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Transcript of 02 Ra41202en10gla0 Lte Air Interface v03
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LTE Air Interface
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1 ©Nokia Siemens Networks RA41202EN10GLA0
LTE RPESSLTE Air Interface
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LTE Air Interface
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Nokia Siemens Networks Academy
Legal notice
Intellectual Property Rights All copyrights and intellectual property rights for Nokia Siemens Networks trainingdocumentation, product documentation and slide presentation material, all of which are forthwithknown as Nokia Siemens Networks training material, are the exclusive property of NokiaSiemens Networks. Nokia Siemens Networks owns the rights to copying, modification,translation, adaptation or derivatives including any improvements or developments. NokiaSiemens Networks has the sole right to copy, distribute, amend, modify, develop, license,sublicense, sell, transfer and assign the Nokia Siemens Networks training material. Individualscan use the Nokia Siemens Networks training material for their own personal self-developmentonly, those same individuals cannot subsequently pass on that same Intellectual Property toothers without the prior written agreement of Nokia Siemens Networks. The Nokia SiemensNetworks training material cannot be used outside of an agreed Nokia Siemens Networkstraining session for development of groups without the prior written agreement of NokiaSiemens Networks.
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Module Objectives
After completing this module, the participant should be able to:
• Understand the basics of the OFDM transmission technology• Explain how the OFDM technology avoids the Inter Symbol Interference
• Recognise the different between OFDM & OFDMA
• Identify the OFDM weaknesses
• Review the key OFDM parameters
• Analyze the reasons for SC-FDMA selection in UL
• Describe the LTE Air Interface Physical Layer
• Calculate the Physical Layer overhead
• Identify LTE Measurements
• List the frequency allocation alternatives for LTE• Review the main LTE RRM features
• Identify the main voice solutions for LTE
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LTE Air Interface
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA
• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants• RRM Overview
• VoIP in LTE
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LTE Air Interface
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5 © Nokia Siemens Networks RA41202EN10GLA0
Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA
• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants• RRM Overview
• VoIP in LTE
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LTE Air Interface
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The rectangular Pulse
Advantages:
+ Simple to implement: there is no complexfilter system required to detect such pulsesand to generate them.
+ The pulse has a clearly defined duration.This is a major advantage in case of multi-path propagation environments as it simplifieshandling of inter-symbol interference.
Disadvantage:
- it allocates a quite huge spectrum. However
the spectral power density has null pointsexactly at multiples of the frequency fs = 1/Ts.This will be important in OFDM.
time
a m p l i t u d e
Ts f s =
1
T s
Time Domain
frequency f/f s
s p e c t r a l p o w e r d e
n s i t y Frequency Domain
f s
Fourier
Transform
Inverse
Fourier
Transform
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TDMA
f
t
f
• Time Division
FDMA
f
f
t
• Frequency Division
CDMA
f
t c o d e
s
f
• Code Division
OFDMA
f
f
t
• Frequency Division
• Orthogonal subcarriers
Multiple Access Methods User 1 User 2 User 3 User ..
OFDM is the state-of-the-art and most efficient and robust air interface
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OFDM Basics
• Transmits hundreds or even thousands of separately modulated radiosignals using orthogonal subcarriers spread across a wideband channel
Orthogonality:
The peak ( centre
frequency) of one
subcarrier …
…intercepts the
‘nulls’ of the
neighbouring
subcarriers
15 kHz in LTE: fixed
Total transmission bandwidth
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OFDM Basics
• Data is sent in parallel across the set of subcarriers, each subcarrier onlytransports a part of the whole transmission
• The throughput is the sum of the data rates of each individual (or used)subcarriers while the power is distributed to all used subcarriers
• FFT ( Fast Fourier Transform) is used to create the orthogonal subcarriers. Thenumber of subcarriers is determined by the FFT size ( by the bandwidth)
Power
frequency
bandwidth
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OFDM versus coventional FDM
• OFDM allows a tight packing of small carrier - called the subcarriers - into a given
frequency band.
P o w e r D e n s i t y
P o w e r D e n s i t y
Frequency (f/fs) Frequency (f/fs)
Saved
Bandwidth
At the edges of this band there might be some guard bands required to protectsystems on adjacent bands from out-of-spectrum emissions by the OFDM system.
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Fast Fourier Transform (FFT)
time frequency
T
1/T
FFT
time frequency
T
0
FFT
• FFT is a method for calculating the Discrete Fourier Transform (DFT) and it is andfundamental element in OFDM
• IFFT = Inverse FFT.
• FFT/IFFT allows to move between time & frequency domain representations.
• FFT & IFFT are blocks included in an OFDMA system:
– FFT in the Receiver
– IFFT in the Transmitter
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LTE is standardised in the 36-series of 3GPP
Release 8:
TS 36.1xx Equipment requirements (terminals, eNodeB)
TS 36.2xx Layer 1 (physical layer) specifications
TS 36.3xx Layer 2 and 3 specifications
TS 36.4xx Network signalling specifications
TS 36.5xx User equipment conformance testing
LTE is standardised in the 36-series of 3GPP
Release 8:
TS 36.1xx Equipment requirements (terminals, eNodeB)
TS 36.2xx Layer 1 (physical layer) specifications
TS 36.3xx Layer 2 and 3 specifications
TS 36.4xx Network signalling specifications
TS 36.5xx User equipment conformance testing
Physical layer specifications:
TS 36.201 Physical layer; General description
TS 36.211 Physical channels and modulation
TS 36.212 Multiplexing and channel codingTS 36.213 Physical layer procedures
TS 36.214 Physical layer; Measurements
Physical layer specifications:
TS 36.201 Physical layer; General description
TS 36.211 Physical channels and modulation
TS 36.212 Multiplexing and channel codingTS 36.213 Physical layer procedures
TS 36.214 Physical layer; MeasurementsFrequency
eNodeB
Subcarriers
OFDM
A
OFDM ASC-
FDMA
SC-
FDMA
LTE Air Interface Specifications
The LTE radio interface is standardised in the 36-series of 3GPP Release 8. The
detailed physical layer structure is described in 5 physical layer specifications.
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA
• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants• RRM Overview
• VoIP in LTE
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Multi-Path Propagation & Inter-Symbol Interference (ISI)
BTSBTS
Time 0 Ts
+
d1(Direct path)
d3
d2
d1< d2 < d3
Time 0 Tt Ts+Tt
Tt
ISIInter Symbol Interference
In order to understand why it is necessary to use a cyclic prefix, let us consider atypical multipath propagation environment. In our example, there is the directpropagation path between the base station and mobile device, a second path with a
small delay, and a third path with a large delay. The replicas of the transmitted signalare received with different delays, causing the multipath delay spread of the radiochannel.
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Multi-Path Propagation & the Guard Period
2
time
TSYMBOL
Time Domain
1
3
time
TSYMBOL
time
TSYMBOL
Tg
1
2
3
Guard Period (GP)
Guard Period (GP)
Guard Period (GP)
(Direct path)
•The cancellation of inter-symbol interference makes more complex the hardwaredesign of the receivers.
•One of the goals of future radio systems is to simplify receiver design and thus therectangular pulse is the first choice.
•Inter-symbol interference originating from the pulse form itself is simply avoided bystarting the next pulse only after the previous one finished completely, thereforeintroducing a Guard Period (Tg) after the Pulse.
•There is no inter-symbol interference between symbols as long as the multi-pathdelay spread (e.g. delay difference between first and last detectable path) is lessthan the guard period duration Tg.
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Tg: Guard period duration
ISI: Inter-Symbol Interference
Propagation delay exceeding the Guard Period
1
2
34
time
TSYMBOLTime Domain
time
time
Tg
1
2
3
time
4
Delay spread > Tg
ISI
The Guard Period should be designed such that it is always longer than the multipath
delay spread, in order to avoid inter-symbol interference between successive OFDM
symbols.
Note that in the example of this slide, the Guard Period is too short, so there will be
inter-symbol interference!
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The Cyclic Prefix OFDM symbol
OFDM symbol
OFDM symbol
OFDM symbol
Cyclic
prefix
Part of symbol
used for FFT
processing in the
receiver
• In all major implementations of the OFDMA
technology (LTE, WiMAX) the Guard Period
is equivalent to the Cyclic Prefix CP.
• This technique consists in copying the last
part of a symbol shape for a duration of
guard-time and attaching it in front of the
symbol (refer to picture sequence on the
right).
• CP needs to be longer than the channel
multipath delay spread (refer to previous
slide).
• A receiver typically uses the high correlation
between the CP and the last part of the
following symbol to locate the start of thesymbol and begin then with decoding.
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The OFDM Signal
•The OFDM signal is made of multiple subcarriers.
•The distance between the center frequencies of the subcarriers is exactly theinverse of the Symbol period (Ts). Bigger Ts means subcarriers will allocated closerand more subcarriers could be allocated on a given spectrum bandwidth.
•An OFDM symbol is the combination of “n” subcarrier Symbol being produced inparallel at the same time.
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA
• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants• RRM Overview
• VoIP in LTE
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OFDM
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
Plain OFDM
time
s u b c a r r i e r
...
...
...
...
...
...
...
...
...
1 2 3 common info
(may be addressed via
Higher Layers)
UE 1 UE 2 UE 3
• OFDM stands for Orthogonal Frequency Division
Multicarrier • OFDM: Plain or Normal OFDM has no built-in
multiple-access mechanism.
• This is suitable for broadcast systems like DVB-T/H
which transmit only broadcast and multicast signals
and do not really need an uplink feedback channel
(although such systems exist too).
• Now we have to analyze how to handle access of
multiple users simultaneously to the system, each
one using OFDM.
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OFDMA®
1
1
1
.
.
.
2
.
.
.
3
.
.
.
.
.
.
.
.
.
Orthogonal Frequency
Multiple Access
OFDMA®
time
...
...
...
...
...
...
...
...
...
1
1
1 1
2
22
2 2
3 33 3 3
1
s u b c a r r i e r
1
1 1 1
111
3 3 3
33 3 3 3
3
Resource Block (RB)
1 2 3 common info
(may be addressed via
Higher Layers)
UE 1 UE 2 UE 3
OFDMA® stands for Orthogonal Frequency Division
Multiple Access
• registered trademark by Runcom Ltd.
• The basic idea is to assign subcarriers to users based on their
bit rate services. With this approach it is quite easy to handle
high and low bit rate users simultaneously in a single system.
• But still it is difficult to run highly variable traffic efficiently.
• The solution to this problem is to assign to a single users so
called resource blocks or scheduling blocks.
• such block is simply a set of some subcarriers over some
time.
• A single user can then use 1 or more Resource Blocks.
•OFDMA was introduced with 802.16 (WiMAX) WirelessMAN-OFDMAfor the downlink.
•802.16d uses such a mechanism with variable block sizes. The firstOFDM symbols in each frame are used to indicate which user getswhich blocks with which size.
•EUTRAN will use a similar system, but with fixed block sizes and theassignment mechanism is not specified yet (2007-08).
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA
• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants• RRM Overview
• VoIP in LTE
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Inter-Carrier Interference (ICI) in OFDM
• The price for the optimum subcarrier spacing is the sensitivity of OFDM to frequency errors.
• If the receiver’s frequency slips some fractions from the subcarriers center frequencies,
then we encounter not only interference between adjacent carriers, but in principle betweenall carriers.
• This is known as Inter-Carrier Interference (ICI) and sometimes also referred to as
Leakage Effect in the theory of discrete Fourier transform.
• One possible cause that introduces frequency errors is a fast moving Transmitter or
Receiver (Doppler effect).
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f 0 f 1 f 2 f 3 f 4
P
I3
I1I4I0
I C I = I n t e r - C a r r i e r I n t e r f e r e n c e
Leakage effect due to Frequency Drift: ICI
Two effects begin to work:1. -Subcarrier 2 has no longer its
power density maximum here -
so we loose some signal
energy.
2.-The rest of subcarriers (0, 1, 3
and 4) have no longer a null
point here. So we get some
noise from the other subcarrier.
•If we have a little frequency drift between transmitter and receiver, then wedecode the symbol of subcarrier 2, for instance, a little bit offset from its truecenter frequency.
•The result is a lower signal to noise ratio by a decreased signal level and anincreased noise level. This is the Inter-Carrier Interference effect forOFDM.
•To limit the influence of the ICI on OFDM systems completely by hardwarewe would have to have receivers and transmitters with under 0.1 ppmfrequency stability. This would drastically increase the cost and complexity ofhardware.
•Thus quite a big part of the OFDM software in the receiver deals withfrequency correction using the cyclic prefix, but also reference or pilot signalssent with the signal.
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Doppler in OFDM and Loss of Orthogonality
• Doppler effect (shift): Change in frequency of a wave due to the relative motion ofsource and receiver.
• Symbols are distorted in the time domain
▪ Frequency shifts make symbol detection inaccurate
▪ MCS schemes with high number of bits per subcarrier are not suitable for MSsmoving at high speed
▪ More difficult to support high data rates
▪ Doppler only impacts SINRs at the higher range i.e. > 20dB
It reduces orthogonality
• The frequency domainsubcarriers are shifted causinginter-carrier interference (ICI)
• Frequency shift in thesubcarriers limits the SNR values
• The nulls of interferers andpeaks of signals will not coincide
ICI in the absence of orthogonality
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA
• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants• RRM Overview
• VoIP in LTE
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Subcarrier types
Data subcarriers: used for data transmission
– Reference Signals:
▪ used for channel quality and signal strength estimates.
▪ They don’t occupy a whole subcarrier but they are periodically embedded in thestream of data being carried on a data subcarrier.
Null subcarriers (no transmission/power):
▪ DC (centre) subcarrier : 0 Hz offset from the channel’s centre frequency
▪ Guard subcarriers: Separate top and bottom subcarriers from any adjacentchannel interference and also limit the amount of interference caused by thechannel. Guard band size has an impact on the data throughput of the channel.
Guard (no power)
DC (no
power)
data
Guard (no power)
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OFDMA Parameters in LTE
• Channel bandwidth: DL bandwidths ranging from 1.4 MHz to 20 MHz
• Data subcarriers: the number of data subcarriers varies with thebandwidth
– 72 for 1.4 MHz to 1200 for 20 MHz
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OFDMA Parameters in LTE
• Frame duration: 10ms created from slots and subframes.
• Subframe duration (TTI): 1 ms ( composed of 2 x 0.5 slots)
• Subcarrier spacing: Fixed to 15kHz ( 7.5 kHz defined for MBMS)• Sampling Rate: Varies with the bandwidth but always factor or
multiple of 3.84 to ensure compatibility withWCDMA by using common clocking
Frame Duration
Subcarrier Spacing
Sampling Rate ( MHz)
Data Subcarriers
Symbols/slot
CP length
1.4MHz 3 MHz 5 MHz 10 MHz 15 MHz 20 MHz
10 ms
15 kHz
Normal CP=7, extended CP=6
Normal CP=4.69/5.12 μs, extended CP= 16.67μs.
1.92 3.84 7.68 15.36 23.04 30.72
72 180 300 600 900 1200
10ms
Fixed 15kHz: reduces the complexity of a system supporting multiple channel bandwidths
MBMS: Multimedia Broadcast Multicast system
To ensure that all signals are received correctly, the receiver sampling rate must beslightly higher than the bandwidth of the signal used to carry it (i.e. for a channelbandwidth of 1.75MHz the sampling rate should be 2 MHz)
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA
• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants• RRM Overview
• VoIP in LTE
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Peak-to-Average Power Ratio in OFDMA
The transmitted power is the sum of the
powers of all the subcarriers
• Due to large number of subcarriers, the
peak to average power ratio (PAPR)
tends to have a large range
• The higher the peaks, the greater the
range of power levels over which the
transmitter is required to work.
• Not best suited for use with mobile
(battery-powered) devices
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SC-FDMA in UL
• Single Carrier Frequency Division Multiple Access: Transmission technique used for Uplink
• Variant of OFDM that reduces the PAPR:
– Combines the PAR of single-carrier system with themultipath resistance and flexible subcarrierfrequency allocation offered by OFDM.
– It can reduce the PAPR between 6…9dB comparedto OFDMA
– TS36.201 and TS36.211 provide the mathematicaldescription of the time domain representation of anSC-FDMA symbol.
• Reduced PAPR means lower RF hardware
requirements (power amplifier)
S C -F DMA
OF DMA
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SC-FDMA and OFDMA Comparison (1/2)
• OFDMA transmits data in parallel across multiple subcarriers
• SC-FDMA transmits data in series employing multiple subcarriers
• In the example:
– OFDMA: 6 modulation symbols ( 01,10,11,01,10 & 10) are transmitted per
OFDMA symbol, one on each subcarrier
– SC-FDMA: 6 modulation symbols are transmitted per SC-FDMA symbol using
all subcarriers per modulation symbol. The duration of each modulation
symbol is 1/6th of the modulation symbol in OFDMA
OFDMA SC-FDMA
SC-FDMA: If data rate increases-> more bandwidth is needed to transmit moresymbols.
•When data rate changes, more symbols per slot are transmitted. As the bandwidthincreases the symbol duration decreases.
•For double data rate the amount of FFT inputs in transmitter doubles (as well astotal BW) and symbol duration is halved
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SC-FDMA and OFDMA Comparison (2/2)
Visually, the OFDMA signal is clearly multi-carrier and the SC-FDMA signal looksmore like single-carrier, which explains the “SC” in its name. Note that OFDMA andSC-FDMA symbol lengths are the same at 66.7 μs; however, the SC-FDMA symbol
contains N “sub-symbols” that represent the modulating data.It is the parallel transmission of multiple symbols that creates the undesirable highPAR of OFDMA. By transmitting the N data symbols in series at N times the rate, theSC-FDMA occupied bandwidth is the same as multi-carrier OFDMA but —crucially— the PAR is the same as that used for the original data symbols.
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Uplink Air Interface TechnologySC-FDMA
• User multiplexing in frequency domain (in OFDMA the user multiplexing is insub-carrier domain)
• One user always continuous in frequency
• Smallest UL bandwidth, 12 subcarriers: 180 kHz (same for OFDMA in DL)
• Largest UL bandwidth: 20 MHz (same for OFDMA in DL)
– Terminals are required to be able to receive & transmit up to 20 MHz, depending onthe frequency band though
User 2 f
User 1 f
f
Receiver
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA
• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants• RRM Overview
• VoIP in LTE
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LTE Physical Layer - Introduction
FDD
..
..
..
..
Downlink Uplink
Frequency band 1
Frequency band 2
.. ..Single frequency
band
TDD
• It provides the basic bit transmission functionality over air
• LTE physical layer based on OFDMA DL & SC-FDMA in UL
– This is the same for both FDD & TDD mode of operation
• There is no macro-diversity in use
• System is reuse 1, single frequency network operation is feasible
– no frequency planning required
• There are no dedicated physical channels anymore, as all resourcemapping is dynamically driven by the scheduler
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LTE Physical Layer Structure – Frame Structure (FDD)
10 ms frame
0.5 ms slot
s0 s1 s2 s3 s4 s5 s6 s7s18 s19…..
1 ms sub-frame
SF0 SF1 SF2 SF9…..
sy4sy0 sy1 sy2 sy3 sy5 sy6
0.5 ms slot
SF3
SF: SubFrame
s: slot
Sy: symbol
• FDD Frame structure ( also called Type 1 Frame) is common to both UL & DL
• Divided into 20 x 0.5ms slots – Structure has been designed to facilitate short round trip time
- Frame length = 10 ms
- FDD: 10 sub-frames of 1 ms for UL & DL
- 1 Frame = 20 slots of 0.5ms each
- 1 slot = 7 (normal CP) or 6 OFDM
symbols (extended CP)
In FDD, there is a time offset between uplink and downlink transmission.
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LTE Physical Layer Structure – Frame Structure (TDD)
SF
#0
SF
#0
. . .
f
time
UL/DL
carrier
radio frame 10 ms
subframe
D w P T S
D w P T S
G P G P
U p P T S
U p P T S
SF
#2
SF
#2SF
#4
SF
#4SF
#0
SF
#0
. . .
D w P T S
D w P T S
G P G P
U p P T S
U p P T S
SF
#2
SF
#2SF
#4
SF
#4
subframe
half frame
DwPTS: Downlink Pilot time Slot
UpPSS: Uplink Pilot Time Slot
GP: Guard Period to separate between UL/DL
Downlink Subframe
Uplink Subframe
Frame Type 2 (TS 36.211-900; 4.2)
• each radio frame consists of 2 half frames
• Half-frame = 5 ms = 5 Sub-frames of 1 ms• UL-DL configurations with both 5 ms & 10 ms DL-to-UL switch-point periodicity are supported
• Special subframe with the 3 fields DwPTS, GP & UpPTS; length of DwPTS + UpPTS +GP = 1
subframe
• DL / UL ratio can vary from 1/3 to 8/1 according to service requirements of the carrier
Synchronous Code Division Multiple Access (or SCDMA): low chip rate mode ofWCDMA
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Subframe structure & CP length
Short cyclic prefix:
Long cyclic prefix:
Copy= Cyclic prefix
= Data
5.21 s
16.67 s
• Subframe length: 1 ms for all bandwidths
• Slot length is 0.5 ms
– 1 Subframe= 2 slots
• Slot carries 7 symbols with normal CP or 6 symbols with long CP
– CP length depends on the symbol position within the slot:
▪ Normal CP: symbol 0 in each slot has CP = 160 x Ts = 5.21μs;remaining symbols CP= 144 x Ts = 4.7μs
▪ Extended CP: CP length for all symbols in the slot is 512 x Ts = 16.67µs
Ts:
‘sampling time’ of the overall channel
basic Time Unit = 32.5 nsec
Ts =1 sec
Subcarrier spacing X max FFT size
Subcarrier spacing= 15kHz; max. FFT size= 2048
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Resource Block and Resource Element
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
Subcarrier 1
Subcarrier 12
1 8 0 K H z
1 slot 1 slot
1 ms subframe
R B
ResourceElement
• Physical Resource Block PBR or Resource Block RB:
– 12 subcarriers in frequency domain x 1 slot period in time domain
– Capacity allocation based on Resource Blocks
Resource Element RE:
– 1 subcarrier x 1 symbol period
– theoretical min. capacity allocation unit
– 1 RE is the equivalent of 1 modulationsymbol on a subcarrier, i.e. 2 bits(QPSK), 4 bits (16QAM), 6 bits (64QAM).
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Physical Resource Blocks
....
12 subcarriers
Time
Frequency
0.5 ms slot
1 ms subframe
or TTI
Resource
block
During each TTI,
resource blocks for
different UEs are
scheduled in the
eNodeB
During each TTI,
resource blocks for
different UEs are
scheduled in the
eNodeB
• In both the DL & UL direction, datais allocated to users in terms of
resource blocks (RBs).
• a RB consists of 12 consecutive
subcarriers in the frequency domain,
reserved for the duration of 0.5 ms
slot.
• The smallest resource unit a
scheduler can assign to a user is a
scheduling block which consists of
two consecutive resource blocks
•Depending on the required data rate and the scheduling decision done in theeNodeB, each UE may or may not be assigned resource blocks during eachtransmission time interval of 1 ms.
• In downlink, the resource blocks may be located adjacently in the frequencydomain, or in a distributed fashion for added frequency diversity.•In downlink, resource blocks can carry several types of channels and must alsocarry certain reference and synchronisation signals.
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LTE Channel Options
Bandwidth options: 1.4, 1.6, 3, 3.2, 5, 10, 15 and 20 MHzBandwidth options: 1.4, 1.6, 3, 3.2, 5, 10, 15 and 20 MHz
Subcarriers in frequency domain (15 kHz or 7.5 kHz subcarrier spacing)
Channel bandwidth
(MHz)
Number of
subcarriers
Number of resourceblocks
1.4
72
6
3
180
15
5
300
25
10
600
50
15
900
75
20
1200
100
Each channel bandwidth offers a certain number of subcarriers, or - expressed inanother way - a certain number of resource blocks. From the table you can easilysee that a resource block always occupies 12 subcarriers.
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DL Physical Resource Block
....
12 subcarriers
Time
0.5 ms slot
1 ms subframe
or TTI
DL reference
signal
• Reference signals position in time
domain is fixed (symbol 0 & 4 / slot for
Type 1 Frame) whereas in frequencydomain it depends on the Cell ID
• Reference signals are modulated to
identify the cell to which they belong.
• This signal, consisting of a known
pseudorandom sequence, is required for
channel estimation in the UEs. (like
CPICH in WCDMA).
• Note that in the case of MIMO
transmission, additional reference
signals must be embedded into the
resource blocks.
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DL Physical Channels
• PDSCH: Physical Downlink Shared Channel – carries user data, L3 Signalling, System Information Blocks & Paging
• PBCH: Physical Broadcast Channel – for Master Information Block only
• PMCH: Physical Multicast Channel – for multicast traffic as MBMS services
• PCFICH: Physical Control Format Indicator Channel – indicates number of OFDM symbols for Control Channels = 1..4
• PDCCH: Physical Downlink Control Channel – carries resource assignment messages for DL capacity allocations & scheduling
grants for UL allocations
• PHICH: Physical Hybrid ARQ Indicator Channel – carries ARQ Ack/Nack messages from eNB to UE in respond to UL transmission
There are no dedicated channels in LTE, neither UL nor DL.
PCFICH: carriers the number of symbols for the PDCCH
Transport channels:
BCH – broadcast channel, fixed transport formatDL-SCH – downlink shared channel, used for transmission of downlink data in LTE,supports DRX
MCH – multicast channel (support MBMS, semi-static transport format andscheduling, can be coordinated for multi-cell transmission)
PCH – paging channel, supports DRX to save battery power
See 3GPP TS 32.211 V8.1.0
PBCCH: transmitted once every 10 ms. Frame
PDSCH, PCFICH and PHICH share capacity in the first three symbol periods
PDSCH and PMCH are mapped into the available spece in the resource blocks
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UL Physical Channels
• PUSCH: Physical Uplink Shared Channel – Transmission of user data, L3 & L1 signalling (L1 signalling: CQI, ACK/NACKs, etc.)
• PUCCH: Physical Uplink Control Channel – Carries L1 control information in case that no user data are scheduled in this subframe
(e.g. H-ARQ ACK/NACK indications, UL scheduling request, CQIs & MIMO feedback).
– These control data are multiplexed together with user data on PUSCH, if user data are
scheduled in the subframe
• PRACH: Physical Random Access Channel – For Random Access attempts; SIBs indicates the PRACH configuration (duration;
frequency; repetition; number of preambles - max. 64)
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UL Physical Resource Block: DRS & SRS
....
12 subcarriers
Time
0.5 ms slot
1 ms subframe
or TTI
Frequency
Sounding Reference
Signal on last OFDM
symbol of 1 subframe;
Periodic or aperiodic
transmission
Sounding Reference
Signal on last OFDM
symbol of 1 subframe;
Periodic or aperiodic
transmission
Demodulation
Reference Signal in
subframes that carry
PUSCH
Demodulation
Reference Signal in
subframes that carry
PUSCH
Note: when the
subframe contains
the PUCCH, the
Demodulation
Reference Signal is
embedded in a
different way
Note: when the
subframe contains
the PUCCH, the
Demodulation
Reference Signal is
embedded in a
different way
• The Demodulation Reference
Signal is transmitted in the third
SC-FDMA symbol (counting
from zero) in all resource blocksallocated to the PUSCH
carrying the user data.
• This signal is needed for
channel estimation, which in
turn is essential for coherent
demodulation of the UL signal
in the eNodeB.
• The Sounding Reference
Signal SRS provides UL
channel quality information as a
basis for scheduling decisions
in the base station. This signal
is distributed in the last SC-
FDMA symbol of subframes
that carry neither PUSCH nor
PUCCH data.
PUCCH: Physical UL Control Channel
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b0 b1
QPSK
Im
Re10
11
00
01
b0 b1b2b3
16QAM
Im
Re
0000
1111
Im
Re
64QAM
b0 b1b2b3 b4 b5
• 3GPP standard defines the following options: QPSK,
16QAM, 64QAM in both directions (UL & DL) – UL 64QAM not supported in RL10
• Not every physical channel is allowed to use any
modulation scheme:
• Scheduler decides which form to use depending on carrier
quality feedback information from the UE
Modulation Schemes
QPSK:
2 bits/symbol
16QAM:
4 bits/symbol
64QAM:
6 bits/symbol
QPSKPDCCH,
PCFICH
Physicalchannel
Modulation
PDSCH QPSK,
16QAM,
64QAM
PMCH QPSK,
16QAM,
64QAM
PBCH QPSK
PHICH BPSK
PUSCH QPSK,
16QAM,
64QAM
PUCCH BPSK
and/or
QPSK
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA
• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants• RRM Overview
• VoIP in LTE
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DL Reference Signal Overhead
Reference Signal (RS)
- If 1 Tx antenna*: 4 RSs per PRB
- If 2 Tx antenna*: there are 8 RSs per PRB
- If 4 Tx antenna*: there are 12 RSs per PRB
Example below: Normal CP (84 RE) & 2 Tx antenna*, DL RS overhead = 8 / 84 = 9.52 %
* with 1/2/4 Antenna PortsPRB: Physical Resource Block
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Synchronization Signals Overhead
Primary Synchronization Signal (PSS)- occupies 144 Resource Elements per frame (20 timeslots); i.e. (62 subcarriers + 10
empty Resource Elements) x 2 times/frame
Example: Normal CP, 10 MHz bandwidth; PSS overhead = 144 / (84 × 20 × 50) = 0.17 %
Secondary Synchronization Signal (SSS) – Identical calculation to PSS; same overhead as for PSS
2 3 4 5 7 8 9 10
1 2 3 4 5 6 7
1 2 3 4 5 6
10ms Radio frame
1ms Subframe SSS
PSS0.5ms = 1 slot
Normal CP
Extended CP
PSS & SSS frame + slot
structure in time domain
(FDD case)
checking for SSS
at 2 possible positions
CP length
checking for SSS
at 2 possible positions
CP length
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The combination of PDCCH, PCFICH & PHICH occupies the first 1, 2 or 3 symbols per TTI*
Resource Elements
reserved for
Reference Symbols
(2 antenna port case)
Control Channel
Region (1-3 OFDM symbols*)
1 2 s u b c a r r i e r s
F r e q u e n c y
TimeData Region
One subframe (1ms)
PDCCH, PCFICH & PHICH overhead (1/2)
* up to 4 OFDM symbols in case of 1.4 MHz bandwidth
12 x7x2 = 12 x7 reflects the number of RE per RB and x2 reflects there are 2 RBsper TTI
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PDCCH, PCFICH & PHICH overhead (2/2)
The number of RE occupied per 1 ms TTI is given by (12 × y – x), where:
• y depends upon the number of OFDM symbols per TTI (1, 2 or 3*) occupied byControl Channels
• x depends upon the number of RE already occupied by the Reference Signal
• x = 2 for 1 Tx antenna (Antenna Port)
• x = 4 for 2 Tx antennas (Antenna Ports)
• x = 4 for 4 Tx antennas (Antenna Ports) when y = 1
• x = 8 for 4 Tx antennas (Antenna Ports) when y = 2 or 3
Example: in the case of normal CP, 2 Antenna Ports & 3 OFDM symbols occupied by Control
Channels:
Control Channel Overhead = (12 × 3 - 4) / (12 × 7 × 2) = 19.05%
* up to 4 OFDM symbols in case of 1.4 MHz bandwidth
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PBCH Overhead
Occupies (288* – x) Resource Elements (REs) per 20 timeslots per transmit antenna
The value of x depends upon the number of REs already occupied by the Reference Signal:
x = 12 for 1 Tx antenna, x = 24 for 2 Tx antennas & x = 48 for 4 Tx antenna
- Example: normal CP, 2 Tx antennas, 10 MHz bandwidth;
PBCH Overhead = (288 – 24) / (84 × 20 × 50) = 0.31%
7 2 s u b c a r r i e r s
Repetition Pattern of PBCH = 40 ms
one radio frame = 10 ms
PBCH
* PBCH uses central 72 Subcarrier over 4 OFDM symbols in Slot 1
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UL Demodulation Reference Signal Overhead (1/2)
Demodulation ReferenceSignal (DRS)
• The DRS is sent on the 4th
OFDM symbol of each RBoccupied by the PUSCH.
PUCCH
PUCCH
PUSCH
Slot= the whole band
Reference signal: 12 RE (per RB) x (50-2) RBs not dedicated to PUCCH /(84 x50)=13.14%
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Example:For 1.4 MHz Channel Bandwidth, the PUCCH occupies 1 RB per Slot.
The number of RE per RB is 84 when using the normal CP.
This means the DRS overhead* is: ((6-1) × 12)/(6 × 84) = 11.9 %
Channel BW PUCCH RB/slot DRS Overhead*
1.4 MHz 1 ((6-1) × 12) / (6 × 84) = 11.9 %
3 MHz 2 ((15-2) × 12) / (15 × 84) = 12.38 %
5 MHz 2 ((25-2) × 12) / (25 × 84) = 13.14 %
10 MHz 4 ((50-4) × 12) / (50 × 84) = 13.14 %
15 MHz 6 ((75-6) × 12) / (75 × 84) = 13.14 %
20 MHz 8 ((100-8) × 12) / (100 × 84) = 13.14 %
UL DRS Overhead (2/2)
* for normal CP
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PRACH Overhead
PRACH
• PRACH uses 6 Resource Blocks in the frequency domain.
• The location of those resource blocks is dynamic. Two parameters from RRC layer define it:
– PRACH Configuration Index: for Timing, selecting between 1 of 4 PRACH durationsand defining if PRACH preambles can be send in any radio frame or only in evennumbered ones
– PRACH Frequency offset: Defines the location in frequency domain
• PRACH Overhead calculation: 6 RBs * RACH Density / (#RB per TTI) x 10 TTIs per frame
– RACH density: how often are RACH resources reserved per 10 ms frame i.e. for RACHdensity: 1 (RACH resource reserved once per frame)
Channel BW PRACH Overhead
1.4 MHz (6 × 1) / (6 × 10) = 10 %
3 MHz (6 × 1) / (15 × 10) = 4 %
5 MHz (6 × 1) / (25 × 10) = 2.40 %10 MHz (6 × 1) / (50 × 10) = 1.20 %
15 MHz (6 × 1) / (75 × 10) = 0.8 %
20 MHz (6 × 1) / (100 × 10) = 0.6 %
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PUCCH Overhead
PUCCH
• Ratio between the number of RBs used for PUCCH and the total number of RBs in frequency
domain per TTIChannel BW PUCCH RB/slot PUCCH Overhead
1.4 MHz 1 1 / 6 = 16.67 %
3 MHz 2 2 / 15 = 13.33 %
5 MHz 2 2 / 25 = 8 %
10 MHz 4 4 / 50 = 8 %
15 MHz 6 6 / 75 = 8 %
20 MHz 8 8 / 100 = 8%
Time
T o t a l U L
B a n d w i t h
PUCCH
PUCCH
PUSCH
1 subframe = 1ms
F r e q u e
n c y
1 2 s u b c a r r i e r s
PUSH UCI: Aperiodic CQI reports and ACK/NACK
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Physical Layer Overhead Example
Example of overhead:
• DL 2Tx – 2RX
• UL 1TX - 2RX
• PRACH in every frame
• 3 OFDM symbols for PDCCH
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA
• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants• RRM Overview
• VoIP in LTE
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LTE Measurements
Physical layer measurements have not been extensively discussed in the LTE
standardization. They could change.
Intra LTE measurements ( from LTE to LTE)• UE measurements
– CQI measurements
– Reference Signal Received Power (RSRP)
– Reference Signal Received Quality ( RSRQ)
• eNB measurements – Non standardized (vendor specific): TA, Average RSSI, Average SINR, UL CSI,
detected PRACH preambles, transport channel BLER
– Standardized: DL RS Tx Power, Received Interference Power, Thermal Noise Power
Measurements from LTE to other systems
• UE measurements are mainly intended for Handover. – UTRA FDD: CPICH RSCP, CPICH Ec/No and carrier RSSI
– GSM: GSM carrier RSSI – UTRA TDD: carrier RSSI, RSCP, P-CCPCH
– CDMA2000: 1xRTT Pilot Strength, HRPD Pilot Strength
CSI: Channel State Information (received power per PRB)
TA: Timing Advance
List of detected preambles: The eNB shall report a list of detected PRACHpreambles to higher layers. Higher layer utilize this info for the RACH procedure
Transport BLER: The ACK/ NACKs for each transmission of the HARQ process arereported to the MAC. Based on these ACK/NACKs the higher layers compute theBLER for RRM issues.
TA: The eNB needs to measure the initial timing advance (TA) of the uplink channelsbased on the RACH preamble
Average RSSI: Measured in UL by eNB. It can be used as a level indicator for the ULpower control. The RSSI measurements are all UE related and shall be separatelyperformed for ( TTI intervals)
· UL data allocation (PUSCH)
· UL control channel (PUCCH)
• Sounding reference signal (SRS)
Average SINR: In UL the eNB measures SINR per UE. The average SINR can beused as a quality indicator for the UL power control
UL CSI: channel state information per PRB for each UE. The CSI shall be thereceived signal power averaged per PRB.
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UE Measurements: RSRP & RSRQ
RSRP (Reference Signal Received Power)
• Average of power levels (in [W]) received across all Reference Signal symbolswithin the considered measurement frequency bandwidth.
• UE only takes measurements from the cell-specific Reference Signal elements ofthe serving cell
• If receiver diversity is in use by the UE, the reported value shall be equivalent tothe linear average of the power values of all diversity branches
RSRQ ( Reference Signal Received Quality)
• Defined as the ratio N ×RSRP/(E-UTRA carrier RSSI), where N is the number ofRBs of the E-UTRA carrier RSSI measurement bandwidth. The measurements inthe numerator and denominator shall be made over the same set of resourceblocks
Note: 3GPP has open issues on these e.g. measurement bandwidth on RSSI
Seems that it has been removed: E-UTRA Carrier Received Signal StrengthIndicator, comprises the total received wideband power observed by the UE from allsources, including co-channel serving and non-serving cells, adjacent channel
interference, thermal noise etc.
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eNodeB Measurements
DL Reference Signal Transmitted Power
• Average of power levels (in [W]) transmitted across all Reference Signal symbols
within the considered measurement frequency bandwidth• Reference point for the DL RS TX power measurement: TX antenna connector
• The DL RS TX power signaled to the UE is not measured, it is just an eNB internalsetting
Received Interference Power:
• Received interference power, including thermal noise, within one PRBs bandwidth
Thermal noise power: No x W
• Thermal noise power within the UL system bandwidth (consisting of variable # ofresource blocks)
– ‘No’: white noise power spectral density on the uplink carrier frequency and ‘W’ : denotesthe UL system bandwidth.
• Optionally reported with the Received Interference Power
• Reference point: RX antenna connector
• In case of receiver diversity, the reported value is the average of the power in thediversity branches
Thermal noise power and Received Interference Power are measured for the sameperiod of time.
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA
• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants• RRM Overview
• VoIP in LTE
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LTE Frequency Variants in 3GPP – FDD
1
2
3
4
5
7
8
9
6
2x25
2x75
2x60
2x60
2x70
2x45
2x35
2x35
2x10
824-849
1710-1785
1850-1910
1920-1980
2500-2570
1710-1755
880-915
1749.9-1784.9
830-840
Total[MHz] Uplink [MHz]
869-894
1805-1880
1930-1990
2110-2170
2620-2690
2110-2155
925-960
1844.9-1879.9
875-885
Downlink [MHz]
10 2x60 1710-1770 2110-2170
11 2x25 1427.9-1452.9 1475.9-1500.9
1800
2600
900
US AWS
UMTS core
US PCS
US 850
Japan 800
Japan 1700
Japan 1500
Extended AWS
Europe Japan Americas
788-798 758-768
777-787 746-756
Japan 800
US700
2x10
2x1013
12 2x18 698-716 728-746
14 US700
US700
Band 15 – 16: reserved
815 – 830 860 – 875
704 – 716 734 – 746
2x15
2x1217
18
* „digital dividend“
US700
E-UTRAband
UHF (TV)*832 – 862 791 – 821
830 – 845 875 – 890
2x30
2x1519
20
Japan 800
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LTE Frequency Variants - TDD
33
34
35
36
37
39
40
38
1x20
1x60
1x15
1x20
1x40
1x60
1x100
1x50
1910 - 1930
1850 - 1910
2010 - 2015
1900 - 1920
1880 - 1920
1930 - 1990
2300 - 2400
2570 - 2620
Total[MHz]
Frequency[MHz]
UMTS TDD 1
UMTS TDD 2
US PCS
US PCS
US PCS
Euro midle gap 2600
China TDD
China TDD
E-UTRAband
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA• OFDM Key Parameters
• OFDM Weaknesses
• SC-FDMA
• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants• RRM Overview
• VoIP in LTE
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RRM building blocks & functionsOverview
Scope of RRM:
• Management & optimized utilization of the
radio resources:
• Increasing the overall radio network capacity
& optimizing quality
•Provision for each service/bearer/user an
adequate QoS (if applicable)
RRM located in eNodeB
NSN LTE RRM Framework consists of RRM building blocks, RRM functions andRRM algorithms.
L3 RRM:
ICIC: Selects certain parts of the Frequency Spectrum of the LTE Carrier.Exclusively for PDSCH and PUSCH on Cell Basis. Remaining channels not affected.
DRX/DTX algorithm: To support provisioning of measurement gaps for Inter-RAT-HOand DRX/DTX mode in later product releases. Not supported in RL09.
Differences with RRM WCDMA:
•Softer and Soft handovers are not supported by the LTE system
•LTE requirements on power control are much less stringent due to the different nature of LTEradio interface i.e. OFDMA (WCDMA requires fast power control to address the “Near-Far”problem and intra-frequency interferences)
•On the other hand LTE system requires much more stringent timing synchronization for
OFDMA signals.
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LTE RRM: Scheduling (1/4)
• Motivation
– Bad channel condition avoidance
OFDMA
The part of total available
channel experiencing bad
channel condition (fading)can be avoided during
allocation procedure.
CDMA
Single Carrier transmission
does not allow to allocate
only particular frequencyparts. Every fading gap
effects the data.
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Scheduler (UL/DL) (2/4)
• Cell-based scheduling (separate scheduler per cell)
• Scheduling on TTI basis (1ms)
• Resource assignment in time and frequency domain (UL/DL)
• Proportional Fair (PF) resource assignment among UEs
• Priority for SRB (Signalling Radio Bearers) over DRB (Data Radio Bearers)
• Priority handling (UL/DL) for
• Random Access procedure
• Signalling
• HARQ re-transmission
• Uplink:
• Scheduler controls UEs & assigns appropriate grants per TTI
• Channel unaware UL scheduling based on random frequency allocation
(Channel-aware UL scheduling foreseen for RL30 & it will be SW licensed)
• Downlink:• Channel aware DL scheduling - Frequency Domain Packet Scheduling (FDPS) -
based on CQI with resources assigned in a fair manner
RL09
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Downlink Scheduler (3/4)Algorithm
• Determine which PRBs are available (free) and can
be allocated to UEs
• Allocate PRBs needed for common channels like
SIB, paging, and random access procedure (RAP)
• Final allocation of UEs (bearers) onto PRB.
Considering only the PRBs available after the
previous steps
– Pre-Scheduling: All UEs with data available for
transmission based on the buffer fill levels
– Time Domain Scheduling: Parameter
MAX_#_UE_DL decides how many UEs are
allocated in the TTI being scheduled
– Frequency Domain Scheduling for Candidate
Set 2 UEs: Resource allocation in Frequency
Domain including number & location ofallocated PRBs
Evaluation of available resources (PRBs/RBGs)
for dynamic allocation on PDSCH
Resource allocation and scheduling
for common channels
DL scheduling of UEs:
Scheduling of UEs/bearers to PRBs/RBGs
Start
End
Pre-Scheduling:
Select UEs eligible for scheduling
-> Determination of Candidate Set 1
Time domain schedulingof UEs according to simple criteria
-> Determination of Candidate Set 2
Start
End
Frequency domain scheduling
of UEs/bearers
-> PRB/R BG allocation to UEs/bearers
RL09
Feature ID(s): LTE45
SIB: System Information Broadcast
MAX_#_UE_DL depends on the bandwidth: 7UEs (5 MHz), 10UEs (10MHz) and 20UEs (20MHz)
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Uplink Scheduler (4/4)Algorithm
• Evaluation of the #PRBs that will be assigned to UEs
• Available number of PRBs per user: resources are assigned via PRB groups (group of
consecutive PRBs)Time domain:
• Max_#_UE_UL which can be scheduled per TTI time frame is restricted by an O&M
parameter and depends on the bandwidth: 7 UEs (5 MHz), 10 UEs (10MHz) and 20 UEs
(20MHz)
Frequency Domain:
• Uses a random function to assure equal distribution of PRBs over the available frequency
range (random frequency hopping)
a) b)
RL09
Feature ID(s): LTE45
Example of allocation in frequency domain:
Full Allocation: All available PRBs are assigned to
the scheduled UEs per TTI
Fractional Allocation: Not all PRBs are assigned.Hopping function handles unassigned PRBs as if
they were allocated to keep the equal distribution
per TTI
PRBs allocated for PRACH, PUCCH are excluded for PUSCH scheduling
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LTE RRM: Link Adaptation by AMC (UL/DL) (1/6)
• Motivation of link adaptation: Modify the signal transmitted to and by a
particular user according to the signal quality variation to improve the system
capacity & coverage reliability.
• It modifies the MCS (Modulation & Coding Scheme) & the transport block size
(DL) and ATB (UL)
• If SINR is good then higher MCS can be used -> more bits per byte ->
more throughput.
• If SINR is bad then lower MCS should be used (more robust)
• Flexi Multiradio BTS performs the link adaptation for DL on a TTI basis
• The selection of the modulation & the channel coding rate is based:• DL data channel: CQI report from UE
• UL: BLER measurements in Flexi LTE BTS
Feature ID(s): LTE31
RL09
Optimizing air interface efficiency
Adaptive Transmission Bandwidth (ATB): Calculates maximum
numb er of PRBs that UL SCH can assigned to a particular UEtaking into account UE QoS profile and available UE power
headroom
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Link Adaptation / AMC for PDSCH (2/6)
Procedure:
• Initial MCS is provided by O&M
(parameter INI_MCS_DL) & is setas default MCS
• If DL AMC is not activated (O&M
parameter ENABLE_AMC_DL) the
algorithm always uses this default
MCS
• If DL AMC is activated HARQ
retransmissions are handled
differently from initial transmissions
(For HARQ retransmission the
same MCS has to be used as for
the initial transmission)
• A MCS based on CQI reporting
from UE , shall be determined for
the PRBs assigned to UE as
indicated by the DL scheduler
yes
no
no
RL09
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Link Adaptation / AMC for PUSCH (3/6)
Functionality
• UL LA is active by default but can be deactivated by O&M parameters. If notactive, the init ial MCS is used all the time
• UE scope
• Two parallel algorithms adjust the MCS to the radio channel conditions:
– Inner Loop Link Adaptation (ILLA):
▪ Slow Periodic Link adaptation (20-500ms) based on BLER measurementsfrom eNodeB (based on SINR in future releases)
– Outer Loop Link Adaptation (OLLA): event based
▪ In case of long Link Adaptation updates and to avoid low and high BLERsituations, the link adaptation can act based on adjustable target BLER:
- “Emergency Downgrade” if BLER goes above a MAX BLERthreshold (poor radio conditions)
- “Fast Upgrade” if BLER goes below of a MIN BLER threshold(excellent radio conditions)
RL09
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Downlink – fast
▪ 1 TTI
– channel aware▪ CQI based
– MCS selection▪ 1 out of 0-28
– output▪ MCS
▪ TBS
– up to 64QAM support
Uplink
– slow periodical▪ ~30ms
– channel partly aware▪ average BLER based
– MCS adaptation▪ +/- 1 MCS correction
– output▪ MCS
▪ ATB
– up to 16 QAM support
Comparison: DL & UL Link adaptation for PSCH (4/6)
MCS: Modulation & Coding Scheme
TBS: Transport Block Size
ATB: Automatic Transmission Bandwidth
Adaptive Transmission Bandwidth (ATB): Responsible for definingmaximum number of PRBs that can be assigned to a particular UEby UL SCH
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Outer Link Quality Control (OLQC) (5/6)
Feature: CQI Adaptation (DL)
• CQI information is used by the scheduler & link adaptation in such a way that a certain
BLER of the 1st HARQ transmission is achieved
• CQI adaptation is the basic mean to control Link Adaptation behaviour and to remedy UE
measurement errors
• Only used in DL
• Used for CQI measurement error compensation
– CQI estimation error of the UE
– CQI quantization error or
– CQI reporting error
• It adds a CQI offset to the CQI reports provided by UE. The corrected CQI report isprovided to the DL Link adaptation for further processing
• CQI offset derived from ACK/NACK feedback
RL09
Optimize the DL performance
Feature ID(s): LTE30
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Support of aperiodic CQI reports (6/6)
Functionality
• Aperiodic CQI reports scheduled in addition to periodic reports
– Periodic CQI reports on PUCCH – Aperiodic CQI reports on PUSCH
Description
• Controlled by the UL scheduler
– Triggered by UL grant indication (PDCCH)
• Basic feature
Feature ID(s): LTE767
Benefits
• Not so many periodic CQIs on PUCCH
needed
• Allow frequent submission of more detailed
reports (e.g. MIMO, frequency selective
parts)
RL10
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LTE RRM: Power Control (1/4)
Downlink:• There is no adaptive or dynamic power control in DL but semi-static power
setting
• eNodeB gives flat power spectral density (dBm/PRB) for the scheduled
resources:
– The power for all the PRBs is the same
– If there are PRBs not scheduled that power is not used but the power of the
remaining scheduled PRBs doesn’t change:
▪ Total Tx power is max. when all PRBs are scheduled. If only 1/2 of the PRBs are
scheduled the Tx power is 1/2 of the Tx power max ( i.e. Tx power max -3dB)
• Semi-static: PDSCH power can be adjusted via O&M parameters
– Cell Power Reduction level CELL_PWR_RED [0...10] dB attenuation in 0.1 dB steps
Improve cell edge behaviour, reduce inter-cell interference & power consumption
RL09
Feature ID(s): LTE27
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Power Control (2/4)
Uplink:
• UL PC is a mix of Open Loop Power Control & Closed Loop Power Control:
• Closed Loop PC component f(i): Makes use of feedback from the eNB. Feedback are TCP
commands send via PDCCH to instruct the UE to increase or decrease its Tx power
Improve cell edge behaviour, reduce inter-cell interference and power consumption
RL09
Feature ID(s): LTE27<E28
])}[()()()())((log10,min{)( _ 010 dBmi f i PL j j P i M P i P TF PUSCH PUSCH CMAX PUSCH +∆+⋅++= α
• UL Power control is Slow power control:
– No need for fast power control as in 3G:
if UE Tx power was high it incremented
the co-channel for other UEs.
– In LTE all UEs resources are orthogonalin frequency & time
TPC: Transmit Power Control
WCDMA: If UE Tx power was high it increased the co-channel interference for otherUEs
Open loop suffers from errors in UE path loss measurement and tx power settingwhereas closed loop PC is less sensitive to errors
Control over power spectral density, not absolute power. The power is changed bythe UL scheduler by varying the bandwidth granted. The power per Hz remainsconstant.
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Power Control (3/4)
Uplink (cont.):
• UL PC is a mix of Open Loop Power Control & Closed Loop Power Control:
• PCMAX: max. UE Tx power according to UE power class; e.g. 23dBm for class 3
• MPUSCH: # allocated PRBs. The UE Tx Power is increased proportionally to the # of allocated
RBs. Remaining terms of the formula are per RB
• P0_PUSCH: eNB received power per RB when assuming path loss 0 dB. Depends on α
• α: Path loss compensation factor. Three values:
– α= 0, no compensation of path loss
– α= 1, full compensation of path loss (conventional compensation)
– α≠ { 0 ,1 } , fractional compensation
• PL: DL Path loss calculated by the UE• Delta_TF: increases the UE Tx power to achieve the required SINR when transmitting a
large number of bits per RE. It links the UE Tx power to the MCS.
RL09
Feature ID(s): LTE27<E28
])}[()()()())((log10,min{)( _ 010 dBmi f i PL j j P i M P i P TF PUSCH PUSCH CMAX PUSCH +∆+⋅++= α
PL calculated by UE using a
combination of RSRPmeasurements and knowledge ofthe RS transmit power(broadcasted in SIB2)Power control does not control the absolute UE Tx. power but the Power SpectralDensity (PSD), power per Hz, for a device The PSDs at the eNodeB from differentusers have to be close to each other so the receiver doesn’t work over a large range
of powers.Different data rates mean different tx bandwidths so the absolute Tx power of the UEwill also change. PC makes that the PSD is constant independently of the txbandwidth
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Conventional & Fractional Power Control (4/4)
• Conventional PC schemes:
– Attempt to maintain a constant SINR at the receiver
– UE increases the Tx power to fully compensate for increases in the path loss
• Fractional PC schemes:
– Allow the received SINR to decrease as the path loss increases.
– UE Tx power increases at a reduced rate as the path loss increases. Increases in
path loss are only partially compensated.
– [+]: Improve air interface efficiency & increase average cell throughputs by reducing
Intercell interference
• 3GPP specifies fractional power control for the PUSCH with the option to disable it &
revert to conventional based on α
Conventional PowerControl: α=1
If Path Loss increases by
10 dB the UE Tx power
increases by 10 dB
Fractional Power
Control: α { 0 ,1}
If Path Loss increases
by 10 dB the UE Tx
power increases by <
10 dB
UE TxPower UE Tx
Power
ULSINR
ULSINR
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LTE RRM: Radio Admission Control (RAC)
Objective: To admit or reject requests for establishment of Radio Bearers (RB) on a
cell basis
• Based on number of RRC connections and number of active users per cell
– Non QoS aware
– Both can be configured via parameters
▪ RRC connection is established when the SRBs have been admitted & successfully
configured
▪ UE is considered as active when a Data Radio bearer (DRB) is established
– Upper bound for maximum number of supported connections depends on the
BB configuration of eNB :
▪ RL10: support for 200, 400 & 800 active users respectively in 5, 10 & 20 MHz
▪ RL20: up to 840 active users in 20MHz
• Handover RAC cases have higher priority than normal access to the cell
• RL09: All RRC connection setup request are admitted by default to avoid RAC complexity
RL09
At reception of the HO request message the RAC decides in an ‘all-or-nothing’manner on the admission / rejection of the resources used by the UE in the sourcecell (prior to HO). 'All-or-nothing' manner means that either both SRB AND (logical)
DRB are admitted or the UE is rejected. RL09 all SRB are admitted.
SRB: between UE and eNB
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LTE RRM: MIMO / Antenna Control (1/5)Transmit diversity for 2 antennas
Benefit: Diversity gain, enhanced cell coverage
• Each Tx antenna transmits the same stream of data with Receiver gets replicas ofthe same signal which increases the SINR.
• Synchronization signals are transmitted only via the 1st antenna
• eNode B sends different cell-specific Reference Signals (RS) per antenna
• It can be enabled on cell basis by O&M configuration
• Processing is completed in 2 phases:
• Layer Mapping: distributing a stream of data into two streams
• Pre-coding: generation of signals for each antenna port
RL09
• Additional antenna specific coding is applied to the signals before transmission toincrease the diversity effect.
Transmit diversity is open loop (it doesn’t take any advantage of any feedback fromthe UE as weights are fixed). It is simpler to implement and doesn’t have theoverhead generated by the feedback information. Tx diversity is the solution for openloop spatial multiplexing when transferring a single code word.
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S1
S2
Spatial multiplexing (MIMO) for 2 antennas (2/5)
Benefit: Doubles peak rate compared to 1Tx antenna
• Spatial multiplexing with 2 code words
• Supported physical channel: PDSCH
Two code words
(S1+S2) are
transmitted in
parallel to 1 UEdouble peak
rate
Layer
Mapping
L1
L2
Precoding
Map onto
Resource
Elements
×
Map onto
Resource
Elements
OFDMA
OFDMA
Modulation
Modulation
Code word
1
Code word
2
×
Scale
×
×
W2
W1
• 2 code words
transferred whenchannel conditions
are good
• Signal generation is similar to Transmit
Diversity: i.e. Layer Mapping & Precoding
• Can be open loop or closed loop depending
if the UE provides feedback
The cyclic delay operation for the second antenna causes a linear phase shift alongthe frequency dimension. Thus, summing the cyclically delayed signal in the receiverand the un-delayed signal from the first antenna causes a frequency selective fading
pattern
UE provides feedback in terms of:
CQI
Rank Indication (RI) – number of layers to use
Precoding Matrix Indicator (PMI) – set of weights to apply during precoding
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Precoding (3/5)
• Precoding generates the signals for each antenna port
• Precoding is done multiplying the signal with a precoding matrix selected from a predefinedcodebook known at the eNB and at the UE side
• Closed loop: UE estimates the radio channel, selects the best precoding matrix (the one thatoffers maximum capacity) & sends it to the eNB
• Open loop: no need for UEs feedback as it uses predefined settings for Spatial Multiplexing& precoding
Pre-coding codebook for 2 Tx antenna case
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DL adaptive open loop MIMO for 2 antennas (4/5)
Benefit: High peak rates (2 code words) & good cell edge
performance (single code word)
• 2 TX antennas
• Dynamic selection between
• Transmit diversity
• Open loop spatial multiplexing with 2
code words
• Supported physical channel: PDSCH
• Dynamic switch considers the UE specific
link quality
• Enabled/disabled on cell level (O&M)
• If disabled case either static spatial
multiplexing or static Tx diversity can
be selected for the whole cell (all UEs)
2 code words (A+B) are
transmitted in parallel to 1 UE
which doubles the peak rate
1 code word A is
transmitted via 2
antennas to 1 UE;
improves the LiBu
A
B
A
Feature ID(s): LTE70
RL09
Note: DL adaptive closed loop
MIMO has been moved to RL20
LiBu: Link Budget
Note: CQI adaptation needs to be supported/enabled ;Tx diversity needs to besupported/enabled. MIMO is currently non adaptive
Release 10: UE radio capabilities are considered
Performance counter for transmission mode usage is supported per cell
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MIMO, DL channels & RRM Functionality (5/5)
Available MIMO options vs. channel type
• Options for Transmit Diversity (2 Tx):
– Control Channels
– PDSCH
• Options for Dual Stream (SM):
– Only DL PDSCH
• MIMO is SW feature
Channel can be configured to use MIMO mode
Channel cannot be configured to use MIMO mode
In UL, Flexi eNodeB has 2Rx Div. :
• Maximum Ratio Combining
Benefit: increase coverage by
increasing the received signal
strength and quality
RRM MIMO Mode Control Functionality
• Refers to switch between:
Tx Diversity (single stream)
MIMO Spatial Multiplexing (double stream)
1x1 SISO / 1x2 SIMO
• Provided by eNB only for DL direction
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LTE RRM: Connection Mobility Control (1/3)Handover Types
• Intra-RAT handover
– Intra eNodeB – Inter eNodeB
Data forwarding over X2• High performance for 15…120 km/h
• Optimized performance for 0…15 km/h
HO in case of no X2 interface configured between Serving eNB & Target eNB: HO via
S1 interface – RL20
• Inter-RAT Handover
– PS domain only
– RL20: LTE WCDMA
– RL30: LTE CDMA2000
– RL40: WCDMA LTE
– Not assigned: LTE GSM; GSM LTE
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Intra frequency handover via X2 (2/3)
• Basic Mobility Feature
• Event triggered handover based
on DL measurements (ref.
signals)
• Network evaluated HO decision
• Operator configurable
thresholds for• coverage based &
• best cell based handover
• Data forwarding via X2
• Radio Admission Control (RAC)gives priority to HO related
access over other scenarios S1
S1 X2
MMES-GWP-GW
RL09
Feature ID(s): LTE53
A reliable and lossless mobility
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Inter RAT Handover to WCDMA (3/3)
• Only for multimode devices supporting
LTE & WCDMA
• Event triggered Handover based on DL
measurement Reference Signal Received
Power (RSRP)
• Operator configurable RSRP threshold
• Inter-RAT HO measurements only
activated if there is not Intra-frequency
neighbour cell
• Network evaluated HO decision
• eNB broadcasts IRAT cell selection
information
• best target WCDMA cell may be selected
when above the threshold• eNB initiates Handover via EPC
MMES-GW
P-GW
SGSNRNC
S1Iub
LTE
WCDMA
RL20
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA• OFDM Key Parameters
• OFDM Weaknesses
• SC-FDMA
• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants• RRM Overview
• VoIP in LTE
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VoIP in LTE
Paging in
LTE
2G/3G RAN
MMEE-UTRAN
MSC-S MGW
CS call setup in
2G/3G
CS Fallback handover
• Voice is still important in LTE
• CS voice call will not be possible in LTE since there is no CS core interface
• Voice with LTE terminals has a few different solutions• The first voice solution in LTE can rely on CS fallback Handover where LTE
terminal will be moved to 2G/3G to make CS call
• The ultimate LTE voice solution will be VoIP + IMS (not RL10)
RL20
IP Multimedia Subsystem, a set of specifications from 3GPP for delivering IPmultimedia to mobile users
VoIP: supported in RL20
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Single Radio Voice Call Continuity (SR-VCC)
LTE VoIP
3G CS voice
LTE VoIP
3G CS voice 3G CS voice 3G CS voice
Single Radio Voice Call
Continuity (SR-VCC)
Options for voice call continuity when running out of LTE coverage
• 1) Handover from LTE VoIP to 3G CS voice – Voice Handover from LTE VoIP to WCDMA CS voice is called SR-VCC
– No VoIP needed in 3G
• 2) Handover from LTE VoIP to 3G VoIP
– VoIP support implemented in 3G
RL30
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LTE Voice Evolution
Broadband LTE
introduction
MGW MSS
LTE
HSPA & I-HSPA
2G/3G
CS/PS
Increased radio
efficiency for voice
service
LTE
HSPA & I-HSPA
2G/3G
Full IMS centric
multimedia servicearchitecture
LTE
HSPA & I-HSPA
PS
E v o l u t i o n t o I M S
V o I P
s o l u t i o n
I n t r o d u c e
N V S V o I P
s o l u t i o n
NVS
IMSMGW MSSNVS
CS/PS
Data only LTE Fast track LTE VoIP IMS multimedia
• CS fallbackhandover
• VoIP
• SR-VCC
• VoIP
• SR-VCC
Timing of phases to be fixed
NVS: NVS: NSN Voice Server
IMS: IP Multimedia Server