people want, but some argue it could do a
better job.
– Interest groups and presidents exert influence
on what Congress does.
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Reforming Congress
– Democratization- beginning in the late
1950s, more power was spread around, and
more subcommittees and caucuses were
created. Some of this has been changed in
recent years
– Representation versus Effectiveness- some
argue that Congress has too much to do, and
can’t do much of it right. But it does get
some of its work done.
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Congress and the Scope of Government
– The more policies Congress works on, the
more ways they can serve their constituencies.
– The more programs that get created, the bigger
government gets.
– Everybody wants government programs cut,
just not their programs.
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Congress and the Scope of Government
Americans have contradictory preferences regarding public policy.
– They want to balance the budget and pay low taxes, but they also support government programs.
These contradictory preferences may help to explain the pervasive ticket-splitting in national elections which has frequently led to divided government.
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Congress and the Scope of Government
Big government helps members of
Congress get reelected and even gives
them good reason to support making it
bigger.
Congress does not impose programs on a
reluctant public.
– It responds to the public’s demands for them.
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