Adoption Guidance - Preparing, assessing and approving prospective adopters
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Transcript of Adoption Guidance - Preparing, assessing and approving prospective adopters
3. Preparing, assessing andapproving prospective adopters
This part of the guidance explains the duties of an adoption agency in respect of
prospective adopters. Where the case is about a prospective intercountry adopter, the
agency should follow both the main part of this chapter and the section about
additional requirements for prospective intercountry adopters.
Informing and counselling 3
Considering applications 7
Police checks 7
Preparation 10
Prospective adopter’s report 11
Adoption panel 15
Agency decision 16
Independent review panel 20
Approval review 20
Additional requirements for prospective intercountry adopter 22
Procedure following approval of prospective intercountry adopter 24
Adoption and Children Act 2002 Guidance: Chapter 3 1
In this chapter:
AAR – means the Adoption Agencies Regulations 2005.
AIR – means the Disclosure of Adoption Information (Post-Commencement Adoptions)
Regulations 2005.
ARR – means the Restriction on the Preparation of Adoption Reports Regulations 2005.
FER – means the Adoptions with a Foreign Element Regulations 2005.
ISR – means the Adoption Information and Intermediary Services (Pre-Commencement
Adoptions) Regulations 2005.
SAR – means the Suitability of Adopters Regulations 2005.
Specific regulation references appear as AAR 23.2, for example, which refers to
Adoption Agencies Regulation 23, paragraph 2.
Acronyms and terms are set out in the Glossary.
Timescales
1 The following timescales should generally be adhered to during this part of the
adoption process:
l written information about the adoption process should be sent within five working
days to the prospective adopter in response to their enquiry
l the prospective adopter should be invited to an adoption information meeting
within two months of their enquiry
l the adoption panel should receive all necessary information about the prospective
adopter from the agency within six weeks of the completion of the prospective
adopter’s report
l the adoption panel’s recommendation about the suitability of the prospective
adopter to adopt a child should be made within eight months of the receipt of their
formal application
l the agency’s decision on whether the prospective adopter should be approved as
suitable to adopt should be taken within seven working days of the adoption
panel’s recommendation
l the prospective adopter should be informed orally of the agency’s decision within
two working days and written confirmation should be sent to them within five
working days.
Adoption and Children Act 2002 Guidance: Chapter 32
2 Where the agency is unable to comply with a timescale or decides not to, it should
record the reasons on the prospective adopter’s case record. This might occur, for
example, where information needed by the agency is delayed, or where the
prospective adopter and the agency agree that more time is needed to complete
preparation or an assessment.
3 The agency should monitor its performance against these timescales and make this
information available in its annual report.
4 The agency should develop a plan for recruiting and preparing prospective adopters
who can meet the needs of children waiting for adoption. In developing this plan, the
agency should take into account past trends, anticipated needs, local consortia plans
and information from research and the Adoption Register. The plan should help the
agency focus its recruitment on groups of prospective adopters and to prioritise
applications according to the needs of children waiting for adoption.
5 Applicants should be made aware of how the agency intends to prioritise applications1.
Where there is a delay to a timescale in this guidance or additional timescales set by the
agency, the reasons should be explained to the applicant. They should be kept
informed of progress in relation to their case2.
INFORMING AND COUNSELLING: AAR 21
6 Where a couple or individual contact the agency and indicate an interest in adopting a
child, the agency should respond impartially and promptly. It should provide them
with general written information about adoption, children who need adoptive families,
the agency’s expectations of adopters, and where to obtain further information from
the agency or other agencies.
7 Local authorities have a duty under the Act to provide, or arrange to provide, a
domestic and intercountry adoption service. Where the enquiry is about adopting
a child from abroad and the agency is a VAA which is not registered to provide an
intercountry adoption service, it should offer general information about adoption
and provide details of agencies which can provide an intercountry adoption service.
8 If the enquirers subsequently approach the agency and express an interest in being
considered as prospective adopters by the agency, AAR 21 applies where the agency
starts to consider their suitability to adopt. The agency should carry out the following
steps:
Adoption and Children Act 2002 Guidance: Chapter 3 3
1 National Minimum Standard 3.3.
2 National Minimum Standard 4.9.
l provide a counselling service for the prospective adopter
l explain to the prospective adopter the procedure in relation to and the legal
implications of placement for adoption and adoption
l and provide the prospective adopter with written information about the above
matters as relevant.
9 In explaining placement for adoption and adoption, the agency should explain:
l placement by consent under section 19
l consent to the making of a future adoption order under section 20
l and placement orders.
10 Prospective adopters should be invited by the agency to participate in group
information meetings where they can hear about adoption and talk to adopters about
their experiences of parenting a child and the adoption process.
11 Counselling should enable the prospective adopter to consider whether they would
wish to adopt a child and to reflect on:
l the parenting needs of children the agency has placed for adoption or of children
who need adoption
l their expectations of adoption and the consequences for them and their family of
caring for and adopting a child who will probably have a range of complex needs.
12 The agency should provide the following information to the prospective adopter
during the counselling, orally and in writing:
l general details of children the agency has placed for adoption or of children who
need adoption, such as their age ranges, backgrounds and characteristics
l habitual residence and domicile requirements. The agency should encourage the
prospective adopter to seek independent legal advice if there are doubts about
whether they satisfy these requirements. See Annex A for more information
l how to apply to the agency to be considered as a prospective adopter
l the timescales set out in chapters 3 and 4 of this guidance
l where the application is accepted by the agency, its procedures and the reasons for:
l checks and references and the collection of information
l preparation
l assessment
Adoption and Children Act 2002 Guidance: Chapter 34
l the prospective adopter’s report (both the full report and the brief report)
l approval
l approval review
l matching and the Adoption Register
l placement for adoption
l adoption support
l placement reviews
l adoption
l safeguarding information and possible disclosure of information where the
adopted person is an adult1
l their right to make complaints
l the role of the independent review panel, when and how representations may be
made to it.
13 If the agency has specific selection criteria based on particular religious beliefs,
applicants should be informed and, if necessary, be referred to another agency.
Applicants must not be automatically excluded on the grounds of age, health or other
factors, except in the case of certain criminal convictions, as set out in AAR 23, and their
eligibility to apply for an adoption order under section 49 of the Act.
14 Foster carers who express an interest in adopting children in their care should be given
advice about the procedures that will apply in their case.
15 At an early stage, the prospective adopters should be given an explanation of the need
for the agency to conduct checks into their backgrounds and into the backgrounds of
any other adult members of their household. The agency should make it clear that where
such checks result in relevant previous convictions or cautions coming to light it may not
be able to proceed with their application, but will only be permitted to disclose the
specific reasons to the person who has the conviction or caution2.
16 Some prospective adopters may have already been given information and counselling;
AAR 21 also makes it clear that the duty to provide information and counselling does
not apply if the agency is satisfied that another agency has fulfilled the requirements
set out in the regulation.
Adoption and Children Act 2002 Guidance: Chapter 3 5
1 Chapter 10 explains the operation of the ISR, which provide for the disclosure of information in cases where the adoption order is made before the date onwhich the Act commences. Chapter 11 explains the operation of the AIR, which provides for the disclosure of information in cases where the adoption order ismade on or after the date on which the Act commences.
2 Further advice is set out in the practice guidance for assessing prospective adopters.
Adoption and Children Act 2002 Guidance: Chapter 36
PREPARING AND ASSESSING PROSPECTIVE ADOPTERS
Informing and counselling
AAR 21
Considering applications
AAR 22
Preparing prospective adopter’s report and other reports
AAR 25.1 to 25.7
Providing applicant with copy of the prospective adopter’s report and inviting
their comments, and sending the report to the adoption panel
AAR 25.8 to 25.9
Adoption panel considers the case, makes recommendation and gives advice
AAR 26
Agency decision maker’s role
AAR 27.1 to 27.2
Police checks
AAR 23
Preparation
AAR 24
Agency determination not to approve,
notification, and possible review by adoption
panel or IRM panel
AAR 27.4 to 27.8
Agency decides to
approve and notifies
prospective adopter
AAR 27.3
Agency decides not to approve and notifies
prospective adopter
AAR 27.9
Matching and placement
See guidance in
Chapter 4
Where child not placed with prospective
adopter, agency reviews approval and may
submit a review report to the adoption panel
AAR 29
CONSIDERING APPLICATIONS: AAR 22
17 Before the agency initiates police checks under AAR 23, adoption preparation under
AAR 24 or the preparation of the prospective adopter’s report under AAR 25, it should
decide whether to provide the applicant with the agency’s application form for
prospective adopters. In making this decision, the agency should consider whether the
applicant has been sufficiently counselled and informed.
18 Where the agency has complied with its duties under AAR 21 and received its written
application form from a prospective adopter for an assessment of their suitability to
adopt, AAR 22 applies. AAR 22 stipulates that the agency must set up a case record in
respect of that prospective adopter (“the prospective adopter’s case record”) and
consider his or her suitability to adopt a child.
19 AAR 22 provides that the agency may ask the prospective adopter to provide any
further information in writing the agency may reasonably require. AAR 22 also
stipulates that the agency must place on the prospective adopter’s case record:
l the prospective adopter’s application
l the information and reports obtained by the agency under Part 4 of the AAR
l the prospective adopter’s report and his observations
l the minutes of the adoption panel under AAR 26 (and, where it applies, regulation
AAR 27.6), its recommendation and the reasons for its recommendation and any
advice given by the panel to the agency
l the agency’s decision under AAR 27.3, 27.5 or, as the case may be, 27.9
l where the prospective adopter applies for a review by an independent review panel,
the recommendation of that review panel
l where applicable, the prospective adopter’s review report and his observations
l any other documents or information obtained by the agency which it considers
should be included in the case record.
POLICE CHECKS: AAR 23
20 The safety and welfare of the child are paramount and it is vital that the background of
prospective adopters is checked rigorously. AAR 23 requires the agency to conduct
police checks – also known as enhanced CRB checks – into the background of the
applicants and any adult members of their household. Ideally, these should be
completed before the agency commences the preparation and assessment of the
prospective adopters but in practice this may not be possible: these stages may need
Adoption and Children Act 2002 Guidance: Chapter 3 7
to proceed in parallel with checks and references. However, the assessment should not
be concluded until the checks have been completed.
21 Where an agency is not reasonably able to conduct police and other background
checks on the prospective adopter, for example where they have lived abroad for an
extended period, it must decide whether it should carry out any other checks or take
up additional references. It should then decide whether it has sufficient information to
justify proceeding with the prospective adopter’s application. If it decides to proceed
with the application, it should make a record of its decision and its reasons, and place
this on the prospective adopter’s case record.
22 AAR 23 stipulates that in checking the background of the prospective adopter the
agency must take steps to obtain an enhanced criminal record certificate1. Where
another member of the prospective adopter’s household is an adult, AAR 23 also
requires the agency to obtain an enhanced criminal record certificate for that person
too2.
23 AAR 23.2 stipulates that an agency may not consider a person suitable to adopt a child
if he or any adult member of his household:
l has been convicted of a specified offence committed at the age of 18 or over
l or has been cautioned by a constable in respect of a specified offence which, at the
time the caution was given, he admitted.
24 A “specified offence” means:
l an offence against a child3
l an offence specified in AAR Part 1, Schedule 3
l an offence contrary to section 170 of the Customs and Excise Management Act 1979.
This relates to goods which are prohibited to be imported under section 42 of the
Customs Consolidation Act 1876 (prohibitions and restrictions relating to
pornography) where the prohibited goods included indecent photographs of
children under the age of 16
l any other offence involving bodily injury to a child, other than an offence of
common assault or battery.
Adoption and Children Act 2002 Guidance: Chapter 38
1 Within the meaning of section 115 of the Police Act 1997 including the matters specified in subsection (6A) of that section. The text of this amended Act isavailable from: www.opsi.gov.uk/acts.htm
2 Within the meaning of section 115 of the Police Act 1997 including the matters specified in subsection (6A) of that section.
3 Within the meaning of section 26(1) of the Criminal Justice and Court Services Act 2000, except that it does not include an offence contrary to section 9 of theSexual Offences Act 2003 (sexual activity with a child) in a case where the offender was under the age of 20 and the child was aged 13 or over at the time theoffence was committed. The text of this Act is available from: www.opsi.gov.uk/acts.htm
25 AAR 23.4 also stipulates that an agency may not consider a person suitable to adopt if
he or any adult member of his household:
l has been convicted of an offence in AAR paragraph 1, Part 2, Schedule 3, which was
committed at the age of 18 or over
l has been cautioned by a constable in respect of an offence in AAR paragraph 1, Part
2, Schedule 3, which, at the time the caution was given, was admitted
l or falls within AAR paragraph 2 or 3, Part 2, Schedule 3.
26 This applies even though the statutory offences specified in AAR Part 2, Schedule 3,
have been repealed.
27 Where an agency becomes aware that a prospective adopter or any adult member of
his household falls within AAR 23.2 or 23.4, the agency must notify the prospective
adopter as soon as possible that he cannot be considered suitable to adopt a child.
28 Information relevant to the prospective adopter’s application, which the agency has
obtained from the CRB, may be retained by the agency on the prospective adopter’s
case record for a limited time only. This information should be destroyed when either:
l the agency decides under AAR 27.3 that the prospective adopter is suitable to
adopt a child
l or the agency decides under AAR 27.8 whether the prospective adopter is suitable
to adopt a child.
29 The agency should note on the prospective adopter’s case record that it has destroyed
the CRB information and that this information had led the agency to form a particular
view, without citing the information itself.
30 Where an offence does not fall within AAR 23.2 or 23.4, the agency must exercise its
discretion and decide whether to proceed with a prospective adopter’s application. It
should record its reasons and its decision on the prospective adopter’s case record.
31 In circumstances where the application is a joint application, the agency should only
inform the applicant who is the convicted or cautioned individual of the specific reason
for terminating the application1. The social worker should explain to that person that
the agency may not inform the other person of the conviction or caution but will
inform them that as a consequence of information obtained from the checks the joint
application cannot proceed.
Adoption and Children Act 2002 Guidance: Chapter 3 9
1 As a recipient of information disclosed under the Police Act 1997, the agency is restricted from disclosing such information to persons not authorised to receiveit under section 124 of the 1997 Act. Section 124 makes unauthorised disclosure an offence.
32 In counselling the person with the conviction or caution, the agency may consider it
appropriate to suggest that they consider disclosing their conviction or caution to the
other person so that that person has a clear understanding of why the joint application
cannot proceed.
33 Where the checks lead to the agency obtaining information about another adult
member of the household, and that information obtained indicates that the agency
should terminate the application, the agency is again restricted from disclosing the
conviction or caution that prevents the application proceeding. It may inform the other
adult member of the household and suggest that he inform the applicants but it may
not do so itself. In such a case, the agency should counsel the applicants that its checks
indicate that the agency should not proceed with their application.
34 There may be other offences or cautions that might lead the agency to consider that
the applicants may not be suitable. An explanation of these is set out in the practice
guidance for assessing prospective adopters.
PREPARATION: AAR 24
35 AAR 24 requires the agency to make arrangements for the prospective adopter to be
given adoption preparation. Some prospective adopters may already have recent
experience of caring for a child, as parents, foster carers or child minders. Some may be
applying to adopt for a second time. This regulation provides for the agency to decide
the nature of the preparation that is most appropriate for the prospective adopter.
Adoption preparation may be provided by the agency itself or by arrangement with
another agency or adoption support agency.
36 AAR 24 stipulates that adoption preparation includes the provision of information to
the prospective adopter about:
l the age range, sex, likely needs and background of children who may be placed for
adoption by the agency
l the significance of adoption for a child and his family
l contact between a child and his parent or guardian or other relatives where a child
is authorised to be placed for adoption or is adopted
l the skills which are necessary for an adoptive parent
l the agency’s procedures in relation to the assessment of a prospective adopter and
the placement of a child for adoption
l and the procedure in relation to placement for adoption and adoption.
Adoption and Children Act 2002 Guidance: Chapter 310
37 This regulation also makes it clear that the duty does not apply if the agency is satisfied
that another agency has fulfilled these requirements.
38 All prospective adopters will need some form of adoption preparation. The agency will
need to decide its form and substance, using the Standard Curriculum in the practice
guidance on the assessment of prospective adopters as a guide and arranging
preparation that takes into account the prospective adopter’s circumstances. While
group preparation should be the standard method there may need to be some form of
individual preparation for some prospective adopters.
39 Prospective adopters should also be given the opportunity to hear about preparation
and support services available to adopters and to talk to others who have adopted
children.
PROSPECTIVE ADOPTER’S REPORT: AAR 25
40 Where the agency has completed the police checks and preparation for the
prospective adopter and considers that they may be suitable to adopt a child, AAR 25
applies. AAR 25.2 requires the agency to obtain the information about the prospective
adopter that is specified in Part 1, Schedule 4 of the AAR. The practice guidance on
assessing prospective adopters provides advice on how to evaluate this information.
41 The prospective adopter’s social worker should check whether any issues were
identified during the adoption preparation of the prospective adopter that may need
to be explored or clarified during their assessment. For instance, where there might be
particular concerns about their suitability to be an adopter.
42 In conducting their assessment, the social worker should analyse and consider the
information they ascertain from and about the prospective adopter. The approach
should be objective and inquiring: information should be evaluated and its accuracy
and consistency checked.
43 AAR 25.3 stipulates that the agency must obtain:
l a written report from a registered medical practitioner about the health of the
prospective adopter following a full examination. The report must include the
matters specified in Part 2, Schedule 4 of the AAR, unless the agency has received
advice from its medical adviser that such an examination and report is unnecessary.
This might be, for example, where the prospective adopter is a foster carer and the
agency already has their health report
Adoption and Children Act 2002 Guidance: Chapter 3 11
l a written report of each of the interviews with the persons nominated by the
prospective adopter to provide personal references. Practice guidance on assessing
prospective adopters provides advice on obtaining and considering references from
ex-partners or adult children of a prospective adopter.
44 AAR 25.4 stipulates that the agency must ascertain whether the local authority in
whose area the prospective adopter has their home has any information about the
prospective adopter that may be relevant to the assessment. If so, the agency must
obtain from that authority a written report setting out the information. Local
authorities being asked for this information should comply with these requests as soon
as practicable.
45 The prospective adopter may have lived for only a short period in the area of their local
authority. In such cases, the agency will need to decide whether it should obtain
information from former local authorities where the prospective adopter has
previously lived. The extent to which the agency needs to obtain information from
other local authorities will be governed by the circumstances of the case and the
agency will need to make its own judgement.
46 In requesting information from a local authority, the agency should seek to ascertain
whether its records for social services and education, including the child protection
register, hold relevant information about the prospective adopter. Information held by
education services may not always be shared with social services. Protocols operated
by social services may restrict access to the child protection register to cases where
there is concern for the safety of a child, which means that an adoption check may not
lead to the child protection register being checked in relation to a prospective adopter
unless such a check is specifically requested.
47 Where the agency has obtained the information specified under AAR 25.2, 25.3 and
25.4, it is then required by AAR 25.5 to prepare a written report – “the prospective
adopter’s report”. ARR 3 sets out the qualifications and experience necessary for a
person to prepare this report1. The prospective adopter’s report is to include:
l the information about the prospective adopter and his family which is specified
in AAR Part 1, Schedule 4
l a summary, written by the agency’s medical adviser, of the state of health of the
prospective adopter
l any relevant information the agency obtains from the prospective adopter’s local
authority, AAR 25.4
Adoption and Children Act 2002 Guidance: Chapter 312
1 See the guidance about ‘adoption reports’ in chapter 1.
l any observations of the agency on the matters referred to in AAR 21, 23 and 24
l the agency’s assessment of the prospective adopter’s suitability to adopt a child
l and any other information which the agency considers to be relevant.
48 The social worker who assesses the prospective adopter should draft the report for the
adoption panel, highlighting any issues of concern, and submit it to his or her team
manager. The manager should arrange for another team manager or another adoption
social worker to visit the prospective adopter to discuss any issues of concern or where
clarification is needed. A visit by another social worker provides the opportunity for
securing a second opinion on the prospective adopter and their assessment before the
report to the panel is finalised.
49 When making a report under AAR 25.5 (the prospective adopter’s report) and AAR
29.4 (the prospective adopter’s review report) about the suitability of the prospective
adopter to adopt a child, SAR 3 requires the agency to take into account information it
has obtained under:
l AAR 21 or FER 14.1 (informing and counselling)
l AAR 23.1.a and 23.1.b (police checks)
l AAR 24 (preparation)
l AAR 25.2 (information set out in Part 1, Schedule 4 of the AAR)
l AAR 25.3.a (health report)
l AAR 25.3.b (report of interview with referees)
l AAR 25.4 (local authority report)
50 Where the agency is determining the suitability of a couple to adopt, SAR 4.2 requires
that proper regard is had to the need for stability and permanence in their relationship.
This requirement applies whether the couple concerned are married, have entered into
a civil partnership or are two people – whether of different sexes or the same – living
as partners in an enduring family relationship.
51 The agency will need to consider whether the relationship is stable and permanent and
also whether it has the strength to withstand the demands that an adoption placement
may bring. The practice guidance on the assessment of prospective adopters provides
detailed advice on how such an assessment of stability and permanence may be made.
Adoption and Children Act 2002 Guidance: Chapter 3 13
52 AAR 25.7 provides for cases where the agency’s assessment of the prospective adopter
obtains any information – including information set out in Part 1, Schedule 4 of the
AAR (AAR 25.2); the health report or report of interview with referees (AAR 25.3); or
the local authority report (AAR 25.4) – that leads the agency to consider that the
prospective adopter may not be suitable to adopt. Under AAR 25.7, the agency may
prepare a brief prospective adopter’s report (AAR 25.5) even though it may not have
obtained all the information required by AAR 25.
53 In cases provided for by AAR 25.7, the social worker who assesses the prospective
adopter should seek advice from their social work team leader or line manager.
Depending on the nature of the information, advice may also need to be sought from
the agency’s medical adviser or legal adviser, or both. The agency should counsel the
prospective adopter, involving other professionals as appropriate, for example
ensuring health professionals counsel the applicant about information related to their
health. As a result of the counselling and advice, the prospective adopter may decide
to withdraw their application. If the prospective adopter decides not to withdraw their
application, the agency should prepare the brief prospective adopter’s report.
54 Where the prospective adopter’s report – the full report or brief report – is to be
referred to the adoption panel, AAR 25.8 requires the agency to notify the prospective
adopter and to give them a copy of the prospective adopter’s report. At the same time
the agency is to invite the prospective adopter to send it their views on the report in
writing within 10 working days, starting with the date on which the notification is sent.
55 At the end of the 10 working days, or earlier if the agency receives the prospective
adopter’s views sooner, the agency is required by AAR 25.9 to send to the adoption
panel:
l the prospective adopter’s report and the prospective adopter’s views
l the reports referred to in AAR 25.3 and 25.4. These are the health report on the
prospective adopter, the report on the interviews with the individuals who provided
personal references, and where relevant the report from the prospective adopter’s
local authority. As these reports are not part of the prospective adopter’s report,
they are not shared with the prospective adopter
l and any other relevant information obtained by the agency. As this information is
not part of the prospective adopter’s report, it is not shared with the prospective
adopter.
56 The other relevant information that the agency might obtain could include, for
example, confidential “soft information” from police checks, also known as “Additional
Information”. This is information that a chief police officer has authorised for disclosure
Adoption and Children Act 2002 Guidance: Chapter 314
to the agency under section 115(8) of the Police Act 1997. Such information may not be
disclosed to the person it is about but it needs to be considered in those relatively rare
cases where it is disclosed to the agency.
57 Where the adoption panel requests other relevant information, AAR 25.10 requires the
agency to obtain it, so far as is reasonably practicable, and send it to the panel. For
example, in a case where the agency has prepared a brief prospective adopter’s report
under AAR 25.7, the panel may request a full report or it may be satisfied that the
shorter report provides sufficient information to enable it to make a recommendation.
ADOPTION PANEL: AAR 26
58 Where the agency refers a prospective adopter’s case to the adoption panel, AAR 26
stipulates that the panel must consider the case and make a recommendation to the
agency as to whether the prospective adopter is suitable to adopt a child.
59 In considering what recommendation to make, AAR 26.2 requires that the panel:
l must consider and take into account all the information and reports passed to it
l may ask the agency to obtain any other relevant information that the panel
considers necessary
l and may obtain legal advice as it considers necessary in relation to the case.
60 Where the panel recommends that the prospective adopter is suitable to adopt a child,
AAR 26.3 provides that the panel may consider and give advice to the agency about
the number of children the prospective adopter may be suitable to adopt, their age
range, sex, likely needs and background. The panel will need to consider the strengths
and weaknesses of the prospective adopter, as indicated by the prospective adopter’s
report, particularly the information that sets out their adoptive capacity. Panel advice
on such matters will inform subsequent matching of the prospective adopter with a
child, but the agency is not restricted by such advice as it would be if given as a formal
recommendation.
61 AAR 26.4 stipulates that the panel is to invite the prospective adopters to attend a
meeting of the panel before it makes a recommendation about their suitability to
adopt. In inviting the prospective adopter to the panel’s meeting, it should make it
clear that the purpose of the meeting is to provide an opportunity for both the panel
and the prospective adopter to discuss and clarify the prospective adopter’s reasons
for wishing to adopt, and any other matter that either party considers relevant to the
application.
Adoption and Children Act 2002 Guidance: Chapter 3 15
62 The invitation should also make it clear that the prospective adopters are under no
obligation to meet with the panel; if they decline the invitation this in itself should
never be considered as a reason for recommending that they are unsuitable to adopt.
The agency should at this time also provide the prospective adopter with advice, as
appropriate, about the panel meeting, including information about how it will be
conducted.
63 Where the prospective adopter attends to meet the panel, the agency should explain
to them who will be present from the panel and their individual panel roles. This
explanation should include a description of the process of the meeting and its aims.
AGENCY DECISION: AAR 27
64 When the agency receives the recommendation of the adoption panel as to whether
the prospective adopter is suitable to adopt a child, AAR 27 applies. This requires the
agency to decide whether the prospective adopter is suitable to adopt a child.
65 Where the panel has provided the agency with advice, as it may under AAR 26.31, the
decision maker may express a view on such advice. This is not the same as a decision
on the prospective adopter’s suitability. Where the decision maker expresses a view on
this aspect of the panel’s advice, this may be taken into account by the agency during
the matching process together with other factors such as the further development of
the prospective adopter’s capacity.
66 Where the agency is determining the suitability of a couple to adopt a child, SAR 4.2
requires that proper regard is had to the need for stability and permanence in their
relationship. This requirement applies whether the couple concerned are married, have
entered into a civil partnership or are two people – whether of different sexes or the
same – living as partners in an enduring family relationship.
67 Before reaching a decision on the panel’s recommendation and a view on the panel’s
advice, the agency decision maker should consider the minutes of the panel meeting
and the reports submitted to the panel that considered the prospective adopter’s
application and made the recommendation. In reading the minutes of the meeting, he
or she should have particular regard to the panel’s reasons for making the
recommendation and any particular concerns that are recorded in the minutes.
68 The agency decision maker’s decision, the reasons for that decision and any view the
decision maker provides on the panel’s advice should be recorded on the prospective
adopter’s case record, as required by AAR 22. Where the decision maker is minded not
to accept the adoption panel’s recommendation, he or she should discuss this with
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1 Advice to the agency about the number of children the prospective adopter may be suitable to adopt, their age range, sex, likely needs and background.
another senior person in the agency who is not a member of the panel. The outcome
of that discussion should also be recorded on the prospective adopter’s case record.
69 AAR 27.2 prohibits any member of the panel from taking part in the agency’s decision.
It is essential that the fundamental decision about the suitability of the prospective
adopter is objective and impartial. It should be taken by the agency decision maker, a
senior person in the agency – such as the agency’s adoption manager or assistant
director – who is not a member of the panel that submitted the recommendation.
70 Where the agency decides to approve the prospective adopter as suitable to adopt a
child, AAR 27.3 requires it to notify them in writing of its decision.
71 Where the agency considers that the prospective adopter is not suitable to adopt a
child, AAR 27.4 requires it to:
l notify the prospective adopter in writing that it proposes not to approve them as
suitable to adopt a child. This is a “qualifying determination”
l send with that notification its reasons together with a copy of the recommendation
of the adoption panel if that recommendation is different
l advise the prospective adopter that within 40 working days, starting with the date
on which the notification was sent, they may:
l submit any representations they wish to make to the agency
l or apply for a review by an independent review panel of the qualifying
determination by writing to the Independent Review Panel administrator. Annex
D provides more information.
72 Where the prospective adopter does not make any representations to the agency
or apply for a review by an independent review panel within the 40 working days, AAR
27.5 requires the agency to proceed with its decision. It is also to notify the prospective
adopter in writing of its decision together with the reasons for that decision.
73 Where the agency receives further representations from the prospective adopter
within 40 working days, it may under AAR 27.6 refer the case, together with all the
relevant information, to the adoption panel for further consideration. It is not, however,
obliged to do so. Where the agency refers the case to the panel, it is required by AAR
27.7 to consider the case again and make a fresh recommendation to the agency as to
whether the prospective adopter is suitable to adopt a child.
Adoption and Children Act 2002 Guidance: Chapter 3 17
74 The requirement for the agency to reach a decision on the case of the prospective
adopter is subject to AAR 27.8, which applies where (a) the agency referred the case
back to the panel under AAR 27.6, or (b) where the prospective adopter applied for
a review by an independent review panel.
75 Where (a) applies, the agency must make the decision only after taking into
account the recommendations of the adoption panel made under both AAR 27.7 and
AAR 26.
76 Where (b) applies, the agency must make the decision only after taking into account
the recommendation of the independent review panel and the recommendation of the
adoption panel made under AAR 26. The independent review panel cannot overturn
the agency’s decision as it does not have the power to do so.
77 AAR 27.9 requires that as soon as possible after making its decision under AAR 27.8,
the agency is to notify the prospective adopter in writing of its decision, stating its
reasons for that decision if it does not consider the prospective adopter suitable to
adopt a child. Where the adoption panel’s recommendation, made under AAR 27.7, is
different from the agency’s decision, the agency is to also provide the prospective
adopter with information about the panel’s recommendation.
78 Where an independent review panel has made a recommendation, AAR 27.10
stipulates that the agency is to send to the Independent Review Panel administrator a
copy of its decision on the prospective adopter’s suitability to adopt.
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Adoption and Children Act 2002 Guidance: Chapter 3 19
PANEL RECOMMENDATIONS AND AGENCY DECISION IN RESPECT OF PROSPECTIVE ADOPTERS
Panel to consider the case of the
prospective adopter and make
recommendation as to whether the
prospective adopter is suitable to
adopt a child
AAR 26.1
Panel must consider and take into
account all the information and
reports passed to it in accordance
with AAR 25
AAR 26.2
The adoption panel may give
advice about the number of
children the prospective adopter
may be suitable to adopt, their age
range, sex, likely needs and
background
AAR 26.3
Panel may request the agency to
obtain any other relevant information
that the panel considers necessary
and may obtain legal advice in
relation to the case
AAR 26.2
Where the agency considers that
the prospective adopter is suitable
to adopt it must notify him in
writing of its decision
AAR 27.3
No panel member shall take part
in any decision about whether
the child should be placed for
adoption
AAR 27.2
Where agency considers the prospective adopter is not
suitable, it must notify him in writing and advise him that
within 40 days he may submit representations to the
agency or apply for a review by the Independent Review
Panel
AAR 27.4
Panel to invite prospective
adopters to attend a meeting
of the panel
AAR 26.4
Agency must decide whether the
prospective adopter is suitable
to adopt a child
AAR 27.1
INDEPENDENT REVIEW PANEL: AAR 28
79 If the agency receives notification from the Independent Review Panel administrator
that a prospective adopter has applied for a review by an independent review panel of
the qualifying determination, AAR 28 requires the agency – within 10 working days of
receiving the notification – to send to the Independent Review Panel administrator:
l all of the documents and information which were passed to the adoption panel
under AAR 25:
l the prospective adopter’s report and the prospective adopter’s views
l the prospective adopter’s health report, references and information from their
local authority
l and any other relevant information obtained by the agency.
l any relevant information about the prospective adopter that the agency obtained
after the day the above documents and information were passed to the adoption
panel
l and the documents referred to in AAR 27.4:
l the agency’s notification that it proposes not to approve the prospective adopter
– the qualifying determination
l the agency’s reasons and a copy of the recommendation of the adoption panel if
that recommendation is different to the qualifying determination.
APPROVAL REVIEW: AAR 29
80 Where the prospective adopter has been approved as suitable to adopt a child, the
agency will be trying to match them with a child and the adoption social worker should
maintain contact with the prospective adopter and keep them informed of progress.
However, the agency may not always be aware that the circumstances of the
prospective adopter are changing or have changed. This could arise where:
l a couple separates
l the prospective adopter becomes pregnant or has given birth to a child
l there are substantive changes in their health or their economic circumstances
l concerns are raised about child welfare and safety
l any other matters arise which may affect their suitability to adopt.
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81 AAR 29 requires the agency to review the prospective adopter’s approval periodically
until a child is placed for adoption with the prospective adopter.
82 AAR 29.2 stipulates that a review of the approval of the prospective adopter’s
suitability to adopt take place:
l whenever the agency considers it necessary
l but otherwise not more than one year after approval and afterwards at intervals of
not more than a year.
83 When carrying out a review the agency must:
l make enquiries and obtain information it considers necessary in order to review
whether the prospective adopter continues to be suitable to adopt
l and ascertain and take into account the views of the prospective adopter.
84 The social worker conducting the review should be the adoption team manager or
could be another social worker who did not conduct the original assessment. The
review should consider the prospective adopter’s family circumstances, health,
economic circumstances, work commitments, and whether police and medical checks
are still up-to-date. For example, where the police checks are more than two years old,
these should be renewed.
85 The prospective adopter should be asked whether their health remains unchanged
since the previous medical checks arranged by the agency; advice on whether these
should be renewed should be sought from the agency’s medical adviser. Where the
agency completes its review and considers that the prospective adopter remains
suitable to adopt, it need only to inform the prospective adopter and to record its view
on the prospective adopter’s case record.
86 Where the agency completes its review and considers that the prospective adopter
may no longer be suitable to adopt, AAR 29.4 requires it to:
l prepare a written report – the prospective adopter’s review report – which is to
include the agency’s reasons
l notify the prospective adopter that their case is to be referred to the adoption panel
l give the prospective adopter a copy of the report and invite them to send any views
on it to the agency within 10 working days of the date on which the report is
provided.
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87 After the 10 working days or sooner if the prospective adopter’s comments are
received earlier, the agency is required by AAR 29.5 to send the prospective adopter’s
review report with the prospective adopter’s views to the adoption panel.
88 Where the adoption panel requests other relevant information, AAR 29.6 requires the
agency to obtain it, so far as is reasonably practicable, and send it to the panel.
89 AAR 29.7 requires the panel to consider the prospective adopter’s review report, the
prospective adopter’s views, and any other information passed to it by the agency.
It then needs to recommend to the agency whether or not the prospective adopter
continues to be suitable to adopt a child.
90 The agency is then required by AAR 29.8 to decide whether or not the prospective
adopter continues to be suitable to adopt a child. AAR 29.8 stipulates that AAR 27.2
to AAR 27.10 also apply to this agency decision, ensuring that the same requirements
apply in these cases for:
l notifying the prospective adopter of the agency’s decision about their suitability to
adopt
l where the agency makes a qualifying determination not to approve:
l sending its reasons and a copy of the panel’s recommendation if different
l advising them of the 40 working day period for submitting representations or
applying for a review by an independent review panel
l having considered the recommendations of either the adoption panel or
independent review panel, reaching a decision and notifying the prospective
adopter.
91 In some cases the prospective adopter may accept, with the help of counselling, that
as their circumstances have changed significantly they are no longer suitable to adopt.
The agency should note this on the prospective adopter’s case record and ensure that
the panel is informed that the prospective adopter no longer wishes to adopt. If this
occurs prior to the prospective adopter’s review report being prepared or submitted to
the panel, there is no need for the agency to carry out the subsequent actions set out
in this regulation.
ADDITIONAL REQUIREMENTS FOR PROSPECTIVE INTERCOUNTRY ADOPTER
92 This part of the guidance explains the additional duties of an agency where it is
preparing, assessing and approving a prospective intercountry adopter where the UK
is the receiving State. The preceding guidance in this chapter applies together with the
guidance that follows below.
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93 Duties of the agency in non-Convention cases are provided by the AAR. In Convention
cases, the FER apply in conjunction with the AAR in relation to the following:
l Informing and counselling (FER 13, 14 and AAR 21)
l Considering applications (FER 15 and AAR 22)
l Police checks (FER 15 and AAR 23)
l Prospective adopter’s report (FER 15 and AAR 25)
l Adoption panel (FER 15 and AAR 26)
l Agency decision (FER 16 and AAR 27)
l Approval review (FER 17 and AAR 29)
INFORMING AND COUNSELLING: FER 13 AND 14, AND AAR 21
94 The agency should provide the following information to the prospective adopter
during their counselling, orally and in writing: general details about the intercountry
adoption process, the countries from which children may be adopted, and details of
the fees involved.
95 Where the agency starts to consider the suitability to adopt of a prospective
intercountry adopter, the agency is also to explain to them the procedure in relation to
and the legal implications of:
l in a Convention case, adopting a child in accordance with the Convention from the
child’s State of origin (FER 14). The agency must also ensure that the prospective
adopter is eligible to adopt under the Convention. FER 13 states that the agency
may not consider the application unless the prospective adopter has attained the
age of 21 years and has been habitually resident in the British Islands for at least one
year ending with the date of application
l in a non-Convention case, adopting a child from the country from which the
prospective adopter wishes to adopt (AAR 21).
CONSIDERING APPLICATIONS: FER 15
96 In a Convention case, FER 15 stipulates that the agency must also place on the
prospective adopter’s case record any information obtained under FER Chapter 1,
Part 3. FER 15.2 stipulates that the agency may not consider an application unless it is
satisfied that the requirements in FER 14 and AAR 23 (police checks) and AAR 24
(adoption preparation) have been met.
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PROSPECTIVE ADOPTER’S REPORT: FER 15 AND AAR 25
97 In the case of a prospective intercountry adopter, FER 15.4 and AAR 25.6 stipulate that
the prospective adopter’s report is also to include:
l the name of the State from which the prospective adopter wishes to adopt
l confirmation that the prospective adopter is eligible to adopt a child under the laws
of that State
l any additional information obtained as a consequence of the requirements of that
State
l and the agency’s assessment of the prospective adopter’s suitability to adopt a child
who is habitually resident in that State.
98 When making a report about the suitability of the prospective adopter to adopt a
child1, in a Convention case, SAR 3 requires that the agency is also to take into account
information it has obtained under FER 15.4 (additional information to be included in
the prospective adopter’s report).
APPROVAL REVIEW: FER 17 AND AAR 29
99 Where the prospective adopter has been approved as suitable to adopt a child, the
relevant authority in the State of origin will be trying to match them with a child,
having received their processed application from the DfES.
100 FER 17 and AAR 29 requires the agency to review the prospective adopter’s approval
periodically until:
l in a Convention intercountry case, when the agency receives written notification
from the relevant Central Authority that the agreement under Article 17(c) of the
Convention has been made
l in a non-Convention intercountry case, the prospective adopter has visited the child
in the country where the child is habitually resident and has confirmed in writing to
the agency that he or she wishes to proceed with the adoption.
PROCEDURE FOLLOWING APPROVAL OF PROSPECTIVE INTERCOUNTRY ADOPTER: FER
18 AND AAR 30
101 Where the agency decides to approve a prospective adopter as suitable to adopt a
child habitually resident outside the British Islands, FER 18 and AAR 30 require the
agency to send to the DfES:
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1 The prospective adopter’s report, under AAR 25.5, and the prospective adopter’s review report, AAR 29.4 .
l written confirmation of the agency’s decision and any recommendation the agency
may make about the number of children the prospective adopter may be suitable to
adopt, their age range, sex, likely needs and background. The agency
recommendation will not come from the adoption panel, which is limited by
AAR 26 to a recommendation of suitability to adopt, but may be informed by
the panel’s advice, provided under AAR 26.3
l all the documents and information which were passed to the adoption panel
in accordance with FER 15 and AAR 25:
l the prospective adopter’s report and the prospective adopter’s views
l the prospective adopter’s health report, references and information from their
local authority
l and any other relevant information obtained by the agency
l the minutes of the relevant part of the adoption panel’s meeting, its
recommendation and the reasons for its recommendation
l if the prospective adopter applied to the Independent Review Panel administrator
for a review by an independent review panel of a qualifying determination, the
minutes of that panel, its recommendation and the reasons for its recommendation
l and any other information relating to the case which the DfES or the relevant
authority in the State of origin may require.
102 The DfES will check the application and will normally issue a certificate of eligibility
to adopt. The agency should inform the prospective adopter that he or she must
receive written notice that a certificate has been issued before bringing a child into the
UK and that failure to do so may prevent a Convention adoption from going ahead and
is an offence under section 83 of the Act in a non-Convention case. See Annex C for
more information on the role of the DfES.
103 Where the application has been checked and a certificate issued, the application will
normally be sent to the relevant authority in the State of origin, which will seek to
match the prospective adopter with a suitable child. See Annex C for more information.
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