Brit J Aesthetics 1992 Lippitt 39 49

11

Click here to load reader

description

li

Transcript of Brit J Aesthetics 1992 Lippitt 39 49

Page 1: Brit J Aesthetics 1992 Lippitt 39 49

British Journal of Aesthetics, Vol. 32, No. i, January 1992

NIETZSCHE, ZARATHUSTRA AND THESTATUS OF LAUGHTER

John Lippitt

LAUGHTER IS not one of the phenomena most commonly associated withFriedrich Nietzsche. Indeed, numerous people to whom I have mentioned myinterest in Nietzsche on laughter seem to have assumed that connecting thetwo was my own, rather warped, idea of a joke. The momentous-soundingideas for which Nietzsche is best known—the Ubermensch, the will to power,the urgency of the need for self-overcoming—might at first glance appear tolend support to such a reaction. Moreover, in philosophical work on laughterand humour, Nietzsche is almost invariably ignored. So my purpose in thispaper is to suggest that ignoring Nietzsche's contribution to the philosophy oflaughter and humour is an important oversight, since he awards laughter astatus higher than that granted by any other philosopher. For Nietzsche,laughter is far from being a trivial, frivolous phenomenon. Rather, it plays animportant role in his entire world-view. According to Walter Kaufmann, 'forNietzsche laughter represents an attitude toward the world, toward life andtoward oneself.1

The role of laughter in Thus Spoke Zarathustra is of most importance for ourpurposes. We need initially to consider two kinds of laughter, 'the laughter ofthe height', and the 'laughter of the herd', and the question of how the formermay be achieved.

In the prologue Zarathustra, after ten years of solitude in the mountains,descends back into the world of men to share his wisdom with others. In themarket-place of the nearest town, he discourses on both the Ubermensch who,he teaches, is 'the meaning of the earth',2 and the 'most contemptible'3 LastMan. The Last Man is, and is perfectly happy to be, virtually the same aseveryone else. By contrast, the Ubermensch is, to quote Bernd Magnus, 'whatis extraordinary rather than average, exceptional rather than everyday, rarerather than commonplace and common'.4 The Ubermensch is the goal forwhich Nietzsche wishes the best specimens of humanity to aim: a being whorepresents ascending life, self-overcoming and self-possession. It is importantto realize, of course, that though Nietzsche has a very low regard for thecommon 'herd' of humanity, it is not a case of the Ubermensch overcoming theherd by overpowering it, but of overcoming the herd instinct within himself.

Back to Zarathustra in the market-place. The crowd greets Zarathustra'sdiscourse with scornful, mocking laughter, and he realizes that the

© Oxford University Press 1992 39

at UQ

Library on A

ugust 17, 2015http://bjaesthetics.oxfordjournals.org/

Dow

nloaded from

Page 2: Brit J Aesthetics 1992 Lippitt 39 49

40 NIETZSCHE, ZARATHUSTRA AND THE STATUS OF LAUGHTER

townspeople hate him: 'there is ice in their laughter'.5 They make it clear thatthey are not interested in the Ubermensch and, mocking Zarathustra, ask him tomake them into not the Ubermensch but the Last Man. Note the function whichthe crowd's laughter serves. Henri Bergson, whose thoughts on laughter havebeen far more commonly discussed than those of Nietzsche, views this as theessential purpose of all laughter. For Bergson, laughter is, above all, a socialcorrective.6 In what has become the most quoted phrase of his essay, Bergsonclaims that what is comical is 'something mechanical encrusted on the living'.7

Life requires from each individual tension—a constant alertness to whatever isthe present situation—and the elasticity necessary to adapt to it. Society,however, 'is not satisfied with simply living, it insists on living well',8 and sofears that we might 'give way to the easy automatism of acquired habits'9 andalso respect only the basic conditions of social adjustment rather than strivingfor 'an increasingly delicate adjustment of wills which fit more and moreperfectly into one another'.10 Hence society is suspicious of all inelasticity orrigidity of character, mind or body, and uses as its weapon laughter, a 'socialgesture'11 which, by inspiring fear, restrains such inelasticity.

This is why Bergson claims that comedy begins with 'a growing callousness tosocial life . . . Each member [of society] must be ever attentive to his socialsurroundings; he must model himself on his environment; in short, he mustavoid shutting himself up in his own peculiar character as a philosopher in hisivory tower. Therefore society holds suspended over each individual member,if not the threat of correction, at all events the prospect of a snubbing, which,although it is slight, is none the less dreaded. Such must be the function oflaughter. Always rather humiliating for the one against whom it is directed,laughter is really and truly a kind of social "ragging"'.12

This seems to ring true of the crowd's laughter at Zarathustra: his radicaldiscourse has come as a threat to what society believes and wants, and so thetownspeople dismiss it with scornful laughter. Were we to use Nietzscheanterms, we might call this laughter 'the laughter of the herd'.

With this may be contrasted the 'laughter of the height'. Zarathustra reaches'the height' at the end of part three of the book, when he embraces eternalrecurrence, Nietzsche's view that everything that happens has happened beforeand will happen again, time after time. The most important point abouteternal recurrence is not the ontological question of whether this is the way theworld actually is. Nietzsche's predominant concern is rather with theindividual who could affirm eternal recurrence; who, by achieving self-over-coming, could make his life so joyous that he would be perfectly happy to livethe same life over and over again, for all eternity. But what is the role oflaughter in such an affirmation?

This is most powerfully illustrated by Zarathustra's vision near the start ofpart three. Within this vision, following the first explicit presentation ofeternal recurrence, to his great enemy the 'Spirit of Gravity', Zarathustra is

at UQ

Library on A

ugust 17, 2015http://bjaesthetics.oxfordjournals.org/

Dow

nloaded from

Page 3: Brit J Aesthetics 1992 Lippitt 39 49

JOHN LIPPITT 41

confronted with a young shepherd into whose mouth a heavy black snake hasentered and bitten into the shepherd's throat. Try as he might, Zarathustracannot tug the snake from the agonized shepherd, so he urges him to bite offits head.

The shepherd . . . bit as my cry had advised him; he bit with a good bite! He spatfar away the snake's head — and sprang up.

No longer a shepherd, no longer a man—a transformed being, surrounded withlight, laughing] Never yet on earth had any man laughed as he laughed!

0 my brothers, I heard a laughter that was no human laughter—and now a thirstconsumes me, a longing that is never stilled.

My longing for this laughter consumes me: oh how do I endure still to live! Andhow could I endure to die now!13

Zarathustra cannot endure to die now because he has not yet laughed thisextraordinary laughter. The urge to do so drives him on, and eventually, hisconsuming thirst is quenched, the real culmination of the book coming in thefinal four sections of the third part. Indeed, Zarathustra's facing up to andfinally embracing his most 'abysmal thought',14 the eternal recurrence, is, inLaurence Lampert's words, 'the event for the sake of which the whole bookexists'.15

As Zarathustra himself suggests at the time, his vision is best seen as apremonition. At the end of part three, we discover that the young shepherd isZarathustra himself. And as for the heavy black snake:

The great disgust at man-il choked me and had crept into my throat: and what theprophet prophesied: 'It is all one, nothing is worth while, knowledge chokes'.

. . . 'Alas, man recurs eternally! The little man recurs eternally!'1 had seen them both naked, the greatest man and the smallest man: all too

similar to one another, even the greatest all too human!The greatest all too small!—that was my disgust at man! And eternal recurrence

even for the smallest! that was my disgust at all existence!16

Eternal recurrence is such an 'abysmal thought' because, if everythingeternally recurs, this includes that which is small in man, which Nietzsche sopassionately loathes. 'Nothing is worth while' because the ideal of a futureObermensch, it seems, cannot be realized. Confronted with this thought,Zarathustra is so sickened that he is unable to get up, eat or drink for sevendays.

So how is this sickness triumphed over: how may the snake's head be bittenoff? The answer, as Zarathustra comes to realize, is to give the highest affirma-tion of life possible: to say a joyous Yes to life despite its negative side, despiteits horrors and suffering. When Zarathustra dances with Life following hisredemption, he whispers to her words which are not explicitly revealed to thereader, but the progress of the book has left only one reasonable possibility.

at UQ

Library on A

ugust 17, 2015http://bjaesthetics.oxfordjournals.org/

Dow

nloaded from

Page 4: Brit J Aesthetics 1992 Lippitt 39 49

4a NIETZSCHE, ZARATHUSTRA AND THE STATUS OF LAUGHTER

His words must be words which affirm eternal recurrence: as Lampert says,Life is told 'that she is of all things the sweetest. He loves her as she is and doesnot aim to alter her'.17 Thus, in Zarathustra, the 'yea-saying attitude' whichNietzsche wants the exceptional individual to adopt to life in spite of itshorrors and suffering, reaches its zenith: when there is nothing in life at whichhe cannot laugh the transforming, redeeming laughter of the shepherd.

To further understand the role of laughter in Thus Spoke Zarathustra, weshould consider the fourth and final part, after Zarathustra's joyous affirma-tion. Harold Alderman expresses the view that the often overlooked part fouris itself intended as a dramatic comedy which emphasizes Nietzsche's claimthat all things recur not by offering additional arguments, 'but by demandingthat we re-experience and rethink what we have already experienced andthought. Thus does it become in both its content and form an icon of humanexistence by requiring of the reader what Zarathustra has required of himself:patient, finally playful, attention to the details of self-creation'.18

We need to say more about what is meant by 'self-creation': what is the selfthat Zarathustra has created? To understand this, we need to consider one ofNietzsche's most puzzling phrases: 'How one becomes what one is'. ForNietzsche, there is no unchanging entity that constitutes the self. The self israther something one creates, consisting of the sum total of one's thoughts,desires and actions. According to Alexander Nehamas, Nietzsche holds that 'aperson worthy of admiration, a person who has (or is) a self, is one whosethoughts, desires and actions are not haphazard but are instead connected toone another in the intimate way that indicates in all cases the presence of style. . . an admirable self, as Nietzsche insists again and again, consists of a largenumber of powerful and conflicting tendencies that are controlled andharmonized . . . style, which is what Nietzsche requires and admires, involvescontrolled multiplicity and resolved conflict'.19 It is one of Nietzsche's centralmessages that one has the power to create one's self.

That explained, back to the laughter of the height. In part four, Zarathustracomes across a number of'higher men'. While Nietzsche intends the reader toregard these higher men as superior to the 'herd', they are inferior toZarathustra and are a long way from being Ubermenschen. Each of them exem-plifies, according to Alderman, 'some incomplete aspect of Zarathustra'sexperience'20 and each comes to realize that, in comparison to Zarathustra, heis indeed incomplete in some way. Hence the higher men's cry of distress,which greets Zarathustra when he returns to his cave. Having alreadyexperienced the joy of the height, Zarathustra is capable of being more playfulthan the higher men and, announcing that they need someone to make themlaugh, offers to play that role himself. Rejecting the adoration poured on himby one of the higher men on behalf of his fellows, Zarathustra tells them that'You may all be Higher Men . . . but for me—you are not high and strongenough'.21 What must follow are 'higher, stronger, more victorious, more

at UQ

Library on A

ugust 17, 2015http://bjaesthetics.oxfordjournals.org/

Dow

nloaded from

Page 5: Brit J Aesthetics 1992 Lippitt 39 49

JOHN LIPPITT 43

joyful men, such as are square-built in body and soul: laughing lions mustcome!'22

This is a reference to the subject of Zarathustra's first discourse after theprologue, the three metamorphoses of the human spirit: into a camel, from acamel to a lion, and from a lion to a child. Nietzsche, of course, stronglyrejects the belief in objective, universal moral facts, asserting rather that just asone can create one's self, so one can create one's own values. But in order to dothis, one must first liberate oneself from the burden of these absolute valueswhich, camel-like, the human spirit has taken on. By changing from a camelto a lion, the spirit becomes capable of struggling with and killing the dragonof absolutism. Thus the lion is able 'to create itself freedom for new creation':23

the creation of its own values. Because of the role it has played in his ownliberation, Zarathustra's praise of laughter in his speech to the higher men isecstatic. He urges them to 'learn to laugh at yourselves as a man ought tolaugh!'24 Contrasting himself with Jesus, who in Luke 6:25 wishes 'woe to youwho laugh now', Zarathustra has an alternative to Jesus's crown of thorns:'This laugher's crown, this rose-wreath crown: I myself have set this crown onmy head, I myself have canonized my laughter'.25 He describes himself as'Zarathustra the laughing prophet'26 and the speech ends on another passionateexhortation to the higher men to 'leant —to laugh!'27 Laughing lions, then, arewhat the higher men have to become in order to embrace the eternal recur-rence and laugh the laughter of the height. It is only when they do this, whichthey indeed eventually do in an affirmation almost as ecstatic as Zarathustra'sown, that they realize their freedom: that they do not need to follow somepreordained code, or even Zarathustra himself: that they have the potential tocreate their own selves and their own values. This creation can take place aftertheir final metamorphosis into children, the child representing the 'new begin-ning'28 and spirit of playfulness which Zarathustra wants the higher men tobring to their lives.

What is clear from all this is that Nietzsche views laughter, the laughter ofthe height, as the appropriate response to Zarathustra's and the higher men'sultimate liberation. But what must this liberation be like?

We must understand that Nietzsche is going far beyond those theorieswhich regard laughter as being a relief29 from the constraints of decency,politeness, and so on, for the following reasons. As suggested, the creation ofone's self, for Nietzsche, involves 'a continual process of integrating one'scharacter traits, habits, and patterns of action with one another'.30 This isincredibly difficult to achieve, and even once it is achieved, what has beenachieved is only the unification of one's past with one's present. There is stillthe future to consider, and so we can never afford to rest on our laurels. This isa vitally important point. Since the laughter of the height is an appropriateresponse to liberation, it is easy to think of it as a triumphant, joyous laughterof victory, of an obstacle finally overcome. In this regard, it is relevant to

at UQ

Library on A

ugust 17, 2015http://bjaesthetics.oxfordjournals.org/

Dow

nloaded from

Page 6: Brit J Aesthetics 1992 Lippitt 39 49

44 NIETZSCHE, ZARATHUSTRA AND THE STATUS OF LAUGHTER

mention Pete A. Gunter, one of the very few critics to have written onNietzschean laughter. Gunter remarks that we do not need to be able 'toconceive the laughter of an [ Ubermensch] to see that the kind of duality withwhich Nietzsche is concerned is a feature of the most ordinary laugh-experi-ence'.31 Nietzsche, for Gunter, is praising the laughter of a surfer on success-fully riding a dangerous breaker over the mocking laughter of the crowd whotake malicious pleasure in seeing him take a fall, the 'laughter of lovers' overthat resulting from the telling of most dirty jokes, and the laughter of a childplaying with a new toy over the laughter of a group of children at a particularchild who does not fit in. In each of the first of this set of contrasting examples,says Gunter, laughter results from the overcoming, or the absence, of someobstacle. This leads him to suggest the general rule that the 'higher' laughterexpresses the attainment of desire. But there is a danger of overlooking some-thing important by taking this line. Even for the self which Nietzsche's admir-able individual has become, the future is always a threat, since, as Nehamassays, 'any new event may prove impossible to unify, at least without furthereffort, with the self into which one has developed'.32 So the creation of one'sself, one's becoming who one is, cannot be some final goal, some final successwhich can be greeted with this trumphant, joyous laughter of victory. And yetat the end of part three, when Zarathustra has become what he is, this is wherehe laughs the laughter of the height. Why? Might it be that the laughter of theheight, while certainly being joyous, also involves as an important elementlaughing at the comedy of existence, including one's own existence?

A suggestion to this effect comes in the work prior to Zarathustra, The JoyfulWisdom,33 in which Nietzsche looks forward to a time when 'laughter will haveunited with wisdom, perhaps then there will be only "joyful wisdom". Mean-while, however, it is quite otherwise, meanwhile the comedy of existence hasnot yet "become conscious" of itself, meanwhile it is still the period of tra-gedy, the period of morals and religions'.34 But the person who attains theheight can laugh at 'all tragedies, real or imaginary'.35 From the vantage-pointof the height, there is nothing that cannot be amusing, and the ultimate joke islife itself. Nietzsche remarks elsewhere, 'Perhaps I know best why man is theonly animal that laughs: he alone suffers so excruciatingly that he was compelledto invent laughter. The unhappiest and most melancholy animal is, as mighthave been expected, the most cheerful'.36

We remarked earlier that despite the horrors and suffering that he sees in life,Nietzsche wants to adopt a 'yea-saying attitude' towards it. There seems to meto be a connection here between this view and some of the most profoundhumour. E. B. White remarked that:

One of the things commonly said about humorists is that they are really very sadpeople, clowns with a breaking heart . . . there is a deep vein of melancholyrunning through everyone's life and . . . the humorist, perhaps more sensible to itthan some others, compensates for it actively and positively.37

at UQ

Library on A

ugust 17, 2015http://bjaesthetics.oxfordjournals.org/

Dow

nloaded from

Page 7: Brit J Aesthetics 1992 Lippitt 39 49

JOHN LrPPITT 45

Zarathustra idealizes this active and positive attitude: as mentioned, in himthe yea-saying attitude reaches its peak. What Zarathustra realizes is the needto confront and destroy the 'Spirit of Gravity', and that 'one does not kill byanger but by laughter'.38

Might not the liberation from absolutes include liberation from the absoluteimportance we so often attach to our current selves? John Morreall, one ofvery few contemporary philosophers to have devoted any prolonged period oftime towards research on humour, discusses the difference between what hecalls serious and humorous attitudes. Having a humorous attitude towardssomething, for Morreall, involves being distanced from its practical aspects.He also explains why a person with a sense of humour possesses the quality offlexibility. 'In part this flexibility comes from the realisation that what isimportant is relative to the situation someone is in and to his point of view.Nothing is important simpliciter'1.39 Noting the importance of perspectivism,and the rejection of absolutes, this sounds something like Nietzsche's view oflife in general. The person whom Zarathustra has become, the one whorealizes that becoming what he is involves constant self-creation, that there isin life no final goal or final success, and yet is able to laugh at this realization, tolaugh the laughter of the height, is, it seems to me, exhibiting to an enormousextent the qualities necessary to what could properly be called a humorousattitude to life. Zarathustra is showing the required flexibility and openness toexperience, in accepting his need to continually integrate his traits, habits andpatterns of action; always remaining open to whatever the future might bring,and surely, to be able to view this prospect with amusement, he must haveattained the practical distance from his own current self necessary to thishumorous attitude towards life. Contrast this with 'a realisation many of usmake at some point in our life, when we see or decide that our character hasdeveloped enough and that we neither need nor want to change any more'.40

Attaching such unnecessary importance to our current character, especially ifwe take practical steps to prevent ourselves changing, seems to have more incommon with an over-serious attitude. It might remind us of Sartre's 'spirit ofseriousness', which leads to the kind of 'bad faith' exhibited by those peoplewho define themselves in terms of some particular current role, be it lover,grandfather or waiter, and explain their circumstances or natures in terms ofexternal factors, rather than accepting their unlimited freedom forself-creation.41

What Zarathustra has learned, the vital skill upon which his liberation andself-overcoming is dependent, is the ability to laugh at himself'as a man oughtto laugh'. One can genuinely be said to be capable of laughing at oneself if onecan accept Nietzsche's claim that one's life is, in an absolute sense, pointless,and laugh the laughter of the height at this realization, rather than resorting tosome sort of 'bad faith'. When Zarathustra laughs the laughter of the height,the constant self-creation which he will need to continue throughout the rest of

at UQ

Library on A

ugust 17, 2015http://bjaesthetics.oxfordjournals.org/

Dow

nloaded from

Page 8: Brit J Aesthetics 1992 Lippitt 39 49

46 NIETZSCHE, ZARATHUSTRA AND THE STATUS OF LAUGHTER

his life is, it seems at that point, no burden. And why? Because by embracingeternal recurrence, Zarathustra is bringing to life itself that spirit of childlikeplayfulness which is so common an element in humour.

At this point, it is worth comparing Zarathustran laughter with a viewpropounded by Thomas Nagel in his paper 'The Absurd'.42 For Nagel, asituation in ordinary life is absurd 'when it includes a conspicuous discrepancybetween pretension or aspiration and reality',43 such as a complicated speechbeing given in support of a motion that has already been passed, or mydeclaration of love to my girlfriend being made over the telephone to heranswering machine. 'The sense that life as a whole is absurd arises when weperceive, perhaps dimly, an inflated pretension or aspiration which is insepar-able from human life and which makes its absurdity inescapable, short ofescape form life itself.44 What makes everyone's life absurd, argues Nagel, is:

the collision between the seriousness with which we take our lives and theperpetual possibility of regarding everything about which we are serious as arbi-trary, or open to doubt.

We cannot live human lives without energy and attention, nor without makingchoices which show that we take some things more seriously than others. Yet wehave always available a point of view outside the particular form of our lives, fromwhich the seriousness appears gratuitous. These two inescapable viewpoints col-lide in us, and that is what makes life absurd. It is absurd because we ignore thedoubts that we know cannot be settled, continuing to live with nearlyundiminished seriousness in spite of them.45

Nagel, like Morreall in his discussion of the humorous attitude, focuses onhumans' 'special capacity to step back and survey themselves, and the lives towhich they are committed, with that detached amazement which comes fromwatching an ant struggle up a heap of sand'.46 The view each person can haveof his 'highly specific and idiosyncratic position . . . is at once sobering andcomical'.47

So which of many possible reactions should we make to this realization oflife's absurdity? There is no need, in Nagel's opinion, to share the viewexpressed by Camus in The Myth of Sisyphus; the view that one may salvage acertain dignity by taking an attitude of defiance towards the world, since 'thereis no fate that cannot be surmounted by scorn'.48 To Nagel, this seems 'roman-tic and slightly self-pitying'.49 A sense of the absurd need not occasion defianceor agony, since 'such dramatics . . . betray a failure to appreciate the cosmicunimportance of the situation. If sub specie aetemitatis there is no reason tobelieve that anything matters, then that does not matter either, and we canapproach our absurd lives with irony instead of heroism or despair'.50

There are clear similarities and differences between Nagel's and Nietzsche'spositions. Nietzsche would echo Nagel's claim about the need to make choiceswhich show that we take some things more seriously than others. For Nietz-

at UQ

Library on A

ugust 17, 2015http://bjaesthetics.oxfordjournals.org/

Dow

nloaded from

Page 9: Brit J Aesthetics 1992 Lippitt 39 49

JOHN LIPPITT 47

sche, in the absence of absolutes, creating our own values to live by is essential,if we are to give any meaning to our lives. Yet there is no ultimate reason orjustification for our particular set of values, other than that which we ourselvesprovide. As suggested, the laughter of the height results, to an importantdegree, from the perception of this incongruity. Perhaps the most importantdifference between Nietzsche and Nagel is over the ease with which Nagelappears to think we can accept the absurdity of our existence. It may bepossible for me to accept intellectually the 'cosmic unimportance' of my situa-tion, but to assume, as Nagel appears to, that it is easy to choose to react to thecomical or ironic aspect of this rather than the aspect which leads to despair,seems to me to be psychologically untrue for many, maybe most, people.Nietzsche, on the other hand, with his description of the attainment of thelaughter of the height, has no such illusions as to the difficulty of this task. Ifthe comparison is not too unflattering, perhaps Nagel can be compared toZarathustra's animals, whose own plea to Zarathustra to affirm eternal recur-rence51 reveals them as insufficiently aware of the degree of suffering whichthis involves, and is rather too 'light and easy'.52

What can we learn, then, from reading Nietzsche on laughter? I suggestthere is indeed something to be learned here, regardless of the possible moralobjections that may be raised against laughing 'at all tragedies, real or imagin-ary', of whether one accepts anything like a Nietzschean view of the world, orof whether liberation to the extent that he talks of it is even possible. One pointwhich a consideration of Zarathustran laughter highlights is that the laughterof the free individual, as well as the far more commonly studied laughter thatoccurs within the social context of a group, can be a fruitful object of study.Zarathustran laughter highlights the sense of humour's potential to make yourworld bigger from your childlike 'new beginning' of being amenable to seeingthings in a new way, or from a new perspective, and to realize that there aremore ways of looking at the world than you previously acknowledged or ofwhich you were even aware. This seems to me to be one of the qualities wemost admire in the best humorists. Since humour has this potential, it mightreasonably be asked, why limit oneself to the conservative, Bergsonian'laughter of the herd', which is designed to keep people 'in their place', if theoption of laughing the more joyous laughter of liberation is available?

Bergson is himself aware of the negative side of laughter as he describes it. Itworks in a very hit and miss fashion: 'Laughter punishes certain failingssomewhat as disease punishes certain forms of excess, striking down somewho are innocent and sparing some who are guilty, aiming at a general resultand incapable of dealing separately with each individual case'.53

The result is 'a utilitarian aim of general improvement',54 yet one cannothelp but feel 'a curious pessimism which becomes the more pronounced as thelaugher more closely analyses his laughter'.55 We are of course aware of thesocial or group aspects of humour: the pleasure of sharing a joke, the feeling of

at UQ

Library on A

ugust 17, 2015http://bjaesthetics.oxfordjournals.org/

Dow

nloaded from

Page 10: Brit J Aesthetics 1992 Lippitt 39 49

48 NIETZSCHE, ZARATHUSTRA AND THE STATUS OF LAUGHTER

togetherness which can accompany humour. There are obvious advantages tofeeling part of a group. It remains true, however, that group membershipdemands a price for its benefits: the individual in any group is placed undercertain constraints by his very membership of that group. He must obey therules of his society, or risk being ostracized by that society. Within a group offriends, there are certain things that one cannot afford to do without riskingthe loss of the others' friendship. Zarathustra laughs the laughter of the heightbecause, as the solitary individual, he is free from these constraints too. Tofollow Zarathustra is no easy task: it means making some hefty sacrifices. AsHarvey Mindess observes, we have a fundamental desire for security:

We all feel a need to bank on something or someone, to believe in something orsomeone, be it reason, morality, science, the church, democracy, family, friends,or our own attractiveness, intelligence, strength, or charm. These anchors provideour security; they keep us safely moored in the frightening swirl of being, but theythwart the full development of our capacity for humor. Our sense of humor isstunted, individually, by our personal security-blankets; it is stunted, collectively,by the fact that we crave security at all.56

It is precisely these crutches of security that Zarathustra at the height chal-lenges us to throw away. Jeff Mason offers a neat description of Nietzsche as'the outsider saying "Look at me, I'm on the outside and I dare you to comeout"'.57 There is an important point to be made here in connection withhumour. In taking the attitude of the outsider as opposed to the group mem-ber, I would claim that one is taking the attitude most akin to that of the besthumorists: Mindess seems to be thinking along similar hnes when he speaks of'the frame of mind in which humor flourishes — the individual, iconoclasticoutlook'.58 If, as mentioned earlier, one of the things we most admire aboutthe humorist is his ability to see things from a new perspective, we shouldrecognize that he has been able to do this precisely because he has, unlike therest of us, freed himself from, and stood outside, the accepted, shared perspec-tive of his particular clique or society, and that it is this which has allowed hishorizons to be expanded. Is it not possible, then, that by reaching the height,and the extreme freedom from constraints with which Nietzsche is concerned,that the sense of humour might realize its maximum potential?

Finally, the suggestion in Nietzsche that the perception of the comedy ofexistence and the laughing of Zarathustra's redeeming laughter involves anaffirmation of suffering, emphasizes a vitally important point: that the tragicand the comic are not polar opposites, or mutually exclusive, but subtly andsometimes almost paradoxically inter-linked modes of experience.

John Lippitt, Department of Philosophy, University of Durham, 50 Old Elvet,Durham DHi 3HN, England.

at UQ

Library on A

ugust 17, 2015http://bjaesthetics.oxfordjournals.org/

Dow

nloaded from

Page 11: Brit J Aesthetics 1992 Lippitt 39 49

JOHN LIPPITT 49

REFERENCES

1 Walter Kaufmann, trans, and ed., The BaskWritings of Nietzsche (New York: ModernLibrary, 1968), p . +22n.

2 Friedrich Nietzsche, Thus Spoke Zarathustra,trans. R. J. Hollingdale (Harmondswor th :Penguin, 1969), p . 42.

3 Nietzsche, Zarathustra, p . 45.4 Bemd Magnus, Nietzsche's Existential

Imperative (Bloomington: Indiana U . P . ,

1978), P- 33-s Nietzsche, Zarathustra, p . 47.6 See Henri Bergson, 'Laughter ' , in Wylie

Sypher (ed.) Comedy (Baltimore: JohnsHopkins U . P . , I9S6), p . 187.

7 Bergson, Laughter, p . 84.8 Bergson, Laughter, p . 72.9 Ibid.

10 Ibid.11 Bergson, Laughter, p. 73.12 Bergson, Laughter, pp. 147—8.13 Nietzsche, Zarathustra, p . 180.14 Nietzsche, Zarathustra, p . 178.15 Laurence Lampert, Nietzsche's Teaching: An

Interpretation of 'Thus Spoke Zarathustra'( N e w Haven: Yale U . P . , 1986), p. 210.

16 Nietzsche, Zarathustra, p . 236.17 Lampert, Nietzsche's Teaching, pp. 238—9.18 Harold Alderman, Nietzsche's Gift (Athens:

Oh io U . P . , 1977), p. 114.19 Alexander Nehamas , Nietzsche: Life as

Literature (Cambridge: Harvard U . P . , 1985),p. 7.

20 A l d e r m a n , Nietzsche's Gift, p . 117.21 N ie tzsche , Zarathustra, p . 293 .22 N i e t z s c h e , Zarathustra, p . 294 .23 N i e t z s c h e , Zarathustra, p . 55 .24 Nietzsche, Zarathustra, p . 303.25 N i e t z s c h e , Zarathustra, p . 305 .26 Ibid.27 Ibid.28 N i e t z s c h e , Zarathustra, p . 55 .29 Relief theories of laughter, together with

those based upon superiority and incon-gruity, constitute the three main traditionsidentified by most contemporary humourresearch. Probably the best known theorygenerally brought under the rd ief heading isthat of Freud, presented in Jokes and theirRelation to the Unconscious.

30 Nehamas, Nietzsche: Life as Literature, p.185.

31 Pete A. Gunter , 'Nietzschean Laughter ' , inThe Sewanee Review, 76 (1968), p. 504.

32 Nehamas, Nietzsche: Life as Literature, p. 85.33 This passage is pointed to by Gunter.34 Nietzsche, The Joyful Wisdom, trans.

Thomas Common (Edinburgh: T.N.Foulis, 1910), pp. 32—3.

35 Nietzsche, Zarathustra, p. 68.36 Nietzsche, The Will to Power, trans. Antony

M. Ludovici (Edinburgh: T.N. Foulis,1909), p. 74-

37 E. B. White, 'Some Remarks on Humor', inThe Second Tree from the Comer (London:Hamish Hamil ton, 1954), pp. 173—4.

38 Nietzsche, Zarathustra, p . 68.39 John Morreall, Taking Laughter Seriously

(Albany: State University of N e w YorkPress, 1983), p. 123.

40 Nehamas, Nietzsche: Life as Literature, p.189.

41 I am grateful to David E. Cooper , Professorof Philosophy at the University of Durham,for first suggesting the possibility of a linkwith Sartre in this respect.

42 Included in his Mortal Questions (CambridgeU . P . , 1979).

43 Nagel , Mortal Questions, p. 13.44 Ibid.45 N a g e l , Mortal Questions, p p . 13-14.46 Nage l , Mortal Questions, p. 15.47 Ibid.48 Albert Camus, The Myth of Sisyphus

( H a r m o n d s w o r t h : Penguin , 1975), p . 109.49 Nagel, Mortal Questions, p. 22.50 Nagel, Mortal Questions, p. 23.51 I refer to the animals ' fourth speech in the

section entitled 'The Convalescent ' .52 Lampert, Nietzsche's Teaching, p. 223.53 B e r g s o n , Laughter, p . 188.54 B e r g s o n , Laughter, p . 73 .55 B e r g s o n , Laughter, p . 189.56 Harvey Mindcss , Laughter and Liberation

(Los Angeles : Nash Publ ishing, 1971), p . 31 .57 Jeff Mason, Philosophical Rhetoric (London:

Routledge, 1989), p . 30.58 M i n d e s s , Laughter and Liberation, p. 41 .

at UQ

Library on A

ugust 17, 2015http://bjaesthetics.oxfordjournals.org/

Dow

nloaded from