US District Court Civil Docket as of December 2, 2016 Retrieved from the court on December 2, 2016

U.S. District Court Southern District of New York (Foley Square)

CIVIL DOCKET FOR CASE #: 1:13-cv-03851-RMB

In re Barrick Gold Securities Litigation Assigned to: Judge Richard M. Berman Related Cases: 1:13-cv-04123-RMB

1:13-cv-05437-RMB

1:15-cv-08457-RMB-JCF

1:15-cv-08465-RMB-JCF

Cause: 15:78m(a) Securities Exchange Act

Date Filed: 06/05/2013 Date Terminated: 12/02/2016 Jury Demand: Both Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Lead Plaintiff Institutional Investor Group represented by Joseph Alberto Fonti

Bleichmar Fonti Tountas & Auld LLP 7 Times Square, 27th fl New York, NY 10036 212-789-1342 Fax: 212-205-3962 Email: jfonti@bfalaw.com TERMINATED: 08/07/2014 LEAD ATTORNEY Christopher F. Moriarty Motley Rice LLC 28 Bridgeside Blvd. Mt. Pleasant, SC 29464 (843)-216-9000 Fax: (843)-216-9450 Email: cmoriarty@motleyrice.com ATTORNEY TO BE NOTICED Danielle Elizabeth Stampley Labaton Sucharow 140 Broadway New York, NY 10005 (212)-907-0884 Fax: (212)-883-7084 Email: dstampley@labaton.com TERMINATED: 08/07/2014 David P. Abel Motley Rice LLC

28 Bridgeside Blvd. Mt. Pleasant, SC 29464 843-216-9000 Fax: 843-216-9450 Email: dabel@motleyrice.com PRO HAC VICE ATTORNEY TO BE NOTICED James M. Hughes Motley Rice LLC (SC) 28 Bridgeside Boulevard P.O. Box 1792 Mount Pleasant, SC 29464 (843) 216 9000 Fax: 843 216 9450 Email: jhughes@motleyrice.com PRO HAC VICE ATTORNEY TO BE NOTICED Jonathan M. Plasse Labaton Sucharow, LLP 140 Broadway New York, NY 10005 (212) 907-0863 Fax: (212) 883-7063 Email: jplasse@labaton.com ATTORNEY TO BE NOTICED Serena Pia Hallowell Labaton & Sucharow LLP (NYC) 140 Broadway New York, NY 10005 (212)907-0700 Fax: (212)-818-0477 Email: shallowell@labaton.com ATTORNEY TO BE NOTICED

Plaintiff Lewis S. Clark individually and on behalf of all others similarly situated

represented by Joseph Alberto Fonti (See above for address) TERMINATED: 08/07/2014 LEAD ATTORNEY Brian Philip Murray Glancy Prongay & Murray LLP 122 East 42nd Street, Suite 2920 New York, NY 10168 212-682-5340 Fax: 212-884-0988 Email: bmurray@glancylaw.com

ATTORNEY TO BE NOTICED Christopher F. Moriarty (See above for address) ATTORNEY TO BE NOTICED Danielle Elizabeth Stampley (See above for address) TERMINATED: 08/07/2014 David P. Abel (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Gregory Bradley Linkh Glancy Binkow & Goldberg LLP (NYC2) 77 Water Street, 7th Floor New York, NY 10005 (646) 722-4180 Email: glinkh@glancylaw.com ATTORNEY TO BE NOTICED James M. Hughes (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jonathan M. Plasse (See above for address) ATTORNEY TO BE NOTICED Lionel Z. Glancy Glancy & Binkow Goldberg LLP 1925 Century Park East, Suite 2100 Los Angeles, CA 90067 (310) 201-9150 Fax: (310) 201-9160 Email: lglancy@glancylaw.com PRO HAC VICE ATTORNEY TO BE NOTICED Michael Goldberg Glancy Binkow & Goldberg, LLP (CA) 1925 Century Park East, Suite 2100 Los Angeles, CA 90067 (310)-201-9150 Fax: (310)-201-9160 PRO HAC VICE

ATTORNEY TO BE NOTICED Robert Vincent Prongay Glancy Prongay & Murray LLP 1925 Century Park East, Suite 2100 Los Angeles, CA 90067 (310) 201-9150 Fax: (310) 201-9160 Email: rprongay@glancylaw.com PRO HAC VICE ATTORNEY TO BE NOTICED Serena Pia Hallowell (See above for address) ATTORNEY TO BE NOTICED

Plaintiff Patricia E. Clark individually and on behalf of all others similarly situated

represented by Joseph Alberto Fonti (See above for address) TERMINATED: 08/07/2014 LEAD ATTORNEY Brian Philip Murray (See above for address) ATTORNEY TO BE NOTICED Christopher F. Moriarty (See above for address) ATTORNEY TO BE NOTICED Danielle Elizabeth Stampley (See above for address) TERMINATED: 08/07/2014 David P. Abel (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Gregory Bradley Linkh (See above for address) ATTORNEY TO BE NOTICED James M. Hughes (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jonathan M. Plasse (See above for address)

ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Michael Goldberg (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Robert Vincent Prongay (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Serena Pia Hallowell (See above for address) ATTORNEY TO BE NOTICED

Plaintiff Retail Wholesale & Department Store Union Local 338 Pension Fund

represented by Joseph Alberto Fonti (See above for address) TERMINATED: 08/07/2014 LEAD ATTORNEY Christopher F. Moriarty (See above for address) ATTORNEY TO BE NOTICED Danielle Elizabeth Stampley (See above for address) TERMINATED: 08/07/2014 David P. Abel (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Ira M. Press Kirby McInerney LLP 825 Third Avenue 16th Floor New York, NY 10022 (212) 371-6600 Fax: (212) 751-2540 Email: ipress@kmllp.com ATTORNEY TO BE NOTICED

James M. Hughes (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jonathan M. Plasse (See above for address) ATTORNEY TO BE NOTICED Serena Pia Hallowell (See above for address) ATTORNEY TO BE NOTICED

Plaintiff International Painters and Allied Trades Industry Pension Fund

represented by Joseph Alberto Fonti (See above for address) TERMINATED: 08/07/2014 LEAD ATTORNEY Christopher F. Moriarty (See above for address) ATTORNEY TO BE NOTICED Danielle Elizabeth Stampley (See above for address) TERMINATED: 08/07/2014 David P. Abel (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED James M. Hughes (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jeffrey Alan Barrack Barrack, Rodos & Bacine(PA) Two Commerce Square 2001 Market Street Suite 3300 Philadelphia, PA 19103 (215) 963-0600 Fax: (215) 963-0838 Email: jbarrack@barrack.com ATTORNEY TO BE NOTICED Jonathan M. Plasse (See above for address)

ATTORNEY TO BE NOTICED Serena Pia Hallowell (See above for address) ATTORNEY TO BE NOTICED

Plaintiff George Potter represented by Colby A. Smith

Debevoise & Plimpton LLP (DC) 801 Pennsylvania Avenue, N.W., Suite 500 Washington, DC 20004 202-383-8000 Fax: 202-383-9224 Email: casmith@debevoise.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph Alberto Fonti (See above for address) TERMINATED: 08/07/2014 LEAD ATTORNEY Ada Fernandez Johnson Debevoise & Plimpton LLP (DC) 801 Pennsylvania Avenue, N.W., Suite 500 Washington, DC 20004 (202)-383-8036 Fax: (202)-383-8118 Email: afjohnso@debevoise.com ATTORNEY TO BE NOTICED Bruce E. Yannett Debevoise & Plimpton, LLP (NYC) 919 Third Avenue,31st Floor New York, NY 10022 212 909-6000 Fax: 212 909-6836 Email: beyannett@debevoise.com ATTORNEY TO BE NOTICED Christopher F. Moriarty (See above for address) ATTORNEY TO BE NOTICED Danielle Elizabeth Stampley (See above for address) TERMINATED: 08/07/2014

David P. Abel (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Elliot Greenfield Debevoise & Plimpton, LLP (NYC) 919 Third Avenue,31st Floor New York, NY 10022 (212)909-6000 Email: egreenfield@debevoise.com ATTORNEY TO BE NOTICED James M. Hughes (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jonathan M. Plasse (See above for address) ATTORNEY TO BE NOTICED Serena Pia Hallowell (See above for address) ATTORNEY TO BE NOTICED Zachary Saltzman Debevoise and Plimpton 919 Third Avenue New York, NY 10022 (212)-909-6690 Email: zhsaltzm@debevoise.com ATTORNEY TO BE NOTICED

Plaintiff Igor Gonzales represented by Colby A. Smith

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph Alberto Fonti (See above for address) TERMINATED: 08/07/2014 LEAD ATTORNEY Ada Fernandez Johnson (See above for address) ATTORNEY TO BE NOTICED Bruce E. Yannett

(See above for address) ATTORNEY TO BE NOTICED Christopher F. Moriarty (See above for address) ATTORNEY TO BE NOTICED Danielle Elizabeth Stampley (See above for address) TERMINATED: 08/07/2014 David P. Abel (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Elliot Greenfield (See above for address) ATTORNEY TO BE NOTICED James M. Hughes (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jonathan M. Plasse (See above for address) ATTORNEY TO BE NOTICED Serena Pia Hallowell (See above for address) ATTORNEY TO BE NOTICED Zachary Saltzman (See above for address) ATTORNEY TO BE NOTICED

Plaintiff Sybil E. Veenman represented by Colby A. Smith

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph Alberto Fonti (See above for address) TERMINATED: 08/07/2014 LEAD ATTORNEY Ada Fernandez Johnson (See above for address)

ATTORNEY TO BE NOTICED Bruce E. Yannett (See above for address) ATTORNEY TO BE NOTICED Christopher F. Moriarty (See above for address) ATTORNEY TO BE NOTICED Danielle Elizabeth Stampley (See above for address) TERMINATED: 08/07/2014 David P. Abel (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Elliot Greenfield (See above for address) ATTORNEY TO BE NOTICED James M. Hughes (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jonathan M. Plasse (See above for address) ATTORNEY TO BE NOTICED Serena Pia Hallowell (See above for address) ATTORNEY TO BE NOTICED Zachary Saltzman (See above for address) ATTORNEY TO BE NOTICED

Plaintiff Peter Kinver represented by Colby A. Smith

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph Alberto Fonti (See above for address) TERMINATED: 08/07/2014 LEAD ATTORNEY

Ada Fernandez Johnson (See above for address) ATTORNEY TO BE NOTICED Bruce E. Yannett (See above for address) ATTORNEY TO BE NOTICED Christopher F. Moriarty (See above for address) ATTORNEY TO BE NOTICED Danielle Elizabeth Stampley (See above for address) TERMINATED: 08/07/2014 David P. Abel (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Elliot Greenfield (See above for address) ATTORNEY TO BE NOTICED James M. Hughes (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jonathan M. Plasse (See above for address) ATTORNEY TO BE NOTICED Serena Pia Hallowell (See above for address) ATTORNEY TO BE NOTICED Zachary Saltzman (See above for address) ATTORNEY TO BE NOTICED

V.

Consolidated Plaintiff Clement Bernard represented by Joseph Alberto Fonti

(See above for address) TERMINATED: 08/07/2014 LEAD ATTORNEY

Christopher F. Moriarty (See above for address) ATTORNEY TO BE NOTICED Danielle Elizabeth Stampley (See above for address) TERMINATED: 08/07/2014 David P. Abel (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED James M. Hughes (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jonathan M. Plasse (See above for address) ATTORNEY TO BE NOTICED Serena Pia Hallowell (See above for address) ATTORNEY TO BE NOTICED

Consolidated Plaintiff City of Brockton Retirement System represented by Joseph Alberto Fonti

(See above for address) TERMINATED: 08/07/2014 LEAD ATTORNEY Christopher F. Moriarty (See above for address) ATTORNEY TO BE NOTICED Danielle Elizabeth Stampley (See above for address) TERMINATED: 08/07/2014 David P. Abel (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED James M. Hughes (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Jonathan M. Plasse (See above for address) ATTORNEY TO BE NOTICED Serena Pia Hallowell (See above for address) ATTORNEY TO BE NOTICED

V.

Movant Union Asset Management Holding AG and LRI Invest S.A.

represented by Christopher J. Keller Labaton Sucharow, LLP 140 Broadway New York, NY 10005 (212) 907-0853 Fax: (212) 883-7053 Email: ckeller@labaton.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel H. Bernstein Labaton Sucharow, LLP 140 Broadway New York, NY 10005 212-907-0869 Fax: 212-883-7069 Email: jbernstein@labaton.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Jonathan Gardner Labaton Sucharow, LLP 140 Broadway New York, NY 10005 212-907-0839 Fax: 212-818-0477 Email: jgardner@labaton.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Jonathan M. Plasse (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph Alberto Fonti (See above for address) TERMINATED: 08/07/2014

LEAD ATTORNEY Nicole M. Zeiss Labaton Sucharow, LLP 140 Broadway New York, NY 10005 212-907-0700 Fax: 212-818-0477 Email: nzeiss@labaton.com LEAD ATTORNEY ATTORNEY TO BE NOTICED William H. Narwold Motley Rice LLC (CT) One Corporate Center 20 Church Street, 17th Floor Hartford, CT 06103 860-882-1676 Fax: 860-882-1682 Email: bnarwold@motleyrice.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher F. Moriarty (See above for address) ATTORNEY TO BE NOTICED David P. Abel (See above for address) TERMINATED: 02/03/2016 PRO HAC VICE James M. Hughes (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Michael Jon Pendell Hinckley Allen & Snyder, LLP(CT) 185 Asylum Street 35th Flr Hartford, CT 06103-3459 (860) 725-6200 x6202 Fax: (860) 278-3802 Email: mpendell@motleyrice.com ATTORNEY TO BE NOTICED Robert Turner Haefele Motley Rice LLC (SC) 28 Bridgeside Boulevard

P.O. Box 1792 Mount Pleasant, SC 29464 843-216-9184 Fax: 843-216-9450 Email: rhaefele@motleyrice.com ATTORNEY TO BE NOTICED

Movant James Duncan represented by Kim Elaine Miller

Kahn Swick & Foti, LLC 206 Covington Street Madisonville, LA 70447 (212) 696-3730 Fax: (504) 455-1498 Email: kim.miller@ksfcounsel.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant Central States, Southeast and Southwest Areas Pension Fund

represented by David Avi Rosenfeld Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road Suite 200 Melville, NY 11747 631-367-7100 Fax: 631-367-1173 Email: drosenfeld@rgrdlaw.com ATTORNEY TO BE NOTICED

Movant Rhondda Cynon Taf Pension Fund represented by Rhondda Cynon Taf Pension Fund

PRO SE

Movant Pension Fund and Treasury of Surrey represented by Pension Fund and Treasury of Surrey

PRO SE

V.

Defendant Barrick Gold Corporation represented by Colby A. Smith

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ada Fernandez Johnson (See above for address) PRO HAC VICE

ATTORNEY TO BE NOTICED Bruce E. Yannett (See above for address) ATTORNEY TO BE NOTICED Elliot Greenfield (See above for address) ATTORNEY TO BE NOTICED Jonathan Rosser Tuttle Debevoise & Plimpton LLP (DC) 555 13th Street, N.W. Washington, DC 20004 (202) 383-8070 Fax: (202) 383-8118 Email: jrtuttle@debevoise.com ATTORNEY TO BE NOTICED Miranda Holmes Turner Debevoise & Plimpton LLP (DC) 801 Pennsylvania Avenue, N.W., Suite 500 Washington, DC 20004 (212) 383-8000 Fax: (212) 383-8118 Email: mhturner@debevoise.com TERMINATED: 05/09/2016 Zachary Saltzman (See above for address) ATTORNEY TO BE NOTICED

Defendant Aaron W Regent represented by Colby A. Smith

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ada Fernandez Johnson (See above for address) ATTORNEY TO BE NOTICED Bruce E. Yannett (See above for address) ATTORNEY TO BE NOTICED Elliot Greenfield (See above for address) ATTORNEY TO BE NOTICED

Miranda Holmes Turner (See above for address) TERMINATED: 05/09/2016 Zachary Saltzman (See above for address) ATTORNEY TO BE NOTICED

Defendant Jamie C. Sokalsky represented by Colby A. Smith

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ada Fernandez Johnson (See above for address) ATTORNEY TO BE NOTICED Bruce E. Yannett (See above for address) ATTORNEY TO BE NOTICED Elliot Greenfield (See above for address) ATTORNEY TO BE NOTICED Miranda Holmes Turner (See above for address) TERMINATED: 05/09/2016 Zachary Saltzman (See above for address) ATTORNEY TO BE NOTICED

Defendant Ammar Al-Joundi represented by Colby A. Smith

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ada Fernandez Johnson (See above for address) ATTORNEY TO BE NOTICED Bruce E. Yannett (See above for address) ATTORNEY TO BE NOTICED Elliot Greenfield

(See above for address) ATTORNEY TO BE NOTICED Miranda Holmes Turner (See above for address) TERMINATED: 05/09/2016 Zachary Saltzman (See above for address) ATTORNEY TO BE NOTICED

V.

Consolidated Defendant Barrick Gold Corporation represented by Ada Fernandez Johnson

(See above for address) ATTORNEY TO BE NOTICED Elliot Greenfield (See above for address) ATTORNEY TO BE NOTICED

Consolidated Defendant Aaron W. Regent represented by Ada Fernandez Johnson

(See above for address) ATTORNEY TO BE NOTICED Elliot Greenfield (See above for address) ATTORNEY TO BE NOTICED

Consolidated Defendant Jamie C. Sokalsky represented by Ada Fernandez Johnson

(See above for address) ATTORNEY TO BE NOTICED Elliot Greenfield (See above for address) ATTORNEY TO BE NOTICED

Consolidated Defendant Ammar Al-Joundi represented by Ada Fernandez Johnson

(See above for address) ATTORNEY TO BE NOTICED Elliot Greenfield (See above for address) ATTORNEY TO BE NOTICED

Objector

Mr Edward Siegel represented by Edward Siegel PRO SE

Date Filed # Docket Text

06/05/2013 1 COMPLAINT against Ammar Al-Joundi, Barrick Gold Corporation, Aaron W Regent, Jamie C. Sokalsky. (Filing Fee $ 350.00, Receipt Number 465401069011)Document filed by Lewis S. Clark, Patricia E. Clark.(jom) (Entered: 06/06/2013)

06/05/2013 SUMMONS ISSUED as to Ammar Al-Joundi, Barrick Gold Corporation, Aaron W Regent, Jamie C. Sokalsky. (jom) (Entered: 06/06/2013)

06/05/2013 Magistrate Judge James C. Francis IV is so designated. (jom) (Entered: 06/06/2013)

06/05/2013 Case Designated ECF. (jom) (Entered: 06/06/2013)

06/05/2013 2 STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M-10-468 Order filed November 1, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. (Signed by Judge Loretta A. Preska on 10/31/2011) (jom) (Entered: 06/06/2013)

08/05/2013 3 STIPULATION AND ORDER EXTENDING TIME TO RESPOND TO COMPLAINT. IT IS HEREBY STIPULATED AND AGREED, by counsel for the parties listed below, that: No defendant in the above-captioned action shall be required to respond to the complaint that was filed in this case on June 5, 2013. On or before 45 days following entry of an order appointing lead plaintiff(s) and lead counsel pursuant to the provisions of the Private Securities Litigation Reform Act of 1995, lead plaintiff(s) shall file a consolidated amended complaint, subject to any further Orders of this Court. Defendants shall answer or otherwise respond to the consolidated amended complaint on or before 45 days after the lead plaintiff(s) files a consolidated amended complaint, subject to any further Orders of this Court, and as further set forth. (Signed by Judge Robert P. Patterson on 8/2/2013) (rjm) (Entered: 08/05/2013)

08/05/2013 4 MOTION to Consolidate Cases 1:13-cv-3851, 1:13-cv-4123, 1:13-cv-5437., MOTION to Appoint Lewis S. Clark and Patricia E. Clark to serve as lead plaintiff(s). Document filed by Lewis S. Clark, Patricia E. Clark.(Linkh, Gregory) (Entered: 08/05/2013)

08/05/2013 5 MEMORANDUM OF LAW in Support re: 4 MOTION to Consolidate Cases 1:13-cv-3851, 1:13-cv-4123, 1:13-cv-5437. MOTION to Appoint Lewis S. Clark and Patricia E. Clark to serve as lead plaintiff(s).. Document filed by Lewis S. Clark, Patricia E. Clark. (Linkh, Gregory) (Entered: 08/05/2013)

08/05/2013 6 DECLARATION of Gregory Linkh in Support re: 4 MOTION to Consolidate Cases 1:13-cv-3851, 1:13-cv-4123, 1:13-cv-5437. MOTION to Appoint Lewis S. Clark and Patricia E. Clark to serve as lead plaintiff(s).. Document filed by Lewis S. Clark, Patricia E. Clark. (Attachments: # 1 Exhibit A: Press Release, # 2 Exhibit B: Certifications, # 3 Exhibit C: Loss Chart, # 4 Exhibit D: Firm Resume)(Linkh, Gregory) (Entered: 08/05/2013)

08/05/2013 7 NOTICE OF APPEARANCE by Ira M. Press on behalf of Retail Wholesale & Department Store Union Local 338 Pension Fund. (Press, Ira) (Entered: 08/05/2013)

08/05/2013 8 MOTION to Consolidate Cases 13-cv-3851, 13-cv-4123, 13-5437., MOTION to Appoint Retail Wholesale & Department Store Union Local 338 Pension Fund to serve as lead plaintiff(s)., MOTION to Appoint Counsel. Document filed by Retail Wholesale & Department Store Union Local 338 Pension Fund. (Attachments: # 1 Text of Proposed Order)(Press, Ira) (Entered: 08/05/2013)

08/05/2013 9 DECLARATION of Ira M. Press in Support re: 8 MOTION to Consolidate Cases 13-cv-3851, 13-cv-4123, 13-5437. MOTION to Appoint Retail Wholesale & Department Store Union Local 338 Pension Fund to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Retail Wholesale & Department Store Union Local 338 Pension Fund to serve as lead plaintiff(s).. Document filed by Retail Wholesale & Department Store Union Local 338 Pension Fund. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Press, Ira) (Entered: 08/05/2013)

08/05/2013 10 MEMORANDUM OF LAW in Support re: 8 MOTION to Consolidate Cases 13-cv-3851, 13-cv-4123, 13-5437. MOTION to Appoint Retail Wholesale & Department Store Union Local 338 Pension Fund to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Retail Wholesale & Department Store Union Local 338 Pension Fund to serve as lead plaintiff(s).. Document filed by Retail Wholesale & Department Store Union Local 338 Pension Fund. (Press, Ira) (Entered: 08/05/2013)

08/05/2013 11 MOTION to Consolidate Cases 1:13-cv-03851-RPP; 1:13-cv-04123-RPP., MOTION to Appoint International Painters and Allied Trades Industry Pension Fund, Rhondda Cynon Taf Pension Fund, and Pension Fund and Treasury of Surrey to serve as lead plaintiff(s)., MOTION to Appoint Counsel. Document filed by International Painters and Allied Trades Industry Pension Fund. (Attachments: # 1 Text of Proposed Order)(Barrack, Jeffrey) (Entered: 08/05/2013)

08/05/2013 12 MEMORANDUM OF LAW in Support re: 11 MOTION to Consolidate Cases 1:13-cv-03851-RPP; 1:13-cv-04123-RPP. MOTION to Appoint International Painters and Allied Trades Industry Pension Fund, Rhondda Cynon Taf Pension Fund, and Pension Fund and Treasury of Surrey to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint International Painters and Allied Trades Industry Pension Fund, Rhondda Cynon Taf Pension Fund, and Pension Fund and Treasury of Surrey to serve as lead plaintiff(s).. Document filed by International

Painters and Allied Trades Industry Pension Fund. (Barrack, Jeffrey) (Entered: 08/05/2013)

08/05/2013 13 DECLARATION of JEFFREY A. BARRACK in Support re: 11 MOTION to Consolidate Cases 1:13-cv-03851-RPP; 1:13-cv-04123-RPP. MOTION to Appoint International Painters and Allied Trades Industry Pension Fund, Rhondda Cynon Taf Pension Fund, and Pension Fund and Treasury of Surrey to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint International Painters and Allied Trades Industry Pension Fund, Rhondda Cynon Taf Pension Fund, and Pension Fund and Treasury of Surrey to serve as lead plaintiff(s).. Document filed by International Painters and Allied Trades Industry Pension Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Barrack, Jeffrey) (Entered: 08/05/2013)

08/05/2013 14 CERTIFICATE OF SERVICE of Motion of the Institutional Investor Group for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiffs Selection of Class Counsel, supporting CIVIL ACTION : NO. 1:13-cv-03851-RPP CIVIL ACTION NO. 1:13-cv-04123-RPP memorandum and declaration with exhibits served on counsel of record on August 5, 2013. Document filed by International Painters and Allied Trades Industry Pension Fund. (Barrack, Jeffrey) (Entered: 08/05/2013)

08/05/2013 15 MOTION to Consolidate Cases 1:13-cv-3851; 1:13-cv-4123; 1:13-cv-5437., MOTION to Appoint Union Asset Management AG and LRI Invest S.A. to serve as lead plaintiff(s)., MOTION to Appoint Counsel. Document filed by Union Asset Management Holding AG and LRI Invest S.A..(Keller, Christopher) (Entered: 08/05/2013)

08/05/2013 16 MOTION to Appoint James Duncan to serve as lead plaintiff(s)., MOTION to Appoint Counsel., MOTION to Consolidate Cases 13-cv-4123. Document filed by James Duncan. (Attachments: # 1 Text of Proposed Order)(Miller, Kim) (Entered: 08/05/2013)

08/05/2013 17 MEMORANDUM OF LAW in Support re: 16 MOTION to Appoint James Duncan to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 13-cv-4123.. Document filed by James Duncan. (Miller, Kim) (Entered: 08/05/2013)

08/05/2013 18 DECLARATION of Kim Miller in Support re: 16 MOTION to Appoint James Duncan to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 13-cv-4123.. Document filed by James Duncan. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit)(Miller, Kim) (Entered: 08/05/2013)

08/05/2013 19 MEMORANDUM OF LAW in Support re: 15 MOTION to Consolidate Cases 1:13-cv-3851; 1:13-cv-4123; 1:13-cv-5437. MOTION to Appoint Union Asset Management AG and LRI Invest S.A. to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Union Asset Management AG and LRI Invest S.A. to serve as lead plaintiff(s).. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Keller, Christopher) (Entered: 08/05/2013)

08/05/2013 20 DECLARATION of Christopher J. Keller in Support re: 15 MOTION to Consolidate Cases 1:13-cv-3851; 1:13-cv-4123; 1:13-cv-5437. MOTION to Appoint

Union Asset Management AG and LRI Invest S.A. to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Union Asset Management AG and LRI Invest S.A. to serve as lead plaintiff(s).. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Keller, Christopher) (Entered: 08/05/2013)

08/05/2013 21 MOTION to Appoint Counsel., MOTION to Consolidate Cases 13-cv-03851; 13-cv-0543704123; 13-cv-0., MOTION to Appoint Central States, Southeast and Southwest Areas Pension Fund to serve as lead plaintiff(s). Document filed by Central States, Southeast and Southwest Areas Pension Fund. (Attachments: # 1 Exhibit A - Proposed Order)(Rosenfeld, David) (Entered: 08/05/2013)

08/05/2013 22 MEMORANDUM OF LAW in Support re: 21 MOTION to Appoint Counsel. MOTION to Consolidate Cases 13-cv-03851; 13-cv-0543704123; 13-cv-0. MOTION to Appoint Central States, Southeast and Southwest Areas Pension Fund to serve as lead plaintiff(s). MOTION to Appoint Central States, Southeast and Southwest Areas Pension Fund to serve as lead plaintiff(s).. Document filed by Central States, Southeast and Southwest Areas Pension Fund. (Rosenfeld, David) (Entered: 08/05/2013)

08/05/2013 23 DECLARATION of David A. Rosenfeld in Support re: 21 MOTION to Appoint Counsel. MOTION to Consolidate Cases 13-cv-03851; 13-cv-0543704123; 13-cv-0. MOTION to Appoint Central States, Southeast and Southwest Areas Pension Fund to serve as lead plaintiff(s). MOTION to Appoint Central States, Southeast and Southwest Areas Pension Fund to serve as lead plaintiff(s).. Document filed by Central States, Southeast and Southwest Areas Pension Fund. (Attachments: # 1 Exhibit A - Notice, # 2 Exhibit B - Loss Chart, # 3 Exhibit C - Certification, # 4 Exhibit D - RGRD Firm Resume)(Rosenfeld, David) (Entered: 08/05/2013)

08/05/2013 24 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Augur Financial Holding V.S.A., Other Affiliate DZ Bank AG, Other Affiliate WGZ Bank AG, Other Affiliate R+V Holding AG for. Document filed by Union Asset Management Holding AG and LRI Invest S.A..(Keller, Christopher) (Entered: 08/05/2013)

08/06/2013 25 NOTICE of Withdrawal re: 16 MOTION to Appoint James Duncan to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 13-cv-4123.. Document filed by James Duncan. (Miller, Kim) (Entered: 08/06/2013)

08/09/2013 26 ORDER GRANTING MOTION FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF, AND APPROVAL OF SELECTION OF COUNSEL granting (15) Motion to Consolidate Cases 1:13-cv-3851 (as Lead Case) with 1:13-cv-4123, 1:13-cv-5437; granting (15) Motion to Appoint Institutional Investor Group as Lead Plaintiff in case 1:13-cv-3851; granting (15) Motion to Appoint Counsel in case 1:13-cv-3851. The Consolidated Action shall be captioned: "In re Barrick Gold Securities Litigation." All related actions subsequently filed in, removed to, or transferred to this Court shall also be consolidated with Civil Action No. 1: 13-cv03851-RPP for all purposes. The Court, having considered the provisions of the Private Securities Litigation Reform Act of 1995, 15 U.S.C. § 78u-4(a)(3)(B), appoints the Institutional Investor Group as Lead Plaintiff; and Pursuant to 15 U.S.C. § 78u-4(a)(3)(B)(v), Motley Rice LLC is approved as Lead Counsel and

Labaton Sucharow LLP is approved as Liaison Counsel for the Class. (Signed by Judge Robert P. Patterson on 8/9/2013) Filed In Associated Cases: 1:13-cv-03851-RPP, 1:13-cv-04123-RPP, 1:13-cv-05437-UA(cd). (Entered: 08/12/2013)

08/14/2013 27 ENDORSED LETTER addressed to Judge Robert P. Patterson from David A. Rosenfeld dated 8/13/2013 re: Request that the Court vacate its order dated 8/12/2013 and allow opposition to be filed by 8/22/2013 and replies to be filed by 9/3/2013. ENDORSEMENT: Application granted. The order dated August 12, 2013 is vacated. Memoranda in opposition are to be filed 8/22/13 and replies by September 3, 2013. ( Responses due by 8/22/2103, Replies due by 9/3/2013.) (Signed by Judge Robert P. Patterson on 8/13/2013) (cd) (Entered: 08/14/2013)

08/21/2013 28 RESPONSE to Motion re: 8 MOTION to Consolidate Cases 13-cv-3851, 13-cv-4123, 13-5437. MOTION to Appoint Retail Wholesale & Department Store Union Local 338 Pension Fund to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Retail Wholesale & Department Store Union Local 338 Pension Fund to serve as lead plaintiff(s)., 16 MOTION to Appoint James Duncan to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 13-cv-4123., 4 MOTION to Consolidate Cases 1:13-cv-3851, 1:13-cv-4123, 1:13-cv-5437. MOTION to Appoint Lewis S. Clark and Patricia E. Clark to serve as lead plaintiff(s)., 15 MOTION to Consolidate Cases 1:13-cv-3851; 1:13-cv-4123; 1:13-cv-5437. MOTION to Appoint Union Asset Management AG and LRI Invest S.A. to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Union Asset Management AG and LRI Invest S.A. to serve as lead plaintiff(s)., 21 MOTION to Appoint Counsel. MOTION to Consolidate Cases 13-cv-03851; 13-cv-0543704123; 13-cv-0. MOTION to Appoint Central States, Southeast and Southwest Areas Pension Fund to serve as lead plaintiff(s). MOTION to Appoint Central States, Southeast and Southwest Areas Pension Fund to serve as lead plaintiff(s).. Document filed by International Painters and Allied Trades Industry Pension Fund, Rhondda Cynon Taf Pension Fund, Pension Fund and Treasury of Surrey. (Barrack, Jeffrey) (Entered: 08/21/2013)

08/21/2013 29 CERTIFICATE OF SERVICE of Response to Lead Plainitff Motion on August 21, 2013. Document filed by International Painters and Allied Trades Industry Pension Fund, Pension Fund and Treasury of Surrey, Rhondda Cynon Taf Pension Fund. (Barrack, Jeffrey) (Entered: 08/21/2013)

08/21/2013 30 NOTICE of Withdrawal of Motion for Consolidation of Related Actions, Appointment as Lead Plaintiffs and Approval of Lead Counsel re: 4 MOTION to Consolidate Cases 1:13-cv-3851, 1:13-cv-4123, 1:13-cv-5437. MOTION to Appoint Lewis S. Clark and Patricia E. Clark to serve as lead plaintiff(s).. Document filed by Lewis S. Clark, Patricia E. Clark. (Linkh, Gregory) (Entered: 08/21/2013)

08/22/2013 31 MEMORANDUM OF LAW in Opposition re: 8 MOTION to Consolidate Cases 13-cv-3851, 13-cv-4123, 13-5437. MOTION to Appoint Retail Wholesale & Department Store Union Local 338 Pension Fund to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Retail Wholesale & Department Store Union Local 338 Pension Fund to serve as lead plaintiff(s)., 21 MOTION to Appoint Counsel. MOTION to Consolidate Cases 13-cv-03851; 13-cv-0543704123; 13-cv-0. MOTION to Appoint Central States, Southeast and Southwest Areas Pension Fund to serve as lead plaintiff(s). MOTION to Appoint Central States, Southeast and Southwest Areas Pension Fund to serve as lead plaintiff(s)..

Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Keller, Christopher) (Entered: 08/22/2013)

08/22/2013 32 MEMORANDUM OF LAW in Opposition re: (21 in 1:13-cv-03851-RPP, 21 in 1:13-cv-03851-RPP, 21 in 1:13-cv-03851-RPP) MOTION to Appoint Counsel. MOTION to Consolidate Cases 13-cv-03851; 13-cv-0543704123; 13-cv-0. MOTION to Appoint Central States, Southeast and Southwest Areas Pension Fund to serve as lead plaintiff(s). MOTION to Appoint Central States, Southeast and Southwest Areas Pension Fund to serve as lead plaintiff(s).. Document filed by Central States, Southeast and Southwest Areas Pension Fund. (Attachments: # 1 Exhibit A)Filed In Associated Cases: 1:13-cv-03851-RPP, 1:13-cv-04123-RPP, 1:13-cv-05437-RPP(Rosenfeld, David) (Entered: 08/22/2013)

09/03/2013 33 REPLY MEMORANDUM OF LAW in Support re: 15 MOTION to Consolidate Cases 1:13-cv-3851; 1:13-cv-4123; 1:13-cv-5437. MOTION to Appoint Union Asset Management AG and LRI Invest S.A. to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Union Asset Management AG and LRI Invest S.A. to serve as lead plaintiff(s).. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Keller, Christopher) (Entered: 09/03/2013)

09/03/2013 34 REPLY MEMORANDUM OF LAW in Support re: (21 in 1:13-cv-03851-RPP, 21 in 1:13-cv-03851-RPP, 21 in 1:13-cv-03851-RPP) MOTION to Appoint Counsel. MOTION to Consolidate Cases 13-cv-03851; 13-cv-0543704123; 13-cv-0. MOTION to Appoint Central States, Southeast and Southwest Areas Pension Fund to serve as lead plaintiff(s). MOTION to Appoint Central States, Southeast and Southwest Areas Pension Fund to serve as lead plaintiff(s).. Document filed by Central States, Southeast and Southwest Areas Pension Fund. Filed In Associated Cases: 1:13-cv-03851-RPP, 1:13-cv-04123-RPP, 1:13-cv-05437-RPP(Rosenfeld, David) (Entered: 09/03/2013)

09/10/2013 35 NOTICE OF APPEARANCE by William H. Narwold on behalf of Union Asset Management Holding AG and LRI Invest S.A.. Filed In Associated Cases: 1:13-cv-03851-RPP, 1:13-cv-04123-RPP, 1:13-cv-05437-RPP(Narwold, William) (Entered: 09/10/2013)

09/20/2013 36 OPINION & ORDER re: #103608 (8 in 1:13-cv-03851-RPP, 8 in 1:13-cv-03851-RPP, 8 in 1:13-cv-03851-RPP) MOTION to Consolidate Cases 13-cv-3851, 13-cv-4123, 13-cv-5437. MOTION to Appoint Retail Wholesale & Department Store Union Local 338 Pension Fund to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Retail Wholesale & Department Store Union Local 338 Pension Fund to serve as lead plaintiff(s) filed by Retail Wholesale & Department Store Union Local 338 Pension Fund, (4 in 1:13-cv-04123-RPP, 4 in 1:13-cv-04123-RPP, 4 in 1:13-cv-04123-RPP) MOTION to Consolidate Cases 1:13-cv-03851-RPP; 1:13-cv-04123-RPP. MOTION to Appoint International Painters and Allied Trades Industry Pension Fund, Rhondda Cynon Taf Pension Fund, and Pension Fund and Treasury of Surrey to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint International Painters and Allied Trades Industry Pension Fund, Rhondda Cynon Taf Pension Fund, and Pension Fund and Treasury of Surrey to serve as lead plaintiff(s) filed by International Painters and Allied Trades Industry Pension Fund, (16 in 1:13-cv-03851-RPP, 16 in 1:13-cv-03851-RPP, 16 in 1:13-cv-03851-RPP) MOTION to Appoint James Duncan to serve

as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 13-cv-4123 filed by James Duncan, (4 in 1:13-cv-03851-RPP, 4 in 1:13-cv-03851-RPP) MOTION to Consolidate Cases 1:13-cv-3851, 1:13-cv-4123, 1:13-cv-5437. MOTION to Appoint Lewis S. Clark and Patricia E. Clark to serve as lead plaintiff(s) filed by Lewis S. Clark, Patricia E. Clark, (11 in 1:13-cv-03851-RPP, 11 in 1:13-cv-03851-RPP, 11 in 1:13-cv-03851-RPP) MOTION to Consolidate Cases 1:13-cv-03851-RPP; 1:13-cv-04123-RPP. MOTION to Appoint International Painters and Allied Trades Industry Pension Fund, Rhondda Cynon Taf Pension Fund, and Pension Fund and Treasury of Surrey to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint International Painters and Allied Trades Industry Pension Fund, Rhondda Cynon Taf Pension Fund, and Pension Fund and Treasury of Surrey to serve as lead plaintiff(s) filed by International Painters and Allied Trades Industry Pension Fund, (21 in 1:13-cv-03851-RPP, 21 in 1:13-cv-03851-RPP, 21 in 1:13-cv-03851-RPP) MOTION to Appoint Counsel. MOTION to Consolidate Cases 13-cv-03851; 13-cv-0543704123; 13-cv-0. MOTION to Appoint Central States, Southeast and Southwest Areas Pension Fund to serve as lead plaintiff(s). MOTION to Appoint Central States, Southeast and Southwest Areas Pension Fund to serve as lead plaintiff(s) filed by Central States, Southeast and Southwest Areas Pension Fund: For the reasons set forth above, the Court grants Institutional Investor Groups motion to consolidate all related actions into Case No. 1:13-cv-03851 (RPP), which shall be captioned: "In re Barrick Gold Securities Litigation," and grants Institutional Investor Group's motion to be appointed as lead plaintiff in this case. The Court also approves Institutional Investor Group'sselection of Motley Rice to serve as lead counsel and Labaton Sucharow to serve as liaison counsel for the proposed class. All other motions are denied. (Signed by Judge Robert P. Patterson on 9/20/2013) Filed In Associated Cases: 1:13-cv-03851-RPP, 1:13-cv-04123-RPP, 1:13-cv-05437-RPP(tn) Modified on 9/23/2013 (sdi). (Entered: 09/20/2013)

10/15/2013 37 STIPULATION AND SCHEDULING ORDER EXTENDING TIME TO RESPOND TO COMPLAINT. 1. On or before Tuesday, November 26, 2013 Lead Plaintiffs shall file a consolidated amended complaint. 2. Defendants shall answer or otherwise respond to the consolidated amended complaint on or before Friday, January 31, 2014. 3. If Defendants file dispositive motions with respect to the consolidated amended complaint, then: (i) Lead Plaintiffs shall serve and file its opposition papers on or before Friday, March 14, 2014; and (ii) Defendants shall serve and file their reply papers on or before Friday, April 11, 2014, and as further set forth. (Amended Pleadings due by 11/26/2013. Motions due by 1/31/2014. Responses due by 3/14/2014. Replies due by 4/11/2014.) (Signed by Judge Robert P. Patterson on 10/11/2013) (rjm) (Entered: 10/15/2013)

11/08/2013 38 MOTION for James M. Hughes to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9061449. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Attachments: # 1 Exhibit Hughes Certificate of Good Standing, # 2 Text of Proposed Order Proposed Order Granting Admission PHV)(Hughes, James) (Entered: 11/08/2013)

11/08/2013 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 38 MOTION for James M. Hughes to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9061449. Motion and supporting papers to be

reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) (Entered: 11/08/2013)

11/18/2013 39 ORDER FOR ADMISSION PRO HAC VICE granting 38 Motion for James M. Hughes to Appear Pro Hac Vice. (Signed by Judge Robert P. Patterson on 11/17/2013) (rjm) (Entered: 11/18/2013)

11/21/2013 40 MOTION for Christopher F. Moriarty to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9105655. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Moriarty, Christopher) (Entered: 11/21/2013)

11/21/2013 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 40 MOTION for Christopher F. Moriarty to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9105655. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) (Entered: 11/21/2013)

11/21/2013 41 MOTION for David P. Abel to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9106342. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Abel, David) (Entered: 11/21/2013)

11/21/2013 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 41 MOTION for David P. Abel to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9106342. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) (Entered: 11/21/2013)

11/22/2013 42 ORDER FOR ADMISSION PRO HAC VICE granting 40 Motion for Christopher F. Moriarty to Appear Pro Hac Vice. (Signed by Judge Robert P. Patterson on 11/22/2013) (rjm) (Entered: 11/22/2013)

11/22/2013 43 ORDER FOR ADMISSION PRO HAC VICE granting 41 Motion for David P. Abel to Appear Pro Hac Vice. (Signed by Judge Robert P. Patterson on 11/22/2013) (rjm) (Entered: 11/22/2013)

11/22/2013 44 LETTER MOTION for Extension of Time to File the Conolidated Amended Complaint addressed to Judge Robert P. Patterson from Joseph A. Fonti dated 11/22/2013. Document filed by Institutional Investor Group.(Fonti, Joseph) (Entered: 11/22/2013)

11/25/2013 45 STIPULATION AND SCHEDULING ORDER EXTENDING TIME TO RESPOND TO COMPLAINT. IT IS HEREBY STIPULATED AND AGREED, subject to any further Orders of this Court, by counsel for the parties listed below, that: 1. On or before Friday, December 6, 2013 Lead Plaintiffs shall file a consolidated amended complaint 2. Defendants shall answer or otherwise respond to the consolidated amended complaint on or before Tuesday, February 11, 2014. 3. If Defendants file dispositive motions with respect to the consolidated amended complaint, then (i) Lead Plaintiffs shall serve and file their opposition papers on or before Tuesday, March 25, 2014; and (ii) Defendants shall serve and file their reply

papers on or before Tuesday, April 22, 2014. (Amended Pleadings due by 12/6/2013. Motions due by 2/11/2014. Responses due by 3/25/2014. Replies due by 4/22/2014.) (Signed by Judge Robert P. Patterson on 11/22/2013) (rjm) (Entered: 11/25/2013)

11/25/2013 46 MOTION for Jonathan R. Tuttle of Debevoise & Plimpton LLP to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9115189. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Barrick Gold Corporation.(Tuttle, Jonathan) (Entered: 11/25/2013)

11/25/2013 47 MOTION for Ada Fernandez Johnson of Debevoise & Plimpton LLP to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9115267. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Barrick Gold Corporation.(Johnson, Ada) (Entered: 11/25/2013)

11/25/2013 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 47 MOTION for Ada Fernandez Johnson of Debevoise & Plimpton LLP to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9115267. Motion and supporting papers to be reviewed by Clerk's Office staff., 46 MOTION for Jonathan R. Tuttle of Debevoise & Plimpton LLP to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9115189. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) (Entered: 11/25/2013)

12/02/2013 48 ORDER FOR ADMISSION PRO HAC VICE granting 47 Motion for Ada Fernandez Johnson to Appear Pro Hac Vice: that upon payment of the required fee to the Clerk of the Court, Applicant is admitted to practice Pro Hac Vice in the above-captioned case in the United States District Court for the Southern District of New York. (Signed by Judge Robert P. Patterson on 12/2/2013) (tn) (Entered: 12/02/2013)

12/02/2013 49 ORDER FOR ADMISSION PRO HAC VICE granting 46 Motion for Jonathan R. Tuttle to Appear Pro Hac Vice: that upon payment of the required fee to the Clerk of the Court, Applicant is admitted to practice Pro Hac Vice in the above-captioned case in the United States District Court for the Southern District of New York. (Signed by Judge Robert P. Patterson on 12/2/2013) (tn) (Entered: 12/02/2013)

12/12/2013 50 CONSOLIDATED AMENDED CLASS ACTION COMPLAINT amending 1 Complaint against Ammar Al-Joundi, Barrick Gold Corporation, Aaron W. Regent, Aaron W Regent, Jamie C. Sokalsky with JURY DEMAND.Document filed by Clement Bernard, Patricia E. Clark, Retail Wholesale & Department Store Union Local 338 Pension Fund, Lewis S. Clark, City of Brockton Retirement System, Institutional Investor Group, International Painters and Allied Trades Industry Pension Fund, George Potter, Igor Gonzales, Sybil E. Veenman, Peter Kinver. Related document: 1 Complaint filed by Lewis S. Clark, Patricia E. Clark. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(ft) (Entered: 12/12/2013)

01/30/2014 51 CONSENT LETTER MOTION for Leave to File Excess Pages addressed to Judge Robert P. Patterson from Elliot Greenfield of Debevoise & Plimpton LLP dated 1/30/14. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Aaron W Regent, Jamie C. Sokalsky. (Attachments: # 1 Text of Proposed Order)(Greenfield, Elliot) (Entered: 01/30/2014)

01/30/2014 52 AMENDED LETTER MOTION for Leave to File Excess Pages (Replaces Document No. 51) addressed to Judge Robert P. Patterson from Elliot Greenfield of Debevoise & Plimpton LLP dated 1/30/14. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Aaron W. Regent, Aaron W Regent, Jamie C. Sokalsky. (Attachments: # 1 Text of Proposed Order (Corrected Proposed Order))(Greenfield, Elliot) (Entered: 01/30/2014)

01/31/2014 53 ORDER granting 52 Letter Motion for Leave to File Excess Pages: that the letter-motion is GRANTED, and the page limits applicable to the applicants' memoranda of law in support of and in opposition to the Barrick Defendants' forthcoming motion to dismiss shall be as further set forth in this Order. (Signed by Judge Robert P. Patterson on 1/31/2014) (tn) (Entered: 01/31/2014)

02/11/2014 54 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman.(Yannett, Bruce) (Entered: 02/11/2014)

02/11/2014 55 MOTION to Dismiss / Notice of Defendants' Motion to Dismiss the Amended Complaint. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman.(Yannett, Bruce) (Entered: 02/11/2014)

02/11/2014 56 MEMORANDUM OF LAW in Support re: 55 MOTION to Dismiss / Notice of Defendants' Motion to Dismiss the Amended Complaint. / Memorandum of Law in Support of Defendants' Motion to Dismiss the Amended Complaint. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. (Yannett, Bruce) (Entered: 02/11/2014)

02/12/2014 57 DECLARATION of Elliot Greenfield in Support re: 55 MOTION to Dismiss / Notice of Defendants' Motion to Dismiss the Amended Complaint.. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. (Attachments: # 1 Exhibit 1-17 to Greenfield Declaration, # 2 Exhibit 18-30 to Greenfield Declaration, # 3 Exhibit 31-38 to Greenfield Declaration)(Greenfield, Elliot) (Entered: 02/12/2014)

03/25/2014 58 MEMORANDUM OF LAW in Opposition re: 55 MOTION to Dismiss / Notice of Defendants' Motion to Dismiss the Amended Complaint.. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Fonti, Joseph) (Entered: 03/25/2014)

04/22/2014 59 REPLY MEMORANDUM OF LAW in Support re: 55 MOTION to Dismiss / Notice of Defendants' Motion to Dismiss the Amended Complaint.. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. (Yannett, Bruce) (Entered: 04/22/2014)

04/22/2014 60 DECLARATION of Anna A. Moody in Support re: 55 MOTION to Dismiss / Notice of Defendants' Motion to Dismiss the Amended Complaint.. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver,

George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. (Moody, Anna) (Entered: 04/22/2014)

04/24/2014 61 LETTER MOTION for Conference re: 55 MOTION to Dismiss / Notice of Defendants' Motion to Dismiss the Amended Complaint. // Letter requesting oral argument on motion to dismiss addressed to Judge Robert P. Patterson from Elliot Greenfield dated April 24, 2014. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman.(Greenfield, Elliot) (Entered: 04/24/2014)

04/25/2014 62 ORDER granting 61 Letter Motion for Conference. Application granted. So Ordered. (Signed by Judge Robert P. Patterson on 4/25/2014) (ajs) (Entered: 04/25/2014)

05/08/2014 63 NOTICE of Supplemental Authority. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. (Greenfield, Elliot) (Entered: 05/08/2014)

05/16/2014 64 LETTER addressed to Judge Robert P. Patterson from Joseph A. Fonti dated 5/16/2014 re: Response to Notice of Supplemental Authority. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Fonti, Joseph) (Entered: 05/16/2014)

05/29/2014 65 LETTER MOTION to Adjourn Conference Oral Argument on Motion to Dismiss from June 10, 2014 to July 22, 2014 addressed to Judge Robert P. Patterson from Joseph A. Fonti dated May 29, 2014. Document filed by Union Asset Management Holding AG and LRI Invest S.A..(Fonti, Joseph) (Entered: 05/29/2014)

05/30/2014 66 ORDER granting 65 Letter Motion to Adjourn Conference. Application granted. Oral argument is set for 7/22/14 at 10AM. So Ordered. Oral Argument set for 7/22/2014 at 10:00 AM before Judge Robert P. Patterson. (Signed by Judge Loretta A. Preska on 5/30/2014) (ft) (Entered: 05/30/2014)

06/23/2014 67 NOTICE OF APPEARANCE by Joel H. Bernstein on behalf of Union Asset Management Holding AG and LRI Invest S.A.. (Bernstein, Joel) (Entered: 06/23/2014)

08/05/2014 68 MOTION for Joseph Albert Fonti and Danielle Elizabeth Stampley to Withdraw as Attorney . Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Attachments: # 1 Text of Proposed Order)(Plasse, Jonathan) (Entered: 08/05/2014)

08/05/2014 69 DECLARATION of Jonathan M. Plasse in Support re: 68 MOTION for Joseph Albert Fonti and Danielle Elizabeth Stampley to Withdraw as Attorney .. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Plasse, Jonathan) (Entered: 08/05/2014)

08/07/2014 70 ORDER granting (68) Motion to Withdraw as Attorney. Lead Plaintiffs' motion for an order directing the withdrawal of Joseph Albert Fonti and Danielle Elizabeth Stampley as counsel for Lead Plaintiffs is GRANTED. SO ORDERED. Attorney Joseph Alberto Fonti and Danielle Elizabeth Stampley terminated in case 1:13-cv-03851-RPP. (Signed by Judge Robert P. Patterson on 8/06/2014) Filed In Associated

Cases: 1:13-cv-03851-RPP, 1:13-cv-04123-RPP, 1:13-cv-05437-RPP (ama) (Entered: 08/08/2014)

08/12/2014 71 NOTICE OF APPEARANCE by Jonathan Gardner on behalf of Union Asset Management Holding AG and LRI Invest S.A.. (Gardner, Jonathan) (Entered: 08/12/2014)

09/05/2014 Minute Entry for proceedings held before Judge Robert P. Patterson: Oral Argument was held on 9/5/2014 re: 55 MOTION to Dismiss / Notice of Defendants' Motion to Dismiss the Amended Complaint.The Court reserves decision on the motion. (sc) (Entered: 09/11/2014)

09/23/2014 72 TRANSCRIPT of Proceedings re: conference held on 9/5/2014 before Judge Robert P. Patterson. Court Reporter/Transcriber: Ann Hairston, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/17/2014. Redacted Transcript Deadline set for 10/27/2014. Release of Transcript Restriction set for 12/29/2014.Filed In Associated Cases: 1:13-cv-03851-RPP, 1:13-cv-04123-RPP, 1:13-cv-05437-RPP(McGuirk, Kelly) (Entered: 09/23/2014)

09/23/2014 73 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a conference proceeding held on 9/5/14 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:13-cv-03851-RPP, 1:13-cv-04123-RPP, 1:13-cv-05437-RPP(McGuirk, Kelly) (Entered: 09/23/2014)

10/09/2014 74 NOTICE of Supplemental Authority. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Gardner, Jonathan) (Entered: 10/09/2014)

10/10/2014 75 LETTER addressed to Judge Robert P. Patterson from Bruce E. Yannett dated October 10, 2014 re: Response to 74 Notice of Supplemental Authority. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Aaron W Regent, Jamie C. Sokalsky.(Yannett, Bruce) (Entered: 10/10/2014)

02/18/2015 NOTICE OF CASE REASSIGNMENT to Judge Shira A. Scheindlin. Judge Robert P. Patterson is no longer assigned to the case. (sjo) (Entered: 02/18/2015)

04/01/2015 76 OPINION AND ORDER #105441 re: 55 MOTION to Dismiss / Notice of Defendants' Motion to Dismiss the Amended Complaint. filed by Sybil E. Veenman, Igor Gonzales, Aaron W Regent, Barrick Gold Corporation, Ammar Al-Joundi, Jamie C. Sokalsky, Peter Kinver, George Potter. For the foregoing reasons, defendants' motion is GRANTED in part and DENIED in part. The Clerk of the Court is directed to close this motion (Docket No. 55). A conference is scheduled for May 4, 2015 at 4:30 p.m. SO ORDERED. (See Order.) (Signed by Judge Shira A. Scheindlin on 4/1/2015) (ajs) Modified on 4/9/2015 (soh). (Entered: 04/01/2015)

04/01/2015 Set/Reset Hearings: Status Conference set for 5/4/2015 at 04:30 PM before Judge Shira A. Scheindlin. (ajs) (Entered: 04/01/2015)

04/13/2015 77 STIPULATION AND ORDER EXTENDING TIME TO RESPOND TO CONSOLIDATED AMENDED COMPLAINT: IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned counsel, that the time for defendants Barrick Gold Corporation, Aaron W. Regent, Jamie C. Sokalsky, Ammar Al-Joundi, Peter Kinver, Igor Gonzales, George Potter, and Sybil E. Veenman to answer the Consolidated Amended Complaint in the above proceeding shall be extended to the earlier of (i) thirty days after a decision on any motion for reconsideration or (ii) May 15, 2015. SO ORDERED. Ammar Al-Joundi answer due 5/15/2015; Barrick Gold Corporation answer due 5/15/2015; Peter Kinver answer due 5/15/2015; George Potter answer due 5/15/2015; Aaron W. Regent answer due 5/15/2015; Aaron W Regent answer due 5/15/2015; Jamie C. Sokalsky answer due 5/15/2015; Sybil E. Veenman answer due 5/15/2015. (Signed by Judge Shira A. Scheindlin on 4/13/2015) (ajs) (Entered: 04/13/2015)

04/15/2015 78 MOTION for Reconsideration re; 76 Memorandum & Opinion,, / Notice of Defendants' Motion for Reconsideration of the Opinion and Order dated April 1, 2015. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman.(Yannett, Bruce) (Entered: 04/15/2015)

04/15/2015 79 MEMORANDUM OF LAW in Support re: 78 MOTION for Reconsideration re; 76 Memorandum & Opinion,, / Notice of Defendants' Motion for Reconsideration of the Opinion and Order dated April 1, 2015. / Memorandum of Law in Support of Defendants' Motion for Reconsideration of the Opinion and Order dated April 1, 2015. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. (Yannett, Bruce) (Entered: 04/15/2015)

04/15/2015 80 MOTION to Certify for Interlocutory Appeal re: 76 Memorandum & Opinion,, / Notice of Defendant Sybil E. Veenman's Motion to Certify the April 1, 2015 Order for Appeal Pursuant to 28 U.S.C. 1292(b). Document filed by Sybil E. Veenman.(Yannett, Bruce) (Entered: 04/15/2015)

04/15/2015 81 MEMORANDUM OF LAW in Support re: 80 MOTION to Certify for Interlocutory Appeal re: 76 Memorandum & Opinion,, / Notice of Defendant Sybil E. Veenman's Motion to Certify the April 1, 2015 Order for Appeal Pursuant to 28 U.S.C. 1292(b). / Memorandum of Law in Support of Defendant Sybil E. Veenman's Motion to Certify the April 1, 2015 Order for Appeal Pursuant to 28 U.S.C. 1292(b). Document filed by Sybil E. Veenman. (Yannett, Bruce) (Entered: 04/15/2015)

05/01/2015 82 MEMORANDUM OF LAW in Opposition re: 78 MOTION for Reconsideration re; 76 Memorandum & Opinion,, / Notice of Defendants' Motion for Reconsideration of the Opinion and Order dated April 1, 2015. . Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Hughes, James) (Entered: 05/01/2015)

05/01/2015 83 MEMORANDUM OF LAW in Opposition re: 80 MOTION to Certify for Interlocutory Appeal re: 76 Memorandum & Opinion,, / Notice of Defendant Sybil E. Veenman's Motion to Certify the April 1, 2015 Order for Appeal Pursuant to 28 U.S.C. 1292(b). . Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Hughes, James) (Entered: 05/01/2015)

05/04/2015 Minute Entry for proceedings held before Judge Shira A. Scheindlin: Status Conference held on 5/4/2015. (Bloomfield, Clifford) (Entered: 05/04/2015)

05/04/2015 84 SCHEDULING ORDER: Document production will begin on of before July 22, 2015 and continue on a rolling basis, and fully completed Dec. 31, 2015. All fact discovery shall be completed by May 1, 2016. Plaintiffs shall submit class certification expert reports by Sept 15. Defendants' depositions of proposed class representatives or any of Plaintiffs' class certification experts shall be completed by Oct 30. Defendants shall submit class certification expert reports by Nov 6. Plaintiffs' depositions of Defendants' class certification experts shall be completed by Nov 20. Plaintiffs' motion for class certification shall be due no later than Nov 30. Defendants' response in opposition shall be due on Dec 21. Plaintiffs' reply, if any, shall be due by Jan 15, 2016. The parties will supply merits expert reports on claims or defenses for which they bear the initial burden of proof by May 9, 2016. Rebuttal expert reports are due no later than June 9, 2016. Expert discovery will be completed by July 11, 2016. Dispositive motions shall be field by Aug 11, 2016. Motions due by 8/11/2016. Responses due by 12/21/2015 Replies due by 1/15/2016. Deposition due by 11/20/2015. Fact Discovery due by 5/1/2016. Expert Discovery due by 7/11/2016. (Signed by Judge Shira A. Scheindlin on 5/4/2015) (ajs) (Entered: 05/05/2015)

05/04/2015 85 MEDIATION REFERRAL ORDER: It is hereby ORDERED that this case is referred for mediation to the Court-annexed Mediation Program. The parties are hereby notified that Local Rule 83.12 shall govern the mediation and are directed to participate in the mediation in good faith. The mediation will have no effect upon any scheduling Order issued by this Court without leave of this Court. July would be best. Thanks. Mediator to be Assigned by 5/14/2015. Mediator Expertise Request due by 5/11/2015. (Signed by Judge Shira A. Scheindlin on 5/4/2015) (ajs) (Entered: 05/05/2015)

05/04/2015 Transmission to Mediation Clerk. Transmitted re: 85 Mediation Referral Order, to the Mediation Clerk for case processing. (ajs) (Entered: 05/05/2015)

05/04/2015 Set/Reset Hearings: Pretrial Conference set for 9/8/2015 at 04:30 PM before Judge Shira A. Scheindlin. (ajs) (Entered: 05/11/2015)

05/08/2015 86 REPLY MEMORANDUM OF LAW in Support re: 78 MOTION for Reconsideration re; 76 Memorandum & Opinion,, / Notice of Defendants' Motion for Reconsideration of the Opinion and Order dated April 1, 2015. . Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. (Yannett, Bruce) (Entered: 05/08/2015)

05/08/2015 87 REPLY MEMORANDUM OF LAW in Support re: 80 MOTION to Certify for Interlocutory Appeal re: 76 Memorandum & Opinion,, / Notice of Defendant Sybil E. Veenman's Motion to Certify the April 1, 2015 Order for Appeal Pursuant to 28 U.S.C. 1292(b). . Document filed by Sybil E. Veenman. (Yannett, Bruce) (Entered: 05/08/2015)

05/08/2015 88 NOTICE OF APPEARANCE by Colby A. Smith on behalf of Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W

Regent, Jamie C. Sokalsky, Sybil E. Veenman. (Smith, Colby) (Entered: 05/08/2015)

05/13/2015 89 MEDIATION WITHDRAWAL ORDER: It is hereby ORDERED that this case is withdrawn from the Court-annexed Mediation Program. (Signed by Judge Shira A. Scheindlin on 5/13/2015) (ajs) (Entered: 05/13/2015)

05/15/2015 90 ANSWER to 50 Amended Complaint,, with JURY DEMAND. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman.(Yannett, Bruce) (Entered: 05/15/2015)

05/22/2015 91 NOTICE of Stipulation and Protective Order (filed via ECF per Judge Scheindlin's Individual Rules). Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Aaron W Regent, Jamie C. Sokalsky. (Johnson, Ada) (Entered: 05/22/2015)

05/26/2015 92 STIPULATION AND PROTECTIVE ORDER: Regarding procedures to be followed that shall govern the handling of confidential material. (Signed by Judge Shira A. Scheindlin on 5/26/2015) (ajs) (Entered: 05/26/2015)

06/02/2015 93 MEMORANDUM OPINION AND ORDER #105559 re: 80 MOTION to Certify for Interlocutory Appeal re: 76 Memorandum & Opinion,, / Notice of Defendant Sybil E. Veenman's Motion to Certify the April 1, 2015 Order for Appeal Pursuant to 28 U.S.C. 1292(b). filed by Sybil E. Veenman, 78 MOTION for Reconsideration re; 76 Memorandum & Opinion,, / Notice of Defendants' Motion for Reconsideration of the Opinion and Order dated April 1, 2015. filed by Sybil E. Veenman, Igor Gonzales, Aaron W Regent, Barrick Gold Corporation, Ammar Al-Joundi, Jamie C. Sokalsky, Peter Kinver, George Potter. For the foregoing reasons, defendants' motion for reconsideration is DENIED, and Veenman's motion for certification for interlocutory appeal is DENIED. The Clerk of the Court is directed to close these motions (Docket Nos. 78 and 80). SO ORDERED. (See Order.) (Signed by Judge Shira A. Scheindlin on 6/2/2015) (ajs) Modified on 6/4/2015 (ca). (Entered: 06/02/2015)

06/25/2015 94 AGREED PROTOCOL GOVERNING THE PRODUCTION OF ELECTRONICALLY STORED INFORMATION ("ESI"): Each respondent party must satisfy its good faith obligation to preserve and produce any non-privileged material that is relevant to any party's claim or defense, as set forth within. SO ORDERED. (Signed by Judge Shira A. Scheindlin on 6/25/2015) (ajs) (Entered: 06/25/2015)

10/08/2015 Minute Entry for proceedings held before Judge Shira A. Scheindlin: Status Conference held on 10/8/2015. (Entered: 10/08/2015)

10/20/2015 95 LETTER MOTION for Extension of Time addressed to Judge Shira A. Scheindlin from James M. Hughes dated 10/20/15. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Attachments: # 1 Proposed Order)(Hughes, James) (Entered: 10/20/2015)

10/21/2015 96 NOTICE OF APPEARANCE by Miranda Holmes Turner on behalf of Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. (Turner, Miranda) (Entered: 10/21/2015)

10/21/2015 97 ORDER granting 95 Letter Motion for Extension of Time. Upon consideration of Plaintiffs' unopposed pre-motion conference letter of October 20, 2015, it is hereby: ORDERED that Defendants have until November 6, 2015, to complete depositions of Plaintiffs' proposed class representatives and until November 13, 2015, to submit class certification expert reports. The Clerk of the Court is directed to close this motion (Dkt. No. 95). Deposition due by 11/6/2015. (Signed by Judge Shira A. Scheindlin on 10/21/2015) (kgo) (Entered: 10/21/2015)

10/21/2015 98 LETTER MOTION for Discovery / for a Protective Order addressed to Judge Shira A. Scheindlin from Jonathan R. Tuttle dated October 21, 2015. Document filed by Barrick Gold Corporation. (Attachments: # 1 Exhibits A-C)(Tuttle, Jonathan) (Entered: 10/21/2015)

10/26/2015 99 LETTER RESPONSE in Opposition to Motion addressed to Judge Shira A. Scheindlin from James M. Hughes dated October 26, 2015 re: 98 LETTER MOTION for Discovery / for a Protective Order addressed to Judge Shira A. Scheindlin from Jonathan R. Tuttle dated October 21, 2015. . Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Attachments: # 1 Exhibit 1 - Defs Resps & Objections to 30(b)(6) Notice, # 2 Exhibit 2 - Email from Pls Counsel re Written Resps)(Hughes, James) (Entered: 10/26/2015)

10/26/2015 100 LETTER MOTION to Compel Defendants to respond to discovery under Plaintiffs' defined relevant time periods addressed to Judge Shira A. Scheindlin from James M. Hughes dated October 26, 2015. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Attachments: # 1 Exhibit 1 - Ltr from Defs Counsel to Pls Counsel)(Hughes, James) (Entered: 10/26/2015)

10/29/2015 101 LETTER addressed to Judge Shira A. Scheindlin from Jonathan R. Tuttle dated October 29, 2015 re: Response to Plaintiffs' Letter Motion to Compel [Dkt. 100]. Document filed by Barrick Gold Corporation. (Attachments: # 1 Exhibit A - J. Hughes Letter, dated September 2, 2015)(Tuttle, Jonathan) (Entered: 10/29/2015)

11/09/2015 Minute Entry for proceedings held before Judge Shira A. Scheindlin: Status Conference held on 11/9/2015. (Entered: 11/10/2015)

11/30/2015 102 TRANSCRIPT of Proceedings re: CONFERENCE held on 11/9/2015 before Judge Shira A. Scheindlin. Court Reporter/Transcriber: Karen Gorlaski, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/24/2015. Redacted Transcript Deadline set for 1/3/2016. Release of Transcript Restriction set for 3/2/2016.(McGuirk, Kelly) (Entered: 11/30/2015)

11/30/2015 103 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 11/9/15 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 11/30/2015)

11/30/2015 104 NOTICE of Lead Plaintiffs Motion For Class Certification, Appointment Of Class Representatives, And Appointment Of Class Counsel. Document filed by

Institutional Investor Group. (Attachments: # 1 Text of Proposed Order)Filed In Associated Cases: 1:13-cv-03851-SAS, 1:13-cv-05437-SAS(Hughes, James) (Entered: 11/30/2015)

11/30/2015 105 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - MOTION to Certify Class (Lead Plaintiffs Memorandum Of Law In Support Of Motion For Class Certification, Appointment Of Class Representatives, And Appointment Of Class Counsel). Document filed by Institutional Investor Group.Filed In Associated Cases: 1:13-cv-03851-SAS, 1:13-cv-05437-SAS(Hughes, James) Modified on 12/1/2015 (db). (Entered: 11/30/2015)

11/30/2015 106 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of James M. Hughes in Support re: (105 in 1:13-cv-03851-SAS, 13 in 1:13-cv-05437-SAS) MOTION to Certify Class (Lead Plaintiffs Memorandum Of Law In Support Of Motion For Class Certification, Appointment Of Class Representatives, And Appointment Of Class Counsel).. Document filed by Institutional Investor Group. (Attachments: # 1 Exhibit 1 - Barrick Gold 2013 Annual Report (Excerpts), # 2 Exhibit 2 - Dr. Fabian Hannich Dep. Tr. (Excerpts), # 3 Exhibit 3 - Rene Thiel Dep. Tr. (Excerpts), # 4 Exhibit 4 - Motley Rice LLC Resume, # 5 Exhibit 5 - Labaton Sucharow LLP Resume, # 6 Exhibit 6 - Expert Report of Chad Coffman, CFA (Excerpts), # 7 Exhibit 7 - Report of Professor Allen Ferrell (Excerpts))Filed In Associated Cases: 1:13-cv-03851-SAS, 1:13-cv-05437-SAS(Hughes, James) Modified on 12/1/2015 (db). (Entered: 11/30/2015)

12/01/2015 ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Notice to Attorney James M. Hughes to RE-FILE Document (13 in 1:13-cv-05437-SAS, 105 in 1:13-cv-03851-SAS) MOTION to Certify Class (Lead Plaintiffs Memorandum Of Law In Support Of Motion For Class Certification, Appointment Of Class Representatives, And Appointment Of Class Counsel). Use the event type Memorandum in Support of Motion found under the event list Replies, Opposition and Supporting Documents. ***REMINDER*** - First refile the 104 Notice (13cv3851); 12 Notice (13cv5437) AS THE MOTION(S) to Certify Class, then file and link any supporting documents. Filed In Associated Cases: 1:13-cv-03851-SAS, 1:13-cv-04123-SAS, 1:13-cv-05437-SAS(db) (Entered: 12/01/2015)

12/01/2015 107 MOTION to Certify Class , Appoint Class Representatives, And Appoint Class Counsel. Document filed by Institutional Investor Group. (Attachments: # 1 Text of Proposed Order)Filed In Associated Cases: 1:13-cv-03851-SAS, 1:13-cv-05437-SAS(Hughes, James) (Entered: 12/01/2015)

12/01/2015 108 MEMORANDUM OF LAW in Support re: (107 in 1:13-cv-03851-SAS, 15 in 1:13-cv-05437-SAS) MOTION to Certify Class , Appoint Class Representatives, And Appoint Class Counsel. . Document filed by Institutional Investor Group. Filed In Associated Cases: 1:13-cv-03851-SAS, 1:13-cv-05437-SAS(Hughes, James) (Entered: 12/01/2015)

12/01/2015 109 DECLARATION of James M. Hughes in Support re: (15 in 1:13-cv-05437-SAS, 107 in 1:13-cv-03851-SAS) MOTION to Certify Class , Appoint Class Representatives, And Appoint Class Counsel.. Document filed by Institutional Investor Group. (Attachments: # 1 Exhibit 1 - Barrick Gold 2013 Annual Report (Excerpts), # 2 Exhibit 2 - Dr. Fabian Hannich Dep. Tr. (Excerpts), # 3 Exhibit 3 -

Rene Thiel Dep. Tr. (Excerpts), # 4 Exhibit 4 - Motley Rice LLC Resume, # 5 Exhibit 5 - Labaton Sucharow LLP Resume, # 6 Exhibit 6 - Expert Report of Chad Coffman, CFA (Excerpts), # 7 Exhibit 7 - Report of Professor Allen Ferrell (Excerpts))Filed In Associated Cases: 1:13-cv-03851-SAS, 1:13-cv-05437-SAS(Hughes, James) (Entered: 12/01/2015)

12/10/2015 110 ENDORSED LETTER addressed to Judge Shira A. Scheindlin from Ada Fernandez Johnson dated 12/9/2015 re: requests a pre-motion conference regarding its request for a one month extension of the December 31, 2015 deadline for completion of document discovery up to and including January 31, 2016. ENDORSEMENT: One month extension to Jan. 31, 2016 for defendant to provide document discovery is granted. So Ordered. (Discovery due by 1/31/2016.) (Signed by Judge Shira A. Scheindlin on 12/10/2015) (kl) Modified on 12/17/2015 (kl). (Entered: 12/10/2015)

12/21/2015 111 NOTICE OF APPEARANCE by Zachary Saltzman on behalf of Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. (Saltzman, Zachary) (Entered: 12/21/2015)

12/21/2015 112 MEMORANDUM OF LAW in Opposition re: 107 MOTION to Certify Class , Appoint Class Representatives, And Appoint Class Counsel. . Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. (Yannett, Bruce) (Entered: 12/21/2015)

12/21/2015 113 DECLARATION of Elliot Greenfield in Opposition re: 107 MOTION to Certify Class , Appoint Class Representatives, And Appoint Class Counsel.. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. (Attachments: # 1 Exhibit 1 - Coffman Report (excerpts), # 2 Exhibit 2 - Coffman Deposition Transcript (excerpts), # 3 Exhibit 3 - Coffman Report in AMD (excerpts), # 4 Exhibit 4 - Coffman Report in NII Holdings (excerpts), # 5 Exhibit 5 - Coffman Report in Intuitive Surgical (excerpts), # 6 Exhibit 6 - Coffman Report in Nu Skin (excerpts), # 7 Exhibit 7 - Coffman Report in MGM (excerpts), # 8 Exhibit 8 - Coffman Report in Tile Shop (excerpts), # 9 Exhibit 9 - Expert Report of Dr. Allen Ferrell, # 10 Exhibit 10 - Coffman Deposition Transcript in BP (excerpts), # 11 Exhibit 11 - Coffman Deposition Transcript in HP (excerpts), # 12 Exhibit 12 - Coffman Report in BP (excerpts))(Greenfield, Elliot) (Entered: 12/21/2015)

01/06/2016 114 NOTICE OF CHANGE OF ADDRESS by Ada Fernandez Johnson on behalf of Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. New Address: Debevoise & Plimpton LLP, 801 Pennsylvania Avenue NW, Suite 500, Washington, DC, USA 20004, (202) 383-8000. (Johnson, Ada) (Entered: 01/06/2016)

01/08/2016 115 NOTICE OF CHANGE OF ADDRESS by Colby A. Smith on behalf of Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. New Address: Debevoise & Plimpton LLP, 801 Pennsylvania Avenue NW, Suite 500, Washington, DC, USA 20004, (202) 383-8000. (Smith, Colby) (Entered: 01/08/2016)

01/08/2016 116 NOTICE OF CHANGE OF ADDRESS by Jonathan Rosser Tuttle on behalf of Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. New Address: Debevoise & Plimpton LLP, 801 Pennsylvania Avenue NW, Suite 500, Washington, DC, USA 20004, (202) 383-8000. (Tuttle, Jonathan) (Entered: 01/08/2016)

01/08/2016 117 FILING ERROR - DEFICIENT DOCKET ENTRY - (SEE DOCUMENT #118) NOTICE OF CHANGE OF ADDRESS by Jonathan Rosser Tuttle on behalf of Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. New Address: Debevoise & Plimpton LLP, 801 Pennsylvania Avenue NW, Suite 500, Washington, DC, USA 20004, (202) 383-8000. (Tuttle, Jonathan) Modified on 1/11/2016 (lb). (Entered: 01/08/2016)

01/08/2016 118 NOTICE OF CHANGE OF ADDRESS by Miranda Holmes Turner on behalf of Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. New Address: Debevoise & Plimpton LLP, 801 Pennsylvania Avenue NW, Suite 500, Washington, DC, USA 20004, (202) 383-8000. (Turner, Miranda) (Entered: 01/08/2016)

01/15/2016 119 REPLY MEMORANDUM OF LAW in Support re: 107 MOTION to Certify Class , Appoint Class Representatives, And Appoint Class Counsel. . Document filed by Institutional Investor Group. (Gardner, Jonathan) (Entered: 01/15/2016)

01/19/2016 120 LETTER MOTION for Leave to File Sur-Reply addressed to Judge Shira A. Scheindlin from Bruce E. Yannett dated January 19, 2016. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman.(Yannett, Bruce) (Entered: 01/19/2016)

01/19/2016 121 LETTER MOTION to Compel Plaintiffs to Produce documents addressed to Judge Shira A. Scheindlin from Ada Fernandez Johnson dated January 19, 2016. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Aaron W Regent, Jamie C. Sokalsky. (Attachments: # 1 Exhibit A - Plaintiff's 1/13/16 email, # 2 Exhibit B - Defendants' 1/14/16 email)(Johnson, Ada) (Entered: 01/19/2016)

01/19/2016 122 ORDER granting 120 Letter Motion for Leave to File Document. Request granted. A 3-pg sur-reply must be filed no later than January 22, 2016. So Ordered. (Signed by Judge Shira A. Scheindlin on 1/19/2016) (kl) (Entered: 01/19/2016)

01/19/2016 Set/Reset Deadlines: Surreplies due by 1/22/2016. (kl) (Entered: 01/19/2016)

01/22/2016 123 SUPPLEMENTAL REPLY re: 107 MOTION to Certify Class , Appoint Class Representatives, And Appoint Class Counsel. / SUR-REPLY IN OPPOSITION TO PLAINTIFFS' MOTION. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. (Yannett, Bruce) (Entered: 01/22/2016)

01/22/2016 124 LETTER RESPONSE to Motion addressed to Judge Shira A. Scheindlin from James M. Hughes dated 1/22/16 re: (121 in 1:13-cv-03851-SAS) LETTER MOTION to Compel Plaintiffs to Produce documents addressed to Judge Shira A. Scheindlin from Ada Fernandez Johnson dated January 19, 2016. . Document filed by Union Asset Management Holding AG and LRI Invest S.A.. Filed In Associated Cases:

1:13-cv-03851-SAS, 1:13-cv-04123-SAS, 1:13-cv-05437-SAS(Hughes, James) (Entered: 01/22/2016)

02/02/2016 125 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for David P. Abel to Withdraw as Attorney . Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Attachments: # 1 Declaration, # 2 Proposed Order)(Hughes, James) Modified on 2/4/2016 (db). (Entered: 02/02/2016)

02/03/2016 126 ORDER APPROVING WITHDRAWAL OF COUNSEL granting 125 Motion to Withdraw as Attorney. The Motion for an Order Directing the Withdrawal of David P. Abel as counsel for Lead Plaintiffs, LRI Invest S.A. and Union Asset Management Holding AG, pursuant to Local Civil Rule 1.4, is hereby GRANTED. Attorney David P. Abel terminated. (Signed by Judge Shira A. Scheindlin on 2/3/2016) (kl) (Entered: 02/03/2016)

02/11/2016 127 NOTICE OF APPEARANCE by Michael Jon Pendell on behalf of Union Asset Management Holding AG and LRI Invest S.A.. (Pendell, Michael) (Entered: 02/11/2016)

02/11/2016 128 NOTICE OF APPEARANCE by Robert Turner Haefele on behalf of Union Asset Management Holding AG and LRI Invest S.A.. (Haefele, Robert) (Entered: 02/11/2016)

02/12/2016 129 MOTION for Issuance of Letters Rogatory as to Jorge Aceituno in Chile / Unopposed Motion for the Issuance of a Request for International Judicial Assistance (Letter Rogatory) to Take Evidence of Jorge Aceituno. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman.(Johnson, Ada) (Entered: 02/12/2016)

02/12/2016 130 MEMORANDUM OF LAW in Support re: 129 MOTION for Issuance of Letters Rogatory as to Jorge Aceituno in Chile / Unopposed Motion for the Issuance of a Request for International Judicial Assistance (Letter Rogatory) to Take Evidence of Jorge Aceituno. . Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. (Johnson, Ada) (Entered: 02/12/2016)

02/12/2016 131 APPLICATION FOR LETTERS ROGATORY by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. (Attachments: # 1 Text of Proposed Order)(Johnson, Ada) (Entered: 02/12/2016)

02/17/2016 132 REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE (LETTER ROGATORY) TO TAKE EVIDENCE ABROAD OF JORGE ACEITUNO granting 129 Motion for Issuance of Letters Rogatory. The Court grants the appropriate judicial authority in Chile authorization to resolve any controversy regarding Mr. Aceituno's testimony and requests that the documents produced by Mr. Aceituno be returned to this court under cover duly sealed and addressed to: Clerk of the District Court for the Southern District of New York (Attention: The Honorable Shira A. Scheindlin), United States of America, 500 Pearl Street, New York, New York 10007-1312, United States of America. (As further set forth in this Order) (Signed by Judge Shira A. Scheindlin on 2/17/2016) (kl) (Entered: 02/17/2016)

02/17/2016 Transmission to Judgments and Orders Clerk. Transmitted re: 132 Order on Motion for Issuance of Letters Rogatory, to the Judgments and Orders Clerk. (kl) (Entered: 02/17/2016)

02/17/2016 133 ORDER DIRECTING ISSUANCE OF LETTER ROGATORY: It is hereby ORDERED as follows: 1. The Unopposed Motion is GRANTED. 2. The Clerk of this Court shall issue the Letter Rogatory for the production of documents and the taking of oral testimony under oath from Mr. Aceituno by counsel for Defendants as set forth therein. 3. Counsel for Defendants is hereby authorized to take and report the oral testimony under oath of Mr. Aceituno and shall have the power by virtue of the Letter Rogatory to take and report such testimony. 4. The appropriate judicial authority in Chile is hereby authorized to resolve any controversy regarding the testimony and shall have the power by virtue of the Letter Rogatory to administer any necessary oath and to resolve any controversy regarding such testimony. SO ORDERED. (Signed by Judge Shira A. Scheindlin on 2/17/2016) (kl) (Entered: 02/17/2016)

02/18/2016 LETTERS ROGATORY ISSUED on February 18, 2016, to Debevoise & Plimpton LLP, for the production of documents relating to the employment of Jorge Aceituno in Chile. (km) (Entered: 02/18/2016)

02/18/2016 134 LETTER addressed to Judge Shira A. Scheindlin from Ada Fernandez Johnson dated February 18, 2016 re: in response to Judge Scheindlin's request for submissions at the 2/9/16 discovery conference. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W Regent, Jamie C. Sokalsky, Sybil E. Veenman. (Attachments: # 1 Exhibit A - CW's excerpts table, # 2 Exhibit B - Stice Deposition Excerpts, # 3 Exhibit C - Perez Declaration, # 4 Exhibit D - Johnson Declaration)(Johnson, Ada) (Entered: 02/18/2016)

02/22/2016 135 LETTER addressed to Judge Shira A. Scheindlin from Ada Fernandez Johnson dated 02/22/2016 re: Letter Response to Plaintiffs' Request for 3 Month Extension of Fact Discovery Deadline. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W. Regent, Jamie C. Sokalsky, Sybil E. Veenman.(Johnson, Ada) (Entered: 02/22/2016)

02/23/2016 136 LETTER addressed to Judge Shira A. Scheindlin from James M. Hughes dated 2/23/2016 re: Response to A.Johnson letter of 2/18/2016 requesting plaintiffs produce interview notes and memoranda regarding the plaintiffs' CWs. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Hughes, James) (Entered: 02/23/2016)

02/25/2016 137 TRANSCRIPT of Proceedings re: confernece held on 2/9/2016 before Judge Shira A. Scheindlin. Court Reporter/Transcriber: Linda Fisher, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/21/2016. Redacted Transcript Deadline set for 3/31/2016. Release of Transcript Restriction set for 5/31/2016.(McGuirk, Kelly) (Entered: 02/25/2016)

02/25/2016 138 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a conference proceeding held on 2/9/16 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 02/25/2016)

03/01/2016 145 LEAD PLAINTIFFS' ORDER FOR EXTENSION OF DEADLINES. The parties will adhere to the following schedule: (a) All fact discovery shall be completed by July 1, 2016. (b) The parties will supply merits expert reports on claims or defenses for which they bear the initial burden of proof by July 11, 2016. Rebuttal expert reports are due no later than August 11, 2016. Expert discovery will be completed by September 12, 2016. (c) Dispositive motions shall be filed by October 11, 2016. (d) The date for a pre-trial conference pursuant to Fed. R. Civ. P. 16(d) will be November 7, 2016 at 4:30 p.m. (As further set forth in this Order.) (Fact Discovery due by 7/1/2016. Expert Discovery due by 9/12/2016. Motions due by 10/11/2016. Final Pretrial Conference set for 11/7/2016 at 04:30 PM before Judge Shira A. Scheindlin.) (Signed by Judge Shira A. Scheindlin on 3/1/2016) (adc) Modified on 3/28/2016 (tro). (Entered: 03/02/2016)

03/02/2016 139 MOTION for Issuance of Letters Rogatory as to Ivan Mullany, Feaz Rahim, Derek Riehm, Ted Szpargala, Ernst & Young, Pricewaterhousecoopers, Kirk Lundie and Miguel Pereira in Canada /Unopposed Motion for the Issuance of a Request for International Judicial Assistance (Letter Rogatory) to Take Evidence of Ivan Mullany, Feaz Rahim, Derek Riehm, Ted Szpargala, Ernst & Young, Pricewaterhousecoopers, Kirk Lundie and Miguel Pereira. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Attachments: # 1 Text of Proposed Order)(Hughes, James) (Entered: 03/02/2016)

03/02/2016 140 MEMORANDUM OF LAW in Support re: 139 MOTION for Issuance of Letters Rogatory as to Ivan Mullany, Feaz Rahim, Derek Riehm, Ted Szpargala, Ernst & Young, Pricewaterhousecoopers, Kirk Lundie and Miguel Pereira in Canada /Unopposed Motion for the Issuance of a Request for Internati onal Judicial Assistance (Letter Rogatory) to Take Evidence of Ivan Mullany, Feaz Rahim, Derek Riehm, Ted Szpargala, Ernst & Young, Pricewaterhousecoopers, Kirk Lundie and Miguel Pereira. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Hughes, James) (Entered: 03/02/2016)

03/02/2016 141 APPLICATION FOR LETTERS ROGATORY by Union Asset Management Holding AG and LRI Invest S.A.. (Hughes, James) (Entered: 03/02/2016)

03/02/2016 142 APPLICATION FOR LETTERS ROGATORY by Union Asset Management Holding AG and LRI Invest S.A.. (Hughes, James) (Entered: 03/02/2016)

03/02/2016 143 APPLICATION FOR LETTERS ROGATORY by Union Asset Management Holding AG and LRI Invest S.A.. (Hughes, James) (Entered: 03/02/2016)

03/02/2016 144 APPLICATION FOR LETTERS ROGATORY by Union Asset Management Holding AG and LRI Invest S.A.. (Hughes, James) (Entered: 03/02/2016)

03/05/2016 146 ORDER: Accordingly, plaintiffs are ordered to provide the Court with all of Pontrelli's notes from his interviews with the Project Manager, Project Controls

Manager, and Field Operations Manager (including all notes from in-person and telephone conversations). These materials must be submitted for in camera review by March 21, 2016. In light of this Order, the March 14, 2016 conference is adjourned sine die. SO ORDERED. (Signed by Judge Shira A. Scheindlin on 3/05/2016) (ama) (ama). (Entered: 03/07/2016)

03/08/2016 147 MEMO ENDORSEMENT on re: 144 Application for Letters Rogatory filed by Union Asset Management Holding AG and LRI Invest S.A. ENDORSEMENT: This Court, in the spirit of comity and reciprocity, hereby requests international judicial assistance from the Supreme Court of Newfoundland and Labrador in the form of this Letter Rogatory seeking the oral examination (deposition) and the production of documents, as described herein. (Signed by Judge Shira A. Scheindlin on 3/8/2016) (kl) (Entered: 03/08/2016)

03/08/2016 148 MEMO ENDORSEMENT on re: 143 Application for Letters Rogatory filed by Union Asset Management Holding AG and LRI Invest S.A. ENDORSEMENT: This Court, in the spirit of comity and reciprocity, hereby requests international judicial assistance from the Court of Queen's Bench of Alberta in the form of this Letter Rogatory seeking the oral examination (deposition) and the production of documents, as described herein. (Signed by Judge Shira A. Scheindlin on 3/8/2016) (kl) (Entered: 03/08/2016)

03/08/2016 149 MEMO ENDORSEMENT on re: 142 Application for Letters Rogatory filed by Union Asset Management Holding AG and LRI Invest S.A. ENDORSEMENT: This Court, in the spirit of comity and reciprocity, hereby requests international judicial assistance from the Ontario Superior Court of Justice in the form of this Letter Rogatory seeking the oral examination (deposition) and the production of documents, as described herein. (Signed by Judge Shira A. Scheindlin on 3/8/2016) (kl) (Entered: 03/08/2016)

03/08/2016 150 MEMO ENDORSEMENT on re: 141 Application for Letters Rogatory filed by Union Asset Management Holding AG and LRI Invest S.A. ENDORSEMENT: This Court, in the spirit of comity and reciprocity, hereby requests international judicial assistance from the Ontario Superior Court of Justice in the form of this Letter Rogatory seeking the oral examination (deposition) and the production of documents, as described herein. (Signed by Judge Shira A. Scheindlin on 3/8/2016) (kl) (Entered: 03/08/2016)

03/08/2016 151 ORDER GRANTING PLAINTIFFS' MOTION FOR THE ISSUANCE OF REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE (LETTER ROGATORY) FROM THE APPROPRIATE AUTHORITIES IN THE ONTARIO, ALBERTA, AND NEWFOUNDLAND/LABRADOR PROVINCES OF CANADA FOR ORAL EXAMINATIONS (DEPOSITIONS) OF IVAN MULLANY, FEAZ RAHIM, DEREK RIEHM, TED SZPARGALA, KIRK LUNDIE, MIGUEL PEREIRA, ERNST & YOUNG, AND PRICEWATERHOUSECOOPERS, AND FOR DOCUMENT EXCHANGE granting 139 Motion for Issuance of Letters Rogatory. Plaintiffs' motion for issuance of Requests for International Judicial Assistance (Letters Rogatory) to the appropriate authorities in the Ontario, Alberta, and Newfoundland/Labrador provinces of Canada for oral examinations (depositions) and for document exchange from the Foreign Third Parties, Ernst & Young, and PricewaterhouseCoopers is GRANTED. SO ORDERED. (Signed by Judge Shira A. Scheindlin on 3/8/2016) (kl) (Entered: 03/08/2016)

03/08/2016 Transmission to Judgments and Orders Clerk. Transmitted re: 150 Memo Endorsement, 151 Order on Motion for Issuance of Letters Rogatory, 147 Memo Endorsement, 148 Memo Endorsement, 149 Memo Endorsement, to the Judgments and Orders Clerk. (kl) (Entered: 03/08/2016)

03/10/2016 LETTERS ROGATORY ISSUED on March 9, 2016, and picked up by Motley Rice LLC, to be served on Miguel Pereira in the Supreme Court Trial Division St. John's, Newfoundland, A1C 5M3, Canada. (km) (Entered: 03/10/2016)

03/10/2016 LETTERS ROGATORY ISSUED on March 9, 2016, and picked up by Motley Rice LLC, to be served on Kirk Lundie in the Court of Queen's Bench, Calgary Courts Centre, Alberta, Canada. (km) (Entered: 03/10/2016)

03/10/2016 LETTERS ROGATORY ISSUED on March 9, 2016, and picked up by Motley Rice LLC, to be served on Ernst & Young (Toronto) ("E&Y") and PricewaterhouseCoopers (Toronto) ("PwC") in the Ontario Superior Court of Justice, Toronto Courthouse, Toronto, Ontario. (km) (Entered: 03/10/2016)

03/10/2016 LETTERS ROGATORY ISSUED on March 9, 2016, and picked up by Motley Rice LLC, to be served on Ivan Mullany, Feaz Rahim, Derek Riehm, and Ted Szpargala in the Ontario Superior Court of Justice, Toronto Courthouse, Toronto, Ontario. (km) (Entered: 03/10/2016)

03/23/2016 152 OPINION AND ORDER #106323 re: 107 MOTION to Certify Class , Appoint Class Representatives, And Appoint Class Counsel filed by Institutional Investor Group: For the following reasons, plaintiffs' motion for class certification, approval of Class Representatives, and approval of Class Counsel is GRANTED. The following Class is certified pursuant to Rule 23(a) and (b)(3): All persons and entities who purchased Barrick publicly traded common stock listed on the New York Stock Exchange from May 7, 2009 through and including November 1, 2013, excluding (a) defendants; (b) members of the immediate families of the Individual Defendants; (c) all subsidiaries and affiliates of defendants, including Barrick's employee retirement and benefit plans; (d) any person who was a Barrick Director or Officer during the Class Period, as well as their liability insurance carriers, assigns, or subsidiaries thereof; (e) any entity in which any defendant has a controlling interest; and (e) the legal representatives, heirs, successors, or assigns of any excluded party. Lead plaintiffs Union and LRI are approved as Class Representatives, Motley Rice LLC is appointed as Class Counsel, and Labaton Sucharow LLP is appointed as Liaison Counsel. The Clerk of the Court is directed to close this motion (Dkt. No. 107). (Signed by Judge Shira A. Scheindlin on 3/23/2016) (tn) Modified on 3/30/2016 (ca). (Entered: 03/23/2016)

04/08/2016 153 ORDER: At a conference before the Court on February 9, 2016, defendants requested, inter alia, that plaintiffs be compelled to produce notes from all interviews between plaintiffs' investigator, Jerome Pontrelli, and the Confidential Witnesses ("CWs") identified in the Amended Complaint (the "Complaint"). In support of this request, defendants explained that-through the Project Manager's deposition testimony and their conversations with two other CW s who had not been deposed (the Project Controls Manager and Field Engineering Manager)-three of the four CWs repudiated certain allegations that had been attributed to them in the Complaint. Accordingly, defendants argued that these alleged misstatements in the Complaint raise ethical concerns and create a "substantial need" for them to review

Pontrelli's interview notes. In accordance with the Court's March 5, 2016 Order, plaintiffs submitted for in camera review all of Pontrelli's notes and memoranda from his interviews with the Project Manager, Project Controls Manager, and Field Operations Manager. The Court has reviewed these materials, including by conducting a line-by-line comparison between the Complaint, the CWs' post-Complaint "repudiations," and the notes from the CWs' original interviews with Pontrelli that were submitted by plaintiffs. Based on this in camera review, the Court finds that the Complaint's attributions to the Project Manager, Project Controls Manager, and Field Operations Manager accurately reflect the contents of Pontrelli's interview notes. Further, each of these CWs understood at the outset that their statements could form a basis of this litigation and received a copy of the filed Complaint for review. Accordingly, defendants' request for Pontrelli's interview notes is DENIED. (Signed by Judge Shira A. Scheindlin on 4/8/2016) (mro) (Entered: 04/11/2016)

04/12/2016 154 MOTION for Issuance of Letters Rogatory as to Jorge Aceituno in Chile / Amended Unopposed Motion for the Issuance of a Request for International Judicial Assistance (Letter Rogatory) to Take Evidence Abroad of Jorge Aceituno. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W. Regent, Jamie C. Sokalsky, Sybil E. Veenman.(Johnson, Ada) (Entered: 04/12/2016)

04/12/2016 155 MEMORANDUM OF LAW in Support re: 154 MOTION for Issuance of Letters Rogatory as to Jorge Aceituno in Chile / Amended Unopposed Motion for the Issuance of a Request for International Judicial Assistance (Letter Rogatory) to Take Evidence Abroad of Jorge Aceituno. . Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W. Regent, Jamie C. Sokalsky, Sybil E. Veenman. (Attachments: # 1 Exhibit A)(Johnson, Ada) (Entered: 04/12/2016)

04/12/2016 156 APPLICATION FOR LETTERS ROGATORY by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W. Regent, Jamie C. Sokalsky, Sybil E. Veenman. (Attachments: # 1 Text of Proposed Order)(Johnson, Ada) (Entered: 04/12/2016)

04/12/2016 157 ORDER DIRECTING ISSUANCE OF LETTER ROGATORY granting 154 Motion for Issuance of Letters Rogatory. It is hereby ORDERED as follows: 1. The Unopposed Motion is GRANTED. 2. The Clerk of this Court shall issue the Letter Rogatory for the production of documents and the taking of oral testimony under oath from Mr. Aceituno by counsel for Defendants as set forth therein. 3. Counsel for Defendants is hereby authorized to take and report the oral testimony under oath of Mr. Aceituno and shall have the power by virtue of the Letter Rogatory to take and report such testimony. 4. The appropriate judicial authority in Chile is hereby authorized to resolve any controversy regarding the testimony and shall have the power by virtue of the Letter Rogatory to administer any necessary oath and to resolve any controversy regarding such testimony. SO ORDERED. (Signed by Judge Shira A. Scheindlin on 4/12/2016) (kl) (Entered: 04/13/2016)

04/12/2016 158 MEMO ENDORSEMENT on re: 156 Application for Letters Rogatory filed by Sybil E. Veenman, Igor Gonzales, Aaron W. Regent, Barrick Gold Corporation, Ammar Al-Joundi, Jamie C. Sokalsky, Peter Kinver, George Potter. ENDORSEMENT: SO ORDERED. (Signed by Judge Shira A. Scheindlin on

4/12/2016) (kl) (Additional attachment(s) added on 4/13/2016: # 1 Appendix A) (kl). Modified on 5/25/2016 (kl). (Entered: 04/13/2016)

04/12/2016 Transmission to Judgments and Orders Clerk. Transmitted re: 158 Memo Endorsement, 157 Order on Motion for Issuance of Letters Rogatory, to the Judgments and Orders Clerk. (kl) (Entered: 04/13/2016)

04/18/2016 LETTERS ROGATORY ISSUED on April 18, 2016, to Debevoise & Plimpton LLP, to be served in Chile on Jorge Aceituno. (km) (Entered: 04/18/2016)

04/22/2016 NOTICE OF CASE REASSIGNMENT to Judge Richard M. Berman. Judge Shira A. Scheindlin is no longer assigned to the case. (sdi) (Entered: 04/22/2016)

05/04/2016 159 ORDER: A status conference is hereby scheduled for Tuesday, May 17, 2016 at 10:00 am in Courtroom 17B of the Daniel Patrick Moynihan Courthouse at 500 Pearl Street, New York, New York 10007. (Status Conference set for 5/17/2016 at 10:00 AM in Courtroom 17B, 500 Pearl Street, New York, NY 10007 before Judge Richard M. Berman.) (Signed by Judge Richard M. Berman on 5/4/2016) (cf) (Entered: 05/04/2016)

05/06/2016 160 LETTER addressed to Judge Richard M. Berman from Miranda Holmes Turner dated May 6, 2016 re: withdrawal as counsel for Defendants. Document filed by Ammar Al-Joundi, Barrick Gold Corporation, Igor Gonzales, Peter Kinver, George Potter, Aaron W. Regent, Jamie C. Sokalsky, Sybil E. Veenman.(Turner, Miranda) (Entered: 05/06/2016)

05/09/2016 161 MEMO ENDORSEMENT on re: 160 Letter, filed by Sybil E. Veenman, Igor Gonzales, Aaron W. Regent, Barrick Gold Corporation, Ammar Al-Joundi, Jamie C. Sokalsky, Peter Kinver, George Potter. ENDORSEMENT: SO ORDERED. Attorney Miranda Holmes Turner terminated. (Signed by Judge Richard M. Berman on 5/9/2016) (cf) (Entered: 05/09/2016)

05/17/2016 Minute Entry for proceedings held before Judge Richard M. Berman: Status Conference held on 5/17/2016. Parts of proceeding under seal. Next conference for class plaintiffs is scheduled for 6/23/16 at 10:00 am; next conference for other plaintiffs ("opt out") scheduled for 6/28/16 at 10:00 am. (Court Reporter Vincent Bologna) Associated Cases: 1:13-cv-03851-RMB, 1:13-cv-04123-RMB, 1:13-cv-05437-RMB(CM) (Entered: 05/17/2016)

05/31/2016 162 MOTION for Settlement Lead Plaintiffs' Unopposed Motion for Preliminary Approval of Class Action Settlement. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. Return Date set for 6/23/2016 at 10:00 AM. (Attachments: # 1 Text of Proposed Order)(Hughes, James) (Entered: 05/31/2016)

05/31/2016 163 MEMORANDUM OF LAW in Support re: 162 MOTION for Settlement Lead Plaintiffs' Unopposed Motion for Preliminary Approval of Class Action Settlement. . Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Hughes, James) (Entered: 05/31/2016)

05/31/2016 164 DECLARATION of James M. Hughes in Support re: 162 MOTION for Settlement Lead Plaintiffs' Unopposed Motion for Preliminary Approval of Class Action Settlement.. Document filed by Union Asset Management Holding AG and LRI

Invest S.A.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Hughes, James) (Entered: 05/31/2016)

06/01/2016 165 NOTICE OF APPEARANCE by Nicole M. Zeiss on behalf of Union Asset Management Holding AG and LRI Invest S.A.. (Zeiss, Nicole) (Entered: 06/01/2016)

06/09/2016 Set/Reset Hearings: Conference previously scheduled for Class Plaintiffs for 6/23/2016 at 10:00 a.m. has been rescheduled to 6/14/2016 at 09:00 AM in Courtroom 17B, 500 Pearl Street, New York, NY 10007 before Judge Richard M. Berman. (tro) Modified on 6/9/2016 (tro). (Entered: 06/09/2016)

06/09/2016 166 AMENDED MOTION for Settlement . Document filed by Union Asset Management Holding AG and LRI Invest S.A.. Return Date set for 6/14/2016 at 09:00 AM. (Attachments: # 1 Text of Proposed Order Proposed Amended Preliminary Approval Order)(Hughes, James) (Entered: 06/09/2016)

06/09/2016 167 DECLARATION of James M. Hughes in Support re: 166 AMENDED MOTION for Settlement .. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Hughes, James) (Entered: 06/09/2016)

06/09/2016 168 MEMORANDUM OF LAW in Support re: 166 AMENDED MOTION for Settlement . . Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Hughes, James) (Entered: 06/09/2016)

06/14/2016 Minute Entry for proceedings held before Judge Richard M. Berman: Evidentiary Hearing held on 6/14/2016. Court reviews proposed notice of settlement and proposed summary notice with counsel. Evidence is introduced (Court Exhibits 1, 2, and 3.) (Court Reporter Karen Gorlaski) Associated Cases: 1:13-cv-03851-RMB, 1:13-cv-04123-RMB, 1:13-cv-05437-RMB(CM) (Entered: 06/14/2016)

06/15/2016 169 ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE granting 166 Motion for Settlement: NOW, THEREFORE, IT IS HEREBY ORDERED: 1. The Court hereby preliminarily approves the Settlement set forth therein, subject to further consideration at the fairness hearing described below. 2. A hearing (the "Fairness Hearing") shall be held before this Court on October 18, 2016, at 10 a.m. in Courtroom 17B, at the United States District Court for the Southern District of New York, Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, New York, New York 10007, to determine: (a) whether the proposed Settlement is fair and reasonable to the Class and should be approved by the Court; (b) whether a final judgment and order dismissing the case with prejudice on the terms and conditions provided in the Stipulation should be entered; (c) whether the proposed plan of allocation should be approved; and (d) the amount of reasonable fees and expenses that should be awarded to Motley Rice LLC ("Lead Counsel") and The Garden City Group, LLC ("Claims Administrator"). The Court may adjourn the Fairness Hearing. 3. The Court approves the Notice of Proposed Settlement of Class Action (the "Notice"), summary notice of proposed settlement ("summary notice"), and Proof of Claim and Release form (the "Proof of Claim") submittedto the Court on June 14, 2016 (As further set forth in this Order.) Deadline for filing and serving all opening briefs and supporting documents in support of the Applications - September 7, 2016. Deadline for written objections or

oppositions to any of the Applications - September 21, 2016. Deadline for Lead Plaintiffs to file reply papers, if any, in further support of the Applications or in response to any objections - September 30, 2016. (Signed by Judge Richard M. Berman on 6/15/2016) (cf) (Entered: 06/15/2016)

06/15/2016 Set/Reset Deadlines: (Motions due by 9/7/2016., Responses due by 9/21/2016, Replies due by 9/30/2016.), Set/Reset Hearings:,(Fairness Hearing set for 10/18/2016 at 10:00 AM before Judge Richard M. Berman.) (cf) (Entered: 06/15/2016)

06/16/2016 170 SEALED DOCUMENT placed in vault.(mps) (Entered: 06/16/2016)

06/16/2016 171 ENDORSED LETTER addressed to Judge Richard M. Berman from Nicole M. Zeiss dated 6/15/2016 re: As requested by the Court, I write to report information about the estimated costs of publishing and disseminating the Summary Notice of Proposed Settlement ("Summary Notice") over the internet and the costs of publishing and disseminating the Notice of Proposed Settlement of Class Action ("Notice") over the internet. ENDORSEMENT: Lets publish the full notice and not the summary notice in WSJ. (Not clear what counsel means by aggregating notice publication costs and claims administration costs.) (Signed by Judge Richard M. Berman on 6/16/2016) (lmb) (Entered: 06/16/2016)

06/28/2016 Minute Entry for proceedings held before Judge Richard M. Berman: Status Conference held on 6/28/2016. See transcript of proceedings held for a complete record. Next conference is scheduled for 7/26/16 at 10:30 am. (Court Reporter Vincent Bologna) Associated Cases: 1:13-cv-03851-RMB, 1:13-cv-04123-RMB, 1:13-cv-05437-RMB(CM) (Entered: 07/05/2016)

06/30/2016 172 TRANSCRIPT of Proceedings re: Conference held on 6/14/2016 before Judge Richard M. Berman. Court Reporter/Transcriber: Karen Gorlaski, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/25/2016. Redacted Transcript Deadline set for 8/4/2016. Release of Transcript Restriction set for 10/3/2016.(Grant, Patricia) (Entered: 06/30/2016)

06/30/2016 173 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 06/14/2016 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Grant, Patricia) (Entered: 06/30/2016)

07/05/2016 174 DECLARATION of Jennifer M. Veitengruber in Support re: 166 AMENDED MOTION for Settlement .. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Hughes, James) (Entered: 07/05/2016)

09/07/2016 175 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - MOTION for Final Approval of Settlement and Plan of Allocation re: 169 Order on Motion for Settlement . Document filed by Union Asset Management Holding AG

and LRI Invest S.A. (Hughes, James) Modified on 9/8/2016 (db). (Entered: 09/07/2016)

09/07/2016 176 FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Support re: 175 MOTION for Final Approval of Settlement and Plan of Allocation re: 169 Order on Motion for Settlement . . Document filed by Union Asset Management Holding AG and LRI Invest S.A. (Attachments: # 1 Exhibit 1 - Tesco Order)(Hughes, James) Modified on 9/8/2016 (db). (Entered: 09/07/2016)

09/07/2016 177 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - MOTION for an Award of Attorneys Fees and Expenses re: 169 Order on Motion for Settlement . Document filed by Union Asset Management Holding AG and LRI Invest S.A. (Hughes, James) Modified on 9/8/2016 (db). (Entered: 09/07/2016)

09/07/2016 178 FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Support re: 177 MOTION for an Award of Attorneys Fees and Expenses re: 169 Order on Motion for Settlement . . Document filed by Union Asset Management Holding AG and LRI Invest S.A. (Hughes, James) Modified on 9/8/2016 (db). (Entered: 09/07/2016)

09/07/2016 179 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of James M. Hughes in Support re: 177 MOTION for an Award of Attorneys Fees and Expenses re: 169 Order on Motion for Settlement ., 175 MOTION for Final Approval of Settlement and Plan of Allocation re: 169 Order on Motion for Settlement .. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Attachments: # 1 Exhibit 1 - Cornerstone Report, # 2 Exhibit 2 - LRI Invest Declaration, # 3 Exhibit 3 - Union Declaration, # 4 Exhibit 4 - Moriarty Declaration, # 5 Exhibit 5 - Gardner Declaration, # 6 Exhibit 6 - Rosenfeld Declaration, # 7 Exhibit 7(a) - Cirami Declaration, # 8 Exhibit 7(b) - Cirami Declaration, # 9 Exhibit 7(c) - Cirami Declaration, # 10 Exhibit 7(d) - Cirami Declaration, # 11 Exhibit 7(e) - Cirami Declaration, # 12 Exhibit 7(f) - Cirami Declaration, # 13 Exhibit 8 - Summary table of hours and expenses, # 14 Exhibit 9 - Cornwell v Credit Suisse, # 15 Exhibit 10 - Defense billing rates chart)(Hughes, James) Modified on 9/8/2016 (db). (Entered: 09/07/2016)

09/08/2016 ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Notice to Attorney James M. Hughes to RE-FILE Document 175 MOTION for Final Approval of Settlement and Plan of Allocation re: 169 Order on Motion for Settlement . Use the event type Approve found under the event list Motions. (db) (Entered: 09/08/2016)

09/08/2016 ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Notice to Attorney James M. Hughes to RE-FILE Document 177 MOTION for an Award of Attorneys Fees and Expenses re: 169 Order on Motion for Settlement . Use the event type Attorney Fees found under the event list Motions. (db) (Entered: 09/08/2016)

09/08/2016 ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Notice to Attorney James M. Hughes to RE-FILE Document 176 Memorandum of Law in Support of Motion, 178 Memorandum of Law in Support of Motion, 179 Declaration in Support of Motion. ERROR(S): Document(s) linked to filing error(s). (db) (Entered: 09/08/2016)

09/08/2016 180 MOTION to Approve Settlement and Plan of Allocation . Document filed by Union Asset Management Holding AG and LRI Invest S.A..(Hughes, James) (Entered: 09/08/2016)

09/08/2016 181 MEMORANDUM OF LAW in Support re: 180 MOTION to Approve Settlement and Plan of Allocation . . Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Attachments: # 1 Exhibit 1 - Tesco Order)(Hughes, James) (Entered: 09/08/2016)

09/08/2016 182 MOTION for Attorney Fees and Expenses. Document filed by Union Asset Management Holding AG and LRI Invest S.A..(Hughes, James) (Entered: 09/08/2016)

09/08/2016 183 MEMORANDUM OF LAW in Support re: 182 MOTION for Attorney Fees and Expenses. . Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Hughes, James) (Entered: 09/08/2016)

09/08/2016 184 DECLARATION of James M. Hughes in Support re: 180 MOTION to Approve Settlement and Plan of Allocation ., 182 MOTION for Attorney Fees and Expenses.. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Attachments: # 1 Exhibit 1 - Cornerstone Report, # 2 Exhibit 2 - LRI Invest Declaration, # 3 Exhibit 3 - Union Declaration, # 4 Exhibit 4 - Moriarty Declaration, # 5 Exhibit 5 - Gardner Declaration, # 6 Exhibit 6 - Rosenfeld Declaration, # 7 Exhibit 7(a) - Cirami Declaration, # 8 Exhibit 7(b) - Cirami Declaration, # 9 Exhibit 7(c) - Cirami Declaration, # 10 Exhibit 7(d) - Cirami Declaration, # 11 Exhibit 7(e) - Cirami Declaration, # 12 Exhibit 7(f) - Cirami Declaration, # 13 Exhibit 8 - Summary table of hours and expenses, # 14 Exhibit 9 - Cornwell v Credit Suisse, # 15 Exhibit 10 - Defense billing rates chart)(Hughes, James) (Entered: 09/08/2016)

09/20/2016 185 NOTICE of Objection. Document filed by Edward Siegel. (Attachments: # 1 Exhibit learned treatise, # 2 Exhibit proof of membership)(Siegel, Edward) (Entered: 09/20/2016)

09/21/2016 186 LETTER addressed to Judge Richard M. Berman from Elinor White re: Barrick Gold case and counsel fees. (cf) (Entered: 09/21/2016)

09/30/2016 187 REPLY MEMORANDUM OF LAW in Support re: 180 MOTION to Approve Settlement and Plan of Allocation ., 182 MOTION for Attorney Fees and Expenses. . Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Hughes, James) (Entered: 09/30/2016)

09/30/2016 188 DECLARATION of James M. Hughes in Support re: 180 MOTION to Approve Settlement and Plan of Allocation ., 182 MOTION for Attorney Fees and Expenses.. Document filed by Union Asset Management Holding AG and LRI Invest S.A.. (Attachments: # 1 Exhibit 1 - Updated Cornerstone Report, # 2 Exhibit 2(a) - Suppl. Cirami Decl., # 3 Exhibit 2(b) - Suppl. Cirami Decl., # 4 Exhibit 3 - Siegel Objections)(Hughes, James) (Entered: 09/30/2016)

10/18/2016 Minute Entry for proceedings held before Judge Richard M. Berman: Fairness Hearing held on 10/18/2016. Counsel for plaintiff to provide Court with time records and back up documentation for claimed expenses by 10/25/16. Court will hold a status conference on 12/1/16 at 10:00 am. See transcript of proceedings held for a complete record. (Court Reporter Mike McDaniel) (CM) (Entered: 10/18/2016)

10/20/2016 189 LETTER MOTION for Extension of Time to submit time and expense documentation addressed to Judge Richard M. Berman from James M. Hughes dated October 20, 2016. Document filed by Union Asset Management Holding AG and LRI Invest S.A..(Hughes, James) (Entered: 10/20/2016)

10/21/2016 190 ORDER granting 189 Letter Motion for Extension of Time. Extension to Nov 1 granted. All time sheets must be contemporaneous. (Signed by Judge Richard M. Berman on 10/21/2016) (cf) (Entered: 10/21/2016)

10/24/2016 191 TRANSCRIPT of Proceedings re: argument held on 10/18/2016 before Judge Richard M. Berman. Court Reporter/Transcriber: Michael McDaniel, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/17/2016. Redacted Transcript Deadline set for 11/28/2016. Release of Transcript Restriction set for 1/25/2017.(McGuirk, Kelly) (Entered: 10/24/2016)

10/24/2016 192 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a argument proceeding held on 10/18/16 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 10/24/2016)

10/24/2016 193 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a argument proceeding held on 10/18/16 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 10/24/2016)

12/01/2016 Minute Entry for proceedings held before Judge Richard M. Berman: Hearing In Aid Of Judgment held on 12/1/2016. Court discusses with counsel proposed order submitted to Court. See transcript of proceedings held for a complete record. (Court Reporter Ellen Simone) Associated Cases: 1:13-cv-03851-RMB, 1:13-cv-04123-RMB, 1:13-cv-05437-RMB(CM) (Entered: 12/01/2016)

12/02/2016 194 ORDER GRANTING LEGAL FEES AND CLAIMS ADMINISTRATOR'S FEES IN CLASS ACTION granting in part and denying in part 182 Motion for Attorney Fees. Class Counsel has requested $35 million in attorneys' fees which amounts to 25% of the $140 million Settlement Fund, as well as $981,296.48 in expenses. (As further set forth in this Order.) Lead Plaintiffs' Motion [#182] is granted in part and denied in part. (Signed by Judge Richard M. Berman on 12/2/2016) Filed In Associated Cases: 1:13-cv-03851-RMB, 1:13-cv-04123-RMB, 1:13-cv-05437-RMB (cf) (Entered: 12/02/2016)

12/02/2016 195 FINAL JUDGMENT APPROVING CLASS ACTION SETTLEMENT: The Clerk of the Court is directed pursuant to Rule 54(b) of the Federal Rules of Civil Procedure to immediately enter final judgment in this Action. The Action and all of the claims against Defendants by Lead Plaintiffs and the other Class Members are

hereby dismissed with prejudice subject to the Parties' compliance with the direction in Paragraph 7 supra to implement the Settlement fo1ihwith. The Court hereby awards Class Counsel fees of $25,200,000, which amount to 18% of the Settlement Fund. See Exhibit C hereto for an explanation of this fee award pursuant to the factors set forth in Goldberger v. Integrated Resources, Inc., 209 F.3d 43 (2d Cir. 2000). The Court hereby awards expenses in the amount of $981,296.48. Attorneys' fees and expenses are not to be paid to Class Counsel until at least 80% of the Settlement Fund has been distributed (i.e. checks have been mailed) to the Class. (As further set forth in this Order.) (Signed by Judge Richard M. Berman on 12/2/2016) Filed In Associated Cases: 1:13-cv-03851-RMB, 1:13-cv-04123-RMB, 1:13-cv-05437-RMB(cf) (Entered: 12/02/2016)

12/02/2016 Terminate Transcript Deadlines Associated Cases: 1:13-cv-03851-RMB, 1:13-cv-04123-RMB, 1:13-cv-05437-RMB(cf) (Entered: 12/02/2016)

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