Keeping SMSF auditors & advisers on top of their competency requirements

SMSFAudit & Compliance

Workshop

RG243.89 requires SMSF auditors

to complete 120 hours of CPD over

3 years. 8 hours must be on

auditing SMSFs!

OutlinePractical case study format and interactive content for your 2016 audits

“Relevant and up to date. Succinct and concise. Easy

to understand. Hits all the hot spots!”

2015 Melbourne participant

Designed for SMSF auditors and advisers, this is the complete workshop covering the key SMSF issues you need to know right now to stay on top of your competency requirements!

The SMSF Audit & Compliance Workshop brings you up to date with recent developments and what they mean to SMSF auditors and advisers right now, what you can expect to see, and what to do about it.

Super strategies for SMSFsl Transition to retirement - is it still worth it?l Pensions vs lump sumsl Taking an SMSF into pension phase l Running multiple accounts in the one fund

The financial statement auditl Your audit plan and audit program l The impact of accounting standards and

notes to the accounts l Audit issues arising from unpaid present

entitlements for both pre and post 1999 unit trusts

l Evidence expectations l What the ATO will be looking for l Working paper expectations l Your audit report l What value has to be disclosed in

the accounts? l Meeting APES 320 requirements

Superannuation death benefitsl Audit considerations when funds pay

death benefits

l Cash or rollover? The implications

Identifying related parties & where transactions must be at arm’s lengthl Related party transactionsl ATO focus areas

Contravention reporting obligationsl What you need to report and why l How the reporting rules apply in real life

The SMSF Audit & Compliance Workshop is a pragmatic and realistic work through of the key SMSF issues. We show you how you need to work through 2016 audits, the key issues coming out of an audit and how to respond, and the implications of recent and emerging changes on you, your practice and your clients.

Designed for those working in SMSF advice or audit. An excellent training day for team members or a refresher to keep you on top of change.

Prepare to be challenged.

8 CPD hoursSMSF Association accreditation points pending

3/5 difficulty

Bring a calculator

Best for those advising or auditing SMSFs.

The SMSF Audit & Compliance Workshop incorporates the latest changes and shows you how they impact on your processes, procedures and strategies.

Registered SMSF Auditor? l Valuation requirements for

SMSF assetsl What you must know about the

ATO’s final pension ruling

l The SMSF borrowing rules

l Clarifying related trust investments for SMSFs

l The rules around collectables in SMSFs and what your clients need to consider

The compliance auditAll of the SIS requirements including:

l Meeting the definition of an SMSF l Sole purpose test l Investment strategy l Segregation of assets l Your audit program l Dealing with breaches, what to advise

the trustees and when you have to issue a contravention report

l Requirements of your management letter l ATO audit activity

Audit documentationKnowing what to do is one thing, but having a full document pack that satisfies quality control, base regulator requirements and can maintain operating efficiency, is another. Attendees receive:

l Engagement letterl Audit plan l Financial statement audit program l Compliance audit program l Trustee representation letter l Audit finalisation report

(management letters) l Checklists l Pro forma letters and minutes l Contravention report process

Test your knowledge & workshop the answers

Throughout the day we explore a case study that will test your thinking on the key audit areas. Dealing with real life examples is one of the best ways of learning – and a lot more interesting than being lectured to.

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SMSF Audit & Compliance Workshop Dates & Details Sydney Wednesday 23 NovemberPullman Sydney Hyde Park36 College St, Sydney

MelbourneFriday 25 NovemberNovotel Melbourne on Collins270 Collins St, Melbourne

BrisbaneWednesday 30 NovemberBrisbane Hilton190 Elizabeth St, Brisbane

PerthFriday 2 DecemberDuxton Hotel1 St Georges Tce, Perth

Time8:30am - 9:00am registration9:00am - 5:00pm training day

Terms & conditionsAll registrations to Knowledge Shop events are subject to our terms and conditions which include a cancellation policy. No refunds are available for cancellations received 14 days or fewer prior to the event date. Please see knowledgeshop.com.au (go to ‘training’)

phone | 1800 800 232 fax | 02 8916 4261 mail | GPO box 4565 Sydney NSW 2001 online | knowledgeshop.com.auKnowledge Shop Pty Ltd (ABN 90 107 532 945) is an Easton Investments company. To be removed from our database please call us on 1800 800 232.

Our Presenter

Garth McNally, Director, Hayes Knight

Garth heads Hayes Knight’s Superannuation Division in Sydney. He has a wealth of knowledge and practical experience in superannuation and leads the superannuation technical support for Hayes Knight and the Knowledge Shop membership.

Garth is a specialist member of the SMSF Association (SMSFA) and is a regular writer and speaker on superannuation issues and strategies.

InvestmentEarly Bird - for payments received by Friday 21 October 2016$595 (GST incl) Knowledge Shop Member price

$655 (GST incl)

General$665 (GST incl)Knowledge Shop Member price

$725 (GST incl)

Notes only$500 (GST incl)

Register Onlineknowledgeshop.com.au