2007. 2 Kapital Investment Group is a leading financial services firm on the Russian market,...

2

Kapital Investment Group is a leading financial services firm on the Russian market, providing a wide range of investment services and products to corporates, financial institutions and individuals.

Our strategic business lines include are management, investment banking, brokerage operations and investment consulting.

Kapital Investment Group helps clients efficiently manage finances and operate on capital markets by providing comprehensive investment solutions.

Kapital Investment Group

3

History

Restructuring/management buy-out

in 2002

Since 1995

Kapital Investment Group was established in late 2002 after LUKOIL-reserve-invest was restructured.

Since 2003, it has been a subsidiary of the IFD Kapital holding

2002

SDK "GARANT"

4

Shareholder Information

■ Kapital Asset Management Company

Kapital

Investment

Group

Kapital Pension

Group

Kapital

Insurance

Group

IFD KAPITAL

Petrocommerce

Bank

■ Kapital Investment Company

Unit Investment Fund

5

Organization Chart

Board of Directors

Sales & TradingInvestment Banking Business Support

General Director

Asset Management

Executive Committee

Committees:- Investment- Risk management

Research

6

Kapital Investment Group

As of 3Q06 Kapital Investment Group was ranked by NRA as follows:

■ 3st place - total assets

■ 1st place – shareholders’ equity

■ 18th place - total turnover

■ 1st place - profitability

Kapital Investment Group has the highest reliability rating of AAA rating by National Ratings Agency (NRA)

7

Competitive Edge

High level of reliability, acknowledged by top rating agencies

Impeccable business reputation

More than 10-year experience

Successful projects with top industrial and financial companies

Highly qualified professional team

Comprehensive range of products and services

Individual approach

Local knowledge and presence

8

Kapital Investment Group. Awards.

Investment Group Kapital won the prize "Financial Elite of Russia 2006" in the category "The most risk-free investment company of the year."

Asset Management Company "Kapital" - is a winner of the National prize in sphere of business "Company of the year 2006" in the category "Asset management Company of the year".

9

Asset Management Structure

Financial assets under management

2004, $ mn

2005, $ mn

1H06, $ mn

Asset management 671 1 307 1 738

Pension funds 442 768 1 045

Unit investment trusts 2 8 19

Total 1 114 2 083 2 801

0

400

800

1 200

1 600

2 000

2 400

2 800

2004 2005 1H06

unit investment trusts

pension funds

asset management

10

■Asset management

■ Investment banking

■Brokerage services

■Advisory services

Core Businesses

■Proprietary sales & trading

11

■ Customized Asset Management for Individuals and Corporates

■ Trust Management of Pension and Insurance Reserves

■ Trust Management of Funded Component of Labor Pension for Individuals

■ Asset Management for Open Mutual Funds

Asset Management. Products

12

Asset management. Benchmarks

Ranked #5 among top management companies by NRA in terms of assets under management as of 30 June 2006: Rb 72.6 bn ($2 679 mn)

4 open mutual funds

Ranked #1 for the largest amount of attracted pension accruals and #3 for the number of applications during pension reform

In 2006, Kapital Asset Management Company was recognized as the best company in quality of pension accruals management.

Kapital Asset Management Company quality management system has been certified in compliance with ISO 9001:2000

Assets of 49 non-state pension funds and 31 insurance companies are under our management

In Russia, third party professional liability of Kapital Asset Management Company is insured by OSAO Ingosstrakh for Rb 50 mn

13

Asset management. Key Customers

»

Non-state pension fund of Mosenergo

Non-state pension funds of AFK Sistema

Non-state pension funds of Sberbank

Non-state pension funds of Vnesheconombank

Non-governmental pension fund Elektroenergetika

LUKOIL-Garant non-state pension fund

НПФ ХантыМансийский

Khanty-Mansisk non-state pension fund

Blagosostoyanie Non-State Pension Fund

14

■Equity and Debt Financing on Capital Markets

■Project Finance

■Advisory on Mergers & Acquisitions

■Strategic Consulting

Investment Banking. Products

15

Investment Banking. Key Projects

Football Club «Spartak-Moscow»Consolidation of controlling stake

2003

LUKOILPublic placement of a 6%

block of sharesPlacement subagent

December 2002

LUKOILIssue of convertible Eurobonds

$350 000 000Financial advisorNovember 2002

LUKOIL Ruble bond placement

Rb 3 000 000 000Underwriter Аugust 1999

LUKOILConsolidation controlling stake in ОАО КоmiTEK

$205 000 0001999

LUKOILSecond bond issueRb 6 000 000 000

Underwriter and lead managerNovember 2004

16

Investment Banking. Projects

АCBК-Invest3rd bond issue

Rb 1 500 000 000UnderwriterАpril 2006

Central TelegraphBond issue

Rb 700 000 000Co-Underwriter

Аpril 2006

Uralsvyazinform Bond issue series 07

Rb 3 000 000 000Co-Underwriter

March 2006

Kuibyshevazot-invest2nd bond issue

Rb 2 000 000 000UnderwriterMarch 2006

Kopeika Trading HouseBond issue

Rb 4 000 000 000Co-UnderwriterFebruary 2006

Pipe Metallurgic Company3rd bond issue


Bank "ZENIT"2nd bond issue


Motovilikhinskiye zavodyBond issue


January 2006

Magnezit Group1st bond issue

Rb 1 500 000 000Co-UnderwriterDecember 2005

Wimm-Bill-Dann Foods2nd bond issue

Rb 3 000 000 000Co-UnderwriterDecember 2005

Cryogenmash2nd bond issue

Rb 500 000 000UnderwriterJuly 2005

Chelyabinsk Pipe Rolling Plant1st bond issue


June 2005

Izhmash Concern2nd bond issue

Rb 1 000 000 000Underwriter

June 2005

MegaFon3rd bond issue

Rb 3 000 000 000UnderwriterApril 2005

Tatenergo1st bond issue


March 2005

Pipe Metallurgic Company2nd bond issue


March 2005

PermneftegeophizikaSale of 25.07% stake

AgentJanuary 2005

Perm Lubricants and Coolants Plant

Sale of 31.65% stakeAgent

December 2004

NPО "Saturn"Bond issueUnderwriter

November 2004 SMARTS

3rd bond issueRb 1 000 000 000Co-UnderwriterOctober 2004

Irkutskpisheprom-InvestBond issue


April 2004

Izhmash-AutoBond issue


March 2004

Severstal-Auto1st bond issue

Rb 1 500 000 000Co-UnderwriterJanuary 2004

КАМАZ-FINANCEBond issue

Rb 1 200 000 000Co-UnderwriterNovember 2003

Pipe Metallurgic Company1st bond issue

Rb 2 000 000 000Co-UnderwriterOctober 2003

Tver coach building plant1st bond issue

Rb 750 000 000Co-UnderwriterOctober 2003

ООО "АCBК-Invest"1st bond issue

Co-UnderwriterSeptember 2003

Sibirtelecom1st bond issue

Rb 1 530 000 000UnderwriterJuly 2003

CryogenmashBond issue


May 2003

GAZ-Finance1st bond issue


17

Brokerage & Advisory Services

■Comprehensive range of investment instruments and services

■Professional investment research

■ Idea trading

■Client financing

■Flow trading

18

Contacts

47 Bolshaya Polyanka, building 1 Moscow, Russia 119180Tel.: +7 495 620-95-27Fax: +7 495 [email protected]

2007. 2 Kapital Investment Group is a leading financial services firm on the Russian market,...

Documents

Transcript of 2007. 2 Kapital Investment Group is a leading financial services firm on the Russian market,...