Alice M Batchelder Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

    Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

    1. Person Repor ting ( las t name, f ir s t , middle init ial)Batche lde r , Al ice M .

    4. Ti t l e (Ar t ic le II l judges indica te act ive or senior s t a tus ;magis t ra te judges indicate fu l l - or par t - t ime)

    2. Court or Organiza t ion6th Ci r . C t . o f Appea l s

    5a . Report Type (check appropria te type )] Nominat ion, D a t eactive

    7 . C ha m be r s o r O f f ic e Ad d r e s s

    [] Initial [] Annual [] Final

    5b. [] Amended Report8.On the basis of the information contained in this Report and any

    modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

    R e v i e w i n g O f f i c e r D a t e

    3. Date of Repor t0S/11/2011

    6. Report ing Pe riod01/01/2010

    to12/31/2010

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followe~L Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

    I . P O S I T I O N S . (Report ing individual on ly; seepp. 9-13 of fi l ing instruct ions.)~ (No reportablepositions.)O N E

    P O S I T I O N1. member

    NAME OF ORGANIZATION/ENTITYNat iona l Confe rence of Bar Examiners - - Cons t l Law Dra f t ing Comm it tee

    2. m e m b e r In t e l l ec tua l P rope r ty Law & Techno logy Advi s ory C ounci l o f the Unive rs i ty o fA kro n S c ho o l o f Law3. m e m b e r Cleve land C hapte r Bd. Of Advi s ors - - Fede ra l i s t Socie ty4. m e m b e r Board of Trus t ees - - Grove Ci ty Co l l ege - - s ee no t e 55. m e m b e r Bo ard o f D i rec to rs - - Fo un d at io n fo r Resea rc h o n Ec o n o mic s an d theE n v i r o n m e n t

    I I . A G R E E M E N T S . ( R e p o r t i n g individual only; seepp. 14-16 of filing instructions.)~] N O N E (No reportable agreements.)

    DATE PARTIES AND TERMS

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    FINANCIAL DISCLOSURE REPORTPage 2 of 9

    N a m e o f P e r s o n R e p o r t in gBatchelder, Alice M .

    D a t e o f R e p o r t08/11/2011

    I II . N O N - IN V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Filers Non-Investment Income

    D (No reportable income.)ONE non-investmentDATE SOURCE AND TYPE I N C O M E( y o u r s , n o t s p o u s e s )

    1.3 /25 N a t i o n a l C o n f e r e n c e o f B a r E x a m i n e r s $3,000.002. 10/14 N a t i o n a l C o n f e r e n c e o f B a r E x a m i n e r s $3,500.003.4.

    B, S p o u s e s N o n - I n v e s t m e n t I n c o m e - lf you were married daring any portion of the reporting year, complete this section.(Dollar a mount not required except for honoraria.)

    D N O N E (No reportable non-investment income.)DATE

    1 . jan - dee2. j an - d ec3.4.

    SOURCE AND TYPEO P E R S - - p e n s io nOhio Hous e of Repres en ta t ives - - s a l a ry

    I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and depen dent children," see pp. 25-27 offiling instructions.)

    D NONE(Noreportable reimbursements.)SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

    1 . N a t i o n a l C o n f e r e n c e o f B a r M ar. 25 -28 P h ila d e lp h ia P A C o n L aw d r af ti ng co m m . t ra n sp o rt at io n , l od g in g an d fo o dE x a m i n e r s2. A l l ia n c e D e f e n s e F u n d A u g . 3 -5 S co tts d a le , A r iz o n a s em in a r p re se n ta tio n t ran sp o r ta t io n , lo d g in g an d fo o d3. F ou nd atio n fo r R e se arc h o n A ug . 7 -1 2 Gal l a t in Ga tew ay , M T e d u c a t i o n a l s e m i n a r t ran sp o r ta t io n , lo d g in g an d fo o dE c o n o m i c s a n d E n v i r o n m e n t part icipat ion4. N a t i o n a l C o n f e r e n c e o f B a r Oct. 14-17 Honolu lu , HI C o n La w d ra ft in g co m m . t ra n sp o rt at io n , l od g in g an d fo o dE x a m i n e r s5.

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    FINANCIAL DISCLOSURE REPORTPage 3 of 9

    N a m e o f P e r s o n R e p o r t in gBatchelder, Alice M.

    D a t e o f R e p o r t08/11/2011

    V . G I F T S . (Includes those to spouse and dependent children; see p p. 28-31 of filing instructions.)~-] N O N E (No reportable gifts.)

    SOURCE1.

    2.

    3.

    4.

    5.

    DESCRIPTION VALUE

    V I . L I A B I L I T I E S . a n c l u d e s t h o s e o y s p o u s e und depend ent children; seepp. 32-33 of filing instructions.)~ N O N E (No reportable liabilities.)

    CREDITOR D E S C R I P T I O N V A L U E C O D E1. O ld P ho e n ix N a t l B an k u n s e cu re d n o te K2. O l d P h o e n i x N a t l B a n k M t g e / No t e o n P r o p e r t y # 1 2 K

    3. O l d P h o e n i x N a t l B a n k M t g e / No t e o n P r o p e r t y # 1 7 K

    4. O l d P h o e n i x N a t l B a n k M t g e / No t e o n P r o p e r t y # 1 9 K5. O l d P h o e n i x N a t l B a n k M t g e / No t e o n P r o p e r t y # 1 L6. O l d P h o e n i x N a t l B a n k M t g e / No t e o n P r o p e r t y # 5 K7. F i r s t N a t l B ank o f W y om i ng M t g e / No t e o n P r o p e r t y # 23 L

    8. F a r m e r s S a v i n g s B a n k M t g e / No t e o n P r o p e r t y # 9 L

    9. F a r m e r s S a v i n g s B a n k M t g e / No t e o n P r o p e r t y # 20 K

    1 0 . O l d P h o e n i x N a t l B a n k M t g / No t e o n P r o p e r t y # 8 L1 1 . O l d P h o e n i x N a t l B a n k M t g e / No t e o n P r o p e r t y # 1 4 L1 2 . O l d P h o e n i x N a t l B a n k M t g e / No t e o n P r o p e r t y # 1 1 L

  • 8/3/2019 Alice M Batchelder Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 4 of 9

    N a m e o f P e r s o n R e p o r t in gBatchelder, Alice M .

    D a t e o f R e p o r t08 /11/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and depen dent chi ldren; seepp. 34-60 of f! l ing instruct ions.)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(1) (2)

    P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H )

    G r o s s v a lu e a t e n d Transactions during report ing periodo f r e p o r t i n g p e r i o d

    (l) (2) (1 ) (2) (3) 14) (5 )Value Value T yp e ( e . g . , D a t e Value Gain I d e n t i ty 0 C o d e 2 M e th o d b u y , s e l l , m m / d d / y y C o d e 2 C o d e 1 buyer/seller

    o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) (J-P) ~ ( A - H ) ( i f p r i v a t e(Q-W) t r a n s a c t i o n )

    1 . 2 . B r o k e r a g e A c c o u n t # I - - I R A a c c o u n t - -s ee no t e 22. - IRA as s e t : W el l s Fa rgo Bank De pos i tS w e e p A c c o u n t3. - IRA as s e t : iSHARE S TR 1 3 y r Treas Index

    Fd4. - IRA as s e t : iSHARE S S& P M idcap 40 0V a l u e I n d e x F u n d5. - IRA as s e t : iSHARE S S& P M idcap 40 0G r o w t h I n d e x F u n d6. - IRA as s e t : iSHARE S TR UST M SCI E AFEI n d e x F u n d7. - IRA as s e t : iSHARE S IBOXX Inves tmentG r a d e C o r p B o n d F u n d8. - I R A a s s e t : iS H A R E S S & P 5 0 0 V a l u eI n d e x F u n d9. - IRA as s e t : iSHARE S S& P 50 0 Grow thI n d e x F u n d1 0 . 3 . B r o k e r a g e A c c o u n t # 2 - - I R A A c c o u n t - -s ee no t e 21 1 . - IRA as s e t : W el l s Fa rgo Bank Depo s i tS w e e p1 2 . - IRA as s e t : iSHARE S S& P M idcap 40 0V a l u e I n d e x F u n d

    1 3 . - IRA as s e t : iSHARE S S& P M idcap 40 0G r o w t h I n d e x F u n d1 4 . - I R A a s s e t : iS H A R E S T R U S T M S C I I A F EI n d e x F u n d1 5 . - I R A a s s e t : iS H A R E S B O X X I n v e s tm e n tGrade Corp . Bond Fund1 6 . - IRA as s e t : iSHARE S TR 1 3 y r Treas IndexFund

    1 7 . - I R A a s s e t : iS H A R E S S & P 5 0 0 V a l u eI n d e x F u n d

    A Dividend

    A D i v i d e n d

    n o n e

    K T n o n e

    I. Inc ome Gain Codes :( See Columns BI and 13 4)

    2.Value Codes( See Colum~ts Cl and D3 )

    3.V a lue Me lho d C o d e s( S e e C o l u m n C 2 )

    A = $ L 0 0 0 o r e s s B=$1,0oi ~ $2,500F =$5 0,001 - $100,00 0 G =$1 00,001 - $1,000 ,000J =$15,000 or less K =$15,001 - $50,000N =$250,001 - $500,000 O =$500,00 i - $ 1,000,000P3 -$25,000,001 - $50,000,000Q =A p p r a isa l R = Cos t ( R eal Es t a t e On ly )U = Book Value V = Oth er

    C =$2,501 - $5,000H 1 =$1,000,001 - $5,000,000L =$50,001 - $100,000P 1 -$1,000,001 - $5,000,000P4 =More than $50,000,000S = As s es s mentW =Estimated

    D =$5,001 - $15,000 E =$15,001 - $50,000H2 ~M~fe than $5~o0o~oooM =$100,001 : $250,000P 2 ~ $ 5 , 0 0 0 ; 0 0 i ; $ 2 5 ; 0 0 0 ~ 0 0 0T = CaSh Mar k et

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    FINANCIAL DISCLOSURE REPORTPage 5 of 9

    N a m e o f P e r s o n R e p o r t i n gBatchelder, Alice M .

    D a t e o f R e p o r t08/11/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )Place "(X)" after each asset

    exempt f rom pr ior d isclosure

    I n c o m e d u r i n gr e p o r t i n g p e r i o d

    ~ l) ( 2 )A m o u n t T y p e ( e . g .,C o d e I div. rent,

    ( A - H ) o r i n t . )

    G ro ss va lue a t en d Tran sac t io n s d u r in g rep o r t in g p er io do f r e p o r t i n g p e r i o d(1) (2) (1 ) (2) (3) (4) ( 5 )

    ~ a i n e Value . . . . . Type (e.g., D a t e Value G a in identity ofC o d e 2 Method: buy, sell, i n n a / d d / y y C o d e 2 C o d e 1 " buyer/seller( J - P ) C o d e 3 r e d e m p t i o n ) . (J-P) ( A - H ) (i~private(Q-W) t r a n s a c t i o n )

    1 8 .

    1 9 .

    20 .2 1.22 .

    23 .2 4.2 5.2 6.27 .

    28 .29 .

    30 .

    31 .

    32 .33 .34 .

    - IRA as s e t : iSHARE S S& P 50 0 Grow thI n d e x F u n d4 . B r o k e r a g e A c c o u n t # 3 - - S E P I R AAccount - - s ee no t e 2- IRA as s e t : W el l s Fa rgo Bank Depo s i tS w e e p- I RA a sse t : RPM , I nc . s tock- IRA as s e t : J .M . Smucker C o. c l a s s A s tock- I RA a sse t : iS HAR ES S &P M i dca p 400V a l u e I n d e x F u n d- I RA a sse t : iS HAR ES S &P M i dca p 400G r o w t h I n d e x F u n d- I R A a s s e t : i S H A R E S T R U S T M S C I E A F EI n d e x F u n d- I R A a s s e t : iS H A K E S B O X X I n v e s tm e n tGrade Corp . Bond Fund- IRA as s e t : iSHAR E S TR 1 3 y r Treas IndexFd- IRA as s e t : iSHAR E S S& P 50 0 V a lueI n d e x F u n d- IRA as s e t : iSHARE S S& P 50 0 GrowthI n d e x F u n d5 . Broke rage Acco unt # 4 - - s ee no t e 2- IRA as s e t : W el ls Fa rgo Bank D epos i tS we e p- Account a s s e t : :iSHARE S S& P M idcap4 0 0 V a l u e I n d e x F u n d- Account a s s e t : iSHARE S S& P M idcap 40 0G r o w t h I n d e x F d- A c c o u n t a s se t : iS H A R E S T R U S T M S C IE A F E I n d e x F d

    A D i v i d e n d

    A D i v i d e n d

    K T n o n e

    n o n e

    L Income Gain Codes: .... A --$11000 0r less B =$1,001 : $2,500( See Columns B 1 and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000

    2. V alue C o de s J =$15,000 or less K =$15 ,001 - $50 ,000( S e e C o l u m n s C I a n d D 3 ) N =$2 50,0 01 - $ 500,000 O =$5 00~001 - $1,000,000

    P3 =$25,000,001 - $50,000,0003 . Value Meth od Codes Q =A p p r a isa l R = Cos t ( R eal Es t a t e On ly )( S e e C o l u m n C 2 ) U = Book Value V = Oth er

    C =$2~501 - $5,000 D =$5,001 - $15,000Hi =$ii000,0oi ~ $5,000;000 H 2 ~ 6 ~ t h ~ $ 5 , 0 0 0 ; 0 0 0L =$50;001 : $100;000 : M =$I00!001 - $250;000e l = $ i , 0 0 0 ; 0 0 1 . $ 5 1 0 0 0 1 0 0 0 P2 =$5;000i001 . $25 ,000,000P4 =More than $50;000,000S = As s es s ment T =C a sh Ma rke tW =Estimated

    E =$15,001 - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 6 of 9

    N a m e o f P e r so n R e p o r t i n gB a t c h e l d e r , A l i ce M .

    D a t e o f R e p o r t08/11/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transa ctions (Includes those of spouse a nd dependent children; see pp. 34-60 of f il ing instructions. )N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

    B . C, D.In com e during G ro ss value a t en d Transact ions dur ng repor t ing per iodr e p o r t i n g p e r i o d o f r e p o i t i n g p e r i o d(1) (2) (1) (2) (I ) (2) (3) (4) ( 5 : ,

    Place "(X)" after each asset Amount T y p e ( e . g ., V alue V alue T y p e ( e . g ., D a t e Value G a in I d e n t i ty o fexempt from prior disclosure Code I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l, m r n ] d d g y y Code 2 C o d e 1 buyerlseller( A - H ) o r i n t . ) ( J - P ) C o d e 3 redemption) ( J - P ) ( A - H ) ( i f p r i v a t e(Q-W) t r a n s a c t io n I

    35 .36 .

    37 .38 .

    39 .40 .41 .42 .

    43 .

    44 .45 .46 .47 .48 .49 .50 .

    51 .

    - Accoun t a ss i S HARES BOXX I nve s t m e n tGra de C orp . Bond Fun- Accoun t a sse t : i S HARES T R 13 yr T re a sI n d e x F d- Account a s s e t : iSHAR E S S& P 50 0 V a lueI n d e x F u n d- Accoun t a sse t : i S HARES S &P 500 Growt hI n d e x F u n dR E A L E S T A T E - - s e e n o t e 4P rop . # 1 - - duplex - - M edina , Oh io D Rent M QP rop. # 2 - - 2 - fam i ly - - M edina , Oh io (1 / 3interest )P rop. # 3 - - S ing le fami ly - - M edina , Oh io(1/3 interest )P rop. # 4 - - 4 dup lex un i t s - - M edina , Oh io(1/2 interest )P rop. # 5 - - 2 dup lex un i t s - - M edina , Oh io(1/2 interest )P rop. # 6 - - 2 - fam. & 3- fam. Hou s es - -Me di na , OH (1 /2 i n t )Prop . # 7 - - Apa r t m e n t s - - Me d i na , Ohi o( I / 3 i n t e re s t )Prop . # 8 - - 2 dup l e x un i t s - - Me d i na O H

    C R e n t KB R e n t KD R e n t MD R e n t LD R e n t LE R e n t ND R e n t M

    Q

    QQQQ

    QQ

    P rop. # 9 - - Fa rm - - Lodi , OH D Rent O QP rop. # 1 0 - - hog feede r , Lo di , OH (1 / 5 i n t ) N o n e J WP rop. # 1 1 - - s ing l e fami ly - - M edina O H D R e n t MP rop. # 1 2 - - s i ng l e fami ly - - M ed ina , OH(1/2 interest )

    R e n t

    1: lheomc Gain Codes:( S e e C o l u n m s B I a n d

    2 . Value Codes( S c e C o l um n s C I a n d D 3 )

    3.Value Meth od Codes( S e e C o l u m n C 2 )

    A =$1,000 or iess : B =$ 1 ,0 0 i ~ $ 2 ; 50 0F =$50,001 - $100,000 G --$100,001 = $1,000,000.1 =$t5 ,000 o r less K ~$15,001 = $50,000N =$250,00] - $500,000 O =$500,001 - $1,000,000P3 =$25,000,001 - $50,000,000Q =Appraisal R = Cos t ( R e~l ESta i e Only )U = Book Value V = Oth er

    c - - $ 2 ; 5 0 t - $ 5 0 0 0 D = $ 5 , 0 0 t - s t 5 , 0 0~HI :$i,0001001~ $ 5 ,0 0 0 ,0 0 0 H2 =More than $5,000,000L =$50,001 = $100,000 M =$I00,001 = $2501000P I = $ i , 0 o o ,o 0 i - $ 5 ; 0 0 0 ; 0 0 0 P 2 = $ 5 , o o o , o o ~ - $ 2 5 , o o o , o o oP4 =More than $50~000,000S = As s es s ment T = Cas h Mar k etW =Estimated

    E =$15,00 ~ - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 7 of 9

    N a m e o f P e r s o n R e p o r t in gBatcheider, Alice M .

    D a t e o f R e p o r t08/11/201 l

    V I I . I N V E S T M E N T S a n d T R U S T S - income, v.l.e, transactio.s (Includes those of spouse and dependent children; see pp. 34-60 of fili.g instructions.)N O N E (No reportable income, assets, or transactions.)

    A. B. C. D,D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(i ) ( 2 ) (1) (2) ( 1 )

    Amount T y p e ( e . g ., V alue V alue T y p e { e . g . ,C o d e 1 d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l,( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n )( Q - W ~

    (2) (3)Place "(X)" atler each asset D a t e Value

    exempt f rom pr ior d isclosure mrrgdd!yy C o d e 2(J-P)

    ( 4 ) ( 5 )Gain Identity of

    Code 1 buyer/se l le r(A-H) ( i f p r i v a t e

    t r a n s a c t i o n )

    52 .

    53 .54 .55 .

    56 .57 .

    58 .59 .

    60 .61 .

    62 .63 .

    P r o p . # 1 3 - - C o m m e r c i a l b ld g - - M e d i n aOH ( I / 3 i n t e re s t)P rop . # 1 4 - duplex - - M edina , O H (s ee n . 1See . V I I I )P rop . # 1 5 - - vacant l o t - - M edina , O H (1 / 2interest )Prop. # 16 --~ Vacant land - MedinaO HP rop. # 1 7 - - s ing l e fam i ly - - M edina , OHP rop. # 1 8 - - s i ng l e fami ly - - M edina OH(1/2 interes t)P r o p . # 1 9 - - c o m m e r c ia l b l d g - - M e d i n a O HP rop. # 20 - - Com m. Bldg w i th ap t . - -M e d i n a O HP rop. # 21 - - duplex - - M edina O H (1 / 2interest )Prop. # 23 --~ vacant land -- Big HornCounty , W YM I S C E L L A N E O U SF l o a ti n g R a t e D e m a n d N o t e - - G E I n t e r es tPlus

    ED

    DCDD

    CA

    R e n t M QR e n t M QN o n e K QN o n e M QR e n t M QR e n t K WR e n t M QR e n t M QR e n t SoldR e n t N W

    Interest K T

    11/23/10 K A M . N e u e n d o r f f

    1. Inc0me Gain C~gesi : A ~$i ;000 or l es s B =$1~001 =$2,506( See Columns B 1 and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000

    2. V alue C o de s J =$15 ,000 o r less K =$15,001 - $50,000( See Columns C I and D3 ) N =$250,0 01 - $ 500,000 O =$5 00,001 - $1,000,000

    P3 =$25,000,00i - $50,000,0003 . Value Meth od Codes Q =A p p r a isa l R = Cos t ( R eal Es t a t e On ly )( S e e C o l u m n C 2 ) U = Book Value V = Olh er

    C =$2,501 - $5,000H l =$1,000,001 - $5,000,000L =$50,001 - $100,000PI =$1,000,001 - $5,000,000P4 =More than $50,000,000S = As s es s mentW =Estimated

    D =$ 5,0 0 1 -$ 1 5~ 0 0H2 =More than $5,000,000M= $100,001 - $2 5 0,000P2 =$5,000,001- $25,000,000T - C a s h M a r k e t

    E =$15,001- $50,000

  • 8/3/2019 Alice M Batchelder Financial Disclosure Report for 2010

    8/9

    FINANCIAL DISCLOSURE REPORTPage 8 of 9

    N a m e o f P e r s o n R e p o r t in gB a t c h e l d e r , A l i c e M .

    Date of Report08/11/2011

    V I II . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndlcatepart of report.)

    N o t e 1 : R e : a s s e t s i n S e c . V I I w h o s e v a l u e m e t h o d i s r e p o r t e d a s " Q " : I h a v e a g a i n u s e d t h e M e d i n a C o u n t y A u d i t o r s m o s t r e c e n t a p p r a i s a l f i g u r e s . I a m u n a b l eto p rovide the da t e o f the ap pra i s a l i n any of thes e cas es becaus e i t was no t p rovided to m e . Thes e appra i s a l s a re the bas i s fo r our rea l e s t a t e t ax es .N o t e 2 : A s h a s b e e n t h e c a s e i n p r i o r y e a r s , e a c h o f t h e f u n d s i n c lu d e d i n o u r b r o k e r a g e a c c o u n t s i s a n i S h a r e s f u n d .M y b roke r advi s ed m e in 20 0 8 tha t :" Barc l ay s Globa l Inves tor s i s the m anage r fo r the fo l l owing p os i t i ons he ld i n your account :I S H S S & P M I D C A P 4 0 0 V A L U EI S H S S & P M I D C A P 4 0 0 I N D E XI S H S M S C I E A F E IN D E XI S H A R E S IN V E S T M E N T B D F U N DI S H S T R 1 3 Y R T R E A S I N DI S H S S & P 5 0 0 V A L I N D X F DI S H S S & P 5 0 0 G R W T H F D "

    Thes e a re s t i l l a l l o f the pos i t i ons he ld i n thes e b roke rage a ccount s .N o te 3 : Line 35 of See . V I I - - I have no idea why the prog ram s t i l l w i l l no t l e t me type i n bo th the das h (which i s appa ren t ly neces s a ry t o convince the programtha t thes e a re a l l a s s e t s o f the b roke rage accou nt ) and the fac t tha t th is i s an account a s s e t . Hence , " accoun t a s s " . W ho knew ?N o t e 4 : A l l p r o p e r t i e s e x c e p t t he o n e o n l i n e 6 1 o f S e c t io n V I I a r e i n M e d i n a C o u n t y , O h i o . T h e p r o p e r t y o n L i n e 6 1 i s i n B i g H o r n C o u n t y , W y o m i n g .N o t e 5 : T h r e e l i a b il i ti e s h a v e b e e n r e m o v e d f r o m S e c t i o n V I - -M tge iN ote on P rop e r ty #21 was pa id of f when we s o ld tha t p rope r ty ( s ee Sec t ion V I I l ine 60 )M tge / N ote on P rop e r ty # 6 was pa id of fM tge / N ote on P rop e r ty #20 was pa id of fN o te 6 : The " audi t " f ea ture advi s e s me tha t I s hould l i s t the a s s e t s o f the en t i t y o f wh ich I am a t rus t ee . I am as s um ing tha t th i s is no t t rue when tha t en t i ty i s aneduca t iona l i ns t i tu ti on , and the audi t has s imply d e t ec t ed the t e rm " t rus t " i n the i tem. O the rwi s e , th is r equi rement i s r i d icu lous , and I cannot com ply wi th i t .

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    FINANCIAL DISCLOSURE REPORTPage 9 of 9

    Nam e of P e r son Repor t ingB a t c h e l d e r , A l i ce M .

    Date o f Report08/11/2011

    IX. CERTIFICATION.1 c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

    a c c u r a t e , tr u e , a n d c o m p l e t e t o th e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t he r c e r t if y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

    Signature: S/Alice M . Batchelder

    N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S I F IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 10 4 )

    C o m m i t t e e o n F i n a n c ia l D i s cl o s u reA d m i n i s tr a t iv e O f f i ce o f t h e U n i t e d S t a te s C o u r t sSui t e 2 -301O n e C o l u m b u s C i r c l e , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4