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    Considerations for NeoadjuvantBreast Cancer Trials

    to Support Accelerated Approval

    Tatiana M. Prowell, M.D.

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    Outline of Presentation Accelerated Approval (AA) Regulation

    Goals of neoadjuvant pathway to AA Neoadjuvant trial design considerations

    Appropriate patient populations

    Endpoints Randomization and blinding

    Prespecified standard therapy

    Issue of residual disease Development approach: single vs. multiple trials

    Conclusions and Discussion

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    Accelerated Approval Regulations

    FDA may grant marketing approval for a new

    drug [or biological] product on the basis ofadequate and well-controlled clinical trials

    establishing that the drug product has an effect

    on a surrogate endpoint that is reasonablylikelyto predict clinical benefit... (21 CFR

    314.510 and 21 CFR 601.41)

    Require confirmation of clinical benefit (EFS/DFS orOS) and include provision for withdrawal of indication

    if fail to confirm clinical benefit

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    The Slow Road From Drug Discovery

    to FDA Approval The example of trastuzumab development and approval:

    1979: HER2 oncogene first described

    1984: HER2 protein first discovered

    1990: First animal studies of trastuzumab

    1992: Phase I trial launched

    1995: Randomized phase 3 MBC trial launched

    May 1998: BLA filed for use in MBC

    Sept 1998: FDA approval in MBC

    March 2000: First adjuvant randomized phase 3 trial launched

    Nov 2006: FDA approval in adjuvant setting

    From phase 1 launch to approval in early-breast cancer:

    14 YEARSand this is fairly typical

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    What Is Clear

    Current path to approval in early-stage disease

    takes too long, especially for high-risk patientswith potential for cure.

    We need to ensure widespread access to highly

    effective drugs as quickly as we responsibly can. Balancing needs of current and future patients

    We need to incentivize study of pathways and

    development of drugs for subtypes of breast

    cancer patients with unmet need.

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    Neoadjuvant Pathway to

    Accelerated ApprovalGoal: to market highly effective drugs sooner

    Not a lesser standard or easy route to market formarginal drugs

    Target patients at high risk for recurrence and death

    Utilize superiority designs Design trials to detect a large improvement in pCR

    Choose drugs with high likelihood of meaningfully

    improving long-term outcomes

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    Concerns about Neoadjuvant

    Pathway to Accelerated Approval Delay between initial approval & confirmation of (or

    failure to confirm) clinical benefit Limited data on cumulative toxicity (e.g., neuropathy)

    and rare/late toxicity (e.g., CHF, secondary malignancy)

    Uncertainty about magnitude of improvement in pCRneeded to improve EFS/OS

    May vary by breast cancer subtype

    Some patients with pCR will relapse and many with residual

    disease will not

    Potential negative impacts on drug development

    Assessing risks of drug studied first in early-stage breast cancer

    Diminished drug development in advanced breast cancer7

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    Neoadjuvant Drug Approval Pathway

    for New Drugs

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    Potential Neoadjuvant Drug Approval Pathways

    Neoadjuvant Approval

    Drugs with prior

    approvals in breastcancer or other cancer

    Drugs with ongoing

    adjuvant breast cancertrials

    Breakthrough

    therapies

    ? ? ?

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    Patient Populations

    Populations at high-risk of recurrence and death despitebest, modern systemic therapy

    May be defined conventionally (stage, grade, receptor status,etc.) or via validated genomic measures

    Focus on triple negative (ER,PR,HER2-) and HER2+ pts

    High risk population

    Highest likelihood of pCR

    Most compelling data that pCR predicts clinical outcome

    Not appropriate for low-grade hormone receptor-positive

    Less likely to attain pCR

    More likely to have long-term survival with available therapy

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    Randomization and Blinding

    Should be RCTs

    Add-on design Ensures all patients receive standard therapy

    Permits isolation of drug effect

    Pathologists interpreting pCR should be blinded

    Patients and investigators should be blinded

    unless toxicity precludes

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    Endpoints

    Accelerated approval endpoint

    pCR Either ypT0 ypN0 or ypT0/Tis ypN0 acceptable to FDA

    No invasive cancer in breast/nodes

    DCIS may be allowed or not, but be consistent within trial

    Regular approval endpoints

    EFS/DFS or OS Use EFS for neoadjuvant trial and DFS for adjuvant trial

    Assess from date of randomization

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    Standardization Of Therapy

    Surgical approach to the axilla Primary endpoint includes axillary nodal pathology

    Criteria for and delivery of radiotherapy Potential to impact EFS/OS

    Standard of care systemic therapy

    (e.g. trastuzumab x 1 yr total for HER2+, endocrinetherapy for HR+) specified in protocol for all patients

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    Issue of Postop Residual Disease

    No compelling data that additional chemoimproves outcome

    Pre-specify any postop chemo and deliver to

    all patients in both arms

    An important topic for study in future

    randomized trials

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    Number of trials

    Single Trial Model:

    One large RCT to assess pCR & EFS/OS

    Multi-Trial Model:

    Accelerated approval based on smallerRCT(s) demonstrating large absolute

    improvement in pCR rate

    Conversion to regular approval based onlarge RCT(s) with DFS/EFS/OS as primary

    endpoint

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    Approval Timeline

    Accelerated

    Approval

    AcceleratedApproval

    Regular

    Approval

    Regular

    Approval

    Single Trial Model

    Multiple Trial Model

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    pCR EFS/OS

    pCR

    DFS/EFS/OS

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    Single Trial Vs. Multi-Trial Model

    Approach will vary based upon:

    Extent of prior clinical data with the drug Knowledge of efficacy/safety of drug class

    Existing approvals for breast cancer, other

    malignancies, or non-oncologic indications Status of existing development in early-stage breast

    cancer

    Planned/ongoing adjuvant trial(s) Fully accrued adjuvant trial(s)

    Existing adjuvant indication (e.g., investigating a new

    chemotherapy backbone)

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    Single Trial

    Requisites for a single trial

    Powered to detect a clinically and statistically significantimprovement in EFS and/or OS

    All patients should be accrued before pCR analysis

    (except for futility)

    Use ITT population for both pCR and EFS/OS analyses

    Interim analyses acceptable for EFS/OS, but not pCR

    Control type I error for pCR and EFS/OS Should allocate a larger portion of alpha to EFS/OS and a

    smaller portion to pCR endpoint

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    Single Trial Model: Advantages

    Efficacy

    Ensures confirmatory trial will complete accrual

    Confirmatory trial done in same population, including US patients

    Clinical benefit data available sooner faster conversion to

    regular approval or withdrawal of breast cancer indication

    Improved estimate of effect size at time of accelerated approval May help to validate pCR as an endpoint

    Safety

    Large body of data on safety compared to standard therapy Early-stage population prevents confounding from disease

    Rare AEs more likely to be identified at time of initial approval

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    Single Trial Model: Disadvantages

    Risk of exposing a large number of patients to treatmentthat is more toxic and/or less effective

    Longer wait to initial US approval compared to AA based

    on smaller neoadjuvant RCT

    Lack of data on use in adjuvant setting with implications

    for drug labeling

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    Multi-Trial Model

    More appropriate for drugs with:

    Extensive breast cancer efficacy/safety data Evidence of unprecedented efficacy

    A randomized adjuvant trial well underway

    Early and frequent contact with the FDA is

    strongly recommended.

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    Multi-Trial Model: Advantages

    Results of neoadjuvant trial may inform design of the

    confirmatory trial

    Provides greater assurance that results not due to

    chance alone

    Permits broad access to highly-effective drugs earlier

    Provides data in adjuvant setting from a confirmatory trial

    May provide opportunity to assess new drug combined

    with or compared to other standard therapy inconfirmatory trial

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    Multi-Trial Model: Disadvantages

    A separate confirmatory trial may be hard to completesuccessfully.

    Accrual to adjuvant trial in US once drug is available afteraccelerated approval

    Implications of conducting confirmatory trial outside the US

    Some challenges may be addressed by an internationaladjuvant trial well underway at time of acceleratedapproval, but

    Will crossover be an issue? Will patient dropout be an issue?

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    Conclusions

    Substantial improvement in pCR rate will be required to

    maximize likelihood of clinical benefit

    Risk/benefit ratio will be central to regulatory decision-

    making

    Must balance risk of approval based upon unvalidated

    surrogate vs. delay in access to a highly effective,

    practice-changing drug in a high-risk population

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    Panel Discussion

    Discuss advantages/disadvantages of a single-trial versus a multi-

    trial approach. Is one approach preferable to the other and why?

    How can we address the feasibility issues of conducting an adjuvantrandomized trial once a drug is approved for a neoadjuvant

    indication?

    Are there other clinical trial strategies that should be considered?

    How do we avoid negatively impacting drug development in

    metastatic breast cancer?

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