Cosmetic Adverse Event Reporting in the U.S.

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Cosmetic Adverse Event Reporting in the U.S.

Personal Care Products Council 2017 Science Symposium and Expo

Linda M. Katz, M.D., M.P.H.

Director, Office of Cosmetics and Colors Center for Food Safety and Applied Nutrition

U.S. Food and Drug Administration

October 25, 2017

Outline

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• General overview of adverse events related to cosmetic products

• How FDA reviews adverse event data

• Trends in cosmetic-related adverse events

• How to report a cosmetic-related adverse event

• How to access FDA adverse event data

Cosmetics – Challenges

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• FDA’s limited legal authorities • Competing agency priorities • Significant changes in past 10-15 years

– Manufacturing more global – Increased adoption of international standards for product testing (ISO) – Alternatives to animal testing – Increasingly sophisticated technology and complex ingredients with

potential structure and function effects • Nanotechnology • “Active” ingredients • Botanicals

– Several U.S. States with an articulated position on certain cosmetic ingredients

– More knowledgeable/demanding consumers, increased use of social media to share information on safety of cosmetics, access to safety estimation tools published by NGOs, use of private “seals” to promote safety of products

FDA Surveillance of Cosmetics

• Adverse event (AEs) monitoring : AEs are submitted by a reporter via MedWatch or Consumer Complaint Coordinator – Types of AEs reported to FDA:

• Serious include: hospitalization, death, disfigurement, life threatening & disability, congenital abnormalities

• Non-Serious include: rash, redness, itching, swelling, etc.

– Most often reported AEs are for: • Baby powders • Hair smoothing products • Deodorants • Men’s hair (lead acetate) and beard dyes

(PPD or coal tar dyes) • Hair dyes (PPD) & Temporary Tattoos • Hair cleansing, detangling, conditioners • Tattoos • Moisturizing skin care preparations • Baby wipes

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Reviewing CAERS Data

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What is CAERS?

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CAERS stands for CFSAN Adverse Event Reporting System

• Database used to track adverse events and product complaints

associated with foods, dietary supplements, and cosmetics

• Adverse event reporting for cosmetics is completely voluntary

• When an AE report is entered into CAERS, an outgoing letter

and a redacted version of the CAERS report are submitted to the distributor

• FDA encourages firms to share any relevant information

concerning adverse events related to their products

Criteria for Serious Determination

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• If the reviewer has determined the adverse event is serious they must choose one of the following fields in the Reviewer Event Outcome Field – Congenital abnormality – Death – Disability – Hospitalization – Life threatening – Other Serious

• Permanent hair loss • Disfigurement

– Required medical or surgical intervention to prevent permanent damage to a body organ or body structure or disfigurement

CAERS Data Have Limitations

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• Inaccurate identification of products by reporter • Lack of ingredient information provided • Incomplete contact information for FDA to seek further information • Reports do not include all of the relevant data, such as medical

conditions or current medications • Limited ability discern association between AE and product and/or

ingredients listed • Lack of photo attachment capabilities of product or AE • Voluntary nature of AE reporting results in inaccurate account of all

concerns related to a particular product or ingredient

It is difficult to fully evaluate whether a product caused AE, because

there is important information missing in the submitted reports

Snapshot of Trends in Cosmetic- Related Adverse Events

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Number of Cosmetic-Related Adverse Events Reported per Year 2004 – September 8, 2017

2500

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0

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2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015

Year

2016 2017

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AEs

Number of Cosmetic-Related Adverse Events Reported per Year

2004 – September 8, 2017*includes body

powders 6000

5000

4000

3000

2000

1000

0

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2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017

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AEs

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Who is Reporting? *includes body

powders

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• 92% of injured consumers are Female • 80% of injured consumers are White • Report source

– 32% of reports come from Consumers (75% when minus body powders) – 62% come from industry (12% when minus body powders) – 3% are reported on behalf of a friend/relative of the consumer (8%) – Less than 1% of reports come from health professionals (2%) – Less than 1% of reports come from Local/State Government (2%) – 0.1% are reported on behalf of an attorney of the consumer (0.2%) – 1% are not classified (3%)

Review Evaluations: Serious vs. Non-Serious, 2004-2017

Non-Serious 76%

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Serious 24%

Review Evaluations: Serious vs. Non-Serious, 2004-2017*

includes body powders

Non-Serious 18%

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Serious 82%

Review Evaluations, 2004-2017 (n= 2,120)

Probable 41%

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Certain 22%

Possible 17%

Unlikely 7%

Insufficient Info 13%

Review Evaluations, 2004-2017 (n= 3,852) *includes body powders

Insufficient Info 52%

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Probable 22%

Certain 12%

Possible 10%

Unlikely 4%

Review Event Outcomes for Serious AEs, 2004-2017 (n=664)

53%

23%

13%

9% 1% 1%

Other Serious (Important Medical Events)

Req. Intervention to prvnt perm. imprmnt.

Hospitalization

Life Threatening

Disability

Death

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Review Event Outcomes for Serious AEs, 2004-2016 (n=2,400) * includes body powders

77%

10%

6%

4% 3% 0%

Other Serious (Important Medical Events)

Death

Req. Intervention to prvnt perm. imprmnt.

Hospitalization

Life Threatening

Disability

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Percentage of AEs by Product Category, 2004-2017 (n=6,099)

39%

19

17%

10%

5%

6%

4%

4%

2%

3%

2%

1%

2%

2%

Shaving Preparations 0%

Bath Preparations 1%

Suntan Preparations 1%

Oral Hygiene Products

Manicuring Preparations

Fragrance Preparations

Multiple Products

Not Coded

Baby Products

Makeup Preparations (Not For Eyes)

Eye Makeup Preparations

Personal Cleanliness

Hair Coloring Preparations

Unclassified Products

Skin Care Preparations

Hair Preparations (Non-Coloring)

0% 5% 10% 15% 20% 25% 30% 35% 40% 45%

Percentage of AEs by Product Category, 2004-2017 (n=14,341) *

includes body powders

58%

20

16%

7%

4%

2%

1%

2%

2%

2%

Shaving Preparations 0%

Bath Preparations 0%

Suntan Preparations 0%

Oral Hygiene Products 1%

Manicuring Preparations 1%

Multiple Products 1%

Baby Products 1%

Not Coded

Makeup Preparations (Not For Eyes)

Eye Makeup Preparations

Personal Cleanliness

Hair Coloring Preparations

Unclassified Products

Skin Care Preparations

Hair Preparations (Non-Coloring)

Fragrance Preparations

0% 10% 20% 30% 40% 50% 60% 70%

Trends in Categories of Cosmetic Products Associated with AEs

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Hair Preparations

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• Hair conditioners • Hair Sprays • Hair Straighteners • Permanent Waves • Rinses • Shampoos • Tonics, Dressings, and other Hair Grooming Aids • Wave Sets • Other Hair Preparations

Trends in AEs Related to Hair Preparations (Non-Coloring), 2012-2017

93

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63 93 77

1457

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2012 2013 2014 2015 2016 2017

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AEs

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Trends in AEs Related to Hair Preparations (Non-Coloring),

2012-2017

74 54 78 51 78 208

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19 9 15 26

1379

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1400

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AEs

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Shampoos

Hair Preparations (Non-Coloring)

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Fragrance Preparations

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• Colognes and Toilet Waters

• Perfumes

• Powders (Dusting and Talcum, excluding Aftershave Talc)

• Sachets

• Other Fragrance Preparations

Trends in AEs Related to Fragrance Preparations,

2012-2017

4

26

2 5

1478

2563

4061 4500

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Trends in AEs Related to Fragrance Preparations, 2012-2017*includes body

powders

4 0

2 0

5 0 6 7 6

1472

2556

4055

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AEs

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Powders (Dusting, Talcum, excluding Aftershave Talc)

Fragrance Preparations

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Unclassified Cosmetic Products

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• Other Cosmetic Products

– Permanent Tattoos

– Temporary Tattoos

Trends in AEs Related to Unclassified Cosmetic Products,

2012-2017

27

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42 45

92

79

21

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Trends in AEs Related to Unclassified Cosmetic Products, 2012-2017

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3

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39 47

61

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21

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45 18

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Permanent Tattoos

Unclassified Cosmetic Products

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How to Report an Adverse Event for a Cosmetic Product

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How to Report an Adverse Event

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3 Ways to Report an Adverse Event

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Where Do Reported Adverse Events Go?

CAERS

CFSAN Adverse Events Reporting System

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How Does FDA Use the Information in CAERS?

• CAERS is used as a source of cosmetics-related safety signals

• Reports are routinely evaluated by reviewers in CFSAN

• If a potential signal is identified, further investigations may be

performed

• FDA may use CAERS data for regulatory decision making to

promote public health and/or communicate safety information related to cosmetic products or ingredients to the public

https://www.fda.gov/Food/ComplianceEnforcement/ucm494015.htm#FAQs

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Accessing CAERS Data

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Two Ways CAERS Data are Available to the Public 1.CAERS Data Files: provides raw data consisting of individual case safety reports submitted by consumers and health professionals extracted from CAERS

(https://www.fda.gov/Food/ComplianceEnforcement/ucm494015.htm#files)

– Report number – Date report was created – Date of adverse event – Product role – Industry code and name – Demographic information (age and gender) – Product – Symptoms – Outcome

2. Freedom of Information Act (FOIA) request

More information can be found at: https://www.fda.gov/Food/ComplianceEnforcement/ucm494015.htm

1. Downloading CAERS Data

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Conclusion

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• Cosmetic-related adverse events can be reported voluntarily by phone, online, or by paper

• FDA adverse event data is available for download or by submitting a Freedom

of Information Act Request

• CAERS is a source of information on cosmetics-related safety signals

• FDA reviews CAERS data and may use it to promote public health and/or

communicate safety information related to cosmetic products or ingredients to the public

• Because AE reporting is voluntary, the quality and quantity of reports is

sparse

• FDA encourages more manufacturers and health professionals to report

cosmetic-related AEs

Acknowledgements

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• Claudia Valenzuela, M.P.H.

• Nakissa Sadrieh, Ph.D.

Questions

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