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Page 1: OAH Reverse Total Shoulder Arthroplasty Protocol

Chris Lena MD, James Alvarez PAC

Arthroscopic and Reconstructive Surgery of the Shoulder and Knee Sports Medicine MEA’s Karen Smith, Jackie Zuidema, Annmarie Fiore

Tel: (860) 549-8249 - FAX: (860) 244-8813 www.oahct.com

ReverseTotalShoulderArthroplastyProtocol

GeneralInformation:ReverseorInverseTotalShoulderArthroplasty(rTSA)isdesignedspecificallyforthetreatmentofglenohumeral(GH)arthritiswhenitisassociatedwithirreparablerotatorcuffdamage,complexfracturesaswellasforarevisionofapreviouslyfailedconventionalTotalShoulderArthroplasty(TSA)inwhichtherotatorcufftendonsaredeficient.ItwasinitiallydesignedandusedinEuropeinthelate1980sbyGrammont;andonlyreceivedFDAapprovalforuseintheUnitedStatesinMarchof2004.TherotatorcuffiseitherabsentorminimallyinvolvedwiththerTSA;therefore,therehabilitationforapatientfollowingtherTSAisdifferentthantherehabilitationfollowingatraditionalTSA.Importantrehabilitationmanagementconceptstoconsiderare:

•Jointprotection:ThereisahigherriskofshoulderdislocationfollowingrTSAthanaconventionalTSA.oAvoidanceofshoulderextensionpastneutralandthecombinationofshoulderadductionandinternalrotationshouldbeavoidedfor12weekspostoperatively.oPatientswithrTSAdon’tdislocatewiththearminabductionandexternalrotation.Theytypicallydislocatewiththearmininternalrotationandadductioninconjunctionwithextension.Assuch,Tuckinginashirtorperformingbathroom/personnelhygienewiththeoperativearmisaparticularlydangerousactivityparticularlyintheimmediateperi-operativephase.

•Deltoidfunction:Stabilityandmobilityoftheshoulderjointisnowdependentuponthedeltoidand

periscapularmusculature.ThisconceptbecomesthefoundationforthepostoperativephysicaltherapymanagementforapatientthathasundergonerTSA

•Function:AswithaconventionalTSA,maximizeoverallupperextremityfunction,whilerespectingsoft

tissueconstraints.

•ROM:Expectationforrangeofmotiongainsshouldbesetonacase-by-casebasisdependinguponunderlyingpathology.Normal/fullactiverangeofmotionoftheshoulderjointfollowingrTSAisnotexpected.

ReverseTotalShoulderArthroplastyBiomechanicsTherTSAprosthesisreversestheorientationoftheshoulderjointbyreplacingtheglenoidfossawithaglenoidbaseplateandglenosphereandthehumeralheadwithashaftandconcavecup.Thisprosthesisdesignaltersthecenterofrotationoftheshoulderjointbymovingitmediallyandinferiorly.Thissubsequentlyincreasesthedeltoidmomentarmanddeltoidtension,whichenhancesboththetorqueproducedbythedeltoidaswellasthelineofpull/actionofthedeltoid.ThisenhancedmechanicaladvantageofthedeltoidcompensatesforthedeficientRCasthedeltoidbecomestheprimaryelevatoroftheshoulderjoint.Thisresultsinanimprovementofshoulderelevationandoftenindividualsareabletoraisetheirupperextremityoverhead.

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ReverseTotalShoulderArthroplastyProtocol:Theintentofthisprotocolistoprovidethephysicaltherapistwithaguideline/treatmentprotocolforthepostoperativerehabilitationmanagementforapatientwhohasundergoneaReverseTotalShoulderArthroplasty(rTSA).Itisbynomeansintendedtobeasubstituteforaphysicaltherapist’sclinicaldecisionmakingregardingtheprogressionofapatient’spostoperativerehabilitationbasedontheindividualpatient’sphysicalexam/findings,progress,and/orthepresenceofpostoperativecomplications.IfthephysicaltherapistrequiresassistanceintheprogressionofapostoperativepatientwhohashadrTSAthetherapistshouldconsultwiththereferringsurgeon.Thescapularplaneisdefinedastheshoulderpositionedin30degreesofabductionandforwardflexionwithneutralrotation.ROMperformedinthescapularplaneshouldenableappropriateshoulderjointalignment.ShoulderDislocationPrecautions:

•Noshouldermotionbehindback.(NOcombinedshoulderadduction,internalrotation,andextension.)•Noglenohumeral(GH)extensionbeyondneutral.

*Precautionsshouldbeimplementedfor12weekspostoperativelyunlesssurgeonspecificallyadvisespatientor

therapistdifferently.SurgicalConsiderations:Thesurgicalapproachneedstobeconsideredwhendevisingthepostoperativeplanofcare.•TraditionallyrTSAprocedureisdoneviaatypicaldeltopectoralapproach,whichminimizessurgicaltraumato

theanteriordeltoid.ProgressiontothenextphasebasedonClinicalCriteriaandTimeFramesasAppropriate.PhaseI–ImmediatePostSurgicalPhase/JointProtection(Day1-6weeks):Goals:

•Patientandfamilyindependentwith:oJointprotectionoPassiverangeofmotion(PROM)oAssistingwithputtingon/takingoffslingandclothingoAssistingwithhomeexerciseprogram(HEP)oCryotherapy

•Promotehealingofsofttissue/maintaintheintegrityofthereplacedjoint. •EnhancePROM. •Restoreactiverangeofmotion(AROM)ofelbow/wrist/hand. •Independentwithactivitiesofdailyliving(ADL’s)withmodifications. •Independentwithbedmobility,transfersandambulationorasperpre-admissionstatus.PhaseIPrecautions: •Slingiswornfor3-4weekspostoperatively.Theuseofaslingoftenmaybeextendedforatotalof6weeks,

ifthecurrentrTSAprocedureisarevisionsurgery. •Whilelyingsupine,thedistalhumerus/elbowshouldbesupportedbyapillowortowelrolltoavoid

shoulderextension.Patientsshouldbeadvisedto“alwaysbeabletovisualizetheirelbowwhilelyingsupine.” •NoshoulderAROM. •Noliftingofobjectswithoperativeextremity. •Nosupportingofbodyweightwithinvolvedextremity. •Keepincisioncleananddry(nosoaking/wettingfor2weeks);Nowhirlpool,Jacuzzi,ocean/lakewadingfor4

weeks.

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AcuteCareTherapy(Day1to4):•BeginPROMinsupineaftercompleteresolutionofinterscaleneblock.

oForwardflexionandelevationinthescapularplaneinsupineto90degrees.oExternalrotation(ER)inscapularplanetoavailableROMasindicatedbyoperativefindings.Typicallyaround20-30degrees.

oNoInternalRotation(IR)rangeofmotion(ROM). •Active/ActiveAssistedROM(A/AAROM)ofcervicalspine,elbow,wrist,andhand. •Beginperiscapularsub-maximalpain-freeisometricsinthescapularplane. •Continuouscryotherapyforfirst72hourspostoperatively,thenfrequentapplication(4-5timesadayfor

about20minutes). •Insurepatientisindependentinbedmobility,transfersandambulation •Insureproperslingfit/alignment/use. •Instructpatientinproperpositioning,posture,initialhomeexerciseprogram •Providepatient/familywithwrittenhomeprogramincludingexercisesandprotocolinformation.

Day5to21:•Continueallexercisesasabove. •Beginsub-maximalpain-freedeltoidisometricsinscapularplane(avoidshoulderextensionwhenisolating

posteriordeltoid.) •Frequent(4-5timesadayforabout20minutes)cryotherapy.

3Weeksto6Weeks: •Progressexerciseslistedabove. •ProgressPROM:oForwardflexionandelevationinthescapularplaneinsupineto120degrees.oERinscapularplanetotolerance,respectingsofttissueconstraints. •Gentleresistedexerciseofelbow,wrist,andhand. •Continuefrequentcryotherapy.Criteriaforprogressiontothenextphase(PhaseII): •ToleratesshoulderPROMandisometrics;and,AROM-minimallyresistiveprogramforelbow,wrist,and

hand. •Patientdemonstratestheabilitytoisometricallyactivateallcomponentsofthedeltoidandperiscapular

musculatureinthescapularplane.PhaseII–ActiveRangeofMotion/EarlyStrengtheningPhase(Week6to12):Goals: •ContinueprogressionofPROM(fullPROMisnotexpected). •GraduallyrestoreAROM. •Controlpainandinflammation. •Allowcontinuedhealingofsofttissue/donotoverstresshealingtissue. •Re-establishdynamicshoulderandscapularstability.Precautions: •Continuetoavoidshoulderhyperextension. •InthepresenceofpoorshouldermechanicsavoidrepetitiveshoulderAROMexercises/activity. •Restrictliftingofobjectstonoheavierthanacoffeecup. •Nosupportingofbodyweightbyinvolvedupperextremity.

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Week6toWeek8: •ContinuewithPROMprogram. •At6weekspostopstartPROMIRtotolerance(nottoexceed50degrees)inthescapularplane. •BeginshoulderAA/AROMasappropriate.oForwardflexionandelevationinscapularplaneinsupinewithprogressiontositting/standing.oERandIRinthescapularplaneinsupinewithprogressiontositting/standing. •BegingentleglenohumeralIRandERsub-maximalpainfreeisometrics. •Initiategentlescapulothoracicrhythmicstabilizationandalternatingisometricsinsupineasappropriate.Begingentleperiscapularanddeltoidsub-maximalpainfreeisotonicstrengtheningexercises,typicallytowardtheendofthe8

thweek.

•Progressstrengtheningofelbow,wrist,andhand. •Gentleglenohumeralandscapulothoracicjointmobilizationsasindicated(GradeIandII). •Continueuseofcryotherapyasneeded. •Patientmaybegintousehandofoperativeextremityforfeedingandlightactivitiesofdailylivingincluding

dressing,washing.Week9toWeek12: •Continuewithaboveexercisesandfunctionalactivityprogression. •BeginAROMsupineforwardflexionandelevationintheplaneofthescapulawithlightweights(1-3lbs.or

.5-1.4kg)atvaryingdegreesoftrunkelevationasappropriate.(i.e.supinelawnchairprogressionwithprogressiontositting/standing).

•ProgresstogentleglenohumeralIRandERisotonicstrengtheningexercisesinsidelyingpositionwithlightweight(1-3lbsor.5-1.4kg)and/orwithlightresistanceresistivebandsorsportcords.

Criteriaforprogressiontothenextphase(PhaseIII): •Improvingfunctionofshoulder. •Patientdemonstratestheabilitytoisotonicallyactivateallcomponentsofthedeltoidandperiscapular

musculatureandisgainingstrength.PhaseIII–Moderatestrengthening(Week12+)Goals: •Enhancefunctionaluseofoperativeextremityandadvancefunctionalactivities. •Enhanceshouldermechanics,muscularstrengthandendurance.Precautions: •Noliftingofobjectsheavierthan2.7kg(6lbs)withtheoperativeupperextremity •Nosuddenliftingorpushingactivities.Week12toWeek16: •Continuewiththepreviousprogramasindicated. •Progresstogentleresistedflexion,elevationinstandingasappropriate.PhaseIV–ContinuedHomeProgram(Typically4+monthspostop):•Typicallythepatientisonahomeexerciseprogramatthisstagetobeperformed3-4timesperweekwith

thefocuson:o Continuedstrengthgainso Continuedprogressiontowardareturntofunctionalandrecreationalactivitieswithinlimitsasidentifiedby

progressmadeduringrehabilitationandoutlinedbysurgeonandphysicaltherapist.Criteriafordischargefromskilledtherapy: •PatientisabletomaintainpainfreeshoulderAROMdemonstratingpropershouldermechanics.(Typically

80–120degreesofelevationwithfunctionalERofabout30degrees.) •Typicallyabletocompletelighthouseholdandworkactivities.