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Seismic Design Recommendations Liquefaction of Ponded Ash

Field and Laboratory CharacterizationRecommendations to Evaluate Embankment Stability for Seismic Loads

William Wolfe – The Ohio State UniversityRobert Bachus – Geosyntec Consultants

Title of Presentation

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2https://bashny.net/t/en/6016http://www.alamy.com/stock-photo

Welcome….Lovers of Fly Ash

http://jonvilma.com/band-of-brothers.html

We are a Band of Brothers (and Sisters) who share a passion (or at least an interest) in fly ash or CCRs

However, for the last 10 years, we have also been jumping over hurdles and beating our heads against the wall as we try to understand how to best close CCR ponds

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http://lmc123.com/en/news-room/195-when-business-perception-is-business-reality

Welcome….Lovers of Fly Ash

Why, the frustration? Could be tricky material or tricky regulations, as we try to separate the realities from perceptions of CCRs

And through it all, we often feel what Hester Prynne must have felt … eternally branded with a

Scarlett Letter

Ash

Our goal over the next 50 minutes is to try in some measure to address the perception and demonstrate the reality of CCRs and seismic liquefaction

www.wikipedia.org

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Liquefaction of Ponded Ash

Why Is Liquefaction Important when We Consider Ponded Ash?

• Liquefaction occurs when stresses and deformation in the ground caused by earthquake shaking disturb the soil structure.

• Water in the pore spaces will resist the natural tendency of the soils to consolidate into a denser and more stable arrangement during shaking.

• Because the soil cannot change in volume until water is drained from the pore spaces during the earthquake, porewater pressure will rise, soil particles may lose contact with each other, and the soil mass may lose much of its strength.

Earthquake induced liquefaction is a leading cause of earthquake damage worldwide

But before we discuss liquefaction and seismic design of CCR ponds, we need to understand some of the basic characteristics and realities of ponded ash

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1998 NCEER/NSF Liquefaction Resistance of Soils: Summary report from the 1996 NCEER and 1998 NCEER/NSF workshops on evaluation of liquefaction resistance of soils. (Journal of Geotechnical and Geoenvironmental Engineering 127 (10), 817–833)

State of the Art and Practice in the Assessment ofEarthquake-induced Soil Liquefaction and Its Consequences(National Academies of Science, Engineering, Medicine, 2016)

Suggested References

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Material Characterization

Field Methods• Standard Penetration Test (SPT)• Cone Penetration Tests (CPTu)• Geophysical Test for Shear Wave Velocity (Vs)

Laboratory Methods• Cyclic Triaxial Shear (CyTXC)• Cyclic Direct Simple Shear (CyDSS)

We will discuss some of these methods to characterize the properties of ponded fly ash

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Presentation Outline• Basic Material Characterization• Laboratory Strength Characterization

• Static and Dynamic

• Field Characterization• Seismic Design Recommendations

Seismic Design Recommendations

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This work would not be possible without the encouragement, collaborative, and financial support from a number of different organizations and individuals.

Ken Ladwig – Electric Power Research Institute (EPRI)Mehdi Maibodi – Duke EnergyPedro Amaya – American Electric PowerNational Ash Management Advisory Board (NAMAB) – Duke EnergyTarunjit Butalia – The Ohio State UniversityMehedy Amin – The Ohio State UniversityCarlos Santamarina – Georgia Institute of Technology (now KAUST)Greg Hebeler – Golder AssociatesKula Kulasingam – AECOMKen Daly – AMEC Foster WheelerStudents at Ohio State and Georgia Tech who performed the tests cited in this presentation

Acknowledgements

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Basic Material Characterization

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Material Characterization• Material chemistry• Particle size• Specific gravity• Particle shape• Plasticity• Pore fluid-solid

interaction

Engineering Properties• Realizable density• Sample preparation• In-pond layering• Compressibility• Drained strength• Undrained strength• Static liquefaction• Seismic liquefaction• Flow potential

Material Characterizationand Properties

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Material Characterization• Material chemistry• Particle size• Specific gravity• Particle shape• Plasticity• Pore fluid-solid

interaction

Engineering Properties• Realizable density• Sample preparation• In-pond layering• Compressibility• Drained strength• Undrained strength• Static liquefaction• Seismic liquefaction• Flow potential

Material Characterizationand Properties

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Notes:Height of the box = 2 times standard deviationLength of black lines: from maximum to minimum value found in literature

0

10

20

30

40

50

60

70

80

90

100

SiO2 Al2O3 Fe2O3 CaO MgO SO3 Na2O K2O TiO2 Loss ofingnition

Perc

enta

ge b

y W

eigh

t

Chemical

.

Torrey (1978)Acosta (2003)Aineto (2005) and Aineto (2003)Gray (1972)Kim (2005) and Kim et al (2008)Reyes (2007)Trivedi (2004)EPRI (1993)

Premchitt (1995)Trivedi (2004)

Das and Yudhbir 2006Kaniraj (2004)Mishra (2006)Pandian (2004)Prashanth (2001)Premchitt (1995)Sidique (2007)Trivedi (2004)

USAsiaEurope

Chemical Composition

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13Magnetically separated fraction:

Hematite Fe2O3 (weakly magnetic), Magnetite Fe3O4 and Maghemite Fe2O3 (both strongly magnetic).

13

Class F Fly Ash

Evidence of Iron Particles

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0

10

20

30

40

50

60

70

80

90

100

1E-05 0.0001 0.001 0.01 0.1 1 10

% P

assi

ng

Diameter d [mm]

y

Cheerarot (2004)Das and Yudhbir 2006Kaniraj (2004)Mishra (2006)Mishra (2008)Pandian (2004)Prashanth (2001)Trivedi and sud (2002)

Cousens (2003)Gray (1972)

Premchitt (1995)

Fine

grav

el

Med

ium

sand

Fine

sand

Silt

Coar

se sa

nd

Clay

R=1µ

R=0.1µ

R=10µ

( )Bin-shafique (2002)Kim (2005) and Kim et al (2008)Palmer (2000)Reyes (2007)Senol (2001)Tu (2007)Torrey (1978)EPRI (1993)EPRI (1995)

Silt-sized

Particle Size Distribution

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1.6

1.8

2.0

2.2

2.4

2.6

2.8

1.6 1.8 2.0 2.2 2.4 2.6 2.8

Benz

yl A

lcoh

ol G

s[-]

Water based Gs [-]0123456789

10111213

1.21.31.41.51.61.71.81.9 2 2.12.22.32.42.52.62.72.82.9 3 3.13.2

Freq

uenc

y

Gs

Europe

Asia

US

1.2 1.4 1.6 1.8 2.0 2.2 2.4 2.6 2.8 3.0 3.2

this study

Acosta (2003) Das and Yudhbir (2006) EPRI (1993/5)Gray (1972) Kaniraj (2004) Kim (2005)Kim et al. (2008) Mishra (2006) Mishra (2008)Pandian (2004) Premchitt (1995) Reyes (2007)Senol (2001) Trivedi & Sud (2002/4/7) Torrey (1978)

this study

Specific Gravity of Solids

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Note shape and size of “holes” (recall clay-sized = 2μm)

Particle Shape

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0

10

20

30

40

50

60

0 10 20 30 40 50 60 70 80 90 100

Plas

ticity

Inde

x

Liquid Limit [%]

ML

0

1

2

3

4

5

25 30 35 40 45 50

Freq

uenc

y

LL [%]

20 25 30 35 40 45 50

Ca-kaoliniteSilt

Atterberg Limits - Plasticity

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How to fit 3,000μm drop in a 2μm hole?? Oil

1 s

2 s

3 s

4 s

5 s

6 sWater drop = 1/8 inch = 3,000μm

Soil-Water Interaction

Water

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Material Characterization• Material chemistry• Particle size• Specific gravity• Particle shape• Plasticity• Pore fluid-solid

interaction

Engineering Properties• Realizable density• Sample preparation• In-pond layering• Compressibility• Drained strength• Undrained strength• Static liquefaction• Seismic liquefaction• Flow potential

Material Characterizationand Properties

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MethodsDry Density

GS: 2.26 GS: 2.28 GS: 2.05 Gs: 2.28 GS: 2.36 GS: 2.28

Formation under shear 880 1099 605 943 1061 559

Suspension settlement 924 1130 603 864 1126 853

Water pluviationwith a sieve 1034 1182 688 -- 1071 946

Free fall through a funnel 1111 1145 626 945 1084 639

Tapping compaction 1133 1312 767 1211 1290 908

Standard compaction test 1285 1442 950 1250 1508 1233

Realizable Density Concept

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circles: undrainedtriangles: drained

contractive

dilative

Realizable Density

0.00 0.20 0.40 0.60 0.80 1.00

Application of Realizable Density

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circles: undrainedtriangles: drained

contractive

dilative

Realizable Density

0.00 0.20 0.40 0.60 0.80 1.00

Target

Application of Realizable Density

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21 3

Laboratory Sedimentation - Photograph

Field Sedimentation - Radiograph

Inherent Layering

1 2 3 4 5 6

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0

5

10

15

20

25

0 2000 4000 6000 8000 10000

Dep

th [c

m]

Resistance [Ohms]

Evidence of Layering - Laboratory

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this study

Montmorillonite

Illite

Kaolinite

Sand

0.00

0.01

0.10

1.00

10.00

0 1 2 3 4

Cc

Compacted Loosesaturated

Loosedry

Kaniraj (2004)

Pandian (2004)

Premchitt (1995)

Tu (2007)

Pandian (2004)

Pandian (2004)

Compressibility

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Laboratory Strength Characterization

Static

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0

50

100

150

200

250

0 100 200 300 400 500 600 700

She

ar S

tres

s [k

Pa]

Normal Stress [kPa]

0

50

100

150

200

250

0 100 200 300 400 500 600 700

She

ar S

tres

s [k

Pa]

Normal Stress [kPa]

°= 8.28critφ

70 kPa 140 kPa 210 kPa

70 kPa 140 kPa 210 kPa

Critical state

Peak state °= 0.31peakφ

Drained Triaxial Strength

(after Peck, Hanson, and Thornburn, 1953)

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0

50

100

150

200

0 100 200 300 400

Effective mean stress, p=(σ1'+σ3')/2 [kPa]

Dev

iato

ric s

tress

, q=(

σ1-

σ3)/2

[kPa

]

e=0.87e=0.80e=0.54e=0.48e=0.42

φ=30°

φ=35°

Undrained Triaxial Strength

0

50

100

150

200

250

0 100 200 300 400 500

Effective mean stress, p=(σ1'+σ3')/2 [kPa]

Dev

iato

ric s

tress

, q=(

σ1-

σ3)/2

[kPa

]

σc=50σc=100σc=300σc=400Series1Series2

φ=30°

φ=26°

Constant Unit Weight

Constant Initial Consolidation Pressure

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0.0

0.5

1.0

1.5

2.0

2.5

3.0

3.5

0 1 2 3 4 5

Shea

r Str

ess,

th

(ksf

)

Effective Vertical Stress, s'v (ksf)

Shear Stress vs. Effective Vertical StressSite A, S-8, Depth= 32.75 ft

Site B, AB-102, Depth=11.15 ftSite C, DB-101, Depth=37.10 ftSite D, SB-105A, Depth=18.0 ftSite D, SB-134, Depth=16.15 ftSite E, SB-214, Depth=11.90 ftSite F, AP-9, Depth= 29.70 ft

Site G, SD-4-OS, Depth=25.35 ftSite G, SD-4-OS, Depth=25.65 ftSite G, SD-4-OS, Depth=25.8 ftSite G, EB-SPT01*, Depth=9.2 ftSite G, EB-SPT01*, Depth=9.05 ft

φ = 34 to 36°

(after AECOM, 2016)

Undrained Triaxial Strength

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Laboratory Strength Characterization

Dynamic

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Cyclic Triaxial Test Program

The Ohio State University has been actively involved for the past several years to develop a large database of dynamic triaxial test results on behalf of the American Electric Power Company (AEP)

Objectives of Laboratory Study• Develop sample preparation techniques to mimic the field sedimentation

process of a ponded fly ash• Conceptually, this implies that the specimens are formed by when

saturated ash is deposited under water. The process is termed “wet pluviation.”

• Develop, refine, and document a specimen preparation process that produces repeatable specimen characteristics at target realizable density.

• Perform a series of undrained cyclic triaxial tests on a wide range of fly ashes from across the AEP portfolio

• Compile and synthesize the test results

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Split mold (2.8” x 6”)Latex membrane (0.012-in. thick)

Vacuum applied to stretch membraneMold filled with water

Premeasured amount of fly ash placed in flask

Flask then filled with water

Specimen Preparation Process

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Specimen Preparation Process

Wet pluviation from flask to split mold

Near the end of wet pluviation

Vibrate flask to prevent clogging

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Specimen after removal of flask

Specimen after removal of split mold

Apply vacuum to specimen

Specimen Preparation Process

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35Specimen in triaxial

chamber for consolidationCyclic testing of

consolidated specimen

CyTXC Specimen Testing

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Site ID

Realizable Density Specimen Density, 𝛾𝛾𝛾𝛾𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠Minimum𝛾𝛾𝛾𝛾𝑠𝑠𝑠𝑠𝑠𝑠(pcf)

Maximum𝛾𝛾𝛾𝛾𝑠𝑠𝑎𝑎𝑎𝑎(pcf)

Dr 40%(pcf)

Dr 60%(pcf)

Dr 65%(pcf)

GL 45.2 61.2 51.6 54.8 55.6

AS 70.1 86.0 76.5 79.6 80.4

SE 58.2 85.5 69.1 74.6 75.9

BY 69.1 96.2 79.9 85.4 86.7

Minimum realizable density after EPRI (2012)Maximum realizable density after ASTM D698-12

𝑅𝑅𝑅𝑅𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑅𝑅 𝐷𝐷𝑅𝑅𝐷𝐷𝐷𝐷𝑎𝑎𝐷𝐷𝐷𝐷,𝐷𝐷𝑟𝑟 % =𝛾𝛾𝛾𝛾𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠𝑠 − 𝛾𝛾𝛾𝛾𝑠𝑠𝑠𝑠𝑠𝑠

𝛾𝛾𝛾𝛾𝑠𝑠𝑎𝑎𝑎𝑎 − 𝛾𝛾𝛾𝛾𝑠𝑠𝑠𝑠𝑠𝑠× 100

Realizable Density

Results of Specimen Preparation

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0.05

0.1

0.15

0.2

0.25

0.3

0.35

0.4

0.45

1 10 100

Cyc

lic S

tress

Rat

io (C

SR)

Cycles to Liquefaction (Nliq)

Lower Limit

Upper Limit

Cyclic Liquefaction Test Results

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0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

1 10 100 1000

Cyc

lic S

tress

Rat

io (C

SR)

Number of Cycles to Liquefaction

Site A - S-8 (ST-5) - 30-32' (95% Fines) , σv' = 2.16 ksf (15 psi)

Site B -AB-102 (PT-1) - 10-12' (53% Fines) , σv' = 2.16 ksf (15 psi)

Site C - DB-101 (36'-38') and DB-102 (21'-23') (19% to 24% Fines) , σv' = 1.87 ksf (13 psi)Site D - SB-105A - ST-1 - 18'-20' (49% Fines) , σv' = 2.02 ksf (14 psi)

Site D - SB-134 - ST-2 - 15'-17' (79% Fines) , σv' = 4.32 ksf (30 psi)

Site E - SB-214 (ST-7) - 10-12' (14% Fines) , σv' = 2.16 ksf (15 psi)

Site F - AP-9 (PS-8) - 28'-30' (99% Fines) , σv' = 2.16 ksf (15 psi)

Site G -SD-6 (ST-5) - 39-41' (92% Fines), σv' = 2.16 ksf (15 psi)

Site G - EB-SPT08 (ST-5) - 10-12' (59% Fines), σv' = 2.16 ksf (15 psi)

Wolfe (Water Pluviated Samples) , σv' = 2.88 ksf (20 psi)

Testing Terminated at 500 Cycles

(after AECOM, 2016)

Direct Simple Shear (DSS) Response

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Dynamic Undrained ResultsTriaxial and DSS

Source:Wolfe (2016) - fly ashdeAlba (1976) - sand

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Field Characterization

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http://www.geotechdata.info/geotest/cone-penetration-test.html

www.lankelma.co.uk

Cone Penetration Test (CPTu)

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42(after AECOM, 2016)

CPTu Test Results

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43(after AECOM, 2016)

CPTu Test Interpretation

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Current SOP for soils Based on Robertson

(2010) Converts qt to Qtn,cs

Estimate strengthsusing case histories

Potentially too conservative for CCRs?

(after Golder, 2017)

CPTu Test Interpretation

CCRs

Robertson (2010)Green Line

Conventional Soils: Solid Symbols

CCRs: Hollow Symbols

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http://www.greggdrilling.com/canada/services/cFQUY/vane-shear-testing

www.itlneels.com

http://geonor.no/en/soil-testingmed-vingebor/

(after discussion with Golder, 2017)

(after discussion with CALM, 2016)

Field Vane Shear Test (VST) deployed at depth

Portable VST deployed at Shallow Depth

Vane Shear Test - VST

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http://english.geocpt.es/Vane_Test.html

Field Vane Shear Test (VST) deployed at depth

Typical VST Results

Vane Shear Test - VST

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Stacked AshGenerally achieves good strengths & is not prone to liquefaction

Sluiced Ash then driedCRR that remains dry also exhibits significant peak strengths but maintains low residual & post liquefied strengths

Sluiced Ash but still wetCCR typically exhibits residual strengths close to NC behavior and very small strength increases with depth (may form lightly cemented structure)

(after Golder, 2017)

Vane Shear Test Interpretation

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48(after Golder, 2017)

Excavated and Dewatered Ash Stands in Vertical Sidewalls

After Transportation (i.e., Vibrations) Material Can Flow

Example Of Ponded Ash Excavation

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This is notThat!

Flow/Slump Potential - Laboratory

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Vibration in Absence of Free Water: Material can Flow and Impact Workability

No Free Water and Unsupported: Material will Slump

Flow/Slump Potential - Laboratory

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0

10

20

30

40

50

60

70

80

90

0 20 40 60 80 100 120

Dep

th (F

t)

Moisture Content (%)

Site ASite BSite CSite ESite FSite G

(after AECOM, 2016)

0

10

20

30

40

50

60

0 10 20 30 40 50 60 70 80 90 100

Importance of Eliminating Water

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Schematic of Ash Pond

Initial Condition Drained Pond Near-surface Dewatering Dewatered Pond

• Draining of free water is “easy” and yields large quantities of water. • Eliminating free water is essential to reducing flow potential!• Dewatering the ash may lower the phreatic surface, but may yield small amounts of water

(e.g. < 10% to ~30% of ash volume) depending on the particle size of the ponded materials, especially when compared to the drained volume

• Dewatering the ash will not significantly (e.g., >10%) alter the “moisture content” of the ponded ash, but will likely be sufficient to allow vertical cuts for construction and benefit liquefaction potential

• Dewatering may NOT “dry” most CCRs to a level sufficient for compaction • Important to express the goal of dewatering to manage expectations

Importance of Pond Dewatering

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Seismic Design Recommendations

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1998 NCEER/NSF Liquefaction Resistance of Soils: Summary report from the 1996 NCEER and 1998 NCEER/NSF workshops on evaluation of liquefaction resistance of soils. (Journal of Geotechnical and Geoenvironmental Engineering 127 (10), 817–833)

State of the Art and Practice in the Assessment ofEarthquake-induced Soil Liquefaction and Its Consequences(National Academies of Science, Engineering, Medicine, 2016)

Evaluate Embankment Stability

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Magnitude ~5.8

Landslides noted within 150 miles of epicenter

Evidence of liquefaction?

East Coast SeismicityMineral, VA Earthquake (23 August 2011)

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Map showing areas where there id 2% chance in 50 years that peak ground acceleration will attain or exceed 0.1g (modified from Petersen et al., 2014)

Liquefaction Potential Map

Ground shaking is presumed to be intense enough to cause liquefaction in water-saturated granular materials.

(after https://www.usgs.gov)

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Peak Ground Acceleration Map

(after https://www.usgs.gov)

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Regional Seismicity Map

(after https://www.usgs.gov)

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Seismic Design Recommendations

Input Earthquake Motions: To commence a seismic design, one must first select a series of input ground motions that are “appropriate” for their site.

How to make this selection for East Coast seismic events where records for large events are often not available. This has been an age-old recognition, but

one that we have found ways of resolving.

Analysis Profile Input Motion Peak Acceleration (g)

A1 A-A’ 1952 Taft 0.08

A2 A-A’ 1952 Taft 0.15

A3 A-A’ 1940 El Centro 0.08

A4 A-A’ 1940 El Centro 0.15

We first identify a recurrence interval that we use for our design. This will define the peak ground acceleration (PGA) in bedrock that is used for design. We then find a suite of historic ground motions that exhibit the frequency content and scale these records to the design PGA.

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Fly Ash Pond ExampleLocation of Site: Eastern U.S.Depth of Ash in Pond: 158 ft Clay Cover at Top of Profile: 10-ft thickDrainage Layer below Clay Cover: 8-ft thickBedrock Layer at Base of Site: Sandstone BedrockGroundwater Table: 20 ft. below top of ash (z = 38 ft.)

Seismic Design RecommendationsFly Ash Pond

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Seismic Design RecommendationsIdealized Ash Pond Profile

Section A-A’• Subdivide pond into discrete

analysis layers (i.e., ten (10) layers in this example)

• Apply bedrock input motion at base of profile

• Propagate wave from the base through the ash column

• Calculate the response (i.e., shear stress) of the ash due to the propagation shear wave

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Layer

Numbe

r

Material

Description

Thickness

(ft)

Unit

Weight

(pcf)

Gmax

(ksf)

Vs

(ft/sec)

Modulus

Reduction

Damping

Curve

1Recompacted

Clay Liner10 125 3,885 1,000

Clay (Seed and

Sun 1989)

Clay (Idriss

1990)

2Drainage

layer8 125 3,300 921

Sand (Seed &

Idriss) - Average

Sand (Seed

& Idriss)

Average

3 Fly ash 10 100 1,000 567Sand (Seed and

Idriss 1970)

Sand (Idriss

1990)

4 Fly ash 10 100 1,200 621Sand (Seed and

Idriss 1970)

Sand (Idriss

1990)

5 Fly ash 18 100 1,400 671Sand (Seed and

Idriss 1970)

Sand (Idriss

1990)

6 Fly ash 30 100 1,600 717Sand (Seed and

Idriss 1970)

Sand (Idriss

1990)

7 Fly ash 30 100 1,800 761Sand (Seed and

Idriss 1970)

Sand (Idriss

1990)

8 Fly ash 30 100 1,900 781Sand (Seed and

Idriss 1970)

Sand (Idriss

1990)

9 Fly ash 30 100 2,000 802Sand (Seed and

Idriss 1970)

Sand (Idriss

1990)

10 Sandstone Infinite 140 135,360 5,577 --- ---

Seismic Design RecommendationsProperties for Layers

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The following assumptions are implied in the analysis: 1. The soil system extends infinitely in the horizontal direction2. Each layer in the system is completely defined by its value of shear modulus, critical damping ratio,

density, and thickness. These values are independent of frequency. 3. The responses in the system are caused by the upward propagation of shear waves from the underlying

rock formation. 4. The shear waves are given as acceleration values of equally spaced time intervals. Cyclic repetition of the

acceleration time history is implied in the solution. 5. The strain dependence of modulus and damping is accounted for by an equivalent linear procedure based

on an average effective strain level computed for each layer. 6. The program is able to handle systems with variation in both moduli and damping and takes into account

the effect of the elastic base. 7. The motion used as a basis for the analysis, the object motion, can be given in any one layer in the

system and new motions can be computed in any other layer.

Propagation of shear wave from bedrock through the overlying saturated ash is calculated using established computer simulation programs. In this case, we will use the one-dimensional wave propagation program SHAKE. Other programs are now available as freeware (primarily developed by university faculty).

(Reference: P. B. Schnabel, J. Lysmer and H. B. Seed, “SHAKE - A Computer Program for Earthquake Response Analysis of Horizontally Layered Sites,” Report No. EERC 72-12, Earthquake Engineering Research Center, University of California, Berkeley, 1972.)

Seismic Design RecommendationsPropagation of Shear Wave (SHAKE)

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Ti me Hi st or y of Shear St r ess

Layer : 3 - EQ No: 1 - Out cr op: No

Shea

r St

ress

(ps

f)

Ti me ( sec)

- 100

- 200

- 300

0

100

200

300

400

0 50 100 150 200

Peak Shear St r ess

EQ No: 1

Depth (ft)

Shear St r ess ( psf )

- 50

- 100

- 150

- 200

0

0 200 400 600 800 1000

Taft EQ Input at Top of Rock

amax =0.15g𝑎𝑎𝑠𝑠𝑎𝑎𝑎𝑎= 0.08g 𝑎𝑎𝑠𝑠𝑎𝑎𝑎𝑎= 0.15g

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Ti me Hi st or y of Shear St r ess

Layer : 3 - EQ No: 1 - Out cr op: No

Shea

r St

ress

(ps

f)

Ti me ( sec)

- 50- 100- 150- 200- 250- 300

050

100150200250

0 50 100 150 200

Ti me Hi st or y of Shear St r ess

Layer : 3 - EQ No: 1 - Out cr op: No

Shea

r St

ress

(ps

f)

Ti me ( sec)

- 100

- 200

- 300

- 400

0

100

200

300

400

0 50 100 150 200

𝑎𝑎𝑠𝑠𝑎𝑎𝑎𝑎= 0.08g

El Centro EQ Input at Top of Rock

Peak Shear St r ess

EQ No: 1

Depth (ft)

Shear St r ess ( psf )

- 50

- 100

- 150

- 200

0

0 500 1000 1500

Peak Shear St r ess

EQ No: 1

Depth (ft)

Shear St r ess ( psf )

- 50

- 100

- 150

- 200

0

0 200 400 600 800

𝑎𝑎𝑠𝑠𝑎𝑎𝑎𝑎= 0.15g

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Parameters Layer # Depth (ft) σ0’ (psf) τ max (psf) τcyc (psf) Nequ CSR field CSRlab A-A' 3 18 2250 310 202 4 0.09 0.10 Taft 4 28 3250 436 283 4 0.09 0.10

amax=0.08g 5 38 4250 536 348 4 0.08 0.09 A-A' 3 18 2250 397 258 6 0.11 0.13 Taft 4 28 3250 556 361 6 0.11 0.12

amax=0.15g 5 38 4250 682 443 6 0.10 0.12 A-A' 3 18 2250 279 181 8 0.08 0.09

El Centro 4 28 3250 382 248 8 0.08 0.09 amax=0.08g 5 38 4250 458 298 8 0.07 0.08

A-A' 3 18 2250 386 251 6 0.11 0.12 El Centro 4 28 3250 536 348 6 0.11 0.12

amax=0.15g 5 38 4250 655 426 6 0.10 0.11

Results of Ground Response Analysis

Noted Modifications1. 𝜏𝜏cyc = 𝜏𝜏max

2. (CSR)field = 0.9 (CSR)lab

3. (CSR)DSS = 0.65 (CSR)TXC

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6767

Dynamic Undrained ResultsTriaxial and DSS

Source:Wolfe (2016) - fly ashdeAlba (1976) - sand

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Cyclic Triaxial Tests

0

0.05

0.1

0.15

0.2

0.25

0.3

1 10 100 1000 No. of Cycles to Liquefaction

No liquefaction after 500 cycles

85% Compacted with 20 psi effective confining 95% Compacted with 20 psi effective confining 105% Compacted with 20 psi effective confining

Light compaction σ cell 20psi

Medium compaction

σ cell 20psi 50psi 10psi Heavy compaction σ cell 20psi

CS

R

Heavy Compaction (105%) @ σcell = 20 psi)

Light Compaction (85%)@ σcell = 20 psi)

Medium Compaction (95%) @ σcell = 10, 20, 50 psi)

102050

---- 85% Compacted with 10 and 50 psi effective confining

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SHAKE Analysis Results

Light compaction (σc = 20 psi)

Medium compaction (σc = 20 psi)

Heavy compaction (σc = 20 psi)

CSR

Medium compaction (σc = 10 psi)

Predicted and adjusted CSRs from SHAKE analysis results

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Observations

Overall Observations• Fly ash under cyclic loads behaves similarly to natural granular fine

grained soils.• For a given relative density, the number of loading cycles to produce

liquefaction decreases with increasing shear stress ratio (CSR); and• For a given shear stress ratio (CSR), liquefaction resistance

increases with increasing relative density

• Cyclic strength, expressed as CRR, falls within the range of strength values measured for fine sands and silts

• The factor of safety against liquefaction depends on the compactive effort, cyclic stress ratio, and initial confining pressure.

Specific Observations• For the example problem, the measured cyclic strength (CRR) of the

tested material was determined to be greater than the loading imposed by the two design earthquakes (CSR).

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Presentation Outline• Basic Material Characterization• Laboratory Strength Characterization

• Static and Dynamic

• Field Characterization• Seismic Design Recommendations

Seismic Design Recommendations

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Summary

Basic Material Characterization• Ponded fly ash is characterized by a relatively consistent mineral chemistry

that does not “react” chemically with water and unique particle shape• Fly ash generally exhibits low specific gravity of solids relative to mineral

soils, thus relatively low unit weight, and is best characterized as a well-graded silt

• Fly ash is typically low- to non-plastic and as such the properties are very sensitive to even subtle changes in moisture content

• Small particle size leads to large surface tension that “holds onto water” when partially saturated and controls the permeability

• Recognizing the concept of “realizable density” shows that wet pluviation (similar to the depositional conditions in an ash pond) does not results in an extremely loose structure, but does result in layering

• Because there is grain-to-grain contact, the ponded fly ash is only moderately compressible, and the permeability is relatively high

• Apparent “unusual” behavior of ponded fly ash is somewhat compounded by the fact that it is unusual to encounter thick strata of silt-sized particles in most geotechnical practices

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Laboratory Strength Characterization• Sample preparation is a key and must model the depositional process in the field

to be used in design• Static strength of ponded fly ash is consistent with that anticipated (and

measured) for granular materials and generally indicates dilative behavior• Cyclic response of ponded fly ash is consistent with the cyclic response of sands

Field Characterization• Dewatered fly ash is NOT dry fly ash, due to the high capillary tension potential

of the well-graded silty fly ash• The layering of coarse and fine CCRs contribute beneficially to dewatering, but

can contribute free water that can lead to rapid destabilization• Standard penetration test (SPT) blow counts are very low and there are not any

reliable “correlations” to engineering properties• Cone penetration test (CPTu) profiling seems to be best technique for

characterizing CCR ponds. We are still learning how to best utilize the correlations developed for “conventional” mineral soils

• Vane shear test (VST) assessment, while not typically used in silts, seems to provide better assessment of residual strengths relative to correlations from CPTU soundings

Summary

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Seismic Design Recommendations• Seismic design example to assess liquefaction resistance was

developed and presented• Techniques developed to assess liquefaction resistance for sands is

believed to be appropriate for ponded fly ash• There may be some inconsistent observations/conclusions when

compared to CPTu correlations for liquefaction potential

Summary

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7575

Conclusions

http://jonvilma.com/band-of-brothers.html

Ash

Hopefully, this presentation will allow our Band of Brothers and Sisters to remain strong, informed, and vigilant….

… such that we can proudly wear the Scarlett Letter

Thank you for your interest and participation

www.wikipedia.org