Bandera Bancshares, Inc./media/Documents/banking/… · Title: Bandera Bancshares, Inc. Author:...
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FRY€ OMB Numb€r 710G0297 Approval expires September 30, 2018 Paga 1 oi 2 Board ofGovernors ofthe Federal Reserve System Annua Report of Ho d ng Compan es-FR Y-6 FEB OB 2OI7 NIC UNIT Report at the close of business as of the end of fiscal year This Report is required by law: Section 5(cX1)(A) of the Bank Holding Company Act (12 U.S.C. S 1aa+(c)(t)(e)); sections 8(a) and 13(a) of the lnternational Banking Act (12 U.S.C. SS 3106(a) and 3108(a)); sections 11(aXl), 25, and 25A ot the Federal Reserve Act (12 U.S.C. SS 248(a)(1), 602, and 611a); and sec- tions 113, 165, 312, 618, and 809 of the Dodd-FrankAct (12 U.S.C. SS 5361,5365, 5412, 1850a(c)(1), and 5468(b)(1)). Return to the appropriate Federal Reserve Bank the original and the number of copies specified. This report form is to be filed by all toptier bank holding compa- nies, top-tier savings and loan holding companies, and U.S. inter- mediate holding companies organized under U.S. law, and by any foreign banking organization that does not meet the require. ments of and is not treated as a qualiffing foreign banking orga- nization under Section 211.23 of Regulation K (12 C.F.R. S 211.23). (See page one of the general instructions for more detail of who must file.) The Federal Reserve may not conduct or spon- sor, and an organization (or a person) is not required to respond to, an information collection unless it displays a cunently valid OMB control number. NOTE: The Annual Report of Holding Companies must be signed by one director of the toptier holding company. This individual should also be a senior official of the toptier holding company. ln the event that the top-tier holding company does not have an individual who is a senior official and is also a director, the chairman of the board must sign the report. lf the holding company is an ESOP/ESOT formed as a corporation or is an LLC, see the General lnstructions for the authorized individual who must sign the report. l, Leslie L Hudler Nam€ of the Holding Company Director and Ofiicial President Trte of the Holding Company Director and Ofrcial attest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been pre- pared in conformance with the instructions issued by the Federal Reserve System and are true and conect to the best of my knowledge and belief. With respect to information regarding individuals contained in this reporl, the Repoder certifies thaf it has the authoity to provide this information to the Federal Reserue. The Repofter a/so certrfres that it has the authority, on behalf of each individual, to consent or object to public release of information regarding that individual. The Federal Reserve may assume, in the absence of a request for confidential treatment submitled in accordance with the Board's 'Ru/es 2C. that and of Holding Company and 02103t2017 Date of Signature For holding companies not registered with the SEC-. lndicate status ofAnnual Report to Shareholders: f] is includecl with the FR Y-6 report ! will be sent underseparate cover EI is not prepared Date of Report (top-tier holding company's fiscal year-end): December 31 2016 Month/Day/Year NONE Reporte/s Legal Entity ldentmer (LEl) (2GCharacter LEI Code) Reporte/s Name, Street, and Mailing Address Bandera Bancshares, lnc. Legal Title of Holding Company PO Box 426 (Mailing Address of the Holding Company) Ske€t / P.O. Box Johnson City Texas 78636 City State Zip Code 100 East Pecan Johnson City Texas 78636 Physical Location (if different from mailing address) Person to whom questions about this report should be directed Ken L Keenum CPA Name Tlte 8'17-332-1900 Area Code / Phone Number / Extension 817-332-2577 Area Code / FAX Number I [email protected] E-mailAddress NONE Address (URL) for lhe Holding Company's web page F.R. Parl 261, release of all For Federa! Resewe Bank Use Only RSSD rD / l-rq L1 I c.t. information, including suggestions br reducing this burden to: Secretary, Board of GovemoE of the Federal RNrue System, 20th and C Strmts, NW. Washington, DC 20551, and to lhe Ofiice of Management and Budget, Pap€mork R€duction Pro.lect O10G0297), Washingiton, 0C 20503. 1i,2016 0=No 1-Yes 0 ls confidential treatment requested for any portion ln accordance wlth the General lnsfuc{lons for lhas report (check only one), l. a letter justifying this request is being provided along NOTE: lnformatlon fur which confidentlal treatment is being requested must be provlded separately and labeled as "confidential." of th13 report submlsslon? thls request has been provlded wlth the roport .. 2. a lefter justlfylng separately........
Transcript of Bandera Bancshares, Inc./media/Documents/banking/… · Title: Bandera Bancshares, Inc. Author:...
FRY€OMB Numb€r 710G0297Approval expires September 30, 2018Paga 1 oi 2
Board ofGovernors ofthe Federal Reserve System
Annua Report of Ho d ng Compan es-FR Y-6FEB OB 2OI7
NIC UNIT
Report at the close of business as of the end of fiscal year
This Report is required by law: Section 5(cX1)(A) of the BankHolding Company Act (12 U.S.C. S 1aa+(c)(t)(e)); sections 8(a)and 13(a) of the lnternational Banking Act (12 U.S.C. SS 3106(a)and 3108(a)); sections 11(aXl), 25, and 25A ot the FederalReserve Act (12 U.S.C. SS 248(a)(1), 602, and 611a); and sec-tions 113, 165, 312, 618, and 809 of the Dodd-FrankAct (12 U.S.C.SS 5361,5365, 5412, 1850a(c)(1), and 5468(b)(1)). Return to theappropriate Federal Reserve Bank the original and the number ofcopies specified.
This report form is to be filed by all toptier bank holding compa-nies, top-tier savings and loan holding companies, and U.S. inter-mediate holding companies organized under U.S. law, and byany foreign banking organization that does not meet the require.ments of and is not treated as a qualiffing foreign banking orga-nization under Section 211.23 of Regulation K (12 C.F.R. S211.23). (See page one of the general instructions for more detailof who must file.) The Federal Reserve may not conduct or spon-sor, and an organization (or a person) is not required to respondto, an information collection unless it displays a cunently validOMB control number.
NOTE: The Annual Report of Holding Companies must be signed byone director of the toptier holding company. This individual shouldalso be a senior official of the toptier holding company. ln the eventthat the top-tier holding company does not have an individual who isa senior official and is also a director, the chairman of the board mustsign the report. lf the holding company is an ESOP/ESOT formed asa corporation or is an LLC, see the General lnstructions for theauthorized individual who must sign the report.l, Leslie L Hudler
Nam€ of the Holding Company Director and Ofiicial
PresidentTrte of the Holding Company Director and Ofrcial
attest that the Annual Report of Holding Companies (includingthe supporting attachments) for this report date has been pre-pared in conformance with the instructions issued by the FederalReserve System and are true and conect to the best of myknowledge and belief.
With respect to information regarding individuals contained in thisreporl, the Repoder certifies thaf it has the authoity to provide thisinformation to the Federal Reserue. The Repofter a/so certrfresthat it has the authority, on behalf of each individual, to consent orobject to public release of information regarding that individual.The Federal Reserve may assume, in the absence of a request forconfidential treatment submitled in accordance with the Board's'Ru/es 2C.that and
of Holding Company and
02103t2017Date of Signature
For holding companies not registered with the SEC-.lndicate status ofAnnual Report to Shareholders:
f] is includecl with the FR Y-6 report! will be sent underseparate coverEI is not prepared
Date of Report (top-tier holding company's fiscal year-end):
December 31 2016Month/Day/Year
NONEReporte/s Legal Entity ldentmer (LEl) (2GCharacter LEI Code)
Reporte/s Name, Street, and Mailing Address
Bandera Bancshares, lnc.
Legal Title of Holding Company
PO Box 426(Mailing Address of the Holding Company) Ske€t / P.O. Box
Johnson City Texas 78636City State Zip Code
100 East Pecan Johnson City Texas 78636Physical Location (if different from mailing address)
Person to whom questions about this report should be directedKen L Keenum CPAName Tlte
8'17-332-1900Area Code / Phone Number / Extension
817-332-2577Area Code / FAX Number
NONEAddress (URL) for lhe Holding Company's web page
F.R. Parl 261,release of all
For Federa! Resewe Bank Use Only
RSSD rD / l-rq L1 Ic.t.
information, including suggestions br reducing this burden to: Secretary, Board of GovemoE of the Federal RNrue System, 20th and C Strmts, NW. Washington, DC 20551, and to lheOfiice of Management and Budget, Pap€mork R€duction Pro.lect O10G0297), Washingiton, 0C 20503. 1i,2016
0=No
1-Yes 0ls confidential treatment requested for any portion
ln accordance wlth the General lnsfuc{lons for lhas report(check only one),
l. a letter justifying this request is being provided along
NOTE: lnformatlon fur which confidentlal treatment is beingrequested must be provlded separately and labeledas "confidential."
of th13 report submlsslon?
thls request has been provldedwlth the roport ..
2. a lefter justlfylngseparately........
Bandera Bancshares, Inc.
Annual 'Report of Bank Holding Companies FR Y-6
December31,2016
Item 2: Organization Chart
Bandera Bancshares, Inc.
tEt: NONE
Johnson City, Texas usA
(Texa$ Corporation)
100% Ownership
Bandera Bank
tEI: NONE
f,\an[Jera, Texas USA
(1"exas State Bank)
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Bandera Bancshares, Inc.
Annual Report to Bank Holding Companies FR Y-6
December 31, 2016
Item 3(1): Security Holders at end of fiscal year
Name and Address
Bandera 2011 Family Trust
Kathiann Leake DeCleva and
Jane Leake Benton, Co-Trustees
Dallas, Texas
USA Trust
Leslie Lee Hudler
Johnson City, Texas
Citizen of USA
Ownership of
Voting Common Stock
No. of Shares Percentage
139,112 89.75%
15,888 10.25%
155.000 100.00%
Item 3(2): Security Holders of 5% or more during the year not listed in Item 3(1) - NONE
Report Item 4: Insiders
(1), (2), (3)(a)(b)(c), and (4)(a)(b)(c)
(2) Principal Occupation 1f (3)(a)
(1) other than with Title & Position with
Name, City, State, Country Holding Company Holding Company
Leslie L. Hudler Banker Bandera Bancshares, Inc.
Johnson City, Texas Pres & Director
USA
Bandera 2011 Family Trust N/A Bandera Bancshares
Dallas, TX Prin Shareholder
USA Trust
Kathiann Leake DeCleva Investor Bandera Bancshares, Inc.
Dallas, TX Prtn Shareholder
USA
Jane Leake Benton Investor Bandera Bancshares, Inc.
Dallas, Texas Prln Shareholder
USA
Ken Finley Banker Bandera Bancshares, Inc.
Bandera, TX VP, Secy, Treas & Director
USA
Form FRV-6
Bandera Bancshares, Inc.
Fiscal Vear Ending December 31, 2016
(3)(b) (3)(c) Title & Position with Title & Position with Other
Subsidiaries (Include Businesses (Include names of
names of subsidiaries) other Businesses)
Bandera Bank Pedernales Investment Corp
Pres & Director Pres & Director
Johnson City Bank
Pres & Director
One River Point - Partner
None None
Bandera Bank Pedemales Investment Corp
Director Principal Shareholder
Johnson City Bank
Vice Chm & Director
Bandera Bank Pedernales Investment Corp
Director Principal Shareholder
Johnson City Bank
Director
Bandera Bank Johnson City Bank
Ex VP & Director Director
(41(b) Percentage (4)(c) of Voting list names of other companies
Shares In (Includes partnerships) 1f ZS%
(4)(a) Percentage Subsidiaries or more of voting securities are
of Voting Shares (Include held (List names of companies
In Holding names of and percentage of voting
Company subsidiaries) securities held)
10.25% None
One River Point - 50%
89.75% None
Common Stock
89.75% None Pedemales Investment Corp Common Stock as
Trustee 100%
89.75% None Pedernales Investment Corp
Common Stock as
Trustee 100%
None None None
