BOARD NOTICE 159 OF 2012 - gov.za · Black Moon 42930 23 July 2012 Contravention of section...

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STAATSKOERANT, 1 OKTOBER 2012 No. 35726 13 BOARD NOTICE 159 OF 2012 FINANCIAL SERVICES BOARD FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002 SUSPENSION OF AUTHORISATION I, German Emmanuel Anderson, the Deputy Registrar of Financial Services Providers, hereby make known under section 9{2)(d) of the Financial Advisory and Intermediary Services Act, 2002 ("the FAIS Act"), that I have suspended under section 9(1) of the Act the licences of the following licensees with effect from the dates referred hereunder: LICENSEE FSPNO EFFECTIVE DATE REASONS FOR SUSPENSION Aaron Mkoto t/a Mkoto 34743 23 July 2012 Contravention of section Brokers 17{4) of the FAIS Act Ablaze Trading 80 CC 31533 23 July 2012 Contravention of section 17(4) of the FAIS Act Adept Financial 37390 23 July 2012 Contravention of section Services CC 19(2)(b)(iii) of the FAIS Act Africa Properties East 36355 23 July 2012 Contravention of sections Coast CC t/a East 17{4) and 19{2)(b)(iii) of Coast Brokers the FAIS Act Afric-Cover Insurance 38746 23 July 2012 Contravention of section Brokers (Pty) Ltd 17{4) of the FAIS Act ALZ Fanancial 41793 23 July 2012 Contravention of sections Solutions CC 17{4) and 19(2)(b)(iii) of the FAIS Act Amagutshwa Trading 40826 23 July 2012 Contravention of sections CC t/a Amagutshwa 17{4) and 19(2)(b)(iii) of Financial Services the FAIS Act Andreas Chaong 18613 23 July 2012 Contravention of sections Mokoena t/a Andreas 17{4) and 19(2)(b)(iii) of Mokoena Health And the FAIS Act Life Brokers Angaria Short Term 38401 23 July 2012 Contravention of section Insurance Bakers CC 19{2) (b) (iii) of the FAIS Act Anneline Jacobs 36033 23 July 2012 Contravention of section 19{2)(b)(iii) of the FAIS Act Azhumah Investments 38681 23 July 2012 Contravention of section CC t/a Azhumah 19(2)(b)(iii) of the FAIS Act Financial Solutions Babhekile Gloria Sikobi 43310 23 July 2012 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Transcript of BOARD NOTICE 159 OF 2012 - gov.za · Black Moon 42930 23 July 2012 Contravention of section...

Page 1: BOARD NOTICE 159 OF 2012 - gov.za · Black Moon 42930 23 July 2012 Contravention of section Investments 36 CC t/a 19(2)(b)(iii) of the FAIS Act Baru Brokers ... Advisors t/a Buntu

STAATSKOERANT, 1 OKTOBER 2012 No. 35726 13

BOARD NOTICE 159 OF 2012

FINANCIAL SERVICES BOARD

FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002

SUSPENSION OF AUTHORISATION

I, German Emmanuel Anderson, the Deputy Registrar of Financial Services Providers, hereby make known under section 9{2)(d) of the Financial Advisory and Intermediary Services Act, 2002 ("the FAIS Act"), that I have suspended under section 9(1) of the Act the licences of the following licensees with effect from the dates referred hereunder:

LICENSEE FSPNO EFFECTIVE DATE REASONS FOR SUSPENSION

Aaron Mkoto t/a Mkoto 34743 23 July 2012 Contravention of section Brokers 17{4) of the FAIS Act

Ablaze Trading 80 CC 31533 23 July 2012 Contravention of section 17(4) of the FAIS Act

Adept Financial 37390 23 July 2012 Contravention of section Services CC 19(2)(b)(iii) of the FAIS Act

Africa Properties East 36355 23 July 2012 Contravention of sections Coast CC t/a East 17{4) and 19{2)(b)(iii) of Coast Brokers the FAIS Act

Afric-Cover Insurance 38746 23 July 2012 Contravention of section Brokers (Pty) Ltd 17{4) of the FAIS Act

ALZ Fanancial 41793 23 July 2012 Contravention of sections Solutions CC 17{4) and 19(2)(b)(iii) of

the FAIS Act

Amagutshwa Trading 40826 23 July 2012 Contravention of sections CC t/a Amagutshwa 17{4) and 19(2)(b)(iii) of Financial Services the FAIS Act

Andreas Chaong 18613 23 July 2012 Contravention of sections Mokoena t/a Andreas 17{4) and 19(2)(b)(iii) of Mokoena Health And the FAIS Act Life Brokers

Angaria Short Term 38401 23 July 2012 Contravention of section Insurance Bakers CC 19{2) (b) (iii) of the FAIS Act

Anneline Jacobs 36033 23 July 2012 Contravention of section 19{2)(b)(iii) of the FAIS Act

Azhumah Investments 38681 23 July 2012 Contravention of section CC t/a Azhumah 19(2)(b)(iii) of the FAIS Act Financial Solutions

Babhekile Gloria Sikobi 43310 23 July 2012 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act

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14 No. 35726 GOVERNMENT GAZETTE, 1 OCTOBER 2012

Baybreeze Trading 507 34899 23 July 2012 Contravention of section CC t/a M&R Financial 19(2)(b)(iii) of the FAIS Act Services

BDO Employee 15751 26 July 2012 Contravention of section Benefits (Pty) Ltd 19(2)(b)(iii) of the FAIS Act

BLA Healthcare 35847 23 July 2012 Contravention of section Consulting CC 19(2)(b)(iii) of the FAIS Act

Black Moon 42930 23 July 2012 Contravention of section Investments 36 CC t/a 19(2)(b)(iii) of the FAIS Act Baru Brokers

Blue Sky Brokers CC 36309 23 July 2012 Contravention of section 17(4) of the FAIS Act

BMMT General Trading 39550 23 July 2012 Contravention of section cc 17(4) of the FAIS Act Bongani Clifford Dladla 41183 23 July 2012 Contravention of sections

17(4) and 19(2)(b)(iii) of the FAIS Act

Bongani Philemon 43304 23 July 2012 Contravention of section Shandu 17(4) of the FAIS Act

Bongumusa Jerome 43068 23 July 2012 Contravention of section Mvundle t/a Vundla 17(4) of the FAIS Act Brokers

Bonmad Solutions CC 38641 23 July 2012 Contravention of section 17(4) of the FAIS Act

BOZ Financial Services 38762 23 July 2012 Contravention of section CC t/a Somadoda 19(2)(b)(iii) of the FAIS Act

BRA Retirement 42780 23 July 2012 Contravention of sections Advisors t/a Buntu 17(4) and 19(2)(b)(iii) of Retirement Advisors the FAIS Act

Bradley David 41529 23 July 2012 Contravention of section Trevethan 17(4) of the FAIS Act

Bravopix 134 CC t/a ZD 42954 23 July 2012 Contravention of sections Financial Services 17(4) and 19(2)(b)(iii) of

the FAIS Act

Bravopix 240 CC t/a 43118 23 July 2012 Contravention of section Shomang Brokers 19(2)(b)(iii) of the FAIS Act

Bright Star Risk Cover 37483 23 July 2012 Contravention of section cc 19(2)(b)(iii) of the FAIS Act

Broad Market Trading 42710 23 July 2012 Contravention of section 14 (Pty) Ltd t/a BMG 19(2)(b)(iii) of the FAIS Act

BS Ndaliso Investments 39783 23 July 2012 Contravention of section cc 19(2)(b)(iii) of the FAIS Act

Canton Trading 24 (Pty) 41567 23 July 2012 Contravention of section Ltd t/a Property 365 17(4) of the FAIS Act Investments

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STAATSKOERANT, 1 OKTOBER 2012 No. 35726 15

Capmed Marketing 42292 23 July 2012 Contravention of section (Pty) Ltd 17(4) of the FAIS Act Chatim CC 38838 23 July 2012 Contravention of section

19(2)(b)(iii) of the FAIS Act

China Auto Rental (Pty) 39537 23 July 2012 Contravention of section Ltd 19(2)(b)(iii) of the FAIS Act

Chipa Kingsley Baloyi 43195 23 July 2012 Contravention of section t/a Mchipisi 17(4) of the FAIS Act Christopher Nceba 31728 23 July 2012 Contravention of section Tyoda t/a Ncesh 17(4) of the FAIS Act Financial Services

Citigroup Global 30513 23 July 2012 Contravention of section Markets (Pty) Ltd 17(4) of the FAIS Act

Clifford Thomson t/a 42149 23 July 2012 Contravention of section Clifford Thomson 19(2)(b)(iii) of the FAIS Act Brokers

Collin Mxolisi Thusini 42955 23 July 2012 Contravention of sections t/a Mzombi Trading And 17(4) and 19(2)(b)(iii) of Consulting the FAIS Act

Cornerstone 36488 23 July 2012 Contravention of section Underwriters And 17(4) of the FAIS Act Administrators (Pty) Ltd

Corporate 43240 23 July 2012 Contravention of section Administrative Trust 17(4) of the FAIS Act Company (Pty) Ltd t/a CA Trust Company Daniel Modisane t/a 43429 23 July 2012 Contravention of section Modisane Financial 17(4) of the FAIS Act Services

Danaher Associates 41973 23 July 2012 Contravention of section (Pty) Ltd 19(2)(b)(iii) of the FAIS Act

Dawid Johannes Van 38476 23 July 2012 Contravention of sections Der Linde 17(4) and 19(2)(b)(iii) of

the FAIS Act

Dawncliffe Financial 43483 23 July 2012 Contravention of sections Planning CC 17(4) and 19(2)(b)(iii) of

the FAIS Act

Dawood Abdullah Khan 41376 23 July 2012 Contravention of section 19(2)(b)(iii) of the FAIS Act

Deborah Michele Carter 37936 23 July 2012 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Devine Products CC 42961 23 July 2012 Contravention of section 17(4) of the FAIS Act

Diem Defend Ledrpote 43125 23 July 2012 Contravention of section Dumisani Ntoyi t/a DD 17(4) of the FAIS Act Ntoyi Brokers

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16 No. 35726 GOVERNMENT GAZETTE, 1 OCTOBER 2012

Dimension Life 32769 23 July 2012 Contravention of section Administrators Sales 19(2) (b) (iii) of the FAIS Act cc Dirk Hercules Coetzee 40849 23 July 2012 Contravention of section t/a Dirk Coetzee 17(4} of the FAIS Act Makelaars Dumisani McBride 35281 23 July 2012 Contravention of sections Socikwa 17(4) and 19(2)(b)(iii) of

the FAIS Act

Dunvegan Wealth 37122 23 July 2012 Contravention of section Management (Pty) Ltd 19(2)(b)(iii) of the FAIS Act

Elaine Margaret Cloete 37362 23 July 2012 Contravention of section t/a Elaine Cloete 19(2)(b)(iii) of the FAIS Act Financial Services

Eternal City Trading 38924 23 July 2012 Contravention of section 578 cc 19(2)(b)(iii) of the FAIS Act

Ettennim Financial 37742 23 July 2012 Contravention of section Services CC 19(2)(b)(iii) of the FAIS Act

Ettienne Hugo Pia t/a 37054 23 July 2012 Contravention of section Ettienne Pia Financial 19(2)(b)(iii) of the FAIS Act Services

Evoplan t/a Evolution 35547 23 July 2012 Contravention of section Planning 17(4) of the FAIS Act

Ezethu Brokers 43344 23 July 2012 Contravention of section 17(4) of the FAIS Act

Ezimlombolombo 43245 23 July 2012 Contravention of section Investments CC t/a 17(4} of the FAIS Act Ezimlombolombo Financial Brokers

Fariza Banu Abdul t/a 10501 23 July 2012 Contravention of section MSZ Brokers 19(2)(b)(iii) of the FAIS Act

First Avenue 42693 23 July 2012 Contravention of section Investment 19(2)(b)(iii) of the FAIS Act Management (Pty) Ltd

Four Rivers Trading 41981 23 July 2012 Contravention of section 289 (Pty) Ltd 19(2)(b)(iii) of the FAIS Act

Freetel Capital (Pty) Ltd 41363 23 July 2012 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Future Capital 43303 23 July 2012 Contravention of section Insurance Brokers CC 17(4) of the FAIS Act

Future Growth 39033 23 July 2012 Contravention of section Investments CC t/a 19(2) (b) (iii) of the FAIS Act Dynamique Financial Services

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STAATSKOERANT, 1 OKTOBER 2012 No. 35726 17

Gabriel Marthinus 42512 23 July 2012 Contravention of section Nothnagel Va D2C 19(2)(b)(iii) of the FAIS Act

Geopaul Trading CC Va 32832 23 July 2012 Contravention of section Geopaullnsurance 17(4) of the FAIS Act Consultants

George Israel 43041 23 July 2012 Contravention of section Makhubela 17(4) of the FAIS Act

Gerrit Van Niekerk Va 43619 23 July 2012 Contravention of section GVN Health Care 17(4) of the FAIS Act Consulting Services

Gertruida Hendrika 43297 23 July 2012 Contravention of section Saayman Va Infinity 17(4) of the FAIS Act Portfolio Financial Services

GNM Financial 32797 23 July 2012 Contravention of section Services CC 17(4) of the FAIS Act

Harvest Guard 42915 23 July 2012 Contravention of sections Consulting CC 17(4) and 19(2)(b)(iii) of

the FAIS Act

Hastings Trading CC 35376 23 July 2012 Contravention of section 17(4) of the FAIS Act

HDL Financial Services 37557 23 July 2012 Contravention of section cc 17(4) of the FAIS Act

Helen Mchunu Va 31465 23 July 2012 Contravention of section Smomoza Brokers 17(4) of the FAIS Act

Hendrik Jan Fourie Va 41632 23 July 2012 Contravention of sections Hennie Fourie 17(4) and 19(2)(b)(iii) of Makelaars the FAIS Act

Hilton Davidson 43301 23 July 2012 Contravention of section 17(4) of the FAIS Act

lan Roger Mark 36720 23 July 2012 Contravention of sections Geldenhuys Va ian G 17(4) and 19(2)(b)(iii) of And Associates the FAIS Act

IBG Underwriting 36515 23 July 2012 Contravention of section Managers ( Pty) Ltd 19(2)(b)(iii) of the FAIS Act

Identity Development 33416 23 July 2012 Contravention of sections Fund Managers (Pty) 17(4) and 19(2)(b)(iii) of Ltd the FAIS Act

lncapeace Trading & 42934 23 July 2012 Contravention of section Project 43 CC 17(4) of the FAIS Act

Independent Aviation 34794 23 July 2012 Contravention of section Underwriters (Pty) Ltd 19(2)(b)(iii) ofthe FAIS Act

lndequity Capital 596 23 July 2012 Contravention of section Managers (Pty) Ltd 19(2)(b)(iii) of the FAIS Act

lsipingo Funeral 35660 23 July 2012 Contravention of section Services CC 19(2)(b)(iii) of the FAIS Act

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18 No. 35726 GOVERNMENT GAZETTE, 1 OCTOBER 2012

lthemba Financial 38743 23 July 2012 Contravention of section Services CC 17(4) of the FAIS Act

Jako Vusumzi t/a Vusi 43316 23 July 2012 Contravention of section Brokers 17(4) of the FAIS Act

James Anderson t/a 37363 23 July 2012 Contravention of section Guardian Financial 19(2)(b)(iii) of the FAIS Act Planning

Jan Abraham Du 30371 23 July 2012 Contravention of sections Plessis t/a Bakkie 17(4) and 19(2)(b)(iii) of Sentrum And Mahindra the FAIS Act Welkom Jeremia Delani 43471 23 July 2012 Contravention of section Nxumalo t/a Oddessy 17(4) of the FAIS Act Financial Investments

JNP Financial Services 38444 23 July 2012 Contravention of section cc 17(4) of the FAIS Act

John McVeigh t/a 15428 23 July 2012 Contravention of section Shamrock Insurance 19(2)(b)(iii) of the FAIS Act Brokers

JSE Financial 42412 23 July 2012 Contravention of section Consulting CC 19(2)(b)(iii) of the FAIS Act

KJ Risk Managers 35415 23 July 2012 Contravention of section 19(2)(b)(iii) of the FAIS Act

Kalahari Finansiele 43311 23 July 2012 Contravention of section Dienste BK 19(2)(b)(iii) of the FAIS Act

Kewuti Finance 41204 23 July 2012 Contravention of section Services CC 17(4) of the FAIS Act

Kgwadi Ya Motse 38505 23 July 2012 Contravention of sections Brokerage CC 17(4) and 19(2)(b)(iii) of

the FAIS Act

Khanyisa Mda t/a LFK 43459 23 July 2012 Contravention of section Financial Services 19(2)(b)(iii) of the FAIS Act

KMP Consulting (Pty) 42677 23 July 2012 Contravention of section Ltd t/a DCS Midlands 17(4) of the FAIS Act

Knowledge Simphiwe 35164 23 July 2012 Contravention of section Dladla t/a KS Services 17(4) of the FAIS Act Provider

Knysna Auto Services 31987 26 July 2012 Contravention of section cc 17(4) of the FAIS Act

Kuda Insurance 38382 23 July 2012 Contravention of section Administrators (Pty) Ltd 19(2)(b)(iii) of the FAIS Act

Lamininsure Brokers 42046 23 July 2012 Contravention of section cc 19(2)(b)(iii) of the FAIS Act

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STAATSKOERANT, 1 OKTOBER 2012 No. 35726 19

La-Monty's Recycled 41949 23 July 2012 Contravention of section Plastic Products CC t/a 17(4) of the FAIS Act La-Monty's Financial Services

Lansom Donaldson 42909 23 July 2012 Contravention of section Associates CC 19(2) (b) (iii) of the FAIS Act

Lapis Asset 42681 23 July 2012 Contravention of sections Management Ltd 17(4) and 19(2)(b)(iii) of

the FAIS Act

Laurence Sekitimane 31626 23 July 2012 Contravention of section Mananyetso 19(2)(b)(iii) of the FAIS Act

Lauretta Chimangatsho 33625 23 July 2012 Contravention of section Muduvhadzi t/a 19(2)(b)(iii) of the FAIS Act Vanessa's Brokerage

Lea Magdalena Venter 23915 23 July 2012 Contravention of sections t/a RG I Brokers 17(4} and 19(2)(b)(iii) of

the FAIS Act

Lekha Lela Brokers CC 31733 23 July 2012 Contravention of section 17(4) of the FAIS Act

Leonie O'Connell 41306 23 July 2012 Contravention of section 19(2) (b) (iii) of the FAIS Act

Lephuela Properties 36356 23 July 2012 Contravention of section And Risk Solutions 17(4) of the FAIS Act

Lesiba Herman Hlongo 43146 23 July 2012 Contravention of section 17(4) of the FAIS Act

Letta Dimakatso 35744 23 July 2012 Contravention of section Ngobeni t/a Atlehang 19(2)(b)(iii) of the FAIS Act Risk And Investment Consultants Lindamanje Trading CC 34478 23 July 2012 Contravention of sections t/a Lindamanje Brokers 17(4) and 19(2)(b)(iii) of

the FAIS Act

Lucky Zamubuhle 42868 23 July 2012 Contravention of sections Funeka t/a Lucky 17(4} and 19(2)(b)(iii) of Zamubuhle Funeka the FAIS Act

Lungile Christopher 42392 23 July 2012 Contravention of sections Twaku t/a Khwangeshe 17(4) and 19(2)(b)(iii) of Independent Broker the FAIS Act

Lungisani Mdunyelwa 38355 23 July 2012 Contravention of sections t/a Mdunyelwa 17(4) and 19(2)(b)(iii) of Financial Services the FAIS Act

Makunga Trading 36676 23 July 2012 Contravention of sections Enterprise CC t/a 17(4) and 19(2)(b)(iii) of Makunga Wealth the FAIS Act Management

Malebo Anneline 40781 23 July 2012 Contravention of sections Marule t/a Lema 17(4) and 19(2)(b)(iii) of Financial Services the FAIS Act

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20 No. 35726 GOVERNMENT GAZETTE, 1 OCTOBER 2012

Mandlakhona 37407 23 July 2012 Contravention of section Sihlesenkosi Koza t/a 17(4) of the FAIS Act lsihle Financial Broker¢

Manzini Marketing And 31042 23 July 2012 Contravention of section Business Solutions 17(4) of the FAIS Act (Pty) Ltd

MAP Brokers CC 32744 23 July 2012 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Marcello Martinuzzi t/a 36024 23 July 2012 Contravention of section Assenture 19(2) (b) (iii) of the FAIS Act

Marcos Financial 41298 23 July 2012 Contravention of section Planners CC 19(2)(b)(iii) of the FAIS Act

Marius Bezuidenhout 3420 23 July 2012 Contravention of section t/a MB Financial 17(4) of the FAIS Act Services Mashudu Munyai 43238 23 July 2012 Contravention of section

17(4) of the FAIS Act Masodi Erica Marcia 40269 23 July 2012 Contravention of section Lekoto t/a Maduo 19(2)(b)(iii) of the FAIS Act Financial Services

Matshidiso Khoza t/a 42735 23 July 2012 Contravention of section Lenong Financial 19(2) (b) (iii) of the FAIS Act Broker

Maya Zolile Manelisi t/a 39493 23 July 2012 Contravention of section Maya Success Brokers 19(2)(b)(iii) of the FAIS Act

Mazwoxolo Ceza t/a 30690 26 July 2012 Contravention of section Mazwi Brokerage 19(2)(b)(iii) of the FAIS Act

Mbaliyethu Catering 32697 23 July 2012 Contravention of section Services CC 17(4) of the FAIS Act

Mbheki Nelson 39067 23 July 2012 Contravention of section Mthembu t/a Mbheki & 19(2)(b)(iii) of the FAIS Act Associates Financial Services Mcnamara And 38689 23 July 2012 Contravention of section Associates CC 17(4) of the FAIS Act

Melia Insurance 42967 23 July 2012 Contravention of section Consultants CC 17(4) of the FAIS Act

Melusiwami Trading 38391 23 July 2012 Contravention of section Enterprise CC t/a 17(4) of the FAIS Act lntando Brokers

Meso Capital (Pty) Ltd 40598 23 July 2012 Contravention of section 19(2)(b)(iii) of the FAIS Act

Michael Robert Aley t/a 41847 23 July 2012 Contravention of section Omega Wealth 19(2)(b)(iii) of the FAIS Act

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STAATSKOERANT, 1 OKTOBER 2012 No. 35726 21

Michele Steduto t/a 42222 23 July 2012 Contravention of section Financial Solutions 4 U 19(2)(b)(iii) of the FAIS Act

Mmatshane Saboshego 42550 23 July 2012 Contravention of sections t/a Saboshego 17(4) and 19(2)(b)(iii) of Insurance Brokers the FAIS Act

Mohlaloga Brokers CC 34620 23 July 2012 Contravention of section 17(4) of the FAIS Act

Mondli Innocent Nkomo 40610 23 July 2012 Contravention of section t/a Nkomo Brokers 19(2)(b)(iii) of the FAIS Act

Monwabisi Goodman 43385 23 July 2012 Contravention of section Mtongana t/a Mtongana 17(4) of the FAIS Act Financial Services

Moore Stephens PDB 39060 23 July 2012 Contravention of section Incorporated 19(2)(b)(iii) of the FAIS Act

Moremodiegisa 40062 23 July 2012 Contravention of section Financial Services And 17(4) of the FAIS Act Projects CC Motheo Wa Botshelo 43108 23 July 2012 Contravention of section Consulting CC t/a MWB 19(2)(b)(iii) of the FAIS Act Consulting

Mpikayipheli Kenneth 32129 23 July 2012 Contravention of sections Silangwe t/a MK 17(4) and 19(2)(b)(iii) of Brokers the FAIS Act

Mqabuki Dalasile t/a 40947 23 July 2012 Contravention of sections Dalasile Financial 17(4) and 19(2)(b)(iii) of Services the FAIS Act

MsvWealth 40154 23 July 2012 Contravention of sections Management (Pty) Ltd 17(4) and 19(2)(b)(iii) of

the FAIS Act

Muanda Trading (Pty) 43252 23 July 2012 Contravention of section Ltd t/a RG Group 17(4) of the FAIS Act Mukasi Joe Trading 36675 23 July 2012 Contravention of section Enterprise CC 17(4) of the FAIS Act Murati Brokers CC 38881 23 July 2012 Contravention of sections

17(4) and 19(2)(b)(iii) of the FAIS Act

Muswede Financial 34631 23 July 2012 Contravention of sections Solutions CC t/a 17(4) and 19(2)(b)(iii) of Muswede the FAIS Act

Mykatrade 87 CC t/a 37297 23 July 2012 Contravention of sections lnspecta Car Kempton 17(4) and 19(2)(b)(iii) of Park the FAIS Act

N-E-Fg Fund 17004 23 July 2012 Contravention of section Management (Pty) Ltd 17(4) of the FAIS Act Nozicelo Abrahams 33798 23 July 2012 Contravention of section

17(4) of the FAIS Act Ntathu Consulting CC 40555 23 July 2012 Contravention of sections

17(4) and 19(2)(b)(iii) of the FAIS Act

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22 No. 35726 GOVERNMENT GAZETTE, 1 OCTOBER 2012

Ntokozo Collin Sibisi t/a 39579 23 July 2012 Contravention of sections Ntokozo C Sibisi 17(4) and 19(2)(b)(iii) of Brokers the FAIS Act

Ntomzodwa Kubeka t/a 39707 23 July 2012 Contravention of section Kubeka Financial 17(4) of the FAIS Act Services Overstrand Investment 42741 23 July 2012 Contravention of section And Insurance 17(4) of the FAIS Act Administrators CC t/a Overstrand Investment And Insurance Administrators

Pantelis Georgiou 33718 23 July 2012 Contravention of section Pluke t/a Lee Pluke 19(2)(b)(iii) of the FAIS Act

Patrick Dondolo t/a 37194 23 July 2012 Contravention of sections Patrick Financial 17(4) and 19(2)(b)(iii) of Provider the FAIS Act

Paul Michael Cushway 41742 23 July 2012 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Paulo Sun Financial 36653 23 July 2012 Contravention of sections Services (Pty) Ltd 17(4) and 19(2)(b)(iii) of

the FAIS Act

Pelo Entle Consulting 42556 23 July 2012 Contravention of section And Project CC t/a Pelo 19(2) (b) (iii) of the FAIS Act Entle Financial Services

Peya Financial Brokers 43094 23 July 2012 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Phekulana Trading 43095 23 July 2012 Contravention of section Enterprise CC t/a 17(4) of the FAIS Act Thulani Brokers

Phillistus Lizzy Dorothy 42910 23 July 2012 Contravention of section Buthelezi t/a Libra 17(4) of the FAIS Act Consulting Services

Phuthumaliyashona 43162 23 July 2012 Contravention of section Investments CC t/a 17(4) of the FAIS Act PMG Financial Brokers

Poloksifin CC t/a 43499 23 July 2012 Contravention of section National Motor 17(4) of the FAIS Act Distributors (NMD) Professional Provident 39270 23 July 2012 Contravention of section Society Investments 19(2)(b)(iii) of the FAIS Act (Pty) Ltd

Purple Capital Limited 35584 23 July 2012 Contravention of section 19(2)(b)(iii) of the FAIS Act

Raft Consulting (Pty) 40959 23 July 2012 Contravention of sections Ltd 17(4) and 19(2)(b)(iii) of

the FAIS Act

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STAATSKOERANT, 1 OKTOBER 2012 No. 35726 23

Re Solutions One 36447 23 July 2012 Contravention of section Financial Services CC 19(2)(b)(iii) of the FAIS Act

Rentia Vink Insurance 42324 23 July 2012 Contravention of section Brokers CC 19(2)(b)(iii) of the FAIS Act

Rezak Finansiele 42504 23 July 2012 Contravention of section Dienste BK 17(4) of the FAIS Act Rich Blue Consultancy 41287 23 July 2012 Contravention of section cc 19(2)(b)(iii) of the FAIS Act

Risk Trans Insurance 34872 23 July 2012 Contravention of sections Brokers (Hillcrest) (Pty) 17(4) and 19(2)(b)(iii) of Ltd the FAIS Act

Roseta Trading CC 41945 23 July 2012 Contravention of section 17(4) of the FAIS Act

Rudzani Gate Maraga 41765 23 July 2012 Contravention of section tja Mashudu Financial 17(4) of the FAIS Act Services

Sabelo Trevor Tsotso 35355 23 July 2012 Contravention of section t/a Tsotso Financial 17(4) of the FAIS Act Solutions Samson Vusimuzi 43097 23 July 2012 Contravention of sections Magagane t/a Nkosi 17(4) and 19(2)(b)(iii) of Financial Services the FAIS Act

Samuel Olaf Noome t/a 37187 23 July 2012 Contravention of section SN Insurance Brokers 19(2)(b)(iii) of the FAIS Act

S'boniso Humphrey 41794 23 July 2012 Contravention of section Zulu t/a SHZ Financial 17(4) of the FAIS Act Consulting

SCI Financial CC t/a 34694 23 July 2012 Contravention of sections Southern Cross 17(4) and 19(2)(b)(iii) of International the FAIS Act

Securisk CC 37820 23 July 2012 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Sekiwe Alice 32964 23 July 2012 Contravention of section Ngcangata 17(4) of the FAIS Act Sethomi Brokerage CC 38504 23 July 2012 Contravention of section

19(2)(b)(iii) of the FAIS Act

Sibett Marketing And 33863 23 July 2012 Contravention of section Distribution Services 19(2)(b)(iii) of the FAIS Act CC t/a Phela

Sibusiso Hilton 37042 23 July 2012 Contravention of section Mhlanga t/a Mhlanga 17(4) of the FAIS Act Financial Services

Silver Solutions 1946 43438 23 July 2012 Contravention of section cc 17(4) of the FAIS Act Sizwe Masinothe CC t/a 42620 23 July 2012 Contravention of section Sizwe Brokers 17(4) of the FAIS Act

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24 No. 35726 GOVERNMENT GAZETTE, 1 OCTOBER 2012

Southeastern Asset 42725 23 July 2012 Contravention of section Management 19(2)(b)(iii) of the FAIS Act Incorporated

Southern Ambition 37484 23 July 2012 Contravention of section 1565 cc 17(4) of the FAIS Act

Stanley Ernest Stanton 34281 23 July 2012 Contravention of section Va Stan Stanton 19(2)(b)(iii) of the FAIS Act

Surawell CC 42899 23 July 2012 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Suretrade 118 CC 43481 23 July 2012 Contravention of section 17(4) of the FAIS Act

Sweatsafe CC 43120 23 July 2012 Contravention of section 17(4) of the FAIS Act

Tabisa Sapula VaTS 37666 23 July 2012 Contravention of section Broker Services 17(4) of the FAIS Act

Tamela Holdings (Pty) 42038 23 July 2012 Contravention of section Ltd 19(2)(b)(iii) of the FAIS Act

Tembile Richard Msiza 34353 23 July 2012 Contravention of section Va Smart Financial 17(4) of the FAIS Act Services Tenglo Investment CC 42723 23 July 2012 Contravention of sections

17(4) and 19(2)(b)(iii) of the FAIS Act

Thames River Capital 42917 23 July 2012 Contravention of section (UK) Limited Va 19(2)(b)(iii) of the FAIS Act Thames River Capital (UK) Limited Thammie Moses 38023 23 July 2012 Contravention of section Gazide 17(4) of the FAIS Act

Thandi Williams 30446 23 July 2012 Contravention of section Financial Services CC 17(4) of the FAIS Act

Thandile Spankie 30447 23 July 2012 Contravention of section Ntshingwa Va Spanoza 17(4) of the FAIS Act Brokers And Retail

Theunis Boshoff Raux 41123 23 July 2012 Contravention of section Va R & T Insurance 19(2)(b)(iii) of the FAIS Act

Thobile Gcabashe Va 42158 23 July 2012 Contravention of sections TG Broker 17(4) and 19(2)(b)(iii) of

the FAIS Act

Thomas Bartholomeus 38977 23 July 2012 Contravention of sections Jansen Va Thomas B 17(4) and 19(2)(b)(iii) of Brokers the FAIS Act

Thomas Kwatela 30560 23 July 2012 Contravention of sections Nkwinika Va 17(4) and 19(2)(b)(iii) of Makambandlela the FAIS Act Insurance Brokers

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STAATSKOERANT, 1 OKTOBER 2012 No. 35726 25

Thulasizwe Enock Zaca 30494 23 July 2012 Contravention of section t/a lnsimbi Financial 17(4) of the FAIS Act Services

Thuto Vukea t/a 43392 23 July 2012 Contravention of section Mhlelembe Risk 17(4) of the FAIS Act Management

Toleka Consulting (Pty) 41913 23 July 2012 Contravention of sections Ltd 17(4) and 19(2)(b)(iii) of

the FAIS Act

Tradeshack 57 CC t/a 40444 23 July 2012 Contravention of section Lukanda Financial 19(2)(b)(iii) of the FAIS Act Services

Ubuntu Bam Trading 39549 23 July 2012 Contravention of section Enterprise CC 17(4) of the FAIS Act

ValdiluxCC 43277 23 July 2012 Contravention of section 17(4) of the FAIS Act

Verifin (Pty) Ltd 40409 23 July 2012 Contravention of section 19(2)(b)(iii) of the FAIS Act

Vikani-Siyakhula 39329 23 July 2012 Contravention of section Financial Services CC 17(4) of the FAIS Act

Vincent Eric Mdeza t/a 43196 23 July 2012 Contravention of section Vincent Mdeza 17(4) of the FAIS Act Financial Advisors

Vinon Trading 38779 23 July 2012 Contravention of sections Enterprise CC t/a Vi non 17(4) and 19(2)(b)(iii) of Financial Services the FAIS Act

Vishallshwarlall 34112 23 July 2012 Contravention of section Gurcharan t/a Team 17(4) of the FAIS Act Cars Vunani Portfolio 872 23 July 2012 Contravention of section Solutions (Pty) Ltd 19{2)(b)(iii) of the FAIS Act

Wally Thembinkosi 41947 23 July 2012 Contravention of section Ledwaba 19(2)(b)(iii) ofthe FAIS Act

Wealth And Asset 42826 23 July 2012 Contravention of section Insurance Brokers (Pty) 19(2)(b)(iii) of the FAIS Act Ltd

Wendy Ngobeni 43049 23 July 2012 Contravention of section 17(4) of the FAIS Act

Whitehead Capital (Pty) 27887 23 July 2012 Contravention of sections Ltd 17(4) and 19(2)(b)(iii) of

the FAIS Act

Wynand Frederik 36605 23 July 2012 Contravention of section Human Smit t/a 17(4) of the FAIS Act Wynand FH Smit Finans Xihlovo Financial 38212 23 July 2012 Contravention of section Service CC 19(2)(b)(iii) of the FAIS Act

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26 No. 35726 GOVERNMENT GAZETTE, 1 OCTOBER 2012

Zakhanya Trading CC 31267 23 July 2012 Contravention of section 19(2)(b)(iii) of the FAIS Act

Zamokwakhe Collin 35689 23 July 2012 Contravention of section Xoseka Va lndaba 17(4) of the FAIS Act Investments

Zandile Praise Ntsele 42235 23 July 2012 Contravention of sections Va Entseleni Financial 17(4) and 19(2)(b)(iii) of Services the FAIS Act

Zandisile Ernest Mgobo 34745 23 July 2012 Contravention of sections Va St Cyprians 17(4) and 19(2)(b)(iii) of

the FAIS Act

Zano Qhamo Trading 41396 23 July 2012 Contravention of section cc 17(4) of the FAIS Act

Zethu Gladness 42672 23 July 2012 Contravention of sections Ncalane Va Mazet Z 17(4) and 19(2)(b)(iii) of Ncalane Broker the FAIS Act

Zilungiselele Trading 34648 23 July 2012 Contravention of sections And Projects CC 17(4) and 19(2)(b)(iii) of

the FAIS Act

Zuko Nathi Mantashe 43207 23 July 2012 Contravention of section Va Best Solutions 17(4) of the FAIS Act Marketing Zukx Investments CC 43069 23 July 2012 Contravention of section

17(4) of the FAIS Act

The terms attached to the suspension:

(a) The licensees are prohibited from concluding any new business. (b) The licensees must inform all affected clients and product suppliers concerned that

their licences have been suspended, and the Registrar must be copied with such correspondence.

(c) The licensees must, in consultation with clients and product suppliers concerned, take reasonable steps to ensure that any outstanding business is transferred to another licensed financial services provider in the interest of clients, and must advise the Registrar accordingly.

(d) The suspension of the licences will endure for a period of three months after the effective date, whereafter the Registrar will lift the suspension if satisfied that the licensees comply with the requirements of the Act or withdraw the licences if not so satisfied.

This Notice is called the Notice on Suspension of Authorisation, No 9 of 2012.

G EANDERSON Deputy Registrar of Financial Services Providers