.. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a...

17
U.S. ENVIRONMENTAL PROTECTION AGENCY WASHINGTON, DC In the Matter ofi ) 1 1 Doosan Infracore America Corporation and ) SETTLEMENT AGREEMENT 1 Doosan lnfracore Co., Ltd., 1 AEDNSEB #7868 Respondents. ) This Settlement Agreement is made and entered into by and between the United States Environmental Protection Agency (EPA), and Doosan lnfracore America Corporation a New York corporation. with principle business office located at 2905 Shawnee Industrial Way, Suwanee, Georgia, and Doosan lnfracore Co., Ltd., a Korean corporation, with principle business office located at 7-1 1, Hwasu-Dong, Dong-Gu, Incheon, Korea (Respondents), to resolve allegations of non-compliance by Respondents with the requirements of Sections 203 and 213 of the Clean Air Act (Act), 42 U.S.C. 65 7522 and 7547, and the regulations promulgated .. . . thereunder at 40 C.F.R. Part 89. Pumose I. The purpose of this Settlement Agreement (Agreement) is to resolve any and all claims by EPA under the Act and the regulations governing the Control of Emissions from New and In-Use Nonroad Compression-Ignition Engines, codified at 40 C.F.R. Part 89, arising out of the manufacture andlor importation of 322 engines (Subject Engines), while ensuring that future violations are avoided. Delinitions 2. For the purposes of this Agreement, the following definitions apply:

Transcript of .. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a...

Page 1: .. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a manufacturer of nonroad compression ignition engines under 40 C.F.R. 8 89.105, after EPA

US ENVIRONMENTAL PROTECTION AGENCY WASHINGTON DC

In the Matter ofi )1 1

Doosan Infracore America Corporation and ) SETTLEMENT AGREEMENT 1

Doosan lnfracore Co Ltd 1 AEDNSEB 7868

Respondents )

This Settlement Agreement is made and entered into by and between the United States

Environmental Protection Agency (EPA) and Doosan lnfracore America Corporation a New

York corporation with principle business office located at 2905 Shawnee Industrial Way

Suwanee Georgia and Doosan lnfracore Co Ltd a Korean corporation with principle

business office located at 7-1 1 Hwasu-Dong Dong-Gu Incheon Korea (Respondents) to

resolve allegations of non-compliance by Respondents with the requirements of Sections 203 and

213 of the Clean Air Act (Act) 42 USC 65 7522 and 7547 and the regulations promulgated thereunder at 40 CFR Part 89

Pumose

I The purpose of this Settlement Agreement (Agreement) is to resolve any and all claims

by EPA under the Act and the regulations governing the Control of Emissions from New

and In-Use Nonroad Compression-Ignition Engines codified at 40 CFR Part 89 arising

out of the manufacture andlor importation of 322 engines (Subject Engines) while

ensuring that future violations are avoided

Delinitions

2 For the purposes of this Agreement the following definitions apply

a This matter as used in this agreement means Respondents manufacture andlor

importation of the Subject Engines and any civil liability that may apply to such

violations

b Certificate of Conformi the document issued by EPA to a manufacturer of

nonroad compression ignition engines under 40 CFR 8 89105 after EPA has

determined that the manufacturers application is complete and that the test

engine meets the standards of 40 CFR Part 89 and the Act Issuance of the

Certificate of Conformity permits the importation andlor entry into commerce in

the United States of engines built in accordance with the manufacturers

application

c Dates of the Applicable Regulations For nonroad compression-ignition engines

rated greater than or equal to 37 kW but less than 75 kWthe applicable effective

date is January 1 1998 For nonroad compression-ignition engines rated greater

than or equal to 75 kW but less than 130 kWthe applicable effective date is

January 11997

Statutorv and Regulatorv Authority

3 Section 203(a)(l) ofthe Act 42 USC 5 7522(a)(l) prohibits a manufacturer from

selling offering for sale introducing delivering for introduction into commerce or

importing any vehicle or engine after the applicable effective date of the regulations

unless such vehicle or engine is covered by a certificate of conformity issued by EPA

Section 203(a)(l) also prohibits any person or entity from causing such actions

I Section 213(d) of the Act 42 USC 5 7547(d) states that nonroad vehicle and engine

standards shall be enforced in the same manner as the standards prescribed under Section

7521 (emission standards for new motor vehicles or new motor vehicle engines) and that

the EPA has authority to revise or promulgate regulations as may be necessary to

determine compliance with and enforce the nonroad vehicle and engine standards

5 40 CFR 8 89105 requiresevery manufacturer o f a new nonroad compression-ignition

engine to obtain a certificate o f conformity covering the engine family The certificate of

conformity must be obtained prior to selling offering for sale introducing into

commerce or importing into the United States the new nonroad compression-ignition

engine for each model year

6 40 CFR 891 10 prohibits any person from manufacturing or importing into the United

States any nonroad compression-ignition engine manufactured after the applicable

effective date of the regulations unless such engine bears a permanent and legible

emission control information label identifying each nonroad engine The label must

contain the full corporate name and trademark o f the manufacturer

7 40 CFR 4 892 defines engine manufacturer as any person engaged in the

manufacturing or assembling o f new nonroad engines or importing such engines for

resale or who acts for and is under the control o f any such person in connection with the

distribution o f such engines

Background

8 Respondents manufactured andlor imported 322 nonroad compression-ignition engines

on the dates and as described in the Subject Engine Table which is Attachment Ito this

Settlement Agreement The Subject Engines were sold and distributed to consumers

9 The Subject Engines were not covered by cenificates o f conformity and they lacked

proper EPA emission control information labels Respondents are the manufacturers and

the imponers of the Subject Engines and the nonroad equipment containing the Subject

Engines

10 The Subject Engines were manufactured after the Dates of the Applicable Regulations

I I The Subject Engines were not covered by certiticates of conformity in violation of

Section 203(a) of the Act 42 USC 5 7522(a) and 40 CFR 5 89105

12 The Subject Engines did not bear proper emission control information labels in violation

of Section 213(d) of the Act 42 USC 5 7547(d) and 40 CFR 5 891 10

13 Based on the foregoing information EPA alleges that Respondents are liable for 322

violations of Section 203(a) ofthe Act 42 USC 5 7522(a) and the Regulations at 40

CFR 89105 arising from the Respondents manufacturer importation and

distribution ofthe Subject Engines that were not covered by a certificate of conformity

Pursuant to Section 205 of the Act 42 USC 5 7524 Respondents are liable for a civil

penalty for each of the violations

14 Based on the foregoing information EPA alleges that Respondents are liable for 322

violations of Section 213(d) of the Act 42 USC 6 7547(d) and the Regulations at 40

CFR 5 891 10 arising from the Respondents manufacture importation and distribution

of the Subject Engines that did not bear proper emission labels Pursuant to Section 205

of the Act 42 USC 8 7524 Respondents are liable for a civil penalty for each of the

violations

Terms

15 Manufacturer Letter Reeardine Information on Label Respondents will send a letter

(Manufacturer Letter) to each and every owner of a Subject Engine notifying them of I)

the incorrect or missing information on the engine label and 2) information about

warranty coverage The information in the Manufacturer Letter shall include that the

label on the Subject Engine contains the wrong manufacturer code and shall provide

information identifying the correct manufacturer including how to contact the

manufacturer The information in the Manufacturer Letter shall also include a

representation that each of the Subject Engines is covered by the warranty required by the

Act and that the warranty is for five (5) years or 300 hours of operation from the date of

engine manufacture whichever occurs first Respondents shall send the Manufacturer

Letter to the engine owners on or before the date which is ninety days after the effective

date of this Settlement Agreement Respondents at the time it issues the Manufacturer

letter shall also send a copy of the Manufacturer Letter to EPA Within ninety days after

the effective date of this Settlement Agreement Respondents shall submit to EPA a

statement upon penalty of perjury that it has sent the Manufacturer Letter to all of the

engine owners containing the information required by this Paragraph of the Settlement

Agreement and provide proof of the sending

16 Representation Regardine Emissions Comoliance Upon penalty of perjury

Respondents and their undersigned representatives state that although the Subject

Engines were not covered by a certificate of conformity each of the Subject Engines did

comply with all applicable emission standards set forth in the Act and that they

acknowledge that this representation is a material basis for EPA to enter into this

Settlement Agreement

17 Civil Penalty Respondents shall pay to the United States a civil penalty of $325000

within 30 calendar days of the effective date of this Settlement Agreement Late payment

of the civil penalty is subject to interest and fees as specified in 3 1 USC 6 3717

Respondents agree to pay the amount by certified check or cashiers check payable to the

United States of America and to mail the payment to

AITN AEDIMSEB 7868 US Environmental Protection Agency Fines and Penalties Cincinnati Finance Center 26 W Martin Luther King Dr Cincinnati Ohio 45268

A photocopy ofthe check shall be telefaxed simultaneously to Marcia S Ginley at the

number specified in Paragraph 20 Alternatively Respondents may affect an online

payment by visiting wwwpavgov and entering sfo 11 in the Search Public Forms

field to access the EPA Payment Form

Stioulated Penalties

18 For failure to comply with the terms ofthis Agreement on a timely basis Respondents

shall pay stipulated penalties to the United States as follows

a For failure to timely pay the penalty or provide proof of such payment pursuant

to Paragraph 17 $400 per day

b For failure to send the Manufacturer Letter or provide proof thereof pursuant to

Paragraph 15 $500 per day

All stipulated penalties under Paragraph 18 of this Agreement shall begin to accrue on the

calendar day after performance is due and shall continue to accrue until the calendar day

compliance is achieved Nothing herein shall prevent the simultaneous accrual of

separate stipulated penalties for separate violations ofthis Agreement All stipulated

penalties shall be paid in accordance with Paragraph 18 and shall be paid within five days

of written demand by EPA Stipulated penalties shall not be construed as prohibiting

altering or in any way limiting the ability of EPA from seeking any other remedy or

sanction available by virtue of Respondents violation o f this Agreement or o f the statutes

or regulations upon which the Agreement is based

General Provisions

19 This agreement does not preclude any other action by EPA for violations that are not part

of this Agreement or any future violations of the Act or regulations promulgated

thereunder

20 A copy o f all correspondence and certification to EPA concerning this Agreement shall

be sent to

Marcia S Ginley Attorney for EPA OECAIAEDlWestern Field Office (8MSU) 1595 Wynkoop Street Denver Colorado 80202

Tel 303-3 12-7156 Fax 303-3 12-6007 Email ginleymarciaepagov

21 This Agreement becomes enective upon the date executed by EPA (effective date o f the

Agreement) at which time a copy will be returned to Respondents

22 Respondents hereby represent that the individual or individuals executing this Agreement

on behalf o f Respondents are authorized to do so on behalf o f Respondents and that such

execution is intended and is suficient to bind Respondents their agents assigns and

successors

23 Notwithstanding any other provision o f this agreement upon Respondents failure to

perform or default or failure to comply with any terms o f this Agreement EPA may

refer this matter to the United States Department o f Justice to recover civil penalties

pursuant to Section 205 ofthe Act 42 USC 5 7524 and pursue any other remedies

available to it Respondents specifically agree that in the event of such default or failure

to comply EPA may proceed in an action based on the original claim of violation of the

Act and 40 CFR Part 89 Respondents expressly waive their right to assert that such

action is barred by any applicable statute of limitation Respondents acknowledge that

their tax identification number may be used for the purpose of collecting or reporting any

delinquent monetary obligation arising from this ASA (See 31 USC 6 7701)

24 This settlement is conditioned upon the truthfulness accuracy and completeness of

Respondents disclosures and representations to EPA under this Agreement and the

prompt and complete remediation of any violations in accordance with this Agreement

15 Upon completion of the terms of this Agreement the alleged violations described in this

Agreement shall be deemed terminated and resolved Nothing herein shall limit the right

of EPA to proceed against Respondents (a) in the event of default or noncompliance with

this Agreement (b) for other violations of law or (c) with respect to other matters not

within the scope of the Agreement This Agreement in no way affects or relieves

Respondents of their responsibility to comply with other state federal or local laws or

regulations and does not address Respondents potential liability to any other federal

agency

Serrlemnr Agreement I the Momr of h s a n Iacore America Corporation er al

The following agree to the t m n s of thisAgreement

Dooann Infracorr America Corpontlon

0 - - gt e DBY Date

~ y p c dorPrinted~ u n c flek4 9eq C

l2Typed orPrinted Title (

~ e d m l~ o c J73l d c n t i f i c a t i o n ~ u m b n ~ 3 3

D m Infracore CaLtd

Typed or Rinted Name

Typd aPrinted Tide n ~ i ~ ~ Bfrcetnc FederalTax IdcntificatioaNumber-

Settlement Agreement In the Matter of Doosan Inpacore America Corporation et al

USEnvironmental Protection Agency

Date 37 b

LampPhillip A Brooks ~irectok Air Enforcement Division Office of Enforcement and Compliance Assurance

ATTACHMENT 1 -Subject EngineTable

Model Year EG madd M05 DBSBTlS

Vehkh Mod

S14L50

1 1 4 5 0

SYLSD

814L50 014LSB

S14UB

Sl4LSB

S14UD S14LSB

814L58

S14L5D S14L5D

Sl4LM S14L50

S14L5B

S14LSD S14L50

S14L5D

SlILSC S l Q I B

SIILSD

SlIL5D

S14LSO

S14Lffi S14L5D

Sl4WD

SlILSD SlIL5C

S14L6D S14L5D

Sl4LSC

SlILSC

Sl4LSD

S14LU

S14LSD S14L5C

Sl4L5A S14UC S14LSD

S14LSC SllLSB

S14LSA

S14LX S14L5D S14L50

S14LSB Sl4L50

Sales numbem 160

Enpln Madel

DB68TlS

dl

d m

dHD d i i MID

dltm

dltm dltm

dlCa

difm difm

d M MID

d M

dffD dim

d W

d m d m

dllto

dm0

d m

dB0 dM0

d m

dHD htm

dlCa b i dill0

d m

dB0

dill0

difm d m

dlCa dm0 d m

difm din0 d b

d M MID dyb

d m d m

En In Mob dim

dlM

dim

din0

dl0

dlnD

d m

d m

din^

dim

diM

dim

dim

dim

d m

d m

dim

dlUo

d m

dim

dill0

dlM

d m

d l

din0

d m

d l

dim

d m

dm0

dim

ditto

d m

dim

dl10

din0

dill0

dim

dim

dltm

d l

d m

dm

d l

dm

dim

dub

d l

dim

dm0

d m

dim

d m

dm0

NO NO VhIcIa W Ennlnm Modal Vahlclm 1111 Englne SIN EIQ a e m b l v Koma Shlp Recmlw Data

103 103 S14LSA d b DHKHEBCOS50001859 DB58TISIO8449EF ZOOS-1118 2W612-20 2W(I4215

104 104 Sl4LSO d b DHKHEBCOESWOlSS7 DBMTIS5OM5lEA 200511-16 2W6-11-22 2OM014B

166 105 S l 4 L M d b DHKHEBCOL50001661 DB58TISS05622EH 805-11-17 2005-1220 2 0 W - 1 6

1 1- S14LS d b DHKHEBCMSOOOlMS DBS8TISSOMEH 2005-11-22 ZW61220 20084k14

107 107 S14L5B dm0 DHKHEBCOTSOWIBM DB58TIS50652KH 2005-11-22 2005-12-20 2OW02-14

108 I S14LSO d b OHKHEBCOHSWO1664 DB58TlSS0171EH 200M121 2005-12-20 20W42-15

1W 109 Sl4LSO d b DHKHEBCOS50001671 OB58TlS508572EH 100611-24 2005-12-12 200601-11

110 110 S14LSD d W OHKHEBCOVSWOlW7 OB55TISSO8573EH 2Wbll-23 2005-12-20 ZW0-02-14

111 111 S14L50 dill0 DHKHEBCOPSOWlEO DB58TIS508610EH 2005-1124 2Wbl2-20 200842-07

112 112 S14L50 dl DHKHEBCOK50001677 DB58TIS508M8EH 2WSll30 2005-12-23 200682-02

113 113 Sl4L6D dl DHKHEBCOE50001674 DBS6TlS508752EH 2W61129 2006-12-23 20W0241

114 114 814LSO d b DHKHEBCOKSOOOl68O DB55TIS50W13EH 2005124S 200612-28 ZWb0123

115 115 S14L5D d b OHKHEBMTSWOlM3 D B S I T I S 5 ~ 6 E H 2006-12-10 2W6-12-23 2W(I-O241

116 116 S14L5D dm0 DHKHEBCOHSWP1895 DB55TISSW1OIH 200612-20 20064114 10W4244

117 117 S14L6D d b DHKHEBCOA5OWl8W DB58TISS09262EU 200612-20 200641-14 2OW42-W

118 118 Sl4LSE dllb DHKttEBCOT50001697 DB58TIS508289EH ZOOS-12-20 ZW(141-23 2WMI322

119 119 S l 4 ~ 5 B d i i DHKHEBCOVSWOlW DB58TISW95D3EH 20061221 200641-23 200603-12

lO 120 Sl4LX db OHKHEBCOA8OW1702 DBPTISSOBU9EH 20084t-04 20W41-27 2OW9S-W

121 121 S14LSC d b OHKHEBCOV800018OO DB58TIS5090WEH 20084144 2 W l - 2 7 200645-10

122 122 S14LSB dill0 D H K ~ E ~ C O E B O O ~ ~ O ~OB58TlS5W775EH 200841-16 2006-01-27 20084147

123 123 TXC140-1 db 30035 DBS8TIS51 2OOM)t-23

124 124 TXC140-1 d b 30056 085871557 100W2-24

125 125 TXCl40-1 do 50057 DB58TIS57 200502-24

128 125 TXC140-1 dllb 3403d DB56Tl557 2WM2-24

127 127 TXCl4C-1 dl 34039 DBSETlS503108EH 2WbO6lO

121 128 TXCl40-1 dm0 30040 DBS8TIS6Ml82EH 20054747 129 129 TXC140-1 dip0 34041 0868TlSB4792EH 20050747

130 130 TXCl401 d b 3 W 3 DBMTISW4794EH 20050708

1 1 1 TXCl40-1 dm0 1W DB58TIS50500SEH 200540-08

132 132 TXC140-1 dl 30044 DBSITISSOBIOEH 2OObOW8

151 113 TXCl40-1 d im 30042 DB56TISSOS393EH 2 W 7 4 8

1 1 TXCl401 dlU0 34045 DB56T186OMlOEH 200bOE48

135 131 TXCl4O-1 d b 3W4I DB58TIS50602EH 20150942

136 1 M TXC1401 dmpara 30047 DB56TIS5DW5SEH 200CW42

137 137 TXC140-1 d m 30052 DB56TIS50874UEH ZOOM947

1 1 TXCl40-1 dm0 30051 OB58TIS$O674SEH 200bOS-07

139 139 TXC1401 dm0 30050 DBS(ITISS057SOEH 200M945 lt 140 140 TXCl40-1 d b 30049 DBSllTISSO5752EH 2OOCOeDS

_ 141 141 TXC14C-1 db 3OU53 DBMTISSO6838EH 20050948 i 142 142 TXCl40-1 din0 300s D858TIS505M7EH ZOObW-28 143 143 TXc14amp1 dim 30OW DBS8TIS507051EH 200609-2d ~

144 144 TXClIO1 dm0 30089 DB58TIS507079EH 200612911

145 145 TXCl40-1 dl 30055 DB58TIS507553EH 200SW-28

145 146 TXCl401 dip0 30064 DBSlTISS0731lEH ZOOM-27

147 147 TXCl4Ol d b 30059 DB58TISSO74MEH 20064929

148 148 TXCl40-1 dlllo 30056 DB66T1S507453EH 2OObOR2

149 149 TXCl40-1 dllto SOW2 DB58TIS505265EH 2OObll-15

150 160 TXCl40-1 d m SOW0 DB68TlS5062MEH 200bll-16

151 151 TXC140-1 dmpara SOW6 DB58TIS506324EH 200611-25

1~ 16t ~ ~ ~ 1 4 0 - 1 dl(lo 30W1 DBSdT1S6MUlOEH 200611-15

163 153 TXCl40-1 dim SOM3 DBWTISS08412EH POO611-16

154 154 TXCl4Ol dm0 33054 OBWTlS608526EH 200611-25

155 155 lXC1401 dm0 30067 DB58TISSO8574EH 2W511-25

1 156 D(Cl40-1 dm0 30C+a DB58TIS508812EH 2WSll-25

157 157 TXC140-1 dill0 30W DBSIITISSO~M(IEH ZWS-11-FS

Vehlcl Hod

TXCl40-1

TXC140-1

TXC1401

Sl4LSC

Sl4LSC

S14LSB

Sl IL5B

S14L5C

S14L5C

Sl4LSB

S14L5B

S14LSB

S14LSD

S14L50

S14LSB

S14L5D

S14L6C

Sl4LSD

S14LSD

S14L50

S14L5B

S14LSD

S14L5D

S14L5D

S14L58

S14L50

S14LSD

S14LSB

S14LSB

S14L5B

Sl4LSC

S14L50

S14L50

Sl lLSD

Sl4L5C

S14LSB

S14LSC

S14L5C

S14L58

S14L5B

S14LSD

Sl4LSC

S14L5D

S14L5D

Sl4L5C

Sl4LSC

S14LSC

S14LSD

S14LSC

S14L5D

S14LEC

S14L58

sirLSD

S14LSB

S14L5B

Enpin Mod

dim

dim

dm0

dm dlm

dim

dim

dim

dm0

dm dill0

dm dim

dm0

d W

db

dim

d l

dim

dm0

dim

dim

dim

dim

dim

dlU0

dim

dim

d im

d b

dm0

dm0

d im

dim

db

dim

dM0

dim

dm0

dm0

ditto

d im

ditto

dltto

d b

db

dim

ditto

dm0

d b

dm din0

dm0

ditto

dim

-E_nprml

dim

dim

dim

dMo

dim

dim

dm0

dim

dim

dim

dill0

dim

dim

aim

din0

din0

dlM

dim

dim dim

dMo

dim

6118

dim

dim

dim

d i

dim

ditto

dim

dim

dim

dm0

dm0

dMo

d m

dim

dim

dill0

dim

dim

dim

dim

dm

dim

dim

dim

dim

dim

diU0

dim dim

ditto

din0

dim

NO NO Vehilm Model Enptne Model Vahl~IaIVW Enpin SIN EM asernbly Kona Bhlp ~ece lvamtr 268 108 S14LH ditm DHKHEBCOV60001931 OBS8TIS609108EH 201-10-2E 2008-11-25 20074146

269 109 S14LSC d im DHKHEQCOSIOWIYO DB58TIS6W18lEH 2006-11-07 2006-11-25 2007-0145

270 110 Sl4L5C d im DHKHEBCOS600019Y DB58TIS60995SEH 2006-11-27 2008-1230 2007-01-30

271 111 Sl4LSC ditto DHKHEBCW60001855 OB58TIS610078EH 2W6-11-27 2006-12-22 2007-0141

272 112 S14L5B d l DHKHEBCOS700019~ DB58TIS610715EH 2007-0196 2007-01-24 20074310

273 113 Sl4LSB d l DHKHEBCOV70001963 DB58TIS611237EH 200741-03 200741-24 2007-03-20

2 114 SlILSC dim DHKHEBCOC70001966 DBS8TIS611238EH 2W741-08 2007-01-24 2007-0319 275 116 S14LSB d im DHKHEBCOP70001985 DBS8TIS611239EH 2W7-0196 200741-24 2007-03-23 276 l i b TXCIIO-1 d lM 30073 DBS8TIS6WM3EH 2006-02-10 277

278

278

117

116

119

TXCl40-1

TXCl40-1

TXC140-1

d im

dltm d im

30074

30078

30075

DB58TIS6OOM6EH

DBS8TIS8OlW2EH

DBSBTIS601W5EH

2008-02-11

2W6-02-11

2008-01-11

t

280 120 TXC14C-1 d im 30077 D858TIS601008EH 200802-13 281 121 TXCl4C-1 dula 30082 OB$8TIS601566EH 2W(i4gt16 262 122 TXCl4C-1 dltto 30084 DB$8TIS601590EH 2008-0316

283 123 TXClIO-1 d l 30C61 DBS8TIS601702EH 200605-15

284 124 TXC140-1 d l 3 0 1 0 D858TIS8Q1874EH 20145-15

285 125 TXCl4C-1 d im 30079 OB58TIS60lWBEH 20W-05-15

286 128 TXCl40-1 dim 30083 D858TIS601993EH 2006-03-16

2117 127 TXCl4O-1 d im 30078 DBfETISW1995EH 20089515

288 128 TXCl401 d im 30085 DB58TISSO2592EH 2006-0529

289 120 ~ ~ ~ 1 4 0 1 d im 30087 DB58TIS602593EH 2008-0530

290 130 ~ ~ ~ 1 4 0 1 d im 30111 D868TIS602594EH 2005-03-30 291 131 TXCl4Ol d l M 30089 DB58TIS6025MEH 2008-Oh07

292 132 TXC74O-1 dim 30090 DBS6TlS602594EH 20W-08-07 293 133 TXCl4Ol d im 30091 0858TIS602594EH 20060607 284 134 TXCl4O-1 d im 30088 DB58TIS602595EH 200amp0gt29 295 135 TXCl4O-1 d im 30092 DB58TIS804970EH 20W9g00 298 136 TXCllC-1 dltm 30003 DBS6TIS606356EH 20060615

297 137 TXC140-1 ditto 30096 DQ58TIS605357EH 20060617

298 138 TXC1C-1 ditm 30097 DQS8TIS67 20Oh0618

299

300 139

140

TXClIO-1

TXCl40-1

din0

dIW0

30095

30094

DB58TIS605558EH

D858TISW5359EH

200kO617

20W0615

301 141 TXCl40-1 d im 30100 DB58TIS8065llEH 200847-13

302 142 TXCl4C-1 d im 30008 DB58TIS606512EH 2006-07-10

303 143 TXCl4Ol ditto 30099 0858TIS606514EH 200647-11 s

304 1 Sl4LSC dl- OHKHEBCOE70001487 DB58TIS7W135EH 2007-07-08 2007-0124 200743-16

305 2 Sl4LSC ditto DHKHEBCOL70001968 0858TIS7W136EH 200741-10 2007-01-24 2007-0516

308 3 S14LSB dm0 DHKHEBC0670001969 DB58TlS700137EH 2007-01-10 200741-24 200703-20

307 4 SIILSC ditto DHKHEBCOL70001971 D858TIS700294EH 2007-01-11 200741-24 2007-03-19

308 5 Sl4L5B dM0 DHKHEBCOP7OOOlP02 DB58TIS702171EH 2007-03-02 200745-30 2007-04-27

309 8 S14LSB dltm DHKHEBCOC70001983 DB58TIS702113EH 2007-05-02 200745-30 200701-26

310 7 S14LSD d im DHKHEBCOS70001961 DB58TIS702116EH 2007-0502 20074630 200747-30

311 8 S14L50 ditm OHKHEBCOR0001993 OB58TIS7050WEH 2007-0712 200747-13 2007-09-12

312 g S14LSB dula DHKHEBCOA70001992 DB58TIS7WIWEH 2007-0703 200747-20 200708-22

313 10 Sl4LSB ditto DHKHEBCOH70001991 DBSBTIS708701EH 2007-0743 2007-07-20 20074623

314 11 Sl4LSB ditm DHKHEBCOK70001~90 DBS8TIS708702EH 20070743 20074720 2007-08-211

315 12 Sl4LSD d l P DHKHEBCOP70002002 DBS8TIS7074WEH 20074616 2007-1010 2007-10-28

316 13 S14LID dlW DHKHEBCOC70002003 DB58TIS707603EH 2007-08-17 2W71010 200710-1(1

317 14 Sl4LSD d l DHKHEBCOL70002005 D858TlS708236EH 20074905 20074826 200711-02

318 15 S14LSD d im DHKHEBCOA70002009 0858TIS7OP37EH 200149-05 2007-0828 2007-1049

319 16 S14L50 d im DHKHEQCOH7OOOmO8 OBSETiS708238EH 2W7-09-05 200749-16 20071049

320 17 Sl4LSD dill0 DHKHEBCOK70002007 DB58TIS706256EH 2007-09-05 2007-09-28 20071141

321 18 TXCl401 d im 30101 DB58TIS701287EH 20074247

322 ( V TXClIO-1 d im 30102 OB58TIS701288EH 2007-02-07

  • top of document
  • Purpose
  • Definitions
  • Statutory and Regulatory Authority
  • Background
  • Terms
  • Representation Regarding Emissions Compliance
  • Civil Penalty
  • Stipulated Penalties
  • General Provisions
  • ATTACHMENT 1 -Subject EngineTable
Page 2: .. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a manufacturer of nonroad compression ignition engines under 40 C.F.R. 8 89.105, after EPA

a This matter as used in this agreement means Respondents manufacture andlor

importation of the Subject Engines and any civil liability that may apply to such

violations

b Certificate of Conformi the document issued by EPA to a manufacturer of

nonroad compression ignition engines under 40 CFR 8 89105 after EPA has

determined that the manufacturers application is complete and that the test

engine meets the standards of 40 CFR Part 89 and the Act Issuance of the

Certificate of Conformity permits the importation andlor entry into commerce in

the United States of engines built in accordance with the manufacturers

application

c Dates of the Applicable Regulations For nonroad compression-ignition engines

rated greater than or equal to 37 kW but less than 75 kWthe applicable effective

date is January 1 1998 For nonroad compression-ignition engines rated greater

than or equal to 75 kW but less than 130 kWthe applicable effective date is

January 11997

Statutorv and Regulatorv Authority

3 Section 203(a)(l) ofthe Act 42 USC 5 7522(a)(l) prohibits a manufacturer from

selling offering for sale introducing delivering for introduction into commerce or

importing any vehicle or engine after the applicable effective date of the regulations

unless such vehicle or engine is covered by a certificate of conformity issued by EPA

Section 203(a)(l) also prohibits any person or entity from causing such actions

I Section 213(d) of the Act 42 USC 5 7547(d) states that nonroad vehicle and engine

standards shall be enforced in the same manner as the standards prescribed under Section

7521 (emission standards for new motor vehicles or new motor vehicle engines) and that

the EPA has authority to revise or promulgate regulations as may be necessary to

determine compliance with and enforce the nonroad vehicle and engine standards

5 40 CFR 8 89105 requiresevery manufacturer o f a new nonroad compression-ignition

engine to obtain a certificate o f conformity covering the engine family The certificate of

conformity must be obtained prior to selling offering for sale introducing into

commerce or importing into the United States the new nonroad compression-ignition

engine for each model year

6 40 CFR 891 10 prohibits any person from manufacturing or importing into the United

States any nonroad compression-ignition engine manufactured after the applicable

effective date of the regulations unless such engine bears a permanent and legible

emission control information label identifying each nonroad engine The label must

contain the full corporate name and trademark o f the manufacturer

7 40 CFR 4 892 defines engine manufacturer as any person engaged in the

manufacturing or assembling o f new nonroad engines or importing such engines for

resale or who acts for and is under the control o f any such person in connection with the

distribution o f such engines

Background

8 Respondents manufactured andlor imported 322 nonroad compression-ignition engines

on the dates and as described in the Subject Engine Table which is Attachment Ito this

Settlement Agreement The Subject Engines were sold and distributed to consumers

9 The Subject Engines were not covered by cenificates o f conformity and they lacked

proper EPA emission control information labels Respondents are the manufacturers and

the imponers of the Subject Engines and the nonroad equipment containing the Subject

Engines

10 The Subject Engines were manufactured after the Dates of the Applicable Regulations

I I The Subject Engines were not covered by certiticates of conformity in violation of

Section 203(a) of the Act 42 USC 5 7522(a) and 40 CFR 5 89105

12 The Subject Engines did not bear proper emission control information labels in violation

of Section 213(d) of the Act 42 USC 5 7547(d) and 40 CFR 5 891 10

13 Based on the foregoing information EPA alleges that Respondents are liable for 322

violations of Section 203(a) ofthe Act 42 USC 5 7522(a) and the Regulations at 40

CFR 89105 arising from the Respondents manufacturer importation and

distribution ofthe Subject Engines that were not covered by a certificate of conformity

Pursuant to Section 205 of the Act 42 USC 5 7524 Respondents are liable for a civil

penalty for each of the violations

14 Based on the foregoing information EPA alleges that Respondents are liable for 322

violations of Section 213(d) of the Act 42 USC 6 7547(d) and the Regulations at 40

CFR 5 891 10 arising from the Respondents manufacture importation and distribution

of the Subject Engines that did not bear proper emission labels Pursuant to Section 205

of the Act 42 USC 8 7524 Respondents are liable for a civil penalty for each of the

violations

Terms

15 Manufacturer Letter Reeardine Information on Label Respondents will send a letter

(Manufacturer Letter) to each and every owner of a Subject Engine notifying them of I)

the incorrect or missing information on the engine label and 2) information about

warranty coverage The information in the Manufacturer Letter shall include that the

label on the Subject Engine contains the wrong manufacturer code and shall provide

information identifying the correct manufacturer including how to contact the

manufacturer The information in the Manufacturer Letter shall also include a

representation that each of the Subject Engines is covered by the warranty required by the

Act and that the warranty is for five (5) years or 300 hours of operation from the date of

engine manufacture whichever occurs first Respondents shall send the Manufacturer

Letter to the engine owners on or before the date which is ninety days after the effective

date of this Settlement Agreement Respondents at the time it issues the Manufacturer

letter shall also send a copy of the Manufacturer Letter to EPA Within ninety days after

the effective date of this Settlement Agreement Respondents shall submit to EPA a

statement upon penalty of perjury that it has sent the Manufacturer Letter to all of the

engine owners containing the information required by this Paragraph of the Settlement

Agreement and provide proof of the sending

16 Representation Regardine Emissions Comoliance Upon penalty of perjury

Respondents and their undersigned representatives state that although the Subject

Engines were not covered by a certificate of conformity each of the Subject Engines did

comply with all applicable emission standards set forth in the Act and that they

acknowledge that this representation is a material basis for EPA to enter into this

Settlement Agreement

17 Civil Penalty Respondents shall pay to the United States a civil penalty of $325000

within 30 calendar days of the effective date of this Settlement Agreement Late payment

of the civil penalty is subject to interest and fees as specified in 3 1 USC 6 3717

Respondents agree to pay the amount by certified check or cashiers check payable to the

United States of America and to mail the payment to

AITN AEDIMSEB 7868 US Environmental Protection Agency Fines and Penalties Cincinnati Finance Center 26 W Martin Luther King Dr Cincinnati Ohio 45268

A photocopy ofthe check shall be telefaxed simultaneously to Marcia S Ginley at the

number specified in Paragraph 20 Alternatively Respondents may affect an online

payment by visiting wwwpavgov and entering sfo 11 in the Search Public Forms

field to access the EPA Payment Form

Stioulated Penalties

18 For failure to comply with the terms ofthis Agreement on a timely basis Respondents

shall pay stipulated penalties to the United States as follows

a For failure to timely pay the penalty or provide proof of such payment pursuant

to Paragraph 17 $400 per day

b For failure to send the Manufacturer Letter or provide proof thereof pursuant to

Paragraph 15 $500 per day

All stipulated penalties under Paragraph 18 of this Agreement shall begin to accrue on the

calendar day after performance is due and shall continue to accrue until the calendar day

compliance is achieved Nothing herein shall prevent the simultaneous accrual of

separate stipulated penalties for separate violations ofthis Agreement All stipulated

penalties shall be paid in accordance with Paragraph 18 and shall be paid within five days

of written demand by EPA Stipulated penalties shall not be construed as prohibiting

altering or in any way limiting the ability of EPA from seeking any other remedy or

sanction available by virtue of Respondents violation o f this Agreement or o f the statutes

or regulations upon which the Agreement is based

General Provisions

19 This agreement does not preclude any other action by EPA for violations that are not part

of this Agreement or any future violations of the Act or regulations promulgated

thereunder

20 A copy o f all correspondence and certification to EPA concerning this Agreement shall

be sent to

Marcia S Ginley Attorney for EPA OECAIAEDlWestern Field Office (8MSU) 1595 Wynkoop Street Denver Colorado 80202

Tel 303-3 12-7156 Fax 303-3 12-6007 Email ginleymarciaepagov

21 This Agreement becomes enective upon the date executed by EPA (effective date o f the

Agreement) at which time a copy will be returned to Respondents

22 Respondents hereby represent that the individual or individuals executing this Agreement

on behalf o f Respondents are authorized to do so on behalf o f Respondents and that such

execution is intended and is suficient to bind Respondents their agents assigns and

successors

23 Notwithstanding any other provision o f this agreement upon Respondents failure to

perform or default or failure to comply with any terms o f this Agreement EPA may

refer this matter to the United States Department o f Justice to recover civil penalties

pursuant to Section 205 ofthe Act 42 USC 5 7524 and pursue any other remedies

available to it Respondents specifically agree that in the event of such default or failure

to comply EPA may proceed in an action based on the original claim of violation of the

Act and 40 CFR Part 89 Respondents expressly waive their right to assert that such

action is barred by any applicable statute of limitation Respondents acknowledge that

their tax identification number may be used for the purpose of collecting or reporting any

delinquent monetary obligation arising from this ASA (See 31 USC 6 7701)

24 This settlement is conditioned upon the truthfulness accuracy and completeness of

Respondents disclosures and representations to EPA under this Agreement and the

prompt and complete remediation of any violations in accordance with this Agreement

15 Upon completion of the terms of this Agreement the alleged violations described in this

Agreement shall be deemed terminated and resolved Nothing herein shall limit the right

of EPA to proceed against Respondents (a) in the event of default or noncompliance with

this Agreement (b) for other violations of law or (c) with respect to other matters not

within the scope of the Agreement This Agreement in no way affects or relieves

Respondents of their responsibility to comply with other state federal or local laws or

regulations and does not address Respondents potential liability to any other federal

agency

Serrlemnr Agreement I the Momr of h s a n Iacore America Corporation er al

The following agree to the t m n s of thisAgreement

Dooann Infracorr America Corpontlon

0 - - gt e DBY Date

~ y p c dorPrinted~ u n c flek4 9eq C

l2Typed orPrinted Title (

~ e d m l~ o c J73l d c n t i f i c a t i o n ~ u m b n ~ 3 3

D m Infracore CaLtd

Typed or Rinted Name

Typd aPrinted Tide n ~ i ~ ~ Bfrcetnc FederalTax IdcntificatioaNumber-

Settlement Agreement In the Matter of Doosan Inpacore America Corporation et al

USEnvironmental Protection Agency

Date 37 b

LampPhillip A Brooks ~irectok Air Enforcement Division Office of Enforcement and Compliance Assurance

ATTACHMENT 1 -Subject EngineTable

Model Year EG madd M05 DBSBTlS

Vehkh Mod

S14L50

1 1 4 5 0

SYLSD

814L50 014LSB

S14UB

Sl4LSB

S14UD S14LSB

814L58

S14L5D S14L5D

Sl4LM S14L50

S14L5B

S14LSD S14L50

S14L5D

SlILSC S l Q I B

SIILSD

SlIL5D

S14LSO

S14Lffi S14L5D

Sl4WD

SlILSD SlIL5C

S14L6D S14L5D

Sl4LSC

SlILSC

Sl4LSD

S14LU

S14LSD S14L5C

Sl4L5A S14UC S14LSD

S14LSC SllLSB

S14LSA

S14LX S14L5D S14L50

S14LSB Sl4L50

Sales numbem 160

Enpln Madel

DB68TlS

dl

d m

dHD d i i MID

dltm

dltm dltm

dlCa

difm difm

d M MID

d M

dffD dim

d W

d m d m

dllto

dm0

d m

dB0 dM0

d m

dHD htm

dlCa b i dill0

d m

dB0

dill0

difm d m

dlCa dm0 d m

difm din0 d b

d M MID dyb

d m d m

En In Mob dim

dlM

dim

din0

dl0

dlnD

d m

d m

din^

dim

diM

dim

dim

dim

d m

d m

dim

dlUo

d m

dim

dill0

dlM

d m

d l

din0

d m

d l

dim

d m

dm0

dim

ditto

d m

dim

dl10

din0

dill0

dim

dim

dltm

d l

d m

dm

d l

dm

dim

dub

d l

dim

dm0

d m

dim

d m

dm0

NO NO VhIcIa W Ennlnm Modal Vahlclm 1111 Englne SIN EIQ a e m b l v Koma Shlp Recmlw Data

103 103 S14LSA d b DHKHEBCOS50001859 DB58TISIO8449EF ZOOS-1118 2W612-20 2W(I4215

104 104 Sl4LSO d b DHKHEBCOESWOlSS7 DBMTIS5OM5lEA 200511-16 2W6-11-22 2OM014B

166 105 S l 4 L M d b DHKHEBCOL50001661 DB58TISS05622EH 805-11-17 2005-1220 2 0 W - 1 6

1 1- S14LS d b DHKHEBCMSOOOlMS DBS8TISSOMEH 2005-11-22 ZW61220 20084k14

107 107 S14L5B dm0 DHKHEBCOTSOWIBM DB58TIS50652KH 2005-11-22 2005-12-20 2OW02-14

108 I S14LSO d b OHKHEBCOHSWO1664 DB58TlSS0171EH 200M121 2005-12-20 20W42-15

1W 109 Sl4LSO d b DHKHEBCOS50001671 OB58TlS508572EH 100611-24 2005-12-12 200601-11

110 110 S14LSD d W OHKHEBCOVSWOlW7 OB55TISSO8573EH 2Wbll-23 2005-12-20 ZW0-02-14

111 111 S14L50 dill0 DHKHEBCOPSOWlEO DB58TIS508610EH 2005-1124 2Wbl2-20 200842-07

112 112 S14L50 dl DHKHEBCOK50001677 DB58TIS508M8EH 2WSll30 2005-12-23 200682-02

113 113 Sl4L6D dl DHKHEBCOE50001674 DBS6TlS508752EH 2W61129 2006-12-23 20W0241

114 114 814LSO d b DHKHEBCOKSOOOl68O DB55TIS50W13EH 2005124S 200612-28 ZWb0123

115 115 S14L5D d b OHKHEBMTSWOlM3 D B S I T I S 5 ~ 6 E H 2006-12-10 2W6-12-23 2W(I-O241

116 116 S14L5D dm0 DHKHEBCOHSWP1895 DB55TISSW1OIH 200612-20 20064114 10W4244

117 117 S14L6D d b DHKHEBCOA5OWl8W DB58TISS09262EU 200612-20 200641-14 2OW42-W

118 118 Sl4LSE dllb DHKttEBCOT50001697 DB58TIS508289EH ZOOS-12-20 ZW(141-23 2WMI322

119 119 S l 4 ~ 5 B d i i DHKHEBCOVSWOlW DB58TISW95D3EH 20061221 200641-23 200603-12

lO 120 Sl4LX db OHKHEBCOA8OW1702 DBPTISSOBU9EH 20084t-04 20W41-27 2OW9S-W

121 121 S14LSC d b OHKHEBCOV800018OO DB58TIS5090WEH 20084144 2 W l - 2 7 200645-10

122 122 S14LSB dill0 D H K ~ E ~ C O E B O O ~ ~ O ~OB58TlS5W775EH 200841-16 2006-01-27 20084147

123 123 TXC140-1 db 30035 DBS8TIS51 2OOM)t-23

124 124 TXC140-1 d b 30056 085871557 100W2-24

125 125 TXCl40-1 do 50057 DB58TIS57 200502-24

128 125 TXC140-1 dllb 3403d DB56Tl557 2WM2-24

127 127 TXCl4C-1 dl 34039 DBSETlS503108EH 2WbO6lO

121 128 TXCl40-1 dm0 30040 DBS8TIS6Ml82EH 20054747 129 129 TXC140-1 dip0 34041 0868TlSB4792EH 20050747

130 130 TXCl401 d b 3 W 3 DBMTISW4794EH 20050708

1 1 1 TXCl40-1 dm0 1W DB58TIS50500SEH 200540-08

132 132 TXC140-1 dl 30044 DBSITISSOBIOEH 2OObOW8

151 113 TXCl40-1 d im 30042 DB56TISSOS393EH 2 W 7 4 8

1 1 TXCl401 dlU0 34045 DB56T186OMlOEH 200bOE48

135 131 TXCl4O-1 d b 3W4I DB58TIS50602EH 20150942

136 1 M TXC1401 dmpara 30047 DB56TIS5DW5SEH 200CW42

137 137 TXC140-1 d m 30052 DB56TIS50874UEH ZOOM947

1 1 TXCl40-1 dm0 30051 OB58TIS$O674SEH 200bOS-07

139 139 TXC1401 dm0 30050 DBS(ITISS057SOEH 200M945 lt 140 140 TXCl40-1 d b 30049 DBSllTISSO5752EH 2OOCOeDS

_ 141 141 TXC14C-1 db 3OU53 DBMTISSO6838EH 20050948 i 142 142 TXCl40-1 din0 300s D858TIS505M7EH ZOObW-28 143 143 TXc14amp1 dim 30OW DBS8TIS507051EH 200609-2d ~

144 144 TXClIO1 dm0 30089 DB58TIS507079EH 200612911

145 145 TXCl40-1 dl 30055 DB58TIS507553EH 200SW-28

145 146 TXCl401 dip0 30064 DBSlTISS0731lEH ZOOM-27

147 147 TXCl4Ol d b 30059 DB58TISSO74MEH 20064929

148 148 TXCl40-1 dlllo 30056 DB66T1S507453EH 2OObOR2

149 149 TXCl40-1 dllto SOW2 DB58TIS505265EH 2OObll-15

150 160 TXCl40-1 d m SOW0 DB68TlS5062MEH 200bll-16

151 151 TXC140-1 dmpara SOW6 DB58TIS506324EH 200611-25

1~ 16t ~ ~ ~ 1 4 0 - 1 dl(lo 30W1 DBSdT1S6MUlOEH 200611-15

163 153 TXCl40-1 dim SOM3 DBWTISS08412EH POO611-16

154 154 TXCl4Ol dm0 33054 OBWTlS608526EH 200611-25

155 155 lXC1401 dm0 30067 DB58TISSO8574EH 2W511-25

1 156 D(Cl40-1 dm0 30C+a DB58TIS508812EH 2WSll-25

157 157 TXC140-1 dill0 30W DBSIITISSO~M(IEH ZWS-11-FS

Vehlcl Hod

TXCl40-1

TXC140-1

TXC1401

Sl4LSC

Sl4LSC

S14LSB

Sl IL5B

S14L5C

S14L5C

Sl4LSB

S14L5B

S14LSB

S14LSD

S14L50

S14LSB

S14L5D

S14L6C

Sl4LSD

S14LSD

S14L50

S14L5B

S14LSD

S14L5D

S14L5D

S14L58

S14L50

S14LSD

S14LSB

S14LSB

S14L5B

Sl4LSC

S14L50

S14L50

Sl lLSD

Sl4L5C

S14LSB

S14LSC

S14L5C

S14L58

S14L5B

S14LSD

Sl4LSC

S14L5D

S14L5D

Sl4L5C

Sl4LSC

S14LSC

S14LSD

S14LSC

S14L5D

S14LEC

S14L58

sirLSD

S14LSB

S14L5B

Enpin Mod

dim

dim

dm0

dm dlm

dim

dim

dim

dm0

dm dill0

dm dim

dm0

d W

db

dim

d l

dim

dm0

dim

dim

dim

dim

dim

dlU0

dim

dim

d im

d b

dm0

dm0

d im

dim

db

dim

dM0

dim

dm0

dm0

ditto

d im

ditto

dltto

d b

db

dim

ditto

dm0

d b

dm din0

dm0

ditto

dim

-E_nprml

dim

dim

dim

dMo

dim

dim

dm0

dim

dim

dim

dill0

dim

dim

aim

din0

din0

dlM

dim

dim dim

dMo

dim

6118

dim

dim

dim

d i

dim

ditto

dim

dim

dim

dm0

dm0

dMo

d m

dim

dim

dill0

dim

dim

dim

dim

dm

dim

dim

dim

dim

dim

diU0

dim dim

ditto

din0

dim

NO NO Vehilm Model Enptne Model Vahl~IaIVW Enpin SIN EM asernbly Kona Bhlp ~ece lvamtr 268 108 S14LH ditm DHKHEBCOV60001931 OBS8TIS609108EH 201-10-2E 2008-11-25 20074146

269 109 S14LSC d im DHKHEQCOSIOWIYO DB58TIS6W18lEH 2006-11-07 2006-11-25 2007-0145

270 110 Sl4L5C d im DHKHEBCOS600019Y DB58TIS60995SEH 2006-11-27 2008-1230 2007-01-30

271 111 Sl4LSC ditto DHKHEBCW60001855 OB58TIS610078EH 2W6-11-27 2006-12-22 2007-0141

272 112 S14L5B d l DHKHEBCOS700019~ DB58TIS610715EH 2007-0196 2007-01-24 20074310

273 113 Sl4LSB d l DHKHEBCOV70001963 DB58TIS611237EH 200741-03 200741-24 2007-03-20

2 114 SlILSC dim DHKHEBCOC70001966 DBS8TIS611238EH 2W741-08 2007-01-24 2007-0319 275 116 S14LSB d im DHKHEBCOP70001985 DBS8TIS611239EH 2W7-0196 200741-24 2007-03-23 276 l i b TXCIIO-1 d lM 30073 DBS8TIS6WM3EH 2006-02-10 277

278

278

117

116

119

TXCl40-1

TXCl40-1

TXC140-1

d im

dltm d im

30074

30078

30075

DB58TIS6OOM6EH

DBS8TIS8OlW2EH

DBSBTIS601W5EH

2008-02-11

2W6-02-11

2008-01-11

t

280 120 TXC14C-1 d im 30077 D858TIS601008EH 200802-13 281 121 TXCl4C-1 dula 30082 OB$8TIS601566EH 2W(i4gt16 262 122 TXCl4C-1 dltto 30084 DB$8TIS601590EH 2008-0316

283 123 TXClIO-1 d l 30C61 DBS8TIS601702EH 200605-15

284 124 TXC140-1 d l 3 0 1 0 D858TIS8Q1874EH 20145-15

285 125 TXCl4C-1 d im 30079 OB58TIS60lWBEH 20W-05-15

286 128 TXCl40-1 dim 30083 D858TIS601993EH 2006-03-16

2117 127 TXCl4O-1 d im 30078 DBfETISW1995EH 20089515

288 128 TXCl401 d im 30085 DB58TISSO2592EH 2006-0529

289 120 ~ ~ ~ 1 4 0 1 d im 30087 DB58TIS602593EH 2008-0530

290 130 ~ ~ ~ 1 4 0 1 d im 30111 D868TIS602594EH 2005-03-30 291 131 TXCl4Ol d l M 30089 DB58TIS6025MEH 2008-Oh07

292 132 TXC74O-1 dim 30090 DBS6TlS602594EH 20W-08-07 293 133 TXCl4Ol d im 30091 0858TIS602594EH 20060607 284 134 TXCl4O-1 d im 30088 DB58TIS602595EH 200amp0gt29 295 135 TXCl4O-1 d im 30092 DB58TIS804970EH 20W9g00 298 136 TXCllC-1 dltm 30003 DBS6TIS606356EH 20060615

297 137 TXC140-1 ditto 30096 DQ58TIS605357EH 20060617

298 138 TXC1C-1 ditm 30097 DQS8TIS67 20Oh0618

299

300 139

140

TXClIO-1

TXCl40-1

din0

dIW0

30095

30094

DB58TIS605558EH

D858TISW5359EH

200kO617

20W0615

301 141 TXCl40-1 d im 30100 DB58TIS8065llEH 200847-13

302 142 TXCl4C-1 d im 30008 DB58TIS606512EH 2006-07-10

303 143 TXCl4Ol ditto 30099 0858TIS606514EH 200647-11 s

304 1 Sl4LSC dl- OHKHEBCOE70001487 DB58TIS7W135EH 2007-07-08 2007-0124 200743-16

305 2 Sl4LSC ditto DHKHEBCOL70001968 0858TIS7W136EH 200741-10 2007-01-24 2007-0516

308 3 S14LSB dm0 DHKHEBC0670001969 DB58TlS700137EH 2007-01-10 200741-24 200703-20

307 4 SIILSC ditto DHKHEBCOL70001971 D858TIS700294EH 2007-01-11 200741-24 2007-03-19

308 5 Sl4L5B dM0 DHKHEBCOP7OOOlP02 DB58TIS702171EH 2007-03-02 200745-30 2007-04-27

309 8 S14LSB dltm DHKHEBCOC70001983 DB58TIS702113EH 2007-05-02 200745-30 200701-26

310 7 S14LSD d im DHKHEBCOS70001961 DB58TIS702116EH 2007-0502 20074630 200747-30

311 8 S14L50 ditm OHKHEBCOR0001993 OB58TIS7050WEH 2007-0712 200747-13 2007-09-12

312 g S14LSB dula DHKHEBCOA70001992 DB58TIS7WIWEH 2007-0703 200747-20 200708-22

313 10 Sl4LSB ditto DHKHEBCOH70001991 DBSBTIS708701EH 2007-0743 2007-07-20 20074623

314 11 Sl4LSB ditm DHKHEBCOK70001~90 DBS8TIS708702EH 20070743 20074720 2007-08-211

315 12 Sl4LSD d l P DHKHEBCOP70002002 DBS8TIS7074WEH 20074616 2007-1010 2007-10-28

316 13 S14LID dlW DHKHEBCOC70002003 DB58TIS707603EH 2007-08-17 2W71010 200710-1(1

317 14 Sl4LSD d l DHKHEBCOL70002005 D858TlS708236EH 20074905 20074826 200711-02

318 15 S14LSD d im DHKHEBCOA70002009 0858TIS7OP37EH 200149-05 2007-0828 2007-1049

319 16 S14L50 d im DHKHEQCOH7OOOmO8 OBSETiS708238EH 2W7-09-05 200749-16 20071049

320 17 Sl4LSD dill0 DHKHEBCOK70002007 DB58TIS706256EH 2007-09-05 2007-09-28 20071141

321 18 TXCl401 d im 30101 DB58TIS701287EH 20074247

322 ( V TXClIO-1 d im 30102 OB58TIS701288EH 2007-02-07

  • top of document
  • Purpose
  • Definitions
  • Statutory and Regulatory Authority
  • Background
  • Terms
  • Representation Regarding Emissions Compliance
  • Civil Penalty
  • Stipulated Penalties
  • General Provisions
  • ATTACHMENT 1 -Subject EngineTable
Page 3: .. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a manufacturer of nonroad compression ignition engines under 40 C.F.R. 8 89.105, after EPA

7521 (emission standards for new motor vehicles or new motor vehicle engines) and that

the EPA has authority to revise or promulgate regulations as may be necessary to

determine compliance with and enforce the nonroad vehicle and engine standards

5 40 CFR 8 89105 requiresevery manufacturer o f a new nonroad compression-ignition

engine to obtain a certificate o f conformity covering the engine family The certificate of

conformity must be obtained prior to selling offering for sale introducing into

commerce or importing into the United States the new nonroad compression-ignition

engine for each model year

6 40 CFR 891 10 prohibits any person from manufacturing or importing into the United

States any nonroad compression-ignition engine manufactured after the applicable

effective date of the regulations unless such engine bears a permanent and legible

emission control information label identifying each nonroad engine The label must

contain the full corporate name and trademark o f the manufacturer

7 40 CFR 4 892 defines engine manufacturer as any person engaged in the

manufacturing or assembling o f new nonroad engines or importing such engines for

resale or who acts for and is under the control o f any such person in connection with the

distribution o f such engines

Background

8 Respondents manufactured andlor imported 322 nonroad compression-ignition engines

on the dates and as described in the Subject Engine Table which is Attachment Ito this

Settlement Agreement The Subject Engines were sold and distributed to consumers

9 The Subject Engines were not covered by cenificates o f conformity and they lacked

proper EPA emission control information labels Respondents are the manufacturers and

the imponers of the Subject Engines and the nonroad equipment containing the Subject

Engines

10 The Subject Engines were manufactured after the Dates of the Applicable Regulations

I I The Subject Engines were not covered by certiticates of conformity in violation of

Section 203(a) of the Act 42 USC 5 7522(a) and 40 CFR 5 89105

12 The Subject Engines did not bear proper emission control information labels in violation

of Section 213(d) of the Act 42 USC 5 7547(d) and 40 CFR 5 891 10

13 Based on the foregoing information EPA alleges that Respondents are liable for 322

violations of Section 203(a) ofthe Act 42 USC 5 7522(a) and the Regulations at 40

CFR 89105 arising from the Respondents manufacturer importation and

distribution ofthe Subject Engines that were not covered by a certificate of conformity

Pursuant to Section 205 of the Act 42 USC 5 7524 Respondents are liable for a civil

penalty for each of the violations

14 Based on the foregoing information EPA alleges that Respondents are liable for 322

violations of Section 213(d) of the Act 42 USC 6 7547(d) and the Regulations at 40

CFR 5 891 10 arising from the Respondents manufacture importation and distribution

of the Subject Engines that did not bear proper emission labels Pursuant to Section 205

of the Act 42 USC 8 7524 Respondents are liable for a civil penalty for each of the

violations

Terms

15 Manufacturer Letter Reeardine Information on Label Respondents will send a letter

(Manufacturer Letter) to each and every owner of a Subject Engine notifying them of I)

the incorrect or missing information on the engine label and 2) information about

warranty coverage The information in the Manufacturer Letter shall include that the

label on the Subject Engine contains the wrong manufacturer code and shall provide

information identifying the correct manufacturer including how to contact the

manufacturer The information in the Manufacturer Letter shall also include a

representation that each of the Subject Engines is covered by the warranty required by the

Act and that the warranty is for five (5) years or 300 hours of operation from the date of

engine manufacture whichever occurs first Respondents shall send the Manufacturer

Letter to the engine owners on or before the date which is ninety days after the effective

date of this Settlement Agreement Respondents at the time it issues the Manufacturer

letter shall also send a copy of the Manufacturer Letter to EPA Within ninety days after

the effective date of this Settlement Agreement Respondents shall submit to EPA a

statement upon penalty of perjury that it has sent the Manufacturer Letter to all of the

engine owners containing the information required by this Paragraph of the Settlement

Agreement and provide proof of the sending

16 Representation Regardine Emissions Comoliance Upon penalty of perjury

Respondents and their undersigned representatives state that although the Subject

Engines were not covered by a certificate of conformity each of the Subject Engines did

comply with all applicable emission standards set forth in the Act and that they

acknowledge that this representation is a material basis for EPA to enter into this

Settlement Agreement

17 Civil Penalty Respondents shall pay to the United States a civil penalty of $325000

within 30 calendar days of the effective date of this Settlement Agreement Late payment

of the civil penalty is subject to interest and fees as specified in 3 1 USC 6 3717

Respondents agree to pay the amount by certified check or cashiers check payable to the

United States of America and to mail the payment to

AITN AEDIMSEB 7868 US Environmental Protection Agency Fines and Penalties Cincinnati Finance Center 26 W Martin Luther King Dr Cincinnati Ohio 45268

A photocopy ofthe check shall be telefaxed simultaneously to Marcia S Ginley at the

number specified in Paragraph 20 Alternatively Respondents may affect an online

payment by visiting wwwpavgov and entering sfo 11 in the Search Public Forms

field to access the EPA Payment Form

Stioulated Penalties

18 For failure to comply with the terms ofthis Agreement on a timely basis Respondents

shall pay stipulated penalties to the United States as follows

a For failure to timely pay the penalty or provide proof of such payment pursuant

to Paragraph 17 $400 per day

b For failure to send the Manufacturer Letter or provide proof thereof pursuant to

Paragraph 15 $500 per day

All stipulated penalties under Paragraph 18 of this Agreement shall begin to accrue on the

calendar day after performance is due and shall continue to accrue until the calendar day

compliance is achieved Nothing herein shall prevent the simultaneous accrual of

separate stipulated penalties for separate violations ofthis Agreement All stipulated

penalties shall be paid in accordance with Paragraph 18 and shall be paid within five days

of written demand by EPA Stipulated penalties shall not be construed as prohibiting

altering or in any way limiting the ability of EPA from seeking any other remedy or

sanction available by virtue of Respondents violation o f this Agreement or o f the statutes

or regulations upon which the Agreement is based

General Provisions

19 This agreement does not preclude any other action by EPA for violations that are not part

of this Agreement or any future violations of the Act or regulations promulgated

thereunder

20 A copy o f all correspondence and certification to EPA concerning this Agreement shall

be sent to

Marcia S Ginley Attorney for EPA OECAIAEDlWestern Field Office (8MSU) 1595 Wynkoop Street Denver Colorado 80202

Tel 303-3 12-7156 Fax 303-3 12-6007 Email ginleymarciaepagov

21 This Agreement becomes enective upon the date executed by EPA (effective date o f the

Agreement) at which time a copy will be returned to Respondents

22 Respondents hereby represent that the individual or individuals executing this Agreement

on behalf o f Respondents are authorized to do so on behalf o f Respondents and that such

execution is intended and is suficient to bind Respondents their agents assigns and

successors

23 Notwithstanding any other provision o f this agreement upon Respondents failure to

perform or default or failure to comply with any terms o f this Agreement EPA may

refer this matter to the United States Department o f Justice to recover civil penalties

pursuant to Section 205 ofthe Act 42 USC 5 7524 and pursue any other remedies

available to it Respondents specifically agree that in the event of such default or failure

to comply EPA may proceed in an action based on the original claim of violation of the

Act and 40 CFR Part 89 Respondents expressly waive their right to assert that such

action is barred by any applicable statute of limitation Respondents acknowledge that

their tax identification number may be used for the purpose of collecting or reporting any

delinquent monetary obligation arising from this ASA (See 31 USC 6 7701)

24 This settlement is conditioned upon the truthfulness accuracy and completeness of

Respondents disclosures and representations to EPA under this Agreement and the

prompt and complete remediation of any violations in accordance with this Agreement

15 Upon completion of the terms of this Agreement the alleged violations described in this

Agreement shall be deemed terminated and resolved Nothing herein shall limit the right

of EPA to proceed against Respondents (a) in the event of default or noncompliance with

this Agreement (b) for other violations of law or (c) with respect to other matters not

within the scope of the Agreement This Agreement in no way affects or relieves

Respondents of their responsibility to comply with other state federal or local laws or

regulations and does not address Respondents potential liability to any other federal

agency

Serrlemnr Agreement I the Momr of h s a n Iacore America Corporation er al

The following agree to the t m n s of thisAgreement

Dooann Infracorr America Corpontlon

0 - - gt e DBY Date

~ y p c dorPrinted~ u n c flek4 9eq C

l2Typed orPrinted Title (

~ e d m l~ o c J73l d c n t i f i c a t i o n ~ u m b n ~ 3 3

D m Infracore CaLtd

Typed or Rinted Name

Typd aPrinted Tide n ~ i ~ ~ Bfrcetnc FederalTax IdcntificatioaNumber-

Settlement Agreement In the Matter of Doosan Inpacore America Corporation et al

USEnvironmental Protection Agency

Date 37 b

LampPhillip A Brooks ~irectok Air Enforcement Division Office of Enforcement and Compliance Assurance

ATTACHMENT 1 -Subject EngineTable

Model Year EG madd M05 DBSBTlS

Vehkh Mod

S14L50

1 1 4 5 0

SYLSD

814L50 014LSB

S14UB

Sl4LSB

S14UD S14LSB

814L58

S14L5D S14L5D

Sl4LM S14L50

S14L5B

S14LSD S14L50

S14L5D

SlILSC S l Q I B

SIILSD

SlIL5D

S14LSO

S14Lffi S14L5D

Sl4WD

SlILSD SlIL5C

S14L6D S14L5D

Sl4LSC

SlILSC

Sl4LSD

S14LU

S14LSD S14L5C

Sl4L5A S14UC S14LSD

S14LSC SllLSB

S14LSA

S14LX S14L5D S14L50

S14LSB Sl4L50

Sales numbem 160

Enpln Madel

DB68TlS

dl

d m

dHD d i i MID

dltm

dltm dltm

dlCa

difm difm

d M MID

d M

dffD dim

d W

d m d m

dllto

dm0

d m

dB0 dM0

d m

dHD htm

dlCa b i dill0

d m

dB0

dill0

difm d m

dlCa dm0 d m

difm din0 d b

d M MID dyb

d m d m

En In Mob dim

dlM

dim

din0

dl0

dlnD

d m

d m

din^

dim

diM

dim

dim

dim

d m

d m

dim

dlUo

d m

dim

dill0

dlM

d m

d l

din0

d m

d l

dim

d m

dm0

dim

ditto

d m

dim

dl10

din0

dill0

dim

dim

dltm

d l

d m

dm

d l

dm

dim

dub

d l

dim

dm0

d m

dim

d m

dm0

NO NO VhIcIa W Ennlnm Modal Vahlclm 1111 Englne SIN EIQ a e m b l v Koma Shlp Recmlw Data

103 103 S14LSA d b DHKHEBCOS50001859 DB58TISIO8449EF ZOOS-1118 2W612-20 2W(I4215

104 104 Sl4LSO d b DHKHEBCOESWOlSS7 DBMTIS5OM5lEA 200511-16 2W6-11-22 2OM014B

166 105 S l 4 L M d b DHKHEBCOL50001661 DB58TISS05622EH 805-11-17 2005-1220 2 0 W - 1 6

1 1- S14LS d b DHKHEBCMSOOOlMS DBS8TISSOMEH 2005-11-22 ZW61220 20084k14

107 107 S14L5B dm0 DHKHEBCOTSOWIBM DB58TIS50652KH 2005-11-22 2005-12-20 2OW02-14

108 I S14LSO d b OHKHEBCOHSWO1664 DB58TlSS0171EH 200M121 2005-12-20 20W42-15

1W 109 Sl4LSO d b DHKHEBCOS50001671 OB58TlS508572EH 100611-24 2005-12-12 200601-11

110 110 S14LSD d W OHKHEBCOVSWOlW7 OB55TISSO8573EH 2Wbll-23 2005-12-20 ZW0-02-14

111 111 S14L50 dill0 DHKHEBCOPSOWlEO DB58TIS508610EH 2005-1124 2Wbl2-20 200842-07

112 112 S14L50 dl DHKHEBCOK50001677 DB58TIS508M8EH 2WSll30 2005-12-23 200682-02

113 113 Sl4L6D dl DHKHEBCOE50001674 DBS6TlS508752EH 2W61129 2006-12-23 20W0241

114 114 814LSO d b DHKHEBCOKSOOOl68O DB55TIS50W13EH 2005124S 200612-28 ZWb0123

115 115 S14L5D d b OHKHEBMTSWOlM3 D B S I T I S 5 ~ 6 E H 2006-12-10 2W6-12-23 2W(I-O241

116 116 S14L5D dm0 DHKHEBCOHSWP1895 DB55TISSW1OIH 200612-20 20064114 10W4244

117 117 S14L6D d b DHKHEBCOA5OWl8W DB58TISS09262EU 200612-20 200641-14 2OW42-W

118 118 Sl4LSE dllb DHKttEBCOT50001697 DB58TIS508289EH ZOOS-12-20 ZW(141-23 2WMI322

119 119 S l 4 ~ 5 B d i i DHKHEBCOVSWOlW DB58TISW95D3EH 20061221 200641-23 200603-12

lO 120 Sl4LX db OHKHEBCOA8OW1702 DBPTISSOBU9EH 20084t-04 20W41-27 2OW9S-W

121 121 S14LSC d b OHKHEBCOV800018OO DB58TIS5090WEH 20084144 2 W l - 2 7 200645-10

122 122 S14LSB dill0 D H K ~ E ~ C O E B O O ~ ~ O ~OB58TlS5W775EH 200841-16 2006-01-27 20084147

123 123 TXC140-1 db 30035 DBS8TIS51 2OOM)t-23

124 124 TXC140-1 d b 30056 085871557 100W2-24

125 125 TXCl40-1 do 50057 DB58TIS57 200502-24

128 125 TXC140-1 dllb 3403d DB56Tl557 2WM2-24

127 127 TXCl4C-1 dl 34039 DBSETlS503108EH 2WbO6lO

121 128 TXCl40-1 dm0 30040 DBS8TIS6Ml82EH 20054747 129 129 TXC140-1 dip0 34041 0868TlSB4792EH 20050747

130 130 TXCl401 d b 3 W 3 DBMTISW4794EH 20050708

1 1 1 TXCl40-1 dm0 1W DB58TIS50500SEH 200540-08

132 132 TXC140-1 dl 30044 DBSITISSOBIOEH 2OObOW8

151 113 TXCl40-1 d im 30042 DB56TISSOS393EH 2 W 7 4 8

1 1 TXCl401 dlU0 34045 DB56T186OMlOEH 200bOE48

135 131 TXCl4O-1 d b 3W4I DB58TIS50602EH 20150942

136 1 M TXC1401 dmpara 30047 DB56TIS5DW5SEH 200CW42

137 137 TXC140-1 d m 30052 DB56TIS50874UEH ZOOM947

1 1 TXCl40-1 dm0 30051 OB58TIS$O674SEH 200bOS-07

139 139 TXC1401 dm0 30050 DBS(ITISS057SOEH 200M945 lt 140 140 TXCl40-1 d b 30049 DBSllTISSO5752EH 2OOCOeDS

_ 141 141 TXC14C-1 db 3OU53 DBMTISSO6838EH 20050948 i 142 142 TXCl40-1 din0 300s D858TIS505M7EH ZOObW-28 143 143 TXc14amp1 dim 30OW DBS8TIS507051EH 200609-2d ~

144 144 TXClIO1 dm0 30089 DB58TIS507079EH 200612911

145 145 TXCl40-1 dl 30055 DB58TIS507553EH 200SW-28

145 146 TXCl401 dip0 30064 DBSlTISS0731lEH ZOOM-27

147 147 TXCl4Ol d b 30059 DB58TISSO74MEH 20064929

148 148 TXCl40-1 dlllo 30056 DB66T1S507453EH 2OObOR2

149 149 TXCl40-1 dllto SOW2 DB58TIS505265EH 2OObll-15

150 160 TXCl40-1 d m SOW0 DB68TlS5062MEH 200bll-16

151 151 TXC140-1 dmpara SOW6 DB58TIS506324EH 200611-25

1~ 16t ~ ~ ~ 1 4 0 - 1 dl(lo 30W1 DBSdT1S6MUlOEH 200611-15

163 153 TXCl40-1 dim SOM3 DBWTISS08412EH POO611-16

154 154 TXCl4Ol dm0 33054 OBWTlS608526EH 200611-25

155 155 lXC1401 dm0 30067 DB58TISSO8574EH 2W511-25

1 156 D(Cl40-1 dm0 30C+a DB58TIS508812EH 2WSll-25

157 157 TXC140-1 dill0 30W DBSIITISSO~M(IEH ZWS-11-FS

Vehlcl Hod

TXCl40-1

TXC140-1

TXC1401

Sl4LSC

Sl4LSC

S14LSB

Sl IL5B

S14L5C

S14L5C

Sl4LSB

S14L5B

S14LSB

S14LSD

S14L50

S14LSB

S14L5D

S14L6C

Sl4LSD

S14LSD

S14L50

S14L5B

S14LSD

S14L5D

S14L5D

S14L58

S14L50

S14LSD

S14LSB

S14LSB

S14L5B

Sl4LSC

S14L50

S14L50

Sl lLSD

Sl4L5C

S14LSB

S14LSC

S14L5C

S14L58

S14L5B

S14LSD

Sl4LSC

S14L5D

S14L5D

Sl4L5C

Sl4LSC

S14LSC

S14LSD

S14LSC

S14L5D

S14LEC

S14L58

sirLSD

S14LSB

S14L5B

Enpin Mod

dim

dim

dm0

dm dlm

dim

dim

dim

dm0

dm dill0

dm dim

dm0

d W

db

dim

d l

dim

dm0

dim

dim

dim

dim

dim

dlU0

dim

dim

d im

d b

dm0

dm0

d im

dim

db

dim

dM0

dim

dm0

dm0

ditto

d im

ditto

dltto

d b

db

dim

ditto

dm0

d b

dm din0

dm0

ditto

dim

-E_nprml

dim

dim

dim

dMo

dim

dim

dm0

dim

dim

dim

dill0

dim

dim

aim

din0

din0

dlM

dim

dim dim

dMo

dim

6118

dim

dim

dim

d i

dim

ditto

dim

dim

dim

dm0

dm0

dMo

d m

dim

dim

dill0

dim

dim

dim

dim

dm

dim

dim

dim

dim

dim

diU0

dim dim

ditto

din0

dim

NO NO Vehilm Model Enptne Model Vahl~IaIVW Enpin SIN EM asernbly Kona Bhlp ~ece lvamtr 268 108 S14LH ditm DHKHEBCOV60001931 OBS8TIS609108EH 201-10-2E 2008-11-25 20074146

269 109 S14LSC d im DHKHEQCOSIOWIYO DB58TIS6W18lEH 2006-11-07 2006-11-25 2007-0145

270 110 Sl4L5C d im DHKHEBCOS600019Y DB58TIS60995SEH 2006-11-27 2008-1230 2007-01-30

271 111 Sl4LSC ditto DHKHEBCW60001855 OB58TIS610078EH 2W6-11-27 2006-12-22 2007-0141

272 112 S14L5B d l DHKHEBCOS700019~ DB58TIS610715EH 2007-0196 2007-01-24 20074310

273 113 Sl4LSB d l DHKHEBCOV70001963 DB58TIS611237EH 200741-03 200741-24 2007-03-20

2 114 SlILSC dim DHKHEBCOC70001966 DBS8TIS611238EH 2W741-08 2007-01-24 2007-0319 275 116 S14LSB d im DHKHEBCOP70001985 DBS8TIS611239EH 2W7-0196 200741-24 2007-03-23 276 l i b TXCIIO-1 d lM 30073 DBS8TIS6WM3EH 2006-02-10 277

278

278

117

116

119

TXCl40-1

TXCl40-1

TXC140-1

d im

dltm d im

30074

30078

30075

DB58TIS6OOM6EH

DBS8TIS8OlW2EH

DBSBTIS601W5EH

2008-02-11

2W6-02-11

2008-01-11

t

280 120 TXC14C-1 d im 30077 D858TIS601008EH 200802-13 281 121 TXCl4C-1 dula 30082 OB$8TIS601566EH 2W(i4gt16 262 122 TXCl4C-1 dltto 30084 DB$8TIS601590EH 2008-0316

283 123 TXClIO-1 d l 30C61 DBS8TIS601702EH 200605-15

284 124 TXC140-1 d l 3 0 1 0 D858TIS8Q1874EH 20145-15

285 125 TXCl4C-1 d im 30079 OB58TIS60lWBEH 20W-05-15

286 128 TXCl40-1 dim 30083 D858TIS601993EH 2006-03-16

2117 127 TXCl4O-1 d im 30078 DBfETISW1995EH 20089515

288 128 TXCl401 d im 30085 DB58TISSO2592EH 2006-0529

289 120 ~ ~ ~ 1 4 0 1 d im 30087 DB58TIS602593EH 2008-0530

290 130 ~ ~ ~ 1 4 0 1 d im 30111 D868TIS602594EH 2005-03-30 291 131 TXCl4Ol d l M 30089 DB58TIS6025MEH 2008-Oh07

292 132 TXC74O-1 dim 30090 DBS6TlS602594EH 20W-08-07 293 133 TXCl4Ol d im 30091 0858TIS602594EH 20060607 284 134 TXCl4O-1 d im 30088 DB58TIS602595EH 200amp0gt29 295 135 TXCl4O-1 d im 30092 DB58TIS804970EH 20W9g00 298 136 TXCllC-1 dltm 30003 DBS6TIS606356EH 20060615

297 137 TXC140-1 ditto 30096 DQ58TIS605357EH 20060617

298 138 TXC1C-1 ditm 30097 DQS8TIS67 20Oh0618

299

300 139

140

TXClIO-1

TXCl40-1

din0

dIW0

30095

30094

DB58TIS605558EH

D858TISW5359EH

200kO617

20W0615

301 141 TXCl40-1 d im 30100 DB58TIS8065llEH 200847-13

302 142 TXCl4C-1 d im 30008 DB58TIS606512EH 2006-07-10

303 143 TXCl4Ol ditto 30099 0858TIS606514EH 200647-11 s

304 1 Sl4LSC dl- OHKHEBCOE70001487 DB58TIS7W135EH 2007-07-08 2007-0124 200743-16

305 2 Sl4LSC ditto DHKHEBCOL70001968 0858TIS7W136EH 200741-10 2007-01-24 2007-0516

308 3 S14LSB dm0 DHKHEBC0670001969 DB58TlS700137EH 2007-01-10 200741-24 200703-20

307 4 SIILSC ditto DHKHEBCOL70001971 D858TIS700294EH 2007-01-11 200741-24 2007-03-19

308 5 Sl4L5B dM0 DHKHEBCOP7OOOlP02 DB58TIS702171EH 2007-03-02 200745-30 2007-04-27

309 8 S14LSB dltm DHKHEBCOC70001983 DB58TIS702113EH 2007-05-02 200745-30 200701-26

310 7 S14LSD d im DHKHEBCOS70001961 DB58TIS702116EH 2007-0502 20074630 200747-30

311 8 S14L50 ditm OHKHEBCOR0001993 OB58TIS7050WEH 2007-0712 200747-13 2007-09-12

312 g S14LSB dula DHKHEBCOA70001992 DB58TIS7WIWEH 2007-0703 200747-20 200708-22

313 10 Sl4LSB ditto DHKHEBCOH70001991 DBSBTIS708701EH 2007-0743 2007-07-20 20074623

314 11 Sl4LSB ditm DHKHEBCOK70001~90 DBS8TIS708702EH 20070743 20074720 2007-08-211

315 12 Sl4LSD d l P DHKHEBCOP70002002 DBS8TIS7074WEH 20074616 2007-1010 2007-10-28

316 13 S14LID dlW DHKHEBCOC70002003 DB58TIS707603EH 2007-08-17 2W71010 200710-1(1

317 14 Sl4LSD d l DHKHEBCOL70002005 D858TlS708236EH 20074905 20074826 200711-02

318 15 S14LSD d im DHKHEBCOA70002009 0858TIS7OP37EH 200149-05 2007-0828 2007-1049

319 16 S14L50 d im DHKHEQCOH7OOOmO8 OBSETiS708238EH 2W7-09-05 200749-16 20071049

320 17 Sl4LSD dill0 DHKHEBCOK70002007 DB58TIS706256EH 2007-09-05 2007-09-28 20071141

321 18 TXCl401 d im 30101 DB58TIS701287EH 20074247

322 ( V TXClIO-1 d im 30102 OB58TIS701288EH 2007-02-07

  • top of document
  • Purpose
  • Definitions
  • Statutory and Regulatory Authority
  • Background
  • Terms
  • Representation Regarding Emissions Compliance
  • Civil Penalty
  • Stipulated Penalties
  • General Provisions
  • ATTACHMENT 1 -Subject EngineTable
Page 4: .. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a manufacturer of nonroad compression ignition engines under 40 C.F.R. 8 89.105, after EPA

the imponers of the Subject Engines and the nonroad equipment containing the Subject

Engines

10 The Subject Engines were manufactured after the Dates of the Applicable Regulations

I I The Subject Engines were not covered by certiticates of conformity in violation of

Section 203(a) of the Act 42 USC 5 7522(a) and 40 CFR 5 89105

12 The Subject Engines did not bear proper emission control information labels in violation

of Section 213(d) of the Act 42 USC 5 7547(d) and 40 CFR 5 891 10

13 Based on the foregoing information EPA alleges that Respondents are liable for 322

violations of Section 203(a) ofthe Act 42 USC 5 7522(a) and the Regulations at 40

CFR 89105 arising from the Respondents manufacturer importation and

distribution ofthe Subject Engines that were not covered by a certificate of conformity

Pursuant to Section 205 of the Act 42 USC 5 7524 Respondents are liable for a civil

penalty for each of the violations

14 Based on the foregoing information EPA alleges that Respondents are liable for 322

violations of Section 213(d) of the Act 42 USC 6 7547(d) and the Regulations at 40

CFR 5 891 10 arising from the Respondents manufacture importation and distribution

of the Subject Engines that did not bear proper emission labels Pursuant to Section 205

of the Act 42 USC 8 7524 Respondents are liable for a civil penalty for each of the

violations

Terms

15 Manufacturer Letter Reeardine Information on Label Respondents will send a letter

(Manufacturer Letter) to each and every owner of a Subject Engine notifying them of I)

the incorrect or missing information on the engine label and 2) information about

warranty coverage The information in the Manufacturer Letter shall include that the

label on the Subject Engine contains the wrong manufacturer code and shall provide

information identifying the correct manufacturer including how to contact the

manufacturer The information in the Manufacturer Letter shall also include a

representation that each of the Subject Engines is covered by the warranty required by the

Act and that the warranty is for five (5) years or 300 hours of operation from the date of

engine manufacture whichever occurs first Respondents shall send the Manufacturer

Letter to the engine owners on or before the date which is ninety days after the effective

date of this Settlement Agreement Respondents at the time it issues the Manufacturer

letter shall also send a copy of the Manufacturer Letter to EPA Within ninety days after

the effective date of this Settlement Agreement Respondents shall submit to EPA a

statement upon penalty of perjury that it has sent the Manufacturer Letter to all of the

engine owners containing the information required by this Paragraph of the Settlement

Agreement and provide proof of the sending

16 Representation Regardine Emissions Comoliance Upon penalty of perjury

Respondents and their undersigned representatives state that although the Subject

Engines were not covered by a certificate of conformity each of the Subject Engines did

comply with all applicable emission standards set forth in the Act and that they

acknowledge that this representation is a material basis for EPA to enter into this

Settlement Agreement

17 Civil Penalty Respondents shall pay to the United States a civil penalty of $325000

within 30 calendar days of the effective date of this Settlement Agreement Late payment

of the civil penalty is subject to interest and fees as specified in 3 1 USC 6 3717

Respondents agree to pay the amount by certified check or cashiers check payable to the

United States of America and to mail the payment to

AITN AEDIMSEB 7868 US Environmental Protection Agency Fines and Penalties Cincinnati Finance Center 26 W Martin Luther King Dr Cincinnati Ohio 45268

A photocopy ofthe check shall be telefaxed simultaneously to Marcia S Ginley at the

number specified in Paragraph 20 Alternatively Respondents may affect an online

payment by visiting wwwpavgov and entering sfo 11 in the Search Public Forms

field to access the EPA Payment Form

Stioulated Penalties

18 For failure to comply with the terms ofthis Agreement on a timely basis Respondents

shall pay stipulated penalties to the United States as follows

a For failure to timely pay the penalty or provide proof of such payment pursuant

to Paragraph 17 $400 per day

b For failure to send the Manufacturer Letter or provide proof thereof pursuant to

Paragraph 15 $500 per day

All stipulated penalties under Paragraph 18 of this Agreement shall begin to accrue on the

calendar day after performance is due and shall continue to accrue until the calendar day

compliance is achieved Nothing herein shall prevent the simultaneous accrual of

separate stipulated penalties for separate violations ofthis Agreement All stipulated

penalties shall be paid in accordance with Paragraph 18 and shall be paid within five days

of written demand by EPA Stipulated penalties shall not be construed as prohibiting

altering or in any way limiting the ability of EPA from seeking any other remedy or

sanction available by virtue of Respondents violation o f this Agreement or o f the statutes

or regulations upon which the Agreement is based

General Provisions

19 This agreement does not preclude any other action by EPA for violations that are not part

of this Agreement or any future violations of the Act or regulations promulgated

thereunder

20 A copy o f all correspondence and certification to EPA concerning this Agreement shall

be sent to

Marcia S Ginley Attorney for EPA OECAIAEDlWestern Field Office (8MSU) 1595 Wynkoop Street Denver Colorado 80202

Tel 303-3 12-7156 Fax 303-3 12-6007 Email ginleymarciaepagov

21 This Agreement becomes enective upon the date executed by EPA (effective date o f the

Agreement) at which time a copy will be returned to Respondents

22 Respondents hereby represent that the individual or individuals executing this Agreement

on behalf o f Respondents are authorized to do so on behalf o f Respondents and that such

execution is intended and is suficient to bind Respondents their agents assigns and

successors

23 Notwithstanding any other provision o f this agreement upon Respondents failure to

perform or default or failure to comply with any terms o f this Agreement EPA may

refer this matter to the United States Department o f Justice to recover civil penalties

pursuant to Section 205 ofthe Act 42 USC 5 7524 and pursue any other remedies

available to it Respondents specifically agree that in the event of such default or failure

to comply EPA may proceed in an action based on the original claim of violation of the

Act and 40 CFR Part 89 Respondents expressly waive their right to assert that such

action is barred by any applicable statute of limitation Respondents acknowledge that

their tax identification number may be used for the purpose of collecting or reporting any

delinquent monetary obligation arising from this ASA (See 31 USC 6 7701)

24 This settlement is conditioned upon the truthfulness accuracy and completeness of

Respondents disclosures and representations to EPA under this Agreement and the

prompt and complete remediation of any violations in accordance with this Agreement

15 Upon completion of the terms of this Agreement the alleged violations described in this

Agreement shall be deemed terminated and resolved Nothing herein shall limit the right

of EPA to proceed against Respondents (a) in the event of default or noncompliance with

this Agreement (b) for other violations of law or (c) with respect to other matters not

within the scope of the Agreement This Agreement in no way affects or relieves

Respondents of their responsibility to comply with other state federal or local laws or

regulations and does not address Respondents potential liability to any other federal

agency

Serrlemnr Agreement I the Momr of h s a n Iacore America Corporation er al

The following agree to the t m n s of thisAgreement

Dooann Infracorr America Corpontlon

0 - - gt e DBY Date

~ y p c dorPrinted~ u n c flek4 9eq C

l2Typed orPrinted Title (

~ e d m l~ o c J73l d c n t i f i c a t i o n ~ u m b n ~ 3 3

D m Infracore CaLtd

Typed or Rinted Name

Typd aPrinted Tide n ~ i ~ ~ Bfrcetnc FederalTax IdcntificatioaNumber-

Settlement Agreement In the Matter of Doosan Inpacore America Corporation et al

USEnvironmental Protection Agency

Date 37 b

LampPhillip A Brooks ~irectok Air Enforcement Division Office of Enforcement and Compliance Assurance

ATTACHMENT 1 -Subject EngineTable

Model Year EG madd M05 DBSBTlS

Vehkh Mod

S14L50

1 1 4 5 0

SYLSD

814L50 014LSB

S14UB

Sl4LSB

S14UD S14LSB

814L58

S14L5D S14L5D

Sl4LM S14L50

S14L5B

S14LSD S14L50

S14L5D

SlILSC S l Q I B

SIILSD

SlIL5D

S14LSO

S14Lffi S14L5D

Sl4WD

SlILSD SlIL5C

S14L6D S14L5D

Sl4LSC

SlILSC

Sl4LSD

S14LU

S14LSD S14L5C

Sl4L5A S14UC S14LSD

S14LSC SllLSB

S14LSA

S14LX S14L5D S14L50

S14LSB Sl4L50

Sales numbem 160

Enpln Madel

DB68TlS

dl

d m

dHD d i i MID

dltm

dltm dltm

dlCa

difm difm

d M MID

d M

dffD dim

d W

d m d m

dllto

dm0

d m

dB0 dM0

d m

dHD htm

dlCa b i dill0

d m

dB0

dill0

difm d m

dlCa dm0 d m

difm din0 d b

d M MID dyb

d m d m

En In Mob dim

dlM

dim

din0

dl0

dlnD

d m

d m

din^

dim

diM

dim

dim

dim

d m

d m

dim

dlUo

d m

dim

dill0

dlM

d m

d l

din0

d m

d l

dim

d m

dm0

dim

ditto

d m

dim

dl10

din0

dill0

dim

dim

dltm

d l

d m

dm

d l

dm

dim

dub

d l

dim

dm0

d m

dim

d m

dm0

NO NO VhIcIa W Ennlnm Modal Vahlclm 1111 Englne SIN EIQ a e m b l v Koma Shlp Recmlw Data

103 103 S14LSA d b DHKHEBCOS50001859 DB58TISIO8449EF ZOOS-1118 2W612-20 2W(I4215

104 104 Sl4LSO d b DHKHEBCOESWOlSS7 DBMTIS5OM5lEA 200511-16 2W6-11-22 2OM014B

166 105 S l 4 L M d b DHKHEBCOL50001661 DB58TISS05622EH 805-11-17 2005-1220 2 0 W - 1 6

1 1- S14LS d b DHKHEBCMSOOOlMS DBS8TISSOMEH 2005-11-22 ZW61220 20084k14

107 107 S14L5B dm0 DHKHEBCOTSOWIBM DB58TIS50652KH 2005-11-22 2005-12-20 2OW02-14

108 I S14LSO d b OHKHEBCOHSWO1664 DB58TlSS0171EH 200M121 2005-12-20 20W42-15

1W 109 Sl4LSO d b DHKHEBCOS50001671 OB58TlS508572EH 100611-24 2005-12-12 200601-11

110 110 S14LSD d W OHKHEBCOVSWOlW7 OB55TISSO8573EH 2Wbll-23 2005-12-20 ZW0-02-14

111 111 S14L50 dill0 DHKHEBCOPSOWlEO DB58TIS508610EH 2005-1124 2Wbl2-20 200842-07

112 112 S14L50 dl DHKHEBCOK50001677 DB58TIS508M8EH 2WSll30 2005-12-23 200682-02

113 113 Sl4L6D dl DHKHEBCOE50001674 DBS6TlS508752EH 2W61129 2006-12-23 20W0241

114 114 814LSO d b DHKHEBCOKSOOOl68O DB55TIS50W13EH 2005124S 200612-28 ZWb0123

115 115 S14L5D d b OHKHEBMTSWOlM3 D B S I T I S 5 ~ 6 E H 2006-12-10 2W6-12-23 2W(I-O241

116 116 S14L5D dm0 DHKHEBCOHSWP1895 DB55TISSW1OIH 200612-20 20064114 10W4244

117 117 S14L6D d b DHKHEBCOA5OWl8W DB58TISS09262EU 200612-20 200641-14 2OW42-W

118 118 Sl4LSE dllb DHKttEBCOT50001697 DB58TIS508289EH ZOOS-12-20 ZW(141-23 2WMI322

119 119 S l 4 ~ 5 B d i i DHKHEBCOVSWOlW DB58TISW95D3EH 20061221 200641-23 200603-12

lO 120 Sl4LX db OHKHEBCOA8OW1702 DBPTISSOBU9EH 20084t-04 20W41-27 2OW9S-W

121 121 S14LSC d b OHKHEBCOV800018OO DB58TIS5090WEH 20084144 2 W l - 2 7 200645-10

122 122 S14LSB dill0 D H K ~ E ~ C O E B O O ~ ~ O ~OB58TlS5W775EH 200841-16 2006-01-27 20084147

123 123 TXC140-1 db 30035 DBS8TIS51 2OOM)t-23

124 124 TXC140-1 d b 30056 085871557 100W2-24

125 125 TXCl40-1 do 50057 DB58TIS57 200502-24

128 125 TXC140-1 dllb 3403d DB56Tl557 2WM2-24

127 127 TXCl4C-1 dl 34039 DBSETlS503108EH 2WbO6lO

121 128 TXCl40-1 dm0 30040 DBS8TIS6Ml82EH 20054747 129 129 TXC140-1 dip0 34041 0868TlSB4792EH 20050747

130 130 TXCl401 d b 3 W 3 DBMTISW4794EH 20050708

1 1 1 TXCl40-1 dm0 1W DB58TIS50500SEH 200540-08

132 132 TXC140-1 dl 30044 DBSITISSOBIOEH 2OObOW8

151 113 TXCl40-1 d im 30042 DB56TISSOS393EH 2 W 7 4 8

1 1 TXCl401 dlU0 34045 DB56T186OMlOEH 200bOE48

135 131 TXCl4O-1 d b 3W4I DB58TIS50602EH 20150942

136 1 M TXC1401 dmpara 30047 DB56TIS5DW5SEH 200CW42

137 137 TXC140-1 d m 30052 DB56TIS50874UEH ZOOM947

1 1 TXCl40-1 dm0 30051 OB58TIS$O674SEH 200bOS-07

139 139 TXC1401 dm0 30050 DBS(ITISS057SOEH 200M945 lt 140 140 TXCl40-1 d b 30049 DBSllTISSO5752EH 2OOCOeDS

_ 141 141 TXC14C-1 db 3OU53 DBMTISSO6838EH 20050948 i 142 142 TXCl40-1 din0 300s D858TIS505M7EH ZOObW-28 143 143 TXc14amp1 dim 30OW DBS8TIS507051EH 200609-2d ~

144 144 TXClIO1 dm0 30089 DB58TIS507079EH 200612911

145 145 TXCl40-1 dl 30055 DB58TIS507553EH 200SW-28

145 146 TXCl401 dip0 30064 DBSlTISS0731lEH ZOOM-27

147 147 TXCl4Ol d b 30059 DB58TISSO74MEH 20064929

148 148 TXCl40-1 dlllo 30056 DB66T1S507453EH 2OObOR2

149 149 TXCl40-1 dllto SOW2 DB58TIS505265EH 2OObll-15

150 160 TXCl40-1 d m SOW0 DB68TlS5062MEH 200bll-16

151 151 TXC140-1 dmpara SOW6 DB58TIS506324EH 200611-25

1~ 16t ~ ~ ~ 1 4 0 - 1 dl(lo 30W1 DBSdT1S6MUlOEH 200611-15

163 153 TXCl40-1 dim SOM3 DBWTISS08412EH POO611-16

154 154 TXCl4Ol dm0 33054 OBWTlS608526EH 200611-25

155 155 lXC1401 dm0 30067 DB58TISSO8574EH 2W511-25

1 156 D(Cl40-1 dm0 30C+a DB58TIS508812EH 2WSll-25

157 157 TXC140-1 dill0 30W DBSIITISSO~M(IEH ZWS-11-FS

Vehlcl Hod

TXCl40-1

TXC140-1

TXC1401

Sl4LSC

Sl4LSC

S14LSB

Sl IL5B

S14L5C

S14L5C

Sl4LSB

S14L5B

S14LSB

S14LSD

S14L50

S14LSB

S14L5D

S14L6C

Sl4LSD

S14LSD

S14L50

S14L5B

S14LSD

S14L5D

S14L5D

S14L58

S14L50

S14LSD

S14LSB

S14LSB

S14L5B

Sl4LSC

S14L50

S14L50

Sl lLSD

Sl4L5C

S14LSB

S14LSC

S14L5C

S14L58

S14L5B

S14LSD

Sl4LSC

S14L5D

S14L5D

Sl4L5C

Sl4LSC

S14LSC

S14LSD

S14LSC

S14L5D

S14LEC

S14L58

sirLSD

S14LSB

S14L5B

Enpin Mod

dim

dim

dm0

dm dlm

dim

dim

dim

dm0

dm dill0

dm dim

dm0

d W

db

dim

d l

dim

dm0

dim

dim

dim

dim

dim

dlU0

dim

dim

d im

d b

dm0

dm0

d im

dim

db

dim

dM0

dim

dm0

dm0

ditto

d im

ditto

dltto

d b

db

dim

ditto

dm0

d b

dm din0

dm0

ditto

dim

-E_nprml

dim

dim

dim

dMo

dim

dim

dm0

dim

dim

dim

dill0

dim

dim

aim

din0

din0

dlM

dim

dim dim

dMo

dim

6118

dim

dim

dim

d i

dim

ditto

dim

dim

dim

dm0

dm0

dMo

d m

dim

dim

dill0

dim

dim

dim

dim

dm

dim

dim

dim

dim

dim

diU0

dim dim

ditto

din0

dim

NO NO Vehilm Model Enptne Model Vahl~IaIVW Enpin SIN EM asernbly Kona Bhlp ~ece lvamtr 268 108 S14LH ditm DHKHEBCOV60001931 OBS8TIS609108EH 201-10-2E 2008-11-25 20074146

269 109 S14LSC d im DHKHEQCOSIOWIYO DB58TIS6W18lEH 2006-11-07 2006-11-25 2007-0145

270 110 Sl4L5C d im DHKHEBCOS600019Y DB58TIS60995SEH 2006-11-27 2008-1230 2007-01-30

271 111 Sl4LSC ditto DHKHEBCW60001855 OB58TIS610078EH 2W6-11-27 2006-12-22 2007-0141

272 112 S14L5B d l DHKHEBCOS700019~ DB58TIS610715EH 2007-0196 2007-01-24 20074310

273 113 Sl4LSB d l DHKHEBCOV70001963 DB58TIS611237EH 200741-03 200741-24 2007-03-20

2 114 SlILSC dim DHKHEBCOC70001966 DBS8TIS611238EH 2W741-08 2007-01-24 2007-0319 275 116 S14LSB d im DHKHEBCOP70001985 DBS8TIS611239EH 2W7-0196 200741-24 2007-03-23 276 l i b TXCIIO-1 d lM 30073 DBS8TIS6WM3EH 2006-02-10 277

278

278

117

116

119

TXCl40-1

TXCl40-1

TXC140-1

d im

dltm d im

30074

30078

30075

DB58TIS6OOM6EH

DBS8TIS8OlW2EH

DBSBTIS601W5EH

2008-02-11

2W6-02-11

2008-01-11

t

280 120 TXC14C-1 d im 30077 D858TIS601008EH 200802-13 281 121 TXCl4C-1 dula 30082 OB$8TIS601566EH 2W(i4gt16 262 122 TXCl4C-1 dltto 30084 DB$8TIS601590EH 2008-0316

283 123 TXClIO-1 d l 30C61 DBS8TIS601702EH 200605-15

284 124 TXC140-1 d l 3 0 1 0 D858TIS8Q1874EH 20145-15

285 125 TXCl4C-1 d im 30079 OB58TIS60lWBEH 20W-05-15

286 128 TXCl40-1 dim 30083 D858TIS601993EH 2006-03-16

2117 127 TXCl4O-1 d im 30078 DBfETISW1995EH 20089515

288 128 TXCl401 d im 30085 DB58TISSO2592EH 2006-0529

289 120 ~ ~ ~ 1 4 0 1 d im 30087 DB58TIS602593EH 2008-0530

290 130 ~ ~ ~ 1 4 0 1 d im 30111 D868TIS602594EH 2005-03-30 291 131 TXCl4Ol d l M 30089 DB58TIS6025MEH 2008-Oh07

292 132 TXC74O-1 dim 30090 DBS6TlS602594EH 20W-08-07 293 133 TXCl4Ol d im 30091 0858TIS602594EH 20060607 284 134 TXCl4O-1 d im 30088 DB58TIS602595EH 200amp0gt29 295 135 TXCl4O-1 d im 30092 DB58TIS804970EH 20W9g00 298 136 TXCllC-1 dltm 30003 DBS6TIS606356EH 20060615

297 137 TXC140-1 ditto 30096 DQ58TIS605357EH 20060617

298 138 TXC1C-1 ditm 30097 DQS8TIS67 20Oh0618

299

300 139

140

TXClIO-1

TXCl40-1

din0

dIW0

30095

30094

DB58TIS605558EH

D858TISW5359EH

200kO617

20W0615

301 141 TXCl40-1 d im 30100 DB58TIS8065llEH 200847-13

302 142 TXCl4C-1 d im 30008 DB58TIS606512EH 2006-07-10

303 143 TXCl4Ol ditto 30099 0858TIS606514EH 200647-11 s

304 1 Sl4LSC dl- OHKHEBCOE70001487 DB58TIS7W135EH 2007-07-08 2007-0124 200743-16

305 2 Sl4LSC ditto DHKHEBCOL70001968 0858TIS7W136EH 200741-10 2007-01-24 2007-0516

308 3 S14LSB dm0 DHKHEBC0670001969 DB58TlS700137EH 2007-01-10 200741-24 200703-20

307 4 SIILSC ditto DHKHEBCOL70001971 D858TIS700294EH 2007-01-11 200741-24 2007-03-19

308 5 Sl4L5B dM0 DHKHEBCOP7OOOlP02 DB58TIS702171EH 2007-03-02 200745-30 2007-04-27

309 8 S14LSB dltm DHKHEBCOC70001983 DB58TIS702113EH 2007-05-02 200745-30 200701-26

310 7 S14LSD d im DHKHEBCOS70001961 DB58TIS702116EH 2007-0502 20074630 200747-30

311 8 S14L50 ditm OHKHEBCOR0001993 OB58TIS7050WEH 2007-0712 200747-13 2007-09-12

312 g S14LSB dula DHKHEBCOA70001992 DB58TIS7WIWEH 2007-0703 200747-20 200708-22

313 10 Sl4LSB ditto DHKHEBCOH70001991 DBSBTIS708701EH 2007-0743 2007-07-20 20074623

314 11 Sl4LSB ditm DHKHEBCOK70001~90 DBS8TIS708702EH 20070743 20074720 2007-08-211

315 12 Sl4LSD d l P DHKHEBCOP70002002 DBS8TIS7074WEH 20074616 2007-1010 2007-10-28

316 13 S14LID dlW DHKHEBCOC70002003 DB58TIS707603EH 2007-08-17 2W71010 200710-1(1

317 14 Sl4LSD d l DHKHEBCOL70002005 D858TlS708236EH 20074905 20074826 200711-02

318 15 S14LSD d im DHKHEBCOA70002009 0858TIS7OP37EH 200149-05 2007-0828 2007-1049

319 16 S14L50 d im DHKHEQCOH7OOOmO8 OBSETiS708238EH 2W7-09-05 200749-16 20071049

320 17 Sl4LSD dill0 DHKHEBCOK70002007 DB58TIS706256EH 2007-09-05 2007-09-28 20071141

321 18 TXCl401 d im 30101 DB58TIS701287EH 20074247

322 ( V TXClIO-1 d im 30102 OB58TIS701288EH 2007-02-07

  • top of document
  • Purpose
  • Definitions
  • Statutory and Regulatory Authority
  • Background
  • Terms
  • Representation Regarding Emissions Compliance
  • Civil Penalty
  • Stipulated Penalties
  • General Provisions
  • ATTACHMENT 1 -Subject EngineTable
Page 5: .. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a manufacturer of nonroad compression ignition engines under 40 C.F.R. 8 89.105, after EPA

warranty coverage The information in the Manufacturer Letter shall include that the

label on the Subject Engine contains the wrong manufacturer code and shall provide

information identifying the correct manufacturer including how to contact the

manufacturer The information in the Manufacturer Letter shall also include a

representation that each of the Subject Engines is covered by the warranty required by the

Act and that the warranty is for five (5) years or 300 hours of operation from the date of

engine manufacture whichever occurs first Respondents shall send the Manufacturer

Letter to the engine owners on or before the date which is ninety days after the effective

date of this Settlement Agreement Respondents at the time it issues the Manufacturer

letter shall also send a copy of the Manufacturer Letter to EPA Within ninety days after

the effective date of this Settlement Agreement Respondents shall submit to EPA a

statement upon penalty of perjury that it has sent the Manufacturer Letter to all of the

engine owners containing the information required by this Paragraph of the Settlement

Agreement and provide proof of the sending

16 Representation Regardine Emissions Comoliance Upon penalty of perjury

Respondents and their undersigned representatives state that although the Subject

Engines were not covered by a certificate of conformity each of the Subject Engines did

comply with all applicable emission standards set forth in the Act and that they

acknowledge that this representation is a material basis for EPA to enter into this

Settlement Agreement

17 Civil Penalty Respondents shall pay to the United States a civil penalty of $325000

within 30 calendar days of the effective date of this Settlement Agreement Late payment

of the civil penalty is subject to interest and fees as specified in 3 1 USC 6 3717

Respondents agree to pay the amount by certified check or cashiers check payable to the

United States of America and to mail the payment to

AITN AEDIMSEB 7868 US Environmental Protection Agency Fines and Penalties Cincinnati Finance Center 26 W Martin Luther King Dr Cincinnati Ohio 45268

A photocopy ofthe check shall be telefaxed simultaneously to Marcia S Ginley at the

number specified in Paragraph 20 Alternatively Respondents may affect an online

payment by visiting wwwpavgov and entering sfo 11 in the Search Public Forms

field to access the EPA Payment Form

Stioulated Penalties

18 For failure to comply with the terms ofthis Agreement on a timely basis Respondents

shall pay stipulated penalties to the United States as follows

a For failure to timely pay the penalty or provide proof of such payment pursuant

to Paragraph 17 $400 per day

b For failure to send the Manufacturer Letter or provide proof thereof pursuant to

Paragraph 15 $500 per day

All stipulated penalties under Paragraph 18 of this Agreement shall begin to accrue on the

calendar day after performance is due and shall continue to accrue until the calendar day

compliance is achieved Nothing herein shall prevent the simultaneous accrual of

separate stipulated penalties for separate violations ofthis Agreement All stipulated

penalties shall be paid in accordance with Paragraph 18 and shall be paid within five days

of written demand by EPA Stipulated penalties shall not be construed as prohibiting

altering or in any way limiting the ability of EPA from seeking any other remedy or

sanction available by virtue of Respondents violation o f this Agreement or o f the statutes

or regulations upon which the Agreement is based

General Provisions

19 This agreement does not preclude any other action by EPA for violations that are not part

of this Agreement or any future violations of the Act or regulations promulgated

thereunder

20 A copy o f all correspondence and certification to EPA concerning this Agreement shall

be sent to

Marcia S Ginley Attorney for EPA OECAIAEDlWestern Field Office (8MSU) 1595 Wynkoop Street Denver Colorado 80202

Tel 303-3 12-7156 Fax 303-3 12-6007 Email ginleymarciaepagov

21 This Agreement becomes enective upon the date executed by EPA (effective date o f the

Agreement) at which time a copy will be returned to Respondents

22 Respondents hereby represent that the individual or individuals executing this Agreement

on behalf o f Respondents are authorized to do so on behalf o f Respondents and that such

execution is intended and is suficient to bind Respondents their agents assigns and

successors

23 Notwithstanding any other provision o f this agreement upon Respondents failure to

perform or default or failure to comply with any terms o f this Agreement EPA may

refer this matter to the United States Department o f Justice to recover civil penalties

pursuant to Section 205 ofthe Act 42 USC 5 7524 and pursue any other remedies

available to it Respondents specifically agree that in the event of such default or failure

to comply EPA may proceed in an action based on the original claim of violation of the

Act and 40 CFR Part 89 Respondents expressly waive their right to assert that such

action is barred by any applicable statute of limitation Respondents acknowledge that

their tax identification number may be used for the purpose of collecting or reporting any

delinquent monetary obligation arising from this ASA (See 31 USC 6 7701)

24 This settlement is conditioned upon the truthfulness accuracy and completeness of

Respondents disclosures and representations to EPA under this Agreement and the

prompt and complete remediation of any violations in accordance with this Agreement

15 Upon completion of the terms of this Agreement the alleged violations described in this

Agreement shall be deemed terminated and resolved Nothing herein shall limit the right

of EPA to proceed against Respondents (a) in the event of default or noncompliance with

this Agreement (b) for other violations of law or (c) with respect to other matters not

within the scope of the Agreement This Agreement in no way affects or relieves

Respondents of their responsibility to comply with other state federal or local laws or

regulations and does not address Respondents potential liability to any other federal

agency

Serrlemnr Agreement I the Momr of h s a n Iacore America Corporation er al

The following agree to the t m n s of thisAgreement

Dooann Infracorr America Corpontlon

0 - - gt e DBY Date

~ y p c dorPrinted~ u n c flek4 9eq C

l2Typed orPrinted Title (

~ e d m l~ o c J73l d c n t i f i c a t i o n ~ u m b n ~ 3 3

D m Infracore CaLtd

Typed or Rinted Name

Typd aPrinted Tide n ~ i ~ ~ Bfrcetnc FederalTax IdcntificatioaNumber-

Settlement Agreement In the Matter of Doosan Inpacore America Corporation et al

USEnvironmental Protection Agency

Date 37 b

LampPhillip A Brooks ~irectok Air Enforcement Division Office of Enforcement and Compliance Assurance

ATTACHMENT 1 -Subject EngineTable

Model Year EG madd M05 DBSBTlS

Vehkh Mod

S14L50

1 1 4 5 0

SYLSD

814L50 014LSB

S14UB

Sl4LSB

S14UD S14LSB

814L58

S14L5D S14L5D

Sl4LM S14L50

S14L5B

S14LSD S14L50

S14L5D

SlILSC S l Q I B

SIILSD

SlIL5D

S14LSO

S14Lffi S14L5D

Sl4WD

SlILSD SlIL5C

S14L6D S14L5D

Sl4LSC

SlILSC

Sl4LSD

S14LU

S14LSD S14L5C

Sl4L5A S14UC S14LSD

S14LSC SllLSB

S14LSA

S14LX S14L5D S14L50

S14LSB Sl4L50

Sales numbem 160

Enpln Madel

DB68TlS

dl

d m

dHD d i i MID

dltm

dltm dltm

dlCa

difm difm

d M MID

d M

dffD dim

d W

d m d m

dllto

dm0

d m

dB0 dM0

d m

dHD htm

dlCa b i dill0

d m

dB0

dill0

difm d m

dlCa dm0 d m

difm din0 d b

d M MID dyb

d m d m

En In Mob dim

dlM

dim

din0

dl0

dlnD

d m

d m

din^

dim

diM

dim

dim

dim

d m

d m

dim

dlUo

d m

dim

dill0

dlM

d m

d l

din0

d m

d l

dim

d m

dm0

dim

ditto

d m

dim

dl10

din0

dill0

dim

dim

dltm

d l

d m

dm

d l

dm

dim

dub

d l

dim

dm0

d m

dim

d m

dm0

NO NO VhIcIa W Ennlnm Modal Vahlclm 1111 Englne SIN EIQ a e m b l v Koma Shlp Recmlw Data

103 103 S14LSA d b DHKHEBCOS50001859 DB58TISIO8449EF ZOOS-1118 2W612-20 2W(I4215

104 104 Sl4LSO d b DHKHEBCOESWOlSS7 DBMTIS5OM5lEA 200511-16 2W6-11-22 2OM014B

166 105 S l 4 L M d b DHKHEBCOL50001661 DB58TISS05622EH 805-11-17 2005-1220 2 0 W - 1 6

1 1- S14LS d b DHKHEBCMSOOOlMS DBS8TISSOMEH 2005-11-22 ZW61220 20084k14

107 107 S14L5B dm0 DHKHEBCOTSOWIBM DB58TIS50652KH 2005-11-22 2005-12-20 2OW02-14

108 I S14LSO d b OHKHEBCOHSWO1664 DB58TlSS0171EH 200M121 2005-12-20 20W42-15

1W 109 Sl4LSO d b DHKHEBCOS50001671 OB58TlS508572EH 100611-24 2005-12-12 200601-11

110 110 S14LSD d W OHKHEBCOVSWOlW7 OB55TISSO8573EH 2Wbll-23 2005-12-20 ZW0-02-14

111 111 S14L50 dill0 DHKHEBCOPSOWlEO DB58TIS508610EH 2005-1124 2Wbl2-20 200842-07

112 112 S14L50 dl DHKHEBCOK50001677 DB58TIS508M8EH 2WSll30 2005-12-23 200682-02

113 113 Sl4L6D dl DHKHEBCOE50001674 DBS6TlS508752EH 2W61129 2006-12-23 20W0241

114 114 814LSO d b DHKHEBCOKSOOOl68O DB55TIS50W13EH 2005124S 200612-28 ZWb0123

115 115 S14L5D d b OHKHEBMTSWOlM3 D B S I T I S 5 ~ 6 E H 2006-12-10 2W6-12-23 2W(I-O241

116 116 S14L5D dm0 DHKHEBCOHSWP1895 DB55TISSW1OIH 200612-20 20064114 10W4244

117 117 S14L6D d b DHKHEBCOA5OWl8W DB58TISS09262EU 200612-20 200641-14 2OW42-W

118 118 Sl4LSE dllb DHKttEBCOT50001697 DB58TIS508289EH ZOOS-12-20 ZW(141-23 2WMI322

119 119 S l 4 ~ 5 B d i i DHKHEBCOVSWOlW DB58TISW95D3EH 20061221 200641-23 200603-12

lO 120 Sl4LX db OHKHEBCOA8OW1702 DBPTISSOBU9EH 20084t-04 20W41-27 2OW9S-W

121 121 S14LSC d b OHKHEBCOV800018OO DB58TIS5090WEH 20084144 2 W l - 2 7 200645-10

122 122 S14LSB dill0 D H K ~ E ~ C O E B O O ~ ~ O ~OB58TlS5W775EH 200841-16 2006-01-27 20084147

123 123 TXC140-1 db 30035 DBS8TIS51 2OOM)t-23

124 124 TXC140-1 d b 30056 085871557 100W2-24

125 125 TXCl40-1 do 50057 DB58TIS57 200502-24

128 125 TXC140-1 dllb 3403d DB56Tl557 2WM2-24

127 127 TXCl4C-1 dl 34039 DBSETlS503108EH 2WbO6lO

121 128 TXCl40-1 dm0 30040 DBS8TIS6Ml82EH 20054747 129 129 TXC140-1 dip0 34041 0868TlSB4792EH 20050747

130 130 TXCl401 d b 3 W 3 DBMTISW4794EH 20050708

1 1 1 TXCl40-1 dm0 1W DB58TIS50500SEH 200540-08

132 132 TXC140-1 dl 30044 DBSITISSOBIOEH 2OObOW8

151 113 TXCl40-1 d im 30042 DB56TISSOS393EH 2 W 7 4 8

1 1 TXCl401 dlU0 34045 DB56T186OMlOEH 200bOE48

135 131 TXCl4O-1 d b 3W4I DB58TIS50602EH 20150942

136 1 M TXC1401 dmpara 30047 DB56TIS5DW5SEH 200CW42

137 137 TXC140-1 d m 30052 DB56TIS50874UEH ZOOM947

1 1 TXCl40-1 dm0 30051 OB58TIS$O674SEH 200bOS-07

139 139 TXC1401 dm0 30050 DBS(ITISS057SOEH 200M945 lt 140 140 TXCl40-1 d b 30049 DBSllTISSO5752EH 2OOCOeDS

_ 141 141 TXC14C-1 db 3OU53 DBMTISSO6838EH 20050948 i 142 142 TXCl40-1 din0 300s D858TIS505M7EH ZOObW-28 143 143 TXc14amp1 dim 30OW DBS8TIS507051EH 200609-2d ~

144 144 TXClIO1 dm0 30089 DB58TIS507079EH 200612911

145 145 TXCl40-1 dl 30055 DB58TIS507553EH 200SW-28

145 146 TXCl401 dip0 30064 DBSlTISS0731lEH ZOOM-27

147 147 TXCl4Ol d b 30059 DB58TISSO74MEH 20064929

148 148 TXCl40-1 dlllo 30056 DB66T1S507453EH 2OObOR2

149 149 TXCl40-1 dllto SOW2 DB58TIS505265EH 2OObll-15

150 160 TXCl40-1 d m SOW0 DB68TlS5062MEH 200bll-16

151 151 TXC140-1 dmpara SOW6 DB58TIS506324EH 200611-25

1~ 16t ~ ~ ~ 1 4 0 - 1 dl(lo 30W1 DBSdT1S6MUlOEH 200611-15

163 153 TXCl40-1 dim SOM3 DBWTISS08412EH POO611-16

154 154 TXCl4Ol dm0 33054 OBWTlS608526EH 200611-25

155 155 lXC1401 dm0 30067 DB58TISSO8574EH 2W511-25

1 156 D(Cl40-1 dm0 30C+a DB58TIS508812EH 2WSll-25

157 157 TXC140-1 dill0 30W DBSIITISSO~M(IEH ZWS-11-FS

Vehlcl Hod

TXCl40-1

TXC140-1

TXC1401

Sl4LSC

Sl4LSC

S14LSB

Sl IL5B

S14L5C

S14L5C

Sl4LSB

S14L5B

S14LSB

S14LSD

S14L50

S14LSB

S14L5D

S14L6C

Sl4LSD

S14LSD

S14L50

S14L5B

S14LSD

S14L5D

S14L5D

S14L58

S14L50

S14LSD

S14LSB

S14LSB

S14L5B

Sl4LSC

S14L50

S14L50

Sl lLSD

Sl4L5C

S14LSB

S14LSC

S14L5C

S14L58

S14L5B

S14LSD

Sl4LSC

S14L5D

S14L5D

Sl4L5C

Sl4LSC

S14LSC

S14LSD

S14LSC

S14L5D

S14LEC

S14L58

sirLSD

S14LSB

S14L5B

Enpin Mod

dim

dim

dm0

dm dlm

dim

dim

dim

dm0

dm dill0

dm dim

dm0

d W

db

dim

d l

dim

dm0

dim

dim

dim

dim

dim

dlU0

dim

dim

d im

d b

dm0

dm0

d im

dim

db

dim

dM0

dim

dm0

dm0

ditto

d im

ditto

dltto

d b

db

dim

ditto

dm0

d b

dm din0

dm0

ditto

dim

-E_nprml

dim

dim

dim

dMo

dim

dim

dm0

dim

dim

dim

dill0

dim

dim

aim

din0

din0

dlM

dim

dim dim

dMo

dim

6118

dim

dim

dim

d i

dim

ditto

dim

dim

dim

dm0

dm0

dMo

d m

dim

dim

dill0

dim

dim

dim

dim

dm

dim

dim

dim

dim

dim

diU0

dim dim

ditto

din0

dim

NO NO Vehilm Model Enptne Model Vahl~IaIVW Enpin SIN EM asernbly Kona Bhlp ~ece lvamtr 268 108 S14LH ditm DHKHEBCOV60001931 OBS8TIS609108EH 201-10-2E 2008-11-25 20074146

269 109 S14LSC d im DHKHEQCOSIOWIYO DB58TIS6W18lEH 2006-11-07 2006-11-25 2007-0145

270 110 Sl4L5C d im DHKHEBCOS600019Y DB58TIS60995SEH 2006-11-27 2008-1230 2007-01-30

271 111 Sl4LSC ditto DHKHEBCW60001855 OB58TIS610078EH 2W6-11-27 2006-12-22 2007-0141

272 112 S14L5B d l DHKHEBCOS700019~ DB58TIS610715EH 2007-0196 2007-01-24 20074310

273 113 Sl4LSB d l DHKHEBCOV70001963 DB58TIS611237EH 200741-03 200741-24 2007-03-20

2 114 SlILSC dim DHKHEBCOC70001966 DBS8TIS611238EH 2W741-08 2007-01-24 2007-0319 275 116 S14LSB d im DHKHEBCOP70001985 DBS8TIS611239EH 2W7-0196 200741-24 2007-03-23 276 l i b TXCIIO-1 d lM 30073 DBS8TIS6WM3EH 2006-02-10 277

278

278

117

116

119

TXCl40-1

TXCl40-1

TXC140-1

d im

dltm d im

30074

30078

30075

DB58TIS6OOM6EH

DBS8TIS8OlW2EH

DBSBTIS601W5EH

2008-02-11

2W6-02-11

2008-01-11

t

280 120 TXC14C-1 d im 30077 D858TIS601008EH 200802-13 281 121 TXCl4C-1 dula 30082 OB$8TIS601566EH 2W(i4gt16 262 122 TXCl4C-1 dltto 30084 DB$8TIS601590EH 2008-0316

283 123 TXClIO-1 d l 30C61 DBS8TIS601702EH 200605-15

284 124 TXC140-1 d l 3 0 1 0 D858TIS8Q1874EH 20145-15

285 125 TXCl4C-1 d im 30079 OB58TIS60lWBEH 20W-05-15

286 128 TXCl40-1 dim 30083 D858TIS601993EH 2006-03-16

2117 127 TXCl4O-1 d im 30078 DBfETISW1995EH 20089515

288 128 TXCl401 d im 30085 DB58TISSO2592EH 2006-0529

289 120 ~ ~ ~ 1 4 0 1 d im 30087 DB58TIS602593EH 2008-0530

290 130 ~ ~ ~ 1 4 0 1 d im 30111 D868TIS602594EH 2005-03-30 291 131 TXCl4Ol d l M 30089 DB58TIS6025MEH 2008-Oh07

292 132 TXC74O-1 dim 30090 DBS6TlS602594EH 20W-08-07 293 133 TXCl4Ol d im 30091 0858TIS602594EH 20060607 284 134 TXCl4O-1 d im 30088 DB58TIS602595EH 200amp0gt29 295 135 TXCl4O-1 d im 30092 DB58TIS804970EH 20W9g00 298 136 TXCllC-1 dltm 30003 DBS6TIS606356EH 20060615

297 137 TXC140-1 ditto 30096 DQ58TIS605357EH 20060617

298 138 TXC1C-1 ditm 30097 DQS8TIS67 20Oh0618

299

300 139

140

TXClIO-1

TXCl40-1

din0

dIW0

30095

30094

DB58TIS605558EH

D858TISW5359EH

200kO617

20W0615

301 141 TXCl40-1 d im 30100 DB58TIS8065llEH 200847-13

302 142 TXCl4C-1 d im 30008 DB58TIS606512EH 2006-07-10

303 143 TXCl4Ol ditto 30099 0858TIS606514EH 200647-11 s

304 1 Sl4LSC dl- OHKHEBCOE70001487 DB58TIS7W135EH 2007-07-08 2007-0124 200743-16

305 2 Sl4LSC ditto DHKHEBCOL70001968 0858TIS7W136EH 200741-10 2007-01-24 2007-0516

308 3 S14LSB dm0 DHKHEBC0670001969 DB58TlS700137EH 2007-01-10 200741-24 200703-20

307 4 SIILSC ditto DHKHEBCOL70001971 D858TIS700294EH 2007-01-11 200741-24 2007-03-19

308 5 Sl4L5B dM0 DHKHEBCOP7OOOlP02 DB58TIS702171EH 2007-03-02 200745-30 2007-04-27

309 8 S14LSB dltm DHKHEBCOC70001983 DB58TIS702113EH 2007-05-02 200745-30 200701-26

310 7 S14LSD d im DHKHEBCOS70001961 DB58TIS702116EH 2007-0502 20074630 200747-30

311 8 S14L50 ditm OHKHEBCOR0001993 OB58TIS7050WEH 2007-0712 200747-13 2007-09-12

312 g S14LSB dula DHKHEBCOA70001992 DB58TIS7WIWEH 2007-0703 200747-20 200708-22

313 10 Sl4LSB ditto DHKHEBCOH70001991 DBSBTIS708701EH 2007-0743 2007-07-20 20074623

314 11 Sl4LSB ditm DHKHEBCOK70001~90 DBS8TIS708702EH 20070743 20074720 2007-08-211

315 12 Sl4LSD d l P DHKHEBCOP70002002 DBS8TIS7074WEH 20074616 2007-1010 2007-10-28

316 13 S14LID dlW DHKHEBCOC70002003 DB58TIS707603EH 2007-08-17 2W71010 200710-1(1

317 14 Sl4LSD d l DHKHEBCOL70002005 D858TlS708236EH 20074905 20074826 200711-02

318 15 S14LSD d im DHKHEBCOA70002009 0858TIS7OP37EH 200149-05 2007-0828 2007-1049

319 16 S14L50 d im DHKHEQCOH7OOOmO8 OBSETiS708238EH 2W7-09-05 200749-16 20071049

320 17 Sl4LSD dill0 DHKHEBCOK70002007 DB58TIS706256EH 2007-09-05 2007-09-28 20071141

321 18 TXCl401 d im 30101 DB58TIS701287EH 20074247

322 ( V TXClIO-1 d im 30102 OB58TIS701288EH 2007-02-07

  • top of document
  • Purpose
  • Definitions
  • Statutory and Regulatory Authority
  • Background
  • Terms
  • Representation Regarding Emissions Compliance
  • Civil Penalty
  • Stipulated Penalties
  • General Provisions
  • ATTACHMENT 1 -Subject EngineTable
Page 6: .. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a manufacturer of nonroad compression ignition engines under 40 C.F.R. 8 89.105, after EPA

Respondents agree to pay the amount by certified check or cashiers check payable to the

United States of America and to mail the payment to

AITN AEDIMSEB 7868 US Environmental Protection Agency Fines and Penalties Cincinnati Finance Center 26 W Martin Luther King Dr Cincinnati Ohio 45268

A photocopy ofthe check shall be telefaxed simultaneously to Marcia S Ginley at the

number specified in Paragraph 20 Alternatively Respondents may affect an online

payment by visiting wwwpavgov and entering sfo 11 in the Search Public Forms

field to access the EPA Payment Form

Stioulated Penalties

18 For failure to comply with the terms ofthis Agreement on a timely basis Respondents

shall pay stipulated penalties to the United States as follows

a For failure to timely pay the penalty or provide proof of such payment pursuant

to Paragraph 17 $400 per day

b For failure to send the Manufacturer Letter or provide proof thereof pursuant to

Paragraph 15 $500 per day

All stipulated penalties under Paragraph 18 of this Agreement shall begin to accrue on the

calendar day after performance is due and shall continue to accrue until the calendar day

compliance is achieved Nothing herein shall prevent the simultaneous accrual of

separate stipulated penalties for separate violations ofthis Agreement All stipulated

penalties shall be paid in accordance with Paragraph 18 and shall be paid within five days

of written demand by EPA Stipulated penalties shall not be construed as prohibiting

altering or in any way limiting the ability of EPA from seeking any other remedy or

sanction available by virtue of Respondents violation o f this Agreement or o f the statutes

or regulations upon which the Agreement is based

General Provisions

19 This agreement does not preclude any other action by EPA for violations that are not part

of this Agreement or any future violations of the Act or regulations promulgated

thereunder

20 A copy o f all correspondence and certification to EPA concerning this Agreement shall

be sent to

Marcia S Ginley Attorney for EPA OECAIAEDlWestern Field Office (8MSU) 1595 Wynkoop Street Denver Colorado 80202

Tel 303-3 12-7156 Fax 303-3 12-6007 Email ginleymarciaepagov

21 This Agreement becomes enective upon the date executed by EPA (effective date o f the

Agreement) at which time a copy will be returned to Respondents

22 Respondents hereby represent that the individual or individuals executing this Agreement

on behalf o f Respondents are authorized to do so on behalf o f Respondents and that such

execution is intended and is suficient to bind Respondents their agents assigns and

successors

23 Notwithstanding any other provision o f this agreement upon Respondents failure to

perform or default or failure to comply with any terms o f this Agreement EPA may

refer this matter to the United States Department o f Justice to recover civil penalties

pursuant to Section 205 ofthe Act 42 USC 5 7524 and pursue any other remedies

available to it Respondents specifically agree that in the event of such default or failure

to comply EPA may proceed in an action based on the original claim of violation of the

Act and 40 CFR Part 89 Respondents expressly waive their right to assert that such

action is barred by any applicable statute of limitation Respondents acknowledge that

their tax identification number may be used for the purpose of collecting or reporting any

delinquent monetary obligation arising from this ASA (See 31 USC 6 7701)

24 This settlement is conditioned upon the truthfulness accuracy and completeness of

Respondents disclosures and representations to EPA under this Agreement and the

prompt and complete remediation of any violations in accordance with this Agreement

15 Upon completion of the terms of this Agreement the alleged violations described in this

Agreement shall be deemed terminated and resolved Nothing herein shall limit the right

of EPA to proceed against Respondents (a) in the event of default or noncompliance with

this Agreement (b) for other violations of law or (c) with respect to other matters not

within the scope of the Agreement This Agreement in no way affects or relieves

Respondents of their responsibility to comply with other state federal or local laws or

regulations and does not address Respondents potential liability to any other federal

agency

Serrlemnr Agreement I the Momr of h s a n Iacore America Corporation er al

The following agree to the t m n s of thisAgreement

Dooann Infracorr America Corpontlon

0 - - gt e DBY Date

~ y p c dorPrinted~ u n c flek4 9eq C

l2Typed orPrinted Title (

~ e d m l~ o c J73l d c n t i f i c a t i o n ~ u m b n ~ 3 3

D m Infracore CaLtd

Typed or Rinted Name

Typd aPrinted Tide n ~ i ~ ~ Bfrcetnc FederalTax IdcntificatioaNumber-

Settlement Agreement In the Matter of Doosan Inpacore America Corporation et al

USEnvironmental Protection Agency

Date 37 b

LampPhillip A Brooks ~irectok Air Enforcement Division Office of Enforcement and Compliance Assurance

ATTACHMENT 1 -Subject EngineTable

Model Year EG madd M05 DBSBTlS

Vehkh Mod

S14L50

1 1 4 5 0

SYLSD

814L50 014LSB

S14UB

Sl4LSB

S14UD S14LSB

814L58

S14L5D S14L5D

Sl4LM S14L50

S14L5B

S14LSD S14L50

S14L5D

SlILSC S l Q I B

SIILSD

SlIL5D

S14LSO

S14Lffi S14L5D

Sl4WD

SlILSD SlIL5C

S14L6D S14L5D

Sl4LSC

SlILSC

Sl4LSD

S14LU

S14LSD S14L5C

Sl4L5A S14UC S14LSD

S14LSC SllLSB

S14LSA

S14LX S14L5D S14L50

S14LSB Sl4L50

Sales numbem 160

Enpln Madel

DB68TlS

dl

d m

dHD d i i MID

dltm

dltm dltm

dlCa

difm difm

d M MID

d M

dffD dim

d W

d m d m

dllto

dm0

d m

dB0 dM0

d m

dHD htm

dlCa b i dill0

d m

dB0

dill0

difm d m

dlCa dm0 d m

difm din0 d b

d M MID dyb

d m d m

En In Mob dim

dlM

dim

din0

dl0

dlnD

d m

d m

din^

dim

diM

dim

dim

dim

d m

d m

dim

dlUo

d m

dim

dill0

dlM

d m

d l

din0

d m

d l

dim

d m

dm0

dim

ditto

d m

dim

dl10

din0

dill0

dim

dim

dltm

d l

d m

dm

d l

dm

dim

dub

d l

dim

dm0

d m

dim

d m

dm0

NO NO VhIcIa W Ennlnm Modal Vahlclm 1111 Englne SIN EIQ a e m b l v Koma Shlp Recmlw Data

103 103 S14LSA d b DHKHEBCOS50001859 DB58TISIO8449EF ZOOS-1118 2W612-20 2W(I4215

104 104 Sl4LSO d b DHKHEBCOESWOlSS7 DBMTIS5OM5lEA 200511-16 2W6-11-22 2OM014B

166 105 S l 4 L M d b DHKHEBCOL50001661 DB58TISS05622EH 805-11-17 2005-1220 2 0 W - 1 6

1 1- S14LS d b DHKHEBCMSOOOlMS DBS8TISSOMEH 2005-11-22 ZW61220 20084k14

107 107 S14L5B dm0 DHKHEBCOTSOWIBM DB58TIS50652KH 2005-11-22 2005-12-20 2OW02-14

108 I S14LSO d b OHKHEBCOHSWO1664 DB58TlSS0171EH 200M121 2005-12-20 20W42-15

1W 109 Sl4LSO d b DHKHEBCOS50001671 OB58TlS508572EH 100611-24 2005-12-12 200601-11

110 110 S14LSD d W OHKHEBCOVSWOlW7 OB55TISSO8573EH 2Wbll-23 2005-12-20 ZW0-02-14

111 111 S14L50 dill0 DHKHEBCOPSOWlEO DB58TIS508610EH 2005-1124 2Wbl2-20 200842-07

112 112 S14L50 dl DHKHEBCOK50001677 DB58TIS508M8EH 2WSll30 2005-12-23 200682-02

113 113 Sl4L6D dl DHKHEBCOE50001674 DBS6TlS508752EH 2W61129 2006-12-23 20W0241

114 114 814LSO d b DHKHEBCOKSOOOl68O DB55TIS50W13EH 2005124S 200612-28 ZWb0123

115 115 S14L5D d b OHKHEBMTSWOlM3 D B S I T I S 5 ~ 6 E H 2006-12-10 2W6-12-23 2W(I-O241

116 116 S14L5D dm0 DHKHEBCOHSWP1895 DB55TISSW1OIH 200612-20 20064114 10W4244

117 117 S14L6D d b DHKHEBCOA5OWl8W DB58TISS09262EU 200612-20 200641-14 2OW42-W

118 118 Sl4LSE dllb DHKttEBCOT50001697 DB58TIS508289EH ZOOS-12-20 ZW(141-23 2WMI322

119 119 S l 4 ~ 5 B d i i DHKHEBCOVSWOlW DB58TISW95D3EH 20061221 200641-23 200603-12

lO 120 Sl4LX db OHKHEBCOA8OW1702 DBPTISSOBU9EH 20084t-04 20W41-27 2OW9S-W

121 121 S14LSC d b OHKHEBCOV800018OO DB58TIS5090WEH 20084144 2 W l - 2 7 200645-10

122 122 S14LSB dill0 D H K ~ E ~ C O E B O O ~ ~ O ~OB58TlS5W775EH 200841-16 2006-01-27 20084147

123 123 TXC140-1 db 30035 DBS8TIS51 2OOM)t-23

124 124 TXC140-1 d b 30056 085871557 100W2-24

125 125 TXCl40-1 do 50057 DB58TIS57 200502-24

128 125 TXC140-1 dllb 3403d DB56Tl557 2WM2-24

127 127 TXCl4C-1 dl 34039 DBSETlS503108EH 2WbO6lO

121 128 TXCl40-1 dm0 30040 DBS8TIS6Ml82EH 20054747 129 129 TXC140-1 dip0 34041 0868TlSB4792EH 20050747

130 130 TXCl401 d b 3 W 3 DBMTISW4794EH 20050708

1 1 1 TXCl40-1 dm0 1W DB58TIS50500SEH 200540-08

132 132 TXC140-1 dl 30044 DBSITISSOBIOEH 2OObOW8

151 113 TXCl40-1 d im 30042 DB56TISSOS393EH 2 W 7 4 8

1 1 TXCl401 dlU0 34045 DB56T186OMlOEH 200bOE48

135 131 TXCl4O-1 d b 3W4I DB58TIS50602EH 20150942

136 1 M TXC1401 dmpara 30047 DB56TIS5DW5SEH 200CW42

137 137 TXC140-1 d m 30052 DB56TIS50874UEH ZOOM947

1 1 TXCl40-1 dm0 30051 OB58TIS$O674SEH 200bOS-07

139 139 TXC1401 dm0 30050 DBS(ITISS057SOEH 200M945 lt 140 140 TXCl40-1 d b 30049 DBSllTISSO5752EH 2OOCOeDS

_ 141 141 TXC14C-1 db 3OU53 DBMTISSO6838EH 20050948 i 142 142 TXCl40-1 din0 300s D858TIS505M7EH ZOObW-28 143 143 TXc14amp1 dim 30OW DBS8TIS507051EH 200609-2d ~

144 144 TXClIO1 dm0 30089 DB58TIS507079EH 200612911

145 145 TXCl40-1 dl 30055 DB58TIS507553EH 200SW-28

145 146 TXCl401 dip0 30064 DBSlTISS0731lEH ZOOM-27

147 147 TXCl4Ol d b 30059 DB58TISSO74MEH 20064929

148 148 TXCl40-1 dlllo 30056 DB66T1S507453EH 2OObOR2

149 149 TXCl40-1 dllto SOW2 DB58TIS505265EH 2OObll-15

150 160 TXCl40-1 d m SOW0 DB68TlS5062MEH 200bll-16

151 151 TXC140-1 dmpara SOW6 DB58TIS506324EH 200611-25

1~ 16t ~ ~ ~ 1 4 0 - 1 dl(lo 30W1 DBSdT1S6MUlOEH 200611-15

163 153 TXCl40-1 dim SOM3 DBWTISS08412EH POO611-16

154 154 TXCl4Ol dm0 33054 OBWTlS608526EH 200611-25

155 155 lXC1401 dm0 30067 DB58TISSO8574EH 2W511-25

1 156 D(Cl40-1 dm0 30C+a DB58TIS508812EH 2WSll-25

157 157 TXC140-1 dill0 30W DBSIITISSO~M(IEH ZWS-11-FS

Vehlcl Hod

TXCl40-1

TXC140-1

TXC1401

Sl4LSC

Sl4LSC

S14LSB

Sl IL5B

S14L5C

S14L5C

Sl4LSB

S14L5B

S14LSB

S14LSD

S14L50

S14LSB

S14L5D

S14L6C

Sl4LSD

S14LSD

S14L50

S14L5B

S14LSD

S14L5D

S14L5D

S14L58

S14L50

S14LSD

S14LSB

S14LSB

S14L5B

Sl4LSC

S14L50

S14L50

Sl lLSD

Sl4L5C

S14LSB

S14LSC

S14L5C

S14L58

S14L5B

S14LSD

Sl4LSC

S14L5D

S14L5D

Sl4L5C

Sl4LSC

S14LSC

S14LSD

S14LSC

S14L5D

S14LEC

S14L58

sirLSD

S14LSB

S14L5B

Enpin Mod

dim

dim

dm0

dm dlm

dim

dim

dim

dm0

dm dill0

dm dim

dm0

d W

db

dim

d l

dim

dm0

dim

dim

dim

dim

dim

dlU0

dim

dim

d im

d b

dm0

dm0

d im

dim

db

dim

dM0

dim

dm0

dm0

ditto

d im

ditto

dltto

d b

db

dim

ditto

dm0

d b

dm din0

dm0

ditto

dim

-E_nprml

dim

dim

dim

dMo

dim

dim

dm0

dim

dim

dim

dill0

dim

dim

aim

din0

din0

dlM

dim

dim dim

dMo

dim

6118

dim

dim

dim

d i

dim

ditto

dim

dim

dim

dm0

dm0

dMo

d m

dim

dim

dill0

dim

dim

dim

dim

dm

dim

dim

dim

dim

dim

diU0

dim dim

ditto

din0

dim

NO NO Vehilm Model Enptne Model Vahl~IaIVW Enpin SIN EM asernbly Kona Bhlp ~ece lvamtr 268 108 S14LH ditm DHKHEBCOV60001931 OBS8TIS609108EH 201-10-2E 2008-11-25 20074146

269 109 S14LSC d im DHKHEQCOSIOWIYO DB58TIS6W18lEH 2006-11-07 2006-11-25 2007-0145

270 110 Sl4L5C d im DHKHEBCOS600019Y DB58TIS60995SEH 2006-11-27 2008-1230 2007-01-30

271 111 Sl4LSC ditto DHKHEBCW60001855 OB58TIS610078EH 2W6-11-27 2006-12-22 2007-0141

272 112 S14L5B d l DHKHEBCOS700019~ DB58TIS610715EH 2007-0196 2007-01-24 20074310

273 113 Sl4LSB d l DHKHEBCOV70001963 DB58TIS611237EH 200741-03 200741-24 2007-03-20

2 114 SlILSC dim DHKHEBCOC70001966 DBS8TIS611238EH 2W741-08 2007-01-24 2007-0319 275 116 S14LSB d im DHKHEBCOP70001985 DBS8TIS611239EH 2W7-0196 200741-24 2007-03-23 276 l i b TXCIIO-1 d lM 30073 DBS8TIS6WM3EH 2006-02-10 277

278

278

117

116

119

TXCl40-1

TXCl40-1

TXC140-1

d im

dltm d im

30074

30078

30075

DB58TIS6OOM6EH

DBS8TIS8OlW2EH

DBSBTIS601W5EH

2008-02-11

2W6-02-11

2008-01-11

t

280 120 TXC14C-1 d im 30077 D858TIS601008EH 200802-13 281 121 TXCl4C-1 dula 30082 OB$8TIS601566EH 2W(i4gt16 262 122 TXCl4C-1 dltto 30084 DB$8TIS601590EH 2008-0316

283 123 TXClIO-1 d l 30C61 DBS8TIS601702EH 200605-15

284 124 TXC140-1 d l 3 0 1 0 D858TIS8Q1874EH 20145-15

285 125 TXCl4C-1 d im 30079 OB58TIS60lWBEH 20W-05-15

286 128 TXCl40-1 dim 30083 D858TIS601993EH 2006-03-16

2117 127 TXCl4O-1 d im 30078 DBfETISW1995EH 20089515

288 128 TXCl401 d im 30085 DB58TISSO2592EH 2006-0529

289 120 ~ ~ ~ 1 4 0 1 d im 30087 DB58TIS602593EH 2008-0530

290 130 ~ ~ ~ 1 4 0 1 d im 30111 D868TIS602594EH 2005-03-30 291 131 TXCl4Ol d l M 30089 DB58TIS6025MEH 2008-Oh07

292 132 TXC74O-1 dim 30090 DBS6TlS602594EH 20W-08-07 293 133 TXCl4Ol d im 30091 0858TIS602594EH 20060607 284 134 TXCl4O-1 d im 30088 DB58TIS602595EH 200amp0gt29 295 135 TXCl4O-1 d im 30092 DB58TIS804970EH 20W9g00 298 136 TXCllC-1 dltm 30003 DBS6TIS606356EH 20060615

297 137 TXC140-1 ditto 30096 DQ58TIS605357EH 20060617

298 138 TXC1C-1 ditm 30097 DQS8TIS67 20Oh0618

299

300 139

140

TXClIO-1

TXCl40-1

din0

dIW0

30095

30094

DB58TIS605558EH

D858TISW5359EH

200kO617

20W0615

301 141 TXCl40-1 d im 30100 DB58TIS8065llEH 200847-13

302 142 TXCl4C-1 d im 30008 DB58TIS606512EH 2006-07-10

303 143 TXCl4Ol ditto 30099 0858TIS606514EH 200647-11 s

304 1 Sl4LSC dl- OHKHEBCOE70001487 DB58TIS7W135EH 2007-07-08 2007-0124 200743-16

305 2 Sl4LSC ditto DHKHEBCOL70001968 0858TIS7W136EH 200741-10 2007-01-24 2007-0516

308 3 S14LSB dm0 DHKHEBC0670001969 DB58TlS700137EH 2007-01-10 200741-24 200703-20

307 4 SIILSC ditto DHKHEBCOL70001971 D858TIS700294EH 2007-01-11 200741-24 2007-03-19

308 5 Sl4L5B dM0 DHKHEBCOP7OOOlP02 DB58TIS702171EH 2007-03-02 200745-30 2007-04-27

309 8 S14LSB dltm DHKHEBCOC70001983 DB58TIS702113EH 2007-05-02 200745-30 200701-26

310 7 S14LSD d im DHKHEBCOS70001961 DB58TIS702116EH 2007-0502 20074630 200747-30

311 8 S14L50 ditm OHKHEBCOR0001993 OB58TIS7050WEH 2007-0712 200747-13 2007-09-12

312 g S14LSB dula DHKHEBCOA70001992 DB58TIS7WIWEH 2007-0703 200747-20 200708-22

313 10 Sl4LSB ditto DHKHEBCOH70001991 DBSBTIS708701EH 2007-0743 2007-07-20 20074623

314 11 Sl4LSB ditm DHKHEBCOK70001~90 DBS8TIS708702EH 20070743 20074720 2007-08-211

315 12 Sl4LSD d l P DHKHEBCOP70002002 DBS8TIS7074WEH 20074616 2007-1010 2007-10-28

316 13 S14LID dlW DHKHEBCOC70002003 DB58TIS707603EH 2007-08-17 2W71010 200710-1(1

317 14 Sl4LSD d l DHKHEBCOL70002005 D858TlS708236EH 20074905 20074826 200711-02

318 15 S14LSD d im DHKHEBCOA70002009 0858TIS7OP37EH 200149-05 2007-0828 2007-1049

319 16 S14L50 d im DHKHEQCOH7OOOmO8 OBSETiS708238EH 2W7-09-05 200749-16 20071049

320 17 Sl4LSD dill0 DHKHEBCOK70002007 DB58TIS706256EH 2007-09-05 2007-09-28 20071141

321 18 TXCl401 d im 30101 DB58TIS701287EH 20074247

322 ( V TXClIO-1 d im 30102 OB58TIS701288EH 2007-02-07

  • top of document
  • Purpose
  • Definitions
  • Statutory and Regulatory Authority
  • Background
  • Terms
  • Representation Regarding Emissions Compliance
  • Civil Penalty
  • Stipulated Penalties
  • General Provisions
  • ATTACHMENT 1 -Subject EngineTable
Page 7: .. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a manufacturer of nonroad compression ignition engines under 40 C.F.R. 8 89.105, after EPA

altering or in any way limiting the ability of EPA from seeking any other remedy or

sanction available by virtue of Respondents violation o f this Agreement or o f the statutes

or regulations upon which the Agreement is based

General Provisions

19 This agreement does not preclude any other action by EPA for violations that are not part

of this Agreement or any future violations of the Act or regulations promulgated

thereunder

20 A copy o f all correspondence and certification to EPA concerning this Agreement shall

be sent to

Marcia S Ginley Attorney for EPA OECAIAEDlWestern Field Office (8MSU) 1595 Wynkoop Street Denver Colorado 80202

Tel 303-3 12-7156 Fax 303-3 12-6007 Email ginleymarciaepagov

21 This Agreement becomes enective upon the date executed by EPA (effective date o f the

Agreement) at which time a copy will be returned to Respondents

22 Respondents hereby represent that the individual or individuals executing this Agreement

on behalf o f Respondents are authorized to do so on behalf o f Respondents and that such

execution is intended and is suficient to bind Respondents their agents assigns and

successors

23 Notwithstanding any other provision o f this agreement upon Respondents failure to

perform or default or failure to comply with any terms o f this Agreement EPA may

refer this matter to the United States Department o f Justice to recover civil penalties

pursuant to Section 205 ofthe Act 42 USC 5 7524 and pursue any other remedies

available to it Respondents specifically agree that in the event of such default or failure

to comply EPA may proceed in an action based on the original claim of violation of the

Act and 40 CFR Part 89 Respondents expressly waive their right to assert that such

action is barred by any applicable statute of limitation Respondents acknowledge that

their tax identification number may be used for the purpose of collecting or reporting any

delinquent monetary obligation arising from this ASA (See 31 USC 6 7701)

24 This settlement is conditioned upon the truthfulness accuracy and completeness of

Respondents disclosures and representations to EPA under this Agreement and the

prompt and complete remediation of any violations in accordance with this Agreement

15 Upon completion of the terms of this Agreement the alleged violations described in this

Agreement shall be deemed terminated and resolved Nothing herein shall limit the right

of EPA to proceed against Respondents (a) in the event of default or noncompliance with

this Agreement (b) for other violations of law or (c) with respect to other matters not

within the scope of the Agreement This Agreement in no way affects or relieves

Respondents of their responsibility to comply with other state federal or local laws or

regulations and does not address Respondents potential liability to any other federal

agency

Serrlemnr Agreement I the Momr of h s a n Iacore America Corporation er al

The following agree to the t m n s of thisAgreement

Dooann Infracorr America Corpontlon

0 - - gt e DBY Date

~ y p c dorPrinted~ u n c flek4 9eq C

l2Typed orPrinted Title (

~ e d m l~ o c J73l d c n t i f i c a t i o n ~ u m b n ~ 3 3

D m Infracore CaLtd

Typed or Rinted Name

Typd aPrinted Tide n ~ i ~ ~ Bfrcetnc FederalTax IdcntificatioaNumber-

Settlement Agreement In the Matter of Doosan Inpacore America Corporation et al

USEnvironmental Protection Agency

Date 37 b

LampPhillip A Brooks ~irectok Air Enforcement Division Office of Enforcement and Compliance Assurance

ATTACHMENT 1 -Subject EngineTable

Model Year EG madd M05 DBSBTlS

Vehkh Mod

S14L50

1 1 4 5 0

SYLSD

814L50 014LSB

S14UB

Sl4LSB

S14UD S14LSB

814L58

S14L5D S14L5D

Sl4LM S14L50

S14L5B

S14LSD S14L50

S14L5D

SlILSC S l Q I B

SIILSD

SlIL5D

S14LSO

S14Lffi S14L5D

Sl4WD

SlILSD SlIL5C

S14L6D S14L5D

Sl4LSC

SlILSC

Sl4LSD

S14LU

S14LSD S14L5C

Sl4L5A S14UC S14LSD

S14LSC SllLSB

S14LSA

S14LX S14L5D S14L50

S14LSB Sl4L50

Sales numbem 160

Enpln Madel

DB68TlS

dl

d m

dHD d i i MID

dltm

dltm dltm

dlCa

difm difm

d M MID

d M

dffD dim

d W

d m d m

dllto

dm0

d m

dB0 dM0

d m

dHD htm

dlCa b i dill0

d m

dB0

dill0

difm d m

dlCa dm0 d m

difm din0 d b

d M MID dyb

d m d m

En In Mob dim

dlM

dim

din0

dl0

dlnD

d m

d m

din^

dim

diM

dim

dim

dim

d m

d m

dim

dlUo

d m

dim

dill0

dlM

d m

d l

din0

d m

d l

dim

d m

dm0

dim

ditto

d m

dim

dl10

din0

dill0

dim

dim

dltm

d l

d m

dm

d l

dm

dim

dub

d l

dim

dm0

d m

dim

d m

dm0

NO NO VhIcIa W Ennlnm Modal Vahlclm 1111 Englne SIN EIQ a e m b l v Koma Shlp Recmlw Data

103 103 S14LSA d b DHKHEBCOS50001859 DB58TISIO8449EF ZOOS-1118 2W612-20 2W(I4215

104 104 Sl4LSO d b DHKHEBCOESWOlSS7 DBMTIS5OM5lEA 200511-16 2W6-11-22 2OM014B

166 105 S l 4 L M d b DHKHEBCOL50001661 DB58TISS05622EH 805-11-17 2005-1220 2 0 W - 1 6

1 1- S14LS d b DHKHEBCMSOOOlMS DBS8TISSOMEH 2005-11-22 ZW61220 20084k14

107 107 S14L5B dm0 DHKHEBCOTSOWIBM DB58TIS50652KH 2005-11-22 2005-12-20 2OW02-14

108 I S14LSO d b OHKHEBCOHSWO1664 DB58TlSS0171EH 200M121 2005-12-20 20W42-15

1W 109 Sl4LSO d b DHKHEBCOS50001671 OB58TlS508572EH 100611-24 2005-12-12 200601-11

110 110 S14LSD d W OHKHEBCOVSWOlW7 OB55TISSO8573EH 2Wbll-23 2005-12-20 ZW0-02-14

111 111 S14L50 dill0 DHKHEBCOPSOWlEO DB58TIS508610EH 2005-1124 2Wbl2-20 200842-07

112 112 S14L50 dl DHKHEBCOK50001677 DB58TIS508M8EH 2WSll30 2005-12-23 200682-02

113 113 Sl4L6D dl DHKHEBCOE50001674 DBS6TlS508752EH 2W61129 2006-12-23 20W0241

114 114 814LSO d b DHKHEBCOKSOOOl68O DB55TIS50W13EH 2005124S 200612-28 ZWb0123

115 115 S14L5D d b OHKHEBMTSWOlM3 D B S I T I S 5 ~ 6 E H 2006-12-10 2W6-12-23 2W(I-O241

116 116 S14L5D dm0 DHKHEBCOHSWP1895 DB55TISSW1OIH 200612-20 20064114 10W4244

117 117 S14L6D d b DHKHEBCOA5OWl8W DB58TISS09262EU 200612-20 200641-14 2OW42-W

118 118 Sl4LSE dllb DHKttEBCOT50001697 DB58TIS508289EH ZOOS-12-20 ZW(141-23 2WMI322

119 119 S l 4 ~ 5 B d i i DHKHEBCOVSWOlW DB58TISW95D3EH 20061221 200641-23 200603-12

lO 120 Sl4LX db OHKHEBCOA8OW1702 DBPTISSOBU9EH 20084t-04 20W41-27 2OW9S-W

121 121 S14LSC d b OHKHEBCOV800018OO DB58TIS5090WEH 20084144 2 W l - 2 7 200645-10

122 122 S14LSB dill0 D H K ~ E ~ C O E B O O ~ ~ O ~OB58TlS5W775EH 200841-16 2006-01-27 20084147

123 123 TXC140-1 db 30035 DBS8TIS51 2OOM)t-23

124 124 TXC140-1 d b 30056 085871557 100W2-24

125 125 TXCl40-1 do 50057 DB58TIS57 200502-24

128 125 TXC140-1 dllb 3403d DB56Tl557 2WM2-24

127 127 TXCl4C-1 dl 34039 DBSETlS503108EH 2WbO6lO

121 128 TXCl40-1 dm0 30040 DBS8TIS6Ml82EH 20054747 129 129 TXC140-1 dip0 34041 0868TlSB4792EH 20050747

130 130 TXCl401 d b 3 W 3 DBMTISW4794EH 20050708

1 1 1 TXCl40-1 dm0 1W DB58TIS50500SEH 200540-08

132 132 TXC140-1 dl 30044 DBSITISSOBIOEH 2OObOW8

151 113 TXCl40-1 d im 30042 DB56TISSOS393EH 2 W 7 4 8

1 1 TXCl401 dlU0 34045 DB56T186OMlOEH 200bOE48

135 131 TXCl4O-1 d b 3W4I DB58TIS50602EH 20150942

136 1 M TXC1401 dmpara 30047 DB56TIS5DW5SEH 200CW42

137 137 TXC140-1 d m 30052 DB56TIS50874UEH ZOOM947

1 1 TXCl40-1 dm0 30051 OB58TIS$O674SEH 200bOS-07

139 139 TXC1401 dm0 30050 DBS(ITISS057SOEH 200M945 lt 140 140 TXCl40-1 d b 30049 DBSllTISSO5752EH 2OOCOeDS

_ 141 141 TXC14C-1 db 3OU53 DBMTISSO6838EH 20050948 i 142 142 TXCl40-1 din0 300s D858TIS505M7EH ZOObW-28 143 143 TXc14amp1 dim 30OW DBS8TIS507051EH 200609-2d ~

144 144 TXClIO1 dm0 30089 DB58TIS507079EH 200612911

145 145 TXCl40-1 dl 30055 DB58TIS507553EH 200SW-28

145 146 TXCl401 dip0 30064 DBSlTISS0731lEH ZOOM-27

147 147 TXCl4Ol d b 30059 DB58TISSO74MEH 20064929

148 148 TXCl40-1 dlllo 30056 DB66T1S507453EH 2OObOR2

149 149 TXCl40-1 dllto SOW2 DB58TIS505265EH 2OObll-15

150 160 TXCl40-1 d m SOW0 DB68TlS5062MEH 200bll-16

151 151 TXC140-1 dmpara SOW6 DB58TIS506324EH 200611-25

1~ 16t ~ ~ ~ 1 4 0 - 1 dl(lo 30W1 DBSdT1S6MUlOEH 200611-15

163 153 TXCl40-1 dim SOM3 DBWTISS08412EH POO611-16

154 154 TXCl4Ol dm0 33054 OBWTlS608526EH 200611-25

155 155 lXC1401 dm0 30067 DB58TISSO8574EH 2W511-25

1 156 D(Cl40-1 dm0 30C+a DB58TIS508812EH 2WSll-25

157 157 TXC140-1 dill0 30W DBSIITISSO~M(IEH ZWS-11-FS

Vehlcl Hod

TXCl40-1

TXC140-1

TXC1401

Sl4LSC

Sl4LSC

S14LSB

Sl IL5B

S14L5C

S14L5C

Sl4LSB

S14L5B

S14LSB

S14LSD

S14L50

S14LSB

S14L5D

S14L6C

Sl4LSD

S14LSD

S14L50

S14L5B

S14LSD

S14L5D

S14L5D

S14L58

S14L50

S14LSD

S14LSB

S14LSB

S14L5B

Sl4LSC

S14L50

S14L50

Sl lLSD

Sl4L5C

S14LSB

S14LSC

S14L5C

S14L58

S14L5B

S14LSD

Sl4LSC

S14L5D

S14L5D

Sl4L5C

Sl4LSC

S14LSC

S14LSD

S14LSC

S14L5D

S14LEC

S14L58

sirLSD

S14LSB

S14L5B

Enpin Mod

dim

dim

dm0

dm dlm

dim

dim

dim

dm0

dm dill0

dm dim

dm0

d W

db

dim

d l

dim

dm0

dim

dim

dim

dim

dim

dlU0

dim

dim

d im

d b

dm0

dm0

d im

dim

db

dim

dM0

dim

dm0

dm0

ditto

d im

ditto

dltto

d b

db

dim

ditto

dm0

d b

dm din0

dm0

ditto

dim

-E_nprml

dim

dim

dim

dMo

dim

dim

dm0

dim

dim

dim

dill0

dim

dim

aim

din0

din0

dlM

dim

dim dim

dMo

dim

6118

dim

dim

dim

d i

dim

ditto

dim

dim

dim

dm0

dm0

dMo

d m

dim

dim

dill0

dim

dim

dim

dim

dm

dim

dim

dim

dim

dim

diU0

dim dim

ditto

din0

dim

NO NO Vehilm Model Enptne Model Vahl~IaIVW Enpin SIN EM asernbly Kona Bhlp ~ece lvamtr 268 108 S14LH ditm DHKHEBCOV60001931 OBS8TIS609108EH 201-10-2E 2008-11-25 20074146

269 109 S14LSC d im DHKHEQCOSIOWIYO DB58TIS6W18lEH 2006-11-07 2006-11-25 2007-0145

270 110 Sl4L5C d im DHKHEBCOS600019Y DB58TIS60995SEH 2006-11-27 2008-1230 2007-01-30

271 111 Sl4LSC ditto DHKHEBCW60001855 OB58TIS610078EH 2W6-11-27 2006-12-22 2007-0141

272 112 S14L5B d l DHKHEBCOS700019~ DB58TIS610715EH 2007-0196 2007-01-24 20074310

273 113 Sl4LSB d l DHKHEBCOV70001963 DB58TIS611237EH 200741-03 200741-24 2007-03-20

2 114 SlILSC dim DHKHEBCOC70001966 DBS8TIS611238EH 2W741-08 2007-01-24 2007-0319 275 116 S14LSB d im DHKHEBCOP70001985 DBS8TIS611239EH 2W7-0196 200741-24 2007-03-23 276 l i b TXCIIO-1 d lM 30073 DBS8TIS6WM3EH 2006-02-10 277

278

278

117

116

119

TXCl40-1

TXCl40-1

TXC140-1

d im

dltm d im

30074

30078

30075

DB58TIS6OOM6EH

DBS8TIS8OlW2EH

DBSBTIS601W5EH

2008-02-11

2W6-02-11

2008-01-11

t

280 120 TXC14C-1 d im 30077 D858TIS601008EH 200802-13 281 121 TXCl4C-1 dula 30082 OB$8TIS601566EH 2W(i4gt16 262 122 TXCl4C-1 dltto 30084 DB$8TIS601590EH 2008-0316

283 123 TXClIO-1 d l 30C61 DBS8TIS601702EH 200605-15

284 124 TXC140-1 d l 3 0 1 0 D858TIS8Q1874EH 20145-15

285 125 TXCl4C-1 d im 30079 OB58TIS60lWBEH 20W-05-15

286 128 TXCl40-1 dim 30083 D858TIS601993EH 2006-03-16

2117 127 TXCl4O-1 d im 30078 DBfETISW1995EH 20089515

288 128 TXCl401 d im 30085 DB58TISSO2592EH 2006-0529

289 120 ~ ~ ~ 1 4 0 1 d im 30087 DB58TIS602593EH 2008-0530

290 130 ~ ~ ~ 1 4 0 1 d im 30111 D868TIS602594EH 2005-03-30 291 131 TXCl4Ol d l M 30089 DB58TIS6025MEH 2008-Oh07

292 132 TXC74O-1 dim 30090 DBS6TlS602594EH 20W-08-07 293 133 TXCl4Ol d im 30091 0858TIS602594EH 20060607 284 134 TXCl4O-1 d im 30088 DB58TIS602595EH 200amp0gt29 295 135 TXCl4O-1 d im 30092 DB58TIS804970EH 20W9g00 298 136 TXCllC-1 dltm 30003 DBS6TIS606356EH 20060615

297 137 TXC140-1 ditto 30096 DQ58TIS605357EH 20060617

298 138 TXC1C-1 ditm 30097 DQS8TIS67 20Oh0618

299

300 139

140

TXClIO-1

TXCl40-1

din0

dIW0

30095

30094

DB58TIS605558EH

D858TISW5359EH

200kO617

20W0615

301 141 TXCl40-1 d im 30100 DB58TIS8065llEH 200847-13

302 142 TXCl4C-1 d im 30008 DB58TIS606512EH 2006-07-10

303 143 TXCl4Ol ditto 30099 0858TIS606514EH 200647-11 s

304 1 Sl4LSC dl- OHKHEBCOE70001487 DB58TIS7W135EH 2007-07-08 2007-0124 200743-16

305 2 Sl4LSC ditto DHKHEBCOL70001968 0858TIS7W136EH 200741-10 2007-01-24 2007-0516

308 3 S14LSB dm0 DHKHEBC0670001969 DB58TlS700137EH 2007-01-10 200741-24 200703-20

307 4 SIILSC ditto DHKHEBCOL70001971 D858TIS700294EH 2007-01-11 200741-24 2007-03-19

308 5 Sl4L5B dM0 DHKHEBCOP7OOOlP02 DB58TIS702171EH 2007-03-02 200745-30 2007-04-27

309 8 S14LSB dltm DHKHEBCOC70001983 DB58TIS702113EH 2007-05-02 200745-30 200701-26

310 7 S14LSD d im DHKHEBCOS70001961 DB58TIS702116EH 2007-0502 20074630 200747-30

311 8 S14L50 ditm OHKHEBCOR0001993 OB58TIS7050WEH 2007-0712 200747-13 2007-09-12

312 g S14LSB dula DHKHEBCOA70001992 DB58TIS7WIWEH 2007-0703 200747-20 200708-22

313 10 Sl4LSB ditto DHKHEBCOH70001991 DBSBTIS708701EH 2007-0743 2007-07-20 20074623

314 11 Sl4LSB ditm DHKHEBCOK70001~90 DBS8TIS708702EH 20070743 20074720 2007-08-211

315 12 Sl4LSD d l P DHKHEBCOP70002002 DBS8TIS7074WEH 20074616 2007-1010 2007-10-28

316 13 S14LID dlW DHKHEBCOC70002003 DB58TIS707603EH 2007-08-17 2W71010 200710-1(1

317 14 Sl4LSD d l DHKHEBCOL70002005 D858TlS708236EH 20074905 20074826 200711-02

318 15 S14LSD d im DHKHEBCOA70002009 0858TIS7OP37EH 200149-05 2007-0828 2007-1049

319 16 S14L50 d im DHKHEQCOH7OOOmO8 OBSETiS708238EH 2W7-09-05 200749-16 20071049

320 17 Sl4LSD dill0 DHKHEBCOK70002007 DB58TIS706256EH 2007-09-05 2007-09-28 20071141

321 18 TXCl401 d im 30101 DB58TIS701287EH 20074247

322 ( V TXClIO-1 d im 30102 OB58TIS701288EH 2007-02-07

  • top of document
  • Purpose
  • Definitions
  • Statutory and Regulatory Authority
  • Background
  • Terms
  • Representation Regarding Emissions Compliance
  • Civil Penalty
  • Stipulated Penalties
  • General Provisions
  • ATTACHMENT 1 -Subject EngineTable
Page 8: .. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a manufacturer of nonroad compression ignition engines under 40 C.F.R. 8 89.105, after EPA

pursuant to Section 205 ofthe Act 42 USC 5 7524 and pursue any other remedies

available to it Respondents specifically agree that in the event of such default or failure

to comply EPA may proceed in an action based on the original claim of violation of the

Act and 40 CFR Part 89 Respondents expressly waive their right to assert that such

action is barred by any applicable statute of limitation Respondents acknowledge that

their tax identification number may be used for the purpose of collecting or reporting any

delinquent monetary obligation arising from this ASA (See 31 USC 6 7701)

24 This settlement is conditioned upon the truthfulness accuracy and completeness of

Respondents disclosures and representations to EPA under this Agreement and the

prompt and complete remediation of any violations in accordance with this Agreement

15 Upon completion of the terms of this Agreement the alleged violations described in this

Agreement shall be deemed terminated and resolved Nothing herein shall limit the right

of EPA to proceed against Respondents (a) in the event of default or noncompliance with

this Agreement (b) for other violations of law or (c) with respect to other matters not

within the scope of the Agreement This Agreement in no way affects or relieves

Respondents of their responsibility to comply with other state federal or local laws or

regulations and does not address Respondents potential liability to any other federal

agency

Serrlemnr Agreement I the Momr of h s a n Iacore America Corporation er al

The following agree to the t m n s of thisAgreement

Dooann Infracorr America Corpontlon

0 - - gt e DBY Date

~ y p c dorPrinted~ u n c flek4 9eq C

l2Typed orPrinted Title (

~ e d m l~ o c J73l d c n t i f i c a t i o n ~ u m b n ~ 3 3

D m Infracore CaLtd

Typed or Rinted Name

Typd aPrinted Tide n ~ i ~ ~ Bfrcetnc FederalTax IdcntificatioaNumber-

Settlement Agreement In the Matter of Doosan Inpacore America Corporation et al

USEnvironmental Protection Agency

Date 37 b

LampPhillip A Brooks ~irectok Air Enforcement Division Office of Enforcement and Compliance Assurance

ATTACHMENT 1 -Subject EngineTable

Model Year EG madd M05 DBSBTlS

Vehkh Mod

S14L50

1 1 4 5 0

SYLSD

814L50 014LSB

S14UB

Sl4LSB

S14UD S14LSB

814L58

S14L5D S14L5D

Sl4LM S14L50

S14L5B

S14LSD S14L50

S14L5D

SlILSC S l Q I B

SIILSD

SlIL5D

S14LSO

S14Lffi S14L5D

Sl4WD

SlILSD SlIL5C

S14L6D S14L5D

Sl4LSC

SlILSC

Sl4LSD

S14LU

S14LSD S14L5C

Sl4L5A S14UC S14LSD

S14LSC SllLSB

S14LSA

S14LX S14L5D S14L50

S14LSB Sl4L50

Sales numbem 160

Enpln Madel

DB68TlS

dl

d m

dHD d i i MID

dltm

dltm dltm

dlCa

difm difm

d M MID

d M

dffD dim

d W

d m d m

dllto

dm0

d m

dB0 dM0

d m

dHD htm

dlCa b i dill0

d m

dB0

dill0

difm d m

dlCa dm0 d m

difm din0 d b

d M MID dyb

d m d m

En In Mob dim

dlM

dim

din0

dl0

dlnD

d m

d m

din^

dim

diM

dim

dim

dim

d m

d m

dim

dlUo

d m

dim

dill0

dlM

d m

d l

din0

d m

d l

dim

d m

dm0

dim

ditto

d m

dim

dl10

din0

dill0

dim

dim

dltm

d l

d m

dm

d l

dm

dim

dub

d l

dim

dm0

d m

dim

d m

dm0

NO NO VhIcIa W Ennlnm Modal Vahlclm 1111 Englne SIN EIQ a e m b l v Koma Shlp Recmlw Data

103 103 S14LSA d b DHKHEBCOS50001859 DB58TISIO8449EF ZOOS-1118 2W612-20 2W(I4215

104 104 Sl4LSO d b DHKHEBCOESWOlSS7 DBMTIS5OM5lEA 200511-16 2W6-11-22 2OM014B

166 105 S l 4 L M d b DHKHEBCOL50001661 DB58TISS05622EH 805-11-17 2005-1220 2 0 W - 1 6

1 1- S14LS d b DHKHEBCMSOOOlMS DBS8TISSOMEH 2005-11-22 ZW61220 20084k14

107 107 S14L5B dm0 DHKHEBCOTSOWIBM DB58TIS50652KH 2005-11-22 2005-12-20 2OW02-14

108 I S14LSO d b OHKHEBCOHSWO1664 DB58TlSS0171EH 200M121 2005-12-20 20W42-15

1W 109 Sl4LSO d b DHKHEBCOS50001671 OB58TlS508572EH 100611-24 2005-12-12 200601-11

110 110 S14LSD d W OHKHEBCOVSWOlW7 OB55TISSO8573EH 2Wbll-23 2005-12-20 ZW0-02-14

111 111 S14L50 dill0 DHKHEBCOPSOWlEO DB58TIS508610EH 2005-1124 2Wbl2-20 200842-07

112 112 S14L50 dl DHKHEBCOK50001677 DB58TIS508M8EH 2WSll30 2005-12-23 200682-02

113 113 Sl4L6D dl DHKHEBCOE50001674 DBS6TlS508752EH 2W61129 2006-12-23 20W0241

114 114 814LSO d b DHKHEBCOKSOOOl68O DB55TIS50W13EH 2005124S 200612-28 ZWb0123

115 115 S14L5D d b OHKHEBMTSWOlM3 D B S I T I S 5 ~ 6 E H 2006-12-10 2W6-12-23 2W(I-O241

116 116 S14L5D dm0 DHKHEBCOHSWP1895 DB55TISSW1OIH 200612-20 20064114 10W4244

117 117 S14L6D d b DHKHEBCOA5OWl8W DB58TISS09262EU 200612-20 200641-14 2OW42-W

118 118 Sl4LSE dllb DHKttEBCOT50001697 DB58TIS508289EH ZOOS-12-20 ZW(141-23 2WMI322

119 119 S l 4 ~ 5 B d i i DHKHEBCOVSWOlW DB58TISW95D3EH 20061221 200641-23 200603-12

lO 120 Sl4LX db OHKHEBCOA8OW1702 DBPTISSOBU9EH 20084t-04 20W41-27 2OW9S-W

121 121 S14LSC d b OHKHEBCOV800018OO DB58TIS5090WEH 20084144 2 W l - 2 7 200645-10

122 122 S14LSB dill0 D H K ~ E ~ C O E B O O ~ ~ O ~OB58TlS5W775EH 200841-16 2006-01-27 20084147

123 123 TXC140-1 db 30035 DBS8TIS51 2OOM)t-23

124 124 TXC140-1 d b 30056 085871557 100W2-24

125 125 TXCl40-1 do 50057 DB58TIS57 200502-24

128 125 TXC140-1 dllb 3403d DB56Tl557 2WM2-24

127 127 TXCl4C-1 dl 34039 DBSETlS503108EH 2WbO6lO

121 128 TXCl40-1 dm0 30040 DBS8TIS6Ml82EH 20054747 129 129 TXC140-1 dip0 34041 0868TlSB4792EH 20050747

130 130 TXCl401 d b 3 W 3 DBMTISW4794EH 20050708

1 1 1 TXCl40-1 dm0 1W DB58TIS50500SEH 200540-08

132 132 TXC140-1 dl 30044 DBSITISSOBIOEH 2OObOW8

151 113 TXCl40-1 d im 30042 DB56TISSOS393EH 2 W 7 4 8

1 1 TXCl401 dlU0 34045 DB56T186OMlOEH 200bOE48

135 131 TXCl4O-1 d b 3W4I DB58TIS50602EH 20150942

136 1 M TXC1401 dmpara 30047 DB56TIS5DW5SEH 200CW42

137 137 TXC140-1 d m 30052 DB56TIS50874UEH ZOOM947

1 1 TXCl40-1 dm0 30051 OB58TIS$O674SEH 200bOS-07

139 139 TXC1401 dm0 30050 DBS(ITISS057SOEH 200M945 lt 140 140 TXCl40-1 d b 30049 DBSllTISSO5752EH 2OOCOeDS

_ 141 141 TXC14C-1 db 3OU53 DBMTISSO6838EH 20050948 i 142 142 TXCl40-1 din0 300s D858TIS505M7EH ZOObW-28 143 143 TXc14amp1 dim 30OW DBS8TIS507051EH 200609-2d ~

144 144 TXClIO1 dm0 30089 DB58TIS507079EH 200612911

145 145 TXCl40-1 dl 30055 DB58TIS507553EH 200SW-28

145 146 TXCl401 dip0 30064 DBSlTISS0731lEH ZOOM-27

147 147 TXCl4Ol d b 30059 DB58TISSO74MEH 20064929

148 148 TXCl40-1 dlllo 30056 DB66T1S507453EH 2OObOR2

149 149 TXCl40-1 dllto SOW2 DB58TIS505265EH 2OObll-15

150 160 TXCl40-1 d m SOW0 DB68TlS5062MEH 200bll-16

151 151 TXC140-1 dmpara SOW6 DB58TIS506324EH 200611-25

1~ 16t ~ ~ ~ 1 4 0 - 1 dl(lo 30W1 DBSdT1S6MUlOEH 200611-15

163 153 TXCl40-1 dim SOM3 DBWTISS08412EH POO611-16

154 154 TXCl4Ol dm0 33054 OBWTlS608526EH 200611-25

155 155 lXC1401 dm0 30067 DB58TISSO8574EH 2W511-25

1 156 D(Cl40-1 dm0 30C+a DB58TIS508812EH 2WSll-25

157 157 TXC140-1 dill0 30W DBSIITISSO~M(IEH ZWS-11-FS

Vehlcl Hod

TXCl40-1

TXC140-1

TXC1401

Sl4LSC

Sl4LSC

S14LSB

Sl IL5B

S14L5C

S14L5C

Sl4LSB

S14L5B

S14LSB

S14LSD

S14L50

S14LSB

S14L5D

S14L6C

Sl4LSD

S14LSD

S14L50

S14L5B

S14LSD

S14L5D

S14L5D

S14L58

S14L50

S14LSD

S14LSB

S14LSB

S14L5B

Sl4LSC

S14L50

S14L50

Sl lLSD

Sl4L5C

S14LSB

S14LSC

S14L5C

S14L58

S14L5B

S14LSD

Sl4LSC

S14L5D

S14L5D

Sl4L5C

Sl4LSC

S14LSC

S14LSD

S14LSC

S14L5D

S14LEC

S14L58

sirLSD

S14LSB

S14L5B

Enpin Mod

dim

dim

dm0

dm dlm

dim

dim

dim

dm0

dm dill0

dm dim

dm0

d W

db

dim

d l

dim

dm0

dim

dim

dim

dim

dim

dlU0

dim

dim

d im

d b

dm0

dm0

d im

dim

db

dim

dM0

dim

dm0

dm0

ditto

d im

ditto

dltto

d b

db

dim

ditto

dm0

d b

dm din0

dm0

ditto

dim

-E_nprml

dim

dim

dim

dMo

dim

dim

dm0

dim

dim

dim

dill0

dim

dim

aim

din0

din0

dlM

dim

dim dim

dMo

dim

6118

dim

dim

dim

d i

dim

ditto

dim

dim

dim

dm0

dm0

dMo

d m

dim

dim

dill0

dim

dim

dim

dim

dm

dim

dim

dim

dim

dim

diU0

dim dim

ditto

din0

dim

NO NO Vehilm Model Enptne Model Vahl~IaIVW Enpin SIN EM asernbly Kona Bhlp ~ece lvamtr 268 108 S14LH ditm DHKHEBCOV60001931 OBS8TIS609108EH 201-10-2E 2008-11-25 20074146

269 109 S14LSC d im DHKHEQCOSIOWIYO DB58TIS6W18lEH 2006-11-07 2006-11-25 2007-0145

270 110 Sl4L5C d im DHKHEBCOS600019Y DB58TIS60995SEH 2006-11-27 2008-1230 2007-01-30

271 111 Sl4LSC ditto DHKHEBCW60001855 OB58TIS610078EH 2W6-11-27 2006-12-22 2007-0141

272 112 S14L5B d l DHKHEBCOS700019~ DB58TIS610715EH 2007-0196 2007-01-24 20074310

273 113 Sl4LSB d l DHKHEBCOV70001963 DB58TIS611237EH 200741-03 200741-24 2007-03-20

2 114 SlILSC dim DHKHEBCOC70001966 DBS8TIS611238EH 2W741-08 2007-01-24 2007-0319 275 116 S14LSB d im DHKHEBCOP70001985 DBS8TIS611239EH 2W7-0196 200741-24 2007-03-23 276 l i b TXCIIO-1 d lM 30073 DBS8TIS6WM3EH 2006-02-10 277

278

278

117

116

119

TXCl40-1

TXCl40-1

TXC140-1

d im

dltm d im

30074

30078

30075

DB58TIS6OOM6EH

DBS8TIS8OlW2EH

DBSBTIS601W5EH

2008-02-11

2W6-02-11

2008-01-11

t

280 120 TXC14C-1 d im 30077 D858TIS601008EH 200802-13 281 121 TXCl4C-1 dula 30082 OB$8TIS601566EH 2W(i4gt16 262 122 TXCl4C-1 dltto 30084 DB$8TIS601590EH 2008-0316

283 123 TXClIO-1 d l 30C61 DBS8TIS601702EH 200605-15

284 124 TXC140-1 d l 3 0 1 0 D858TIS8Q1874EH 20145-15

285 125 TXCl4C-1 d im 30079 OB58TIS60lWBEH 20W-05-15

286 128 TXCl40-1 dim 30083 D858TIS601993EH 2006-03-16

2117 127 TXCl4O-1 d im 30078 DBfETISW1995EH 20089515

288 128 TXCl401 d im 30085 DB58TISSO2592EH 2006-0529

289 120 ~ ~ ~ 1 4 0 1 d im 30087 DB58TIS602593EH 2008-0530

290 130 ~ ~ ~ 1 4 0 1 d im 30111 D868TIS602594EH 2005-03-30 291 131 TXCl4Ol d l M 30089 DB58TIS6025MEH 2008-Oh07

292 132 TXC74O-1 dim 30090 DBS6TlS602594EH 20W-08-07 293 133 TXCl4Ol d im 30091 0858TIS602594EH 20060607 284 134 TXCl4O-1 d im 30088 DB58TIS602595EH 200amp0gt29 295 135 TXCl4O-1 d im 30092 DB58TIS804970EH 20W9g00 298 136 TXCllC-1 dltm 30003 DBS6TIS606356EH 20060615

297 137 TXC140-1 ditto 30096 DQ58TIS605357EH 20060617

298 138 TXC1C-1 ditm 30097 DQS8TIS67 20Oh0618

299

300 139

140

TXClIO-1

TXCl40-1

din0

dIW0

30095

30094

DB58TIS605558EH

D858TISW5359EH

200kO617

20W0615

301 141 TXCl40-1 d im 30100 DB58TIS8065llEH 200847-13

302 142 TXCl4C-1 d im 30008 DB58TIS606512EH 2006-07-10

303 143 TXCl4Ol ditto 30099 0858TIS606514EH 200647-11 s

304 1 Sl4LSC dl- OHKHEBCOE70001487 DB58TIS7W135EH 2007-07-08 2007-0124 200743-16

305 2 Sl4LSC ditto DHKHEBCOL70001968 0858TIS7W136EH 200741-10 2007-01-24 2007-0516

308 3 S14LSB dm0 DHKHEBC0670001969 DB58TlS700137EH 2007-01-10 200741-24 200703-20

307 4 SIILSC ditto DHKHEBCOL70001971 D858TIS700294EH 2007-01-11 200741-24 2007-03-19

308 5 Sl4L5B dM0 DHKHEBCOP7OOOlP02 DB58TIS702171EH 2007-03-02 200745-30 2007-04-27

309 8 S14LSB dltm DHKHEBCOC70001983 DB58TIS702113EH 2007-05-02 200745-30 200701-26

310 7 S14LSD d im DHKHEBCOS70001961 DB58TIS702116EH 2007-0502 20074630 200747-30

311 8 S14L50 ditm OHKHEBCOR0001993 OB58TIS7050WEH 2007-0712 200747-13 2007-09-12

312 g S14LSB dula DHKHEBCOA70001992 DB58TIS7WIWEH 2007-0703 200747-20 200708-22

313 10 Sl4LSB ditto DHKHEBCOH70001991 DBSBTIS708701EH 2007-0743 2007-07-20 20074623

314 11 Sl4LSB ditm DHKHEBCOK70001~90 DBS8TIS708702EH 20070743 20074720 2007-08-211

315 12 Sl4LSD d l P DHKHEBCOP70002002 DBS8TIS7074WEH 20074616 2007-1010 2007-10-28

316 13 S14LID dlW DHKHEBCOC70002003 DB58TIS707603EH 2007-08-17 2W71010 200710-1(1

317 14 Sl4LSD d l DHKHEBCOL70002005 D858TlS708236EH 20074905 20074826 200711-02

318 15 S14LSD d im DHKHEBCOA70002009 0858TIS7OP37EH 200149-05 2007-0828 2007-1049

319 16 S14L50 d im DHKHEQCOH7OOOmO8 OBSETiS708238EH 2W7-09-05 200749-16 20071049

320 17 Sl4LSD dill0 DHKHEBCOK70002007 DB58TIS706256EH 2007-09-05 2007-09-28 20071141

321 18 TXCl401 d im 30101 DB58TIS701287EH 20074247

322 ( V TXClIO-1 d im 30102 OB58TIS701288EH 2007-02-07

  • top of document
  • Purpose
  • Definitions
  • Statutory and Regulatory Authority
  • Background
  • Terms
  • Representation Regarding Emissions Compliance
  • Civil Penalty
  • Stipulated Penalties
  • General Provisions
  • ATTACHMENT 1 -Subject EngineTable
Page 9: .. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a manufacturer of nonroad compression ignition engines under 40 C.F.R. 8 89.105, after EPA

Serrlemnr Agreement I the Momr of h s a n Iacore America Corporation er al

The following agree to the t m n s of thisAgreement

Dooann Infracorr America Corpontlon

0 - - gt e DBY Date

~ y p c dorPrinted~ u n c flek4 9eq C

l2Typed orPrinted Title (

~ e d m l~ o c J73l d c n t i f i c a t i o n ~ u m b n ~ 3 3

D m Infracore CaLtd

Typed or Rinted Name

Typd aPrinted Tide n ~ i ~ ~ Bfrcetnc FederalTax IdcntificatioaNumber-

Settlement Agreement In the Matter of Doosan Inpacore America Corporation et al

USEnvironmental Protection Agency

Date 37 b

LampPhillip A Brooks ~irectok Air Enforcement Division Office of Enforcement and Compliance Assurance

ATTACHMENT 1 -Subject EngineTable

Model Year EG madd M05 DBSBTlS

Vehkh Mod

S14L50

1 1 4 5 0

SYLSD

814L50 014LSB

S14UB

Sl4LSB

S14UD S14LSB

814L58

S14L5D S14L5D

Sl4LM S14L50

S14L5B

S14LSD S14L50

S14L5D

SlILSC S l Q I B

SIILSD

SlIL5D

S14LSO

S14Lffi S14L5D

Sl4WD

SlILSD SlIL5C

S14L6D S14L5D

Sl4LSC

SlILSC

Sl4LSD

S14LU

S14LSD S14L5C

Sl4L5A S14UC S14LSD

S14LSC SllLSB

S14LSA

S14LX S14L5D S14L50

S14LSB Sl4L50

Sales numbem 160

Enpln Madel

DB68TlS

dl

d m

dHD d i i MID

dltm

dltm dltm

dlCa

difm difm

d M MID

d M

dffD dim

d W

d m d m

dllto

dm0

d m

dB0 dM0

d m

dHD htm

dlCa b i dill0

d m

dB0

dill0

difm d m

dlCa dm0 d m

difm din0 d b

d M MID dyb

d m d m

En In Mob dim

dlM

dim

din0

dl0

dlnD

d m

d m

din^

dim

diM

dim

dim

dim

d m

d m

dim

dlUo

d m

dim

dill0

dlM

d m

d l

din0

d m

d l

dim

d m

dm0

dim

ditto

d m

dim

dl10

din0

dill0

dim

dim

dltm

d l

d m

dm

d l

dm

dim

dub

d l

dim

dm0

d m

dim

d m

dm0

NO NO VhIcIa W Ennlnm Modal Vahlclm 1111 Englne SIN EIQ a e m b l v Koma Shlp Recmlw Data

103 103 S14LSA d b DHKHEBCOS50001859 DB58TISIO8449EF ZOOS-1118 2W612-20 2W(I4215

104 104 Sl4LSO d b DHKHEBCOESWOlSS7 DBMTIS5OM5lEA 200511-16 2W6-11-22 2OM014B

166 105 S l 4 L M d b DHKHEBCOL50001661 DB58TISS05622EH 805-11-17 2005-1220 2 0 W - 1 6

1 1- S14LS d b DHKHEBCMSOOOlMS DBS8TISSOMEH 2005-11-22 ZW61220 20084k14

107 107 S14L5B dm0 DHKHEBCOTSOWIBM DB58TIS50652KH 2005-11-22 2005-12-20 2OW02-14

108 I S14LSO d b OHKHEBCOHSWO1664 DB58TlSS0171EH 200M121 2005-12-20 20W42-15

1W 109 Sl4LSO d b DHKHEBCOS50001671 OB58TlS508572EH 100611-24 2005-12-12 200601-11

110 110 S14LSD d W OHKHEBCOVSWOlW7 OB55TISSO8573EH 2Wbll-23 2005-12-20 ZW0-02-14

111 111 S14L50 dill0 DHKHEBCOPSOWlEO DB58TIS508610EH 2005-1124 2Wbl2-20 200842-07

112 112 S14L50 dl DHKHEBCOK50001677 DB58TIS508M8EH 2WSll30 2005-12-23 200682-02

113 113 Sl4L6D dl DHKHEBCOE50001674 DBS6TlS508752EH 2W61129 2006-12-23 20W0241

114 114 814LSO d b DHKHEBCOKSOOOl68O DB55TIS50W13EH 2005124S 200612-28 ZWb0123

115 115 S14L5D d b OHKHEBMTSWOlM3 D B S I T I S 5 ~ 6 E H 2006-12-10 2W6-12-23 2W(I-O241

116 116 S14L5D dm0 DHKHEBCOHSWP1895 DB55TISSW1OIH 200612-20 20064114 10W4244

117 117 S14L6D d b DHKHEBCOA5OWl8W DB58TISS09262EU 200612-20 200641-14 2OW42-W

118 118 Sl4LSE dllb DHKttEBCOT50001697 DB58TIS508289EH ZOOS-12-20 ZW(141-23 2WMI322

119 119 S l 4 ~ 5 B d i i DHKHEBCOVSWOlW DB58TISW95D3EH 20061221 200641-23 200603-12

lO 120 Sl4LX db OHKHEBCOA8OW1702 DBPTISSOBU9EH 20084t-04 20W41-27 2OW9S-W

121 121 S14LSC d b OHKHEBCOV800018OO DB58TIS5090WEH 20084144 2 W l - 2 7 200645-10

122 122 S14LSB dill0 D H K ~ E ~ C O E B O O ~ ~ O ~OB58TlS5W775EH 200841-16 2006-01-27 20084147

123 123 TXC140-1 db 30035 DBS8TIS51 2OOM)t-23

124 124 TXC140-1 d b 30056 085871557 100W2-24

125 125 TXCl40-1 do 50057 DB58TIS57 200502-24

128 125 TXC140-1 dllb 3403d DB56Tl557 2WM2-24

127 127 TXCl4C-1 dl 34039 DBSETlS503108EH 2WbO6lO

121 128 TXCl40-1 dm0 30040 DBS8TIS6Ml82EH 20054747 129 129 TXC140-1 dip0 34041 0868TlSB4792EH 20050747

130 130 TXCl401 d b 3 W 3 DBMTISW4794EH 20050708

1 1 1 TXCl40-1 dm0 1W DB58TIS50500SEH 200540-08

132 132 TXC140-1 dl 30044 DBSITISSOBIOEH 2OObOW8

151 113 TXCl40-1 d im 30042 DB56TISSOS393EH 2 W 7 4 8

1 1 TXCl401 dlU0 34045 DB56T186OMlOEH 200bOE48

135 131 TXCl4O-1 d b 3W4I DB58TIS50602EH 20150942

136 1 M TXC1401 dmpara 30047 DB56TIS5DW5SEH 200CW42

137 137 TXC140-1 d m 30052 DB56TIS50874UEH ZOOM947

1 1 TXCl40-1 dm0 30051 OB58TIS$O674SEH 200bOS-07

139 139 TXC1401 dm0 30050 DBS(ITISS057SOEH 200M945 lt 140 140 TXCl40-1 d b 30049 DBSllTISSO5752EH 2OOCOeDS

_ 141 141 TXC14C-1 db 3OU53 DBMTISSO6838EH 20050948 i 142 142 TXCl40-1 din0 300s D858TIS505M7EH ZOObW-28 143 143 TXc14amp1 dim 30OW DBS8TIS507051EH 200609-2d ~

144 144 TXClIO1 dm0 30089 DB58TIS507079EH 200612911

145 145 TXCl40-1 dl 30055 DB58TIS507553EH 200SW-28

145 146 TXCl401 dip0 30064 DBSlTISS0731lEH ZOOM-27

147 147 TXCl4Ol d b 30059 DB58TISSO74MEH 20064929

148 148 TXCl40-1 dlllo 30056 DB66T1S507453EH 2OObOR2

149 149 TXCl40-1 dllto SOW2 DB58TIS505265EH 2OObll-15

150 160 TXCl40-1 d m SOW0 DB68TlS5062MEH 200bll-16

151 151 TXC140-1 dmpara SOW6 DB58TIS506324EH 200611-25

1~ 16t ~ ~ ~ 1 4 0 - 1 dl(lo 30W1 DBSdT1S6MUlOEH 200611-15

163 153 TXCl40-1 dim SOM3 DBWTISS08412EH POO611-16

154 154 TXCl4Ol dm0 33054 OBWTlS608526EH 200611-25

155 155 lXC1401 dm0 30067 DB58TISSO8574EH 2W511-25

1 156 D(Cl40-1 dm0 30C+a DB58TIS508812EH 2WSll-25

157 157 TXC140-1 dill0 30W DBSIITISSO~M(IEH ZWS-11-FS

Vehlcl Hod

TXCl40-1

TXC140-1

TXC1401

Sl4LSC

Sl4LSC

S14LSB

Sl IL5B

S14L5C

S14L5C

Sl4LSB

S14L5B

S14LSB

S14LSD

S14L50

S14LSB

S14L5D

S14L6C

Sl4LSD

S14LSD

S14L50

S14L5B

S14LSD

S14L5D

S14L5D

S14L58

S14L50

S14LSD

S14LSB

S14LSB

S14L5B

Sl4LSC

S14L50

S14L50

Sl lLSD

Sl4L5C

S14LSB

S14LSC

S14L5C

S14L58

S14L5B

S14LSD

Sl4LSC

S14L5D

S14L5D

Sl4L5C

Sl4LSC

S14LSC

S14LSD

S14LSC

S14L5D

S14LEC

S14L58

sirLSD

S14LSB

S14L5B

Enpin Mod

dim

dim

dm0

dm dlm

dim

dim

dim

dm0

dm dill0

dm dim

dm0

d W

db

dim

d l

dim

dm0

dim

dim

dim

dim

dim

dlU0

dim

dim

d im

d b

dm0

dm0

d im

dim

db

dim

dM0

dim

dm0

dm0

ditto

d im

ditto

dltto

d b

db

dim

ditto

dm0

d b

dm din0

dm0

ditto

dim

-E_nprml

dim

dim

dim

dMo

dim

dim

dm0

dim

dim

dim

dill0

dim

dim

aim

din0

din0

dlM

dim

dim dim

dMo

dim

6118

dim

dim

dim

d i

dim

ditto

dim

dim

dim

dm0

dm0

dMo

d m

dim

dim

dill0

dim

dim

dim

dim

dm

dim

dim

dim

dim

dim

diU0

dim dim

ditto

din0

dim

NO NO Vehilm Model Enptne Model Vahl~IaIVW Enpin SIN EM asernbly Kona Bhlp ~ece lvamtr 268 108 S14LH ditm DHKHEBCOV60001931 OBS8TIS609108EH 201-10-2E 2008-11-25 20074146

269 109 S14LSC d im DHKHEQCOSIOWIYO DB58TIS6W18lEH 2006-11-07 2006-11-25 2007-0145

270 110 Sl4L5C d im DHKHEBCOS600019Y DB58TIS60995SEH 2006-11-27 2008-1230 2007-01-30

271 111 Sl4LSC ditto DHKHEBCW60001855 OB58TIS610078EH 2W6-11-27 2006-12-22 2007-0141

272 112 S14L5B d l DHKHEBCOS700019~ DB58TIS610715EH 2007-0196 2007-01-24 20074310

273 113 Sl4LSB d l DHKHEBCOV70001963 DB58TIS611237EH 200741-03 200741-24 2007-03-20

2 114 SlILSC dim DHKHEBCOC70001966 DBS8TIS611238EH 2W741-08 2007-01-24 2007-0319 275 116 S14LSB d im DHKHEBCOP70001985 DBS8TIS611239EH 2W7-0196 200741-24 2007-03-23 276 l i b TXCIIO-1 d lM 30073 DBS8TIS6WM3EH 2006-02-10 277

278

278

117

116

119

TXCl40-1

TXCl40-1

TXC140-1

d im

dltm d im

30074

30078

30075

DB58TIS6OOM6EH

DBS8TIS8OlW2EH

DBSBTIS601W5EH

2008-02-11

2W6-02-11

2008-01-11

t

280 120 TXC14C-1 d im 30077 D858TIS601008EH 200802-13 281 121 TXCl4C-1 dula 30082 OB$8TIS601566EH 2W(i4gt16 262 122 TXCl4C-1 dltto 30084 DB$8TIS601590EH 2008-0316

283 123 TXClIO-1 d l 30C61 DBS8TIS601702EH 200605-15

284 124 TXC140-1 d l 3 0 1 0 D858TIS8Q1874EH 20145-15

285 125 TXCl4C-1 d im 30079 OB58TIS60lWBEH 20W-05-15

286 128 TXCl40-1 dim 30083 D858TIS601993EH 2006-03-16

2117 127 TXCl4O-1 d im 30078 DBfETISW1995EH 20089515

288 128 TXCl401 d im 30085 DB58TISSO2592EH 2006-0529

289 120 ~ ~ ~ 1 4 0 1 d im 30087 DB58TIS602593EH 2008-0530

290 130 ~ ~ ~ 1 4 0 1 d im 30111 D868TIS602594EH 2005-03-30 291 131 TXCl4Ol d l M 30089 DB58TIS6025MEH 2008-Oh07

292 132 TXC74O-1 dim 30090 DBS6TlS602594EH 20W-08-07 293 133 TXCl4Ol d im 30091 0858TIS602594EH 20060607 284 134 TXCl4O-1 d im 30088 DB58TIS602595EH 200amp0gt29 295 135 TXCl4O-1 d im 30092 DB58TIS804970EH 20W9g00 298 136 TXCllC-1 dltm 30003 DBS6TIS606356EH 20060615

297 137 TXC140-1 ditto 30096 DQ58TIS605357EH 20060617

298 138 TXC1C-1 ditm 30097 DQS8TIS67 20Oh0618

299

300 139

140

TXClIO-1

TXCl40-1

din0

dIW0

30095

30094

DB58TIS605558EH

D858TISW5359EH

200kO617

20W0615

301 141 TXCl40-1 d im 30100 DB58TIS8065llEH 200847-13

302 142 TXCl4C-1 d im 30008 DB58TIS606512EH 2006-07-10

303 143 TXCl4Ol ditto 30099 0858TIS606514EH 200647-11 s

304 1 Sl4LSC dl- OHKHEBCOE70001487 DB58TIS7W135EH 2007-07-08 2007-0124 200743-16

305 2 Sl4LSC ditto DHKHEBCOL70001968 0858TIS7W136EH 200741-10 2007-01-24 2007-0516

308 3 S14LSB dm0 DHKHEBC0670001969 DB58TlS700137EH 2007-01-10 200741-24 200703-20

307 4 SIILSC ditto DHKHEBCOL70001971 D858TIS700294EH 2007-01-11 200741-24 2007-03-19

308 5 Sl4L5B dM0 DHKHEBCOP7OOOlP02 DB58TIS702171EH 2007-03-02 200745-30 2007-04-27

309 8 S14LSB dltm DHKHEBCOC70001983 DB58TIS702113EH 2007-05-02 200745-30 200701-26

310 7 S14LSD d im DHKHEBCOS70001961 DB58TIS702116EH 2007-0502 20074630 200747-30

311 8 S14L50 ditm OHKHEBCOR0001993 OB58TIS7050WEH 2007-0712 200747-13 2007-09-12

312 g S14LSB dula DHKHEBCOA70001992 DB58TIS7WIWEH 2007-0703 200747-20 200708-22

313 10 Sl4LSB ditto DHKHEBCOH70001991 DBSBTIS708701EH 2007-0743 2007-07-20 20074623

314 11 Sl4LSB ditm DHKHEBCOK70001~90 DBS8TIS708702EH 20070743 20074720 2007-08-211

315 12 Sl4LSD d l P DHKHEBCOP70002002 DBS8TIS7074WEH 20074616 2007-1010 2007-10-28

316 13 S14LID dlW DHKHEBCOC70002003 DB58TIS707603EH 2007-08-17 2W71010 200710-1(1

317 14 Sl4LSD d l DHKHEBCOL70002005 D858TlS708236EH 20074905 20074826 200711-02

318 15 S14LSD d im DHKHEBCOA70002009 0858TIS7OP37EH 200149-05 2007-0828 2007-1049

319 16 S14L50 d im DHKHEQCOH7OOOmO8 OBSETiS708238EH 2W7-09-05 200749-16 20071049

320 17 Sl4LSD dill0 DHKHEBCOK70002007 DB58TIS706256EH 2007-09-05 2007-09-28 20071141

321 18 TXCl401 d im 30101 DB58TIS701287EH 20074247

322 ( V TXClIO-1 d im 30102 OB58TIS701288EH 2007-02-07

  • top of document
  • Purpose
  • Definitions
  • Statutory and Regulatory Authority
  • Background
  • Terms
  • Representation Regarding Emissions Compliance
  • Civil Penalty
  • Stipulated Penalties
  • General Provisions
  • ATTACHMENT 1 -Subject EngineTable
Page 10: .. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a manufacturer of nonroad compression ignition engines under 40 C.F.R. 8 89.105, after EPA

Settlement Agreement In the Matter of Doosan Inpacore America Corporation et al

USEnvironmental Protection Agency

Date 37 b

LampPhillip A Brooks ~irectok Air Enforcement Division Office of Enforcement and Compliance Assurance

ATTACHMENT 1 -Subject EngineTable

Model Year EG madd M05 DBSBTlS

Vehkh Mod

S14L50

1 1 4 5 0

SYLSD

814L50 014LSB

S14UB

Sl4LSB

S14UD S14LSB

814L58

S14L5D S14L5D

Sl4LM S14L50

S14L5B

S14LSD S14L50

S14L5D

SlILSC S l Q I B

SIILSD

SlIL5D

S14LSO

S14Lffi S14L5D

Sl4WD

SlILSD SlIL5C

S14L6D S14L5D

Sl4LSC

SlILSC

Sl4LSD

S14LU

S14LSD S14L5C

Sl4L5A S14UC S14LSD

S14LSC SllLSB

S14LSA

S14LX S14L5D S14L50

S14LSB Sl4L50

Sales numbem 160

Enpln Madel

DB68TlS

dl

d m

dHD d i i MID

dltm

dltm dltm

dlCa

difm difm

d M MID

d M

dffD dim

d W

d m d m

dllto

dm0

d m

dB0 dM0

d m

dHD htm

dlCa b i dill0

d m

dB0

dill0

difm d m

dlCa dm0 d m

difm din0 d b

d M MID dyb

d m d m

En In Mob dim

dlM

dim

din0

dl0

dlnD

d m

d m

din^

dim

diM

dim

dim

dim

d m

d m

dim

dlUo

d m

dim

dill0

dlM

d m

d l

din0

d m

d l

dim

d m

dm0

dim

ditto

d m

dim

dl10

din0

dill0

dim

dim

dltm

d l

d m

dm

d l

dm

dim

dub

d l

dim

dm0

d m

dim

d m

dm0

NO NO VhIcIa W Ennlnm Modal Vahlclm 1111 Englne SIN EIQ a e m b l v Koma Shlp Recmlw Data

103 103 S14LSA d b DHKHEBCOS50001859 DB58TISIO8449EF ZOOS-1118 2W612-20 2W(I4215

104 104 Sl4LSO d b DHKHEBCOESWOlSS7 DBMTIS5OM5lEA 200511-16 2W6-11-22 2OM014B

166 105 S l 4 L M d b DHKHEBCOL50001661 DB58TISS05622EH 805-11-17 2005-1220 2 0 W - 1 6

1 1- S14LS d b DHKHEBCMSOOOlMS DBS8TISSOMEH 2005-11-22 ZW61220 20084k14

107 107 S14L5B dm0 DHKHEBCOTSOWIBM DB58TIS50652KH 2005-11-22 2005-12-20 2OW02-14

108 I S14LSO d b OHKHEBCOHSWO1664 DB58TlSS0171EH 200M121 2005-12-20 20W42-15

1W 109 Sl4LSO d b DHKHEBCOS50001671 OB58TlS508572EH 100611-24 2005-12-12 200601-11

110 110 S14LSD d W OHKHEBCOVSWOlW7 OB55TISSO8573EH 2Wbll-23 2005-12-20 ZW0-02-14

111 111 S14L50 dill0 DHKHEBCOPSOWlEO DB58TIS508610EH 2005-1124 2Wbl2-20 200842-07

112 112 S14L50 dl DHKHEBCOK50001677 DB58TIS508M8EH 2WSll30 2005-12-23 200682-02

113 113 Sl4L6D dl DHKHEBCOE50001674 DBS6TlS508752EH 2W61129 2006-12-23 20W0241

114 114 814LSO d b DHKHEBCOKSOOOl68O DB55TIS50W13EH 2005124S 200612-28 ZWb0123

115 115 S14L5D d b OHKHEBMTSWOlM3 D B S I T I S 5 ~ 6 E H 2006-12-10 2W6-12-23 2W(I-O241

116 116 S14L5D dm0 DHKHEBCOHSWP1895 DB55TISSW1OIH 200612-20 20064114 10W4244

117 117 S14L6D d b DHKHEBCOA5OWl8W DB58TISS09262EU 200612-20 200641-14 2OW42-W

118 118 Sl4LSE dllb DHKttEBCOT50001697 DB58TIS508289EH ZOOS-12-20 ZW(141-23 2WMI322

119 119 S l 4 ~ 5 B d i i DHKHEBCOVSWOlW DB58TISW95D3EH 20061221 200641-23 200603-12

lO 120 Sl4LX db OHKHEBCOA8OW1702 DBPTISSOBU9EH 20084t-04 20W41-27 2OW9S-W

121 121 S14LSC d b OHKHEBCOV800018OO DB58TIS5090WEH 20084144 2 W l - 2 7 200645-10

122 122 S14LSB dill0 D H K ~ E ~ C O E B O O ~ ~ O ~OB58TlS5W775EH 200841-16 2006-01-27 20084147

123 123 TXC140-1 db 30035 DBS8TIS51 2OOM)t-23

124 124 TXC140-1 d b 30056 085871557 100W2-24

125 125 TXCl40-1 do 50057 DB58TIS57 200502-24

128 125 TXC140-1 dllb 3403d DB56Tl557 2WM2-24

127 127 TXCl4C-1 dl 34039 DBSETlS503108EH 2WbO6lO

121 128 TXCl40-1 dm0 30040 DBS8TIS6Ml82EH 20054747 129 129 TXC140-1 dip0 34041 0868TlSB4792EH 20050747

130 130 TXCl401 d b 3 W 3 DBMTISW4794EH 20050708

1 1 1 TXCl40-1 dm0 1W DB58TIS50500SEH 200540-08

132 132 TXC140-1 dl 30044 DBSITISSOBIOEH 2OObOW8

151 113 TXCl40-1 d im 30042 DB56TISSOS393EH 2 W 7 4 8

1 1 TXCl401 dlU0 34045 DB56T186OMlOEH 200bOE48

135 131 TXCl4O-1 d b 3W4I DB58TIS50602EH 20150942

136 1 M TXC1401 dmpara 30047 DB56TIS5DW5SEH 200CW42

137 137 TXC140-1 d m 30052 DB56TIS50874UEH ZOOM947

1 1 TXCl40-1 dm0 30051 OB58TIS$O674SEH 200bOS-07

139 139 TXC1401 dm0 30050 DBS(ITISS057SOEH 200M945 lt 140 140 TXCl40-1 d b 30049 DBSllTISSO5752EH 2OOCOeDS

_ 141 141 TXC14C-1 db 3OU53 DBMTISSO6838EH 20050948 i 142 142 TXCl40-1 din0 300s D858TIS505M7EH ZOObW-28 143 143 TXc14amp1 dim 30OW DBS8TIS507051EH 200609-2d ~

144 144 TXClIO1 dm0 30089 DB58TIS507079EH 200612911

145 145 TXCl40-1 dl 30055 DB58TIS507553EH 200SW-28

145 146 TXCl401 dip0 30064 DBSlTISS0731lEH ZOOM-27

147 147 TXCl4Ol d b 30059 DB58TISSO74MEH 20064929

148 148 TXCl40-1 dlllo 30056 DB66T1S507453EH 2OObOR2

149 149 TXCl40-1 dllto SOW2 DB58TIS505265EH 2OObll-15

150 160 TXCl40-1 d m SOW0 DB68TlS5062MEH 200bll-16

151 151 TXC140-1 dmpara SOW6 DB58TIS506324EH 200611-25

1~ 16t ~ ~ ~ 1 4 0 - 1 dl(lo 30W1 DBSdT1S6MUlOEH 200611-15

163 153 TXCl40-1 dim SOM3 DBWTISS08412EH POO611-16

154 154 TXCl4Ol dm0 33054 OBWTlS608526EH 200611-25

155 155 lXC1401 dm0 30067 DB58TISSO8574EH 2W511-25

1 156 D(Cl40-1 dm0 30C+a DB58TIS508812EH 2WSll-25

157 157 TXC140-1 dill0 30W DBSIITISSO~M(IEH ZWS-11-FS

Vehlcl Hod

TXCl40-1

TXC140-1

TXC1401

Sl4LSC

Sl4LSC

S14LSB

Sl IL5B

S14L5C

S14L5C

Sl4LSB

S14L5B

S14LSB

S14LSD

S14L50

S14LSB

S14L5D

S14L6C

Sl4LSD

S14LSD

S14L50

S14L5B

S14LSD

S14L5D

S14L5D

S14L58

S14L50

S14LSD

S14LSB

S14LSB

S14L5B

Sl4LSC

S14L50

S14L50

Sl lLSD

Sl4L5C

S14LSB

S14LSC

S14L5C

S14L58

S14L5B

S14LSD

Sl4LSC

S14L5D

S14L5D

Sl4L5C

Sl4LSC

S14LSC

S14LSD

S14LSC

S14L5D

S14LEC

S14L58

sirLSD

S14LSB

S14L5B

Enpin Mod

dim

dim

dm0

dm dlm

dim

dim

dim

dm0

dm dill0

dm dim

dm0

d W

db

dim

d l

dim

dm0

dim

dim

dim

dim

dim

dlU0

dim

dim

d im

d b

dm0

dm0

d im

dim

db

dim

dM0

dim

dm0

dm0

ditto

d im

ditto

dltto

d b

db

dim

ditto

dm0

d b

dm din0

dm0

ditto

dim

-E_nprml

dim

dim

dim

dMo

dim

dim

dm0

dim

dim

dim

dill0

dim

dim

aim

din0

din0

dlM

dim

dim dim

dMo

dim

6118

dim

dim

dim

d i

dim

ditto

dim

dim

dim

dm0

dm0

dMo

d m

dim

dim

dill0

dim

dim

dim

dim

dm

dim

dim

dim

dim

dim

diU0

dim dim

ditto

din0

dim

NO NO Vehilm Model Enptne Model Vahl~IaIVW Enpin SIN EM asernbly Kona Bhlp ~ece lvamtr 268 108 S14LH ditm DHKHEBCOV60001931 OBS8TIS609108EH 201-10-2E 2008-11-25 20074146

269 109 S14LSC d im DHKHEQCOSIOWIYO DB58TIS6W18lEH 2006-11-07 2006-11-25 2007-0145

270 110 Sl4L5C d im DHKHEBCOS600019Y DB58TIS60995SEH 2006-11-27 2008-1230 2007-01-30

271 111 Sl4LSC ditto DHKHEBCW60001855 OB58TIS610078EH 2W6-11-27 2006-12-22 2007-0141

272 112 S14L5B d l DHKHEBCOS700019~ DB58TIS610715EH 2007-0196 2007-01-24 20074310

273 113 Sl4LSB d l DHKHEBCOV70001963 DB58TIS611237EH 200741-03 200741-24 2007-03-20

2 114 SlILSC dim DHKHEBCOC70001966 DBS8TIS611238EH 2W741-08 2007-01-24 2007-0319 275 116 S14LSB d im DHKHEBCOP70001985 DBS8TIS611239EH 2W7-0196 200741-24 2007-03-23 276 l i b TXCIIO-1 d lM 30073 DBS8TIS6WM3EH 2006-02-10 277

278

278

117

116

119

TXCl40-1

TXCl40-1

TXC140-1

d im

dltm d im

30074

30078

30075

DB58TIS6OOM6EH

DBS8TIS8OlW2EH

DBSBTIS601W5EH

2008-02-11

2W6-02-11

2008-01-11

t

280 120 TXC14C-1 d im 30077 D858TIS601008EH 200802-13 281 121 TXCl4C-1 dula 30082 OB$8TIS601566EH 2W(i4gt16 262 122 TXCl4C-1 dltto 30084 DB$8TIS601590EH 2008-0316

283 123 TXClIO-1 d l 30C61 DBS8TIS601702EH 200605-15

284 124 TXC140-1 d l 3 0 1 0 D858TIS8Q1874EH 20145-15

285 125 TXCl4C-1 d im 30079 OB58TIS60lWBEH 20W-05-15

286 128 TXCl40-1 dim 30083 D858TIS601993EH 2006-03-16

2117 127 TXCl4O-1 d im 30078 DBfETISW1995EH 20089515

288 128 TXCl401 d im 30085 DB58TISSO2592EH 2006-0529

289 120 ~ ~ ~ 1 4 0 1 d im 30087 DB58TIS602593EH 2008-0530

290 130 ~ ~ ~ 1 4 0 1 d im 30111 D868TIS602594EH 2005-03-30 291 131 TXCl4Ol d l M 30089 DB58TIS6025MEH 2008-Oh07

292 132 TXC74O-1 dim 30090 DBS6TlS602594EH 20W-08-07 293 133 TXCl4Ol d im 30091 0858TIS602594EH 20060607 284 134 TXCl4O-1 d im 30088 DB58TIS602595EH 200amp0gt29 295 135 TXCl4O-1 d im 30092 DB58TIS804970EH 20W9g00 298 136 TXCllC-1 dltm 30003 DBS6TIS606356EH 20060615

297 137 TXC140-1 ditto 30096 DQ58TIS605357EH 20060617

298 138 TXC1C-1 ditm 30097 DQS8TIS67 20Oh0618

299

300 139

140

TXClIO-1

TXCl40-1

din0

dIW0

30095

30094

DB58TIS605558EH

D858TISW5359EH

200kO617

20W0615

301 141 TXCl40-1 d im 30100 DB58TIS8065llEH 200847-13

302 142 TXCl4C-1 d im 30008 DB58TIS606512EH 2006-07-10

303 143 TXCl4Ol ditto 30099 0858TIS606514EH 200647-11 s

304 1 Sl4LSC dl- OHKHEBCOE70001487 DB58TIS7W135EH 2007-07-08 2007-0124 200743-16

305 2 Sl4LSC ditto DHKHEBCOL70001968 0858TIS7W136EH 200741-10 2007-01-24 2007-0516

308 3 S14LSB dm0 DHKHEBC0670001969 DB58TlS700137EH 2007-01-10 200741-24 200703-20

307 4 SIILSC ditto DHKHEBCOL70001971 D858TIS700294EH 2007-01-11 200741-24 2007-03-19

308 5 Sl4L5B dM0 DHKHEBCOP7OOOlP02 DB58TIS702171EH 2007-03-02 200745-30 2007-04-27

309 8 S14LSB dltm DHKHEBCOC70001983 DB58TIS702113EH 2007-05-02 200745-30 200701-26

310 7 S14LSD d im DHKHEBCOS70001961 DB58TIS702116EH 2007-0502 20074630 200747-30

311 8 S14L50 ditm OHKHEBCOR0001993 OB58TIS7050WEH 2007-0712 200747-13 2007-09-12

312 g S14LSB dula DHKHEBCOA70001992 DB58TIS7WIWEH 2007-0703 200747-20 200708-22

313 10 Sl4LSB ditto DHKHEBCOH70001991 DBSBTIS708701EH 2007-0743 2007-07-20 20074623

314 11 Sl4LSB ditm DHKHEBCOK70001~90 DBS8TIS708702EH 20070743 20074720 2007-08-211

315 12 Sl4LSD d l P DHKHEBCOP70002002 DBS8TIS7074WEH 20074616 2007-1010 2007-10-28

316 13 S14LID dlW DHKHEBCOC70002003 DB58TIS707603EH 2007-08-17 2W71010 200710-1(1

317 14 Sl4LSD d l DHKHEBCOL70002005 D858TlS708236EH 20074905 20074826 200711-02

318 15 S14LSD d im DHKHEBCOA70002009 0858TIS7OP37EH 200149-05 2007-0828 2007-1049

319 16 S14L50 d im DHKHEQCOH7OOOmO8 OBSETiS708238EH 2W7-09-05 200749-16 20071049

320 17 Sl4LSD dill0 DHKHEBCOK70002007 DB58TIS706256EH 2007-09-05 2007-09-28 20071141

321 18 TXCl401 d im 30101 DB58TIS701287EH 20074247

322 ( V TXClIO-1 d im 30102 OB58TIS701288EH 2007-02-07

  • top of document
  • Purpose
  • Definitions
  • Statutory and Regulatory Authority
  • Background
  • Terms
  • Representation Regarding Emissions Compliance
  • Civil Penalty
  • Stipulated Penalties
  • General Provisions
  • ATTACHMENT 1 -Subject EngineTable
Page 11: .. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a manufacturer of nonroad compression ignition engines under 40 C.F.R. 8 89.105, after EPA

ATTACHMENT 1 -Subject EngineTable

Model Year EG madd M05 DBSBTlS

Vehkh Mod

S14L50

1 1 4 5 0

SYLSD

814L50 014LSB

S14UB

Sl4LSB

S14UD S14LSB

814L58

S14L5D S14L5D

Sl4LM S14L50

S14L5B

S14LSD S14L50

S14L5D

SlILSC S l Q I B

SIILSD

SlIL5D

S14LSO

S14Lffi S14L5D

Sl4WD

SlILSD SlIL5C

S14L6D S14L5D

Sl4LSC

SlILSC

Sl4LSD

S14LU

S14LSD S14L5C

Sl4L5A S14UC S14LSD

S14LSC SllLSB

S14LSA

S14LX S14L5D S14L50

S14LSB Sl4L50

Sales numbem 160

Enpln Madel

DB68TlS

dl

d m

dHD d i i MID

dltm

dltm dltm

dlCa

difm difm

d M MID

d M

dffD dim

d W

d m d m

dllto

dm0

d m

dB0 dM0

d m

dHD htm

dlCa b i dill0

d m

dB0

dill0

difm d m

dlCa dm0 d m

difm din0 d b

d M MID dyb

d m d m

En In Mob dim

dlM

dim

din0

dl0

dlnD

d m

d m

din^

dim

diM

dim

dim

dim

d m

d m

dim

dlUo

d m

dim

dill0

dlM

d m

d l

din0

d m

d l

dim

d m

dm0

dim

ditto

d m

dim

dl10

din0

dill0

dim

dim

dltm

d l

d m

dm

d l

dm

dim

dub

d l

dim

dm0

d m

dim

d m

dm0

NO NO VhIcIa W Ennlnm Modal Vahlclm 1111 Englne SIN EIQ a e m b l v Koma Shlp Recmlw Data

103 103 S14LSA d b DHKHEBCOS50001859 DB58TISIO8449EF ZOOS-1118 2W612-20 2W(I4215

104 104 Sl4LSO d b DHKHEBCOESWOlSS7 DBMTIS5OM5lEA 200511-16 2W6-11-22 2OM014B

166 105 S l 4 L M d b DHKHEBCOL50001661 DB58TISS05622EH 805-11-17 2005-1220 2 0 W - 1 6

1 1- S14LS d b DHKHEBCMSOOOlMS DBS8TISSOMEH 2005-11-22 ZW61220 20084k14

107 107 S14L5B dm0 DHKHEBCOTSOWIBM DB58TIS50652KH 2005-11-22 2005-12-20 2OW02-14

108 I S14LSO d b OHKHEBCOHSWO1664 DB58TlSS0171EH 200M121 2005-12-20 20W42-15

1W 109 Sl4LSO d b DHKHEBCOS50001671 OB58TlS508572EH 100611-24 2005-12-12 200601-11

110 110 S14LSD d W OHKHEBCOVSWOlW7 OB55TISSO8573EH 2Wbll-23 2005-12-20 ZW0-02-14

111 111 S14L50 dill0 DHKHEBCOPSOWlEO DB58TIS508610EH 2005-1124 2Wbl2-20 200842-07

112 112 S14L50 dl DHKHEBCOK50001677 DB58TIS508M8EH 2WSll30 2005-12-23 200682-02

113 113 Sl4L6D dl DHKHEBCOE50001674 DBS6TlS508752EH 2W61129 2006-12-23 20W0241

114 114 814LSO d b DHKHEBCOKSOOOl68O DB55TIS50W13EH 2005124S 200612-28 ZWb0123

115 115 S14L5D d b OHKHEBMTSWOlM3 D B S I T I S 5 ~ 6 E H 2006-12-10 2W6-12-23 2W(I-O241

116 116 S14L5D dm0 DHKHEBCOHSWP1895 DB55TISSW1OIH 200612-20 20064114 10W4244

117 117 S14L6D d b DHKHEBCOA5OWl8W DB58TISS09262EU 200612-20 200641-14 2OW42-W

118 118 Sl4LSE dllb DHKttEBCOT50001697 DB58TIS508289EH ZOOS-12-20 ZW(141-23 2WMI322

119 119 S l 4 ~ 5 B d i i DHKHEBCOVSWOlW DB58TISW95D3EH 20061221 200641-23 200603-12

lO 120 Sl4LX db OHKHEBCOA8OW1702 DBPTISSOBU9EH 20084t-04 20W41-27 2OW9S-W

121 121 S14LSC d b OHKHEBCOV800018OO DB58TIS5090WEH 20084144 2 W l - 2 7 200645-10

122 122 S14LSB dill0 D H K ~ E ~ C O E B O O ~ ~ O ~OB58TlS5W775EH 200841-16 2006-01-27 20084147

123 123 TXC140-1 db 30035 DBS8TIS51 2OOM)t-23

124 124 TXC140-1 d b 30056 085871557 100W2-24

125 125 TXCl40-1 do 50057 DB58TIS57 200502-24

128 125 TXC140-1 dllb 3403d DB56Tl557 2WM2-24

127 127 TXCl4C-1 dl 34039 DBSETlS503108EH 2WbO6lO

121 128 TXCl40-1 dm0 30040 DBS8TIS6Ml82EH 20054747 129 129 TXC140-1 dip0 34041 0868TlSB4792EH 20050747

130 130 TXCl401 d b 3 W 3 DBMTISW4794EH 20050708

1 1 1 TXCl40-1 dm0 1W DB58TIS50500SEH 200540-08

132 132 TXC140-1 dl 30044 DBSITISSOBIOEH 2OObOW8

151 113 TXCl40-1 d im 30042 DB56TISSOS393EH 2 W 7 4 8

1 1 TXCl401 dlU0 34045 DB56T186OMlOEH 200bOE48

135 131 TXCl4O-1 d b 3W4I DB58TIS50602EH 20150942

136 1 M TXC1401 dmpara 30047 DB56TIS5DW5SEH 200CW42

137 137 TXC140-1 d m 30052 DB56TIS50874UEH ZOOM947

1 1 TXCl40-1 dm0 30051 OB58TIS$O674SEH 200bOS-07

139 139 TXC1401 dm0 30050 DBS(ITISS057SOEH 200M945 lt 140 140 TXCl40-1 d b 30049 DBSllTISSO5752EH 2OOCOeDS

_ 141 141 TXC14C-1 db 3OU53 DBMTISSO6838EH 20050948 i 142 142 TXCl40-1 din0 300s D858TIS505M7EH ZOObW-28 143 143 TXc14amp1 dim 30OW DBS8TIS507051EH 200609-2d ~

144 144 TXClIO1 dm0 30089 DB58TIS507079EH 200612911

145 145 TXCl40-1 dl 30055 DB58TIS507553EH 200SW-28

145 146 TXCl401 dip0 30064 DBSlTISS0731lEH ZOOM-27

147 147 TXCl4Ol d b 30059 DB58TISSO74MEH 20064929

148 148 TXCl40-1 dlllo 30056 DB66T1S507453EH 2OObOR2

149 149 TXCl40-1 dllto SOW2 DB58TIS505265EH 2OObll-15

150 160 TXCl40-1 d m SOW0 DB68TlS5062MEH 200bll-16

151 151 TXC140-1 dmpara SOW6 DB58TIS506324EH 200611-25

1~ 16t ~ ~ ~ 1 4 0 - 1 dl(lo 30W1 DBSdT1S6MUlOEH 200611-15

163 153 TXCl40-1 dim SOM3 DBWTISS08412EH POO611-16

154 154 TXCl4Ol dm0 33054 OBWTlS608526EH 200611-25

155 155 lXC1401 dm0 30067 DB58TISSO8574EH 2W511-25

1 156 D(Cl40-1 dm0 30C+a DB58TIS508812EH 2WSll-25

157 157 TXC140-1 dill0 30W DBSIITISSO~M(IEH ZWS-11-FS

Vehlcl Hod

TXCl40-1

TXC140-1

TXC1401

Sl4LSC

Sl4LSC

S14LSB

Sl IL5B

S14L5C

S14L5C

Sl4LSB

S14L5B

S14LSB

S14LSD

S14L50

S14LSB

S14L5D

S14L6C

Sl4LSD

S14LSD

S14L50

S14L5B

S14LSD

S14L5D

S14L5D

S14L58

S14L50

S14LSD

S14LSB

S14LSB

S14L5B

Sl4LSC

S14L50

S14L50

Sl lLSD

Sl4L5C

S14LSB

S14LSC

S14L5C

S14L58

S14L5B

S14LSD

Sl4LSC

S14L5D

S14L5D

Sl4L5C

Sl4LSC

S14LSC

S14LSD

S14LSC

S14L5D

S14LEC

S14L58

sirLSD

S14LSB

S14L5B

Enpin Mod

dim

dim

dm0

dm dlm

dim

dim

dim

dm0

dm dill0

dm dim

dm0

d W

db

dim

d l

dim

dm0

dim

dim

dim

dim

dim

dlU0

dim

dim

d im

d b

dm0

dm0

d im

dim

db

dim

dM0

dim

dm0

dm0

ditto

d im

ditto

dltto

d b

db

dim

ditto

dm0

d b

dm din0

dm0

ditto

dim

-E_nprml

dim

dim

dim

dMo

dim

dim

dm0

dim

dim

dim

dill0

dim

dim

aim

din0

din0

dlM

dim

dim dim

dMo

dim

6118

dim

dim

dim

d i

dim

ditto

dim

dim

dim

dm0

dm0

dMo

d m

dim

dim

dill0

dim

dim

dim

dim

dm

dim

dim

dim

dim

dim

diU0

dim dim

ditto

din0

dim

NO NO Vehilm Model Enptne Model Vahl~IaIVW Enpin SIN EM asernbly Kona Bhlp ~ece lvamtr 268 108 S14LH ditm DHKHEBCOV60001931 OBS8TIS609108EH 201-10-2E 2008-11-25 20074146

269 109 S14LSC d im DHKHEQCOSIOWIYO DB58TIS6W18lEH 2006-11-07 2006-11-25 2007-0145

270 110 Sl4L5C d im DHKHEBCOS600019Y DB58TIS60995SEH 2006-11-27 2008-1230 2007-01-30

271 111 Sl4LSC ditto DHKHEBCW60001855 OB58TIS610078EH 2W6-11-27 2006-12-22 2007-0141

272 112 S14L5B d l DHKHEBCOS700019~ DB58TIS610715EH 2007-0196 2007-01-24 20074310

273 113 Sl4LSB d l DHKHEBCOV70001963 DB58TIS611237EH 200741-03 200741-24 2007-03-20

2 114 SlILSC dim DHKHEBCOC70001966 DBS8TIS611238EH 2W741-08 2007-01-24 2007-0319 275 116 S14LSB d im DHKHEBCOP70001985 DBS8TIS611239EH 2W7-0196 200741-24 2007-03-23 276 l i b TXCIIO-1 d lM 30073 DBS8TIS6WM3EH 2006-02-10 277

278

278

117

116

119

TXCl40-1

TXCl40-1

TXC140-1

d im

dltm d im

30074

30078

30075

DB58TIS6OOM6EH

DBS8TIS8OlW2EH

DBSBTIS601W5EH

2008-02-11

2W6-02-11

2008-01-11

t

280 120 TXC14C-1 d im 30077 D858TIS601008EH 200802-13 281 121 TXCl4C-1 dula 30082 OB$8TIS601566EH 2W(i4gt16 262 122 TXCl4C-1 dltto 30084 DB$8TIS601590EH 2008-0316

283 123 TXClIO-1 d l 30C61 DBS8TIS601702EH 200605-15

284 124 TXC140-1 d l 3 0 1 0 D858TIS8Q1874EH 20145-15

285 125 TXCl4C-1 d im 30079 OB58TIS60lWBEH 20W-05-15

286 128 TXCl40-1 dim 30083 D858TIS601993EH 2006-03-16

2117 127 TXCl4O-1 d im 30078 DBfETISW1995EH 20089515

288 128 TXCl401 d im 30085 DB58TISSO2592EH 2006-0529

289 120 ~ ~ ~ 1 4 0 1 d im 30087 DB58TIS602593EH 2008-0530

290 130 ~ ~ ~ 1 4 0 1 d im 30111 D868TIS602594EH 2005-03-30 291 131 TXCl4Ol d l M 30089 DB58TIS6025MEH 2008-Oh07

292 132 TXC74O-1 dim 30090 DBS6TlS602594EH 20W-08-07 293 133 TXCl4Ol d im 30091 0858TIS602594EH 20060607 284 134 TXCl4O-1 d im 30088 DB58TIS602595EH 200amp0gt29 295 135 TXCl4O-1 d im 30092 DB58TIS804970EH 20W9g00 298 136 TXCllC-1 dltm 30003 DBS6TIS606356EH 20060615

297 137 TXC140-1 ditto 30096 DQ58TIS605357EH 20060617

298 138 TXC1C-1 ditm 30097 DQS8TIS67 20Oh0618

299

300 139

140

TXClIO-1

TXCl40-1

din0

dIW0

30095

30094

DB58TIS605558EH

D858TISW5359EH

200kO617

20W0615

301 141 TXCl40-1 d im 30100 DB58TIS8065llEH 200847-13

302 142 TXCl4C-1 d im 30008 DB58TIS606512EH 2006-07-10

303 143 TXCl4Ol ditto 30099 0858TIS606514EH 200647-11 s

304 1 Sl4LSC dl- OHKHEBCOE70001487 DB58TIS7W135EH 2007-07-08 2007-0124 200743-16

305 2 Sl4LSC ditto DHKHEBCOL70001968 0858TIS7W136EH 200741-10 2007-01-24 2007-0516

308 3 S14LSB dm0 DHKHEBC0670001969 DB58TlS700137EH 2007-01-10 200741-24 200703-20

307 4 SIILSC ditto DHKHEBCOL70001971 D858TIS700294EH 2007-01-11 200741-24 2007-03-19

308 5 Sl4L5B dM0 DHKHEBCOP7OOOlP02 DB58TIS702171EH 2007-03-02 200745-30 2007-04-27

309 8 S14LSB dltm DHKHEBCOC70001983 DB58TIS702113EH 2007-05-02 200745-30 200701-26

310 7 S14LSD d im DHKHEBCOS70001961 DB58TIS702116EH 2007-0502 20074630 200747-30

311 8 S14L50 ditm OHKHEBCOR0001993 OB58TIS7050WEH 2007-0712 200747-13 2007-09-12

312 g S14LSB dula DHKHEBCOA70001992 DB58TIS7WIWEH 2007-0703 200747-20 200708-22

313 10 Sl4LSB ditto DHKHEBCOH70001991 DBSBTIS708701EH 2007-0743 2007-07-20 20074623

314 11 Sl4LSB ditm DHKHEBCOK70001~90 DBS8TIS708702EH 20070743 20074720 2007-08-211

315 12 Sl4LSD d l P DHKHEBCOP70002002 DBS8TIS7074WEH 20074616 2007-1010 2007-10-28

316 13 S14LID dlW DHKHEBCOC70002003 DB58TIS707603EH 2007-08-17 2W71010 200710-1(1

317 14 Sl4LSD d l DHKHEBCOL70002005 D858TlS708236EH 20074905 20074826 200711-02

318 15 S14LSD d im DHKHEBCOA70002009 0858TIS7OP37EH 200149-05 2007-0828 2007-1049

319 16 S14L50 d im DHKHEQCOH7OOOmO8 OBSETiS708238EH 2W7-09-05 200749-16 20071049

320 17 Sl4LSD dill0 DHKHEBCOK70002007 DB58TIS706256EH 2007-09-05 2007-09-28 20071141

321 18 TXCl401 d im 30101 DB58TIS701287EH 20074247

322 ( V TXClIO-1 d im 30102 OB58TIS701288EH 2007-02-07

  • top of document
  • Purpose
  • Definitions
  • Statutory and Regulatory Authority
  • Background
  • Terms
  • Representation Regarding Emissions Compliance
  • Civil Penalty
  • Stipulated Penalties
  • General Provisions
  • ATTACHMENT 1 -Subject EngineTable
Page 12: .. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a manufacturer of nonroad compression ignition engines under 40 C.F.R. 8 89.105, after EPA

Model Year EG madd M05 DBSBTlS

Vehkh Mod

S14L50

1 1 4 5 0

SYLSD

814L50 014LSB

S14UB

Sl4LSB

S14UD S14LSB

814L58

S14L5D S14L5D

Sl4LM S14L50

S14L5B

S14LSD S14L50

S14L5D

SlILSC S l Q I B

SIILSD

SlIL5D

S14LSO

S14Lffi S14L5D

Sl4WD

SlILSD SlIL5C

S14L6D S14L5D

Sl4LSC

SlILSC

Sl4LSD

S14LU

S14LSD S14L5C

Sl4L5A S14UC S14LSD

S14LSC SllLSB

S14LSA

S14LX S14L5D S14L50

S14LSB Sl4L50

Sales numbem 160

Enpln Madel

DB68TlS

dl

d m

dHD d i i MID

dltm

dltm dltm

dlCa

difm difm

d M MID

d M

dffD dim

d W

d m d m

dllto

dm0

d m

dB0 dM0

d m

dHD htm

dlCa b i dill0

d m

dB0

dill0

difm d m

dlCa dm0 d m

difm din0 d b

d M MID dyb

d m d m

En In Mob dim

dlM

dim

din0

dl0

dlnD

d m

d m

din^

dim

diM

dim

dim

dim

d m

d m

dim

dlUo

d m

dim

dill0

dlM

d m

d l

din0

d m

d l

dim

d m

dm0

dim

ditto

d m

dim

dl10

din0

dill0

dim

dim

dltm

d l

d m

dm

d l

dm

dim

dub

d l

dim

dm0

d m

dim

d m

dm0

NO NO VhIcIa W Ennlnm Modal Vahlclm 1111 Englne SIN EIQ a e m b l v Koma Shlp Recmlw Data

103 103 S14LSA d b DHKHEBCOS50001859 DB58TISIO8449EF ZOOS-1118 2W612-20 2W(I4215

104 104 Sl4LSO d b DHKHEBCOESWOlSS7 DBMTIS5OM5lEA 200511-16 2W6-11-22 2OM014B

166 105 S l 4 L M d b DHKHEBCOL50001661 DB58TISS05622EH 805-11-17 2005-1220 2 0 W - 1 6

1 1- S14LS d b DHKHEBCMSOOOlMS DBS8TISSOMEH 2005-11-22 ZW61220 20084k14

107 107 S14L5B dm0 DHKHEBCOTSOWIBM DB58TIS50652KH 2005-11-22 2005-12-20 2OW02-14

108 I S14LSO d b OHKHEBCOHSWO1664 DB58TlSS0171EH 200M121 2005-12-20 20W42-15

1W 109 Sl4LSO d b DHKHEBCOS50001671 OB58TlS508572EH 100611-24 2005-12-12 200601-11

110 110 S14LSD d W OHKHEBCOVSWOlW7 OB55TISSO8573EH 2Wbll-23 2005-12-20 ZW0-02-14

111 111 S14L50 dill0 DHKHEBCOPSOWlEO DB58TIS508610EH 2005-1124 2Wbl2-20 200842-07

112 112 S14L50 dl DHKHEBCOK50001677 DB58TIS508M8EH 2WSll30 2005-12-23 200682-02

113 113 Sl4L6D dl DHKHEBCOE50001674 DBS6TlS508752EH 2W61129 2006-12-23 20W0241

114 114 814LSO d b DHKHEBCOKSOOOl68O DB55TIS50W13EH 2005124S 200612-28 ZWb0123

115 115 S14L5D d b OHKHEBMTSWOlM3 D B S I T I S 5 ~ 6 E H 2006-12-10 2W6-12-23 2W(I-O241

116 116 S14L5D dm0 DHKHEBCOHSWP1895 DB55TISSW1OIH 200612-20 20064114 10W4244

117 117 S14L6D d b DHKHEBCOA5OWl8W DB58TISS09262EU 200612-20 200641-14 2OW42-W

118 118 Sl4LSE dllb DHKttEBCOT50001697 DB58TIS508289EH ZOOS-12-20 ZW(141-23 2WMI322

119 119 S l 4 ~ 5 B d i i DHKHEBCOVSWOlW DB58TISW95D3EH 20061221 200641-23 200603-12

lO 120 Sl4LX db OHKHEBCOA8OW1702 DBPTISSOBU9EH 20084t-04 20W41-27 2OW9S-W

121 121 S14LSC d b OHKHEBCOV800018OO DB58TIS5090WEH 20084144 2 W l - 2 7 200645-10

122 122 S14LSB dill0 D H K ~ E ~ C O E B O O ~ ~ O ~OB58TlS5W775EH 200841-16 2006-01-27 20084147

123 123 TXC140-1 db 30035 DBS8TIS51 2OOM)t-23

124 124 TXC140-1 d b 30056 085871557 100W2-24

125 125 TXCl40-1 do 50057 DB58TIS57 200502-24

128 125 TXC140-1 dllb 3403d DB56Tl557 2WM2-24

127 127 TXCl4C-1 dl 34039 DBSETlS503108EH 2WbO6lO

121 128 TXCl40-1 dm0 30040 DBS8TIS6Ml82EH 20054747 129 129 TXC140-1 dip0 34041 0868TlSB4792EH 20050747

130 130 TXCl401 d b 3 W 3 DBMTISW4794EH 20050708

1 1 1 TXCl40-1 dm0 1W DB58TIS50500SEH 200540-08

132 132 TXC140-1 dl 30044 DBSITISSOBIOEH 2OObOW8

151 113 TXCl40-1 d im 30042 DB56TISSOS393EH 2 W 7 4 8

1 1 TXCl401 dlU0 34045 DB56T186OMlOEH 200bOE48

135 131 TXCl4O-1 d b 3W4I DB58TIS50602EH 20150942

136 1 M TXC1401 dmpara 30047 DB56TIS5DW5SEH 200CW42

137 137 TXC140-1 d m 30052 DB56TIS50874UEH ZOOM947

1 1 TXCl40-1 dm0 30051 OB58TIS$O674SEH 200bOS-07

139 139 TXC1401 dm0 30050 DBS(ITISS057SOEH 200M945 lt 140 140 TXCl40-1 d b 30049 DBSllTISSO5752EH 2OOCOeDS

_ 141 141 TXC14C-1 db 3OU53 DBMTISSO6838EH 20050948 i 142 142 TXCl40-1 din0 300s D858TIS505M7EH ZOObW-28 143 143 TXc14amp1 dim 30OW DBS8TIS507051EH 200609-2d ~

144 144 TXClIO1 dm0 30089 DB58TIS507079EH 200612911

145 145 TXCl40-1 dl 30055 DB58TIS507553EH 200SW-28

145 146 TXCl401 dip0 30064 DBSlTISS0731lEH ZOOM-27

147 147 TXCl4Ol d b 30059 DB58TISSO74MEH 20064929

148 148 TXCl40-1 dlllo 30056 DB66T1S507453EH 2OObOR2

149 149 TXCl40-1 dllto SOW2 DB58TIS505265EH 2OObll-15

150 160 TXCl40-1 d m SOW0 DB68TlS5062MEH 200bll-16

151 151 TXC140-1 dmpara SOW6 DB58TIS506324EH 200611-25

1~ 16t ~ ~ ~ 1 4 0 - 1 dl(lo 30W1 DBSdT1S6MUlOEH 200611-15

163 153 TXCl40-1 dim SOM3 DBWTISS08412EH POO611-16

154 154 TXCl4Ol dm0 33054 OBWTlS608526EH 200611-25

155 155 lXC1401 dm0 30067 DB58TISSO8574EH 2W511-25

1 156 D(Cl40-1 dm0 30C+a DB58TIS508812EH 2WSll-25

157 157 TXC140-1 dill0 30W DBSIITISSO~M(IEH ZWS-11-FS

Vehlcl Hod

TXCl40-1

TXC140-1

TXC1401

Sl4LSC

Sl4LSC

S14LSB

Sl IL5B

S14L5C

S14L5C

Sl4LSB

S14L5B

S14LSB

S14LSD

S14L50

S14LSB

S14L5D

S14L6C

Sl4LSD

S14LSD

S14L50

S14L5B

S14LSD

S14L5D

S14L5D

S14L58

S14L50

S14LSD

S14LSB

S14LSB

S14L5B

Sl4LSC

S14L50

S14L50

Sl lLSD

Sl4L5C

S14LSB

S14LSC

S14L5C

S14L58

S14L5B

S14LSD

Sl4LSC

S14L5D

S14L5D

Sl4L5C

Sl4LSC

S14LSC

S14LSD

S14LSC

S14L5D

S14LEC

S14L58

sirLSD

S14LSB

S14L5B

Enpin Mod

dim

dim

dm0

dm dlm

dim

dim

dim

dm0

dm dill0

dm dim

dm0

d W

db

dim

d l

dim

dm0

dim

dim

dim

dim

dim

dlU0

dim

dim

d im

d b

dm0

dm0

d im

dim

db

dim

dM0

dim

dm0

dm0

ditto

d im

ditto

dltto

d b

db

dim

ditto

dm0

d b

dm din0

dm0

ditto

dim

-E_nprml

dim

dim

dim

dMo

dim

dim

dm0

dim

dim

dim

dill0

dim

dim

aim

din0

din0

dlM

dim

dim dim

dMo

dim

6118

dim

dim

dim

d i

dim

ditto

dim

dim

dim

dm0

dm0

dMo

d m

dim

dim

dill0

dim

dim

dim

dim

dm

dim

dim

dim

dim

dim

diU0

dim dim

ditto

din0

dim

NO NO Vehilm Model Enptne Model Vahl~IaIVW Enpin SIN EM asernbly Kona Bhlp ~ece lvamtr 268 108 S14LH ditm DHKHEBCOV60001931 OBS8TIS609108EH 201-10-2E 2008-11-25 20074146

269 109 S14LSC d im DHKHEQCOSIOWIYO DB58TIS6W18lEH 2006-11-07 2006-11-25 2007-0145

270 110 Sl4L5C d im DHKHEBCOS600019Y DB58TIS60995SEH 2006-11-27 2008-1230 2007-01-30

271 111 Sl4LSC ditto DHKHEBCW60001855 OB58TIS610078EH 2W6-11-27 2006-12-22 2007-0141

272 112 S14L5B d l DHKHEBCOS700019~ DB58TIS610715EH 2007-0196 2007-01-24 20074310

273 113 Sl4LSB d l DHKHEBCOV70001963 DB58TIS611237EH 200741-03 200741-24 2007-03-20

2 114 SlILSC dim DHKHEBCOC70001966 DBS8TIS611238EH 2W741-08 2007-01-24 2007-0319 275 116 S14LSB d im DHKHEBCOP70001985 DBS8TIS611239EH 2W7-0196 200741-24 2007-03-23 276 l i b TXCIIO-1 d lM 30073 DBS8TIS6WM3EH 2006-02-10 277

278

278

117

116

119

TXCl40-1

TXCl40-1

TXC140-1

d im

dltm d im

30074

30078

30075

DB58TIS6OOM6EH

DBS8TIS8OlW2EH

DBSBTIS601W5EH

2008-02-11

2W6-02-11

2008-01-11

t

280 120 TXC14C-1 d im 30077 D858TIS601008EH 200802-13 281 121 TXCl4C-1 dula 30082 OB$8TIS601566EH 2W(i4gt16 262 122 TXCl4C-1 dltto 30084 DB$8TIS601590EH 2008-0316

283 123 TXClIO-1 d l 30C61 DBS8TIS601702EH 200605-15

284 124 TXC140-1 d l 3 0 1 0 D858TIS8Q1874EH 20145-15

285 125 TXCl4C-1 d im 30079 OB58TIS60lWBEH 20W-05-15

286 128 TXCl40-1 dim 30083 D858TIS601993EH 2006-03-16

2117 127 TXCl4O-1 d im 30078 DBfETISW1995EH 20089515

288 128 TXCl401 d im 30085 DB58TISSO2592EH 2006-0529

289 120 ~ ~ ~ 1 4 0 1 d im 30087 DB58TIS602593EH 2008-0530

290 130 ~ ~ ~ 1 4 0 1 d im 30111 D868TIS602594EH 2005-03-30 291 131 TXCl4Ol d l M 30089 DB58TIS6025MEH 2008-Oh07

292 132 TXC74O-1 dim 30090 DBS6TlS602594EH 20W-08-07 293 133 TXCl4Ol d im 30091 0858TIS602594EH 20060607 284 134 TXCl4O-1 d im 30088 DB58TIS602595EH 200amp0gt29 295 135 TXCl4O-1 d im 30092 DB58TIS804970EH 20W9g00 298 136 TXCllC-1 dltm 30003 DBS6TIS606356EH 20060615

297 137 TXC140-1 ditto 30096 DQ58TIS605357EH 20060617

298 138 TXC1C-1 ditm 30097 DQS8TIS67 20Oh0618

299

300 139

140

TXClIO-1

TXCl40-1

din0

dIW0

30095

30094

DB58TIS605558EH

D858TISW5359EH

200kO617

20W0615

301 141 TXCl40-1 d im 30100 DB58TIS8065llEH 200847-13

302 142 TXCl4C-1 d im 30008 DB58TIS606512EH 2006-07-10

303 143 TXCl4Ol ditto 30099 0858TIS606514EH 200647-11 s

304 1 Sl4LSC dl- OHKHEBCOE70001487 DB58TIS7W135EH 2007-07-08 2007-0124 200743-16

305 2 Sl4LSC ditto DHKHEBCOL70001968 0858TIS7W136EH 200741-10 2007-01-24 2007-0516

308 3 S14LSB dm0 DHKHEBC0670001969 DB58TlS700137EH 2007-01-10 200741-24 200703-20

307 4 SIILSC ditto DHKHEBCOL70001971 D858TIS700294EH 2007-01-11 200741-24 2007-03-19

308 5 Sl4L5B dM0 DHKHEBCOP7OOOlP02 DB58TIS702171EH 2007-03-02 200745-30 2007-04-27

309 8 S14LSB dltm DHKHEBCOC70001983 DB58TIS702113EH 2007-05-02 200745-30 200701-26

310 7 S14LSD d im DHKHEBCOS70001961 DB58TIS702116EH 2007-0502 20074630 200747-30

311 8 S14L50 ditm OHKHEBCOR0001993 OB58TIS7050WEH 2007-0712 200747-13 2007-09-12

312 g S14LSB dula DHKHEBCOA70001992 DB58TIS7WIWEH 2007-0703 200747-20 200708-22

313 10 Sl4LSB ditto DHKHEBCOH70001991 DBSBTIS708701EH 2007-0743 2007-07-20 20074623

314 11 Sl4LSB ditm DHKHEBCOK70001~90 DBS8TIS708702EH 20070743 20074720 2007-08-211

315 12 Sl4LSD d l P DHKHEBCOP70002002 DBS8TIS7074WEH 20074616 2007-1010 2007-10-28

316 13 S14LID dlW DHKHEBCOC70002003 DB58TIS707603EH 2007-08-17 2W71010 200710-1(1

317 14 Sl4LSD d l DHKHEBCOL70002005 D858TlS708236EH 20074905 20074826 200711-02

318 15 S14LSD d im DHKHEBCOA70002009 0858TIS7OP37EH 200149-05 2007-0828 2007-1049

319 16 S14L50 d im DHKHEQCOH7OOOmO8 OBSETiS708238EH 2W7-09-05 200749-16 20071049

320 17 Sl4LSD dill0 DHKHEBCOK70002007 DB58TIS706256EH 2007-09-05 2007-09-28 20071141

321 18 TXCl401 d im 30101 DB58TIS701287EH 20074247

322 ( V TXClIO-1 d im 30102 OB58TIS701288EH 2007-02-07

  • top of document
  • Purpose
  • Definitions
  • Statutory and Regulatory Authority
  • Background
  • Terms
  • Representation Regarding Emissions Compliance
  • Civil Penalty
  • Stipulated Penalties
  • General Provisions
  • ATTACHMENT 1 -Subject EngineTable
Page 13: .. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a manufacturer of nonroad compression ignition engines under 40 C.F.R. 8 89.105, after EPA

En In Mob dim

dlM

dim

din0

dl0

dlnD

d m

d m

din^

dim

diM

dim

dim

dim

d m

d m

dim

dlUo

d m

dim

dill0

dlM

d m

d l

din0

d m

d l

dim

d m

dm0

dim

ditto

d m

dim

dl10

din0

dill0

dim

dim

dltm

d l

d m

dm

d l

dm

dim

dub

d l

dim

dm0

d m

dim

d m

dm0

NO NO VhIcIa W Ennlnm Modal Vahlclm 1111 Englne SIN EIQ a e m b l v Koma Shlp Recmlw Data

103 103 S14LSA d b DHKHEBCOS50001859 DB58TISIO8449EF ZOOS-1118 2W612-20 2W(I4215

104 104 Sl4LSO d b DHKHEBCOESWOlSS7 DBMTIS5OM5lEA 200511-16 2W6-11-22 2OM014B

166 105 S l 4 L M d b DHKHEBCOL50001661 DB58TISS05622EH 805-11-17 2005-1220 2 0 W - 1 6

1 1- S14LS d b DHKHEBCMSOOOlMS DBS8TISSOMEH 2005-11-22 ZW61220 20084k14

107 107 S14L5B dm0 DHKHEBCOTSOWIBM DB58TIS50652KH 2005-11-22 2005-12-20 2OW02-14

108 I S14LSO d b OHKHEBCOHSWO1664 DB58TlSS0171EH 200M121 2005-12-20 20W42-15

1W 109 Sl4LSO d b DHKHEBCOS50001671 OB58TlS508572EH 100611-24 2005-12-12 200601-11

110 110 S14LSD d W OHKHEBCOVSWOlW7 OB55TISSO8573EH 2Wbll-23 2005-12-20 ZW0-02-14

111 111 S14L50 dill0 DHKHEBCOPSOWlEO DB58TIS508610EH 2005-1124 2Wbl2-20 200842-07

112 112 S14L50 dl DHKHEBCOK50001677 DB58TIS508M8EH 2WSll30 2005-12-23 200682-02

113 113 Sl4L6D dl DHKHEBCOE50001674 DBS6TlS508752EH 2W61129 2006-12-23 20W0241

114 114 814LSO d b DHKHEBCOKSOOOl68O DB55TIS50W13EH 2005124S 200612-28 ZWb0123

115 115 S14L5D d b OHKHEBMTSWOlM3 D B S I T I S 5 ~ 6 E H 2006-12-10 2W6-12-23 2W(I-O241

116 116 S14L5D dm0 DHKHEBCOHSWP1895 DB55TISSW1OIH 200612-20 20064114 10W4244

117 117 S14L6D d b DHKHEBCOA5OWl8W DB58TISS09262EU 200612-20 200641-14 2OW42-W

118 118 Sl4LSE dllb DHKttEBCOT50001697 DB58TIS508289EH ZOOS-12-20 ZW(141-23 2WMI322

119 119 S l 4 ~ 5 B d i i DHKHEBCOVSWOlW DB58TISW95D3EH 20061221 200641-23 200603-12

lO 120 Sl4LX db OHKHEBCOA8OW1702 DBPTISSOBU9EH 20084t-04 20W41-27 2OW9S-W

121 121 S14LSC d b OHKHEBCOV800018OO DB58TIS5090WEH 20084144 2 W l - 2 7 200645-10

122 122 S14LSB dill0 D H K ~ E ~ C O E B O O ~ ~ O ~OB58TlS5W775EH 200841-16 2006-01-27 20084147

123 123 TXC140-1 db 30035 DBS8TIS51 2OOM)t-23

124 124 TXC140-1 d b 30056 085871557 100W2-24

125 125 TXCl40-1 do 50057 DB58TIS57 200502-24

128 125 TXC140-1 dllb 3403d DB56Tl557 2WM2-24

127 127 TXCl4C-1 dl 34039 DBSETlS503108EH 2WbO6lO

121 128 TXCl40-1 dm0 30040 DBS8TIS6Ml82EH 20054747 129 129 TXC140-1 dip0 34041 0868TlSB4792EH 20050747

130 130 TXCl401 d b 3 W 3 DBMTISW4794EH 20050708

1 1 1 TXCl40-1 dm0 1W DB58TIS50500SEH 200540-08

132 132 TXC140-1 dl 30044 DBSITISSOBIOEH 2OObOW8

151 113 TXCl40-1 d im 30042 DB56TISSOS393EH 2 W 7 4 8

1 1 TXCl401 dlU0 34045 DB56T186OMlOEH 200bOE48

135 131 TXCl4O-1 d b 3W4I DB58TIS50602EH 20150942

136 1 M TXC1401 dmpara 30047 DB56TIS5DW5SEH 200CW42

137 137 TXC140-1 d m 30052 DB56TIS50874UEH ZOOM947

1 1 TXCl40-1 dm0 30051 OB58TIS$O674SEH 200bOS-07

139 139 TXC1401 dm0 30050 DBS(ITISS057SOEH 200M945 lt 140 140 TXCl40-1 d b 30049 DBSllTISSO5752EH 2OOCOeDS

_ 141 141 TXC14C-1 db 3OU53 DBMTISSO6838EH 20050948 i 142 142 TXCl40-1 din0 300s D858TIS505M7EH ZOObW-28 143 143 TXc14amp1 dim 30OW DBS8TIS507051EH 200609-2d ~

144 144 TXClIO1 dm0 30089 DB58TIS507079EH 200612911

145 145 TXCl40-1 dl 30055 DB58TIS507553EH 200SW-28

145 146 TXCl401 dip0 30064 DBSlTISS0731lEH ZOOM-27

147 147 TXCl4Ol d b 30059 DB58TISSO74MEH 20064929

148 148 TXCl40-1 dlllo 30056 DB66T1S507453EH 2OObOR2

149 149 TXCl40-1 dllto SOW2 DB58TIS505265EH 2OObll-15

150 160 TXCl40-1 d m SOW0 DB68TlS5062MEH 200bll-16

151 151 TXC140-1 dmpara SOW6 DB58TIS506324EH 200611-25

1~ 16t ~ ~ ~ 1 4 0 - 1 dl(lo 30W1 DBSdT1S6MUlOEH 200611-15

163 153 TXCl40-1 dim SOM3 DBWTISS08412EH POO611-16

154 154 TXCl4Ol dm0 33054 OBWTlS608526EH 200611-25

155 155 lXC1401 dm0 30067 DB58TISSO8574EH 2W511-25

1 156 D(Cl40-1 dm0 30C+a DB58TIS508812EH 2WSll-25

157 157 TXC140-1 dill0 30W DBSIITISSO~M(IEH ZWS-11-FS

Vehlcl Hod

TXCl40-1

TXC140-1

TXC1401

Sl4LSC

Sl4LSC

S14LSB

Sl IL5B

S14L5C

S14L5C

Sl4LSB

S14L5B

S14LSB

S14LSD

S14L50

S14LSB

S14L5D

S14L6C

Sl4LSD

S14LSD

S14L50

S14L5B

S14LSD

S14L5D

S14L5D

S14L58

S14L50

S14LSD

S14LSB

S14LSB

S14L5B

Sl4LSC

S14L50

S14L50

Sl lLSD

Sl4L5C

S14LSB

S14LSC

S14L5C

S14L58

S14L5B

S14LSD

Sl4LSC

S14L5D

S14L5D

Sl4L5C

Sl4LSC

S14LSC

S14LSD

S14LSC

S14L5D

S14LEC

S14L58

sirLSD

S14LSB

S14L5B

Enpin Mod

dim

dim

dm0

dm dlm

dim

dim

dim

dm0

dm dill0

dm dim

dm0

d W

db

dim

d l

dim

dm0

dim

dim

dim

dim

dim

dlU0

dim

dim

d im

d b

dm0

dm0

d im

dim

db

dim

dM0

dim

dm0

dm0

ditto

d im

ditto

dltto

d b

db

dim

ditto

dm0

d b

dm din0

dm0

ditto

dim

-E_nprml

dim

dim

dim

dMo

dim

dim

dm0

dim

dim

dim

dill0

dim

dim

aim

din0

din0

dlM

dim

dim dim

dMo

dim

6118

dim

dim

dim

d i

dim

ditto

dim

dim

dim

dm0

dm0

dMo

d m

dim

dim

dill0

dim

dim

dim

dim

dm

dim

dim

dim

dim

dim

diU0

dim dim

ditto

din0

dim

NO NO Vehilm Model Enptne Model Vahl~IaIVW Enpin SIN EM asernbly Kona Bhlp ~ece lvamtr 268 108 S14LH ditm DHKHEBCOV60001931 OBS8TIS609108EH 201-10-2E 2008-11-25 20074146

269 109 S14LSC d im DHKHEQCOSIOWIYO DB58TIS6W18lEH 2006-11-07 2006-11-25 2007-0145

270 110 Sl4L5C d im DHKHEBCOS600019Y DB58TIS60995SEH 2006-11-27 2008-1230 2007-01-30

271 111 Sl4LSC ditto DHKHEBCW60001855 OB58TIS610078EH 2W6-11-27 2006-12-22 2007-0141

272 112 S14L5B d l DHKHEBCOS700019~ DB58TIS610715EH 2007-0196 2007-01-24 20074310

273 113 Sl4LSB d l DHKHEBCOV70001963 DB58TIS611237EH 200741-03 200741-24 2007-03-20

2 114 SlILSC dim DHKHEBCOC70001966 DBS8TIS611238EH 2W741-08 2007-01-24 2007-0319 275 116 S14LSB d im DHKHEBCOP70001985 DBS8TIS611239EH 2W7-0196 200741-24 2007-03-23 276 l i b TXCIIO-1 d lM 30073 DBS8TIS6WM3EH 2006-02-10 277

278

278

117

116

119

TXCl40-1

TXCl40-1

TXC140-1

d im

dltm d im

30074

30078

30075

DB58TIS6OOM6EH

DBS8TIS8OlW2EH

DBSBTIS601W5EH

2008-02-11

2W6-02-11

2008-01-11

t

280 120 TXC14C-1 d im 30077 D858TIS601008EH 200802-13 281 121 TXCl4C-1 dula 30082 OB$8TIS601566EH 2W(i4gt16 262 122 TXCl4C-1 dltto 30084 DB$8TIS601590EH 2008-0316

283 123 TXClIO-1 d l 30C61 DBS8TIS601702EH 200605-15

284 124 TXC140-1 d l 3 0 1 0 D858TIS8Q1874EH 20145-15

285 125 TXCl4C-1 d im 30079 OB58TIS60lWBEH 20W-05-15

286 128 TXCl40-1 dim 30083 D858TIS601993EH 2006-03-16

2117 127 TXCl4O-1 d im 30078 DBfETISW1995EH 20089515

288 128 TXCl401 d im 30085 DB58TISSO2592EH 2006-0529

289 120 ~ ~ ~ 1 4 0 1 d im 30087 DB58TIS602593EH 2008-0530

290 130 ~ ~ ~ 1 4 0 1 d im 30111 D868TIS602594EH 2005-03-30 291 131 TXCl4Ol d l M 30089 DB58TIS6025MEH 2008-Oh07

292 132 TXC74O-1 dim 30090 DBS6TlS602594EH 20W-08-07 293 133 TXCl4Ol d im 30091 0858TIS602594EH 20060607 284 134 TXCl4O-1 d im 30088 DB58TIS602595EH 200amp0gt29 295 135 TXCl4O-1 d im 30092 DB58TIS804970EH 20W9g00 298 136 TXCllC-1 dltm 30003 DBS6TIS606356EH 20060615

297 137 TXC140-1 ditto 30096 DQ58TIS605357EH 20060617

298 138 TXC1C-1 ditm 30097 DQS8TIS67 20Oh0618

299

300 139

140

TXClIO-1

TXCl40-1

din0

dIW0

30095

30094

DB58TIS605558EH

D858TISW5359EH

200kO617

20W0615

301 141 TXCl40-1 d im 30100 DB58TIS8065llEH 200847-13

302 142 TXCl4C-1 d im 30008 DB58TIS606512EH 2006-07-10

303 143 TXCl4Ol ditto 30099 0858TIS606514EH 200647-11 s

304 1 Sl4LSC dl- OHKHEBCOE70001487 DB58TIS7W135EH 2007-07-08 2007-0124 200743-16

305 2 Sl4LSC ditto DHKHEBCOL70001968 0858TIS7W136EH 200741-10 2007-01-24 2007-0516

308 3 S14LSB dm0 DHKHEBC0670001969 DB58TlS700137EH 2007-01-10 200741-24 200703-20

307 4 SIILSC ditto DHKHEBCOL70001971 D858TIS700294EH 2007-01-11 200741-24 2007-03-19

308 5 Sl4L5B dM0 DHKHEBCOP7OOOlP02 DB58TIS702171EH 2007-03-02 200745-30 2007-04-27

309 8 S14LSB dltm DHKHEBCOC70001983 DB58TIS702113EH 2007-05-02 200745-30 200701-26

310 7 S14LSD d im DHKHEBCOS70001961 DB58TIS702116EH 2007-0502 20074630 200747-30

311 8 S14L50 ditm OHKHEBCOR0001993 OB58TIS7050WEH 2007-0712 200747-13 2007-09-12

312 g S14LSB dula DHKHEBCOA70001992 DB58TIS7WIWEH 2007-0703 200747-20 200708-22

313 10 Sl4LSB ditto DHKHEBCOH70001991 DBSBTIS708701EH 2007-0743 2007-07-20 20074623

314 11 Sl4LSB ditm DHKHEBCOK70001~90 DBS8TIS708702EH 20070743 20074720 2007-08-211

315 12 Sl4LSD d l P DHKHEBCOP70002002 DBS8TIS7074WEH 20074616 2007-1010 2007-10-28

316 13 S14LID dlW DHKHEBCOC70002003 DB58TIS707603EH 2007-08-17 2W71010 200710-1(1

317 14 Sl4LSD d l DHKHEBCOL70002005 D858TlS708236EH 20074905 20074826 200711-02

318 15 S14LSD d im DHKHEBCOA70002009 0858TIS7OP37EH 200149-05 2007-0828 2007-1049

319 16 S14L50 d im DHKHEQCOH7OOOmO8 OBSETiS708238EH 2W7-09-05 200749-16 20071049

320 17 Sl4LSD dill0 DHKHEBCOK70002007 DB58TIS706256EH 2007-09-05 2007-09-28 20071141

321 18 TXCl401 d im 30101 DB58TIS701287EH 20074247

322 ( V TXClIO-1 d im 30102 OB58TIS701288EH 2007-02-07

  • top of document
  • Purpose
  • Definitions
  • Statutory and Regulatory Authority
  • Background
  • Terms
  • Representation Regarding Emissions Compliance
  • Civil Penalty
  • Stipulated Penalties
  • General Provisions
  • ATTACHMENT 1 -Subject EngineTable
Page 14: .. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a manufacturer of nonroad compression ignition engines under 40 C.F.R. 8 89.105, after EPA

NO NO VhIcIa W Ennlnm Modal Vahlclm 1111 Englne SIN EIQ a e m b l v Koma Shlp Recmlw Data

103 103 S14LSA d b DHKHEBCOS50001859 DB58TISIO8449EF ZOOS-1118 2W612-20 2W(I4215

104 104 Sl4LSO d b DHKHEBCOESWOlSS7 DBMTIS5OM5lEA 200511-16 2W6-11-22 2OM014B

166 105 S l 4 L M d b DHKHEBCOL50001661 DB58TISS05622EH 805-11-17 2005-1220 2 0 W - 1 6

1 1- S14LS d b DHKHEBCMSOOOlMS DBS8TISSOMEH 2005-11-22 ZW61220 20084k14

107 107 S14L5B dm0 DHKHEBCOTSOWIBM DB58TIS50652KH 2005-11-22 2005-12-20 2OW02-14

108 I S14LSO d b OHKHEBCOHSWO1664 DB58TlSS0171EH 200M121 2005-12-20 20W42-15

1W 109 Sl4LSO d b DHKHEBCOS50001671 OB58TlS508572EH 100611-24 2005-12-12 200601-11

110 110 S14LSD d W OHKHEBCOVSWOlW7 OB55TISSO8573EH 2Wbll-23 2005-12-20 ZW0-02-14

111 111 S14L50 dill0 DHKHEBCOPSOWlEO DB58TIS508610EH 2005-1124 2Wbl2-20 200842-07

112 112 S14L50 dl DHKHEBCOK50001677 DB58TIS508M8EH 2WSll30 2005-12-23 200682-02

113 113 Sl4L6D dl DHKHEBCOE50001674 DBS6TlS508752EH 2W61129 2006-12-23 20W0241

114 114 814LSO d b DHKHEBCOKSOOOl68O DB55TIS50W13EH 2005124S 200612-28 ZWb0123

115 115 S14L5D d b OHKHEBMTSWOlM3 D B S I T I S 5 ~ 6 E H 2006-12-10 2W6-12-23 2W(I-O241

116 116 S14L5D dm0 DHKHEBCOHSWP1895 DB55TISSW1OIH 200612-20 20064114 10W4244

117 117 S14L6D d b DHKHEBCOA5OWl8W DB58TISS09262EU 200612-20 200641-14 2OW42-W

118 118 Sl4LSE dllb DHKttEBCOT50001697 DB58TIS508289EH ZOOS-12-20 ZW(141-23 2WMI322

119 119 S l 4 ~ 5 B d i i DHKHEBCOVSWOlW DB58TISW95D3EH 20061221 200641-23 200603-12

lO 120 Sl4LX db OHKHEBCOA8OW1702 DBPTISSOBU9EH 20084t-04 20W41-27 2OW9S-W

121 121 S14LSC d b OHKHEBCOV800018OO DB58TIS5090WEH 20084144 2 W l - 2 7 200645-10

122 122 S14LSB dill0 D H K ~ E ~ C O E B O O ~ ~ O ~OB58TlS5W775EH 200841-16 2006-01-27 20084147

123 123 TXC140-1 db 30035 DBS8TIS51 2OOM)t-23

124 124 TXC140-1 d b 30056 085871557 100W2-24

125 125 TXCl40-1 do 50057 DB58TIS57 200502-24

128 125 TXC140-1 dllb 3403d DB56Tl557 2WM2-24

127 127 TXCl4C-1 dl 34039 DBSETlS503108EH 2WbO6lO

121 128 TXCl40-1 dm0 30040 DBS8TIS6Ml82EH 20054747 129 129 TXC140-1 dip0 34041 0868TlSB4792EH 20050747

130 130 TXCl401 d b 3 W 3 DBMTISW4794EH 20050708

1 1 1 TXCl40-1 dm0 1W DB58TIS50500SEH 200540-08

132 132 TXC140-1 dl 30044 DBSITISSOBIOEH 2OObOW8

151 113 TXCl40-1 d im 30042 DB56TISSOS393EH 2 W 7 4 8

1 1 TXCl401 dlU0 34045 DB56T186OMlOEH 200bOE48

135 131 TXCl4O-1 d b 3W4I DB58TIS50602EH 20150942

136 1 M TXC1401 dmpara 30047 DB56TIS5DW5SEH 200CW42

137 137 TXC140-1 d m 30052 DB56TIS50874UEH ZOOM947

1 1 TXCl40-1 dm0 30051 OB58TIS$O674SEH 200bOS-07

139 139 TXC1401 dm0 30050 DBS(ITISS057SOEH 200M945 lt 140 140 TXCl40-1 d b 30049 DBSllTISSO5752EH 2OOCOeDS

_ 141 141 TXC14C-1 db 3OU53 DBMTISSO6838EH 20050948 i 142 142 TXCl40-1 din0 300s D858TIS505M7EH ZOObW-28 143 143 TXc14amp1 dim 30OW DBS8TIS507051EH 200609-2d ~

144 144 TXClIO1 dm0 30089 DB58TIS507079EH 200612911

145 145 TXCl40-1 dl 30055 DB58TIS507553EH 200SW-28

145 146 TXCl401 dip0 30064 DBSlTISS0731lEH ZOOM-27

147 147 TXCl4Ol d b 30059 DB58TISSO74MEH 20064929

148 148 TXCl40-1 dlllo 30056 DB66T1S507453EH 2OObOR2

149 149 TXCl40-1 dllto SOW2 DB58TIS505265EH 2OObll-15

150 160 TXCl40-1 d m SOW0 DB68TlS5062MEH 200bll-16

151 151 TXC140-1 dmpara SOW6 DB58TIS506324EH 200611-25

1~ 16t ~ ~ ~ 1 4 0 - 1 dl(lo 30W1 DBSdT1S6MUlOEH 200611-15

163 153 TXCl40-1 dim SOM3 DBWTISS08412EH POO611-16

154 154 TXCl4Ol dm0 33054 OBWTlS608526EH 200611-25

155 155 lXC1401 dm0 30067 DB58TISSO8574EH 2W511-25

1 156 D(Cl40-1 dm0 30C+a DB58TIS508812EH 2WSll-25

157 157 TXC140-1 dill0 30W DBSIITISSO~M(IEH ZWS-11-FS

Vehlcl Hod

TXCl40-1

TXC140-1

TXC1401

Sl4LSC

Sl4LSC

S14LSB

Sl IL5B

S14L5C

S14L5C

Sl4LSB

S14L5B

S14LSB

S14LSD

S14L50

S14LSB

S14L5D

S14L6C

Sl4LSD

S14LSD

S14L50

S14L5B

S14LSD

S14L5D

S14L5D

S14L58

S14L50

S14LSD

S14LSB

S14LSB

S14L5B

Sl4LSC

S14L50

S14L50

Sl lLSD

Sl4L5C

S14LSB

S14LSC

S14L5C

S14L58

S14L5B

S14LSD

Sl4LSC

S14L5D

S14L5D

Sl4L5C

Sl4LSC

S14LSC

S14LSD

S14LSC

S14L5D

S14LEC

S14L58

sirLSD

S14LSB

S14L5B

Enpin Mod

dim

dim

dm0

dm dlm

dim

dim

dim

dm0

dm dill0

dm dim

dm0

d W

db

dim

d l

dim

dm0

dim

dim

dim

dim

dim

dlU0

dim

dim

d im

d b

dm0

dm0

d im

dim

db

dim

dM0

dim

dm0

dm0

ditto

d im

ditto

dltto

d b

db

dim

ditto

dm0

d b

dm din0

dm0

ditto

dim

-E_nprml

dim

dim

dim

dMo

dim

dim

dm0

dim

dim

dim

dill0

dim

dim

aim

din0

din0

dlM

dim

dim dim

dMo

dim

6118

dim

dim

dim

d i

dim

ditto

dim

dim

dim

dm0

dm0

dMo

d m

dim

dim

dill0

dim

dim

dim

dim

dm

dim

dim

dim

dim

dim

diU0

dim dim

ditto

din0

dim

NO NO Vehilm Model Enptne Model Vahl~IaIVW Enpin SIN EM asernbly Kona Bhlp ~ece lvamtr 268 108 S14LH ditm DHKHEBCOV60001931 OBS8TIS609108EH 201-10-2E 2008-11-25 20074146

269 109 S14LSC d im DHKHEQCOSIOWIYO DB58TIS6W18lEH 2006-11-07 2006-11-25 2007-0145

270 110 Sl4L5C d im DHKHEBCOS600019Y DB58TIS60995SEH 2006-11-27 2008-1230 2007-01-30

271 111 Sl4LSC ditto DHKHEBCW60001855 OB58TIS610078EH 2W6-11-27 2006-12-22 2007-0141

272 112 S14L5B d l DHKHEBCOS700019~ DB58TIS610715EH 2007-0196 2007-01-24 20074310

273 113 Sl4LSB d l DHKHEBCOV70001963 DB58TIS611237EH 200741-03 200741-24 2007-03-20

2 114 SlILSC dim DHKHEBCOC70001966 DBS8TIS611238EH 2W741-08 2007-01-24 2007-0319 275 116 S14LSB d im DHKHEBCOP70001985 DBS8TIS611239EH 2W7-0196 200741-24 2007-03-23 276 l i b TXCIIO-1 d lM 30073 DBS8TIS6WM3EH 2006-02-10 277

278

278

117

116

119

TXCl40-1

TXCl40-1

TXC140-1

d im

dltm d im

30074

30078

30075

DB58TIS6OOM6EH

DBS8TIS8OlW2EH

DBSBTIS601W5EH

2008-02-11

2W6-02-11

2008-01-11

t

280 120 TXC14C-1 d im 30077 D858TIS601008EH 200802-13 281 121 TXCl4C-1 dula 30082 OB$8TIS601566EH 2W(i4gt16 262 122 TXCl4C-1 dltto 30084 DB$8TIS601590EH 2008-0316

283 123 TXClIO-1 d l 30C61 DBS8TIS601702EH 200605-15

284 124 TXC140-1 d l 3 0 1 0 D858TIS8Q1874EH 20145-15

285 125 TXCl4C-1 d im 30079 OB58TIS60lWBEH 20W-05-15

286 128 TXCl40-1 dim 30083 D858TIS601993EH 2006-03-16

2117 127 TXCl4O-1 d im 30078 DBfETISW1995EH 20089515

288 128 TXCl401 d im 30085 DB58TISSO2592EH 2006-0529

289 120 ~ ~ ~ 1 4 0 1 d im 30087 DB58TIS602593EH 2008-0530

290 130 ~ ~ ~ 1 4 0 1 d im 30111 D868TIS602594EH 2005-03-30 291 131 TXCl4Ol d l M 30089 DB58TIS6025MEH 2008-Oh07

292 132 TXC74O-1 dim 30090 DBS6TlS602594EH 20W-08-07 293 133 TXCl4Ol d im 30091 0858TIS602594EH 20060607 284 134 TXCl4O-1 d im 30088 DB58TIS602595EH 200amp0gt29 295 135 TXCl4O-1 d im 30092 DB58TIS804970EH 20W9g00 298 136 TXCllC-1 dltm 30003 DBS6TIS606356EH 20060615

297 137 TXC140-1 ditto 30096 DQ58TIS605357EH 20060617

298 138 TXC1C-1 ditm 30097 DQS8TIS67 20Oh0618

299

300 139

140

TXClIO-1

TXCl40-1

din0

dIW0

30095

30094

DB58TIS605558EH

D858TISW5359EH

200kO617

20W0615

301 141 TXCl40-1 d im 30100 DB58TIS8065llEH 200847-13

302 142 TXCl4C-1 d im 30008 DB58TIS606512EH 2006-07-10

303 143 TXCl4Ol ditto 30099 0858TIS606514EH 200647-11 s

304 1 Sl4LSC dl- OHKHEBCOE70001487 DB58TIS7W135EH 2007-07-08 2007-0124 200743-16

305 2 Sl4LSC ditto DHKHEBCOL70001968 0858TIS7W136EH 200741-10 2007-01-24 2007-0516

308 3 S14LSB dm0 DHKHEBC0670001969 DB58TlS700137EH 2007-01-10 200741-24 200703-20

307 4 SIILSC ditto DHKHEBCOL70001971 D858TIS700294EH 2007-01-11 200741-24 2007-03-19

308 5 Sl4L5B dM0 DHKHEBCOP7OOOlP02 DB58TIS702171EH 2007-03-02 200745-30 2007-04-27

309 8 S14LSB dltm DHKHEBCOC70001983 DB58TIS702113EH 2007-05-02 200745-30 200701-26

310 7 S14LSD d im DHKHEBCOS70001961 DB58TIS702116EH 2007-0502 20074630 200747-30

311 8 S14L50 ditm OHKHEBCOR0001993 OB58TIS7050WEH 2007-0712 200747-13 2007-09-12

312 g S14LSB dula DHKHEBCOA70001992 DB58TIS7WIWEH 2007-0703 200747-20 200708-22

313 10 Sl4LSB ditto DHKHEBCOH70001991 DBSBTIS708701EH 2007-0743 2007-07-20 20074623

314 11 Sl4LSB ditm DHKHEBCOK70001~90 DBS8TIS708702EH 20070743 20074720 2007-08-211

315 12 Sl4LSD d l P DHKHEBCOP70002002 DBS8TIS7074WEH 20074616 2007-1010 2007-10-28

316 13 S14LID dlW DHKHEBCOC70002003 DB58TIS707603EH 2007-08-17 2W71010 200710-1(1

317 14 Sl4LSD d l DHKHEBCOL70002005 D858TlS708236EH 20074905 20074826 200711-02

318 15 S14LSD d im DHKHEBCOA70002009 0858TIS7OP37EH 200149-05 2007-0828 2007-1049

319 16 S14L50 d im DHKHEQCOH7OOOmO8 OBSETiS708238EH 2W7-09-05 200749-16 20071049

320 17 Sl4LSD dill0 DHKHEBCOK70002007 DB58TIS706256EH 2007-09-05 2007-09-28 20071141

321 18 TXCl401 d im 30101 DB58TIS701287EH 20074247

322 ( V TXClIO-1 d im 30102 OB58TIS701288EH 2007-02-07

  • top of document
  • Purpose
  • Definitions
  • Statutory and Regulatory Authority
  • Background
  • Terms
  • Representation Regarding Emissions Compliance
  • Civil Penalty
  • Stipulated Penalties
  • General Provisions
  • ATTACHMENT 1 -Subject EngineTable
Page 15: .. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a manufacturer of nonroad compression ignition engines under 40 C.F.R. 8 89.105, after EPA

Vehlcl Hod

TXCl40-1

TXC140-1

TXC1401

Sl4LSC

Sl4LSC

S14LSB

Sl IL5B

S14L5C

S14L5C

Sl4LSB

S14L5B

S14LSB

S14LSD

S14L50

S14LSB

S14L5D

S14L6C

Sl4LSD

S14LSD

S14L50

S14L5B

S14LSD

S14L5D

S14L5D

S14L58

S14L50

S14LSD

S14LSB

S14LSB

S14L5B

Sl4LSC

S14L50

S14L50

Sl lLSD

Sl4L5C

S14LSB

S14LSC

S14L5C

S14L58

S14L5B

S14LSD

Sl4LSC

S14L5D

S14L5D

Sl4L5C

Sl4LSC

S14LSC

S14LSD

S14LSC

S14L5D

S14LEC

S14L58

sirLSD

S14LSB

S14L5B

Enpin Mod

dim

dim

dm0

dm dlm

dim

dim

dim

dm0

dm dill0

dm dim

dm0

d W

db

dim

d l

dim

dm0

dim

dim

dim

dim

dim

dlU0

dim

dim

d im

d b

dm0

dm0

d im

dim

db

dim

dM0

dim

dm0

dm0

ditto

d im

ditto

dltto

d b

db

dim

ditto

dm0

d b

dm din0

dm0

ditto

dim

-E_nprml

dim

dim

dim

dMo

dim

dim

dm0

dim

dim

dim

dill0

dim

dim

aim

din0

din0

dlM

dim

dim dim

dMo

dim

6118

dim

dim

dim

d i

dim

ditto

dim

dim

dim

dm0

dm0

dMo

d m

dim

dim

dill0

dim

dim

dim

dim

dm

dim

dim

dim

dim

dim

diU0

dim dim

ditto

din0

dim

NO NO Vehilm Model Enptne Model Vahl~IaIVW Enpin SIN EM asernbly Kona Bhlp ~ece lvamtr 268 108 S14LH ditm DHKHEBCOV60001931 OBS8TIS609108EH 201-10-2E 2008-11-25 20074146

269 109 S14LSC d im DHKHEQCOSIOWIYO DB58TIS6W18lEH 2006-11-07 2006-11-25 2007-0145

270 110 Sl4L5C d im DHKHEBCOS600019Y DB58TIS60995SEH 2006-11-27 2008-1230 2007-01-30

271 111 Sl4LSC ditto DHKHEBCW60001855 OB58TIS610078EH 2W6-11-27 2006-12-22 2007-0141

272 112 S14L5B d l DHKHEBCOS700019~ DB58TIS610715EH 2007-0196 2007-01-24 20074310

273 113 Sl4LSB d l DHKHEBCOV70001963 DB58TIS611237EH 200741-03 200741-24 2007-03-20

2 114 SlILSC dim DHKHEBCOC70001966 DBS8TIS611238EH 2W741-08 2007-01-24 2007-0319 275 116 S14LSB d im DHKHEBCOP70001985 DBS8TIS611239EH 2W7-0196 200741-24 2007-03-23 276 l i b TXCIIO-1 d lM 30073 DBS8TIS6WM3EH 2006-02-10 277

278

278

117

116

119

TXCl40-1

TXCl40-1

TXC140-1

d im

dltm d im

30074

30078

30075

DB58TIS6OOM6EH

DBS8TIS8OlW2EH

DBSBTIS601W5EH

2008-02-11

2W6-02-11

2008-01-11

t

280 120 TXC14C-1 d im 30077 D858TIS601008EH 200802-13 281 121 TXCl4C-1 dula 30082 OB$8TIS601566EH 2W(i4gt16 262 122 TXCl4C-1 dltto 30084 DB$8TIS601590EH 2008-0316

283 123 TXClIO-1 d l 30C61 DBS8TIS601702EH 200605-15

284 124 TXC140-1 d l 3 0 1 0 D858TIS8Q1874EH 20145-15

285 125 TXCl4C-1 d im 30079 OB58TIS60lWBEH 20W-05-15

286 128 TXCl40-1 dim 30083 D858TIS601993EH 2006-03-16

2117 127 TXCl4O-1 d im 30078 DBfETISW1995EH 20089515

288 128 TXCl401 d im 30085 DB58TISSO2592EH 2006-0529

289 120 ~ ~ ~ 1 4 0 1 d im 30087 DB58TIS602593EH 2008-0530

290 130 ~ ~ ~ 1 4 0 1 d im 30111 D868TIS602594EH 2005-03-30 291 131 TXCl4Ol d l M 30089 DB58TIS6025MEH 2008-Oh07

292 132 TXC74O-1 dim 30090 DBS6TlS602594EH 20W-08-07 293 133 TXCl4Ol d im 30091 0858TIS602594EH 20060607 284 134 TXCl4O-1 d im 30088 DB58TIS602595EH 200amp0gt29 295 135 TXCl4O-1 d im 30092 DB58TIS804970EH 20W9g00 298 136 TXCllC-1 dltm 30003 DBS6TIS606356EH 20060615

297 137 TXC140-1 ditto 30096 DQ58TIS605357EH 20060617

298 138 TXC1C-1 ditm 30097 DQS8TIS67 20Oh0618

299

300 139

140

TXClIO-1

TXCl40-1

din0

dIW0

30095

30094

DB58TIS605558EH

D858TISW5359EH

200kO617

20W0615

301 141 TXCl40-1 d im 30100 DB58TIS8065llEH 200847-13

302 142 TXCl4C-1 d im 30008 DB58TIS606512EH 2006-07-10

303 143 TXCl4Ol ditto 30099 0858TIS606514EH 200647-11 s

304 1 Sl4LSC dl- OHKHEBCOE70001487 DB58TIS7W135EH 2007-07-08 2007-0124 200743-16

305 2 Sl4LSC ditto DHKHEBCOL70001968 0858TIS7W136EH 200741-10 2007-01-24 2007-0516

308 3 S14LSB dm0 DHKHEBC0670001969 DB58TlS700137EH 2007-01-10 200741-24 200703-20

307 4 SIILSC ditto DHKHEBCOL70001971 D858TIS700294EH 2007-01-11 200741-24 2007-03-19

308 5 Sl4L5B dM0 DHKHEBCOP7OOOlP02 DB58TIS702171EH 2007-03-02 200745-30 2007-04-27

309 8 S14LSB dltm DHKHEBCOC70001983 DB58TIS702113EH 2007-05-02 200745-30 200701-26

310 7 S14LSD d im DHKHEBCOS70001961 DB58TIS702116EH 2007-0502 20074630 200747-30

311 8 S14L50 ditm OHKHEBCOR0001993 OB58TIS7050WEH 2007-0712 200747-13 2007-09-12

312 g S14LSB dula DHKHEBCOA70001992 DB58TIS7WIWEH 2007-0703 200747-20 200708-22

313 10 Sl4LSB ditto DHKHEBCOH70001991 DBSBTIS708701EH 2007-0743 2007-07-20 20074623

314 11 Sl4LSB ditm DHKHEBCOK70001~90 DBS8TIS708702EH 20070743 20074720 2007-08-211

315 12 Sl4LSD d l P DHKHEBCOP70002002 DBS8TIS7074WEH 20074616 2007-1010 2007-10-28

316 13 S14LID dlW DHKHEBCOC70002003 DB58TIS707603EH 2007-08-17 2W71010 200710-1(1

317 14 Sl4LSD d l DHKHEBCOL70002005 D858TlS708236EH 20074905 20074826 200711-02

318 15 S14LSD d im DHKHEBCOA70002009 0858TIS7OP37EH 200149-05 2007-0828 2007-1049

319 16 S14L50 d im DHKHEQCOH7OOOmO8 OBSETiS708238EH 2W7-09-05 200749-16 20071049

320 17 Sl4LSD dill0 DHKHEBCOK70002007 DB58TIS706256EH 2007-09-05 2007-09-28 20071141

321 18 TXCl401 d im 30101 DB58TIS701287EH 20074247

322 ( V TXClIO-1 d im 30102 OB58TIS701288EH 2007-02-07

  • top of document
  • Purpose
  • Definitions
  • Statutory and Regulatory Authority
  • Background
  • Terms
  • Representation Regarding Emissions Compliance
  • Civil Penalty
  • Stipulated Penalties
  • General Provisions
  • ATTACHMENT 1 -Subject EngineTable
Page 16: .. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a manufacturer of nonroad compression ignition engines under 40 C.F.R. 8 89.105, after EPA

-E_nprml

dim

dim

dim

dMo

dim

dim

dm0

dim

dim

dim

dill0

dim

dim

aim

din0

din0

dlM

dim

dim dim

dMo

dim

6118

dim

dim

dim

d i

dim

ditto

dim

dim

dim

dm0

dm0

dMo

d m

dim

dim

dill0

dim

dim

dim

dim

dm

dim

dim

dim

dim

dim

diU0

dim dim

ditto

din0

dim

NO NO Vehilm Model Enptne Model Vahl~IaIVW Enpin SIN EM asernbly Kona Bhlp ~ece lvamtr 268 108 S14LH ditm DHKHEBCOV60001931 OBS8TIS609108EH 201-10-2E 2008-11-25 20074146

269 109 S14LSC d im DHKHEQCOSIOWIYO DB58TIS6W18lEH 2006-11-07 2006-11-25 2007-0145

270 110 Sl4L5C d im DHKHEBCOS600019Y DB58TIS60995SEH 2006-11-27 2008-1230 2007-01-30

271 111 Sl4LSC ditto DHKHEBCW60001855 OB58TIS610078EH 2W6-11-27 2006-12-22 2007-0141

272 112 S14L5B d l DHKHEBCOS700019~ DB58TIS610715EH 2007-0196 2007-01-24 20074310

273 113 Sl4LSB d l DHKHEBCOV70001963 DB58TIS611237EH 200741-03 200741-24 2007-03-20

2 114 SlILSC dim DHKHEBCOC70001966 DBS8TIS611238EH 2W741-08 2007-01-24 2007-0319 275 116 S14LSB d im DHKHEBCOP70001985 DBS8TIS611239EH 2W7-0196 200741-24 2007-03-23 276 l i b TXCIIO-1 d lM 30073 DBS8TIS6WM3EH 2006-02-10 277

278

278

117

116

119

TXCl40-1

TXCl40-1

TXC140-1

d im

dltm d im

30074

30078

30075

DB58TIS6OOM6EH

DBS8TIS8OlW2EH

DBSBTIS601W5EH

2008-02-11

2W6-02-11

2008-01-11

t

280 120 TXC14C-1 d im 30077 D858TIS601008EH 200802-13 281 121 TXCl4C-1 dula 30082 OB$8TIS601566EH 2W(i4gt16 262 122 TXCl4C-1 dltto 30084 DB$8TIS601590EH 2008-0316

283 123 TXClIO-1 d l 30C61 DBS8TIS601702EH 200605-15

284 124 TXC140-1 d l 3 0 1 0 D858TIS8Q1874EH 20145-15

285 125 TXCl4C-1 d im 30079 OB58TIS60lWBEH 20W-05-15

286 128 TXCl40-1 dim 30083 D858TIS601993EH 2006-03-16

2117 127 TXCl4O-1 d im 30078 DBfETISW1995EH 20089515

288 128 TXCl401 d im 30085 DB58TISSO2592EH 2006-0529

289 120 ~ ~ ~ 1 4 0 1 d im 30087 DB58TIS602593EH 2008-0530

290 130 ~ ~ ~ 1 4 0 1 d im 30111 D868TIS602594EH 2005-03-30 291 131 TXCl4Ol d l M 30089 DB58TIS6025MEH 2008-Oh07

292 132 TXC74O-1 dim 30090 DBS6TlS602594EH 20W-08-07 293 133 TXCl4Ol d im 30091 0858TIS602594EH 20060607 284 134 TXCl4O-1 d im 30088 DB58TIS602595EH 200amp0gt29 295 135 TXCl4O-1 d im 30092 DB58TIS804970EH 20W9g00 298 136 TXCllC-1 dltm 30003 DBS6TIS606356EH 20060615

297 137 TXC140-1 ditto 30096 DQ58TIS605357EH 20060617

298 138 TXC1C-1 ditm 30097 DQS8TIS67 20Oh0618

299

300 139

140

TXClIO-1

TXCl40-1

din0

dIW0

30095

30094

DB58TIS605558EH

D858TISW5359EH

200kO617

20W0615

301 141 TXCl40-1 d im 30100 DB58TIS8065llEH 200847-13

302 142 TXCl4C-1 d im 30008 DB58TIS606512EH 2006-07-10

303 143 TXCl4Ol ditto 30099 0858TIS606514EH 200647-11 s

304 1 Sl4LSC dl- OHKHEBCOE70001487 DB58TIS7W135EH 2007-07-08 2007-0124 200743-16

305 2 Sl4LSC ditto DHKHEBCOL70001968 0858TIS7W136EH 200741-10 2007-01-24 2007-0516

308 3 S14LSB dm0 DHKHEBC0670001969 DB58TlS700137EH 2007-01-10 200741-24 200703-20

307 4 SIILSC ditto DHKHEBCOL70001971 D858TIS700294EH 2007-01-11 200741-24 2007-03-19

308 5 Sl4L5B dM0 DHKHEBCOP7OOOlP02 DB58TIS702171EH 2007-03-02 200745-30 2007-04-27

309 8 S14LSB dltm DHKHEBCOC70001983 DB58TIS702113EH 2007-05-02 200745-30 200701-26

310 7 S14LSD d im DHKHEBCOS70001961 DB58TIS702116EH 2007-0502 20074630 200747-30

311 8 S14L50 ditm OHKHEBCOR0001993 OB58TIS7050WEH 2007-0712 200747-13 2007-09-12

312 g S14LSB dula DHKHEBCOA70001992 DB58TIS7WIWEH 2007-0703 200747-20 200708-22

313 10 Sl4LSB ditto DHKHEBCOH70001991 DBSBTIS708701EH 2007-0743 2007-07-20 20074623

314 11 Sl4LSB ditm DHKHEBCOK70001~90 DBS8TIS708702EH 20070743 20074720 2007-08-211

315 12 Sl4LSD d l P DHKHEBCOP70002002 DBS8TIS7074WEH 20074616 2007-1010 2007-10-28

316 13 S14LID dlW DHKHEBCOC70002003 DB58TIS707603EH 2007-08-17 2W71010 200710-1(1

317 14 Sl4LSD d l DHKHEBCOL70002005 D858TlS708236EH 20074905 20074826 200711-02

318 15 S14LSD d im DHKHEBCOA70002009 0858TIS7OP37EH 200149-05 2007-0828 2007-1049

319 16 S14L50 d im DHKHEQCOH7OOOmO8 OBSETiS708238EH 2W7-09-05 200749-16 20071049

320 17 Sl4LSD dill0 DHKHEBCOK70002007 DB58TIS706256EH 2007-09-05 2007-09-28 20071141

321 18 TXCl401 d im 30101 DB58TIS701287EH 20074247

322 ( V TXClIO-1 d im 30102 OB58TIS701288EH 2007-02-07

  • top of document
  • Purpose
  • Definitions
  • Statutory and Regulatory Authority
  • Background
  • Terms
  • Representation Regarding Emissions Compliance
  • Civil Penalty
  • Stipulated Penalties
  • General Provisions
  • ATTACHMENT 1 -Subject EngineTable
Page 17: .. Air Act (Act), 42 U.S.C. 65 · Certificate of Conformi@: the document issued by EPA to a manufacturer of nonroad compression ignition engines under 40 C.F.R. 8 89.105, after EPA

NO NO Vehilm Model Enptne Model Vahl~IaIVW Enpin SIN EM asernbly Kona Bhlp ~ece lvamtr 268 108 S14LH ditm DHKHEBCOV60001931 OBS8TIS609108EH 201-10-2E 2008-11-25 20074146

269 109 S14LSC d im DHKHEQCOSIOWIYO DB58TIS6W18lEH 2006-11-07 2006-11-25 2007-0145

270 110 Sl4L5C d im DHKHEBCOS600019Y DB58TIS60995SEH 2006-11-27 2008-1230 2007-01-30

271 111 Sl4LSC ditto DHKHEBCW60001855 OB58TIS610078EH 2W6-11-27 2006-12-22 2007-0141

272 112 S14L5B d l DHKHEBCOS700019~ DB58TIS610715EH 2007-0196 2007-01-24 20074310

273 113 Sl4LSB d l DHKHEBCOV70001963 DB58TIS611237EH 200741-03 200741-24 2007-03-20

2 114 SlILSC dim DHKHEBCOC70001966 DBS8TIS611238EH 2W741-08 2007-01-24 2007-0319 275 116 S14LSB d im DHKHEBCOP70001985 DBS8TIS611239EH 2W7-0196 200741-24 2007-03-23 276 l i b TXCIIO-1 d lM 30073 DBS8TIS6WM3EH 2006-02-10 277

278

278

117

116

119

TXCl40-1

TXCl40-1

TXC140-1

d im

dltm d im

30074

30078

30075

DB58TIS6OOM6EH

DBS8TIS8OlW2EH

DBSBTIS601W5EH

2008-02-11

2W6-02-11

2008-01-11

t

280 120 TXC14C-1 d im 30077 D858TIS601008EH 200802-13 281 121 TXCl4C-1 dula 30082 OB$8TIS601566EH 2W(i4gt16 262 122 TXCl4C-1 dltto 30084 DB$8TIS601590EH 2008-0316

283 123 TXClIO-1 d l 30C61 DBS8TIS601702EH 200605-15

284 124 TXC140-1 d l 3 0 1 0 D858TIS8Q1874EH 20145-15

285 125 TXCl4C-1 d im 30079 OB58TIS60lWBEH 20W-05-15

286 128 TXCl40-1 dim 30083 D858TIS601993EH 2006-03-16

2117 127 TXCl4O-1 d im 30078 DBfETISW1995EH 20089515

288 128 TXCl401 d im 30085 DB58TISSO2592EH 2006-0529

289 120 ~ ~ ~ 1 4 0 1 d im 30087 DB58TIS602593EH 2008-0530

290 130 ~ ~ ~ 1 4 0 1 d im 30111 D868TIS602594EH 2005-03-30 291 131 TXCl4Ol d l M 30089 DB58TIS6025MEH 2008-Oh07

292 132 TXC74O-1 dim 30090 DBS6TlS602594EH 20W-08-07 293 133 TXCl4Ol d im 30091 0858TIS602594EH 20060607 284 134 TXCl4O-1 d im 30088 DB58TIS602595EH 200amp0gt29 295 135 TXCl4O-1 d im 30092 DB58TIS804970EH 20W9g00 298 136 TXCllC-1 dltm 30003 DBS6TIS606356EH 20060615

297 137 TXC140-1 ditto 30096 DQ58TIS605357EH 20060617

298 138 TXC1C-1 ditm 30097 DQS8TIS67 20Oh0618

299

300 139

140

TXClIO-1

TXCl40-1

din0

dIW0

30095

30094

DB58TIS605558EH

D858TISW5359EH

200kO617

20W0615

301 141 TXCl40-1 d im 30100 DB58TIS8065llEH 200847-13

302 142 TXCl4C-1 d im 30008 DB58TIS606512EH 2006-07-10

303 143 TXCl4Ol ditto 30099 0858TIS606514EH 200647-11 s

304 1 Sl4LSC dl- OHKHEBCOE70001487 DB58TIS7W135EH 2007-07-08 2007-0124 200743-16

305 2 Sl4LSC ditto DHKHEBCOL70001968 0858TIS7W136EH 200741-10 2007-01-24 2007-0516

308 3 S14LSB dm0 DHKHEBC0670001969 DB58TlS700137EH 2007-01-10 200741-24 200703-20

307 4 SIILSC ditto DHKHEBCOL70001971 D858TIS700294EH 2007-01-11 200741-24 2007-03-19

308 5 Sl4L5B dM0 DHKHEBCOP7OOOlP02 DB58TIS702171EH 2007-03-02 200745-30 2007-04-27

309 8 S14LSB dltm DHKHEBCOC70001983 DB58TIS702113EH 2007-05-02 200745-30 200701-26

310 7 S14LSD d im DHKHEBCOS70001961 DB58TIS702116EH 2007-0502 20074630 200747-30

311 8 S14L50 ditm OHKHEBCOR0001993 OB58TIS7050WEH 2007-0712 200747-13 2007-09-12

312 g S14LSB dula DHKHEBCOA70001992 DB58TIS7WIWEH 2007-0703 200747-20 200708-22

313 10 Sl4LSB ditto DHKHEBCOH70001991 DBSBTIS708701EH 2007-0743 2007-07-20 20074623

314 11 Sl4LSB ditm DHKHEBCOK70001~90 DBS8TIS708702EH 20070743 20074720 2007-08-211

315 12 Sl4LSD d l P DHKHEBCOP70002002 DBS8TIS7074WEH 20074616 2007-1010 2007-10-28

316 13 S14LID dlW DHKHEBCOC70002003 DB58TIS707603EH 2007-08-17 2W71010 200710-1(1

317 14 Sl4LSD d l DHKHEBCOL70002005 D858TlS708236EH 20074905 20074826 200711-02

318 15 S14LSD d im DHKHEBCOA70002009 0858TIS7OP37EH 200149-05 2007-0828 2007-1049

319 16 S14L50 d im DHKHEQCOH7OOOmO8 OBSETiS708238EH 2W7-09-05 200749-16 20071049

320 17 Sl4LSD dill0 DHKHEBCOK70002007 DB58TIS706256EH 2007-09-05 2007-09-28 20071141

321 18 TXCl401 d im 30101 DB58TIS701287EH 20074247

322 ( V TXClIO-1 d im 30102 OB58TIS701288EH 2007-02-07

  • top of document
  • Purpose
  • Definitions
  • Statutory and Regulatory Authority
  • Background
  • Terms
  • Representation Regarding Emissions Compliance
  • Civil Penalty
  • Stipulated Penalties
  • General Provisions
  • ATTACHMENT 1 -Subject EngineTable