CD-2014-0013 · 2015-12-03 · STATE OF ALABAMA ALABAMA SECURITIES COMMISSION IN THE MATTER OF....

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Transcript of CD-2014-0013 · 2015-12-03 · STATE OF ALABAMA ALABAMA SECURITIES COMMISSION IN THE MATTER OF....

Page 1: CD-2014-0013 · 2015-12-03 · STATE OF ALABAMA ALABAMA SECURITIES COMMISSION IN THE MATTER OF. EQUITY FINANCIAL SERVICES WILLIAM H. MCNEAL RESPONDENTS ADMINSTRATIVE ORDER NO. CD-2014-0013
Page 2: CD-2014-0013 · 2015-12-03 · STATE OF ALABAMA ALABAMA SECURITIES COMMISSION IN THE MATTER OF. EQUITY FINANCIAL SERVICES WILLIAM H. MCNEAL RESPONDENTS ADMINSTRATIVE ORDER NO. CD-2014-0013
Page 3: CD-2014-0013 · 2015-12-03 · STATE OF ALABAMA ALABAMA SECURITIES COMMISSION IN THE MATTER OF. EQUITY FINANCIAL SERVICES WILLIAM H. MCNEAL RESPONDENTS ADMINSTRATIVE ORDER NO. CD-2014-0013
Page 4: CD-2014-0013 · 2015-12-03 · STATE OF ALABAMA ALABAMA SECURITIES COMMISSION IN THE MATTER OF. EQUITY FINANCIAL SERVICES WILLIAM H. MCNEAL RESPONDENTS ADMINSTRATIVE ORDER NO. CD-2014-0013