Multi-Market Securities Guide
31 December 2020
Clearstream Banking Multi-Market Securities GuideDocument number: 6201
31 December 2020
The Clearstream Banking Multi-Market Securities Guide (the “Guide”) aims to provide customers andprofessionally interested third parties with a convenient up-to-date reference for all Clearstream Banking’s cross-border transfer procedures. The Guide contains especially all connectivity information to provide an overview andverification of the operational details of a market link, such as the types of securities accepted and any instructionrequirements.
The Guide creates no right to claim damages against Clearstream Banking other than as explicitly provided for inClearstream Banking’s General Terms and Conditions. In the event of false information being given in the Guide,Clearstream Banking’s liability is limited to proven cases of wilful misconduct and gross negligence.
This version of the Guide prevails and supersedes all previous editions of the Guide and shall be valid withimmediate effect upon its issuance. This Guide remains valid until either a fully revised version is published orindividual new or replacement pages are provided without notification period.
The Guide is intended for use in connection with other Clearstream Banking publications, such as the ClearstreamBanking Market Guide and the various connectivity service user manuals, which give further specific details aboutClearstream Banking’s services.
The use of the Guide for purposes other than as described above requires the prior written consent of ClearstreamInternational société anonyme.
© Copyright Clearstream International société anonyme (2019). All rights reserved.
Clearstream Banking, CBF, CBL and CreationOnline are registered trademarks of Clearstream Services S.A. andany abuse of these may be made the subject of legal proceedings. S.W.I.F.T. is a registered trademark of theSociety for Worldwide Interbank Financial Telecommunication.
Clearstream International société anonyme, CBF and CBL are Deutsche Börse Group companies.
Clearstream Banking 31 December 2020Multi-Market Securities Guide i
Foreword
This Multi-Market Securities Guide provides general and detailed information about the realignment required between CBL depositories in order to enable effective cross-border trades in securities in remote as well as home domestic markets.
The Guide is arranged in the following sections:
• Introduction on page 1, providing an overview and detailed information about the service;
• Domestic markets (7), providing instruction format specifications from the perspective of each home market.
A Microsoft® Excel spreadsheet of eligible multi-market securities is available on Clearstream Banking’s website, www.clearstream.com, under Key Documents/ ICSD / Multi-Market Securities Guide.
Disclaimer
Clearstream Banking does not represent that the information provided through and contained in this document is comprehensive, complete or accurate and expressly disclaims liability for errors or omissions therein.
Clearstream Banking does not accept any responsibility for any cross-border settlement delays. The instruction specifications contained in this document are correct at the time of its publication for currently eligible securities.
Clearstream Banking does not accept any responsibility for the completeness and correctness of fees mentioned in this guide. Please note that additional fees may be charged for receipt instructions according to the official Clearstream Banking Fee Schedule and to local market practice in the form of out-of-pocket expenses passed on to the customers.
Please note that Clearstream Banking is not always advised of changes affecting these specifications. However, Clearstream Banking will update this Guide on the website (www.clearstream.com) as soon as it is made aware of any amendment.
31 December 2020 Clearstream Bankingii Multi-Market Securities Guide
Foreword
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Multi-market Securities Guide
Clearstream Banking, Luxembourg 31 December 2020Multi-Market Securities Guide iii
The following table lists the markets for which Clearstream Banking provides cross-border settlement procedures. This list will be updated as additional relationships are established.
Disclaimer . . . . . . . . . . . . . . . . . . . . . . . iBackground . . . . . . . . . . . . . . . . . . . . . . 1The service . . . . . . . . . . . . . . . . . . . . . . 1ISIN plus place of safekeeping . . . . . . 1
Domestic marketsArgentina
Spain . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
AustraliaCanada. . . . . . . . . . . . . . . . . . . . . . . . . . 8France . . . . . . . . . . . . . . . . . . . . . . . . . 10Hong Kong. . . . . . . . . . . . . . . . . . . . . . 11New Zealand . . . . . . . . . . . . . . . . . . . . 13Poland . . . . . . . . . . . . . . . . . . . . . . . . . 14South Africa. . . . . . . . . . . . . . . . . . . . . 15Spain . . . . . . . . . . . . . . . . . . . . . . . . . . 16UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . . . 21
AustriaCzech Republic . . . . . . . . . . . . . . . . . . 22Switzerland . . . . . . . . . . . . . . . . . . . . . 23UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
BelgiumCBF Vault. . . . . . . . . . . . . . . . . . . . . . . 25Czech Republic . . . . . . . . . . . . . . . . . . 26Greece . . . . . . . . . . . . . . . . . . . . . . . . . 27HSBC Bank Plc London . . . . . . . . . . . 28Luxembourg . . . . . . . . . . . . . . . . . . . . 29UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . . . 31
CanadaAustralia . . . . . . . . . . . . . . . . . . . . . . . 32France . . . . . . . . . . . . . . . . . . . . . . . . . 34Hong Kong. . . . . . . . . . . . . . . . . . . . . . 35Ireland . . . . . . . . . . . . . . . . . . . . . . . . . 37Netherlands . . . . . . . . . . . . . . . . . . . . 38New Zealand . . . . . . . . . . . . . . . . . . . . 39Norway. . . . . . . . . . . . . . . . . . . . . . . . . 40Poland . . . . . . . . . . . . . . . . . . . . . . . . . 41South Africa. . . . . . . . . . . . . . . . . . . . . 42Sweden . . . . . . . . . . . . . . . . . . . . . . . . 44Switzerland . . . . . . . . . . . . . . . . . . . . . 45UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . . . 50
CyprusIreland . . . . . . . . . . . . . . . . . . . . . . . . . 51
Czech RepublicAustria . . . . . . . . . . . . . . . . . . . . . . . . . 52Belgium . . . . . . . . . . . . . . . . . . . . . . . . 53France . . . . . . . . . . . . . . . . . . . . . . . . . 54Netherlands . . . . . . . . . . . . . . . . . . . . 55Poland . . . . . . . . . . . . . . . . . . . . . . . . . 56UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . . . 58
DenmarkSweden . . . . . . . . . . . . . . . . . . . . . . . . 59
Switzerland . . . . . . . . . . . . . . . . . . . . .60UK . . . . . . . . . . . . . . . . . . . . . . . . . . . . .61
FinlandFrance . . . . . . . . . . . . . . . . . . . . . . . . .62Italy . . . . . . . . . . . . . . . . . . . . . . . . . . . .63Netherlands . . . . . . . . . . . . . . . . . . . . .64Norway . . . . . . . . . . . . . . . . . . . . . . . . .65Sweden. . . . . . . . . . . . . . . . . . . . . . . . .66UK . . . . . . . . . . . . . . . . . . . . . . . . . . . . .68
FranceAustralia. . . . . . . . . . . . . . . . . . . . . . . .70BNP Paribas, Luxembourg. . . . . . . . .71BNY London . . . . . . . . . . . . . . . . . . . . .72Canada . . . . . . . . . . . . . . . . . . . . . . . . .73Citibank Europe, Ireland. . . . . . . . . . .74Czech Republic . . . . . . . . . . . . . . . . . .75Finland . . . . . . . . . . . . . . . . . . . . . . . . .76Hong Kong . . . . . . . . . . . . . . . . . . . . . .77Ireland . . . . . . . . . . . . . . . . . . . . . . . . .78Japan . . . . . . . . . . . . . . . . . . . . . . . . . .79Luxembourg. . . . . . . . . . . . . . . . . . . . .80Norway . . . . . . . . . . . . . . . . . . . . . . . . .81Poland . . . . . . . . . . . . . . . . . . . . . . . . .82Spain. . . . . . . . . . . . . . . . . . . . . . . . . . .83Switzerland . . . . . . . . . . . . . . . . . . . . .85UK . . . . . . . . . . . . . . . . . . . . . . . . . . . . .86U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . . .91
GermanyIreland . . . . . . . . . . . . . . . . . . . . . . . . .92Netherlands . . . . . . . . . . . . . . . . . . . . .96Poland . . . . . . . . . . . . . . . . . . . . . . . . .97Singapore . . . . . . . . . . . . . . . . . . . . . . .98Sweden. . . . . . . . . . . . . . . . . . . . . . . . .99Switzerland . . . . . . . . . . . . . . . . . . . .100UK . . . . . . . . . . . . . . . . . . . . . . . . . . . .101U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . .106
GreeceBelgium . . . . . . . . . . . . . . . . . . . . . . .108Switzerland . . . . . . . . . . . . . . . . . . . .109
Hong KongAustralia. . . . . . . . . . . . . . . . . . . . . . .110Canada . . . . . . . . . . . . . . . . . . . . . . . .111France . . . . . . . . . . . . . . . . . . . . . . . .115Singapore . . . . . . . . . . . . . . . . . . . . . .116UK . . . . . . . . . . . . . . . . . . . . . . . . . . . .123USA . . . . . . . . . . . . . . . . . . . . . . . . . . .126
IrelandCanada . . . . . . . . . . . . . . . . . . . . . . . .127Cyprus . . . . . . . . . . . . . . . . . . . . . . . .128France . . . . . . . . . . . . . . . . . . . . . . . .129Germany. . . . . . . . . . . . . . . . . . . . . . .130Italy . . . . . . . . . . . . . . . . . . . . . . . . . . .134Netherlands . . . . . . . . . . . . . . . . . . . .135South Africa . . . . . . . . . . . . . . . . . . . .136Sweden. . . . . . . . . . . . . . . . . . . . . . . .137Switzerland . . . . . . . . . . . . . . . . . . . .138
IsraelU.S.A.. . . . . . . . . . . . . . . . . . . . . . . . . 139
ItalyBNP Paribas Luxembourg . . . . . . . 140CBF Vault . . . . . . . . . . . . . . . . . . . . . 141Citibank London . . . . . . . . . . . . . . . . 142Finland . . . . . . . . . . . . . . . . . . . . . . . 143Ireland. . . . . . . . . . . . . . . . . . . . . . . . 144Poland . . . . . . . . . . . . . . . . . . . . . . . . 145South Africa . . . . . . . . . . . . . . . . . . . 146Switzerland. . . . . . . . . . . . . . . . . . . . 147UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 148U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . . 150
JapanFrance. . . . . . . . . . . . . . . . . . . . . . . . 152
LuxembourgFrance. . . . . . . . . . . . . . . . . . . . . . . . 153Netherlands . . . . . . . . . . . . . . . . . . . 155
MexicoSpain . . . . . . . . . . . . . . . . . . . . . . . . . 156U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . . 159
NetherlandsCanada . . . . . . . . . . . . . . . . . . . . . . . 160Czech Republic. . . . . . . . . . . . . . . . . 161Finland . . . . . . . . . . . . . . . . . . . . . . . 162Germany . . . . . . . . . . . . . . . . . . . . . . 163Ireland. . . . . . . . . . . . . . . . . . . . . . . . 164Poland . . . . . . . . . . . . . . . . . . . . . . . . 165South Africa . . . . . . . . . . . . . . . . . . . 166UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 167U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . . 170
New ZealandAustralia . . . . . . . . . . . . . . . . . . . . . . 171Canada . . . . . . . . . . . . . . . . . . . . . . . 172Singapore . . . . . . . . . . . . . . . . . . . . . 173UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 174
NorwayCanada . . . . . . . . . . . . . . . . . . . . . . . 176Finland . . . . . . . . . . . . . . . . . . . . . . . 177France. . . . . . . . . . . . . . . . . . . . . . . . 178Sweden . . . . . . . . . . . . . . . . . . . . . . . 179UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 182U.S.A . . . . . . . . . . . . . . . . . . . . . . . . . 186
PolandAustralia . . . . . . . . . . . . . . . . . . . . . . 189Canada . . . . . . . . . . . . . . . . . . . . . . . 190Czech Republic. . . . . . . . . . . . . . . . . 191France. . . . . . . . . . . . . . . . . . . . . . . . 192Germany . . . . . . . . . . . . . . . . . . . . . . 193Italy . . . . . . . . . . . . . . . . . . . . . . . . . . 194Netherlands . . . . . . . . . . . . . . . . . . . 195Spain . . . . . . . . . . . . . . . . . . . . . . . . . 196Sweden . . . . . . . . . . . . . . . . . . . . . . . 197UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 198U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . . 199
Contents
Multi-Market Securities Guide
31 December 2020 Clearstream Banking, Luxembourgiv Multi-Market Securities Guide
SingaporeBNY London . . . . . . . . . . . . . . . . . . . 200Germany . . . . . . . . . . . . . . . . . . . . . . 201Hong Kong . . . . . . . . . . . . . . . . . . . . 202New Zealand . . . . . . . . . . . . . . . . . . 207South Korea . . . . . . . . . . . . . . . . . . . 208UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 210U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . 211
South AfricaAustralia . . . . . . . . . . . . . . . . . . . . . . 213Canada . . . . . . . . . . . . . . . . . . . . . . . 214Ireland . . . . . . . . . . . . . . . . . . . . . . . 216Italy . . . . . . . . . . . . . . . . . . . . . . . . . . 217Netherlands . . . . . . . . . . . . . . . . . . . 218UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 219
South KoreaSingapore . . . . . . . . . . . . . . . . . . . . . 224
SpainFees . . . . . . . . . . . . . . . . . . . . . . . . . 226Argentina . . . . . . . . . . . . . . . . . . . . . 227Australia . . . . . . . . . . . . . . . . . . . . . . 228France . . . . . . . . . . . . . . . . . . . . . . . 229Mexico. . . . . . . . . . . . . . . . . . . . . . . . 230Poland. . . . . . . . . . . . . . . . . . . . . . . . 234UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 235
SwedenCanada . . . . . . . . . . . . . . . . . . . . . . . 237Denmark. . . . . . . . . . . . . . . . . . . . . . 239Finland . . . . . . . . . . . . . . . . . . . . . . . 240France . . . . . . . . . . . . . . . . . . . . . . . 242Germany . . . . . . . . . . . . . . . . . . . . . . 243Ireland . . . . . . . . . . . . . . . . . . . . . . . 244Norway . . . . . . . . . . . . . . . . . . . . . . . 245Poland. . . . . . . . . . . . . . . . . . . . . . . . 248Switzerland . . . . . . . . . . . . . . . . . . . 249UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 250U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . 253
SwitzerlandAustria . . . . . . . . . . . . . . . . . . . . . . . 254Canada . . . . . . . . . . . . . . . . . . . . . . . 255Denmark. . . . . . . . . . . . . . . . . . . . . . 256France . . . . . . . . . . . . . . . . . . . . . . . 257Germany . . . . . . . . . . . . . . . . . . . . . . 258Greece . . . . . . . . . . . . . . . . . . . . . . . 259Ireland . . . . . . . . . . . . . . . . . . . . . . . 260Italy . . . . . . . . . . . . . . . . . . . . . . . . . . 261Sweden . . . . . . . . . . . . . . . . . . . . . . . 262UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 263U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . 266
UKAustralia . . . . . . . . . . . . . . . . . . . . . . 267Austria . . . . . . . . . . . . . . . . . . . . . . . 270Belgium . . . . . . . . . . . . . . . . . . . . . . 271BNP Paribas Luxembourg . . . . . . . 272BNY London . . . . . . . . . . . . . . . . . . . 274Canada . . . . . . . . . . . . . . . . . . . . . . . 276Citibank, London . . . . . . . . . . . . . . . 281
Czech Republic. . . . . . . . . . . . . . . . . 283Denmark . . . . . . . . . . . . . . . . . . . . . . 284Deutsche Bank London . . . . . . . . . . 285Finland . . . . . . . . . . . . . . . . . . . . . . . 286France . . . . . . . . . . . . . . . . . . . . . . . . 288Germany . . . . . . . . . . . . . . . . . . . . . . 292Hong Kong . . . . . . . . . . . . . . . . . . . . 296HSBC Bank Plc London . . . . . . . . . . 299Italy . . . . . . . . . . . . . . . . . . . . . . . . . . 303Netherlands . . . . . . . . . . . . . . . . . . . 305New Zealand. . . . . . . . . . . . . . . . . . . 308Norway . . . . . . . . . . . . . . . . . . . . . . . 310Poland . . . . . . . . . . . . . . . . . . . . . . . . 312Singapore . . . . . . . . . . . . . . . . . . . . . 313South Africa . . . . . . . . . . . . . . . . . . . 315Spain . . . . . . . . . . . . . . . . . . . . . . . . . 317Sweden . . . . . . . . . . . . . . . . . . . . . . . 320Switzerland. . . . . . . . . . . . . . . . . . . . 323U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . . 326
U.S.A.Australia . . . . . . . . . . . . . . . . . . . . . . 331Belgium. . . . . . . . . . . . . . . . . . . . . . . 332Canada . . . . . . . . . . . . . . . . . . . . . . . 333Czech Republic. . . . . . . . . . . . . . . . . 334France . . . . . . . . . . . . . . . . . . . . . . . . 335Germany . . . . . . . . . . . . . . . . . . . . . . 336Hong Kong . . . . . . . . . . . . . . . . . . . . 338Israel . . . . . . . . . . . . . . . . . . . . . . . . . 339Italy . . . . . . . . . . . . . . . . . . . . . . . . . . 340Mexico . . . . . . . . . . . . . . . . . . . . . . . . 342Netherlands . . . . . . . . . . . . . . . . . . . 343Norway . . . . . . . . . . . . . . . . . . . . . . . 344Poland . . . . . . . . . . . . . . . . . . . . . . . . 348Singapore . . . . . . . . . . . . . . . . . . . . . 349Sweden . . . . . . . . . . . . . . . . . . . . . . . 351Switzerland. . . . . . . . . . . . . . . . . . . . 352UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 353
Common and Specialised depositoriesBNP Paribas, Luxembourg
France . . . . . . . . . . . . . . . . . . . . . . . . 359Italy . . . . . . . . . . . . . . . . . . . . . . . . . . 360UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 361
BNY LondonFrance . . . . . . . . . . . . . . . . . . . . . . . . 363Singapore . . . . . . . . . . . . . . . . . . . . . 364UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 365
CBF VaultItaly . . . . . . . . . . . . . . . . . . . . . . . . . . 367
Citibank Europe, IrelandFrance . . . . . . . . . . . . . . . . . . . . . . . . 368
Citbank LondonItaly . . . . . . . . . . . . . . . . . . . . . . . . . . 369UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 370
Deutsche Bank LondonUK . . . . . . . . . . . . . . . . . . . . . . . . . . . 373
HSBC Bank Plc LondonBelgium . . . . . . . . . . . . . . . . . . . . . . . 374UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . 375
Notation used in the specifications
C Indicates an instruction field that is conditional.
M Indicates an instruction field that is mandatory.
O Indicates an instruction field that is optional.
xxxxx Represents the Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 1
Introduction
This Guide provides an overview and details of the services offered by Clearstream Banking1 for multi-market securities (that is, securities on foreign exchanges).
Subsequent updates to this document will be published as and when Clearstream Banking market coverage and service offerings expand.
BackgroundDomestic securities may also be listed on foreign exchanges. These multi-market securities are traded on more than one stock exchange and are eligible for deposit and settlement in more than one Central Securities Depository (CSD). Customers can trade and settle such securities in the home market (that is, in general, the market of the issuer), in a remote market (that is, a foreign market) and in cross-border transactions (that is, between the home market and a remote market).
The serviceThe Multi-Market Securities Service enables:
• Settlement of internal and domestic transactions in multi-market securities, on home or remote markets, free of and against payment, using Clearstream Banking as the unique interface.
Note: Settlement of domestic transactions in multi-market securities against payment depends on whether against payment processing is allowed via the underlying cross-border link.In general, Bridge instructions will not be allowed for securities listed on remote markets.
• Cross-border settlement. Holdings in multi-market securities can be transferred by means of free of payment instructions in favour of a third party or realigned when a customer moves a position from one market to another between markets without a change of beneficiary.
ISIN plus place of safekeepingThe ISIN combined with the place of safekeeping can be used in instructions input using Xact via SWIFT and Xact File Transfer. Reporting of such instructions via these media includes the ISIN plus place of safekeeping (shown as the BIC of Clearstream Banking’s depository).
Customers that want to settle multi-market securities in remote and cross-border trades can include the place of safekeeping in their instructions in the following format:
Sequence C
• :94F::SAFE//NCSD/ followed by the BIC address; or
• :94F::SAFE//CUST/ followed by the BIC address
1. Clearstream Banking in this document refers collectively to Clearstream Banking Frankfurt (CBF) and Clearstream BankingLuxembourg (CBL). CBF and CBL are Deutsche Börse Group companies.
31 December 2020 Clearstream Banking2 Multi-Market Securities Guide
Introduction
Detailed information
Market coverage: acceptance of multi-market securitiesThe Multi-Market Securities Service is available for a wide range of combinations of home and remote markets. Detailed instruction specifications for each combination are given in this Guide.
Upon customer request, multi-market securities can be submitted to Clearstream Banking Customer Service for acceptance at an additional place of safekeeping, usually a remote market.
Acceptance of such requests is subject to the following criteria:
• Clearstream Banking has a link to the remote market; and
• The security is listed and traded on the remote market’s stock exchange; and
• The security can settle in the remote market’s local CSD; and
• The standard eligibility checks have been carried out by Clearstream Banking to ensure that the security can be serviced according to Clearstream Banking’s standards in the remote market. For example, different tax treatments may mean that a security is eligible in the home market but not eligible in a remote market.
Note: Before trading in a particular security on a remote market, customers are recommended toverify its eligibility in Clearstream Banking.
SettlementClearstream Banking customers can settle trades in multi-market securities as follows:
• Internal transactions, with home or remote codes, free of and against payment,
• Domestic transactions, on home and remote markets, free of and against payment,
• Cross-border transfers and realignments, between the various places of listing, free of payment.
Note: Instruction specifications for cross-border transfers and realignments are provided in Domesticmarkets on page 7.
Customer inputThe following specifications apply to internal, domestic and cross-border instructions:
• Home market:
- ISIN; or
- Home common code; or
- ISIN plus home place of safekeeping; or
- Home common code plus home place of safekeeping.
• Remote market:
- ISIN plus remote place of safekeeping; or
- Remote common code; or
- Remote common code plus remote place of safekeeping.
Note: In Xact via SWIFT and Xact File Transfer, instructions containing an ISIN but no place ofsafekeeping will be associated, by default, with the home market.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 3
Introduction
Validation of instructions containing the ISIN plus place of safekeeping:
Customer internal, domestic and cross-border instructions are validated as follows:
• If an instruction contains a valid ISIN and a valid place of safekeeping but this combination does not exist in Clearstream Banking, the instruction will fail in repair.
If the instructed security is accepted in the instructed place of safekeeping before the end ofdaytime processing, the instruction will be processed; if not, it will be rejected.
• If an instruction contains “:94F::SAFE//ICSD/CEDELULL”, it will be accepted and the place of safekeeping will be ignored (that is, it will default to the “home” market).
• If an instruction contains a valid ISIN but an invalid place of safekeeping, the instruction will be rejected immediately.
All other instruction specifications, input deadlines and cancellation rules for settlement within a single domestic market that is either the home market or a remote market for the security concerned remain as described in the appropriate section of the Creation Market Guide.
Cross-border settlementCross-border settlement is a free of payment transfer of multi-market securities from a home market to a remote market or between remote markets. Cross-border settlements consist of the following:
• A cross-border transfer: a transfer in favour of a third party (cross-border transfer); or
• A cross-border realignment: an own-account transfer, when a customer moves his position from one market to another with no change of beneficial owner.
Instruction specifications for cross-border transfers and realignments are detailed in Domestic markets, page 7.
DisclaimerIn view of the additional number of intermediaries in the settlement chain, cross-border transfers and realignments may take several days to settle. Consequently, Clearstream Banking cannot guarantee timely settlement of cross-border instructions. Customers are therefore strongly recommended to send their cross-border settlement instructions to Clearstream Banking as early as possible.
Note: Customers may also gain time by indicating the “immediate release” flag in their cross-borderinstructions where available for the depositories concerned in the transaction. This will allowinstructions, where this is available, to be pre-matched and released earlier. For details of thepre-matching service, see the Creation Market Guide (Introduction).
Cross-border feesCross-border transfers and realignments may be subject to additional settlement fees charged by the various additional intermediaries in the cross-border settlement process. Any cross-border charges incurred by Clearstream Banking will be passed on to the customer (in addition to the standard domestic settlement fees charged by Clearstream Banking, as published in the Clearstream Banking Fee Schedule).
31 December 2020 Clearstream Banking4 Multi-Market Securities Guide
Introduction
Example of a cross-border realignment or transferDelivery of Japanese securities from Switzerland (remote market) to Japan (home market):
Customer reportingThe following reports via CreationOnline, Xact via SWIFT and Xact File Transfer include the place of safekeeping (in those message types where SWIFT supports the field):
• MT535 Statement of Holdings;
• MT536 Statement of Transactions;
• MT537 Statement of Pending Transactions;
• MT544/5/6/7 Settlement Confirmations.
Reporting on the home market will include the ISIN or common code (depending on the customer’s profile) and reporting on the remote market will include the remote common code.
Services provided for multi-market securitiesClearstream Banking offers a limited range of custody services for securities that are held on remote markets, following local market rules.
Clearstream Banking customers with remote multi-market holdings who want to benefit from the full range of Clearstream Banking’s custody and tax services should realign the securities from the remote market to the home market as early as possible in advance of the entitlement calculation date.
Note: Deviations from the following general rules may occur on a market-by-market or issue-by-issuebasis, and will be included in the appropriate event notifications.
Income and corporate eventsCustomers holding securities in remote markets will be informed of income and corporate events upon receipt of information from the remote market. Instruction deadlines for corporate actions will generally be less attractive for instructions on securities held in remote markets. In certain cases, it will not be possible for Clearstream Banking to process corporate events on holdings in remote markets due to the restricted services available in such remote markets.
JP3435000009:94F::SAFE//NCSD/JJSDJPJT
JP3435000009:94F::SAFE//NCSD/INSECHZZ
MT540 MT542
HSBCJPJT JJSDJPJT INSECHZZ UBSWCHZH80A
CEDELULLCEDELULL
Clearstream Banking 31 December 2020Multi-Market Securities Guide 5
Introduction
Cash or securities credits resulting from corporate events and dividends in remote markets will be applied upon receipt of funds and so may appear delayed in comparison with such credits on a home market.
Cash proceeds on securities deposited in remote markets will be credited in the currency mentioned in the pre-advice sent by Clearstream Banking to the customer.
Entitlement compensationClearstream Banking follows the rules of the market in which the securities are deposited.
Notification of meetings and proxy voting servicesClearstream Banking will notify customers of EGMs upon receipt of the information from the remote market. No proxy service will be offered for securities held on remote markets.
Withholding Tax informationThe following general rules apply in relation to multi-market securities:
• Dividends are subject to the maximum rate of withholding tax. This may lead in certain cases to double taxation where the customers must pay withholding tax in both the remote market and the home market.
• There is no exemption at source on securities held in remote markets.
• Customers cannot apply for refunds of withholding tax withheld in the home market on securities held in a remote market.
• Customers can apply for partial or total refunds of withholding tax withheld in a remote market if this is the practice in the remote market.
The following additional information relates to tax services in certain markets:
• Exemption at source and a full refund of Belgian “précompte mobilier” is available for non-residents of Belgium on dividend payments on foreign securities held in Belgium.
Note: No procedures exist for exemptions or refunds of the foreign withholding tax (that is, the tax withheld in the country of the issuer) and so Belgian residents that hold foreign securities in Belgium via Clearstream Banking are subject to double taxation.
• Cross-border settlement of UK and Irish equities may be subject to stamp duty, depending on the status of the receiving or delivering CREST account in each case. For specific information about stamp duty, please refer to relevant sections of the Creation Market Guide.
31 December 2020 Clearstream Banking6 Multi-Market Securities Guide
Introduction
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Clearstream Banking 31 December 2020Multi-Market Securities Guide 7
Domestic markets
ISIN ARP125991090 - BBVA BANCO FRANCES SA only, settling via CDV-Iberclear linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Argentina, as published in the Clearstream Banking Fee Schedule, plus EUR 5.00 per transaction charged by the Argentine CSD. For securities received in Spain, the fees on page 226 apply.
Argentina - Spain
Deliver Free Receive FreeM Place of Safekeeping CAVLARBA M Place of Safekeeping IBRCESMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CAVLARBA Party IBRCESMMMXXXM Receiving Agent Caja de Valores M Delivering Agent BIC
Party 4000 Party CAVLARBAM Buyer BIC M Seller Name and Address
Party BBVAESMM Party 8500M Account 0004 M Account 0004M Settlement Processing
NarrativeREGI Clearstream Banking S.A. M Settlement Processing
NarrativeINCLUSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //REGI Clearstream Banking S.A. M :70E: :SPRO //INCLUSIONM :94F: :SAFE //NCSD/CAVLARBA C M :94F: :SAFE //NCSD/IBRCESMMM :95P: :PSET //CAVLARBA E1 M :95P: :PSET //IBRCESMMMXXXM :95R: :REAG /CAVL/4000 M :95P: :DEAG //CAVLARBAM :95P: :BUYR //BBVAESMM M :95Q: :SELL //8500M :97A: :SAFE //SAFE//0004 M :97A: :SAFE //0004
31 December 2020 Clearstream Banking8 Multi-Market Securities Guide
settling via removal between local registrarsCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Australia, as published in the Clearstream Banking Fee Schedule.
Australia - Canada
ISIN AU000000AGD4 - SHS Austral Gold Ltd ISIN AU000000KMN0 - Kings Minerals N.LISIN AU000000ALD4 - Allied Gold Ltd ISIN AU000000MAK7 - Minemakers LtdISIN AU000000AND0 - Andean Resources Ltd ISIN AU000000MBN9 - Mirabela Nickel Ltd ISIN AU000000AOK3 - SHS Austex Oil Ltd Ord Reg ISIN AU000000MDL9 - Mineral Deposits Ord RegISIN AU000000AZM5 - Azumah Resources Limited ISIN AU000000MMW7 - Megma Metals LtdISIN AU000000BMN9 - Bannerman Resources Ltd ISIN AU000000MRU0 - Mantra Resources LtdISIN AU000000CGX8 - CGA Mining Ltd ISIN AU000000NCM7 - Newcrest Mining LtdISIN AU000000CHN7 - Chalice Gold Mines LTD ISIN AU000000PRU3 - Perseus Mining ISIN AU000000CIA2 - Champion Iron Ltd Ord Reg ISINAU000000ORE0 - SHS OROCOBRE Ltd ORD REGISIN AU000000CPL4 - Coalspur Mines Ltd Ord ISIN AU000000WAF6 - SHS WEST AFRICAN
RESOURCES LIMITED ORD REGISIN AU000000EAU3 - Eldorado Gold OrdISIN AU000000GXY2 - Galaxy Resources Ltd ISIN AU000000WSA9 - Western Areas N.LISIN AU000000IAU4 - Intrepid Mines Ord-SHS ISIN PG0008974597 - Lihir Gold Ltd onlyISIN AU000000IVA2 - Ivanhoe Australia Limited
Deliver Free Receive FreeM Place of Safekeeping CAETAU21 M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CAETAU21 Party CDSLCATTM Receiving Agent Name and Address M Delivering Agent CDS-CA
Party Share Registry Party OTCBM Buyer BIC M Seller Name and Address
Party ROYCCAT2 Party registered in N/O Roytor and CoM Account RBCT/080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
Removal from Australia to CanadaRoytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada
M Settlement Processing Narrative
Australia/CHESS to Canada
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Removal from Australia to Canada
Roytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada
M :70E: :SPRO // Australia/CHESS to Canada
M :94F: :SAFE //NCSD/CAETAU21 C M :94F: :SAFE //NCSD/CDSLCATTE M :22F: :SETR //TRAD
M :95P: :PSET //CAETAU21 E1 M :95P: :PSET //CDSLCATTM :95Q: :REAG //Share Registry M :95R: :DEAG /CDSL/OTCBM :95P: :BUYR //ROYCCAT2 M :95Q: :SELL //registered in N/O Roytor and CoM :97A: :SAFE //RBCT/080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 9
ISIN AU000000AUT1 - Aurora Oil & Gas only, settling via removal between local registrarsCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Australia, as published in the Clearstream Banking Fee Schedule.
Deliver Free Receive FreeM Place of Safekeeping CAETAU21 M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CAETAU21 Party CSDLCATTM Receiving Agent Name and Address M Delivering Agent CDS-CA
Party Share Registry Party OTCOM Buyer BIC M Seller Name and Address
Party ROYCCAT2 Party registered in N/O Roytor and CoM Account RBCT/080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
Removal from Australia to CanadaRoytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, CanadaThe undersigned confirms that the shares were obtained by the undersigned pursuant to a trade on the Australian Stock Exchange or the Toronto Stock Exchange.b
b. Please refer to “Appendix 1. Computershare Canada declaration”. The customer does not need to complete and submit the form as the depository will do so on their behalf. Instead, the customer will need to read and understand the document and declare “The undersigned confirms that the shares were obtained by the undersigned pursuant to a trade on the Australian Stock Exchange or the Toronto Stock Exchange.” in field 70E or narrative.
M Settlement Processing Narrative
Australia/CHESS to Canada
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Removal from Australia to Canada
Roytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, CanadaThe undersigned confirms that the shares were obtained by the undersigned pursuant to a trade on the Australian Stock Exchange or the Toronto Stock Exchange.a
a. Please refer to “Appendix 1. Computershare Canada declaration”. The customer does not need to complete and submit the form as the depository will do so on their behalf. Instead, the customer will need to read and understand the document and declare “The undersigned confirms that the shares were obtained by the undersigned pursuant to a trade on the Australian Stock Exchange or the Toronto Stock Exchange.” in field 70E or narrative.
M :70E: :SPRO // Australia/CHESS to Canada
M :94F: :SAFE //NCSD/CAETAU21 C M :94F: :SAFE //NCSD/CDSLCATTM :95P: :PSET //CAETAU21 E1 M :95P: :PSET //CDSLCATTM :95Q: :REAG //Share Registry M :95R: :DEAG /CDSL/OTCOM :95P: :BUYR //ROYCCAT2 M :95Q: :SELL //registered in N/O Roytor and CoM :97A: :SAFE //RBCT/080000630001/xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking10 Multi-Market Securities Guide
ISIN AU0000009771 - UNIBAIL-RODAMCO SECreationOnline
Xact via SWIFT
Note: An MT599 must be sent to Settlement Singapore with the following:Re: Our CDI conversion AU0000009771 into French Stapled share FR0013326246 reference XXX
Dear all, With regards to our above instruction, kindly find further details below:
Receiving Agent:Account number SICVDAKVDEFFFR1000L10BIC code: DAKVDEFFFR1Euroclear France
Final Beneficiary account details:Account number: 7201103BIC code: CEDELULLXXX
Participant Contact Details:Contact: Christian Waller E-Mail:[email protected] Tel.: +49-69-211-12341
Australia - France
Deliver Free Receive FreeM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CAETAU21XXX Party SICVFRPPXXXM Receiving Agent Name and Address M Delivering Agent BIC
Party SHARE REGISTRY Party CITTGB2LXXXM Seller BIC
Party CEDELULLXXX
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :95P: :PSET //CAETAU21XXX E1 M :95P: :PSET //SICVFRPPXXXM :95Q: :REAG //Share Registry M :95P: :DEAG //CITTGB2LXXX
M :95P: :SELL //CEDELULLXXX
Clearstream Banking 31 December 2020Multi-Market Securities Guide 11
ISIN BMG9419B1046 SHS Brockman Mining Ltd (formerly Wah Nam International Holdings)(Only withdrawal from Australia to Hong Kong is available)
CreationOnline
Xact via SWIFT
Fees: Handling charge and Script fees: HKD 350 plus HKD 2.50 for each Brockman Mining Ltd share certificate to be issued on the Hong Kong register (payment by cheque or bank draft in HKD made payable to ''Tricor Secretaries Limited'' upon receipt of Brockman Mining Ltd share certificate(s)).
Time required: Brockman Mining Ltd share certificate is issued in 4 business days upon receipt ofconfirmation from Brockman Mining Ltd /Computershare as well as the requisite documents.
Australia - Hong Kong
Deliver Free Receive FreeM Place of Safekeeping CAETAU21 M Place of Safekeeping XHKCHKH1M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CAETAU21 Party XHKCHKH1M Receiving Agent Name and Address M Delivering Agent Name and Address
Party Share Registry Party 900031M Buyer BIC M Seller Name and Address
Party CITIHKHX Party J.P.Morgan Nominees Australia Pty LimitedM Account 2312-0001-11-06
M Settlement Processing Narrative
Citi (Nominees) Limited, Registered addressGPO box 14, Hong Kong.Contact: Ms. Connie Chang (+852 2306 7331)
M Settlement Processing Narrative
J.P.Morgan Nominees Australia Pty Limited Contact: Poppy GabrielidisTel: +61 3 9633 4311
M Beneficial Ownership Indicator
Change of Beneficial Owner orNo Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Citi (Nominees) Limited, Registered address
GPO box 14, Hong Kong.Contact: Ms. Connie Chang (+852 2306 7331)
M :70E: :SPRO //J.P.Morgan Nominees Australia Pty LimitedContact: Poppy Gabrielidis. Tel: +61 3 9633 4311
M :94F: :SAFE //NCSD/CAETAU21 C M :94F: :SAFE //NCSD/XHKCHKH1E M :22F: :BENE //YBEN or NBEN
M :95P: :PSET //CAETAU21 E1 M :95P: :PSET //XHKCHKH1M :95Q: :REAG //Share Registry M :95Q: :DEAG //900031M :95P: :BUYR //CITIHKHX M :95Q: :SELL //J.P.Morgan Nominees Australia Pty Limited
M :97A: :SAFE //2312-0001-11-06
31 December 2020 Clearstream Banking12 Multi-Market Securities Guide
ISIN BMG1739E1084 SHS Brockman Mining Ltd (formerly Wah Nam International Holdings)CreationOnline
Xact via SWIFT
Fees: Handling charge and Script fees: HKD 350 plus HKD 2.50 for each Brockman Mining Ltd share certificate to be issued on the Hong Kong register (payment by cheque or bank draft in HKD made payable to ''Tricor Secretaries Limited'' upon receipt of Brockman Mining Ltd share certificate(s)).
Time required: Brockman Mining Ltd share certificate is issued in 4 business days upon receipt ofconfirmation from Brockman Mining Ltd /Computershare as well as the requisite documents.
Deliver Free Receive FreeM Place of Safekeeping CAETAU21XXX M Place of Safekeeping XHKCHKH1M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CAETAU21XXX Party XHKCHKH1M Receiving Agent Name and Address M Delivering Agent Name and Address
Party Share Registry Party 900031M Buyer BIC M Seller Name and Address
Party CITIHKHXXXX Party J.P.Morgan Nominees Australia Pty LimitedM Account 2312-0001-11-06
M Settlement Processing Narrative
Citi (Nominees) Limited, Registered addressGPO box 14, Hong Kong.Contact: Ms. Connie Chang (852 - 2306 7331)
M Settlement Processing Narrative
J.P.Morgan Nominees Australia Pty Limited Contact: Poppy GabrielidisTel: +61 3 9633 4311
M Beneficial Ownership Indicator
Change of Beneficial Owner orNo Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Citi (Nominees) Limited, Registered address
GPO box 14, Hong Kong.Contact: Ms. Connie Chang (852 - 2306 7331)
M :70E: :SPRO //J.P.Morgan Nominees Australia Pty LimitedContact: Poppy Gabrielidis. Tel: +61 3 9633 4311
M :94F: :SAFE //NCSD/CAETAU21 C M :94F: :SAFE //NCSD/XHKCHKH1E M :22F: :BENE //YBEN or NBEN
M :95P: :PSET //CAETAU21 E1 M :95P: :PSET //XHKCHKH1M :95Q: :REAG //Share Registry M :95Q: :DEAG //900031M :95P: :BUYR //CITIHKHX M :95Q: :SELL //J.P.Morgan Nominees Australia Pty Limited
M :97A: :SAFE //2312-0001-11-06
Clearstream Banking 31 December 2020Multi-Market Securities Guide 13
Australian and New Zealand equities settling via CHESS - AUSTRACLEAR linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Australia, as published in the Clearstream Banking Fee Schedule.
Australia - New Zealand
Deliver Free Receive FreeM Place of Safekeeping CAETAU21 M Place of Safekeeping RBNZNZ22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CAETAU21 Party RBNZNZ22M Receiving Agent BIC M Delivering Agent BIC
Party CHASNZ2ACCS Party CHASAU2XDCCM Buyer BIC M Seller BIC
Party CEDELULL Party CEDELULLM Account 1783-0001-11-05 M Account 2312-0001-11-06M Stamp Duty Status AU No change of beneficial Ownership
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CAETAU21 C M :94F: :SAFE //NCSD/RBNZNZ22M :22F: :STAM //XASX/XNCB/ EM :95P: :PSET //CAETAU21 E1 M :95P: :PSET //RBNZNZ22M :95P: :REAG //CHASNZ2ACCS M :95P: :DEAG //CHASAU2XDCCM :95P: :BUYR //CEDELULL M :95P: :SELL //CEDELULLM :97A: :SAFE //1783-0001-11-05 M :97A: :SAFE //2312-0001-11-06
31 December 2020 Clearstream Banking14 Multi-Market Securities Guide
ISIN AU000000PDZ2 - PRAIRIE DOWNS ORD REG, settling via NDS-CBL linkCreationOnline
Xact via SWIFT
Fees: Transfers are done via KDPW account 72457 with CBL. Internal transaction fees are charged. Inform PSG via MT599 when the transfers are created.
Australia - Poland
Deliver Free Receive FreeM Place of Safekeeping CAETAU21 M Place of Safekeeping KDPWPLPWM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CEDELULL Party KDPWPLPWM Receiving Agent Clearstream Banking Luxembourg M Delivering Agent NDS
Party 72457 Party 000M Seller BIC
Party CEDELULLM Account xxxxx a
M Settlement Processing Narrative
9240000/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CROSSBORDER
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //9240000/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :70E: :SPRO //CROSSBORDERM :94F: :SAFE //NCSD/CAETAU21 C M :94F: :SAFE //NCSD/KDPWPLPWM :95P: :PSET //CEDELULL E1 M :95P: :PSET //KDPWPLPWM :95P: :REAG //CEDE/72457 M :95R: :DEAG //KDPW/000
M :95P: :SELL //CEDELULLM :97A: :SAFE //xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 15
ISIN AU000000CZA6 - Coal of Africa LtdISIN AU000000FCR2 - Ferrum Crescent Ltd (FORMERLY KNOWN AS WASHINGTON RESOURCES LTD) ORD BRISIN AU000000FSE6 - Firestone Energy Ord RegISIN AU000000MCM9 - MC MINING LTD ORD REGISIN AU000000S320 - South32 Ltd Ord RegISIN AU000000TAW7 - Tawana Resources Ord RegISIN AU000000WCC9 -The Waterberg Coal Company Ltd Ord RegISIN BMG0440M1284 - Aquarius Platinum Ltd only, settling via removal between local registrars
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Australia, as published in the Clearstream Banking Fee Schedule.
Australia - South Africa
Deliver Free Receive FreeM Place of Safekeeping CAETAU21 M Place of Safekeeping STRAZAJJM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CAETAU21 Party STRAZAJJM Receiving Agent Name and Address M Delivering Agent BIC
Party Share Registry Party SCBLZAJ2M Buyer BIC M Seller Name and Address
Party SCBLZAJJSSU Party J.P.Morgan Nominees Australia Pty LimitedM Account ZA0000323394M Settlement Processing
NarrativeREMOVAL TO STANDARD CHARTERED
NOMINEES SOUTH AFRICA (PTY) LTD, 5TH FLOOR, 4 SANDOWN VALLEY CRESCENT, SANDTON 2196, SOUTH AFRICA. THE REGISTERED HOLDER BEING STANDARD CHARTERED NOMINEES SOUTH AFRICA (PTY) LTD WILL RECEIVE FROM THE AUSTRALIAN REGISTRY THEIR SHARE CERTIFICATE VIA NORMAL MAIL
M Settlement Processing Narrative
Removal from Australia to South Africa
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //REMOVAL TO STANDARD CHARTERED NOMINEES
SOUTH AFRICA (PTY) LTD, 5TH FLOOR, 4 SANDOWN VALLEY CRESCENT, SANDTON 2196, SOUTH AFRICA. THE REGISTERED HOLDER BEING STANDARD CHARTERED NOMINEES SOUTH AFRICA (PTY) LTD WILL RECEIVE FROM THE AUSTRALIAN REGISTRY THEIR SHARE CERTIFICATE VIA NORMAL MAIL
M :70E: :SPRO //Removal from Australia to South Africa
M :94F: :SAFE //NCSD/CAETAU21 C M :94F: :SAFE //NCSD/STRAZAJJM :95P: :PSET //CAETAU21 E1 M :95P: :PSET //STRAZAJJM :95Q: :REAG //Share Registry M :95P: :DEAG //SCBLZAJ2M :95P: :BUYR //SCBLZAJJSSU M :95Q: :SELL //J.P.Morgan Nominees Australia Pty LimitedM :97A: :SAFE //ZA0000323394
31 December 2020 Clearstream Banking16 Multi-Market Securities Guide
ISIN AU000000BKY0 Berkeley Energia LTD, settling via local marketCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Spain, as published in the Clearstream Banking Fee Schedule. Plus additional service fee charged by transfer agent Renta4.
Note: Customers must send on SD-1 a free-format message to the OEU team providing the instruction references. Further customers must send their instructions for Spanish market on SD-1 with TD and SD equal to SD-1. Instructions on Australian market must be setup with TD being SD-1.
Australia - Spain
Deliver Free Receive FreeM Place of Safekeeping CAETAU21XXX M Place of Safekeeping IBRCESMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CAETAU21XXX Party IBRCESMMXXXM Receiving Agent BIC M Delivering Agent BIC
Party PARBAU2SLCC Party RENBESMMBMEAccount 01892
M Buyer BICParty RENBESMMXXX
M Settlement Processing Narrative
Inclusion into Spanish domestic market via ARCO
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //Inclusion into Spanish domestic market via ARCOM :94F: :SAFE //NCSD/CAETAU21XXX C M :94F: :SAFE //NCSD/IBRCESMMXXXM :95P: :PSET //CAETAU21XXX E1 M :95P: :PSET //IBRCESMMXXXM :95P: :REAG //PARBAU2SLCC M :95P: :DEAG //RENBESMMBMEM :97A: :SAFE //01892M :95P: :BUYR //RENBESMMXXX
Clearstream Banking 31 December 2020Multi-Market Securities Guide 17
0.5% and 1.5% SDRT ISIN AU000000MUR0 Murchison United Ltd. transfer not possibleTransfer of this security is not possible from Australia to the UK.
Australia - UK
31 December 2020 Clearstream Banking18 Multi-Market Securities Guide
CreationOnline 0.5% SDRT1
ISIN AU000000ALB8 - Albidon Ltd ISIN AU000000MNC7 - Metminco LtdISIN AU000000ALD4 - Allied Gold Ltd ISIN AU000000NYO7 - Nyota Minerals Ltd Ord RegISIN AU000000BAB9 - Bullabulling Gold Ltd Ord Reg ISIN AU000000POH7 - Phosphagenics LtdISIN AU000000BKY0 - Berkeley Resources ISIN AU000000PRU3 - SHS PERSEUS MININGISIN AU000000BTR5 - Blackthorn ISIN AU000000RIA0 - Rialto Energy LtdISIN AU000000CCD9 - Caledon Resources Ord Reg ISIN AU000000RML9 - Rusina MiningISIN AU000000CFU6 - Ceramic Fuel Cells Ltd ISIN AU000000RMP0 - SHS Red Emperor
Resources NL ORD REGISIN AU000000CSM6 - Consolidated Minerals LtdISIN AU000000CZA6 - Coal of Africa Ltd ISIN AU000000ROC4 - ROC Oil Company LtdISIN AU000000DML9 - Discovery Metals Ord Reg ISIN AU000000RRS3 - Range Resources LtdISIN AU000000DWY1 - Dwyka Diamonds Ltd ISIN AU000000SGZ9 - Scotgold Resources LtdISIN AU000000FND9 - Finders Resources Ord Reg ISIN AU000000SLV8 - Sylvania Resources LtdISIN AU000000GBP6 - Global Petroleum Ltd ISIN AU000000S320 SHS SOUTH32 LTD ORD REGISIN AU000000GIP1 - Gippsland Ltd ISIN AU000000TPT1 -Tangiers Petroleum
LimitedISIN AU000000JPR6 - SHS Jupiter Energy LtdISIN AU000000LRL1 - Leyshon Resources Ltd ISIN AU000000VMT4 - Vmoto Ltd ISIN AU000000LRS6 - Latin Resources Ltd Ord Reg ISIN AU000000WAS9 - Wasabi Energy Limited
(Formerly known as Insurance My Way Ltd) ORD REG
ISIN AU000000MML0 - Medusa Mining LtdISIN AU000000CCD9 - Caledon Resources Ord RegISIN AU000000CFU6 - Ceramic Fuel Cells Ltd ISIN AU000000WLF3 - Wolf Minerals LtdISIN AU000000CSM6 - Consolidated Minerals Ltd ISIN AU000000YAJ4 - New Millennium ResourcesISIN BMG0440M1284 - Aquarius Platinum Ltd ISIN AU0000XINAK8 - International Ferro MetalsISIN AU000000SO44 SHS SALT LAKE POTASH LTD ORD REG
ISIN AU0000XINAS1 - CAP-XX Ltd
only, settling via removal between local registrars
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CAETAU21 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CAETAU21 Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent Crestco
Party Share Registry Party R009M Buyer BIC
Party CITIGB2LM Settlement Processing
NarrativeRemoval from Australia to UK
CREST Account 00XJJVIDACOS NOMINEES LIMITED CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
M Stamp Duty Status UK No change of beneficial ownership (if customer is the same; otherwise, blank)
Clearstream Banking 31 December 2020Multi-Market Securities Guide 19
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for Australia, as published in the Clearstream Banking Fee Schedule.
Note: In case of CBO transfers the SDRT payment obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT
Fees: Standard transaction fee for Australia, as published in the Clearstream Banking Fee Schedule.
Note: The SDRT payment obligation is with the 1.5% receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. Customers must send a free-format message providing the instruction reference and details of the delivery to the OAA Settlement team.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Removal from Australia to UK
CREST Account 00XJJVIDACOS NOMINEES LIMITED CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
M :94F: :SAFE //NCSD/CAETAU21 C M :94F: :SAFE //NCSD/CRSTGB22E M :22F: :STAM //CRST/GBOX (if customer is the same; otherwise,
blank)M :95P: :PSET //CAETAU21 E1 M :95P: :PSET //CRSTGB22M :95Q: :REAG //Share Registry M :95R: :DEAG /CRST/R009M :95P: :BUYR //CITIGB2L
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CAETAU21 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CAETAU21 Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent Crestco
Party Share Registry Party R009M Buyer BIC
Party CITIGB2LM Settlement Processing
NarrativeRemoval from Australia to UK
CREST Account 14XKLVIDACOS NOMINEES LIMITED CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Removal from Australia to UK
CREST Account 14XKLVIDACOS NOMINEES LIMITED CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
M :94F: :SAFE //NCSD/CAETAU21 C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //CAETAU21 E1 M :95P: :PSET //CRSTGB22M :95Q: :REAG //Share Registry M :95R: :DEAG /CRST/R009M :95P: :BUYR //CITIGB2L
31 December 2020 Clearstream Banking20 Multi-Market Securities Guide
ISIN AU000000IBA4 - IBA Health Group Limited only, settling via CHESS-SIS-Euroclear UK & Ireland link
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for Australia, as published in the Clearstream Banking Fee Schedule.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for Australia, as published in the Clearstream Banking Fee Schedule.
Deliver Free Receive FreeM Place of Safekeeping CAETAU21 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CAETAU21 Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party CHASAU2XDCC Party XBDRM Buyer BIC M Seller Name and Address
Party INSECHZZ Party CHESS/CHASAU2XDCC.231200011106/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer's 5-digit account number.
M Account 248300021109 CLRLUX2 00XJJStamp Duty Status UK No change of beneficial ownership (if
customer is the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CAETAU21 C M :94F: :SAFE //NCSD/CRSTGB22
E M :22F: :STAM //CRST/GBOX (if customer is the same; otherwise, blank)M :95P: :PSET //CAETAU21 E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //CHASAU2XDCC M :95R: :DEAG /CRST/XBDRM :95P: :BUYR //INSECHZZ M :95Q: :SELL //CHESS/CHASAU2XDCC.231200011106/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer's 5-digit account number.
M :97A: :SAFE //248300021109 CLRLUX2 00XJJ
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CAETAU21 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CAETAU21 Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party CHASAU2XDCC Party XBDRM Buyer BIC M Seller Name and Address
Party INSECHZZ Party CHESS/CHASAU2XDCC.231200011106/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer's 5-digit account number.
M Account 248300021109 CLRLUX 14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CAETAU21 C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //CAETAU21 E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //CHASAU2XDCC M :95R: :DEAG /CRST/XBDRM :95P: :BUYR //INSECHZZ M :95Q: :SELL //CHESS/CHASAU2XDCC.231200011106/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer's 5-digit account number.
M :97A: :SAFE //248300021109 CLRLUX 14XKL
Clearstream Banking 31 December 2020Multi-Market Securities Guide 21
ISIN AU000000PGL5 - Progen Pharmaceuticals only, settling via removal between local registrarsCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Australia, as published in the Clearstream Banking Fee Schedule.
Australia - U.S.A.
Deliver Free Receive Free
M Place of Safekeeping CAETAU21 M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CAETAU21 Party DTCYUS33M Receiving Agent Name and Address M Delivering Agent DTC - US
Party Computershare Australia Party 2415M Buyer BIC M Seller BIC
Party CITIUS33 Party CHASAU2XDCCM Account DTC908 ifo 089154 CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account UKCPM01/CBL 2312-0001-1106M Settlement Processing
NarrativeRemoval from Australia to USA
MT542 Deliver Free Seq MT540 Receive Free
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Removal from Australia to USAM :94F: :SAFE //NCSD/CAETAU21 C M :94F: :SAFE //NCSD/DTCYUS33M :95P: :PSET //CAETAU21 E1 M :95P: :PSET //DTCYUS33M :95Q: :REAG //Computershare Australia M :95R: :DEAG /DTCYID/2415M :95P: :BUYR //CITIUS33 M :95P: :SELL //CHASAU2XDCCM :97A: :SAFE //DTC908 ifo 089154 CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //UKCPM01/CBL 2312-0001-1106
31 December 2020 Clearstream Banking22 Multi-Market Securities Guide
ISIN AT0000652011 shs Erste Group Bank AGCreationOnline
Xact via SWIFT
Fees: Transfers are via CDCP's account (84473) with CBL; internal transaction fees are charged.
Austria - Czech Republic
Deliver Free Receive FreeM Place of Safekeeping OCSDATWW M Place of Safekeeping UNIYCZPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party UNIYCZPPM Receiving Agent Euroclear M Delivering Agent BIC
Party 14637 Party CEDELULLMa
a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague.
Buyer BICb
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges.
Ma Seller BICb
Party beneficiary’s BIC Party CEDELULLM Account xxxxx c
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/OCSDATWW C M :94F: :SAFE //NCSD/UNIYCZPPM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //UNIYCZPPM :95R: :REAG /ECLR/14637 M :95Q: :DEAG //CEDELULLMa
a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague
:95P: :BUYR //Beneficiary’s BIC, if different from REAGb
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges.
Ma :95P: :SELL //CEDELULLb
M :97A: :SAFE //xxxxx c
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 23
Eligible Swiss Securities settling via OeKB CSD-SIS linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Austria, as published in the Clearstream Banking Fee Schedule.
Austria - Switzerland
Deliver Free Receive FreeM Place of Safekeeping OCSDATWWXXX M Place of Safekeeping INSECHZZXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party INSECHZZXXX Party OCSDATWWXXXM Receiving Agent BIC M Delivering Agent BIC
Party UBSWCHZH80A Party CEDELULLXXXM Buyer BIC M Seller BIC
Party bbbbbbbbbbb a Party bbbbbbbbbbb a
a. bbbbbbbbbbb=The Clearstream Banking customer’s eleven-digit BIC.
M Account xxxxx b M Account xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
SAFE/CUST/INSECHZZXXX PLEASE SETTLEVIA T2S
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/OCSDATWWXXX C M :94F: :SAFE //NCSD/INSECHZZXXXM :95P: :PSET //INSECHZZXXX E1 M :95P: :PSET //OCSDATWWXXX
:95P: :REAG //UBSWCHZH80A M :95P: :DEAG //CEDELULLXXXM :95P: :BUYR //bbbbbbbbbbb a
a. bbbbbbbbbbb=The Clearstream Banking customer’s eleven-digit BIC.
M :95P: :SELL //bbbbbbbbbbb a
M :97A: :SAFE //xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
O :97A: :SAFE //xxxxx b
M :70E: :SPRO //SAFE/CUST/INSECHZZXXX PLEASE SETTLEVIA T2S
31 December 2020 Clearstream Banking24 Multi-Market Securities Guide
ISIN IM00B5VQMV65 GAMING VC HOLDING ORD REG - settling via OCSD-Clearstream link for 1.5 SDRT only (Not applicable for 0.5% SDRT1)
CreationOnline
Xact via SWIFT
Note: The customer must send a free-format message to the Settlement team in charge of Austria, providing the instruction reference.
Fees: Standard transaction fee for Austria, as published in the Clearstream Banking Fee Schedule.
Austria - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping OCSDATWWXXX M Place of Safekeeping CRSTGB22XXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22XXX Party CEDELULLXXXM Receiving Agent Name and Address M Delivering Agent Clearstream Banking LuxembourgM Party CEDE/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party 67242
MT542 Deliver Free Seq MT540 Receive Free:98a: :TRAD //trade date and time B :98a: :TRAD //trade date and time
M :94F: :SAFE //NCSD/OCSDATWWXXX C M :94F: :SAFE //NCSD/CRSTGB22XXXM :95P: :PSET //CRSTGB22XXX E1 M :95P: :PSET //CEDELULLXXXM :95Q: :REAG //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95P: :DEAG //CEDE/67242
Clearstream Banking 31 December 2020Multi-Market Securities Guide 25
ISIN LU0006067663 - ARCELORMITTALISIN LU0061462528 - RTL Group securitiesISIN LU0092846210 - LUX AIRPORT (CERT IMMOB) SAISIN LU0111311071 - ARTEMIS FINE ARTSISIN LU0112960504 - FOYER SA
Transfer of these securities is not possible from Belgium to the CBF Vault.
Belgium - CBF Vault
31 December 2020 Clearstream Banking26 Multi-Market Securities Guide
ISIN BE0003878957 - shs VGP only, settling via CBL-CDCP linkCreationOnline
Xact via SWIFT
Fees: Transfers are via CDCP's account (84473) with CBL; internal transaction fees are charged.For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Belgium - Czech Republic
Deliver Free Receive FreeM Place of Safekeeping CIKBBEBB M Place of Safekeeping UNIYCZPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party UNIYCZPPM Receiving Agent Euroclear M Delivering Agent BIC
Party 14637 Party CEDELULLMa
a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague.
Buyer BICb
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges.
Ma Seller BICb
Party beneficiary’s BIC Party CEDELULLM Account xxxxx c
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CIKBBEBB C M :94F: :SAFE //NCSD/UNIYCZPPM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //UNIYCZPPM :95R: :REAG /ECLR/14637 M :95P: :DEAG //CEDELULLMa
a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague
:95P: :BUYR //Beneficiary’s BIC, if different from REAGb
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges.
Ma :95P: :SELL //CEDELULLb
M :97A: :SAFE //xxxxx c
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 27
ISIN BE0974271034 - VIOHALCO S.A.ISIN BR0974338700 - Titan Cement Ord BR only settling via HELEX - Euroclear Belgium link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Belgium, as published in the Clearstream Banking Fee Schedule, plus EUR 8. A cancellation fee of EUR 16 applies to each cancelled cross-border transaction with Greece.
Note: On the Greek market, the settlement date cannot be in the past.
Customer must send an MT599 ATTN: PSG with text: We have instructed cross-border BE-GR under ref.:xxxxxxxx with SD dd.mm.yyyy.
Belgium - Greece
Deliver Free Receive FreeM Place of Safekeeping CIKBBEBB M Place of Safekeeping HCSDGRAA
M Place of trade OTC TradeNarrative OTC
M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CIKBBEBB Party CIKBBEBBM Receiving Agent BIC M Delivering Agent Name and Address
Party CITTGB2LXXX Party ESES DEPOM Other Settlement
Parties: TypeDelivering Custodian
Format BICParty CEDELULLXXX
M Buyer BIC M Seller BICParty CITTGB2L Party Ordering party’s BIC
or Seller BICParty CEDELULL (if the customer has an
unpublished BIC)M Account 0006018619 M Account xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
place of settlement DAKVDEFFXXX
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //place of settlement DAKVDEFFXXXM :94F: :SAFE //NCSD/CIKBBEBB C M :94F: :SAFE //NCSD/HCSDGRAA
M :94B: :TRAD //OTCO/OTCM :95P: :PSET //CIKBBEBB E1 M :95P: :PSET //CIKBBEBBM :95P: :REAG //CITTGB2LXXX M :95Q: :DEAG //ESES DEPO
M :95P: :DECU //CEDELULLXXXM :95P: :BUYR //CITTGB2L M :95P: :SELL //Ordering party’s BIC
or :95P: :SELL //CEDELULL (if the customer has an unpublished BIC)M :97A: :SAFE //0006018619 M :97A: :SAFE xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking28 Multi-Market Securities Guide
ISIN GB00B063YS85 Opportunity Investment ORD BR security only, settling via Euroclear Belgium - EOC link
CreationOnline
Xact via SWIFT
Fees: For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Belgium - HSBC Bank Plc London
Deliver Free Receive FreeM Place of Safekeeping CIKBBEBBXXX C Place of Safekeeping MIDLGB22XXXM Trade Date/Time trade date and time C Trade Date/Time trade date and timeM Place of Settlement BIC C Place of Settlement BIC
Party CIKBBEBBXXX Party MGTCBEBEECLM Receiving Agent BIC C Delivering Agent Euroclear
Party CEDELULLXXX Party 22152M Buyer Name and Address
Party EOC 22152Account CEDELULL xxxxx a -With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
C Settlement Processing Narrative
/SICV/CEDELULLXXX/CEDE xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B C :98a: :TRAD //trade date and time
C :70E: :SPRO ///SICV/CEDELULLXXX/CEDE xxxxx a
M :94F: :SAFE //NCSD/CIKBBEBBXXX C C :94F: :SAFE //CUST/MIDLGB22XXXM :95P: :PSET //CIKBBEBBXXX E1 C :95P: :PSET //MGTCBEBEECLM :95P: :REAG //CEDELULLXXX C :95R: :DEAG /ECLR/22152M :95Q: :BUYR //EOC 22152M :97A: :SAFE //CEDELULL xxxxx a -With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 29
Luxembourgish equities only, settling physicallyCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Belgium, as published in the Clearstream Banking Fee Schedule.For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Belgium - Luxembourg
Deliver Free Receive FreeM Place of Safekeeping CIKBBEBB Not requiredM Trade Date/Time trade date and timeM Place of Settlement Country Code
Party BE - Belgium PhysicalM Receiving Agent Name and Address
Party Banque Generale du Luxembourg S.A., 50 ave J.F. Kennedy, L-2951 Luxembourg
M Buyer BICParty CEDELULL
M Account ACCT xxxxxa and name of benficiary
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B Not requiredM :94F: :SAFE //NCSD/CIKBBEBB CM :95C: :PSET //BE E1M :95Q: :REAG //Banque Generale du Luxembourg S.A., 50 ave J.F.
Kennedy, L-2951 LuxembourgM :95P: :BUYR //CEDELULLM :97A: :SAFE //ACCT xxxxx and name of benficiary a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking30 Multi-Market Securities Guide
Note: The transfer of Belgian securities is not possible between the two countries.
Belgium - UK
Clearstream Banking 31 December 2020Multi-Market Securities Guide 31
ISIN BE0003816338 - EURONAV SA, settling via local AgentsCreationOnline
Xact via SWIFT
Note: Customers must send a free-format message to the Belgium and U.S.A. settlement team, providing the instruction reference and stating that it is a transfer between the Belgium and U.S.A.
Fees: Standard transaction fees for U.S.A., as published in the Clearstream Banking Fee Schedule plus applicable transfer fees as per the agents fee table.
Belgium - U.S.A.
Deliver Free Receive Against Payment
M Place of Safekeeping CIKBBEBB M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and time
Settlement Amount cccc,cc USD a
a. Cccc,cc = Amount of the fees to be paid in relation to the transferred quantity according to Computershare Fee Table.
M Place of Settlement BIC M Place of Settlement BICParty CIKBBEBB Party DTCYUS33
M Receiving Agent BIC M Delivering Agent DTC Party CIKBBEBBXXX Party 2415
MT542 Deliver Free Seq MT541 Receive Against Payment
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CIKBBEBB C M :94F: :SAFE //NCSD/DTCYUS33M :95P: :PSET //CIKBBEBB E1 M :95P: :PSET //DTCYUS33M :95P: :REAG //CIKBBEBBXXX M :95R: :DEAG //DTCYID/2415
M :19A: :SETT //USDcccc,cc a
a. Cccc,cc = Amount of the fees to be paid in relation to the transferred quantity according to Computershare Fee Table.
31 December 2020 Clearstream Banking32 Multi-Market Securities Guide
only, settling via removal between local registrarsCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule.
Canada - Australia
ISIN AU000000AGD4 - SHS Austral Gold Ltd ISIN AU000000KMN0 - Kings Minerals N.LISIN AU000000ALD4 - Allied Gold Ltd ISIN AU000000MAK7 - Minemakers LtdISIN AU000000AND0 - Andean Resources Ltd ISIN AU000000MBN9 - Mirabela Nickel Ltd ISIN AU000000AOK3 - SHS Austex Oil Ltd Ord Reg ISIN AU000000MDL9 - Mineral Deposits Ord RegISIN AU000000AZM5 - Azumah Resources Limited ISIN AU000000MMW7 - Megma Metals LtdISIN AU000000BMN9 - Bannerman Resources Ltd ISIN AU000000MRU0 - Mantra Resources LtdISIN AU000000CGX8 - CGA Mining Ltd ISIN AU000000NCM7 - Newcrest Mining LtdISIN AU000000CHN7 - Chalice Gold Mines LTD ISIN AU000000PRU3 - Perseus Mining ISIN AU000000CIA2 - Champion Iron Ltd Ord Reg ISIN AU000000ORE0 - SHS OROCOBRE Ltd ORD REGISIN AU000000CPL4 - Coalspur Mines Ltd Ord ISIN AU000000WAF6 - SHS WEST AFRICAN
RESOURCES LIMITED ORD REGISIN AU000000GXY2 - Galaxy Resources LtdISIN AU000000IAU4 - Intrepid Mines Ord-SHS ISIN AU000000WSA9 - Western Areas N.LISIN AU000000IVA2 - Ivanhoe Australia Limited
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping CAETAU21M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party CAETAU21M Receiving Agent CDS-CA M Delivering Agent Name and Address
Party OTCB Party Share Registry M Buyer Name and Address M Seller BIC
Party J.P.Morgan Nominees Australia Pty LimitedGPO Box 3289, Sydney, New South Wales, 2001
PID: 20104
Party ROYCCAT2
M Account Ifo CBL 2312-0001-11-06/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account RBCT/080000630001/xxxxx a
M Settlement Processing Narrative
CANADA TO AUSTRALIA/CHESS M Settlement Processing Narrative
Removal from Canada to Australia
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO // CANADA TO AUSTRALIA/CHESS M :70E: :SPRO //Removal from Canada to AustraliaM :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/CAETAU21M :22F: :SETR //TRAD EM :95P: :PSET //CDSLCATT E1 M :95P: :PSET //CAETAU21M :95R: :REAG /CDSL/OTCB M :95Q: :DEAG //Share Registry M :95Q: :BUYR //J.P.Morgan Nominees Australia Pty Limited
GPO Box 3289, Sydney, New South Wales, 2001 PID: 20104
M :95P: :SELL //ROYCCAT2
M :97A: :SAFE //Ifo CBL 2312-0001-11-06/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //RBCT/080000630001/xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 33
ISIN AU000000EAU3 - Eldorado Gold OrdISIN PG0008974597 - Lihir Gold Ltd only only, settling via removal between local registrars
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule.
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping CAETAU21M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party CAETAU21M Receiving Agent CDS-CA M Delivering Agent Name and Address
Party OTCO Party Share Registry M Buyer BIC M Seller BIC
Party MGTCBEBEECL Party ROYCCAT2M Account Ifo CBL 2312-0001-11-06/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account RBCT/080000630001/xxxxx a
M Settlement Processing Narrative
CANADA TO AUSTRALIA/CHESS M Settlement Processing Narrative
Removal from Canada to Australia
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO // CANADA TO AUSTRALIA/CHESS M :70E: :SPRO //Removal from Canada to AustraliaM :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/CAETAU21M :95P: :PSET //CDSLCATT E1 M :95P: :PSET //CAETAU21M :95R: :REAG /CDSL/EURO M :95Q: :DEAG //Share Registry M :95P: :BUYR //MGTCBEBEECL M :95P: :SELL //ROYCCAT2M :97A: :SAFE //Ifo CBL 2312-0001-11-06/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //RBCT/080000630001/xxxxx a
31 December 2020 Clearstream Banking34 Multi-Market Securities Guide
ISIN FR0000054678 - Euro Ressources S.A. ISIN FR0000120529 - Suez only, settling via CDS-EF link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule.
Eligible Canada equities only, settling via EOC-Euroclear FranceCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for the Bridge, as published in the Clearstream Banking Fee Schedule.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Canada - France
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping SICVFRPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party SICVFRPPM Receiving Agent CDS-CA M Delivering Agent BIC
Party EOCF Party CDSLCATTXXXM Buyer BIC M Seller Name and Address
Party DAKVDEFF Party EOC 22429Account CEDELULLxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CEDELULLxxxxxa - With Matching
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/SICVFRPPM :95P: :PSET //CDSLCATT E1 M :95P: :PSET //SICVFRPPM :95: :REAG /CDSL/EOCF M :95P: :DEAG //CDSLCATTXXXM :95P: :BUYR //DAKVDEFF M :95Q: :SELL //EOC 22429M :97A: :SAFE //CEDELULLxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CEDELULLxxxxxa - With Matching
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping SICVFRPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party SICVFRPPM Receiving Agent Euroclear M Delivering Agent BIC
Party 22429 Party CEDELULLXXXM Seller Name and Address
Party EOC 22429M Account CEDELULLxxxxxa - With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/SICV/DAKVDEFFXXX/CED xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///SICV/DAKVDEFFXXX/CEDxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/SICVFRPPM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //SICVFRPPM :95R: :REAG /CDSL/ECLR/22429 M :95P: :DEAG //CEDELULLXXX
M :95Q: :SELL //EOC 22429M :97A: :SAFE CEDELULLxxxxxa - With Matching
Clearstream Banking 31 December 2020Multi-Market Securities Guide 35
ISIN CA16890P1036 - China Gold IntlISIN CA56501R1064 - Manulife Financial CorpISIN CA8443751059 – Southgobi Resources ORD REG only, settling physically
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule, plus the following additional fee in Hong Kong:
After the depository in Hong Kong has received the instruction in good order, the physical certificate along with the related signed transfer form (completed and signed by "transferor" only) must be sent to Citibank Hong Kong for processing.
After receiving the shares in good order, the depository will deposit them into CCASS on the next business day. Stamp duty for the deposit is HKD5.00 per transfer transfer / certificate.
CCASS will take 10 business days for shares re-registration as completion.
Canada - Hong Kong
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping XHKCHKH1M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Physical Transaction YesM Place of Settlement Country Code M Place of Settlement BIC
Party CA Party XHKCHKH1M Receiving Agent CDS-CA M Delivering Agent Name and Address
Party OTCO Party 900031M Buyer Name and Address M Seller Name and Address
Party Removal, Issue 1 Cert, Citi (Nominees) Limited GPO Box 14 Hong Kong
Party RBC
M Account 080000630001/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
Citibank 9/F, Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong Contact: Ms. Connie Chang (+852 2306 7331)(plus beneficial ownership information if
required)
M Settlement Processing Narrative
RBC Investor Services, Securities Cage, Attn: Mr. Inway, phone 001-416-955-5111 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3,Canada
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Citibank
9/F, Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong Contact: Ms. Connie Chang (+852 2306 7331)(plus beneficial ownership information if required)
M :70E: :SPRO //RBC Investor Services, Securities Cage, Attn: Mr. Inway, phone 001-416-955-5111 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada
M :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/XHKCHKH1M :22F: :BENE //YBEN or //NBEN E M :22F: :BENE //YBEN or NBENM :22F: :STCO //PHYSM :95C: :PSET //CA E1 M :95P: :PSET //XHKCHKH1M :95R: :REAG /CDSL/OTCO M :95Q: :DEAG //900031M :95Q: :BUYR //Removal, Issue 1 Cert, Citi (Nominees) Limited
GPO Box 14 Hong KongM :95Q: :SELL //RBC
M :97A: :SAFE //080000630001/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking36 Multi-Market Securities Guide
ISIN CA8678421063 – SUNSHINE OILSANDS LTD ORD REG only, settling removal between local registrars
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule, plus the following additional fee in Hong Kong:
Normal removal : (6 business days)Removal fee: HKD 202.50
Rush removal (2 business days)Removal fee: 0.05% on market value (subject to a minimum of HKD 5,000.00)
CCASS will take 10 business days for shares re-registration as completion.
Note: A standard transfer takes approximately one month. Customer may ask for an “express request” which takes approximatly 2 weeks
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping XHKCHKH1M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party XHKCHKH1M Receiving Agent CDS-CA M Delivering Agent Name and Address
Party OTCB Party 900031M Buyer Name and Address M Seller Name and Address
Party Removal, Issue 1 Cert, Citi (Nominees) Limited GPO Box 14 Hong Kong
Party RBC
M Account 080000630001/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
Citibank 9/F, Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong Contact is: Ms. Connie Chang (852 2306
7331)(plus beneficial ownership information if
required)
M Settlement Processing Narrative
ROYTOR & CORBC INVESTOR SERVICES TRUST,
SECURITIES CAGE155 WELLINGTON STREET WEST, 2ND
FLOORTORONTO, ON M5V 3L3ATTN: Rogerio SerpaT 416 955 5603F 416 974 8841
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Citibank
9/F, Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong Contact is: Ms. Connie Chang (852 2306 7331)(plus beneficial ownership information if required)
M :70E: :SPRO //ROYTOR & CORBC INVESTOR SERVICES TRUST, SECURITIES CAGE155 WELLINGTON STREET WEST, 2ND FLOORTORONTO, ON M5V 3L3ATTN: Rogerio SerpaT 416 955 5603F 416 974 8841
M :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/XHKCHKH1M :22F: :BENE //YBEN or //NBEN E M :22F: :BENE //YBEN or NBENM :22F: :SETR //TRADM :95P: :PSET //CDSLCATT E1 M :95P: :PSET //XHKCHKH1M :95R: :REAG /CDSL/OTCB M :95Q: :DEAG //900031M :95Q: :BUYR //Removal, Issue 1 Cert, Citi (Nominees) Limited
GPO Box 14 Hong KongM :95Q: :SELL //RBC
M :97A: :SAFE //080000630001/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 37
ISIN AU000000CNT2 CENTAMIN EGYPT LTD. only and settling via removal between local registrarsCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule.
Note: In case of CBO transfers the SDRT payment obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically.
Canada - Ireland
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party CRSTGB22M Receiving Agent CDS-CA M Delivering Agent CRESTCo
Party OTCB Party R009M Buyer Name and Address M Seller Name and Address
Party Citibank Nominees (Ireland) Limited, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
Party RBC Investor Services
M Settlement Processing Narrative
Canada to CREST Member ID CLRLUX 08XMV/ NCBO (if no change of beneficial ownership)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Canada to CREST Member ID CLRLUX 08XMV/
NCBO (if no change of beneficial ownership)M :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :SETR //TRAD EM :95P: :PSET //CDSLCATT E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /CDSL/OTCB M :95R: :DEAG /CRST/R009M :95Q: :BUYR //Citibank Nominees (Ireland) Limited, Citigroup
Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
M :95Q: :SELL //RBC Investor Services
31 December 2020 Clearstream Banking38 Multi-Market Securities Guide
Eligible Canadian equities only, settling via ENL-EOC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for The Netherlands, as published in the Clearstream Banking Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Canada - Netherlands
Deliver Free Receive FreeM Place of Safekeeping CDSLCATTXXX M Place of Safekeeping NECINL2AXXX M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party NECINL2AXXXM Receiving Agent Euroclear M Delivering Agent BIC
Party 24180 Party CEDELULLXXXM Buyer M Seller Name and Address
Party Party EOC 24180M Account CEDELULLxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/SICV/CEDELULLXXX/CEDxxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B C :98a: :TRAD //trade date and timeM :70E: :SPRO ///SICV/CEDELULLXXX/CEDE xxxxx a
M :94F: :SAFE //NCSD/CDSLCATTXXX C C :94F: :SAFE //NCSD/NECINL2AXXXM :95P: :PSET //MGTCBEBEECL E1 C :95P: :PSET //NECINL2AXXXM :95R: :REAG /ECLR/24180 C :95P: :DEAG //CEDELULLXXX
M :95Q: :SELL //EOC 24180M :97A: :SAFE //CEDELxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 39
ISIN CA37713P2035 Glass Earth Gold Limited Ord RegISIN CA6752221037 OceanaGold Corporation only and settling via removal T/A to T/AISIN CA1621631094 shs Chatham Rock Ord Reg
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule.
Canada - New Zealand
Deliver Free Receive FreeM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party RBNZNZ22XXXM Receiving Agent CDS-CA M Delivering Agent Name and Address
Party OTCB Party The Share RegistryM Buyer Name and Address M Seller BIC
Party JP Morgan Chase Bank NA PO Box 5652 Wellington 6145 New Zealand
Party ROYCCAT2
M Account IFO 1783-0001-11-05/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 080000630001/xxxxx aM Settlement Processing
NarrativeCANADA TO New Zealand M Settlement Processing
NarrativeRemoval from Canada to New Zealand
Roytor and Co., RBC Dexia Investor Services,Securities Cage, 155 Wellington Street West, 2ndFloor, Toronto, ON M5V 3L3, Canada
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CANADA TO New Zealand M :70E: :SPRO //Removal from Canada to New Zealand
Roytor and Co., RBC Dexia Investor Services,Securities Cage, 155 Wellington Street West, 2ndFloor, Toronto, ON M5V 3L3, Canada
M :22F: :SETR //TRAD EM :95P: :PSET //CDSLCATT E1 M :95P: :PSET //RBNZNZ22XXXM :95R: :REAG /CDSL/OTCB M :95Q: :DEAG //The Share RegistryM :95Q: :BUYR //JP Morgan Chase Bank NA PO Box 5652
Wellington 6145 New ZealandM :95P: :SELL //ROYCCAT2
M :94F: :SAFE //IFO 1783-0001-11-05/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //080000630001/xxxxx a
31 December 2020 Clearstream Banking40 Multi-Market Securities Guide
ISIN CA74836K1003 - Questerre Energycorp.ISIN CA98936C1068 - Zenith Energy Ltd Ord Reg only, settling via CDS-VPS link.
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
ISIN LU0488722801 - Northland Resources ORD REG only, settling via CDS - VPS linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
Canada - Norway
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping CDSLCATT M Place of Safekeeping VPSNNOKKM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party VPSNNOKKM Receiving Agent CDS-CA M Delivering Agent BIC
Party CITC Party NDEANOKKXXXM Buyer BIC M Seller BIC
Party DNBANOKC Party ROYCCAT2M Account 6211986060 M Account RBCT/080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
DNBANOKC/05005 0032346/CBL xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //DNBANOKC/05005 0032346/CBL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/VPSNNOKKE M :22F: :SETR //CONV
M :95P: :PSET //CDSLCATT E1 M :95P: :PSET //VPSNNOKKM :95R: :REAG /CDSL/CITC M :95P: :DEAG //NDEANOKKXXXM :95P: :BUYR //DNBANOKC M :95P: :SELL //ROYCCAT2M :97A: :SAFE //6211986060 M :97A: :SAFE //RBCT/080000630001/xxxxx a
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping CDSLCATT M Place of Safekeeping VPSNNOKKM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party VPSNNOKKM Receiving Agent CDS-CA M Delivering Agent BIC
Party COMO Party NDEANOKKM Buyer BIC M Seller BIC
Party NDEANOKK Party ROYCCAT2M Account NONF1002002 M Account RBCT/080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
DNBANOKC/050050032346/CBLxxxxx a M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //DNBANOKC/050050032346/CBLxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/VPSNNOKKE M :22F: :SETR //CONV
M :95P: :PSET //CDSLCATT E1 M :95P: :PSET //VPSNNOKKM :95R: :REAG /CDSL/COMO M :95P: :DEAG //NDEANOKKM :95P: :BUYR //NDEANOKK M :95P: :SELL //ROYCCAT2M :97A: :SAFE //NONF1002002 M :97A: :SAFE //RBCT/080000630001/xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 41
ISIN CA5012401058 - Kulczyk Oil Ven Ord Br only, settling via CBL-KDPW linkCreationOnline
Xact via SWIFT
Fees: Transfers are done via KDPW account (72457) with CBL; internal transaction fees are charged.
Canada - Poland
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping KDPWPLPWM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CEDELULL Party KDPWPLPWM Receiving Agent Clearstream Banking Luxembourg M Delivering Agent NDS
Party 72457 Party 000M Seller BIC
Party CEDELULLM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
9240000/CBL/xxxxx a M Settlement Processing Narrative
CROSSBORDER
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///9240000/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :70E: :SPRO //CROSSBORDERM :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/KDPWPLPWM :95P: :PSET //CEDELULL E1 M :95P: :PSET //KDPWPLPWM :95R: :REAG //CEDE/72457 M :95R: :DEAG //KDPW/000
M :95P: :SELL //CEDELULLM :97A: :SAFE //xxxxx a
31 December 2020 Clearstream Banking42 Multi-Market Securities Guide
ISIN CA0494771029 - Atlatsa ResourcesISIN CA2768555096 - Eastern Platinum ORD REGISIN CA3901241057 - Great Basin Gold Ltd.ISIN CA91701P1053 - Uranium One Inc. only, settling via removal between local registrars
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule.
Canada - South Africa
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping STRAZAJJM Trade Date/Time trade date and time M Trade Date/Time trade date and time (SD-1 is possible)M Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party STRAZAJJM Receiving Agent CDS-CA M Delivering Agent BIC
Party OTCB Party SCBLZAJ2M Buyer Name and Address M Seller Name and Address
Party Standard Chartered Nominees South Africa (Pty) Ltd, 5th Floor, 4 Sandown Valley Crescent, Sandton 2196
Party RBC Investor ServicesM Account 080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
Canada to South Africa - Strate CSDP Participant ID - 20005199 Removal to Standard Chartered Nominees South Africa (Pty) Ltd, 5th Floor, 4 Sandown Valley Crescent, Sandton 2196
M Settlement Processing Narrative
Physical shares/Removal from Canada to South Africa
C Beneficial Ownership Indicator
No change of beneficial owner (if no change of beneficial owner); otherwise, blank
C Stamp Duty Status ZA Exempt (if no change of beneficial owner); otherwise, blank.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time (SD-1 is possible)M :70E: :SPRO //Canada to South Africa - Strate CSDP Participant
ID - 20005199 Removal to Standard Chartered Nominees South Africa (Pty) Ltd, 5th Floor, 4 Sandown Valley Crescent, Sandton 2196
M :70E: :SPRO //Physical shares/Removal from Canada to South Africa
M :94F: :SAFE //NCSD/CDSLCATT C CE C :22F: :BENE //NBEN (if no change of beneficial owner); otherwise,
omit:22F: :STAM /STRA/USTN (if no change of beneficial owner);
otherwise, omitM :22F: :SETR //TRADM :95P: :PSET /CDSLCATT E1 M :95P: :PSET //STRAZAJJM :95R: :REAG /CDSL/OTCB M :95P: :DEAG //SCBLZAJ2M :95Q: :BUYR //Standard Chartered Nominees South Africa (Pty)
Ltd, 5th Floor, 4 Sandown Valley Crescent, Sandton 2196
M :95Q: :SELL //RBC Investor ServicesM :97A: :SAFE //080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 43
ISIN ZAE000079703 - Witwatersrand Con Gold Ltd. only, settling via removal between local registrars / TA
CreationOnline
Xact via SWIFT
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping STRAZAJJM Trade Date/Time trade date and time M Trade Date/Time trade date and time (SD-1 is possible)M Place of Settlement Country Code M Place of Settlement BIC
Party CA - Canada Physical Party STRAZAJJM Receiving Agent CDS-CA M Delivering Agent BIC
Party OTCO Party SCBLZAJ2M Buyer Name and Address M Seller Name and Address
Party Standard Chartered Nominees (TVL) (PTY) Limited, PO Box 2453 Johannesburg 2000
Party RBC Investor ServicesM Account 080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
Canada to South Africa - Strate CSDP Participant ID - 20005199 Removal to Standard Bk, PO Box 2453 Johannesburg 2000
M Settlement Processing Narrative
Physical shares/Removal from Canada to South Africa
C Beneficial Ownership Indicator
No change of beneficial owner (if no change of beneficial owner); otherwise, blank
C Stamp Duty Status ZA Exempt (if no change of beneficial owner); otherwise, blank.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time (SD-1 is possible)M :70E: :SPRO //Canada to South Africa - Strate CSDP Participant
ID - 20005199 Removal to Standard Bk, PO Box 2453 Johannesburg 2000
M :70E: :SPRO //Physical shares/Removal from Canada to South Africa
M :94F: :SAFE //NCSD/CDSLCATT C CE C :22F: :BENE //NBEN (if no change of beneficial owner); otherwise,
omit:22F: :STAM /STRA/USTN (if no change of beneficial owner);
otherwise, omitM :22F: :STCO //PHYSM :22F: :SETR //TRADM :95C: :PSET //CA E1 M :95P: :PSET //STRAZAJJM :95R: :REAG /CDSL/OTCO M :95P: :DEAG //SCBLZAJ2M :95Q: :BUYR //Standard Chartered Nominees (TVL) (PTY)
Limited, PO Box 2453 Johannesburg 2000M :95Q: :SELL //RBC Investor ServicesM :97A: :SAFE //080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking44 Multi-Market Securities Guide
ISIN CA00829Q1019 - Africa Oil Corp. Ord RegISIN CA29786T1057 - Etrion Corp Ord Reg ISIN CA46016U1084 - Inter. Petr Cor Ord RegISIN CA54928Q1081 - Lucara Diamond CorpISIN CA5503711080 - Lundin Gold Inc Ord RegISIN CA5503721063 - Lundin Mining CorporationISIN CA8169221089 - Semafo Inc ISIN CA8193201024 - Shamaran Petroleum securities only, settling via CDS-VPC link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule.
ISIN GB00B635TG28 - Enquest plc ISIN SE0000825820 - Lundin Petroleum AB only, settling via CDS-VPC link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule, plus SEK 3000. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction in Sweden.
Canada - Sweden
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping VPCSSESSM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party VPCSSESSM Receiving Agent CDS-CA M Delivering Agent BIC
Party RBCU Party ESSESESSM Buyer BIC M Seller BIC
Party ESSESESS Party BBHCUS33M Account 090002450007 M Account RBCT/080000630001/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/VPCSSESS
E M :70E: :SPRO //CONVERSIONM :95P: :PSET //CDSLCATT E1 M :95P: :PSET //VPCSSESSM :95R: :REAG /CDSL/RBCU M :95P: :DEAG //ESSESESSM :95P: :BUYR //ESSESESS M :95P: :SELL //BBHCUS33M :97A: :SAFE //090002450007 M :97A: :SAFE //RBCT/080000630001/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping VPCSSESSM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party VPCSSESSM Receiving Agent CDS-CA M Delivering Agent BIC
Party SEBS Party ESSESESSM Buyer BIC M Seller BIC
Party ESSESESS Party CDSLCATTM Account 01001604997/CBLxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
Set up with SEBZ on Intl System M Settlement Processing Narrative
Conversion
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Set up with SEBZ on Intl System M :70E: :SPRO //ConversionM :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/VPCSSESSM :95P: :PSET //CDSLCATT E1 M :95P: :PSET //VPCSSESSM :95R: :REAG /CDSL/SEBS M :95P: :DEAG //ESSESESSM :95P: :BUYR //ESSESESS M :95P: :SELL //CDSLCATTM :97A: :SAFE //01001604997/CBLxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 45
ISIN CH0024899483 UBS AG settling via SECOM-DTC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule.
Canada - Switzerland
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping INSECHZZM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party DTCYUS33XXXM Receiving Agent CDS-CA M Delivering Agent DTC - US
Party DTCC Party 06000M Buyer DTC M Seller BIC
Party 0010 Party ROYCCAT2XXXM Account 4945317/CH100025/xxxxx a
a.xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account RBCT 080000630001/xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/INSECHZZM :95P: :PSET //CDSLCATT E1 M :95P: :PSET //DTCYUS33XXXM :95R: :REAG /CDSL/DTCC M :95R: :DEAG //DTCYID/06000M :95R: :BUYR /DTCYID/0010 M :95P: :SELL //ROYCCAT2XXXM :97A: :SAFE //4945317/CH100025/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //RBCT 080000630001/xxxxx a
31 December 2020 Clearstream Banking46 Multi-Market Securities Guide
Limited Canadian equities only, settling via DTC-Euroclear UK & Ireland linkCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule.
Canada - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party CRSTGB22M Receiving Agent CDS-CA M Delivering Agent CRESTCo
Party DTCC Party XBDRM Buyer DTC M Seller Name and Address
Party 00002012 Party DTC5099/RBCTM Account 00XJJ CLRLUX2 M Account 080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CRSTGB22 M Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CRSTGB22M :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/CRSTGB22
E M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)M :95P: :PSET //CDSLCATT E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /CDSL/DTCC M :95R: :DEAG /CRST/XBDRM :95R: :BUYR /DTCYID/00002012 M :95Q: :SELL //DTC5099/RBCTM :97A: :SAFE //00XJJ CLRLUX2 M :97A: :SAFE //080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party CRSTGB22M Receiving Agent CDS-CA M Delivering Agent CRESTCo
Party DTCC Party XBDRM Buyer DTC M Seller Name and Address
Party 00002012 Party DTC5099/RBCTM Account 14XKL CLRLUX M Account 080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Stamp Duty Status UK Transfer between CSP or ADR accounts
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CRSTGB22M :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/CRSTGB22
E M :22F: :STAM /CRST/GBTXM :95P: :PSET //CDSLCATT E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /CDSL/DTCC M :95R: :DEAG /CRST/XBDRM :95R: :BUYR /DTCYID/00002012 M :95Q: :SELL //DTC5099/RBCTM :97A: :SAFE //14XKL CLRLUX M :97A: :SAFE //080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 47
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT2
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule.
Note: Customers are strongly recommended to send their instructions on SD-1. The customer must send a free-format message to the Settlement team in charge of Canada, providing the instruction reference and the information that it is a transfer between Canada and the UK. In case of CBO transfers the SDRT payment obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically.
ISIN BM4834061049 - Kalimantan Gold Corp., ISIN CA9170171057 - Uranium Particip OrdISIN CA0080H1082 - African Aura Corp ISIN CA95801T1075 - Western Coal CorporationISIN CA0515471070 - Aureus Mining Inc Ord Reg ISIN CA9842381050 - YM Biosciences Inc.ISIN CA36315W1032 - Galantas Gold Corp ISIN GB0034246743 – Oriel Resources plcISIN CA4656761042 - Ithaca Energy Inc. ISIN GB00B03TH577 - African Copper plcISIN CA5640071026 - Mano River Resources ISIN GB00B06K1665 - Alexander Mining LtdISIN CA61534J1057 Mood Media Corp Ord Reg ISIN GB00B0CY5V57 - Serica Energy plcISIN CA61981U1084 - Moto Goldmines Ltd. ISIN GB00B44QDS07 Allied Gold Mining ORDISIN CA6390971043 - Nautilus Minerals Inc ISIN GG00B1W7FC20 - Crytologic Ltd Ord RegISIN CA6871961059 - Orosur Mining Inc Ord Reg ISIN GG00B779P585 - Platmin Ltd Ord RegISIN CA6779091033 - Oilexco Inc. ISIN JE00B1HNYF12 - Minera Irl LtdISIN CA77277R2037 - Rock Well Petroleum Inc. ISIN JE00B2QY9G86 - Arawak Energy LimitedISIN CA8629281087 - Stratic Energy Corp. ISIN KYG224041189 - Coastal Energy Co Ord RegISIN CA8849031056 - Thomson Reuters Corp. ISIN KYG876361091 - Tethys Petroleum LtdISIN CA8999101030 - Turbo Power Sys. Inc ISIN VGG0472G1147 – Arian Silver Corp.ISIN CA9169091043 - Uruguay Mineral Explorationa
a. Cross border transfers in ISIN CA9169091043 from UK to U.S.A. and visa versa must be executed via Canada. Please use this linkto transfer the holdings from UK to Canada.
ISIN VGG9828A1194 - Xcite Energy Ltd only and settling via removal between local registrars
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party CRSTGB22M Receiving Agent CDS-CA M Delivering Agent CRESTCo
Party OTCB Party R009M Buyer Name and Address M Seller Name and Address
Party VIDACOS NOMINEESCitigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
Party RBC Investor Services
M Settlement Processing Narrative
Canada to UK CREST Member ID CLRLUX2 00XJJ/NCBO (if no change of beneficial ownership)
M Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Canada to UK
CREST Member ID CLRLUX2 00XJJ/NCBO (if no change of beneficial ownership)
M :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/CRSTGB22 E M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)
M :22F: :SETR //TRADM :95P: :PSET //CDSLCATT E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /CDSL/OTCB M :95R: :DEAG /CRST/R009M :95Q: :BUYR //VIDACOS NOMINEES
Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
M :95Q: :SELL //RBC Investor Services
31 December 2020 Clearstream Banking48 Multi-Market Securities Guide
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule.
Note: Customers are strongly recommended to send their instructions on SD-1. The SDRT payment obligation is with the 1.5% receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. The customer must send a free-format message to the Settlement team in charge of Canada, providing the instruction reference and the information that it is a transfer between Canada and the UK.
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party CRSTGB22M Receiving Agent CDS-CA M Delivering Agent CRESTCo
Party OTCB Party R009M Buyer Name and Address M Seller Name and Address
Party VIDACOS NOMINEESCitigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
Party RBC Investor Services
M Settlement Processing Narrative
Canada to UKCREST Member ID CLRLUX 14XKL/NCBO (if no change of beneficial ownership)
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Canada to UK
CREST Member ID CLRLUX 14XKL/NCBO (if no change of beneficial ownership)
M :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CDSLCATT E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /CDSL/OTCB M :95R: :DEAG /CRST/R009M :95Q: :BUYR //VIDACOS NOMINEES
Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
M :95Q: :SELL //RBC Investor Services
Clearstream Banking 31 December 2020Multi-Market Securities Guide 49
ISIN GB00B0WD0R35 - Solgold plc settling via removal between local registrarsCreationOnline 0.5% SDRT
Xact via SWIFT 0.5% SDRT
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule.
Note: Customers are strongly recommended to send their instructions on SD-1. The SDRT payment obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. The customer must send a free-format message to the Settlement team in charge of Canada, providing the instruction reference and the information that it is a transfer between Canada and the UK.
CreationOnline 1.5% SDRT
Xact via SWIFT 1.5% SDRT
Fees: Standard transaction fee for Canada, as published in the Clearstream Banking Fee Schedule.
Note: Customers are strongly recommended to send their instructions on SD-1. The SDRT payment obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. The customer must send a free-format message to the Settlement team in charge of Canada, providing the instruction reference and the information that it is a transfer between Canada and the UK.
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party CRSTGB22M Receiving Agent CDS-CA M Delivering Agent CRESTCo
Party OTCB Party R009M Buyer Name and Address M Seller Name and Address
Party VIDACOS NOMINEESCitigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
Party RBC Investor Services
M Settlement Processing Narrative
Canada to UKCREST Member ID CLRLUX2 00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Canada to UK
CREST Member ID CLRLUX2 00XJJM :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/CRSTGB22 M :22F: :SETR //TRAD EM :95P: :PSET //CDSLCATT E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /CDSL/OTCB M :95R: :DEAG /CRST/R009M :95Q: :BUYR //VIDACOS NOMINEES
Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
M :95Q: :SELL //RBC Investor Services
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party CRSTGB22M Receiving Agent CDS-CA M Delivering Agent CRESTCo
Party OTCB Party R009M Buyer Name and Address M Seller Name and Address
Party VIDACOS NOMINEESCitigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
Party RBC Investor Services
M Settlement Processing Narrative
Canada to UKCREST Member ID CLRLUX 14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Canada to UK
CREST Member ID CLRLUX 14XKLM :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CDSLCATT E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /CDSL/OTCB M :95R: :DEAG /CRST/R009M :95Q: :BUYR //VIDACOS NOMINEES
Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
M :95Q: :SELL //RBC Investor Services
31 December 2020 Clearstream Banking50 Multi-Market Securities Guide
Canadian and U.S. equities and U.S. bonds settling via CDS-DTCC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Canada, plus an additional charge for RVP/DVP settlements, as published in the Clearstream Banking Fee Schedule.
Note: Cross border transfers in ISIN CA9169091043 from UK to U.S.A. and visa versa must be executed via Canada. Please use this link to transfer the holdings from Canada to U.S.A.
Canada - U.S.A.
Deliver Free Receive FreeM Place of Safekeeping CDSLCATT M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeO Deal Price O Deal PriceM Place of Settlement BIC M Place of Settlement BIC
Party CDSLCATT Party DTCYUS33M Receiving Agent CDS - CA M Delivering Agent DTC - US
Party DTCC Party 6000M Buyer DTC M Seller BIC
Party 00000908 Party ROYCCAT2M Account 089154/CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
O Account 080000630001/xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //Trade date/time B M :98a: :TRAD //Trade date/timeM :94F: :SAFE //NCSD/CDSLCATT C M :94F: :SAFE //NCSD/DTCYUS33O :90a: :DEAL //Deal price O :90a: :DEAL //Deal priceM :95P: :PSET //CDSLCATT E1 M :95P: :PSET //DTCYUS33M :95R: :REAG /CDSL/DTCC M :95R: :DEAG /DTCYID/6000M :95R: :BUYR /DTCYID/00000908 M :95P: :SELL //ROYCCAT2M :97A: :SAFE //089154/CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
O :97A: :SAFE //080000630001/xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 51
ISIN IE00BD5B1Y92 - Bank of Cyprus Holdings PlcCreationOnline
Xact via SWIFT
Cyprus - Ireland
Deliver Free Receive FreeM Place of Safekeeping XCYSCY2NXXX M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Additional Places Type: Place of Trade
Code: OTC TradesNarrative: OTC
M Place of Settlement BIC M Place of Settlement BICParty XCYSCY2NXXX Party CRSTGB22
M Receiving Agent Name and Address M Delivering Agent CRESTCOParty CREST DEPO Party R044
M Buyer Name and AddressParty //Citibank nominees (Ireland) Limited
A/C CLRLUX 08XMV
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/XCYSCY2NM :94B: :TRAD //OTCO/OTC :94F: :SAFE //NCSD/CRSTGB22XXXM :95P: :PSET //XCYSCY2NXXX E1 M :95P: :PSET //CRSTGB22XXXM :95Q: :REAG //CREST DEPO M :95R: :DEAG /CRST/R044M :95Q: :BUYR //Citibank nominees (Ireland) Limited
A/C CLRLUX 08XMV
31 December 2020 Clearstream Banking52 Multi-Market Securities Guide
ISIN AT0000652011 shs Erste Group Bank AGCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Czech Republic, as published in the Clearstream Banking Fee Schedule.
Czech Republic - Austria
Deliver Free Receive FreeM Place of Safekeeping UNIYCZPP M Place of Safekeeping OCSDATWWM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party UNIYCZPP Party MGTCBEBEECLM Receiving Agent BIC M Delivering Agent Euroclear
Party CEDELULL Party 14637Ma
a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague.
Buyer BICb
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges.
Ma Seller BICb
Party CEDELULL Party ordering party’s BICM Account xxxxx c
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/UNIYCZPP C M :94F: :SAFE //NCSD/OCSDATWWM :95P: :PSET //UNIYCZPP E1 M :95P: :PSET //MGTCBEBEECLM :95Q: :REAG //CEDELULL M :95R: :DEAG /ECLR/14637Ma
a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague
:95P: :BUYR //CEDELULL b
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges.
Ma :95P: :SELL //Ordering party’s BIC, if different from DEAGb
M :97A: :SAFE //xxxxx c
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 53
ISIN BE0003878957 - shs VGP only, settling via CDCP-Clearstream linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Czech Republic, as published in the Clearstream Banking Fee Schedule.
Czech Republic - Belgium
Deliver Free Receive FreeM Place of Safekeeping UNIYCZPP M Place of Safekeeping CIKBBEBBM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party UNIYCZPP Party MGTCBEBEECLM Receiving Agent BIC M Delivering Agent Euroclear
Party CEDELULL Party 14637Ma
a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague.
Buyer BICb
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges.
Ma Seller BICb
Party CEDELULL Party ordering party’s BICM Account xxxxx c
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/UNIYCZPP C M :94F: :SAFE //NCSD/CIKBBEBBM :95P: :PSET //UNIYCZPP E1 M :95P: :PSET //MGTCBEBEECLM :95P: :REAG //CEDELULL M :95R: :DEAG /ECLR/14637Ma
a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague
:95P: :BUYR //CEDELULLb
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges.
Ma :95P: :SELL //Ordering party’s BIC, if different from DEAGb
M :97A: :SAFE //xxxxx c
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking54 Multi-Market Securities Guide
ISIN LU0122624777 - Orco Property Group SA only, settling via CDCP linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Czech Republic, as published in the Clearstream Banking Fee Schedule.
Czech Republic - France
Deliver Free Receive FreeM Place of Safekeeping UNIYCZPP M Place of Safekeeping SICVFRPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party UNIYCZPP Party MGTCBEBEECLM Receiving Agent BIC M Delivering Agent Euroclear
Party CEDELULL Party 14637Ma
a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague.
Buyer BICb
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges.
Ma Seller BICb
Party CEDELULL Party ordering party’s BICM Account xxxxx c
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/UNIYCZPP C M :94F: :SAFE //NCSD/SICVFRPPM :95P: :PSET //UNIYCZPP E1 M :95P: :PSET //MGTCBEBEECLM :95Q: :REAG //CEDELULL M :95R: :DEAG /ECLR/14637Ma
a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague
:95P: :BUYR //CEDELULLb
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges.
Ma :95P: :SELL //Ordering party’s BIC, if different from DEAGb
M :97A: :SAFE //xxxxx c
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 55
ISIN NL0010391108 - PHOTON ENERGY INV ORD BR only, settling via CDCP-CBL linkCreationOnline
Xact via SWIFT
Czech Republic - Netherlands
Deliver Free Receive FreeM Place of Safekeeping UNIYCZPP M Place of Safekeeping NECINL2AXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party UNIYCZPP Party MGTCBEBEECLM Receiving Agent BIC M Delivering Agent Euroclear
Party CEDELULL Party 14637M Buyer BIC M Seller Name and Address
Party CEDELULL Party Transfer from CZ market CEDELLULM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/UNIYCZPP C M :94F: :SAFE //NCSD/NECINL2AXXXM :95P: :PSET //UNIYCZPP E1 M :95P: :PSET //MGTCBEBEECLM :95Q: :REAG //CEDELULL M :95R: :DEAG /ECLR/14637M :95P: :BUYR //CEDELULL M :95Q: :SELL //Transfer from CZ market CEDELLULM :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking56 Multi-Market Securities Guide
ISIN CZ0005112300 shs CEZ II only, settling via CBL - KDPW linkCreationOnline
Xact via SWIFT
Fees: Transfers are via KDPW account (72457) with CBL; internal transaction fees are charged.
Czech Republic - Poland
Deliver Free Receive Free
M Place of Safekeeping UNIYCZPP M Place of Safekeeping KDPWPLPWM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CEDELULL Party KDPWPLPWM Receiving Agent Clearstream Banking Luxembourg M Delivering Agent NDS
Party 72457 Party 000M Seller BIC
Party CEDELULLM Account M Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
9240000/CBL/xxxxx a M Settlement Processing Narrative
CROSSBORDER
MT542 Deliver Free Seq MT540 Receive Free
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //9240000/CBL/xxxxx a M :70E: :SPRO //CROSSBORDERM :94F: :SAFE //NCSD/UNIYCZPP C M :94F: :SAFE //NCSD/KDPWPLPWM :95P: :PSET //CEDELULL E1 M :95P: :PSET //KDPWPLPWM :95R: :REAG /CEDE/72457 M :95R: :DEAG /KDPW/000
M :95P: :SELL //CEDELULLM :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 57
ISIN GB00B42CTW68 - New World ResourcesISIN GB00BF5SDZ96 - Stock Spirits Group only, settling via CDCP link
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Customers must send a free-format message to the Settlement team in charge of Czech domestic settlement providing the details of the instructed cross-border trade.
Czech Republic - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping UNIYCZPP M Place of Safekeeping CRSTGB22 M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party UNIYCZPP Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party CRSTGB22 Party CRST/14XKLM Buyer BIC M Seller BIC
Party CEDELULL Party CEDELULLAccount xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 84473M Settlement Processing
NarrativeCross-border CZ to UK
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
M Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Cross-border CZ to UKM :94F: :SAFE //NCSD/UNIYCZPP C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :BENE //YBEN or NBEN E
M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)M :95P: :PSET //UNIYCZPP E1 M :95P: :PSET //CRSTGB22M :95R: :REAG //CRSTGB22 M :95R: :DEAG /CRST/14XKLM :95P: :BUYR //CEDELULL M :95P: :SELL //CEDELULLM :97A: :SAFE //xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //84473
Deliver Free Receive FreeM Place of Safekeeping UNIYCZPP M Place of Safekeeping CRSTGB22 M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party UNIYCZPP Party CEDELULLM Receiving Agent BIC M Delivering Agent Clearstream Banking Luxembourg
Party CEDELULL Party 84473M Buyer BIC M Seller BIC
Party CEDELULL Party Ordering party’s BICAccount xxxxxa Account xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
Cross-border CZ to UK M Settlement Processing Narrative
Cross-border CZ to UK
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Cross-border CZ to UK M :70E: :SPRO //Cross-border CZ to UKM :94F: :SAFE //NCSD/UNIYCZPP C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //UNIYCZPP E1 M :95P: :PSET //CEDELULLM :95R: :REAG //CEDELULL M :95P: :DEAG //CEDE/84473M :95P: :BUYR //CEDELULL M :95P: :SELL //Ordering party’s BICM :97A: :SAFE //xxxxxa M :97A: :SAFE //xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking58 Multi-Market Securities Guide
ISIN BMG200452024 - Central Europe Media shs only, settling via CDCP-CBL linkCreationOnline
Xact via SWIFT
Fees: On request.
Note: Customers are strongly recommended to send their instructions on SD-1.
Czech Republic - U.S.A.
Deliver Free Receive Free
M Place of Safekeeping UNIYCZPP M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party UNIYCZPP Party MGTCBEBEECLM Receiving Agent BIC M Delivering Agent Euroclear
Party CEDELULL Party 14637Ma
a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague.
Buyer BICb
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges.
Ma Seller BICb
Party CEDELULL Party ordering party’s BICM Account xxxxx c
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive Free
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/UNIYCZPP C M :94F: :SAFE //NCSD/DTCYUS33M :95P: :PSET //UNIYCZPP E1 M :95P: :PSET //MGTCBEBEECLM :95P: :REAG //CEDELULL M :95R: :DEAG /ECLR/14637Ma
a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague
:95P: :BUYR //CEDELULLb
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges.
Ma :95P: :SELL //Ordering party’s BIC, if different from DEAGb
M :97A: :SAFE //xxxxx c
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 59
ISIN SE0000427361 - NORDEAISIN SE0003366871 - SAS only, settling via VP-VPC link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Denmark, as published in the Clearstream Banking Fee Schedule, plus DKK 500 per transaction and plus DKK 300 (only for transactions in SE0000427361 and SE0003366871) or plus SEK 1750 (only for transactions in DK0060083566). A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
ISIN DK0060738409 - NORDIC WATERPISIN DK0060952240 - SHS BETTER CLCTIVE ORD BR
CreationOnline
Xact via SWIFT
Denmark - Sweden
Deliver Free Receive FreeM Place of Safekeeping VPDKDKKK M Place of Safekeeping VPCSSESSM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPDKDKKK Party VPCSSESSM Receiving Agent BIC M Delivering Agent BIC
Party NDEAFIHH030 Party NDEADKKKM Buyer BIC M Seller BIC
Party NDEASESS Party NDEADKKKM Account 020850851002110 M Account 3069292909/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CONVERSION M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSION M :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/VPDKDKKK C M :94F: :SAFE //NCSD/VPCSSESSM :95P: :PSET //VPDKDKKK E1 M :95P: :PSET //VPCSSESSM :95P: :REAG //NDEAFIHH030 M :95R: :DEAG //NDEADKKKM :95P: :BUYR //NDEASESS M :95P: :SELL //NDEADKKKM :97A: :SAFE //020850851002110 M :97A: :SAFE //3069292909//CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping VPDKDKKK M Place of Safekeeping VPCSSESSM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPDKDKKK Party VPCSSESSM Receiving Agent BIC M Delivering Agent BIC
Party DABADKKKCUS Party NDEADKKKM Buyer BIC M Seller BIC
Party VPCSSESS Party NDEADKKKM Account 796719680 M Account 3069292909/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CONVERSION M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSION M :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/VPDKDKKK C M :94F: :SAFE //NCSD/VPCSSESSM :95P: :PSET //VPDKDKKK E1 M :95P: :PSET //VPCSSESSM :95P: :REAG //DABADKKKCUS M :95P: :DEAG //NDEADKKKM :95P: :BUYR //VPCSSESS M :95P: :SELL //NDEADKKKM :97A: :SAFE //796719680 M :97A: :SAFE //3069292909//CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking60 Multi-Market Securities Guide
Danish securities settling via T2SCreationOnline
Xact via SWIFT
Denmark - Switzerland
Deliver Free Receive FreeM Place of Safekeeping VPDKDKKKXXX M Place of Safekeeping INSECHZZXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPDKDKKKXXX Party VPDKDKKKXXXM Receiving Agent BIC M Delivering Agent BIC
Party NDEAFIHH030 Party CEDELULLXXXM Buyer BIC M Seller BIC
Party UBSWCHZH80A Party yyyyyyyyyyya
a. yyyyyyyyyyy = The Clearstream Banking customer’s BIC.
M Settlement Processing Narrative
SAFE/CUST/INSECHZZXXX PLEASE SETTLE VIA T2S
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //SAFE/CUST/INSECHZZXXX PLEASE SETTLE VIA T2SM :94F: :SAFE //NCSD/VPDKDKKKXXX C M :94F: :SAFE //NCSD/INSECHZZXXXM :95P: :PSET //VPDKDKKKXXX E1 M :95P: :PSET //VPDKDKKKXXXM :95P: :REAG //NDEAFIHH030 M :95P: :DEAG //CEDELULLXXXM :95P: :BUYR //UBSWCHZH80A M :95P: :SELL //yyyyyyyyyyya
a. yyyyyyyyyyy = The Clearstream Banking customer’s BIC.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 61
ISIN DK0060005684- Eurotrust A/S securities only, settling via removal between local registrarsFees: Standard transaction fee for Denmark, as published in the Clearstream Banking Fee Schedule, plus
DKK 500 per transaction.
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Denmark - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping VPDKDKKK M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPDKDKKK Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party NDEADKKK Party CRESTM Buyer BIC M Seller Name and address
Party CITIGB2L Party DABADKKK/CEDELULL.3069292909M Account 020001003195097M Settlement Processing
NarrativeComputershare acc. 6011405748 lfo CREST
00XJJ acc. CLRLUX2
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Computershare acc. 6011405748 lfo CREST 00XJJ
acc. CLRLUX2M :94F: :SAFE //NCSD/VPDKDKKK C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //VPDKDKKK E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //NDEADKKK M :95R: :DEAG /CRST/CRESTM :95P: :BUYR //CITIGB2L M :95Q: :SELL //DABADKKK/CEDELULL.3069292909M :97A: :SAFE //020001003195097
Deliver Free Receive FreeM Place of Safekeeping VPDKDKKK M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPDKDKKK Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party NDEADKKK Party CRESTM Buyer BIC M Seller Name and address
Party CITIGB2L Party DABADKKK/CEDELULL.3069292909M Account 020001003195097M Settlement Processing
NarrativeComputershare acc. 6011405748 lfo CREST
14XKL acc. CLRLUX
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Computershare acc. 6011405748 lfo CREST
14XKL acc. CLRLUXM :94F: :SAFE //NCSD/VPDKDKKK C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //VPDKDKKK E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //NDEADKKK M :95R: :DEAG /CRST/CRESTM :95Q: :BUYR //CITIGB2L M :95Q: :SELL //DABADKKK/CEDELULL.3069292909M :97A: :SAFE //020001003195097
31 December 2020 Clearstream Banking62 Multi-Market Securities Guide
Finnish equities settling via EOC-EFR linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Finland, as published in the Clearstream Banking Fee Schedule.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Finland - France
Deliver Free Receive FreeM Place of Safekeeping APKEFIHH M Place of Safekeeping SICVFRPPXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC of Country Code M Place of Settlement BIC
Party MGTCBEBEECL Party SICVFRPPXXXM Receiving Agent Euroclear M Delivering Agent BIC
Party 22429 Party CEDELULLXXXM Seller Name and Address
Party EOC 22429M Settlement /SICV/CEDELULLXXX/CEDxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CEDELULL xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //SICV/CEDELULLXXX/CEDxxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/APKEFIHH C M :94F: :SAFE //NCSD/SICVFRPPXXXM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //SICVFRPPXXXM :95R: :REAG /ECLR/22429 M :95P: :DEAG //CEDELULLXXX
M :95Q: :SELL //EOC 22429M :97A: :SAFE //CEDELULL xxxxxa
Clearstream Banking 31 December 2020Multi-Market Securities Guide 63
Finnish securities only, settling via CBL-MT linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Finland, as published in the Clearstream Banking Fee Schedule.
Note: The customer must send a free-format message to OEU Unit providing the instruction details.
Finland - Italy
Deliver Free Receive FreeM Place of Safekeeping APKEFIHHXXX M Place of Safekeeping MOTIITMMXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEXXX Party MOTIITMMXXXM Receiving Agent Euroclear M Delivering Agent BIC
Party 21891 Party MGTCBEBEECLM Seller BIC
Party CEDELULLXXXM Account xxxxxa
M Settlement Processing Narrative
CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/APKEFIHH C M :94F: :SAFE //NCSD/MOTIITMMXXXM :95P: :PSET //MGTCBEBEXXX E1 M :95P: :PSET //MOTIITMMXXXM :95P: :REAG /ECLR/21891 M :95P: :DEAG //MGTCBEBEECL
M :95P: :SELL //NDEAFIHHXXXM :97A: :SAFE //xxxxxa
31 December 2020 Clearstream Banking64 Multi-Market Securities Guide
Eligible Finnish equities only settling via EOC-ENL linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for the Bridge, as published in the Clearstream Banking Fee Schedule.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Finland - Netherlands
Deliver Free Receive FreeM Place of Safekeeping APKEFIHH M Place of Safekeeping NECINL2AM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party NECINL2AXXXM Receiving Agent Euroclear M Delivering Agent BIC
Party 24180 Party CEDELULLXXXM Seller Name and Address
Party EOC 24180M Account CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/SICV/CEDELULLXXX/CEDxxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///SICV/CEDELULLXXX/CEDxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/APKEFIHH C M :94F: :SAFE //NCSD/NECINL2AM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //NECINL2AXXXM :95R: :REAG /ECLR/24180 M :95P: :DEAG //CEDELULLXXX
M :95Q: :SELL //EOC 24180M :94F: :SAFE //CEDELULL xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 65
ISIN FI0009000277 - TIETOEVRY ORD REG settling via Euroclear Finland-VPS
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Finland, as published in the Clearstream Banking Fee Schedule.
Finland - Norway
Deliver Free Receive FreeM Type of Settlement
TransactionTRAD
M Place of Safekeeping APKEFIHH M Place of Safekeeping VPSNNOKKM Trade Date/Time trade date M Trade Date/Time trade dateM Place of Settlement BIC M Place of Settlement BIC
Party APKEFIHHXXX Party VPSNNOKKXXXM Receiving Agent BIC M Delivering Agent BIC
Party NDEAFIHHXXX Party NDEAN0KKXXXM Buyer BIC M Seller BIC
Party NDEAN0KKXXX Party CEDELULLXXXM Account BIC of CBL customerM Settlement Processing
NarrativeCONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/APKEFIHH C M :94F: :SAFE //NCSD/VPSNNOKKM :22F: :SETR //TRAD EM :95P: :PSET //APKEFIHHXXX E1 M :95P: :PSET //VPSNNOKKXXXM :95P: :REAG //NDEAFIHHXXX M :95P: :DEAG //NDEAN0KKXXXM :95P: :BUYR //NDEAN0KKXXX M :95P: :SELL //CEDELULLXXX
M :97A: :SAFE //BIC of CBL customer
31 December 2020 Clearstream Banking66 Multi-Market Securities Guide
ISIN FI0009000277 - TIETOENATOR CorporationISIN FI0009000681 - NOKIAISIN FI4000123096 - SAVO-SOLAR LTD ORD REGISIN FI4000297767 - NORDEA BK ABP
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Finland, as published in the Clearstream Banking Fee Schedule plus fee SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Finland - Sweden
Deliver Free Receive FreeM Place of Safekeeping APKEFIHH M Place of Safekeeping VPCSSESSM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party APKEFIHH Party VPCSSESSM Receiving Agent BIC M Delivering Agent BIC
Party NDEAFIHH Party CEDELULLM Buyer BIC M Seller BIC
Party VPCSSESS Party Ordering party’s BICor Seller BIC
Party CEDELULL (if the customer has an unpublished BIC)
M Account 4410001000089.xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CONVERSION M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSION M :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/APKEFIHH C M :94F: :SAFE //NCSD/VPCSSESSM :95P: :PSET //APKEFIHH E1 M :95P: :PSET //VPCSSESSM :95P: :REAG //NDEAFIHH M :95P: :DEAG //CEDELULLM :95P: :BUYR //VPCSSESS M :95P: :SELL //Ordering party’s BIC
or :95P: :SELL //CEDELULL (if the customer has an unpublished BIC)M :97A: :SAFE 4410001000089.xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 67
ISIN SE0000667925 - TELIASONERA AB ORD.ISIN SE0000108656 - ERICSSON TEL.SERIES B (FREE)ISIN SE0000120669 - SSAB AB-B-Ord RegISIN SE0001057910 - Sotkamo Silver Aktiebolag Ord Br
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Finland, as published in the Clearstream Banking Fee Schedule plus fee SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Deliver Free Receive FreeM Place of Safekeeping APKEFIHHXXX M Place of Safekeeping VPCSSESSM Trade Date/Time trade date M Trade Date/Time trade dateM Transaction Type TRAD M Transaction Type TRADM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESSXXX Party VPCSSESSXXXM Receiving Agent BIC M Delivering Agent BIC
Party ESSESESSXXX Party APKEFIHHXXXM Buyer BIC M Seller BIC
Party CEDELULLXXX Party CEDELULLXXXM Account xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CONVERSION OF CEDELULL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CONVERSION OF CEDELULLM :94F: :SAFE //NCSD/APKEFIHHXXX C M :94F: :SAFE //NCSD/VPCSSESSM :22F: :SETR //TRAD E M :22F: :SETR //TRADM :95P: :PSET //VPCSSESSXXX E1 M :95P: :PSET //VPCSSESSXXXM :95P: :REAG //ESSESESSXXX M :95P: :DEAG //APKEFIHHXXXM :95P: :BUYR //CEDELULLXXX M :95P: :SELL //CEDELULLXXXM :97A: :SAFE //xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking68 Multi-Market Securities Guide
ISIN FI0009000681 - NokiaISIN FI0009014716 - Talv Mining Co NPV only, settling via Euroclear UK&Ireland-SIS-APK link
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for Finland, as published in the Clearstream Banking Fee Schedule.
Note: Due to restrictions on the Swiss market, we recommend to instruct on SD-1 at the latest.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for Finland, as published in the Clearstream Banking Fee Schedule.
Note: Due to restrictions on the Swiss market, we recommend to instruct on SD-1 at the latest.
Finland - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping APKEFIHH M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party APKEFIHH Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo.
Party NDEAFIHH Party XBDRM Buyer BIC M Seller Name and Address
Party INSECHZZ Party SCOM/APKE/CEDELULL.4410001000089M Account GB151521
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/APKEFIHH C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //APKEFIHH E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //NDEAFIHH M :95R: :DEAG /CRST/XBDRM :95P: :BUYR //INSECHZZ M :95Q: :SELL //SCOM/APKE/CEDELULL.4410001000089M :97A: :SAFE //GB151521
Deliver Free Receive FreeM Place of Safekeeping APKEFIHH M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party APKEFIHH Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo.
Party NDEAFIHH Party XBDRM Buyer BIC M Seller Name and Address
Party INSECHZZ Party SCOM/APKE/CEDELULL.4410001000089M Account GB153558
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/APKEFIHH C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //APKEFIHH E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //NDEAFIHH M :95R: :DEAG /CRST/XBDRM :95P: :BUYR //INSECHZZ M :95Q: :SELL //SCOM/APKE/CEDELULL.4410001000089M :97A: :SAFE //GB153558
Clearstream Banking 31 December 2020Multi-Market Securities Guide 69
ISIN FI0009015291 - Powerflute OYJ securities only, settling via removal by local registrar
Note: Customers must send a free-format message to the OUI Unit providing the instruction reference.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping APKEFIHH M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party APKEFIHH Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo.
Party ESSEFIHX Party R033M Buyer BIC
Party IRVTBEBBM Account 02200015494010
M Stamp Duty Status UK no change in Beneficial Owner (if customer is the same; otherwise blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/APKEFIHH C M :94F: :SAFE //NCSD/CRSTGB22
E M :22F: :STAM //CRST/GBOX (if customer is the same; otherwise blank)
M :95P: :PSET //APKEFIHH E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //ESSEFIHX M :95R: :DEAG /CRST/R033M :95P: :BUYR //IRVTBEBBM :97A: :SAFE //02200015494010
Deliver Free Receive FreeM Place of Safekeeping APKEFIHH M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party APKEFIHH Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo.
Party ESSEFIHX Party R033M Buyer BIC
Party IRVTBEBBM Account 02200015494010
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/APKEFIHH C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //APKEFIHH E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //ESSEFIHX M :95R: :DEAG /CRST/R033M :95P: :BUYR //IRVTBEBBM :97A: :SAFE //02200015494010
31 December 2020 Clearstream Banking70 Multi-Market Securities Guide
ISIN FR0013326246 - Unibail-Rodamco-Westfield Stapled Shs (CDIs) 20 EO-,05UNIBAIL-RODAMCO SE
CreationOnline
Xact via SWIFT
France - Australia
Deliver Free Receive FreeM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party SICVFRPPXXX Party CAETAU21XXXM Receiving Agent BIC M Delivering Agent Name and Address
Party CITTGB2LXXX Party SHARE REGISTRYM Buyer BIC
Party CEDELULLXXX
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :95P: :PSET //SICVFRPPXXX E1 M :95P: :PSET //CAETAU21XXXM :95P: :REAG //CITTGB2LXXX M :95Q: :DEAG //Share RegistryM :95P: :BUYR //CEDELULLXXX
Clearstream Banking 31 December 2020Multi-Market Securities Guide 71
BNP Paribas, Luxembourg eligible securities, settling via Euroclear France - EOC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for France, as published in the Clearstream Banking Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
France - BNP Paribas, Luxembourg
Deliver Free Receive FreeM Place of Safekeeping SICVFRPPXXX M Place of Safekeeping PARBLULLM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party SICVFRPPXXX Party MGTCBEBEECLM Receiving Agent BIC M Delivering Agent Euroclear
Party CEDELULLXXX Party 22429M Buyer Name and Address
Party EOC 22429M Account CEDELULL xxxxx a-With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
SICV/CEDELULLXXX/CED xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO ////SICV/CEDELULLXXX/CEDE xxxxx a
M :94F: :SAFE //NCSD/SICVFRPPXXX C M :94F: :SAFE //CUST/PARBLULLXXXM :95P: :PSET //SICVFRPPXXX E1 M :95P: :PSET //MGTCBEBEECLM :95P: :REAG //CEDELULLXXX M :95R: :DEAG /ECLR/22429M :95Q: :BUYR //EOC 22429M :97A: :SAFE //CEDELULL xxxxx aWith Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking72 Multi-Market Securities Guide
ISIN US9098832093 United Company Rusual PLC only, settling via Euroclear France - EOC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for France, as published in the Clearstream Banking Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
France - BNY London
Deliver Free Receive FreeM Place of Safekeeping SICVFRPPXXX C Place of Safekeeping IRVTGB2XGPTM Trade Date/Time trade date and time C Trade Date/Time trade date and timeM Place of Settlement BIC C Place of Settlement BIC
Party SICVFRPPXXX Party MGTCBEBEECLM Receiving Agent BIC C Delivering Agent Euroclear
Party CEDELULLXXX Party 22429M Buyer Name and Address
Party EOC 22429M Account CEDELULLxxxxxa-With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
C Settlement Processing Narrative
/SICV/CEDELULLXXX/CEDE xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B C :98a: :TRAD //trade date and time
C :70E: :SPRO ///SICV/CEDELULLXXX/CEDE xxxxx a
M :94F: :SAFE //NCSD/SICVFRPPXXX C C :94F: :SAFE //CUST/IRVTGB2XGPTM :95P: :PSET //SICVFRPPXXX E1 C :95P: :PSET //MGTCBEBEECLM :95P: :REAG //CEDELULLXXX C :95R: :DEAG /ECLR/22429M :95Q: :BUYR //EOC 22429M :97A: :SAFE //CEDELULLxxxxxa-With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 73
ISINs FR0000054678 - Euro Ressources S.A. (ord B) and FR0000120529 - Suez only, settling via EF-CDS link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for France, as published in the Clearstream Banking Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Eligible Canadian equities only, settling via Euroclear France-EOC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for France, as published in the Clearstream Banking Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
France - Canada
Deliver Free Receive FreeM Place of Safekeeping SICVFRPP M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party SICVFRPP Party CDSLCATTM Receiving Agent BIC M Delivering Agent CDS-CA
Party CDSLCATTXXX Party EOCFM Buyer BIC M Seller BIC
Party ROYCCAT2 Party SICVFRPPM Account RBCT CEDELULL acc. 080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account DAKVDEFFXXX
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/SICVFRPP C M :94F: :SAFE //NCSD/CDSLCATTM :95P: :PSET //SICVFRPP E1 M :95P: :PSET //CDSLCATTM :95P: :REAG //CDSLCATTXXX M :95R: :DEAG /CDSL/EOCFM :95P: :BUYR //ROYCCAT2 M :95P: :SELL //SICVFRPPM :97A: :SAFE //RBCT CEDELULL acc. 080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //DAKVDEFFXXX
Deliver Free Receive FreeM Place of Safekeeping SICVFRPP C Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time C Trade Date/Time trade date and timeM Place of Settlement BIC C Place of Settlement BIC
Party SICVFRPP Party MGTCBEBEECLM Receiving Agent BIC C Delivering Agent Euroclear
Party Ordering party’s BIC 8 or BIC11 Party 22429M Buyer Name and Address
Party EOC 22429M Account CEDELULLxxxxx a-With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
C Settlement Processing Narrative
/SICV/CEDELULLXXX/CEDE xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B C :98a: :TRAD //trade date and time
C :70E: :SPRO ///SICV/CEDELULLXXX/CEDE xxxxx a
M :94F: :SAFE //NCSD/SICVFRPP C C :94F: :SAFE //NCSD/CDSLCATTM :95P: :PSET //SICVFRPP E1 C :95P: :PSET //MGTCBEBEECLM :95P: :REAG //Ordering party’s BIC 8 or BIC11 C :95R: :DEAG /ECLR/22429M :95Q: :BUYR //EOC 22429M :97A: :SAFE //CEDELULLxxxxx a-With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking74 Multi-Market Securities Guide
ISIN IE00BKWQ0B60 - SHS SSGA SPDR ETFS EU.II-AEX UCITS ETFISIN IE00BKWQ0C77 - SHS SSGA SPDR ETFS EU.II-S.MSCI E.C.D.UC.ETFISIN IE00BKWQ0D84 - SHS SSGA SPDR ETFS EU.II-SPDR MSCI E.C.ST.ETFISIN IE00BKWQ0F09 - SHS SSGA SPDR ETFS EU.II-S.MSCI EUR.EN.UC.ETFISIN IE00BKWQ0G16 - SHS SSGA SPDR ETFS EU.II-S.MSCI EUR.FI.UC.ETFISIN IE00BKWQ0H23 - SHS SSGA SPDR ETFS EU.II-SPDR MSCI E.HE.C.ETFISIN IE00BKWQ0J47 - SHS SSGA SPDR ETFS EU.II-S.MSCI EUR.IN.UC.ETFISIN IE00BKWQ0K51 - SHS SSGA SPDR ETFS EU.II-SPDR MSCI E.TEC.ETFISIN IE00BKWQ0L68 - SHS SSGA SPDR ETFS EU.II-S.MSCI EUR.MT.UC.ETFISIN IE00BKWQ0M75 - SHS SSGA SPDR ETFS EU.II-SPDR M.E.S.C.UC.ETFISIN IE00BKWQ0N82 - SHS SSGA SPDR ETFS EU.II-S.MSCI EUR.TE.UC.ETFISIN IE00BKWQ0P07 - SHS SSGA SPDR ETFS EU.II-SPDR M.E.UT.UC.ETFISIN IE00BKWQ0Q14 - SHS SSGA SPDR ETFS EU.II-MSCI EUROPE UC.ETFsettling via Euroclear France - EOC link
CreationOnline
Creation via SWIFT
Fees: Standard transaction fee for France, as published in the Clearstream Banking Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-board transfer. Customers are strongly recommended to send their instructions on SD-1.
France - Citibank Europe, Ireland
Deliver Free Receive FreeM Place of Safekeeping SICVFRPPXXX M Place of Safekeeping CITIGB2LMAGM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party SICVFRPPXXX Party MGTCBEBEECLM Receiving Agent BIC M Delivering Agent Euroclear
Party CEDELULLXXX Party 22429M Buyer Name and Address
Party EOC 22429M Account CEDELULL xxxxxa - With matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/SICV/00000641/CEDE xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :97F: :SAFE //NCSD/SICVFRPPXXX C M :70E: :SPRO ///SICV/CEDELULLXXX/ CED xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95P: :PSET //SICVFRPPXXX E1 M :94F: :SAFE //CUST/CITIGB2LMAGM :95P: :REAG /CEDELULLXXX M :95P: :PSET /ECLR/MGTCBEBEECLM :97Q: :BUYR //EOC 22429 M :95R: :DEAG //ECLR/22429M :97A: :SAFE //CEDELULL xxxxxa - With matching
Clearstream Banking 31 December 2020Multi-Market Securities Guide 75
ISIN LU0122624777 - Orco Property Group SA only, settling via CDCP linkCreationOnline
Xact via SWIFT
Fees: Transfers are via UNYVIC's account (84473) with CBL; internal transaction fees are charged. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
France - Czech Republic
Deliver Free Receive FreeM Place of Safekeeping SICVFRPP M Place of Safekeeping UNIYCZPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party UNIYCZPPM Receiving Agent Euroclear M Delivering Agent BIC
Party 14637 Party CEDELULLMa
a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague.
Buyer BICb
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges.
Ma Seller BICb
Party beneficiary’s BIC Party CEDELULLM Account xxxxx c
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/SICVFRPP C M :94F: :SAFE //NCSD/UNIYCZPPM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //UNIYCZPPM :95R: :REAG /ECLR/14637 M :95P: :DEAG //CEDELULLMa
a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague
:95P: :BUYR //Beneficiary’s BIC, if different from REAGb
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges.
Ma :95P: :SELL //CEDELULLb
M :97A: :SAFE //xxxxx c
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking76 Multi-Market Securities Guide
Finnish equities settling via EOC - EFR linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for France, as published in the Clearstream Banking Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
France - Finland
Deliver Free Receive FreeM Place of Safekeeping SICVFRPPXXX C Place of Safekeeping APKEFIHHM Trade Date/Time trade date and time C Trade Date/Time trade date and timeM Place of Settlement BIC C Place of Settlement BIC
Party SICVFRPPXXX Party MGTCBEBEECLM Receiving Agent BIC C Delivering Agent Euroclear
Party CEDELULLXXX Party 22429M Buyer Name and Address
Party EOC 22429M Account CEDELULL xxxxx a- With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
C Settlement Processing Narrative
/SICV/CEDELULLXXX/CEDE xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B C :98a: :TRAD //trade date and time
C :70E: :SPRO ///SICV/CEDELULLXXX/CEDE xxxxx a
M :94F: :SAFE //NCSD/SICVFRPPXXX C C :94F: :SAFE //NCSD/APKEFIHHM :95P: :PSET //SICVFRPPXXX E1 C :95P: :PSET //MGTCBEBEECLM :95P: :REAG //CEDELULLXXX C :95R: :DEAG /ECLR/22429M :95Q: :BUYR //EOC 22429M :97A: :SAFE //CEDELULL xxxxx a - With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 77
ISIN GB0005405286 - HSBC HOLD PLCNote: Direct transfers between France and Hong Kong cannot be processed. Transfers for ISIN GB0005405286 -
HSBC HOLD PLC should be made from France to UK and upon successful settlement from UK to Hong Kong as stated in this document.
France - Hong Kong
31 December 2020 Clearstream Banking78 Multi-Market Securities Guide
Note: The transfer of French securities is not possible between the two countries.
Limited Irish securities, settling via EF-Euroclear UK & Ireland linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for France, as published in the Clearstream Banking Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: Customers are strongly recommended to send their instructions on SD-1.
France - Ireland
Deliver Free Receive FreeM Place of Safekeeping SICVFRPP M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party SICVFRPPXXX Party CRSTGB22M Receiving Agent BIC M Delivering Agent CrestCo - GB, IE
Party CEDELULLXXX Party 56XKKM Buyer Name and Address M Seller Name and Address
Party 53079 Party CEDELULLXXX/49584W/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CEDELULLxxxxx a
M Stamp Duty Status IE Exempt
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/SICVFRPP C M :94F: :SAFE //NCSD/CRSTGB22
E M :22F: :STAM /CRST/IEYXM :95P: :PSET //SICVFRPPXXX E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //CEDELULLXXX M :95R: :DEAG /CRST/56XKKM :95Q: :BUYR //53079 M :95Q: :SELL //CEDELULLXXX/49584W/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CEDELULLxxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 79
ISIN JP3973400009 - RICOH CO.LTD securities only, settling via Euroclear France - EOC link BridgeCreationOnline
Xact via SWIFT
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
France - Japan
Deliver Free Receive FreeM Place of Safekeeping SICVFRPPXXX C Place of Safekeeping JJSDJPJTXXXM Trade Date/Time trade date and time C Trade Date/Time trade date and timeM Place of Settlement BIC C Place of Settlement BIC
Party SICVFRPPXXX Party MGTCBEBEECLM Receiving Agent BIC C Delivering Agent Euroclear
Party CEDELULLXXX Party 22429M Buyer Name and Address
Party EOC 22429M Account CEDELULLxxxxx a-With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
C Settlement Processing Narrative /SICV/CEDELULLXXX/CEDE xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B C :98a: :TRAD //trade date and time
C :70E: :SPRO ///SICV/CEDELULLXXX/CEDE xxxxx a
M :94F: :SAFE //NCSD/SICVFRPPXXX C C :94F: :SAFE //NCSD/JJSDJPJTXXXM :95P: :PSET //SICVFRPPXXX E1 C :95P: :PSET //MGTCBEBEECLM :95P: :REAG //CEDELULLXXX C :95R: :DEAG /ECLR/22429M :95Q: :BUYR //EOC 22429M :97A: :SAFE //CEDELULLxxxxx a-With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking80 Multi-Market Securities Guide
ISIN LU0088087324 Europeenne des Satellites Global securities only, settling via Euroclear FranceCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for France, as published in the Clearstream Banking Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: The customer must send a free-format message to the Settlement team in charge of OEU providing the instruction reference and “with matching”.
ISIN LU0012113584 Plantations Terres Rouges securities only, settling physicallyCreationOnline
Xact via SWIFT
France - Luxembourg
Deliver Free Receive FreeM Place of Safekeeping SICVFRPP C Place of Safekeeping PARBLULLM Trade Date/Time trade date and time C Trade Date/Time trade date and timeM Place of Settlement BIC C Place of Settlement BIC
Party SICVFRPPXXX Party MGTCBEBEECLM Receiving Agent BIC C Delivering Agent Euroclear
Party CEDELULLXXX Party 22429M Buyer Name and Address
Party EOC 22429M Account CEDELULL xxxxx a-With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
C Settlement Processing Narrative
/SICV/CEDELULLXXX/CEDE xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B C :98a: :TRAD //trade date and time
C :70E: :SPRO ///SICV/CEDELULLXXX/CEDE xxxxx a
M :94F: :SAFE //NCSD/SICVFRPP C C :94F: :SAFE //CUST/PARBLULLM :95P: :PSET //SICVFRPPXXX E1 C :95P: :PSET //MGTCBEBEECLM :95P: :REAG //CEDELULLXXX C :95R: :DEAG /ECLR/22429M :95Q: :BUYR //EOC 22429M :97A: :SAFE //CEDELULL xxxxx a-With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping SICVFRPP not requiredM Trade Date/Time trade date and timeM Place of Settlement Country Code
Party FR - France PhysicalM Receiving Agent Name and Address
Party Banque Generale du Luxembourg S.A.50 ave J.F.Kennedy L-2951 Luxembourg
M Buyer BICParty CEDELULL
M Account ACCT xxxxx a and name of beneficiary
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B not requiredM :94F: :SAFE //NCSD/SICVFRPP CM :95C: :PSET //FR E1M :95Q: :REAG //Banque Generale du Luxembourg S.A.
50 ave J.F.Kennedy L-2951 LuxembourgM :95P: :BUYR //CEDELULLM :97A: :SAFE //ACCT xxxxx a and name of beneficiary
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 81
ISIN NO0005052605 - NORSK HYDRO A/S only, settling via EF-VPS linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for France, as published in the Clearstream Banking Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
France - Norway
Deliver Free Receive Free
M Type of Settlement Transaction
Conversion
M Place of Safekeeping SICVFRPP M Place of Safekeeping VPSNNOKKM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party SICVFRPPXXX Party VPSNNOKKM Receiving Agent BIC M Delivering Agent BIC
Party CEDELULLXXX Party NDEANOKKM Buyer BIC M Seller BIC
Party NDEANOKK Party MGTCBEBEECLM Account EOC91365/DNBANOKC/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 22429/CEDELULL/CEDELULL/xxxxx a
MT542 Deliver Free Seq MT540 Receive Free
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/SICVFRPP C M :94F: :SAFE //NCSD/VPSNNOKK
E M :22F: :SETR //CONVM :95P: :PSET //SICVFRPPXXX E1 M :95P: :PSET //VPSNNOKKM :95P: :REAG //CEDELULLXXX M :95P: :DEAG //NDEANOKKM :95P: :BUYR //NDEANOKK M :95P: :SELL //MGTCBEBEECLM :97A: :SAFE //EOC91365/DNBANOKC/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //22429/CEDELULL/CEDELULL/xxxxx a
31 December 2020 Clearstream Banking82 Multi-Market Securities Guide
ISIN LU0122624777 - Orco Property Group SA only, settling via CBL - KDPW linkCreationOnline
Xact via SWIFT
Fees: Transfers are via KDPW account (72457) with CBL; internal transaction fees are charged. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
France - Poland
Deliver Free Receive Free
M Place of Safekeeping SICVFRPP M Place of Safekeeping KDPWPLPWM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CEDELULL Party KDPWPLPWM Receiving Agent Clearstream Banking Luxembourg M Delivering Agent NDS
Party 72457 Party 000M Seller BIC
Party CEDELULLM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
9240000/CBL/xxxxxa M Settlement Processing Narrative
Crossborder
MT542 Deliver Free Seq MT540 Receive Free
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //9240000/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :70E: :SPRO //CrossborderM :94F: :SAFE //NCSD/SICVFRPP C M :94F: :SAFE //NCSD/KDPWPLPWM :95P: :PSET //CEDELULL E1 M :95P: :PSET //KDPWPLPWM :95R: :REAG /CEDE/72457 M :95R: :DEAG /KDPW/000
M :95P: :SELL //CEDELULLM :97A: :SAFE //xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 83
Eligible Spanish equities only, settling via Euroclear France-EOC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for France, as published in the Clearstream Banking Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.For securities received in Spain, the fees on page 226 apply.
Note: Customers are strongly recommended to send their instructions on SD-1 before 18:00 and must send a free format message to settlement team in charge of Spain.
France - Spain
Deliver Free Receive FreeM Place of Safekeeping SICVFRPP C Place of Safekeeping IBRCESMMM Trade Date/Time trade date and time C Trade Date/Time trade date and timeM Place of Settlement BIC C Place of Settlement BIC
Party SICVFRPP Party MGTCBEBEECLM Receiving Agent BIC C Delivering Agent Euroclear
Party CEDELULLXXX Party 22429M Buyer Name and Address
Party EOC 22429M Account CEDELULLxxxxx a-With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
C Settlement Processing Narrative
/SICV/CEDELULL/CEDExxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B C :98a: :TRAD //trade date and time
C :70E: :SPRO ///SICV/CEDELULL/CEDExxxxx a
M :94F: :SAFE //NCSD/SICVFRPP C C :94F: :SAFE //NCSD/IBRCESMMM :95P: :PSET //SICVFRPP E1 C :95P: :PSET //MGTCBEBEECLM :95P: :REAG //CEDELULLXXX C :95R: :DEAG /ECLR/22429M :95Q: :BUYR //EOC 22429M :97A: :SAFE //CEDELULLxxxxx a-With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking84 Multi-Market Securities Guide
All LYXOR ETFs (like FR0010251744, FR0010429068, FR0010762492 etc.) securities only, settling via EF-Iberclear link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for France, as published in the Clearstream Banking Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Please send a free-format message authorising CBL to debit an additional service fee charged by transfer agentSociété Générale. Minimum fee is EUR 100 plus EUR 0.05 per share
Deliver Free Receive FreeM Place of Safekeeping SICVFRPP M Place of Safekeeping IBRCESMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party SICVFRPP Party IBRCESMMXXXM Receiving Agent BIC M Delivering Agent BIC
Party SOGEFRPPINV Party SOGEESMMAGMM Buyer BIC M Seller BIC
Party SOGEESMMAGM Party SOGEFRPPXXXM Account 0528000067038201
M Settlement Processing Narrative
REGI SOGEFRPPXXXINCLUSION FROM CEDELULLXXXCEDELULL account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Beneficial Ownership Indicator
Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //REGI SOGEFRPPXXXINCLUSION FROM CEDELULLXXXCEDELULL account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/SICVFRPP C M :94F: :SAFE //NCSD/IBRCESMME M :22F: :BENE //YBEN
M :95P: :PSET //SICVFRPP E1 M :95P: :PSET //IBRCESMMXXXM :95P: :REAG //SOGEFRPPINV M :95P: :DEAG //SOGEESMMAGMM :95P: :BUYR //SOGEESMMAGM M :95P: :SELL //SOGEFRPPXXXM :97A: :SAFE //0528000067038201
Clearstream Banking 31 December 2020Multi-Market Securities Guide 85
Eligible Swiss equities, settling via EF-Intersettle linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for France, as published in the Clearstream Banking Fee Schedule, plus EUR 15.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
France - Switzerland
Deliver Free Receive FreeM Place of Safekeeping SICVFRPP C Place of Safekeeping INSECHZZM Trade Date/Time trade date and time C Trade Date/Time trade date and timeM Place of Settlement BIC C Place of Settlement BIC
Party SICVFRPPXXX C Party MGTCBEBEECLM Receiving Agent BIC C Delivering Agent Euroclear
Party CEDELULLXXX Party 22429M Buyer Name and Address
Party EOC 22429M Account CEDELULLxxxxx a-With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
C Settlement Processing Narrative
/SICV/CEDELULLXXX/CEDE xxxxxa
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B C :98a: :TRAD //trade date and time
C :70E: :SPRO ///SICV/CEDELULLXXX/CEDE xxxxxa
M :94F: :SAFE //NCSD/SICVFRPP C C :94F: :SAFE //NCSD/INSECHZZM :95P: :PSET //SICVFRPPXXX E1 C :95P: :PSET //MGTCBEBEECLM :95P: :REAG //CEDELULLXXX C :95R: :DEAG /ECLR/22429M :95Q: :BUYR //EOC 22429M :97A: :SAFE //CEDELULLxxxxx a-With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking86 Multi-Market Securities Guide
I
Note: The transfer of French securities is not possible between the two countries.
UK equities settling via EF-Euroclear UK & Ireland linkCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for France, as published in the Clearstream Banking Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
France - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeNot applicable Not applicable
MT542 Deliver Free Seq MT540 Receive FreeNot applicable Not applicable
Deliver Free Receive FreeM Place of Safekeeping SICVFRPP M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party SICVFRPPXXX Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party CEDELULLXXX Party nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
M Buyer Name and address M Seller Name and AddressParty 91632 Party CEDELULL/49584W/xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CEDELULL xxxxxb Stamp Duty Status UK Transfer Between CSP or ADR Accounts
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/SICVFRPP C M :94F: :SAFE //NCSD/CRSTGB22
E M :22F: :STAM /CRST/GBTXM :95P: :PSET //SICVFRPPXXX E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //CEDELULLXXX M :95R: :DEAG /CRST/nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
M :95Q: :BUYR //91632 M :95Q: :SELL //CEDELULL/49584W/xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CEDELULL xxxxx b
Clearstream Banking 31 December 2020Multi-Market Securities Guide 87
ISIN ZM0000000037 - ZZCM, settling physicallyCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for France, as published in the Clearstream Banking Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: The customer must send a free-format message to the Settlement team in charge of OEU providing the instruction reference and details of the delivery.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22
M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Physical Transaction YesM Place of Settlement Country Code M Place of Settlement BIC
Party FR - Physical Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent CRESTCo
Party Citibank N.A., Attn. Citigroup residuals, 1st Floor, 1 North Wall Quay, Dublin 1, Ireland
Party Physical
M Buyer Name and address M Seller Name and AddressParty Vidacos Nominees acc: CLRLUX2, Citigroup
Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
Party BNP Paribas Securities Services, 0254C Stock Dénouement, Les Grands Moulins de Pantin, 9, rue du Débarcadère, 93500 Pantin, France
M Settlement Processing Narrative
Certificats ReprésentatifsM Stamp Duty Status UK No Change of Beneficial Ownership (if
customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Certificats Représentatifs
C M :94F: :SAFE //NCSD/CRSTGB22E M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)
M :22F: :STCO //PHYSM :95P: :PSET //FR E1 M :95P: :PSET //CRSTGB22M :95Q: :REAG //Citibank N.A., Attn. Citigroup residuals,
1st Floor, 1 North Wall Quay, Dublin 1, IrelandM :95R: :DEAG /CRST/Physical
M :95Q: :BUYR //Vidacos Nominees acc: CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
M :95Q: :SELL //BNP Paribas Securities Services, 0254C Stock Dénouement, Les Grands Moulins de Pantin, 9, rue du Débarcadère, 93500 Pantin, France
31 December 2020 Clearstream Banking88 Multi-Market Securities Guide
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for France, as published in the Clearstream Banking Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: The customer must send a free-format message to the Settlement team in charge of OEU providing the instruction reference and details of the delivery.Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22
M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Physical Transaction YesM Place of Settlement Country Code M Place of Settlement BIC
Party FR - Physical Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent CRESTCo
Party Citibank N.A., Attn. Citigroup residuals, 1st Floor, 1 North Wall Quay, Dublin 1, Ireland
Party Physical
M Buyer Name and address M Seller Name and AddressParty Vidacos Nominees acc: CLRLUX, Citigroup
Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
Party BNP Paribas Securities Services, 0254C Stock Dénouement, Les Grands Moulins de Pantin, 9, rue du Débarcadère, 93500 Pantin, France
M Settlement Processing Narrative
Certificats Représentatifs
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Certificats Représentatifs
C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :STCO //PHYS EM :95P: :PSET //FR E1 M :95P: :PSET //CRSTGB22M :95Q: :REAG //Citibank N.A., Attn. Citigroup residuals,
1st Floor, 1 North Wall Quay, Dublin 1, IrelandM :95R: :DEAG /CRST/Physical
M :95Q: :BUYR //Vidacos Nominees acc: CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
M :95Q: :SELL //BNP Paribas Securities Services, 0254C Stock Dénouement, Les Grands Moulins de Pantin, 9, rue du Débarcadère, 93500 Pantin, France
Clearstream Banking 31 December 2020Multi-Market Securities Guide 89
ISIN GB00B00FHZ82 - Gold Bullion Sec. only, settling via EF-Euroclear UK & Ireland linkCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for France, as published in the Clearstream Banking Fee Schedule, plus EUR 10 per delivery instruction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Deliver Free Receive FreeM Place of Safekeeping SICVFRPP M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party SICVFRPPXXX Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party CEDELULLXXX Party EOCM Buyer Name and address M Seller Name and Address
Party 52023 Party CEDELULL/49584W/ xxxxx a
M Account CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Stamp Duty Status UK No Change of Beneficial Ownership (if customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/SICVFRPP C M :94F: :SAFE //NCSD/CRSTGB22
E M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)M :95P: :PSET //SICVFRPPXXX E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //CEDELULLXXX M :95R: :DEAG /CRST/EOCM :95Q: :BUYR //52023 M :95Q: :SELL //CEDELULL/49584W/xxxxx a
M :97A: :SAFE //CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping SICVFRPP M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party SICVFRPPXXX Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party CEDELULLXXX Party EOCM Buyer Name and address M Seller Name and Address
Party 91632 Party CEDELULL/49584W/xxxxx a
M Account CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/SICVFRPP C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //SICVFRPPXXX E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //CEDELULLXXX M :95R: :DEAG /CRST/EOCM :95Q: :BUYR //91632 M :95Q: :SELL //CEDELULL/49584W/xxxxx a
M :97A: :SAFE //CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking90 Multi-Market Securities Guide
UK stamp exempt ETFS securities only, settling via EF-Euroclear UK & Ireland linkCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for France, as published in the Clearstream Banking Fee Schedule, plus EUR 10 per delivery instruction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Deliver Free Receive FreeM Place of Safekeeping SICVFRPP M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party SICVFRPPXXX Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party CEDELULLXXX Party 56XKKM Buyer Name and address M Seller Name and Address
Party 52023 Party CEDELULL49584W/ xxxxx a
M Account CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/SICVFRPP C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //SICVFRPPXXX E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //CEDELULLXXX M :95R: :DEAG /CRST/56XKKM :95Q: :BUYR //52023 M :95Q: :SELL //CEDELULL/49584W/xxxxx a
M :97A: :SAFE //CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping SICVFRPP M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party SICVFRPPXXX Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party CEDELULLXXX Party 56XKKM Buyer Name and address M Seller Name and Address
Party 91632 Party CEDELULL/49584W/xxxxx a
M Account CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/SICVFRPP C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //SICVFRPPXXX E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //CEDELULLXXX M :95R: :DEAG /CRST/56XKKM :95Q: :BUYR //91632M :97A: :SAFE //CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95Q: :SELL //CEDELULL/49584W/xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 91
Eligible U.S. equities only, settling via EOC EFR linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for France, as published in the Clearstream Banking Fee Schedule.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
France - U.S.A.
Deliver Free Receive FreeM Place of Safekeeping SICVFRPP M Place of Safekeeping DTCYUS33XXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party SICVFRPPXXX Party MGTCBEBEECLM Receiving Agent BIC M Delivering Agent Euroclear
Party CEDELULLXXX Party 22429M Buyer Name and Address
Party EOC 22429M Account CEDELULL xxxxx a - With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/SICV/CEDELULLXXX/CEDE xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO ///SICV/CEDELULLXXX/CEDE xxxxx a
M :94F: :SAFE //NCSD/SICVFRPP C M :94F: :SAFE //NCSD/DTCYUS33XXXM :95P: :PSET //SICVFRPPXXX E1 M :95P: :PSET //MGTCBEBEECLM :95P: :REAG //CEDELULLXXX M :95R: :DEAG /ECLR/22429M :95Q: :BUYR //EOC 22429M :97A: :SAFE //CEDELULL xxxxx a - With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking92 Multi-Market Securities Guide
ISIN IE00B3X0KQ36 - UBS ETFs plc - FTSE 100 SF UCITS ETF (GBP) A-accISIN IE00B454X613 - SPDR MSCI EM LATIN AMERICA ETFISIN IE00B4613386 - SSGA SPDR ETFS EUR.I-B.CAP.EM.M.L.BD ETFISIN IE00B466KX20 - SPDR MSCI EM ASIA ETFISIN IE00B469F816 - SPDR MSCI EMERGING MARKETS ETFISIN IE00B48X4842 - SPDR MSCI EMER.MKTS SM.CAP ETFISIN IE00B4YBJ215 - SSGA SPDR ETFS EUR.I-S+P US MID.400 ETFISIN IE00B5M1WJ87 - SSGA SPDR E.E.I PLC S.S+P E.D.A.UCIT.ETFISIN IE00B5TZCY80 - UBS ETFs plc - MSCI Canada SF UCITS ETF (CAD) A-accISIN IE00B6S2Z822 - SSGA SPDR ETFS EUR-S+P UK DIVID.ARISTOC.ISIN IE00B6YX5B26 -SPDR S&P Emerging Markets Dividend UCITS ETFISIN IE00B6YX5D40 - SPDR S+P US DIVIDEND ARISTOCRATS ETF ISIN IE00B6YX5M31 - SSGA SPDR ETFS EUR.I-B.CAP.EUR.H.Y.BD ETFISIN IE00B7452L46 - SSGA SPDR ETFS EUR-FTSE UK All Shares EURISIN IE00B7GBL799 - SSGA SPDR ETFS EUR.I-CITI AS.L.GOV.BD ETFISIN IE00B7LFXY77 - SSGA SPDR ETFS EUR.I-SP.BO.M.L.E.M.BD ETFISIN IE00B7MXFZ59 - SPDR Barclays EM Inflation Linked Local Bond UCITS ETFISIN IE00B802KR88 - SSGA SPDR ETFS EUR.I-S+P 500 LOW VOL.ETF ISIN IE00B9KNR336 - SPDR S&P Pan Asia Dividend Aristocrats UCITS ETFISIN IE00BCBJFC69 - SSGA SPDR ETFS EU.II-MSCI EM BE.BR.UC.ETFISIN IE00BJ0KDR00 - db x-trackers MSCI USA Index UCITS ETF ISIN IE00BNH72088 - SSGA SPDR ETFS EU.II-SPDR TH.R.G.C.BD ETF
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Germany, as published in the Clearstream Banking Fee Schedule.
Note: The customer must send a free-format message to the OAA unit on SD-1, with transaction details (for example: CBL account xxxxx; CRESTxxxxxifoxxx; CASCADE account; CASCADE reference; booking date) and a free-format message to the OEU unit, providing the instruction reference.
Germany - Ireland
Deliver Free Receive FreeM Place of Safekeeping DAKVDEFF M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DAKVDEFF Party CRSTGB22M Receiving Agent Clearstream Banking Frankfurt M Delivering Agent CRESTCo
Party 70150000 Party 08XHXM Buyer Name and Address M Seller Name and Address
Party State Street Transfer Agency Party State Street Transfer AgencyM Other Settlement
Parties: TypeSeller
Format ClearstreamParty xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement processing Narrative
CEDELULL in fav. xxxxx a
M Stamp Duty Status IE Exempt
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CEDELULL in fav. xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/DAKVDEFF C M :94F: :SAFE //NCSD/CRSTGB22E M :22F: :STAM /CRST/IEYX
M :95P: :PSET //DAKVDEFF E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /DAKV/70150000 M :95R: :DEAG /CRST/08XHXM :95Q: :BUYR //State Street Transfer Agency M :95Q: :SELL //State Street Transfer AgencyM :95R: :SELL /CEDE/xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 93
ISIN IE00B5MTWD60 - SOURCE MARKETS PLC-DJ ST.600 OP.BK.S.ETFISIN IE00B60SX170 - SOURCE MARKETS PLC-MSCI USA SOURCE ETF-A . ISIN IE00B60SX287 - SOURCE MARKETS PLC-MSCI JAPAN AISIN IE00B60SX402 - SOURCE MKT.SOURCE RUSS.2000 UCITS ETF A securitiesISIN IE00B60SX394 - SOURCE MARKETS PLC MSCI WORLD SOURCE ETF only, settling via local agents
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Germany, as published in the Clearstream Banking Fee Schedule.
Note: The customer must send a free-format message to the OAA unit on SD-1, with transaction details (for example: CBL account xxxxx; CRESTxxxxxifoxxx; CASCADE account; CASCADE reference; booking date) and a free-format message to the OEU unit, providing the instruction reference.
Deliver Free Receive FreeM Place of Safekeeping DAKVDEFF M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DAKVDEFF Party CRSTGB22M Receiving Agent Clearstream Banking Frankfurt M Delivering Agent CrestCo - GB, IE
Party 70150000 Party MMKAVM Buyer Name and Address M Seller Name and Address
Party Northern Trust Transfer Agency Party Northern Trust Transfer AgencyM Other Settlement
Parties: TypeSeller
Format ClearstreamParty xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CEDELULL in fav. xxxxx a
M Stamp Duty Status IE Exempt
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CEDELULL in fav. xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/NCSD/DAKVDEFF C M :94F: :SAFE //NCSD/CRSTGB””M :95P: :PSET //DAKVDEFF E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /DAKV/70150000 M :95R: :DEAG /CRST/MMKAVM :95Q: :BUYR //Northern Trust Transfer Agency M :95Q: :SELL /REDEEMM :95R: :SELL /CEDE/xxxxx a
31 December 2020 Clearstream Banking94 Multi-Market Securities Guide
IE00B23D8S39 - POWERSH.FTSE RAFI US 1000 FD UCITS ETFIE00BZ4BMM98 - POWERSH.G.FDS I.-EU.ST.H.DIV.L.VOL.UC.ETFIE00BYYXBF44 - POWERSHARES GL.FDS IR.-F.EM.H.D.L.W.U.ETFIE00BX8ZXS68 - POWERSH.G.FDS I.-S+P 500 VEQTOR UCITS ETFIE00BWTN6Y99 - POWERSHA.G.FDS I.-S+P500HI.DI.LO.V.UC.ETFIE00B23LNQ02 - POWERSHARES GL.FDS IR.-DYN.UKIE00B23D9240 - POWERSHARES GL.FDS IR.-DYN.US MKTIE00B23D8X81 - POWERSHARES GL.FDS IR.-FTSE RAFI EUROPE
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Ireland, as published in the Clearstream Banking Fee Schedule.
Note: The customer must send a free-format message to the OAA unit on SD-2, providing the instruction reference, ISIN and quantity of the transfer.
Deliver Free Receive FreeM Place of Safekeeping DAKVDEFF M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DAKVDEFF Party CRSTGB22M Receiving Agent Clearstream Banking Frankfurt M Delivering Agent CrestCo
Party 70150000 Party 08XHXM Buyer Name and Address M Seller Name and Address
Party Bank of New York, Ireland Party Bank of New York, IrelandM Account 100960136000M Settlement Processing
NarrativeCEDELULL in fav. xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CEDELULL in fav. xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/DAKDEFF C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //DAKVDEFF E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /DAKV/70150000 M :95R: :DEAG /CRST/08XHXM :95Q: :BUYR //Bank of New York, Ireland M :95Q: :SELL //Bank of New York, IrelandM :97A: :SAFE //100960136000
Clearstream Banking 31 December 2020Multi-Market Securities Guide 95
ISIN IE0032077012 - POWERSHARES EQQQ NASDAQ-100 UCITS ETF, settling via local agentsCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Ireland, as published in the Clearstream Banking Fee Schedule.
Note: The customer must send a free-format message to the OAA unit on SD-2, providing the instruction reference, ISIN and quantity of the transfer.
Deliver Free Receive FreeM Place of Safekeeping DAKVDEFF M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DAKVDEFF Party CRSTGB22M Receiving Agent Clearstream Banking Frankfurt M Delivering Agent CrestCo
Party 72590000 Party 08XHXM Buyer Name and Address M Seller Name and Address
Party Bank of New York, Ireland Party Bank of New York, IrelandM Settlement Processing
NarrativeCEDELULL in fav. xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CEDELULL in fav. xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/DAKDEFF C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //DAKVDEFF E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /DAKV/72590000 M :95R: :DEAG /CRST/08XHXM :95Q: :BUYR //Bank of New York, Ireland M :95Q: :SELL //Bank of New York, Ireland
31 December 2020 Clearstream Banking96 Multi-Market Securities Guide
Dutch securities only, settling via ENL-CBF linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Germany, as published in the Clearstream Banking Fee Schedule.
Germany - Netherlands
Deliver Free Receive FreeM Place of Safekeeping DAKVDEFFXXX M Place of Safekeeping NECINL2AXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DAKVDEFFXXX Party DAKVDEFFXXXM Receiving Agent BIC M Delivering Agent BIC
Party NECINL2AXXX Party CEDELULLXXXM Buyer BIC M Seller BIC
Party bbbbbbbbbbba
a. bbbbbbbbbbb = The Clearstream Banking customer's BIC11
Party bbbbbbbbbbb a
M Other Settlement Parties: Type
Receiving Custodian
Format BICParty CEDELULLXXX
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //CUST/DAKVDEFFXXX C M :94F: :SAFE //NCSD/NECINL2AXXXM :95P: :PSET //DAKVDEFFXXX E1 M :95P: :PSET //DAKVDEFFXXXM :95P: :REAG //NECINL2AXXX M :95P: :DEAG //CEDELULLXXXM :95P: :RECU //CEDELULLXXXM :95P: :BUYR //bbbbbbbbbbba
a. bbbbbbbbbbb = The Clearstream Banking customer's BIC11
M :95P: :SELL //bbbbbbbbbbb a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 97
ISIN DE0003304200 - BMP AG only, settling via CBL-KDPW linkCreationOnline
Xact via SWIFT
Fees: Transfers are done via KDPW account (72457) with CBL; internal transaction fees are charged.
Germany - Poland
Deliver Free Receive FreeM Place of Safekeeping DAKVDEFF M Place of Safekeeping KDPWPLPWM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CEDELULL Party KDPWPLPWM Receiving Agent Clearstream Banking Luxembourg M Delivering Agent NDS
Party 72457 Party 000M Seller BIC
Party CEDELULLM Account xxxxx a
M Settlement Processing Narrative
9240000/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CROSSBORDER
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //9240000/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :70E: :SPRO //CROSSBORDERM :94F: :SAFE //NCSD/DAKVDEFF C M :94F: :SAFE //NCSD/KDPWPLPWM :95P: :PSET //CEDELULL E1 M :95P: :PSET //KDPWPLPWM :95R: :REAG /CEDE/72457 M :95R: :DEAG /KDPW/000
M :95P: :SELL //CEDELULLM :97A: :SAFE //xxxxx a
31 December 2020 Clearstream Banking98 Multi-Market Securities Guide
LU0494592974 SHS DB X-TR.II-AUS.SSA BDS UCITS ETF 1C, transfer not possibleTransfer of this security is not possible from Germany to Singapore.
Germany - Singapore
Clearstream Banking 31 December 2020Multi-Market Securities Guide 99
ISIN DE000TRAT0N7 - TRATON SE ORD BR settling via CBF - SIS linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Germany, as published in the Clearstream Banking Fee Schedule.
Germany - Sweden
Deliver Free Receive FreeM Place of Safekeeping DAKVDEFFXXX M Place of Safekeeping VPCSSESSXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DAKVDEFFXXX Party DAKVDEFFXXX M Receiving Agent Clearstream Banking Frankfurt M Delivering Agent BIC
Party 71210000 Party CEDELULLXXXM Buyer BIC M Seller BIC
Party ESSESESSXXX Party ESSESESSXXXM Account SE100041
Settlement Processing Narrative
CONVERSION,PLACE OF SAFE KEEPING DAKVDEFF
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :22F: :SETR //TRAD M :22F: :SETR //TRAD
M :70E: :SPRO //CONVERSION,PLACE OF SAFE KEEPING DAKVDEFFM :94F: :SAFE //NCSD/DAKVDEFFXXX C M :94F: :SAFE //NCSD/VPCSSESSXXXM :95P: :PSET //DAKVDEFFXXX E1 M :95P: :PSET //DAKVDEFFXXX M :95R: :REAG /DAKV/71210000 M :95P: :DEAG //CEDELULLXXXM :95P: :BUYR //ESSESESSXXX M :95Q: :SELL //ESSESESSXXXM :97A: :SAFE //SE100041
31 December 2020 Clearstream Banking100 Multi-Market Securities Guide
Swiss security instructions against payment in EUR, settling via CBF-SIS linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Germany, as published in the Clearstream Banking Fee Schedule.
Swiss security instructions free of payment and against payment in CHF, settling via CBF-SIS linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Germany, as published in the Clearstream Banking Fee Schedule.
Germany - Switzerland
Delivery ReceiptM Place of Safekeeping DAKVDEFF M Place of Safekeeping INSECHZZM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DAKVDEFF Party DAKVDEFFM Receiving Agent BIC M Delivering Agent Clearstream Banking Frankfurt
Receiving Agent INSECHZZTRA Party 72010000M Buyer BIC M Seller BIC
Party UBSWCHZH80A Party yyyyyyyyyyy a
a. yyyyyyyyyyy=The Clearstream Banking customer’s BIC code
M Account CH100025 M Account xxxxxb
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542/MT543 Delivery Seq MT540/MT541 ReceiptM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/DAKVDEFF C M :94F: :SAFE //NCSD/INSECHZZM :95P: :PSET //DAKVDEFF E1 M :95P: :PSET //DAKVDEFFM :95P: :REAG //INSECHZZTRA M :95R: :DEAG /DAKV/72010000M :95P: :BUYR //UBSWCHZH80A M :95P: :SELL //yyyyyyyyyyy a
a. yyyyyyyyyyy=The Clearstream Banking customer’s BIC code
M :97A: :SAFE //CH100025 M :97A: :SAFE //xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Delivery ReceiptM Place of Safekeeping DAKVDEFFXXX M Place of Safekeeping INSECHZZM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DAKVDEFF Party INSECHZZM Receiving Agent BIC M Delivering Agent Sega/Intersettle - CH
Party INSECHZZSGA Party LU110057M Buyer BIC M Seller BIC
Party UBSWCHZH80A Party yyyyyyyyyyy a
a. yyyyyyyyyyy=The Clearstream Banking customer’s BIC code
M Account CH100025 M Account xxxxxb
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542/MT543 Delivery Seq MT540/MT541 ReceiptM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/DAKVDEFF C M :94F: :SAFE //NCSD/INSECHZZM :95P: :PSET //DAKVDEFFXXX E1 M :95P: :PSET //INSECHZZM :95P: :REAG //INSECHZZSGA M :95P: :DEAG //SCOM/LU110057M :95P: :BUYR //UBSWCHZH80A M :95P: :SELL //yyyyyyyyyyy a
a. yyyyyyyyyyy=The Clearstream Banking customer’s BIC code
M :97A: :SAFE //CH100025 M :97A: :SAFE //xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 101
ISIN GB00B03MLX29 - ROYAL DUTCH SHELL A only, settling via CBF-ENL-Euroclear UK & Ireland link
The transfer of this security from Germany to UK must be processed in two steps, Germany to Netherlands seepage 96 then Netherlands to UK see page 168.
Germany - UK
31 December 2020 Clearstream Banking102 Multi-Market Securities Guide
ISIN LU0274209237 - DB X-Tracker Eur. ETFISIN LU0274208692 - DB X-Trackers MSCI World TRN Index RTF 1CISIN LU0274209740 - DB X-Trackers MSCI JapanISIN LU0274210672 - DB X-Trackers MSCI USA TRN Index ETF 1CISIN LU0292096186 - DB X-Trackers DJ St.Gl.Sel.Div.100 ETF 1DISIN LU0292097234 - DB X-Trackers FTSE 100ISIN LU0292101796 - DB X-Trackers DJ STOXX 600 Oil & GasISIN LU0292103651 - DB X-Trackers DJ STOXX 600 BanksISIN LU0292106241 - DB X-Trackers SHORTDAX ETF 1CISIN LU0292106753 - DB X-Trackers DJ ETFISIN LU0292107645 - DB X-Trackers MSCI Emerging MarketISIN LU0292108619 - DB X-Trackers LATAM ETFISIN LU0292109005 - DB X-Trackers MSCI EM EMEAISIN LU0292109344 - DB X-Trackers MSCI BrazilISIN LU0292109690 - DB X-Trackers S+P CNX NIFTY ETF 1CISIN LU0292109856 - DB X-Trackers FTSE/XINHUA CHINA 25 ETF 1CISIN LU0322251520 - DB X-Trackers S&P 500 Short ETFISIN LU0322252924 - DB X-Trackers FTSE Vietnam ETF securitiesISIN LU0328473581 - DB X-Trackers FTSE 100ISIN LU0328476410 - DB X-Trackers S+P Select Frontier ETF 1CISIN LU0356591882 - DB X-Trackers USD Money Mkt ETF 1C ISIN LU0476289623 - DB X-Trackers MSCI INfo. Trn In. ETF 1C only
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for Germany, as published in the Clearstream Banking Fee Schedule.
Note: Customers are strongly recommended to send their instructions on SD-1.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping DAKVDEFF M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22M Receiving Agent Euroclear M Delivering Agent CRESTCo UK, IE
Party 22111 Party XBDRM Seller Name and Address
Party CEDE/xxxxxa
a. xxxxx = The CBL customer’s 5-digit account number.
M Settlement Processing Narrative
00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //00XJJM :94F: :SAFE //NCSD/DAKVDEFF C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /ECLR/22111 M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //CEDE/xxxxxa
a. xxxxx = The CBL customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 103
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for Germany, as published in the Clearstream Banking Fee Schedule.
Note: Customers are strongly recommended to send their instructions on SD-1.
Deliver Free Receive FreeM Place of Safekeeping DAKVDEFF M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22M Receiving Agent Euroclear M Delivering Agent CRESTCo UK, IE
Party 22111 Party XBDRM Seller Name and Address
Party CEDE/xxxxxa
a. xxxxx = The CBL customer’s 5-digit account number.
M Settlement Processing Narrative
14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //14XKLM :94F: :SAFE //NCSD/DAKVDEFF C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /ECLR/22111 M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //CEDE/xxxxxa
a. xxxxx = The CBL customer’s 5-digit account number.
31 December 2020 Clearstream Banking104 Multi-Market Securities Guide
ISIN DE000A0B65S3 - Paion AG, settling via removal by local registrarCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Germany, as published in the Clearstream Banking Fee Schedule.
Note: Customers must send a free-format message to the OUI Unit with the following details: Instruction reference and beneficiary details (name, account, BIC, contact person and telephone number)
Deliver Free Receive FreeM Place of Safekeeping DAKVDEFF M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DAKVDEFF Party CRSTGB22M Receiving Agent Clearstream Banking Frankfurt M Delivering Agent CRESTCo
Party 7015000 Party R033M Buyer Name and Address M Seller Name and Address
Party Capita IRG Party Capita IRGM Account 100961636800M Settlement Processing
NarrativeCEDELULL ifo CBL acc. xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CEDELULL ifo CBL acc. xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/DAKVDEFF C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //DAKVDEFF E1 M :95P: :PSET //CRSTGB22 M :95R: :REAG /DAKV/7015000 M :95R: :DEAG /CRST/R033M :95Q: :BUYR //Capita IRG M :95Q: :SELL //Capita IRGM :97A: :SAFE //100961636800
Clearstream Banking 31 December 2020Multi-Market Securities Guide 105
ISIN DE000TUAG000 - TUI AG only, settling via local agentsCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for Germany, as published in the Clearstream Banking Fee Schedule.
Note: Customers must instruct on SD-1 and send a free-format message to the OAA unit on SD-1 providing the instruction reference in CBL.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for Germany, as published in the Clearstream Banking Fee Schedule.
Note: Customers must instruct on SD-1 and send a free-format message to the OAA unit on SD-1 providing the instruction reference in CBL.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping DAKVDEFF M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CEDELULLXXX Party CRSTGB22M Receiving Agent Clearstream M Delivering Agent CRESTCo
Party 20813 Party R033M Settlement Processing
NarrativeTransfer to CREST 00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //00XJJM :94F: :SAFE //NCSD/DAKVDEFF C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //CEDELULLXXX E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /CEDE/20813 M :95R: :DEAG /CRST/R033
Deliver Free Receive FreeM Place of Safekeeping DAKVDEFF M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CEDELULLXXX Party CRSTGB22M Receiving Agent Clearstream M Delivering Agent CRESTCo
Party 20813 Party R033M Settlement Processing
NarrativeTransfer to CREST 14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //14XKLM :94F: :SAFE //NCSD/DAKVDEFF C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //CEDELULLXXX E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /CEDE/20813 M :95R: :DEAG /CRST/R033
31 December 2020 Clearstream Banking106 Multi-Market Securities Guide
German equities settling via CBF-DTCC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Germany, as published in the Clearstream Banking Fee Schedule.
Germany - U.S.A.
Deliver Free Receive FreeM Place of Safekeeping DAKVDEFF M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCCUS33XXX Party DTCYUS33M Receiving Agent BIC M Delivering Agent DTC - US
Party DTCCUS33XXX Party 6200Account 0908
M Buyer BIC M Seller BICParty CITIUS33XXX Party DAKVDEFFAccount 089154/CSCxxxxx a M Account 7201/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98A: :TRAD //trade date and time B M :98A: :TRAD //trade date and timeM :94F: :SAFE //NCSD/DAKVDEFF C M :94F: :SAFE //NCSD/DTCYUS33M :95P: :PSET //DTCCUS33XXX E1 M :95P: :PSET //DTCYUS33 M :95P: :REAG //DTCCUS33XXX M :95R: :DEAG /DTCYID/6200M :97A: :SAFE //0908M :95P: :BUYR //CITIUS33XXXM :97A: :SAFE //089154/CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95P: :SELL //DAKVDEFFM :97A: :SAFE //7201/xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 107
U.S. equities and bonds DTCC eligible Canadian securitiesISIN IL0010834682 - SHS OTI On TrackISIN NL0000240000 - SHS Qiagen only, settling via CBF-DTCC link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Germany, as published in the Clearstream Banking Fee Schedule.
Note: The customer must send a free-format message to the Settlement team in charge of Germany, providing the instruction reference.
ISIN NL0000268456 - IFCO Systems NV only, settling via CBF-DTCC linkTransfer of this security is not possible from Germany to the U.S.A.
Deliver Free Receive FreeM Place of Safekeeping DAKVDEFF M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DAKVDEFF Party DTCYUS33M Receiving Agent Clearstream Banking Frankfurt M Delivering Agent DTC - US
Party 79110000 Party 2000M Buyer BIC M Seller BIC
Party CEDELULLXXX Party DAKVDEFFM Account 089154/CSCxxxxx a M Account 7201/xxxxx a
Other Settlement Parties: Type
Receiving Custodian
Format Name and AddressParty CITIBANK N.A.
M Account 0908M Settlement Processing
Narrative089154 /CSCxxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //089154/CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/DAKVDEFF C M :94F: :SAFE //NCSD/DTCYUS33M :95P: :PSET //DAKVDEFF E1 M :95P: :PSET //DTCYUS33M :95R: :REAG /DAKV/79110000 M :95R: :DEAG /DTCYID/2000M :95Q: :RECU //CITIBANK N.A.M :97A: :SAFE //0908M :95P: :BUYR //CEDELULLXXX M :95P: :SELL //DAKVDEFFM :97A: :SAFE //089154/CSCxxxxx a M :97A: :SAFE //7201/xxxxx a
31 December 2020 Clearstream Banking108 Multi-Market Securities Guide
ISIN BE0974271034 VIOHALCO S.A. ISIN BR0974338700 - Titan Cement Ord BR only settling via HELEX - Euroclear Belgium link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Greece, as published in the Clearstream Banking Fee Schedule, plus EUR 8. A cancellation fee of EUR 16 applies to each cancelled cross-border transaction with Belgium.
Notes: On the Greek market, the settlement date cannot be in the past.
Greece - Belgium
Deliver Free Receive FreeM Place of Safekeeping HCSDGRAA M Place of Safekeeping CIKBBEBBM Place of trade OTC Trade
Narrative OTCM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CIKBBEBB Party CIKBBEBBM Receiving Agent Name and Address M Delivering Agent BIC
Party ESES DEPO Party CITTGB2LXXXM Other Settlement
Parties: TypeReceiving Custodian
Format BICParty CEDELULLXXX
M Buyer BIC M Seller BICParty Ordering party´s BIC Party CITTGB2LXXX
or Buyer BICParty CEDELULL (if the customer has an
unpublished BIC)M Account xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 0006018619M Settlement Processing
Narrativeplace of settlement DAKVDEFFXXX
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //place of settlement DAKVDEFFXXXM :94F: :SAFE //NCSD/HCSDGRAA C M :94F: :SAFE //NCSD/CIKBBEBBM :94B: :TRAD //OTCO/OTC EM :95P: :PSET //CIKBBEBB E1 M :95P: :PSET //CIKBBEBBXXXM :95Q: :REAG //ESES DEPO M :95P: :DEAG //CITTGB2LXXXM :95P: :RECU //CEDELULLXXXM :95P: :BUYR //Ordering party’s BIC M :95P: :SELL //CITTGB2LXXXor :95P: :BUYR //CEDELULL (if the customer has an unpublished
BIC)M :97A: :SAFE //xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //0006018619
Clearstream Banking 31 December 2020Multi-Market Securities Guide 109
ISIN CH0198251305 - COCA-COLA HBC AG ORD REG securities only, settling via HELEX-SIS linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Greece, as published in the Clearstream Banking Fee Schedule, plus EUR 8.A cancellation fee of EUR 16 applies to each cancelled cross-border transaction with Switzerland.
Notes: On the Greek market, the settlement date cannot be in the past.
Greece - Switzerland
Deliver Free Receive FreeM Place of Safekeeping HCSDGRAAXXX M Place of Safekeeping INSECHZZXXXM Place of trade OTC Trades
Narrative OTCM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party INSECHZZXXX Party INSECHZZXXXM Receiving Agent Name and Address M Delivering Agent Sega/Intersettle - CH
Party SIX SIS DEPO Party GB103098M Other Settlement
Parties: TypeReceiving Custodian
Format SEGA/INTERSETTLE-CHParty CH100025
M Buyer BIC M Seller BICParty CEDELULLXXX Party CEDELULLXXX
M Account xxxxxa M Account xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/HCSDGRAAXXX C M :94F: :SAFE //NCSD/INSECHZZXXXM :94B: :TRAD //OTCO/OTC EM :95P: :PSET //INSECHZZXXX E1 M :95P: :PSET //INSECHZZXXXM :95Q: :REAG //SIX SIS DEPO M :95R: :DEAG /SCOM/GB103098M :95R: :RECU /SCOM/CH100025 M :95P: :BUYR //CEDELULLXXX M :95P: :SELL //CEDELULLXXXM :97A: :SAFE //xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //xxxxxa
31 December 2020 Clearstream Banking110 Multi-Market Securities Guide
ISIN BMG1739E1084 SHS Brockman Mining Ltd (formerly Wah Nam International Holdings)CreationOnline
Xact via SWIFT
Fees: Handling charge and Script fees: HKD 350 plus HKD 2.50 for each Brockman Mining Ltd share certificate to be issued on the Hong Kong register (payment by cheque or bank draft in HKD made payable to ''Tricor Secretaries Limited'' upon receipt of Brockman Mining Ltd share certificate(s)).
Time required: Brockman Mining Ltd share certificate is issued in 4 business days upon receipt ofconfirmation from Brockman Mining Ltd /Computershare as well as the requisite documents.
Hong Kong - Australia
Deliver Free Receive FreeM Place of Safekeeping XHKCHKH1 M Place of Safekeeping CAETAU21XXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party XHKCHKH1 Party CAETAU21XXXM Receiving Agent Name and Address M Delivering Agent Name and Address
Party 900031 Party Share RegistryM Buyer Name and Address M Seller BIC
Party J.P.Morgan Nominees Australia Pty Limited Party CITIHKHXXXX2312-0001-11-06 M Account
M Settlement Processing Narrative
J.P.Morgan Nominees Australia Pty Limited Contact: Poppy GabrielidisTel: +61 3 9633 4311
M Settlement Processing Narrative
Citi (Nominees) Limited, Registered address GPO box 14, Hong Kong. Contact: Ms. Connie Chang (852 - 2306 7331)
M Change of Beneficial Owner orNo Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //J.P.Morgan Nominees Australia Pty Limited
Contact: Poppy Gabrielidis. Tel: +61 3 9633 4311M :70E: :SPRO //Citi (Nominees) Limited, Registered address
GPO box 14, Hong Kong. Contact: Ms. Connie Chang (852 - 2306 7331)
M :94F: :SAFE //NCSD/XHKCHKH1 C M :94F: :SAFE //NCSD/CAETAU21M :22F: :BENE //YBEN or NBEN EM :95P: :PSET //XHKCHKH1 E1 M :95P: :PSET //CAETAU21XXXM :95Q: :REAG //900031 M :95Q: :DEAG //Share RegistryM :95P: :BUYR //J.P.Morgan Nominees Australia Pty Limited M :95Q: :SELL //CITIHKHXXXXM :97A: :SAFE //2312-0001-11-06
Clearstream Banking 31 December 2020Multi-Market Securities Guide 111
ISIN CA16890P1036 - China Gold IntlISIN CA56501R1064 - Manulife Financial CorpISIN CA8443751059 – Southgobi Resources ORD REG only, settling physically
CreationOnline
Xact via SWIFT
FeesStandard transaction fee for Hong Kong, as published in the Clearstream Banking Fee Schedule, plus awithdrawal fee from CCASS calculated as HKD 3.50 per board lot.
For re-registration into the end client’s name, please provide the following original documents:
• Registration from HKSCC Nominees Ltd to Citi (Nominees) Ltd (HKD5.00 stamp duty is NOT required when transferring from CCASS)
10 business days = HKD 2.50 per certificate6 business days = HKD 3.00 per certificate3 business days = HKD 20.00 per certificate
• Registration from Citi (Nominees) Ltd to Other Names (HKD 5.00 stamp duty is payable before registration)
10 business days = HKD 2.50 per certificate6 business days = HKD 3.00 per certificate.3 business days = not available for transferor name other than CCASS name.
Registration under 10 business days is considered as express services and subject to the Registrar's discretion.
Note: The transferee will have to sign the transfer form in the position of "transferee(s)" and complete details for all parts related to the transferee(s).
Hong Kong - Canada
Deliver Free Receive FreeM Place of Safekeeping XHKCHKH1 M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and time
M Physical Transaction YesM Place of Settlement BIC M Place of Settlement Country Code
Party XHKCHKH1 Party CA - Canada PhysicalM Receiving Agent Name and Address M Delivering Agent CDS-CA
Party 900031 Party OTCOM Buyer Name and Address M Seller Name and Address
Party RBC Party Registered in N/O ROYTOR & COM Account 080000630001/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 8457910000M Settlement Processing
NarrativeRBC Investor Services, Securities Cage, Attn:
Mr. Inway, phone 001-416-955-5111 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3,Canada
M Settlement Processing Narrative
Citibank 9/F, Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong Contact: Ms. Connie Chang (+852 2306 7331)(plus beneficial ownership information if
required)
M Registration Details ROYTOR + CORBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3,Canada
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //RBC Investor Services, Securities Cage, Attn: Mr.
Inway, phone 001-416-955-5111 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3,Canada
M :70E: :SPRO //Citibank 9/F, Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong Contact: Ms. Connie Chang (+852 2306 7331)(plus beneficial ownership information if required)
M :94F: :SAFE //NCSD/XHKCHKH1 C M :94F: :SAFE //NCSD/CDSLCATTM :22F: :BENE //YBEN or //NBEN E M :22F: :BENE //YBEN or NBEN
M :22F: :STCO //PHYSM :95P: :PSET //XHKCHKH1 E1 M :95C: :PSET //CAM :95Q: :REAG //900031 M :95R: :DEAG /CDSL/OTCOM :95Q: :BUYR //RBC//Removal, Issue 1 Cert, Citi (Nominees)
Limited GPO Box 14 Hong KongM :95Q: :SELL //Registered in N/O ROYTOR & CO
M :97A: :SAFE //080000630001/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //8457910000 M :70D: :REGI //ROYTOR + CO
RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3,Canada
31 December 2020 Clearstream Banking112 Multi-Market Securities Guide
In addition, if we are instructed to send back the physical certificate to the end client via courier, please indicatean acknowledgement on the instruction that you are aware of the potential risk of loss in transit.
If it is a CBO transfer, both seller and buyer should pay an Ad Valorem duty before registration taking place. Youmay send us MT599 to instruct us to make the payment on your behalf.
In Hong Kong, an Ad Valorem stamp duty is levied on each transaction at a ratio of HKD 1.00 for every HKD 1,000or part thereof on the value of the transaction, on both the buyer and the seller, and also applied to any change ofbeneficial ownership. The amount is payable within two days after the transaction (assuming that transferdocuments are executed in Hong Kong); in any other cases, within 30 days. As for late stamping, the followingshall apply:
• Double if not later than one month;
• 4 times if not later than two months; and
• 10 times in any other case.
A standard transfer takes approximately one month. The customer may ask for an “express request”, which takesapproximately two weeks.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 113
ISIN CA8678421063 – Sunshine Oilsands Ltd Ord Reg only, settling removal between local registrarsCreationOnline
Xact via SWIFT
FeesStandard transaction fee for Hong Kong, as published in the Clearstream Banking Fee Schedule, plus awithdrawal fee from CCASS calculated as HKD 3.50 per board lot.
For re-registration into the end client’s name, please provide the following original documents:
• Registration from HKSCC Nominees Ltd to Citi (Nominees) Ltd (HKD5.00 stamp duty is NOT required when transferring from CCASS)
10 business days = HKD 2.50 per certificate6 business days = HKD 3.00 per certificate3 business days = HKD 20.00 per certificate
• Registration from Citi (Nominees) Ltd to Other Names (HKD 5.00 stamp duty is payable before registration)
10 business days = HKD 2.50 per certificate6 business days = HKD 3.00 per certificate.3 business days = not available for transferor name other than CCASS name.
Registration under 10 business days is considered as express services and subject to the Registrar's discretion.
Note: The transferee will have to sign the transfer form in the position of "transferee(s)" and complete details for all parts related to the transferee(s).
In addition, if we are instructed to send back the physical certificate to the end client via courier, please indicatean acknowledgement on the instruction that you are aware of the potential risk of loss in transit.
If it is a CBO transfer, both seller and buyer should pay an Ad Valorem duty before registration taking place. Youmay send us MT599 to instruct us to make the payment on your behalf.
In Hong Kong, an Ad Valorem stamp duty is levied on each transaction at a ratio of HKD 1.00 for every HKD 1,000or part thereof on the value of the transaction, on both the buyer and the seller, and also applied to any change of
Deliver Free Receive FreeM Place of Safekeeping XHKCHKH1 M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party XHKCHKH1 Party CDSLCATT M Receiving Agent Name and Address M Delivering Agent CDS-CA
Party 900031 Party OTCBM Buyer Name and Address M Seller Name and Address
Party RBC Party Registered in N/O ROYTOR & COM Account 080000630001/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 8457910000M Settlement Processing
NarrativeRBC Investor Services, Securities Cage, Attn:
Mr. Inway, phone 001-416-955-5111 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3,Canada
M Settlement Processing Narrative
Citibank 9/F, Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong Contact: Ms. Connie Chang (+852 2306 7331)(plus beneficial ownership information if
required)
M Registration Details ROYTOR + CORBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3,Canada
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //RBC Investor Services, Securities Cage, Attn: Mr.
Inway, phone 001-416-955-5111 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3,Canada
M :70E: :SPRO //Citibank 9/F, Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong Contact: Ms. Connie Chang (+852 2306 7331)(plus beneficial ownership information if required
M :94F: :SAFE //NCSD/XHKCHKH1 C M :94F: :SAFE //NCSD/CDSLCATTM :22F: :BENE //YBEN or //NBEN E M :22F: :BENE //YBEN or NBEN
M :22F: :SETR //TRADM :95P: :PSET //XHKCHKH1 E1 M :95P: :PSET //CDSLCATT M :95Q: :REAG //900031 M :95R: :DEAG /CDSL/OTCBM :95Q: :BUYR //RBC M :95Q: :SELL //Registered in N/O ROYTOR & COM :97A: :SAFE //080000630001/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //8457910000M :70D: :REGI //ROYTOR + CO
RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3,Canada
31 December 2020 Clearstream Banking114 Multi-Market Securities Guide
beneficial ownership. The amount is payable within two days after the transaction (assuming that transferdocuments are executed in Hong Kong); in any other cases, within 30 days. As for late stamping, the followingshall apply:
• Double if not later than one month;
• 4 times if not later than two months; and
• 10 times in any other case.
A standard transfer takes approximately one month. The customer may ask for an “express request”, which takesapproximately two weeks.
Rush removal (2 business days)
Removal fee: 0.05% on market value (subject to a minimum of HKD5,000.00)
Clearstream Banking 31 December 2020Multi-Market Securities Guide 115
ISIN GB0005405286 - HSBC HOLD PLCNote: Direct transfers between Hong Kong and France cannot be processed. Transfers for ISIN GB0005405286 -
HSBC HOLD PLC should be made from Hong Kong to UK and upon successful settlement from UK to France as stated in this document.
Hong Kong - France
31 December 2020 Clearstream Banking116 Multi-Market Securities Guide
BMG8063F1068 SHS SHANGRI-LA ASIA LTD settling via CDP-CCASS link
Note: A standard transfer takes approximately 10 business days.
Fees: The fees payable are as follows:
CDP fees
Transfer fee of SGD 53.50 (inclusive of 7% GST) per request.
Hong Kong stamp duty
0.1% of the value of the securities being transferred, based on the last closing price of securities, if theinvestor has notified that the transfer involves a change in beneficial ownership of the securities.
Hong Kong - Singapore
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping XHKCHKH1 M Place of Safekeeping CDPLSGSGM Trade Date/Time trade date and time M Trade Date/Time trade date and time
C Type of Settlement Transaction
Internal Own Account Transfer (if no change in beneficial owner)
Trade Settlement (if change in beneficial owner)
M Place of Settlement BIC M Place of Settlement BICParty XHKCHKH1 Party CDPLSGSG
M Receiving Agent BIC M Delivering Agent BICParty CITIHKHXXXX Party CDPLSGSG
M Buyer Name and Address M Seller BICParty Citibank NA Singapore s/a The Central
Depository Pte LtdParty CITIHKHXXXX
M Account 9497060000 M Account 8457910000M Settlement Processing
Narrative(IF NCBO, BO NAME TO BE DECLARED)
CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD.
CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING
CDP ACCOUNT NUMBER: 5611-1813-7519
M Settlement Processing Narrative
(IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD.
Name: CITI (NOMINEES) LIMITEDAddress: G.P.O. BOX 14 HONG KONG. PLEASE ARRANGE FOR REGISTRATION
AND SCRIPTLESS DEPOSITION INTO CDP. ALL ASSOCIATED CHARGES TO BE ACCEPTED AND DEBITED.
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :94B: :TRAD //Place of trade
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED)
CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD.
CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING
CDP ACCOUNT NUMBER: 5611-1813-7519
:70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD.
Name: CITI (NOMINEES) LIMITEDAddress: G.P.O. BOX 14 HONG KONG. PLEASE ARRANGE FOR REGISTRATION AND
SCRIPTLESS DEPOSITION INTO CDP. ALL ASSOCIATED CHARGES TO BE ACCEPTED AND DEBITED.
M :94F: :SAFE //NCSD/XHKCHKH1 C M :94F: :SAFE //NCSD/CDPLSGSGM :22F: :BENE //YBEN or //NBEN E M :22F: :BENE //YBEN or NBEN
C :22F: :SETR //OWNI (if no change in beneficial owner)//TRAD (if change in beneficial owner)
M :95P: :PSET //XHKCHKH1 E1 M :95P: :PSET //CDPLSGSGM :95P: :REAG //CITIHKHXXXX M :95P: :DEAG //CDPLSGSGM :95Q: :BUYR //Citibank NA Singapore s/a The Central Depository
Pte LtdM :95P: :SELL //CITIHKHXXXX
M :97A: :SAFE //9497060000 M :97A: :SAFE //8457910000
Clearstream Banking 31 December 2020Multi-Market Securities Guide 117
ISIN BMG8984D1074 SHS TPV TECHNOLOGY LTD only - settling removal between local registrars
Note: A standard transfer takes approximately 20 market days.
Fees: The fees payable are as follows:
- Hong Kong Removal fees of HKD 150.00
- Hong Kong scrip fee of HKD 2.50
SGD 33.54 being the registration fee of the Removed shares, transfer fee, stamping fee and stamp duty
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping XHKCHKH1 M Place of Safekeeping CDPLSGSGM Trade Date/Time trade date and time M Trade Date/Time trade date and time
C Type of Settlement Transaction
Internal Own Account Transfer (if no change in beneficial owner)
Trade Settlement (if change in beneficial owner)
M Place of Settlement BIC M Place of Settlement BICParty XHKCHKH1 Party CDPLSGSG
M Receiving Agent Name and Address or Other M Delivering Agent BICParty 900031 Party DBSSSGSGIBD
M Buyer BIC M Seller BICParty DBSSSGSGIBD Party CEDELULL
5611-1813-7519 M AccountM Settlement Processing
Narrative(IF NCBO, BO NAME TO BE DECLARED)
CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD.
M Settlement Processing Narrative
(IF NCBO, BO NAME TO BE DECLARED) PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD.
Name: CITI (NOMINEES) LIMITEDAddress: G.P.O. BOX 14 HONG KONG.
PLEASE ARRANGE FOR REGISTRATION AND SCRIPTLESS DEPOSITION INTO CDP. ALL ASSOCIATED CHARGES TO BE ACCEPTED AND DEBITED.
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :94B: :TRAD //Place of trade
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED)
CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD.
:70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD.
Name: CITI (NOMINEES) LIMITED Address: G.P.O. BOX 14 HONG KONG. PLEASE
ARRANGE FOR REGISTRATION AND SCRIPTLESS DEPOSITION INTO CDP. ALL ASSOCIATED CHARGES TO BE ACCEPTED AND DEBITED.
M :94F: :SAFE //NCSD/XHKCHKH1 C M :94F: :SAFE //NCSD/CDPLSGSGM :22F: :BENE //YBEN or //NBEN E M :22F: :BENE //YBEN or //NBEN
C :22F: :SETR //OWNI (if no change in beneficial owner)//TRAD (if change in beneficial owner)
M :95P: :PSET //XHKCHKH1 E1 M :95P: :PSET //CDPLSGSGM :95P: :REAG //900031 M :95Q: :DEAG //DBSSSGSGIBDM :95P: :BUYR //DBSSSGSGIBD M :95P: :SELL //CEDELULLM :97A: :SAFE //5611-1813-7519
31 December 2020 Clearstream Banking118 Multi-Market Securities Guide
BMG135981188 - SHS BLUE SKY POWER HOLDINGS LTD ORD REGBMG2110F1023 - CHINA KANGDA FOOD CO LTD ORD REGBMG2535T1099 - COURAGE MARINE GROUP LTD ORD REGKYG3932J1572 - GLOBAL TECH HLDGS LTDSG1O33912138 - FORTUNE REAL ESTATE INVESTMENT TRUST ORD REG
CreationOnline
Xact via SWIFT
Note: For SG1O33912138 and KYG3932J1572 a standard transfer takes approximately 20 business days. For BMG135981188, BMG2110F1023 and BMG2535T1099 a standard transfer takes approximately 30 business days.
Fees: The fees payable are as follows:
For SG1O33912138
Singapore CDP fees
- SGD 10.70 for CDP deposit fee,;
- SGD 10.70 for transfer request fee.
All these charges are inclusive of 7% GST.
Singapore stamp duty charges
- For NCBO no charges;
- For CBO 0.02% of the market value of the shares plus SGD 3 for handling fees and plus 7% GST.
Hong Kong normal registration (10 business days)
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping XHKCHKH1 M Place of Safekeeping CDPLSGSGM Trade Date/Time trade date and time M Trade Date/Time trade date and time
C Type of Settlement Transaction
Internal Own Account Transfer (if no change in beneficial owner)
Trade Settlement (if change in beneficial owner)
M Place of Settlement BIC M Place of Settlement BICParty XHKCHKH1 Party CDPLSGSG
M Receiving Agent Name and Address M Delivering Agent BICParty 900031 Party DBSSSGSGIBD
M Buyer BIC M Seller BICParty DBSSSGSGIBD Party CEDELULLAccount 5611-1813-7519
M Settlement Processing Narrative
(IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD.
CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING
CDP ACCOUNT NUMBER: 5611-1813-7519
M Settlement Processing Narrative
(IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD.
Name: CITI (NOMINEES) LIMITEDAddress: G.P.O. BOX 14 HONG KONG. PLEASE ARRANGE FOR REGISTRATION
AND SCRIPTLESS DEPOSITION INTO CDP. ALL ASSOCIATED CHARGES TO BE ACCEPTED AND DEBITED.
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :94B: :TRAD //Place of trade
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO // (IF NCBO, BO NAME TO BE DECLARED)
CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD. CDP ACCOUNT
NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING
CDP ACCOUNT NUMBER: 5611-1813-7519
:70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD.
Name: CITI (NOMINEES) LIMITEDAddress: G.P.O. BOX 14 HONG KONG. PLEASE ARRANGE FOR REGISTRATION AND
SCRIPTLESS DEPOSITION INTO CDP. ALL ASSOCIATED CHARGES TO BE ACCEPTED AND DEBITED.
M :94F: :SAFE //NCSD/XHKCHKH1 C M :94F: :SAFE //NCSD/CDPLSGSGM :22F: :BENE //YBEN or //NBEN E M :22F: :BENE //YBEN or NBEN
C :22F: :SETR //OWNI (if no change in beneficial owner)//TRAD (if change in beneficial owner)
M :95P: :PSET //XHKCHKH1 E1 M :95P: :PSET //CDPLSGSGM :95Q: :REAG //900031 M :95P: :DEAG //DBSSSGSGIBDM :95P: :BUYR //DBSSSGSGIBD M :95P: :SELL //CEDELULLM :97A: :SAFE //5611-1813-7519
Clearstream Banking 31 December 2020Multi-Market Securities Guide 119
- Withdrawal fees (number of shares/board lot) x HKD 3.50
- Registration fee (from CCASS's name to Citi's name): HKD 2.50 per certificate withdrawn from CCASS1;
- Scrip fee: number of certificates withdrawn x HKD 2.50.
Hong Kong rush registration (3 business days)
- Withdrawal fees (number of shares/board lot) x HKD 3.50;
- Registration fee (from CCASS's name to Citi's name): HKD 20 per certificate withdrawn from CCASS1;
- Scrip fee: number of certificates withdrawn x HKD 2.50.
Hong Kong Normal removal registrar fees
HKD 27.50 (6 business days).
Hong Kong Rush removal registrar fees
0.05% on market value or HKD 20.00 for each share certificate cancelled (whichever the higher) (3business days).
For KYG3932J1572
• CDP Withdrawal fees (inclusive of GST): SGD 10.70 per request for a quantity of less than 1,000 or SGD 26.75 per request for a quantity of more than1000.
• Singapore Share Registrar (inclusive of 7% GST) removal fees of SGD 32.10 plus SGD 2.14 for each share certificate issued
• For NCBO - stamp duty of (inclusive of 7% GST) SGD 10.70 per transfer form plus SGD 3.00 as handling fees
• For CBO - stamp duty 0.02% of the market value of the shares X quantity of shares plus 7% GST plus SGD 3.00 as handling charges
• Removal fee: HKD 78.00 payable to RBC Corporate Services Hong Kong Limited
• HKD 2.50 for each share certificate to be issued by the Hong Kong branch registrar plus HKD 20.00 for postage within Hong Kong
For BMG2110F1023
Singapore CDP fees
- SGD 10.70 for CDP deposit fee,;
All these charges are inclusive of 7% GST.
Singapore stamp duty charges
- For NCBO no charges;
- For CBO 0.02% of the market value of the shares plus SGD 3 for handling fees and plus 7% GST.
Hong Kong normal registration (10 business days)
- Registration fee (from CCASS's name to Citi's name): HKD 2.50 per certificate withdrawn from CCASS1;
Hong Kong express registration (3 business days)
- Registration fee (from CCASS's name to Citi's name): HKD 20 per certificate withdrawn from CCASS1;
Hong Kong normal re-registration (10 business days)
Registration fee (from Citi's name into SG's name): HKD 2.50 per certificate2.
Hong Kong express re-registration (6 business days)
Registration fee (from Citi's name into SG's name): HKD 3 per certificate2.
Hong Kong normal removal (15 business days)
HKD 150.00 for removal fees
HKD 2.50 for each share certificate rendered for cancellation on the Hong Kong Branch Register
HKD 39.00 for each new share certificate to be issued
HKD 156.00 for each removal and transfer to be effected on the Register
1. Number of certificates and denomination withdrawn subject to CCASS's inventory and discretion2. Registration less than 10 business days is considered as express services and subject to the Company's and the Registrar’s
discretion.
31 December 2020 Clearstream Banking120 Multi-Market Securities Guide
For BMG135981188 and BMG2535T1099
Registration from HKSCC Nominees Ltd to Citi (Nominees) Ltd
- HKD5.00 stamp duty is NOT required when transferring from CCASS
- Standard / Normal service: 10 business days = HKD 2.50 per certificate1
- Express service: 3 business days = HKD 20.00 per certificate1
Registration from Citi (Nominees) Ltd to Other Names
- HKD5.00 stamp duty per transfer form is payable before registration
- Standard / Normal service: 10 business days = HKD 2.50 per certificate1
- Express service: 6 business days = HKD 3.00 per certificate1
• Note: 3 business days is not available for transferor name other than CCASS name
Registrations of less than 10 business days are considered as express services and subject to the Company's andthe Registrar's discretion.
(A) TRICOR INVESTOR SERVICES LIMITED
Removal Fee: HKD 300.00 plus HKD 2.50 for each share certificate rendered for cancellation
Postage (Registered mail if required): HKD20.00
(B) BOARDROOM CORPORATE & ADVISORY SERVICES PTE. LTD.
Removal and Transfer Fee: SGD 32.10 plus SGD 2.14 for each share certificate issued (inclusive of the prevailing7% Goods and Services Tax)
(C) The Central Depository (Pte) Limited
Deposit Fee: SGD10.70 (inclusive of the prevailing 7% Goods and Services Tax) or the amount as prescribed byCDP from time to time.
1. Number of certificate and denomination withdrawn from CCASS subject to CCASS's inventory & discretion.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 121
VGG2156N1006 SHS CHINA NEW TOWN DEVELOPMENT COMPORATION LIMITED ORD REGCreationOnline
Xact via SWIFT
Note: A standard transfer takes approximately 30 business days.
Fees: The fees payable are as follows:
Singapore Registrar
- SGD 26.75 handling and removal fees;
- SGD 2.14 scrip fee for every transfer form submitted.
All these charges are inclusive of 7% GST.
CDP would charge SGD 10.70 for withdrawal of shares
This is inclusive of 7% GST.
Singapore stamp duty charges
- For NCBO no charges;
- For CBO, 0.02% of the market value of the shares plus SGD 3 for handling fees plus 7% GST.
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping XHKCHKH1 M Place of Safekeeping CDPLSGSGM Trade Date/Time trade date and time M Trade Date/Time trade date and time
C Type of Settlement Transaction
Internal Own Account Transfer (if no change in beneficial owner)
Trade Settlement (if change in beneficial owner)
M Place of Settlement BIC M Place of Settlement BICParty XHKCHKH1 Party CDPLSGSG
M Receiving Agent Name and Address M Delivering Agent BICParty 900031 Party DBSSSGSGIBD
M Buyer BIC M Seller BICParty DBSSSGSGIBD Party CEDELULLAccount 5611-1813-7519
M Settlement Processing Narrative
(IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD.
CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING
CDP ACCOUNT NUMBER: 5611-1813-7519
M Settlement Processing Narrative
(IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD.
Name: CITI (NOMINEES) LIMITEDAddress: G.P.O. BOX 14 HONG KONG. PLEASE ARRANGE FOR REGISTRATION
AND SCRIPTLESS DEPOSITION INTO CDP. ALL ASSOCIATED CHARGES TO BE ACCEPTED AND DEBITED.
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :94B: :TRAD //Place of trade
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO // (IF NCBO, BO NAME TO BE DECLARED)
CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD.
CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING
CDP ACCOUNT NUMBER: 5611-1813-7519
:70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD.
Name: CITI (NOMINEES) LIMITEDAddress: G.P.O. BOX 14 HONG KONG. PLEASE ARRANGE FOR REGISTRATION AND
SCRIPTLESS DEPOSITION INTO CDP. ALL ASSOCIATED CHARGES TO BE ACCEPTED AND DEBITED.
M :94F: :SAFE //NCSD/XHKCHKH1 C M :94F: :SAFE //NCSD/CDPLSGSGM :22F: :BENE //YBEN or //NBEN E M :22F: :BENE //YBEN or NBEN
C :22F: :SETR //OWNI (if no change in beneficial owner)//TRAD (if change in beneficial owner)
M :95P: :PSET //XHKCHKH1 E1 M :95P: :PSET //CDPLSGSGM :95Q: :REAG //900031 M :95P: :DEAG //DBSSSGSGIBDM :95P: :BUYR //DBSSSGSGIBD M :95P: :SELL //CEDELULLM :97A: :SAFE //5611-1813-7519
31 December 2020 Clearstream Banking122 Multi-Market Securities Guide
Hong Kong normal registration ( 10 business days )
- Withdrawal fees (number of shares/board lot) x HKD 3.50;
- Registration fee (from CCASS's name to Citi's name): HKD 2.50 per certificate withdrawn from CCASS1;
- Scrip fee: number of certificates withdrawn x HKD 2.50.
Hong Kong rush registration (3 business days)
- Withdrawal fees (number of shares/board lot) x HKD 3.50;
- Registration fee (from CCASS's name to Citi's name): HKD 20 per certificate withdrawn from CCASS1;
- Scrip fee: number of certificates withdrawn x HKD 2.50.
Hong Kong normal removal fees
HKD 302.50 (15 business days, rush removal not applicable).
1. Number of certificates and denomination withdrawn subject to CCASS's inventory and discretion
Clearstream Banking 31 December 2020Multi-Market Securities Guide 123
ISIN BMG0620W2019 - Asian Citrius Hldg Ord RegISIN GB0004082847 - Standard Chartered plcISIN GB0005405286 - HSBC HOLD PLC (CCASS 5) only, settling physicallyISIN GB00B0HZPV38 - SHS Kazakhmys plc Ord RegISIN JE00B4T3BW64 - SHS Glencore Xstrata plc (formerly known as Glencore International plc) Ord Reg
Fees: Standard transaction fee for Hong Kong, as published in the Clearstream Banking Fee Schedule, plus the
following additional fees:
- Normal Removal from CCASS:
Re-registration 3 days: HKD 20.00 per certificateRe-registration 6 days: HKD 3.00 per certificate Re-registration 10 days: HKD 2.50 per certificate
If the customer chooses 10-day re-registration, the scrip fee = Number of certificates (depending on how many certificates CCASS will issue) x HKD 2.50.
Customers must send a separate free-format message for re-registration type including instruction reference to the OAA Settlement team.
- Express Removal from CCASS (The availability of Express Service is not guaranteed and subject to Registrar's discretion):
Withdrawal charges = Number of Board lots x HKD 3.50. Express Removal fee = (Number of shares x Closing price of share x 0.05%) plus Number of certificates (depending on how many certificates CCASS will issue) x HKD 20.00.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Hong Kong - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping XHKCHKH1 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party XHKCHKH1 Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent CrestCo
Party 900031 Party CRESTM Buyer BIC M Seller Name and Address
Party CITIGB2L Party Citibank Nominees HK, ifo acc. xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Account 00XJJ CLRLUX2M Settlement Processing
NarrativeCITIBANK LDN b
Citigroup Residuals Citigroup Centre1/F 1 North Wall QuayDublin 1 Ireland Attn : Citigroup Residuals (00 353 16225882)
b. Include “EXPRESS SERVICES, “ before “CITIBANK LDN“ for transfer via Express Services.
M Settlement Processing Narrative
/STCO/PHYS
C Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise; blank)
M Beneficial Ownership Indicator
No change of beneficial ownership; or Change of beneficial ownership
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CITIBANK LDN a
Citigroup Residuals Citigroup Centre1/F 1 North Wall QuayDublin 1 Ireland Attn : Citigroup Residuals (00 353 16225882)
a. Include “EXPRESS SERVICES, “ before “CITIBANK LDN“ for transfer via Express Services.
M :70E: :SPRO ///STCO/PHYS
M :94F: :SAFE //XHKCHKH1 C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :BENE //NBEN (if no change of beneficial ownership); or
//CBO (if change of beneficial ownership)E
C :22F: :STAM /CRST/GBOX (if customer the same; otherwise; blank)M :95P: :PSET //XHKCHKH1 E1 M :95P: :PSET //CRSTGB22M :95Q: :REAG //900031 M :95R: :DEAG /CRST/CRESTM :95P: :BUYR //CITIGB2L M :95Q: :SELL //Citibank Nominees HK, ifo acc. xxxxx b
M :97A: :SAFE //00XJJ CLRLUX2
31 December 2020 Clearstream Banking124 Multi-Market Securities Guide
Note: A standard transfer takes approximately one month. Customers may ask for an “express request” which takes approximately 2 weeks.
Customers must send an MT599 indicating their instruction reference to Settlement Singapore wheneverthey instruct a HK to UK cross-border.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: A standard transfer takes approximately one month. Customers may ask for an “express-request” which takes approximately 2 weeks.
Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts.
Customers must send an MT599 indicating their instruction reference to Settlement Singapore wheneverthey instruct a HK to UK cross-border.
Fees: The fees payable are as follows:
For BMG0620W2019
Normal Service
- 6 business days (removal only)
- HKD 25.00 base fee plus
- HKD 2.50 per certificate cancelled
Rush Service
- 2 business days
- 0.05% on market value or
- HKD 20.00 per certificate cancelled whichever is higher (subject to a minimum of HKD200.00)
For GB0004082847
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping XHKCHKH1 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party XHKCHKH1 Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent CrestCo
Party 900031 Party CRESTM Buyer BIC M Seller Name and Address
Party CITIGB2L Party Citibank Nominees HK, ifo acc. xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Account 14XKL CLRLUXM Settlement Processing
NarrativeCITIBANK LDN b
Citigroup Residuals Citigroup Centre1/F 1 North Wall QuayDublin 1 Ireland Attn : Citigroup Residuals (00 353 16225882)
b. Include “EXPRESS SERVICES, “ before “CITIBANK LDN“ for transfer via Express Services.
M Settlement Processing Narrative
/STCO/PHYS
M Beneficial Ownership Indicator
No change of beneficial ownership; orChange of beneficial ownership
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CITIBANK LDN a
Citigroup Residuals Citigroup Centre1/F 1 North Wall QuayDublin 1 Ireland Attn : Citigroup Residuals (00 353 16225882)
a. Include “EXPRESS SERVICES, “ before “CITIBANK LDN“ for transfer via Express Services.
M :70E: :SPRO ///STCO/PHYS
M :94F: :SAFE //XHKCHKH1 C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :BENE //NBEN (if no change of beneficial ownership); or
//CBO (if change of beneficial ownership)E
M :95P: :PSET //XHKCHKH1 E1 M :95P: :PSET //CRSTGB22M :95Q: :REAG //900031 M :95R: :DEAG /CRST/CRESTM :95P: :BUYR //CITIGB2L M :95Q: :SELL //Citibank Nominees HK, ifo acc. xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //14XKL CLRLUX
Clearstream Banking 31 December 2020Multi-Market Securities Guide 125
Normal Service
- 6 business days (re-reg + removal)
- HKD 25.00 base fee plus
- HKD 2.50 per certificate cancelled
Rush Service
- 2 business days
- 0.05% on market value or
- HKD 20.00 per certificate cancelled whichever is higher (subject to a minimum of HKD200.00)
For GB0005405286
Normal Service
- 6 business days (re-reg + removal)
- Removal fee:
HKD 2.50 per certificate cancelled
- Re-registration fee:
HKD 2.50 per certificate cancelled
Rush Service
- 2 business days (removal only)
- 3 business days (re-reg. + removal)
- Removal fee:
0.05% on market value with minimum of HKD500.00 per transaction
- Re-registration fee:
- HKD 2.50 per certificate cancelled
For GB00B0HZPV38 and JE00B4T3BW64
Normal Service
- 6 business days (removal only)
- 10 business days (re-reg · removal)
- Removal fee:
HKD 200.00 base fee plus
HKD 2.50 per certificate cancelled
- Re-registration fee:
HKD 20.00 per certificate cancelled
Rush Service
- 2 business days (removal only)
- 3 business days (re-reg. + removal)
- Removal fee:
0.05% on market value (subject to a minimum of HKD5,000.00)
- Re-registration fee:
- HKD 20.00 per certificate cancelled
31 December 2020 Clearstream Banking126 Multi-Market Securities Guide
US0311621009 SHS AMGEN INC. ORD REGUS0382221051 SHS APPLIED MATERIALS INC. ORD REGUS17275R1023 SHS CISCO SYSTEMS INC ORD REGUS24702R1014 SHS DELL INC ORD REGUS4581401001 SHS INTEL CORPORATION ORD REGUS4642867729 SHS ISHARES MSCI SOUTH KOREA CAPPED IN.FDUS4642867315 SHS ISHARES INC MSCI TAIWAN IDEX FUNDUS5949181045 SHS MICROSOFT CORP ORD REGUS78463V1070 SHS SPDR GOLD TRUSTUS8552441094 SHS STARBUCKS CORP ORD REG
CreationOnline
Xact via SWIFT
Note: A standard transfer takes approximately 5 business days.
Fees: The fees payable are as follows:
Charge per transfer is HKD 200 (no matter failed or succeeded)
Hong Kong - USA
Deliver Free Receive FreeM Place of Safekeeping XHKCHKH1 M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party XHKCHKH1 Party DTCYUS33M Receiving Agent Name and Address M Delivering Agent DTC
Party 900031 Party 2338M Buyer BIC M Seller BIC
Party CITIUS33 Party CITIHKHXAccount DTC 0908 ACC.089154/CSCxxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CBL xxxxxa
M Settlement Processing Narrative
CROSS BORDER TRANSFER FROM HONG KONG TO USA.
VALUE: YY/MM/DD NEW YORK TIME NAME OF DTC PARTICIPANT: CITIBANK New
York, DTC ID 908DTC ACCOUNT NUMBER: 0809154
(Clearstream)CUSIP: XXX
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CROSS BORDER TRANSFER FROM HONG KONG
TO USA.VALUE: YY/MM/DD NEW YORK TIME NAME OF DTC PARTICIPANT: CITIBANK New York,
DTC ID 908DTC ACCOUNT NUMBER: 0809154 (Clearstream)CUSIP: XXX
M :94F: :SAFE //NCSD/XHKCHKH1 C M :94F: :SAFE //NCSD/DTCYUS33M :22F: :BENE //YBEN or //NBEN EM :95P: :PSET //XHKCHKH1 E1 M :95P: :PSET //DTCYUS33M :95Q: :REAG //900031 M :95R: :DEAG /DTCYID/2338M :95P: :BUYR //CITIUS33 M :95P: :SELL //CITIHKHXM :97A: :SAFE //DTC 0908 ACC.089154/CSCxxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CBL xxxxxa
Clearstream Banking 31 December 2020Multi-Market Securities Guide 127
ISIN AU000000CNT2 CENTAMIN EGYPT LTD. only and settling via removal between local registrarsCreationOnline
Xact via SWIFT
Fees: Standard transaction fee as published in the Clearstream Banking Fee Schedule plus a fixed fee of EUR 55.00 when these securities are physical.
Ireland - Canada
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Physical Transaction YesM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CDSLCATTM Receiving Agent CRESTCo M Delivering Agent CDS-CA
Party CREST Party OTCBM Buyer Name and Address M Seller Name and Address
Party Removal to Roytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada
Party registered in N/O Roytor & Co.
M Account 080000630001M Settlement Processing
Narrative/STCO/PHYS/080000630001/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
UK CREST to Canada/NCBO (if no change of beneficial ownership)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYS/080000630001/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :70E: :SPRO //UK CREST to Canada/NCBO (if no change of beneficial ownership)
M :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/CDSLCATTM :22F: :STCO //PHYS E
M :22F: :SETR //TRADM :95C: :PSET //CRSTGB22 E1 M :95P: :PSET //CDSLCATTM :95Q: :REAG /CRST/CREST M :95R: :DEAG /CDSL/OTCBM :95Q: :BUYR //Removal to Roytor and Co., RBC Investor
Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada
M :95Q: :SELL //registered in N/O Roytor & Co.
M :97A: :SAFE //080000630001
31 December 2020 Clearstream Banking128 Multi-Market Securities Guide
ISIN IE00BD5B1Y92 - Bank of Cyprus Holdings PlcCreationOnline
Xact via SWIFT
Ireland - Cyprus
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping XCYSCY2NXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and time
M Additional Places Type: Place of TradeCode: OTC TradesNarrative: OTC
M Place of Settlement BIC M Place of Settlement BICParty CRSTGB22 Party XCYSCY2NXXX
M Receiving Agent CRESTCO M Delivering Agent Name and AddressParty 7QUAG Party CREST DEPOBuyer Capita IRG Trustees (Nominees) Limited MAccount BOCDI
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
C M :94F: :SAFE //NCSD/XCYSCY2NM :94F: :SAFE //NCSD/CRSTGB22XXX M :94B: :TRAD //OTCO/OTCM :95P: :PSET //CRSTGB22XXX E1 M :95P: :PSET //XCYSCY2NXXXM :95R: :REAG /CRST/7QUAGM :95Q: :BUYR //Capita IRG Trustees (Nominees) Limited M :95Q: :DEAG //CREST DEPOM :97A: :SAFE //BOCDI
Clearstream Banking 31 December 2020Multi-Market Securities Guide 129
Note: The transfer of French securities is not possible between the two countries.
Limited Irish securities, settling via EF-Euroclear UK & Ireland linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee as published in the Clearstream Banking Fee Schedule plus a fixed fee of EUR 55.00 when these securities are physical.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Ireland - France
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping SICVFRPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party SICVFRPPXXXM Receiving Agent CrestCo - GB, IE M Delivering Agent BIC
Party 56XKK Party CEDELULLXXXM Buyer Name and Address M Seller Name and Address
Party CEDELULLXXX Party 53079M Account CEDELULLxxxxx a
M Beneficial Ownership Indicator
No change of beneficial owner (if no change of beneficial owner); otherwise, blank
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/SICVFRPP
E M :22F: :BENE //NBENM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //SICVFRPPXXXM :95R: :REAG /CRST/56XKK M :95P: :DEAG //CEDELULLXXXM :95P: :BUYR //CEDELULLXXX M :95Q: :SELL //53079
M :97A: :SAFE //CEDELULLxxxxx a
31 December 2020 Clearstream Banking130 Multi-Market Securities Guide
ISIN IE00B3X0KQ36 - UBS ETFs plc - FTSE 100 SF UCITS ETF (GBP) A-accISIN IE00B454X613 - SPDR MSCI EM LATIN AMERICA ETFISIN IE00B4613386 - SSGA SPDR ETFS EUR.I-B.CAP.EM.M.L.BD ETFISIN IE00B466KX20 - SPDR MSCI EM ASIA ETFISIN IE00B469F816 - SPDR MSCI EMERGING MARKETS ETFISIN IE00B48X4842 - SPDR MSCI EMER.MKTS SM.CAP ETFISIN IE00B4YBJ215 - SSGA SPDR ETFS EUR.I-S+P US MID.400 ETFISIN IE00B5M1WJ87 - SSGA SPDR E.E.I PLC S.S+P E.D.A.UCIT.ETFISIN IE00B5TZCY80 - UBS ETFs plc - MSCI Canada SF UCITS ETF (CAD) A-accIISIN IE00B6S2Z822 - SSGA SPDR ETFS EUR-S+P UK DIVID.ARISTOC.ISIN IE00B6YX5B26 -SPDR S&P Emerging Markets Dividend UCITS ETFISIN IE00B6YX5D40 - SPDR S+P US DIVIDEND ARISTOCRATS ETF ISIN IE00B6YX5M31 - SSGA SPDR ETFS EUR.I-B.CAP.EUR.H.Y.BD ETFISIN IE00B7452L46 - SSGA SPDR ETFS EUR-FTSE UK All Shares EURISIN IE00B7GBL799 - SSGA SPDR ETFS EUR.I-CITI AS.L.GOV.BD ETFISIN IE00B7LFXY77 - SSGA SPDR ETFS EUR.I-SP.BO.M.L.E.M.BD ETFISIN IE00B7MXFZ59 - SPDR Barclays EM Inflation Linked Local Bond UCITS ETFISIN IE00B802KR88 - SSGA SPDR ETFS EUR.I-S+P 500 LOW VOL.ETF ISIN IE00B9KNR336 - SPDR S&P Pan Asia Dividend Aristocrats UCITS ETFISIN IE00BCBJFC69 - SSGA SPDR ETFS EU.II-MSCI EM BE.BR.UC.ETFISIN IE00BJ0KDR00 - db x-trackers MSCI USA Index UCITS ETF ISIN IE00BNH72088 - SSGA SPDR ETFS EU.II-SPDR TH.R.G.C.BD ETF
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Ireland, as published in the Clearstream Banking Fee Schedule, plus a fixed fee of EUR 55.00 when these securities are physical.
Note: The customer must send a free-format message to the OAA unit providing the instruction reference and the beneficiary account in CBL.
Ireland - Germany
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping DAKVDEFFM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party DAKVDEFFM Receiving Agent CrestCo - GB, IE M Delivering Agent Clearstream Banking Frankfurt
Party 08XHX Party 70150000M Buyer Name and Address M Seller Name and Address
Party State Street Transfer Agency Party State Street Transfer AgencyM Account xxxxxa
M Other Settlement Parties: Type
Buyer
Format ClearstreamParty xxxxxa
M Settlement Processing Narrative
CEDELULL in fav. xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Stamp Duty Status IE Exempt
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CEDELULL in fav. xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/DAKDEFFM :22F: :STAM /CRST/IEYX EM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //DAKVDEFFM :95R: :REAG /CRST/08XHX M :95R: :DEAG /DAKV/70150000M :95Q: :BUYR //State Street Transfer Agency M :95Q: :SELL //State Street Transfer AgencyM :97A: :SAFE //xxxxxa
M M :95R: :BUYR /CEDE/xxxxxa
Clearstream Banking 31 December 2020Multi-Market Securities Guide 131
ISIN IE00B5MTWD60 - SOURCE MARKETS PLC-DJ ST.600 OP.BK.S.ETFISIN IE00B60SX170 - SOURCE MARKETS PLC-MSCI USA SOURCE ETF-A . ISIN IE00B60SX287 - SOURCE MARKETS PLC-MSCI JAPAN AISIN IE00B60SX402 - SOURCE MKT.SOURCE RUSS.2000 UCITS ETF A securitiesISIN IE00B60SX394 - SOURCE MARKETS PLC MSCI WORLD SOURCE ETF only, settling via local agents
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Ireland, as published in the Clearstream Banking Fee Schedule, plus a fixed fee of EUR 55.00 when these securities are physical.
Note: The customer must send a free-format message to the OAA unit providing the instruction reference and the beneficiary account in CBL.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping DAKVDEFFM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party DAKVDEFFM Receiving Agent CrestCo - GB, IE M Delivering Agent Clearstream Banking Frankfurt
Party MMKAV Party 70150000M Buyer Name and Address M Seller Name and Address
Party REDEEM Party Northern TrustTransfer AgencyM Other Settlement
Parties: TypeBuyer
Format ClearstreamParty xxxxxa
M Settlement Processing Narrative
CEDELULL in fav. xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CEDELULL in fav. xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/DAKDEFFM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //DAKVDEFFM :95R: :REAG /CRST/MMKAV M :95R: :DEAG /DAKV/70150000M :95Q: :BUYR //REDEEM M :95Q: :SELL //Northern Trust Transfer Agency
M :95R: :BUYR /CEDE/xxxxxa
31 December 2020 Clearstream Banking132 Multi-Market Securities Guide
IE00B23D8S39 - POWERSH.FTSE RAFI US 1000 FD UCITS ETFIE00BZ4BMM98 - POWERSH.G.FDS I.-EU.ST.H.DIV.L.VOL.UC.ETFIE00BYYXBF44 - POWERSHARES GL.FDS IR.-F.EM.H.D.L.W.U.ETFIE00BX8ZXS68 - POWERSH.G.FDS I.-S+P 500 VEQTOR UCITS ETFIE00BWTN6Y99 - POWERSHA.G.FDS I.-S+P500HI.DI.LO.V.UC.ETFIE00B23LNQ02 - POWERSHARES GL.FDS IR.-DYN.UKIE00B23D9240 - POWERSHARES GL.FDS IR.-DYN.US MKTIE00B23D8X81 - POWERSHARES GL.FDS IR.-FTSE RAFI EUROPE
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Ireland, as published in the Clearstream Banking Fee Schedule.
Note: The customer must send a free-format message to the OAA unit on SD-2, providing the instruction reference, ISIN and quantity of the transfer.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping DAKVDEFFM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party DAKVDEFFM Receiving Agent CrestCo M Delivering Agent Clearstream Banking Frankfurt
Party 08XHX Party 70150000M Buyer Name and Address M Seller Name and Address
Party Bank of New York, Ireland Party Bank of New York, IrelandM Account 100960136000M Settlement Processing
NarrativeCEDELULL in fav. xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CEDELULL in fav. xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/DAKDEFFM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //DAKVDEFFM :95R: :REAG /CRST/08XHX M :95R: :DEAG /DAKV/70150000M :95Q: :BUYR //Bank of New York, Ireland M :95Q: :SELL //Bank of New York, Ireland
M :97A: :SAFE //100960136000
Clearstream Banking 31 December 2020Multi-Market Securities Guide 133
ISIN IE0032077012 - POWERSHARES EQQQ NASDAQ-100 UCITS ETF, settling via local agentsCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Ireland, as published in the Clearstream Banking Fee Schedule.
Note: The customer must send a free-format message to the OAA unit on SD-2, providing the instruction reference, ISIN and quantity of the transfer.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping DAKVDEFFM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party DAKVDEFFM Receiving Agent CrestCo M Delivering Agent Clearstream Banking Frankfurt
Party 08XHX Party 72590000M Buyer Name and Address M Seller Name and Address
Party Bank of New York, Ireland Party Bank of New York, IrelandM Settlement Processing
NarrativeCEDELULL in fav. xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CEDELULL in fav. xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/DAKDEFFM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //DAKVDEFFM :95R: :REAG /CRST/08XHX M :95R: :DEAG /DAKV/72590000M :95Q: :BUYR //Bank of New York, Ireland M :95Q: :SELL //Bank of New York, Ireland
31 December 2020 Clearstream Banking134 Multi-Market Securities Guide
Limited ETFs only, settling via MT - EuroClear & Ireland linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Ireland, as published in the Clearstream Banking Fee Schedule, plus a fixed fee of EUR 55.00 when these securities are physical.
Note: Customers are strongly recommended to send their instructions on SD-1.
Ireland - Italy
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping MOTIITMMXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CRSTGB22M Receiving Agent CrestCo M Delivering Agent BIC
Party FIQAQ Party CRSTGB22XXXM Account 08XMV
M Buyer BIC M Seller BICParty MOTIITMMXXX Party CEDELULLXXX
M Account 21891 M Account xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/MOTIITMMXXXM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /CRST/FIQAQ M :95P: :DEAG //CRSTGB22XXX
M :97A: :SAFE //08XMVM :95P: :BUYR //MOTIITMMXXX M :95P: :SELL //CEDELULLXXXM :97A: :SAFE //21891 M :97A: :SAFE //xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 135
Note: The transfer of Dutch securities is not possible between the two countries.
Non-Dutch securities only, settling via Euroclear UK & Ireland-ENL linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Ireland, as published in the Clearstream Banking Fee Schedule, plus a fixed fee of EUR 55.00 when these securities are physical.
Note: Customer must pay 1.0% stamp duty on securities to which stamp duty is applicable. Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Ireland - Netherlands
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping NECINL2AM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party NECINL2AXXXM Receiving Agent CRESTCo M Delivering Agent BIC
Party 56XKK Party CEDELULLXXXM Buyer Name and Address M Seller Name and Address
Party CEDELULL/67449M/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party 53079M Account CEDELULL xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/NECINL2AM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //NECINL2AXXXM :95R: :REAG /CRST/56XKK M :95P: :DEAG //CEDELULLXXXM :95Q: :BUYR CEDELULL/67449M/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95Q: :SELL //53079M :97A: :SAFE //CEDELULL xxxxx a
31 December 2020 Clearstream Banking136 Multi-Market Securities Guide
ISIN GG00BG0KTL52 - GEMFIELDS GROUP LTD ORD REGISIN IE00B97C0C31 - Kilbo Mining plc Ord Reg only
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee as published in the Clearstream Banking Fee Schedule, plus a fixed fee of EUR 55.00 when these securities are physical.
Ireland - South Africa
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping STRAZAJJM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party STRAZAJJM Receiving Agent CRESTCo M Delivering Agent BIC
Party CREST Party SCBLZAJ2XXXM Buyer Name and Address M Seller Name and Address
Party Removal to Standard Chartered Nominees South Africa (Pty) Ltd, 5th floor, 4 Sandown Valley Crescent, Sandton 2196, CSCxxxxx a, SCB ZA0000323394
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party CREST 08XMV
M Stamp Duty Status IE No Change In Beneficial Ownership (if customer is the same; otherwise, blank)
M Stamp Duty Status ZA. Exempt
M Settlement Processing Narrative
/STCO/PHYS/ M Settlement Processing Narrative
Removal from IE
M Beneficial Ownership Indicator
No change of beneficial owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYS M :70E: :SPRO //Removal from IEM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/STRAZAJJM :22F: :STAM /CRST/IEYX E M :22F: :BENE //NBEN
M :22F: :STAM /STRA/USTNM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //STRAZAJJM :95R: :REAG /CRST/CREST M :95P: :DEAG //SCBLZAJ2XXXM :95Q: :BUYR Removal to Standard Chartered Nominees South
Africa (Pty) Ltd, 5th floor, 4 Sandown Valley Crescent, Sandton 2196, CSCxxxxx a, SCB ZA0000323394
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95Q: :SELL //CREST 08XMV
Clearstream Banking 31 December 2020Multi-Market Securities Guide 137
ISIN JE00B1YBMP41 - International Marketing & Sales Group PLC securities only, settling via Euroclear UK & Ireland - VPC link
CreationOnline
Creation via SWIF
Fees: Standard transaction fee for Ireland, as published in the Clearstream Banking Fee Schedule, plus SEK 1750 and plus a fixed fee of EUR 55 when these securities are physical. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Ireland - Sweden
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping VPCSSESM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party VPCSSESM Receiving Agent CRESTCo M Delivering Agent BIC
Party 75XUJ Party ESSESESSM Buyer Name and Address M Seller Name and Address
Party ESSESESS for CEDELULL AC xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party CONVERSION FROM CREST 08XMVM Account CEDELULL/xxxxx a
M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/VPCSSESSM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //VPCSSESSM :95R: :REAG /CRST/75XUJ M :95P: :DEAG //ESSESESSM :95Q: :BUYR //IESSESESS for CEDELULL AC xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95Q: :SELL //CONVERSION FROM CREST 08XMVM :97A: :SAFE //CEDELULL/xxxxx a
31 December 2020 Clearstream Banking138 Multi-Market Securities Guide
Swiss securities, settling via Euroclear UK & IrelandCreationOnline 0.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
Xact via SWIFT 0.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
CreationOnline 1.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
Xact via SWIFT 1.5% SDRT1
Customers are strongly recommended to send their instructions on SD-1.
Ireland - Switzerland
1. For details of UK stamp duty reserve tax (SDRT), please consult the Clearstream Banking Market Link Guide - Equities, corporatebonds and investment trusts.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22XXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22XXX Party MGTCBEBEECLM Receiving Agent CRESTCo UK, IE M Delivering Agent Euroclear
Party XBDR Party 22111M Buyer Name and Address M Settlement Processing
Narrative00XJJ
Party CEDE/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //00XJJM :94F: :SAFE //NCSD/CRSTGB22XXX CM :95P: :PSET //CRSTGB22XXX E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG //ECLR/22111M :95Q: :BUYR //CEDE/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22XXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22XXX Party MGTCBEBEECLM Receiving Agent CRESTCo UK, IE M Delivering Agent Euroclear
Party XBDR Party 22111M Buyer Name and Address M Settlement Processing
Narrative14XKL
Party CEDE/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Seq Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //14XKLM :94F: :SAFE //NCSD/CRSTGB22XXX CM :95P: :PSET //CRSTGB22XXX E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG //ECLR/22111M :95Q: :BUYR //CEDE/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 139
Israel securities only, settling via TASECH - DTCC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Israel, as published in the Clearstream Banking Fee Schedule.
Israel - U.S.A.
Deliver Free Receive Free (optional)M Place of Safekeeping XTAEILIT M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party XTAEILIT Party DTCYUS33M Receiving Agent XTAE M Delivering Agent DTC-US
Party 2015 Party 2015M Buyer Name and Address M Seller BIC
Party 0908 089154CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party CITIILITM Account 2550 CBL xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/XTAEILIT C M :94F: :SAFE //NCSD/DTCYUS33M :95P: :PSET //XTAEILIT E1 M :95P: :PSET //DTCYUS33M :95R: :REAG /XTAE/2015 M :95R: :DEAG /DTCYID/2015M :95Q: :BUYR /DTCYID/0908 089154CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95P: :SELL //CITIILITM :97A: :SAFE //2550 CBL xxxxx a
31 December 2020 Clearstream Banking140 Multi-Market Securities Guide
ISIN LU0156801721 Tenaris shares only, settling via CBL-MT linkCreationOnline
Xact via SWIFT
Note: The customer must send a free-format message to OEU Unit providing the instruction details.
Italy - BNP Paribas Luxembourg
Deliver Free Receive FreeM Place of Safekeeping MOTIITMMXXX M Place of Safekeeping PARBLULLXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MOTIITMMXX Party MGTCBEBEECLM Receiving Agent BIC M Delivering Agent Euroclear
Party CEDELULLXXX Party 21891M Buyer BIC
Party bbbbbbbbbbba
a. bbbbbbbbbbb = The Clearstream Banking customer's BIC (including branch code)
M Account xxxxxb
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
XBDR Clearstream acc. xxxxx b M Settlement Processing Narrative
/CEDELULLXXX/bbbbbbbbbbb a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //XBDR Clearstream acc. xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :70E: :SPRO ///CEDELULLXXX/bbbbbbbbbbb a
M :94F: :SAFE //NCSD/MOTIITMMXXX C M :94F: :SAFE //NCSD/PARBLULLXXXM :95P: :PSET //MOTIITMMXXX E1 M :95P: :PSET //MGTCBEBEECLM :95P: :REAG //CEDELULLXXX M :95R: :DEAG /ECLR/21891M :95P: :BUYR //bbbbbbbbbbbb
b. bbbbbbbbbbb = The Clearstream Banking customer's BIC (including branch code)
M :97A: :SAFE // xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 141
ISIN LU0556041001 - IVS Group S.A. Ord Reg securities only, settling via MT - CBL - CBF Vault linkCreationOnline
Xact via SWIFT
Note: The customer must send a free-format message to the Settlement Frankfurt team providing the instruction reference and details.
Fees: Standard transaction fee for Italy, as published in the Clearstream Banking Fee Schedule.
Italy - CBF Vault
Deliver Free Receive FreeM Place of Safekeeping MOTIITMMXXX M Place of Safekeeping DAKVDEFFDOMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MOTIITMMXX Party CEDELULLXXXM Receiving Agent BIC M Delivering Agent Clearstream
Party CEDELULLXXX Party 85077M Buyer BIC M Seller BIC
Party bbbbbbbbbbba
a. bbbbbbbbbbb = The Clearstream Banking customer's BIC (including branch code)
Party CEDELULLXXXM Account xxxxxb
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account xxxxx b
M Other Settlement Parties: Type
Delivering Custodian
Format Name and AddressParty Clearstream
M Account 12932M Settlement Processing
NarrativeXBDR Clearstream acc. xxxxx b
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //XBDR Clearstream acc. xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/MOTIITMMXXX C M :94F: :SAFE //NCSD/DAKVDEFFDOMM :95P: :PSET //MOTIITMMXXX E1 M :95P: :PSET //CEDELULLXXXM :95P: :REAG //CEDELULLXXX M :95P: :DEAG /CEDE/85077
M :95Q: :DECU //Clearstream Banking S.A.M :97A: :SAFE //12932
M :95P: :BUYR //bbbbbbbbbbbb
b. bbbbbbbbbbb = The Clearstream Banking customer's BIC (including branch code)
M :95P: :SELL //CEDELULLXXXXM :97A: :SAFE // xxxxx a M :97A: :SAFE // xxxxx a
31 December 2020 Clearstream Banking142 Multi-Market Securities Guide
Securities held at Citibank London as Common Depository only, settling via CBL MT linkCreationOnline
Xact via SWIFT
Note: The customer must send a free-format message to the Settlement team in charge of Italy providing the instruction reference.
Italy - Citibank London
Deliver Free Receive FreeM Place of Safekeeping MOTIITMM M Place of Safekeeping CITIGB2LMAGM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MOTIITMM Party MGTCBEBEECLM Receiving Agent BIC M Delivering Agent Euroclear
Party MGTCBEBE Party 21891M Account 12934M Buyer BIC
Party CEDELULLXXXM Account CEDELULLXXX xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CEDELULLXXX xxxxxa
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CEDELULLXXX xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/MOTIITMM C M :94F: :SAFE //CUST/CITIGB2LMAGM :95P: :PSET //MOTIITMMXXX E1 M :95P: :PSET //MGTCBEBEECLM :95P: :REAG //MGTCBEBE M :95R: :DEAG /ECLR/21891M :97A: :SAFE //12934M :95P: :BUYR //CEDELULLXXXM :97A: :SAFE //CEDELULLXXX xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 143
Finnish securities only, settling via CBL-MT linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Finland, as published in the Clearstream Banking Fee Schedule.
Note: The customer must send a free-format message to OEU Unit providing the instruction details.
Italy - Finland
Deliver Free Receive FreeM Place of Safekeeping MOTIITMMXXX M Place of Safekeeping APKEFIHHXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MOTIITMMXXX Party MGTCBEBEXXXM Receiving Agent BIC M Delivering Agent Euroclear
Party MGTCBEBEECL Party 21891M Buyer BIC
Party CEDELULLXXXM Account xxxxxa
M Settlement Processing Narrative
CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/MOTIITMMXXX C M :94F: :SAFE //NCSD/APKEFIHHM :95P: :PSET //MOTIITMMXXX E1 M :95P: :PSET //MGTCBEBEXXXM :95P: :REAG //MGTCBEBEECL M :95R: :DEAG /ECLR/21891M :95P: :BUYR //CEDELULLXXXM :97A: :SAFE //xxxxxa
31 December 2020 Clearstream Banking144 Multi-Market Securities Guide
Limited Irish ETFs only, settling via MT - EuroClear & Ireland linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Ireland, as published in the Clearstream Banking Fee Schedule.
Note: Customers are strongly recommended to send their instructions on SD-1.
Italy - Ireland
Deliver Free Receive FreeM Place of Safekeeping MOTIITMMXXX M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22XXX Party CRSTGB22M Receiving Agent BIC M Delivering Agent CrestCo
Party CRSTGB22 Party FIQAQM Account 08XMVM Buyer BIC M Seller BIC
Party CEDELULLXXX Party MOTIITMMXXXM Account xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 21891
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/MOTIITMMXXX C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //CRSTGB22XXX E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //CRSTGB22 M :95R: :DEAG /CRST/FIQAQM :97A: :SAFE //08XMVM :95P: :BUYR //CEDELULLXXX M :95P: :SELL //MOTIITMMXXXM :97A: :SAFE //xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //21891
Clearstream Banking 31 December 2020Multi-Market Securities Guide 145
ISIN IT0004781412 - shs Unicredito Italiano SPA only, settling via CBL - KDPW linkCreationOnline
Xact via SWIFT
Fees: Transfers are via KDPW account (72457) with CBL; internal transaction fees are charged.
Italy - Poland
Deliver Free Receive Free
M Place of Safekeeping MOTIITMM M Place of Safekeeping KDPWPLPWM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CEDELULL Party KDPWPLPWM Receiving Agent Clearstream Banking Luxembourg M Delivering Agent NDS
Party 72457 Party 000M Seller BIC
Party CEDELULLM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
9240000/CBL/xxxxxa
MT542 Deliver Free Seq MT540 Receive Free
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //9240000/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/MOTIITMM C M :94F: :SAFE //NCSD/KDPWPLPWM :95P: :PSET //CEDELULL E1 M :95P: :PSET //KDPWPLPWM :95R: :REAG /CEDE/72457 M :95R: :DEAG /KDPW/000
M :95P: :SELL //CEDELULLM :97A: :SAFE //xxxxx a
31 December 2020 Clearstream Banking146 Multi-Market Securities Guide
ISIN NL0011375019 - STEINHOFF INTL HLD ORD REG securities only, settling via MOTI - CBL linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Italy, as published in the Clearstream Banking Fee Schedule.
Note: Customers must send a free-format message to the OEU unit providing the instruction details.
Italy - South Africa
Deliver Free Receive Free
M Place of Safekeeping MOTIITMMXXX M Place of Safekeeping STRAZAJJXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MOTIITMMXXX Party CEDELULLXXXM Receiving Agent BIC M Delivering Agent Clearstream
Party CEDELULLXXX Party 85077M Buyer BIC
Party bbbbbbbbbbbb a
a. bbbbbbbbbbb = The Clearstream Banking customer’s BIC (including branch code).
M Account xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
XBDR Clearstream acc. xxxxxb M Settlement Processing Narrative
/CEDELULLXXX/bbbbbbbbbbb b
MT542 Deliver Free Seq MT540 Receive Free
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //XBDR Clearstream acc. xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :70E: :SPRO ///CEDELULLXXX/bbbbbbbbbbbb
b. bbbbbbbbbbb = The Clearstream Banking customer’s BIC (including branch code).
M :94F: :SAFE //NCSD/MOTIITMMXXX// C M :94F: :SAFE //ICSD/STRAZAJJXXXM :95P: :PSET //MOTIITMMXXX E1 M :95P: :PSET //CEDELULLXXXM :95P: :REAG //CEDELULL M :95R: :DEAG /CEDE/85077M :95P: :BUYR //bbbbbbbbbbbb b
M :94A: :SAFE //xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 147
Swiss Equities only, settling via MT-SIS linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Italy, as published in the Clearstream Banking Fee Schedule.
Note: Customers must provide the instruction reference via a free-format message or MT599 to the Settlement team in charge of the Swiss market.
Italy - Switzerland
Deliver Free Receive FreeM Place of Safekeeping MOTIITMM M Place of Safekeeping INSECHZZXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party INSECHZZXXX Party MOTIITMMXXXM Receiving Agent BIC M Delivering Agent BIC
Party UBSWCHZH80A Party CEDELULLXXXM Account INSE20373709M Buyer BIC M Seller BIC
Party CEDELULL Party bbbbbbbbbbba
a. bbbbbbbbbbb = The Clearstream Banking customer's BIC11
M Account xxxxxb
b. xxxxx = The Clearstream Banking customer’s 5-digit account number
M Account xxxxxb
M Settlement Processing Narrative
SAFE/CUST/INSECHZZXXX PLEASE SETTLEVIA T2S
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/MOTIITMM C M :94F: :SAFE //NCSD/INSECHZZXXXM :95P: :PSET //INSECHZZXXX E1 M :95P: :PSET //MOTIITMMXXXM :95P: :REAG //UBSWCHZH80A M :95P: :DEAG //CEDELULLXXXM :97A: :SAFE //INSE20373709 M :70E: :SPRO //SAFE/CUST/INSECHZZXXX PLEASE SETTLE VIA T2S
M :95P: :BUYR //CEDELULL M :95P: :SELL //bbbbbbbbbbba
a. bbbbbbbbbbb = The Clearstream Banking customer's BIC11
M :97A: :SAFE //xxxxxb
b. xxxxx = The Clearstream Banking customer’s 5-digit account number
M :97A: :SAFE //xxxxxb
31 December 2020 Clearstream Banking148 Multi-Market Securities Guide
Note: The transfer of Italian securities is not possible between the two countries.
UK equities, settling via Euroclear UK & Ireland-SIS-MT link
Fees: Standard transaction fee for Switzerland, as published in the Clearstream Banking Fee Schedule.
Note: It is recommended to instruct all instructions by using the “Immediate Release Flag” latest until 14:00 CET on SD-1.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Italy - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping MOTIITMM M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MOTIITMM Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party PARBITMM080 Party XBDRM Buyer BIC M Seller Name and Address
Party INSECHZZ Party MOTI/CEDELULLXXX acc.12932/xxxxxa
a. The Clearstream Banking 5-digit account number of the delivering party.
M Account 891500/CREST 00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/MOTIITMM C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //MOTIITMM E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //PARBITMM080 M :95R: :DEAG /CRST/XBDRM :95P: :BUYR //INSECHZZ M :95Q: :SELL //MOTI/CEDELULLXXX acc.12932/xxxxxa
a. The Clearstream Banking 5-digit account number of the delivering party.
M :97A: :SAFE //891500/CREST 00XJJ
Deliver Free Receive FreeM Place of Safekeeping MOTIITMM M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MOTIITMM Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party PARBITMM080 Party XBDRM Buyer BIC M Seller Name and Address
Party INSECHZZ Party MOTI/CEDELULLXXX acc.12932/xxxxxa
a. The Clearstream Banking 5-digit account number of the delivering party.
M Account 891500/CREST 14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/MOTIITMM C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //MOTIITMM E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //PARBITMM080 M :95R: :DEAG /CRST/XBDRM :95P: :BUYR //INSECHZZ M :95Q: :SELL //MOTI/CEDELULLXXX acc.12932/xxxxxa
a. The Clearstream Banking 5-digit account number of the delivering party.
M :97A: :SAFE //891500/CREST 14XKL
Clearstream Banking 31 December 2020Multi-Market Securities Guide 149
UK ETFS Securities only, settling via MT-Euroclear UK & Ireland LinkCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for Italy, as published in the Clearstream Banking Fee Schedule.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for Italy, as published in the Clearstream Banking Fee Schedule.
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. Customers are strongly recommended to send their instructions on SD-1.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping MOTIITMMXXX M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22XXX Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party CRSTGB22XXX Party FIQAQM Account 00XJJM Buyer BIC M Seller BIC
Party CRSTGB22XXX Party MOTIITMMXXXM Account CREST 00XJJ / CBL xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 21891
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/MOTIITMMXXX C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //CRSTGB22XXX E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //CRSTGB22XXX M :95R: :DEAG /CRST/FIQAQM :97A: :SAFE //00XJJM :95P: :BUYR //CRSTGB22XXX M :95P: :SELL //MOTIITMMXXXM :97A: :SAFE //CREST 00XJJ / CBL xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //21891
Deliver Free Receive FreeM Place of Safekeeping MOTIITMMXXX M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22XXX Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party CRSTGB22XXX Party FIQAQM Account 14XKLM Buyer BIC M Seller BIC
Party CRSTGB22XXX Party MOTIITMMXXXM Account CREST 14XKL / CBL xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 21891
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/MOTIITMMXXX C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //CRSTGB22XXX E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //CRSTGB22XXX M :95R: :DEAG /CRST/FIQAQM :97P: :SAFE //14XKLM :95P: :BUYR //CRSTGB22XXX M :95P: :SELL //MOTIITMMXXXM :97A: :SAFE //CREST 14XKL / CBL xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //21891
31 December 2020 Clearstream Banking150 Multi-Market Securities Guide
U.S. equities only, settling via MT-DTC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Italy, as published in the Clearstream Banking Fee Schedule.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and thedetails of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Italy - U.S.A.
Deliver Free Receive FreeM Place of Safekeeping MOTIITMMXXX M Place of Safekeeping DTCYUS33XXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MOTIITMMXXX Party MGTCBEBEECLM Receiving Agent BIC M Delivering Agent Euroclear
Party MGTCBEBEECL Party 21891
M Buyer BIC M Settlement Processing Narrative
CEDELULLXXX xxxxx a
Party CEDELULLXXXM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98A: :TRAD //trade date and time B M :98A: :TRAD //trade date and timeM :94F: :SAFE //NCSD/MOTIITMMXXX C M :70E: :SPRO //CEDELULLXXX xxxxx a
M :95P: :PSET //MOTIITMMXXX E1 M :94F: :SAFE //NCSD/DTCYUS33XXXM :95P: :REAG //MGTCBEBEECL M :95P: :PSET //MGTCBEBEECLM :95P: :BUYR //CEDELULLXXX M :95R: :DEAG /ECLR/21891M :97A: :SAFE xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 151
ISIN NL0010545661 - SHS CNH INDUSTRIAL NV ORD REGISIN NL0010877643 - SHS FIAT CHRYSLER AUTO ORD REGISIN NL0011585146 - SHS FERRARI N.V. ORD REG, only settling via MOTI - DTCC link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Italy, as published in the Clearstream Banking Fee Schedule.
Note: The customer must instruct with (TD = SD = Instruction Date) and send a free-format message to the OSG1 unit, with transaction details for monitoring.
Deliver Free Receive FreeM Place of Safekeeping MOTIITMMXXX M Place of Safekeeping DTCYUS33XXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33XXX Party DTCYUS33XXXM Receiving Agent BIC M Delivering Agent DTC - US
Party DTCYUS33XXX Party 2008M Account 908M Buyer BIC M Seller BIC
Party CITIUS33XXX Party MOTIITMMXXXM Account 089154 CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 12932/xxxxxa
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/MOTIITMMXXX C M :94F: :SAFE //NCSD/DTCYUS33XXXM :95P: :PSET //DTCYUS33XXX E1 M :95P: :PSET //DTCYUS33XXXM :95P: :REAG //DTCYUS33XXX M :95R: :DEAG /DTCYID/2008M :97A: :SAFE //908M :95P: :BUYR //CITIUS33XXX M :95P: :SELL //MOTIITMMXXXM :97A: :SAFE //089154 CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //12932/xxxxxa
31 December 2020 Clearstream Banking152 Multi-Market Securities Guide
ISIN JP3973400009 - RICOH CO.LTD securities only, settling via Euroclear France - EOC link BridgeCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Japan, as published in the Clearstream Banking Fee Schedule.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Japan - France
Deliver Free Receive FreeM Delivery without
matchingYES
M Place of Safekeeping JJSDJPJTXXX M Place of Safekeeping SICVFRPPXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party SICVFRPPXXXM Receiving Agent Euroclear M Delivering Agent BIC
Party 22429 Party CEDELULLXXXM Seller Name and Address
Party EOC 22429M Account CEDELULLxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/SICV/CEDELULLXXX/CEDE xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///SICV/CEDELULLXXX/CEDE xxxxx a
M :94F: :SAFE //NCSD/JJSDJPJTXXX C M :94F: :SAFE //NCSD/SICVFRPPXXXM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //SICVFRPPXXXM :95R: :REAG /ECLR/22429 M :95P: :DEAG //CEDELULLXXX
M :95Q: :SELL //EOC 22429M :97A: :SAFE //CEDELULLxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 153
ISIN LU0088087324 Europeenne des Satellites Global securities only, settling via Euroclear FranceCreationOnline
Xact via SWIFT
Fees: On request.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Luxembourg - France
Deliver Free Receive FreeM Place of Safekeeping SICVFRPP
M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party SICVFRPPM Receiving Agent Euroclear M Delivering Agent BIC
Party 22429 Party CEDELULLXXXM Seller Name and Address
Party EOC 22429M Account CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
SICV/CEDELULL/49584W/xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //SICV/CEDELULL/49584W/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
C M :94F: :SAFE //NCSD/SICVFRPPM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //SICVFRPPM :95R: :REAG /ECLR/22429 M :95P: :DEAG //CEDELULLXXX
M :95Q: :SELL //EOC 22429M :97A: :SAFE //CEDELULL xxxxx a
31 December 2020 Clearstream Banking154 Multi-Market Securities Guide
ISIN LU0012113584 Plantations Terres Rouges securities only, settling physicallyCreationOnline
Xact via SWIFT
Deliver Free Receive FreeM Place of Safekeeping SICVFRPP M Place of Safekeeping SICVFRPPM Trade Date/Time trade date and time M Trade Date/Time trade date and time
Physical TransactionM Place of Settlement Country Code M Place of Settlement Country Code
Party FR - France Physical Party FR - France PhysicalM Receiving Agent Name and Address M Delivering Agent BIC
Party BNP Paribas Securities ServicesAttn:Anne Bruck/Stock DepartmentRef. 254C, Grands Moulins de Pantin9 rue du Debarcadere,93500 Pantin
Party BGLLULLor Delivering Agent Name and Address
Party BNP Paribas, LuxembourgM Account CEDELULL/ xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Seller BICParty BGLLLULL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :22F: :STCO //PHYSM :94F: :SAFE //NCSD/SICVFRPP C M :94F: :SAFE //NCSD/SICVFRPPM :95C: :PSET //FR E1 M :95C: :PSET //FRM :95Q: :REAG //BNP Paribas Securities Services
Attn:Anne Bruck/Stock DepartmentRef. 254C, Grands Moulins de Pantin9 rue du Debarcadere,93500 Pantin
M :95P: :DEAG //BGLLLULLor :95Q: :DEAG //BNP Paribas, LuxembourgM :97A: :SAFE //CEDELULL/ xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95P :SELL //BGLLULL
Clearstream Banking 31 December 2020Multi-Market Securities Guide 155
Luxembourgish equities only, settling via NIEC linkCreationOnline
Xact via SWIFT
Fees: On request.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Luxembourg - Netherlands
Deliver Free Receive FreeM Place of sfekeeping MGTCBEBEECL M Place of Safekeeping NECINL2AM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party NECINL2AXXXM Receiving Agent Euroclear M Delivering Agent BIC
Party 24180 Party CEDELULLXXXM Seller Name and Address
Party EOC 24180M Account CEDELULL xxxxx a
M Settlement Processing Narrative
SICV/CEDELULLXXX/CEDE xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //SICV/CEDELULLXXX/CEDE xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/MGTCBEBEECL C M :94F: :SAFE //NCSD/NECINL2AM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //NECINL2AXXXM :95R: :REAG /ECLR/24180 M :95P: :DEAG //CEDELULLXXX
M :95Q: :SELL //EOC 24180M :97A: :SAFE //CEDELULL xxxxx a
31 December 2020 Clearstream Banking156 Multi-Market Securities Guide
ISIN MXP001691213 - AMERICA MOVIL SA DE CV(AMXL)CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Mexico, as published in the Clearstream Banking Fee Schedule.For securities received in Spain, the fees on page 226 apply.
ISIN MX01EL000003 - Grupo Elektra SA DE CV CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Mexico, as published in the Clearstream Banking Fee Schedule.For securities received in Spain, the fees on page 226 apply.
Mexico - Spain
Deliver Free Receive FreeM Place of Safekeeping INDEMXMM M Place of Safekeeping IBRCESMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party INDEMXMM Party IBRCESMMXXXM Receiving Agent Indeval M Delivering Agent BIC
Party 5057 Party BSCHESMMXXXM Buyer BIC M Seller BIC
Party BBVAESMM Party INBUMXMMM Account CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CITIUS33MERM Settlement Processing
NarrativeINCLUSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //INCLUSIONM :94F: :SAFE //NCSD/INDEMXMM C M :94F: :SAFE //NCSD/IBRCESMMM :95P: :PSET //INDEMXMM E1 M :95P: :PSET //IBRCESMMXXXM :95R: :REAG /INDE/5057 M :95P: :DEAG //BSCHESMMXXXM :95P: :BUYR //BBVAESMM M :95P: :SELL //INBUMXMMM :97A: :SAFE //CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CITIUS33MER
Deliver Free Receive FreeM Place of Safekeeping INDEMXMM M Place of Safekeeping IBRCESMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party INDEMXMM Party IBRCESMMXXXM Receiving Agent Indeval M Delivering Agent BIC
Party 5008 Party INVLESMMXXXM Buyer BIC M Seller BIC
Party BBVAESMM Party GBMSMXM1M Account CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CITIUS33MERM Settlement Processing
NarrativeINCLUSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //INCLUSIONM :94F: :SAFE //NCSD/INDEMXMM C M :94F: :SAFE //NCSD/IBRCESMMM :95P: :PSET //INDEMXMM E1 M :95P: :PSET //IBRCESMMXXXM :95R: :REAG /INDE/5008 M :95P: :DEAG //INVLESMMXXXM :95P: :BUYR //BBVAESMM M :95P: :SELL //GBMSMXM1M :97A: :SAFE //CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CITIUS33MER
Clearstream Banking 31 December 2020Multi-Market Securities Guide 157
ISIN MXP4833F1044 - Grupo Modelo only, settling via Indeval-Iberclear linkCreationOnline
Xact via SWIFT
Note: Standard transaction fee for Mexico, as published in the Clearstream Banking Fee Schedule.For securities received in Spain, the fees on page 226 apply.
Deliver Free Receive FreeM Place of Safekeeping INDEMXMM M Place of Safekeeping IBRCESMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party INDEMXMM Party IBRCESMMXXXM Receiving Agent Indeval M Delivering Agent BIC
Party 5110 Party BSCHESMMXXXM Buyer BIC M Seller BIC
Party BSCHESMMXXX Party BMSXMXMMSSSXM Account ffc BBVA Spain acc. 1842889/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CITIUS33MERM Settlement Processing
NarrativeINCLUSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //INCLUSIONM :94F: :SAFE //NCSD/INDEMXMM C M :94F: :SAFE //NCSD/IBRCESMMM :95P: :PSET //INDEMXMM E1 M :95P: :PSET //IBRCESMMXXXM :95R: :REAG /INDE/5110 M :95P: :DEAG //BSCHESMMXXXM :95P: :BUYR //BSCHESMMXXX M :95P: :SELL //BMSXMXMMSSSXM :97A: :SAFE //ffc BBVA Spain acc. 1842889/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CITIUS33MER
31 December 2020 Clearstream Banking158 Multi-Market Securities Guide
ISIN ES0113900J37 Banco Santander settling via Indeval-Iberclear link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for OWNE MOTIVE 13 Spain, as published in the Clearstream Banking Fee Schedule
Note: The customer must send a free-format message to settlement OEU as published in Market Link Guide - Spain.
Deliver Free Receive FreeM Place of Safekeeping INDEMXMMXXX M Place of Safekeeping IBRCESMMXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party INDEMXMMXXX Party IBRCESMMMXXXM Receiving Agent BIC M Delivering Agent BIC
Party INDEMXMMXXX Party PARBESMXXXXM Buyer BIC M Seller BIC
Party CEDELULLXXX Party MGTCBEBEECLM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 23310M Settlement Processing
NarrativeIBRCESMMXXX BBVAESMMXXX OWNE
MOTIVE 13M Settlement Processing
NarrativeOWNE MOTIVE 13
M Beneficial Ownership Indicator
Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //IBRCESMMXXX BBVAESMMXXX OWNE MOTIVE
13M :70E: :SPRO //OWNE MOTIVE 13
M :94F: :SAFE //NCSD/INDEMXMMXXX C M :94F: :SAFE //NCSD/IBRCESMMXXXM :95P: :PSET //INDEMXMMXXX E1 M :95P: :PSET //IBRCESMMXXXM :95P: :REAG //INDEMXMMXXX M :95P: :DEAG //PARBESMXXXXM :95P: :BUYR //CEDELULLXXX M :95P: :SELL //MGTCBEBEECLM :97A: :SAFE xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //23310
Clearstream Banking 31 December 2020Multi-Market Securities Guide 159
ISIN US1729671016 - CITIGROUP INC only, settling via Indeval-DTC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Mexico, as published in the Clearstream Banking Fee Schedule.
ISIN US5178341070 - Las Vegas Sands Corp. only, settling via Indeval-DTC link ISIN US4642874576 ISIN ISHARES 1-3Y TREASURY BOND ETF
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Mexico, as published in the Clearstream Banking Fee Schedule.
Mexico - U.S.A.
Deliver Free Receive FreeM Place of Safekeeping INDEMXMM M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party INDEMXMM Party DTCYUS33M Receiving Agent Indeval M Delivering Agent DTC - US
Party 5200 Party 901M Buyer BIC M Seller BIC
Party IRVTUS3N Party IRVTUS3NM Account DTC0908/089154/CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 230600FFC8409/CBLM Settlement Processing
NarrativeCross-border Transfer
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Cross-border TransferM :94F: :SAFE //NCSD/INDEMXMM C M :94F: :SAFE //NCSD/DTCYUS33M :95P: :PSET //INDEMXMM E1 M :95P: :PSET //DTCYUS33M :95R: :REAG /INDE/5200 M :95R: :DEAG /DTCYID/0901M :95P: :BUYR //IRVTUS3N M :95P: :SELL //IRVTUS3NM :97A: :SAFE //DTC0908/089154/CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //230600FFC8409/CBL
Deliver Free Receive FreeM Place of Safekeeping INDEMXMM M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party INDEMXMM Party DTCYUS33M Receiving Agent Indeval M Delivering Agent DTC - US
Party 5200 Party 2690M Buyer Name and Address M Seller DTC - US
Party DTC908 acc. 089154 CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party 2690M Account 1530219813
M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/INDEMXMM C M :94F: :SAFE //NCSD/DTCYUS33M :95P: :PSET //INDEMXMM E1 M :95P: :PSET //DTCYUS33M :95R: :REAG /INDE/5200 M :95R: :DEAG /DTCYID/2690M :95Q: :BUYR //DTC908 acc. 089154 CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95R: :SELL /DTCYID/2690M :97A: :SAFE //1530219813
31 December 2020 Clearstream Banking160 Multi-Market Securities Guide
Eligible Canadian equities only, settling via ENL-EOC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for The Netherlands, as published in the Clearstream Banking Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Netherlands - Canada
Deliver Free Receive FreeM Place of Safekeeping NECINL2AXXX M Place of Safekeeping CDSLCATTXXX M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party NECINL2AXXX Party MGTCBEBEECLM Receiving Agent BIC M Delivering Agent Euroclear
Party CEDELULLXXX Party 24180M Buyer Name and Address M Seller
Party EOC 24180 PartyM Account CEDELULLxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Settlement Processing Narrative
/SICV/CEDELULLXXX/CEDE xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B C :98a: :TRAD //trade date and timeM :70E: :SPRO ///SICV/CEDELULLXXX/CEDE xxxxx a
M :94F: :SAFE //NCSD/NECINL2AXXX C C :94F: :SAFE //NCSD/CDSLCATTXXXM :95P: :PSET //NECINL2AXXX E1 C :95P: :PSET //NECINL2AXXXM :95P: :REAG //CEDELULLXXX C :95P: :DEAG /ECLR/24180M :95Q: :BUYR //EOC 24180M 97A: :SAFE //CEDELULLxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 161
ISIN NL0010391108 - PHOTON ENERGY INV ORD BR only, settling via CDCP-CBL linkCreationOnline
Xact via SWIFT
Netherlands - Czech Republic
Deliver Free Receive FreeM Place of Safekeeping NECINL2AXXX M Place of Safekeeping UNIYCZPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party UNIYCZPPM Receiving Agent Euroclear M Delivering Agent BIC
Party 14637 Party CEDELULLM Buyer Name and Address M Seller BIC
Party Transfer from CZ market CEDELLUL Party CEDELULLM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/NECINL2AXXX C M :94F: :SAFE //NCSD/UNIYCZPPM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //UNIYCZPPM :95R: :REAG /ECLR/14637 M :95P: :DEAG //CEDELULLM :95Q: :BUYR //Transfer from CZ market CEDELLUL M :95P: :SELL //CEDELULL
M :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking162 Multi-Market Securities Guide
Finnish equities only settling via ENL-EOC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for The Netherlands, as published in the Clearstream Banking Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Netherlands - Finland
Deliver Free Receive FreeM Place of Safekeeping NECINL2A C Place of Safekeeping APKEFIHHM Trade Date/Time trade date and time C Trade Date/Time trade date and timeM Place of Settlement BIC C Place of Settlement BIC
Party NECINL2AXXX Party MGTCBEBEECLM Receiving Agent BIC C Delivering Agent Euroclear
Party CEDELULLXXX Party 24180M Buyer Name and Address
Party EOC 24180M Account CEDELxxxxx a-With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
C Settlement Processing Narrative
/SICV/CEDELULLXXX/CEDE xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B C :98a: :TRAD //trade date and time
:70E: :SPRO ///SICV/CEDELULLXXX/CEDE xxxxx a
M :94F: :SAFE //NCSD/NECINL2A C C :94F: :SAFE //NCSD/APKEFIHHM :95P: :PSET //NECINL2AXXX E1 C :95P: :PSET //MGTCBEBEECLM :95P: :REAG //CEDELULLXXX C :95R: :DEAG /ECLR/24180M :95Q: :BUYR //EOC 24180M :97A: :SAFE //CEDELxxxxx a-With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 163
Dutch securities only, settling via ENL-CBF linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Germany, as published in the Clearstream Banking Fee Schedule.
Netherlands - Germany
Deliver Free Receive FreeM Place of Safekeeping NECINL2AXXX M Place of Safekeeping DAKVDEFFXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DAKVDEFFXXX Party DAKVDEFFXXXM Receiving Agent BIC M Delivering Agent BIC
Party CEDELULLXXX Party NECINL2AXXXM Buyer BIC M Seller BIC
Party bbbbbbbbbbba
a. bbbbbbbbbbb = The Clearstream Banking customer's BIC11
Party bbbbbbbbbbb a
M Other Settlement Parties: Type
Delivering Custodian
Format BICParty CEDELULLXXX
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/NECINL2AXXX C M :94F: :SAFE //CUST/DAKVDEFFXXXM :95P: :PSET //DAKVDEFFXXX E1 M :95P: :PSET //DAKVDEFFXXXM :95P: :REAG //CEDELULLXXX M :95P: :DEAG //NECINL2AXXX
M :95P: :DECU //CEDELULLXXXM :95P: :BUYR //bbbbbbbbbbba
a. bbbbbbbbbbb = The Clearstream Banking customer's BIC11
M :95P: :SELL //bbbbbbbbbbb a
31 December 2020 Clearstream Banking164 Multi-Market Securities Guide
Note: The transfer of Dutch securities is not possible between the two countries.
Irish securities only, settling via ENL-Euroclear UK & Ireland linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for The Netherlands, as published in the Clearstream Banking Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Netherlands - Ireland
Deliver Free Receive FreeM Place of Safekeeping NECINL2A M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party NECINL2AXXX Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party CEDELULLXXX Party 56XKKM Buyer Name and Address M Seller Name and Address
Party 53079 Party CEDELULLXXX/67449M/xxxxx a
M Account CEDELULLxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/NECINL2A C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //NECINL2AXXX E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //CEDELULLXXX M :95R: :DEAG /CRST/56XKKM :95Q: :BUYR //53079 M :95Q: :SELL //CEDELULL/67449M/xxxxx a
M :97A: :SAFE //CEDELULLxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 165
ISIN NL0010391108 - PHOTON ENERGY INV ORD BR, settling via NDS-ECL linkCreationOnline
Xact via SWIFT
Fees: Transfers are done via KDPW account 11358 with ECL. Standard transaction fee for Poland.
Note: Customers must send a free-format message to PSG providing the instruction details.
Netherlands - Poland
Deliver Free Receive FreeM Place of Safekeeping NECINL2AXXX M Place of Safekeeping KDPWPLPWM Trade Date/Time trade date M Trade Date/Time trade date M Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party KDPWPLPWM Receiving Agent Euroclear M Delivering Agent NDS
Party 11358 Party 000M Seller BIC
Party CEDELULLXXM Account xxxxxa
M Settlement Processing Narrative
9240000/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CROSSBORDER
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date B M :98a: :TRAD //trade date and timeM :70E: :SPRO //9240000/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :70E: :SPRO //CROSSBORDERM :94F: :SAFE //NCSD/NECINL2AXXX C M :94F: :SAFE //NCSD/KDPWPLPWM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //KDPWPLPWM :95P: :REAG //ECLR/11358 M :95R: :DEAG //KDPW/000
M :95P: :SELL //CEDELULLXXM :97A: :SAFE //xxxxxa
31 December 2020 Clearstream Banking166 Multi-Market Securities Guide
ISIN NL0013654783 - SHS PROSUS N.V. ORD BRCreationOnline
Xact via SWIFT
Netherlands - South Africa
Deliver Free Receive FreeM Place of Safekeeping NECINL2AXXX M Place of Safekeeping STRAZAJJXXXM Trade Date/Time trade date M Trade Date/Time trade date M Place of Settlement BIC M Place of Settlement BIC
Party NECINL2AXXX Party STRAZAJJM Receiving Agent BIC M Delivering Agent BIC
Party CITTGB2LXX Party CITIZAJXXXXM Buyer BIC M Seller BIC
Party CITIZAJXXXX Party CITIZAJXM Account 0006041679 M Account 0600146001M Narrative Internal account transfer or External
account transfera
a. Trade should be instructed on T+2 cycle. xxxxx = OWNI - Internal Account Transfer: Relates to an account transfer involving one instructing party (messages sender) at one account servicer (messages receiver). OWNE - External Account Transfer: Relates to an account transfer involving more than one instructing party (messages sender) and/or account servicer (messages receiver). The same type has to be used on both markets.
Narrative Internal account transfer or External account transfer a
M Settlement Processing Narrative
Internal Account Transfer or External Account Transfer a
M Settlement Processing Narrative
REMOVAL to Netherland: ACC EGSP 641, SAFE 72010110, CLEARSTREAM (CBF) NL MARKETMergenthalerallee 6165760 Eschborn
M Beneficial Owner Indicator
No change in beneficial ownership
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Internal account transfer or External account
transfera
a. Trade should be instructed on T+2 cycle. xxxxx = OWNI - Internal Account Transfer: Relates to an account transfer involving one instructing party (messages sender) at one account servicer (messages receiver). OWNE - External Account Transfer: Relates to an account transfer involving more than one instructing party (messages sender) and/or account servicer (messages receiver). The same type has to be used on both markets.
M :70E: :SPRO //REMOVAL to Netherland: ACC EGSP 641, SAFE 72010110, CLEARSTREAM (CBF) NL MARKETMergenthalerallee 6165760 Eschborn
M :94F: :SAFE //NCSD/NECINL2AXXX C M :94F: :SAFE //NCSD/STRAZAJJXXXE M :22F: :BENE //NBEN
M :22F: :SETR //OWNI or OWNE M :22F: :SETR //OWNI or OWNEM :95P: :PSET //NECINL2AXXX E1 M :95P: :PSET //STRAZAJJXXXM :95P: :REAG //CITTGB2LXX M :95P: :DEAG //CITIZAJXXXXM :95P: :BUYR //CITIZAJXXXX M :95P: :SELL //CITIZAJXM :97A: :SAFE //0006041679 M :97A: :SAFE //0600146001
Clearstream Banking 31 December 2020Multi-Market Securities Guide 167
Note: The transfer of Dutch securities is not possible between the two countries.
UK equities settling via ENL-Euroclear UK & Ireland linkFees: Standard transaction fee for The Netherlands, as published in the Clearstream Banking Fee Schedule.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Netherlands - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult the Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping NECINL2A M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party NECINL2AXXX Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party CEDELULLXXX Party nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
M Buyer Name and address M Seller Name and AddressParty 52023 Party CEDELULL/67449M/ xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CEDELULL xxxxxb C Stamp Duty Status UK No Change In Beneficial Ownership (if
customer the same; otherwise, blank)
MT542 Deliver Free SeqM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/NECINL2A C M :94F: :SAFE //NCSD/CRSTGB22
E C :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)M :95P: :PSET //NECINL2AXXX E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //CEDELULLXXX M :95R: :DEAG /CRST/nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
M :95Q: :BUYR //52023 M :95Q: :SELL /CEDELULL/67449M/ xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CEDELULL xxxxxb
Deliver Free Receive FreeM Place of Safekeeping NECINL2A M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party NECINL2AXXX Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party CEDELULLXXX Party nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
M Buyer Name and address M Seller Name and AddressParty 91632 Party CEDELULL/67449M/ xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CEDELULL xxxxxb M Stamp Duty Status UK Transfer Between CSP or ADR Accounts M Stamp Duty Status UK Transfer Between CSP or ADR AccountsM Settlement Processing
NarrativeNL1/SSTA/T
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //NL1/SSTA/TM :94F: :SAFE //NCSD/NECINL2A C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :STAM /CRST/GBTX E M :22F: :STAM /CRST/GBTXM :95P: :PSET //NECINL2AXXX E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //CEDELULLXXX M :95R: :DEAG /CRST/nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
M :95Q: :BUYR //91632 M :95Q: :SELL //CEDELULL/67449M/ xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CEDELULL xxxxxb
31 December 2020 Clearstream Banking168 Multi-Market Securities Guide
Fees: For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
ISIN GG00B1RMC548 SHS TETRAGON FIN GROUP ORD BRISIN GG00BR30MJ80 SHS HARBOURVEST GLO ORD BRISIN GB00B03MLX29 SHS ROYAL DUTCH SHELL A settling via ENL-Euroclear UK & Ireland link
Fees: Standard transaction fee for The Netherlands, as published in the Clearstream Banking Fee Schedule.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Fees: For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
1. For details of UK stamp duty reserve tax (SDRT), please consult the Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping NECINL2A M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party NECINL2AXXX Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party CEDELULLXXX Party nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
M Buyer Name and address M Seller Name and AddressParty 52023 Party CEDELULL/67449M/ xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CEDELULL xxxxxb C Stamp Duty Status UK No Change In Beneficial Ownership (if
customer the same; otherwise, blank)
MT542 Deliver Free SeqM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/NECINL2A C M :94F: :SAFE //NCSD/CRSTGB22
E C :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)M :95P: :PSET //NECINL2AXXX E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //CEDELULLXXX M :95R: :DEAG /CRST/nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
M :95Q: :BUYR //52023 M :95Q: :SELL /CEDELULL/67449M/ xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CEDELULL xxxxxb
Deliver Free Receive FreeM Place of Safekeeping NECINL2A M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party NECINL2AXXX Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party CEDELULLXXX Party nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
M Buyer Name and address M Seller Name and AddressParty 91632 Party CEDELULL/67449M/ xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CEDELULL xxxxxb M Stamp Duty Status UK Transfer Between CSP or ADR Accounts M Stamp Duty Status UK Transfer Between CSP or ADR AccountsM Settlement Processing
NarrativeNL1/SSTA/T
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //NL1/SSTA/TM :94F: :SAFE //NCSD/NECINL2A C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :STAM /CRST/GBTX E M :22F: :STAM /CRST/GBTXM :95P: :PSET //NECINL2AXXX E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //CEDELULLXXX M :95R: :DEAG /CRST/nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
M :95Q: :BUYR //91632 M :95Q: :SELL //CEDELULL/67449M/ xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CEDELULL xxxxxb
Clearstream Banking 31 December 2020Multi-Market Securities Guide 169
ISIN LU0323134006 - Arcelormital Ord Reg securities only, settling via Euroclear Netherlands - SIS - Euroclear UK & Ireland link
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
Fees: For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping NECINL2AXXX M Place of Safekeeping CRSTGB22XXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party NECINL2A Party CRSTGB22XXXM Receiving Agent BIC M Delivering Agent CRESTCo
Party INSECHZZTRA Party XBDRM Buyer Name and address M Seller Name and Address
Party GB10054 Party NECI/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CREST OOXJJ/CEDELULL xxxxxb
MT542 Deliver Free SeqM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/NECINL2AXXX C M :94F: :SAFE //NCSD/CRSTGB22XXXM :95P: :PSET //NECINL2AXXX E1 M :95P: :PSET //CRSTGB22XXXM :95P: :REAG //INSECHZZTRA M :95R: :DEAG /CRST/XBDRM :95Q: :BUYR //GB10054 M :95Q: :SELL //NECI/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CREST OOXJJ/CEDELULL xxxxxb
Deliver Free Receive FreeM Place of Safekeeping NECINL2AXXX M Place of Safekeeping CRSTGB22XXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party NECINL2A Party CRSTGB22XXXM Receiving Agent BIC M Delivering Agent CRESTCo
Party INSECHZZTRA Party XBDRM Buyer Name and address M Seller Name and Address
Party GB10054 Party NECI/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CREST 14XKL/CEDELULL xxxxxb
MT542 Deliver Free SeqM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/NECINL2AXXX C M :94F: :SAFE //NCSD/CRSTGB22XXXM :95P: :PSET //NECINL2AXXX E1 M :95P: :PSET //CRSTGB22XXXM :95P: :REAG //INSECHZZTRA M :95R: :DEAG /CRST/XBDRM :95Q: :BUYR //GB10054 M :95Q: :SELL //NECI/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CREST 14XKL/CEDELULL xxxxxb
31 December 2020 Clearstream Banking170 Multi-Market Securities Guide
Eligible U.S. equities only, settling via ENL-EOC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for The Netherlands, as published in the Clearstream Banking Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Netherlands - U.S.A.
Deliver Free Receive FreeM Place of Safekeeping NECINL2A C Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time C Trade Date/Time trade date and timeM Place of Settlement BIC C Place of Settlement BIC
Party NECINL2AXXX Party MGTCBEBEECLM Receiving Agent BIC C Delivering Agent Euroclear
Party CEDELULLXXX Party 24180M Buyer Name and Address
Party EOC 24180M Account CEDELxxxxx a-With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
C Settlement Processing Narrative
/SICV/CEDELULLXXX/CEDE xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B C :98a: :TRAD //trade date and time
C :70E: :SPRO ///SICV/CEDELULLXXX/CEDE xxxxx a
M :94F: :SAFE //NCSD/NECINL2A C C :94F: :SAFE //NCSD/DTCYUS33M :95P: :PSET //NECINL2AXXX E1 C :95P: :PSET //MGTCBEBEECLM :95P: :REAG //CEDELULLXXX C :95R: :DEAG /ECLR/24180M :95Q: :BUYR //EOC 24180M :97A: :SAFE //CEDELxxxxx a-With Matching
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 171
New Zealand and Australian equities settling via AUSTRACLEAR - CHESS linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for New Zealand, as published in the Clearstream Banking Fee Schedule.
Cross-border transfers for delivery trades out of New Zealand will incur an additional fee. Please see thetable below, documenting the new fees and applicable securities. Fees will be calculated on the day ofprocessing and authority to debit fees from customer accounts will be required prior to the processing ofthe transfer.
New Zealand - Australia
Deliver Free Receive FreeM Place of Safekeeping RBNZNZ22 M Place of Safekeeping CAETAU21M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party RBNZNZ22 Party CAETAU21M Receiving Agent BIC M Delivering Agent BIC
Party CHASAU2XDCC Party CHASNZ2ACCSM Buyer BIC M Seller BIC
Party CEDELULL Party CEDELULLM Account 2312-0001-11-06 M Account 1783-0001-11-05
M Stamp Duty Status AU No Change In Beneficial Ownership
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/RBNZNZ22 C M :94F: :SAFE //NCSD/CAETAU21
E M :22F: :STAM /XASX/XNCB/M :95P: :PSET //RBNZNZ22 E1 M :95P: :PSET //CAETAU21M :95P: :REAG //CHASAU2XDCC M :95P: :DEAG //CHASNZ2ACCSM :95P: :BUYR //CEDELULL M :95P: :SELL //CEDELULLM :97A: :SAFE //2312-0001-11-06 M :97A: :SAFE //1783-0001-11-05
Market Value of Securities (NZD) Fee (NZD)
Up to $60,000 $58$60,001 to $600,000 $115$600,001 to $3,000,000 $288$3,000,001 to $6,000,000 $575$6,000,000 plus $805
31 December 2020 Clearstream Banking172 Multi-Market Securities Guide
ISIN CA37713P2035 Glass Earth Gold Limited Ord RegISIN CA6752221037 OceanaGold CorporationISIN CA1621631094 shs Chatham Rock Ord Reg
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for New Zealand, as published in the Clearstream Banking Fee Schedule.
Cross-border transfers for delivery trades out of New Zealand will incur an additional fee. Please see thetable below, documenting the new fees and applicable securities. Fees will be calculated on the day ofprocessing and authority to debit fees from customer accounts will be required prior to the processing ofthe transfer.
New Zealand - Canada
Deliver Free Receive FreeM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party RBNZNZ22XXX Party CDSLCATTM Delivering Agent Name and Address M Receiving Agent CDS-CA
Party The Share Registry Party OTCBM Buyer BIC M Seller Name and Address
Party ROYCCAT2 Party REGISTERED IN N/O ROYTOR & CO M Account 080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
Removal from New Zealand to CanadaRoytor and Co., RBC Dexia Investor Services,Securities Cage, 155 Wellington Street West, 2ndFloor, Toronto, ON M5V 3L3, Canada
M Settlement Processing Narrative
New Zealand to CANADA
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Removal from New Zealand to Canada
Roytor and Co., RBC Dexia Investor Services,Securities Cage, 155 Wellington Street West, 2ndFloor, Toronto, ON M5V 3L3, Canada
M :70E: :SPRO //New Zealand to CANADA
E M :22F: :SETR //TRADM :95P: :PSET //RBNZNZ22XXX E1 M :95P: :PSET //CDSLCATTM :95Q: :DEAG //The Share Registry M :95R: :REAG /CDSL/OTCBM :95P: :BUYR //ROYCCAT2 M :95Q: :SELL //REGISTERED IN N/O ROYTOR & CO M :94F: :SAFE //080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Market value of securities (NZD) Fee (NZD)Up to $60,000 $58$60,001 to $600,000 $115$600,001 to $3,000,000 $288$3,000,001 to $6,000,000 $575$6,000,000 plus $805
Clearstream Banking 31 December 2020Multi-Market Securities Guide 173
BMG4210D1020 SHS GUOCOLEISURE LTD ORD REGCreationOnline
Xact via SWIFT
Note: A standard transfer takes approximately 20 business days.
Fees: The fees are payable are as follows:
Singapore CDP transfer fees
- CDP transfer fees of $10.70 per request for quantity < 1000 (exclusive of GST);
- CDP transfer fees of $25.00 per request for quantity > 1000 (exclusive of GST).
CDP fees of SGD 10.70 for withdrawal/deposit of shares
This is inclusive of 7% GST.
Cross border transfers for delivery trades out of New Zealand will incur below ad-hock fee.
New Zealand - Singapore
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping RBNZNZ22 M Place of Safekeeping CDPLSGSGM Trade Date/Time trade date and time M Trade Date/Time trade date and time
C Type of Settlement Transaction
Internal Own Account Transfer (if no change in beneficial owner)
Trade Settlement (if change in beneficial owner)
M Place of Settlement BIC M Place of Settlement BICParty RBNZNZ22 Party CDPLSGSG
M Receiving Agent Name and Address M Delivering Agent BICParty The Share Registry Party CDPLSGSG
M Buyer BIC M Seller BICParty DBSSSGSGIBD Party CHASNZ2ACCS
M Account 1783-0001-11-05M Settlement Processing
NarrativeRemoval from New Zealand to SingaporeKindly assist to execute the transfer form.Charges accepted and to be debited.CDP account name: DBS Nominees Pte Ltd
Clearstream BankingCDP account number: 5611-1813-7519
M Settlement Processing Narrative
Removal from New Zealand to SingaporeKindly assist to execute the transfer form.Charges accepted and to be debited.
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :94B: :TRAD //Place of trade
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Removal from New Zealand to Singapore
Kindly assist to execute the transfer form.Charges accepted and to be debited.CDP account name: DBS Nominees Pte Ltd
Clearstream BankingCDP account number: 5611-1813-7519
M :70E: :SPRO //Removal from New Zealand to SingaporeKindly assist to execute the transfer form.Charges accepted and to be debited.
M :94F: :SAFE //NCSD/RBNZNZ22 C M :95F: :SAFE //NCSD/CDPLSGSGM :22F: :PSET //YBEN or //NBEN E M :22F: :BENE //YBEN or NBEN
C :22F: :SETR //OWNI (if no change in beneficial owner)//TRAD (if change in beneficial owner)
M :95P: :PSET //RBNZNZ22 E1 M :95P: :PSET //CDPLSGSGM :95Q: :REAG //The Share Registry M :95P: :DEAG //CDPLSGSGM :95P: :BUYR //DBSSSGSGIBD M :95P: :SELL //CHASNZ2ACCS
M :97A: :SAFE //1783-0001-11-05
Market value of securities (NZD) Fee (NZD)Up to $60,000 $58$60,001 to $600,000 $115$600,001 to $3,000,000 $288$3,000,001 to $6,000,000 $575$6,000,000 plus $805
31 December 2020 Clearstream Banking174 Multi-Market Securities Guide
GB0003466074 SHS FOREIGN AND COLONIAL INVESTMENT TRUST ORD REGGB0008710799 SHS HENDERSON ASIA GROWTH TRUST PLC
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
New Zealand - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping RBNZNZ22 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and time
M Physical Transaction YESM Place of Settlement BIC M Place of Settlement BIC
Party RBNZNZ22 Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent Name and Address
Party The Share Registry Party CRST/PHYSICALM Buyer BIC M Seller Name and Address
Party CITIGB2L Party JPMorgan Chase Bank N.A. NZ, Level 13, ASB Tower, 2 Hunter Street, Wellington, New Zealand 6011
M Account 1783-0001-11-05M Settlement Processing
NarrativeRemoval from New Zealand to UKCREST Account 00XJJVIDACOS NOMINEES LIMITED CLRLUX2,
Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
C Stamp Duty Status UK No change of Beneficial Ownership (if customer is the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Removal from New Zealand to UK
CREST Account 00XJJVIDACOS NOMINEES LIMITED CLRLUX2, Citigroup
Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
M :94F: :SAFE //NCSD/RBNZNZ22 C M :95F: :SAFE //NCSD/CRSTGB22C :22F: :STAM /CRST/GBOX /(if the customer is the same; otherwise,
blank)M :95P: :PSET //RBNZNZ22 M :22F: :STCO //PHYSM :94Q: :REAG //The Share Registry E1 :95P: :PSET //CRSTGB22M :94P: :BUYR //CITIGB2L :95Q: :DEAG //CRST/PHYSICAL
:95Q: :SELL //JPMorgan Chase Bank N.A. NZ, Level 13, ASB Tower2 Hunter Street, Wellington, New Zealand 6011
:97A: :SAFE //1783-0001-11-05
Clearstream Banking 31 December 2020Multi-Market Securities Guide 175
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: A standard transfer takes approximately 20 business days.
Receiving account is 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts.
Fees: The fees payable are as follows:
Cross border transfers for delivery trades out of New Zealand will incur below ad-hock fee.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping RBNZNZ22 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and time
M Physical Transaction YESM Place of Settlement BIC M Place of Settlement BIC
Party RBNZNZ22 Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent Name and Address
Party The Share Registry Party CRST/PHYSICALM Buyer BIC M Seller Name and Address
Party CITIGB2L Party JPMorgan Chase Bank N.A. NZ, Level 13, ASB Tower, 2 Hunter Street, Wellington, New Zealand 6011
M Account J1783-0001-11-05M Settlement Processing
NarrativeRemoval from New Zealand to UKCREST Account 14XKLVIDACOS NOMINEES LIMITED CLRLUX2,
Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Removal from New Zealand to UK
CREST Account 14XKLVIDACOS NOMINEES LIMITED CLRLUX2, Citigroup
Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
M :94F: :SAFE //NCSD/RBNZNZ22 C M :95F: :SAFE //NCSD/CRSTGB22C :22F: :STAM /CRST/GBOX /(if the customer is the same; otherwise,
blank)M :95P: :PSET //RBNZNZ22 M :22F: :STCO //PHYSM :94Q: :REAG //The Share Registry E1 :95P: :PSET //CRSTGB22M :94P: :BUYR //CITIGB2L :95Q: :DEAG //CRST/PHYSICAL
:95Q: :SELL //JPMorgan Chase Bank N.A. NZ, Level 13, ASB Tower2 Hunter Street, Wellington, New Zealand 6011
Market value of securities (NZD) Fee (NZD)Up to $60,000 $58$60,001 to $600,000 $115$600,001 to $3,000,000 $288$3,000,001 to $6,000,000 $575$6,000,000 plus $805
31 December 2020 Clearstream Banking176 Multi-Market Securities Guide
ISIN CA74836K1003 - Questerre Energycorp.ISIN CA98936C1068 - Zenith Energy Ltd Ord Reg only, settling via VPS - CDS link.
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
ISIN LU0488722801 - Northland Resources ORD REG only, settling via VPS - CDS linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
Norway - Canada
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping VPSNNOKK M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKK Party CDSLCATTM Receiving Agent BIC M Delivering Agent CDS-CA
Party NDEANOKKXXX Party CITCM Buyer BIC M Seller BIC
Party ROYCCAT2 Party DNBANOKCM Account RBCT/080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 6211986060O Settlement Processing
NarrativeCONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
O :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/VPSNNOKK C M :94F: :SAFE //NCSD/CDSLCATTM :22F: :SETR //CONV EM :95P: :PSET //VPSNNOKK E1 M :95P: :PSET //CDSLCATTM :95P: :REAG //NDEANOKKXXX M :95R: :DEAG /CDSL/CITCM :95P: :BUYR //ROYCCAT2 M :95P: :SELL //DNBANOKCM :97A: :SAFE //RBCT/080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //6211986060
Deliver Free Receive FreeM Place of Safekeeping VPSNNOKK M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKK Party CDSLCATTM Receiving Agent BIC M Delivering Agent CDS-CA
Party NDEANOKK Party COMOM Buyer BIC M Seller BIC
Party ROYCCAT2 Party NDEANOKKM Account RBCT/080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
O Account NONF1002002
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/VPSNNOKK C M :94F: :SAFE //NCSD/CDSLCATTM :22F: :SETR //CONV EM :95P: :PSET //VPSNNOKK E1 M :95P: :PSET //CDSLCATTM :95P: :REAG //NDEANOKK M :95R: :DEAG /CDSL/COMOM :95P: :BUYR //ROYCCAT2 M :95P: :SELL //NDEANOKKM :97A: :SAFE //RBCT/080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
O :97A: :SAFE //NONF1002002
Clearstream Banking 31 December 2020Multi-Market Securities Guide 177
ISIN FI0009000277 - TIETOEVRY ORD REG settling via VPS - Euroclear Finland
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule.
Norway - Finland
Deliver Free Receive FreeM Type of Settlement
TransactionTRAD
M Place of Safekeeping VPSNNOKK M Place of Safekeeping APKEFIHHM Trade Date/Time trade date M Trade Date/Time trade date M Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKKXXX Party APKEFIHHXXXM Receiving Agent BIC M Delivering Agent BIC
Party NDEAN0KKXXX Party NDEAFIHHXXXM Buyer BIC M Seller BIC
Party CEDELULLXXX Party NDEAN0KKXXXM Account BIC of CBL customerM Settlement Processing
NarrativeCONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade dateM :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/VPSNNOKK C M :94F: :SAFE //NCSD/APKEFIHH
E M :22F: :SETR //TRADM :95P: :PSET //VPSNNOKKXXX E1 M :95P: :PSET //APKEFIHHXXXM :95P: :REAG //NDEAN0KKXXX M :95P: :DEAG //NDEAFIHHXXXM :95P: :BUYR //CEDELULLXXX M :95P: :SELL //NDEAN0KKXXXM :97A: :SAFE //BIC of CBL customer
31 December 2020 Clearstream Banking178 Multi-Market Securities Guide
ISIN NO0005052605 - NORSK HYDRO A/S only, settling via VPS-EF linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Norway - France
Deliver Free Receive Free
M Type of Settlement Transaction
Conversion
M Place of Safekeeping VPSNNOKK M Place of Safekeeping SICVFRPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKK Party SICVFRPPM Delivering Agent BIC M Receiving Agent BIC
Party NDEANOKK Party CEDELULLXXXM Buyer BIC M Seller BIC
Party MGTCBEBEECL Party NDEANOKKM Account 22429/CEDELULL/CEDELULL/xxxxx a M Account EOC22429/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive Free
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/VPSNNOKK C M :94F: :SAFE //NCSD/SICVFRPPM :22F: :SETR //CONV EM :95P: :PSET //VPSNNOKK E1 M :95P: :PSET //SICVFRPPM :95P: :REAG //NDEANOKK M :95P: :DEAG //CEDELULLXXXM :95P: :BUYR //MGTCBEBEECL M :95P: :SELL //NDEANOKKM :97A: :SAFE //22429/CEDELULL/CEDELULL/xxxxx a M :97A: :SAFE //EOC22429/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 179
ISIN SE0005569100 - IGE Resources ABISIN SE0000673907 - SKANDINAVIA ONLINE AB ISIN SE0000818569 - PA RESOURCES ABISIN SE0011309319 - AXACTOR AB only, settling via VPS-VPC link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Norway - Sweden
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping VPSNNOKK M Place of Safekeeping VPCSSESSM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKK Party VPCSSESSM Receiving Agent BIC M Delivering Agent BIC
Party DNBANOKC Party DNBASESXM Buyer BIC M Seller BIC
Party DNBASESX Party DNBANOKCM Account ESSESESS/01001604997/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 125484.1/CEDELULL/xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/VPSNNOKK C M :94F: :SAFE //NCSD/VPCSSESSM :22F: :SETR //CONV EM :95P: :PSET //VPSNNOKK E1 M :95P: :PSET //VPCSSESSM :95P: :REAG //DNBANOKC M :95P: :DEAG //DNBASESXM :95P: :BUYR //DNBASESX M :95P: :SELL //DNBANOKCM :97A: :SAFE //ESSESESS/01001604997/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //125484.1/CEDELULL/xxxxx a
31 December 2020 Clearstream Banking180 Multi-Market Securities Guide
ISIN NO0010098247 - PSI Group ASA only, settling via VPS-VPC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction, plus SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
ISIN SE0000143521 - Viking Supply SH ORD BR, settling via VPS-VPC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction, plus SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping VPSNNOKK M Place of Safekeeping VPCSSESSXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKKXXX Party VPCSSESSXXXM Receiving Agent BIC M Delivering Agent BIC
Party DNBANOKCXXX Party ARSCSES1XXXM Buyer BIC M Seller BIC
Party INSECHZZXXX Party DNBANOKCXXXM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/VPSNNOKKXXX C M :94F: :SAFE //NCSD/VPCSSESSXXXM :22F: :SETR //CONV EM :95P: :PSET //VPSNNOKKXXX E1 M :95P: :PSET //VPCSSESSXXXM :95P: :REAG //DNBANOKCXXX M :95P: :DEAG //ARSCSES1XXXM :95P: :BUYR //INSECHZZXXX M :95P: :SELL //DNBANOKCXXXM :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //xxxxx a
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping VPSNNOKK M Place of Safekeeping VPCSSESSM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKK Party VPCSSESSM Receiving Agent BIC M Delivering Agent BIC
Party DNBANOKC Party NDEASESSM Buyer BIC M Seller BIC
Party DNBASESX Party NDEANOKKM Account ESSESESS/01001604997/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 125484.1/CEDELULL/xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/VPSNNOKK C M :94F: :SAFE //NCSD/VPCSSESSM :22F: :SETR //CONV EM :95P: :PSET //VPSNNOKK E1 M :95P: :PSET //VPCSSESSM :95P: :REAG //DNBANOKC M :95P: :DEAG //NDEASESSM :95P: :BUYR //DNBASESX M :95P: :SELL //NDEANOKKM :97A: :SAFE //ESSESESS/01001604997/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //125484.1/CEDELULL/xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 181
ISIN US36467X2062 - Gaming Inno GP INC ORD REGCreationOnline
Xact via SWIFT
Deliver Free Receive FreeM Transaction Type TRAD M Transaction Type TRADM Place of Safekeeping VPSNNOKKXXX M Place of Safekeeping VPCSSESSXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKKXXX Party VPSNNOKKXXXM Receiving Agent BIC M Delivering Agent VPSN
Party INSECHZZXXX Party 15330M Buyer BIC M Seller BIC
Party INSECHZZXXX Party CEDELULLXXXM Settlement Processing
NarrativeCONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/VPSNNOKKXXX C M :94F: :SAFE //NCSD/VPCSSESSXXM :22F: :SETR //TRAD E M :22F: :SETR //TRADM :95P: :PSET //VPSNNOKKXXX E1 M :95P: :PSET //VPSNNOKKXXXM :95P: :REAG //INSECHZZXXX M :95P: :DEAG //VPSN/15330M :95P: :BUYR //INSECHZZXXX M :95P: :SELL //CEDELULLXXX
31 December 2020 Clearstream Banking182 Multi-Market Securities Guide
ISIN NO0010096985 - Statoil Asa ORD REGCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
Note: Customers must send an MT599 as follows (with cross-border details):
ATTN: PSG
Cross-border Norway-UK, ISIN, QUANTITY, SETTLEMENT DATE, CBL account.
Norway - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping VPSNNOKK M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKK Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party DNBANOKC Party XBDRM Buyer BIC M Seller Name and Address
Party INSECHZZ Party VPSN.DNBANOKC.CEDELULL.xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 50050057004
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/VPSNNOKK C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :SETR //CONV EM :95P: :PSET //VPSNNOKK E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //DNBANOKC M :95R: :DEAG /CRST/XBDRM :95P: :BUYR //INSECHZZ M :95Q: :SELL //VPSN.DNBANOKC.CEDELULL.xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //50050057004
Clearstream Banking 31 December 2020Multi-Market Securities Guide 183
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
Note: Customers must send an MT599 as follows (with cross-border details):
ATTN: PSG
Cross-border Norway-UK, ISIN, QUANTITY, SETTLEMENT DATE, CBL account.
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping VPSNNOKK M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKK Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party DNBANOKC Party XBDRM Buyer BIC M Seller Name and Address
Party INSECHZZ Party VPSN.DNBANOKC.CEDELULL.xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 50050057004
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/VPSNNOKK C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :SETR //CONV EM :95P: :PSET //VPSNNOKK E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //DNBANOKC M :95R: :DEAG /CRST/XBDRM :95P: :BUYR //INSECHZZ M :95Q: :SELL //VPSN.DNBANOKC.CEDELULL.xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //50050057004
31 December 2020 Clearstream Banking184 Multi-Market Securities Guide
ISIN CA9506771042 - Wentworth Resources only, settling via VPS - Euroclear UK linkCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
Note: Customers must send an MT599 as follows (with cross-border details):
ATTN: PSG
Cross-border Norway-UK, ISIN, QUANTITY, SETTLEMENT DATE, CBL account.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping VPSNNOKK M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKK Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCO
Party NDEANOKK Party 1MKAVM Buyer BIC M Seller Name and Address
Party CITIGB2L Party VPSN.DNBANOKC.CEDELULL.xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 00XJJC Stamp Duty Status UK No Change in Beneficial Ownership (if
customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/VPSNNOKK C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :SETR //CONV E
C :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)
M :95P: :PSET //VPSNNOKK E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //NDEANOKK M :95R: :DEAG /CRST/1MKAVM :95P: :BUYR //CITIGB2L M :95Q: :SELL //VPSN.DNBANOKC.CEDELULL.xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //00XJJ
Clearstream Banking 31 December 2020Multi-Market Securities Guide 185
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
Note: Customers must send an MT599 as follows (with cross-border details):
ATTN: PSG
Cross-border Norway-UK, ISIN, QUANTITY, SETTLEMENT DATE, CBL account.
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping VPSNNOKK M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKK Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCO
Party NDEANOKK Party 1MKAVM Buyer BIC M Seller Name and Address
Party CITIGB2L Party VPSN.DNBANOKC.CEDELULL.xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/VPSNNOKK C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :SETR //CONV EM :95P: :PSET //VPSNNOKK E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //NDEANOKK M :95R: :DEAG /CRST/1MKAVM :95P: :BUYR //CITIGB2L M :95Q: :SELL //VPSN.DNBANOKC.CEDELULL.xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //14XKL
31 December 2020 Clearstream Banking186 Multi-Market Securities Guide
ISIN BMG396372051 - Golden Ocean Group LimitedISIN BMG9456A1009 - Golar LNG Limited, settling via VPS-DTC link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
ISIN BMG7998G1069 - Seadrill Limited, settling via VPS-DTC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
Norway - U.S.A
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping VPSNNOKK M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKK Party DTCCYUS33M Receiving Agent BIC M Delivering Agent DTC-US
Party NDEANOKK Party 901M Buyer Name and Address M Seller BIC
Party CONVERSION FROM DTC0901/DTC0908 Party IRVTUS3NXXXM Account F/O 089154 CSCxxxxxa Account 652582/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/VPSNNOKK C M :94F: :SAFE //NCSD/DTCYUS33M :22F: :SETR //CONV EM :95P: :PSET //VPSNNOKK E1 M :95P: :PSET //DTCYUS33M :95P: :REAG //NDEANOKK M :95R: :DEAG //DTCCYID/0901M :95Q: :BUYR //DTC0901/CONV TO DTC0908 M :95P: :SELL //IRVTUS3NXXXM :97A: :SAFE //089154 CSCxxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //652582/xxxxxa
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping VPSNNOKK M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKK Party DTCYUS33M Receiving Agent BIC M Delivering Agent DTC-US
Party NDEANOKK Party 901M Buyer Name and Address M Seller BIC
Party CONVERSION FROM DTC0901/DTC0908 Party IRVTUS3NXXXM Account F/O 089154 CSCxxxxxa M Account 652604/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/VPSNNOKK C M :94F: :SAFE //NCSD/DTCYUS33M :22F: :SETR //CONV EM :95P: :PSET //VPSNNOKK E1 M :95P: :PSET //DTCYUS33M :95P: :REAG //NDEANOKK M :95R: :DEAG //DTCCYID/0901M :95Q: :BUYR //DTC0901/CONV TO DTC0908 M :95P: :SELL //IRVTUS3NXXXM :97A: :SAFE //089154 CSCxxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //652604/xxxxxa
Clearstream Banking 31 December 2020Multi-Market Securities Guide 187
ISIN BMG810751062 - Ship Finance International Ltd, settling via VPS-DTC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
ISIN US8293552050 - SINO AGRO FOOD INC, settling via VPS-DTC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping VPSNNOKK M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKK Party DTCYUS33M Receiving Agent BIC M Delivering Agent DTC-US
Party NDEANOKK Party 901M Buyer Name and Address M Seller BIC
Party CONVERSION FROM DTC0901/DTC0908 Party IRVTUS3NXXXM Account F/O 089154 CSCxxxxxa M Account 652580/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/VPSNNOKK C M :94F: :SAFE //NCSD/DTCYUS33M :22F: :SETR //CONV EM :95P: :PSET //VPSNNOKK E1 M :95P: :PSET //DTCYUS33M :95P: :REAG //NDEANOKK M :95R: :DEAG //DTCCYID/0901M :95Q: :BUYR //DTC0901/CONV TO DTC0908 M :95P: :SELL //IRVTUS3NXXXM :97A: :SAFE //089154 CSCxxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //652580/xxxxxa
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping VPSNNOKK M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKK Party DTCYUS33M Receiving Agent BIC M Delivering Agent DTC-US
Party NDEANOKK Party 901M Buyer Name and Address M Seller BIC
Party CONVERSION FROM DTC0901/DTC0908 Party IRVTUS3NXXXM Account F/O 089154 CSCxxxxxa M Account 652615/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/VPSNNOKK C M :94F: :SAFE //NCSD/DTCYUS33M :22F: :SETR //CONV EM :95P: :PSET //VPSNNOKK E1 M :95P: :PSET //DTCYUS33M :95P: :REAG //NDEANOKK M :95R: :DEAG //DTCCYID/0901M :95Q: :BUYR //DTC0901/CONV TO DTC0908 M :95P: :SELL //IRVTUS3NXXXM :97A: :SAFE //089154 CSCxxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //652615/xxxxxa
31 December 2020 Clearstream Banking188 Multi-Market Securities Guide
ISIN BMG3682E1921 - Frontline, settling via VPS-DTC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
ISIN BMG7945E1057 - Borr Drilling L Ord Reg, settling via VPS-DTC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping VPSNNOKK M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKK Party DTCYUS33M Receiving Agent BIC M Delivering Agent DTC-US
Party NDEANOKK Party 901M Buyer Name and Address M Seller BIC
Party CONVERSION FROM DTC0901/DTC0908 Party IRVTUS3NXXXM Account F/O 089154 CSCxxxxxa Account 652593/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/VPSNNOKK C M :94F: :SAFE //NCSD/DTCYUS33M :22F: :SETR //CONV EM :95P: :PSET //VPSNNOKK E1 M :95P: :PSET //DTCYUS33M :95P: :REAG //NDEANOKK M :95R: :DEAG //DTCCYID/0901M :95Q: :BUYR //DTC0901/CONV TO DTC0908 M :95P: :SELL //IRVTUS3NXXXM :97A: :SAFE //089154 CSCxxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //652593/xxxxxa
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping VPSNNOKK M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKK Party DTCYUS33M Receiving Agent BIC M Delivering Agent DTC-US
Party DNBANOKCXXX Party 908M Buyer Name and Address M Seller BIC
Party DTC0908 Party DNBANOKCXXXM Account F/O 089154 CSCxxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Account 238500
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/VPSNNOKK C M :94F: :SAFE //NCSD/DTCYUS33M :22F: :SETR //CONV EM :95P: :PSET //VPSNNOKK E1 M :95P: :PSET //DTCYUS33M :95P: :REAG //DNBANOKCXXX M :95R: :DEAG //DTCCYID/0908M :95Q: :BUYR //DTC0908 M :95P: :SELL //DNBANOKCXXXM :97A: :SAFE //089154/CEDELULL/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //238500
Clearstream Banking 31 December 2020Multi-Market Securities Guide 189
B
ISIN AU000000PDZ2 - PRAIRIE DOWNS ORD REG, settling via NDS-CBL link CreationOnline
Xact via SWIFT
Fees: Transfers are done via KDPW account 72457 with CBL. Internal transaction fees are charged. Inform PSG via MT599 when the transfers are created.
Poland - Australia
Deliver Free Receive FreeM Place of Safekeeping KDPWPLPW M Place of Safekeeping CAETAU21M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party KDPWPLPW Party CEDELULLM Receiving Agent NDS M Delivering Agent Clearstream Banking Luxembourg
Party 000 Party 72457M Buyer BIC
Party CEDELULLM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CROSSBORDER M Settlement Processing Narrative
9240000/CBL/xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CROSSBORDER M :70E: :SPRO //9240000/CBL/xxxxx a
M :94F: :SAFE //NCSD/KDPWPLPW C M :94F: :SAFE //NCSD/CAETAU21M :95P: :PSET //KDPWPLPW E1 M :95P: :PSET //CEDELULLM :95R: :REAG //KDPW/000 M :95P: :DEAG //CEDE/72457M :95P: :BUYR //CEDELULLM :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking190 Multi-Market Securities Guide
ISIN CA5012401058 - Kulczyk Oil Ven Ord Br only, settling via KDPW-CBL linkCreationOnline
Xact via SWIFT
Fees: Transfers are done via KDPW account (72457) with CBL; internal transaction fees are charged.
Poland - Canada
Deliver Free Receive FreeM Place of Safekeeping KDPWPLPW M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party KDPWPLPW Party CEDELULLM Receiving Agent NDS M Delivering Agent Clearstream Banking Luxembourg
Party 000 M Party 72457 M Buyer BIC
Party CEDELULLM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CROSSBORDER M Settlement Processing Narrative
9240000/CBL/xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CROSSBORDER M :70E: :SPRO ///9240000/CBL/xxxxx a
M :94F: :SAFE //NCSD/KDPWPLPW C M :94F: :SAFE //NCSD/CDSLCATTM :95P: :PSET //KDPWPLPW E1 M :95P: :PSET //CEDELULLM :95R: :REAG //KDPW/000 M :95R: :DEAG //CEDE/72457M :95P: :BUYR //CEDELULLM :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 191
ISIN CZ0005112300 - CEZ II only, settling via KDPW-Clearstream linkCreationOnline
Xact via SWIFT
Fees: Transfers are via KDPW account (72457) with CBL; internal transaction fees are charged.
Poland - Czech Republic
Deliver Free Receive Free
M Place of Safekeeping KDPWPLPW M Place of Safekeeping UNIYCZPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party KDPWPLPW Party CEDELULLM Receiving Agent NDS M Delivering Agent Clearstream Banking Luxembourg
Party 000 Party 72457M Buyer BIC
Party CEDELULLM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CROSSBORDER M Settlement Processing Narrative
9240000/CBL/xxxxxa
MT542 Deliver Free Seq MT540 Receive Free
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CROSSBORDER M :70E: :SPRO //9240000/CBL/xxxxxa
M :94F: :SAFE //NCSD/KDPWPLPW C M :94F: :SAFE //NCSD/UNIYCZPPM :95P: :PSET //KDPWPLPW E1 M :95P: :PSET //CEDELULLM :95R: :REAG /KDPW/000 M :95R: :DEAG //CEDE/72457M :95P: :BUYR //CEDELULLM :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking192 Multi-Market Securities Guide
ISIN LU0122624777 - Orco Property Group SA only, settling via KDPW-CBL linkCreationOnline
Xact via SWIFT
Fees: Transfers are done via KDPW account (72457) with CBL; internal transaction fees are charged.
Poland - France
Deliver Free Receive FreeM Place of Safekeeping KDPWPLPW M Place of Safekeeping SICVFRPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party KDPWPLPW Party CEDELULLM Receiving Agent NDS M Delivering Agent Cleasrstream Banking Luxembourg
Party 000 Party 72457M Buyer BIC
Party CEDELULLM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CONVCRED
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVCREDM :94F: :SAFE //NCSD/KDPWPLPW C M :94F: :SAFE //NCSD/SICVFRPPM :95P: :PSET //KDPWPLPW E1 M :95P: :PSET //CEDELULLM :95R: :REAG /KDPW/000 M :95R: :DEAG /CEDE/72457M :95P: :BUYR //CEDELULLM :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 193
ISIN DE0003304200 - BMP AG only, settling via KDPW-CBL linkCreationOnline
Xact via SWIFT
Fees: Transfers are done via KDPW account (72457) with CBL; internal transaction fees are charged.
Poland - Germany
Deliver Free Receive FreeM Place of Safekeeping KDPWPLPW M Place of Safekeeping DAKVDEFFM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party KDPWPLPW Party CEDELULLM Receiving Agent NDS M Delivering Agent Clearstream Banking Luxembourg
Party 000 Party 72457M Buyer BIC
Party CEDELULLM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CROSSBORDER M Settlement Processing Narrative
9240000/CBL/xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CROSSBORDER M :70E: :SPRO //9240000/CBL/xxxxx a
a. xxxxx =The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/KDPWPLPW C M :94F: :SAFE //NCSD/DAKVDEFFM :95P: :PSET //KDPWPLPW E1 M :95P: :PSET //CEDELULLM :95R: :REAG /KDPW/000 M :95R: :DEAG /CEDE/72457M :95P: :BUYR //CEDELULLM :97A: :SAFE //xxxxx a
31 December
31 December 2020 Clearstream Banking194 Multi-Market Securities Guide
ISIN IT0004781412 - shs Unicredito Italiano SPA only, settling via KDPW-CBL linkCreationOnline
Xact via SWIFT
Fees: Transfers are via KDPW account (72457) with CBL: internal transaction fees are charged.
Poland - Italy
Deliver Free Receive FreeymentM Place of Safekeeping KDPWPLPW M Place of Safekeeping MOTIITMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party KDPWPLPW Party CEDELULLM ReceivingAgent NDS M Delivering Agent Clearstream Banking Luxembourg
Party 000 Party 72457M Buyer BIC
Party CEDELULLM Account xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CONVCRED M Settlement Processing Narrative
9240000/CBL/xxxxxF
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVCRED M :70E: :SPRO //9240000/CBL/xxxxxFM :94F: :SAFE //NCSD/KDPWPLPW C M :94F: :SAFE //NCSD/MOTIITMMM :95P: :PSET //KDPWPLPW E1 M :95P: :PSET //CEDELULLM :95R: :REAG /KDPW/000 M :95R: :DEAG /CEDE/72457M :95P: :BUYR //CEDELULLM :97A: :SAFE //xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 195
ISIN NL0010391108 - PHOTON ENERGY INV ORD BR, settling via NDS-ECL linkCreationOnline
Xact via SWIFT
Fees: Transfers are done via KDPW account 11358 with ECL. Standard transaction fee for Poland.
Note: Customers must send a free-format message to PSG providing the instruction details.
Poland - Netherlands
Deliver Free Receive FreeM Place of Safekeeping KDPWPLPW M Place of Safekeeping NECINL2AXXXM Trade Date/Time trade date M Trade Date/Time trade dateM Place of Settlement BIC M Place of Settlement BIC
Party KDPWPLPW Party MGTCBEBEECLM Receiving Agent NDS M Delivering Agent Euroclear
Party 000 Party 11358M Buyer BIC
Party CEDELULLXXM Account xxxxxa
M Settlement Processing Narrative CROSSBORDER M Settlement Processing Narrative
9240000/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade dateM :70E: :SPRO //CROSSBORDER M :70E: :SPRO //9240000/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/KDPWPLPW C M :94F: :SAFE //NCSD/NECINL2AXXXM :95P: :PSET //KDPWPLPW E1 M :95P: :PSET //MGTCBEBEECLM :95P: :REAG //KDPW/000 M :95R: :DEAG //ECLR/11358M :95P: :BUYR //CEDELULLXXM :97A: :SAFE //xxxxxa
31 December 2020 Clearstream Banking196 Multi-Market Securities Guide
ISIN ES0105375002 - AMREST HOLDINGS ORD, settling via NDS-ECL linkCreationOnline
Xact via SWIFT
Fees: Transfers are done via KDPW account 11358 with ECL. Standard transaction fee for Poland.
Note: The customer must send a free-format message to PSG providing the instruction details.
Poland - Spain
Deliver Free Receive FreeM Place of Safekeeping KDPWPLPW M Place of Safekeeping IBRCESMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party KDPWPLPW Party MGTCBEBEECLM Receiving Agent NDS M Delivering Agent Euroclear
Party 000 Party 11358Buyer BICParty CEDELULLXXXAccount xxxxxa
M Settlement Processing Narrative
CROSSBORDER M Settlement Processing Narrative
9240000/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CROSSBORDER M :70E: :SPRO //9240000/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/KDPWPLPW C M :94F: :SAFE //NCSD/IBRCESMMM :95P: :PSET //KDPWPLPW E1 M :95P: :PSET //MGTCBEBEECLM :95P: :REAG //KDPW/000 M :95R: :DEAG //ECLR/11358M :95P: :BUYR //CEDELULLXXXM :97A: :SAFE xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 197
ISIN PLARTPR00012 - ARCTIC PAPER KOSTR, settling via Euroclear SwedenCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Poland, as published in the Clearstream Banking Fee Schedule plus fee SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Poland - Sweden
Deliver Free Receive FreeymentM Place of Safekeeping KDPWPLPW M Place of Safekeeping VPCSSESSM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party KDPWPLPW Party KDPWPLPWM ReceivingAgent BIC M Delivering Agent BIC
Party CITIPLPX Party CITIPLPXM Account 0502343001
M Buyer BIC M Seller BICParty MGTCBEBE Party BIC of customer
M Account 0071588001 M Account xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/KDPWPLPW C M :94F: :SAFE //NCSD/VPCSSESSM :95P: :PSET //KDPWPLPW E1 M :95P: :PSET //KDPWPLPWM :95P: :REAG //CITIPLPX M :95P: :DEAG //CITIPLPX
M :97A: :SAFE //0502343001M :95P: :BUYR //MGTCBEBE M :95P: :SELL //BIC of customerM :97A: :SAFE //0071588001 M :97A: :SAFE //xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking198 Multi-Market Securities Guide
ISIN GB00B42CTW68 - New World only, settling via NDS-CBL linkCreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Transfers are done via KDPW account 72457 with CBL. Internal transaction fees are charged.
Poland - UK
Deliver Free Receive FreeM Place of Safekeeping KDPWPLPW M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party KDPWPLPW Party CEDELULLM Receiving Agent NDS M Delivering Agent Clearstream Banking Luxembourg
Party 000 Party 72457M Buyer BIC
Party CEDELULLM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CROSSBORDER M Settlement Processing Narrative
9240000/CBL/xxxxxa
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CROSSBORDER M :70E: :SPRO //9240000/CBL/xxxxxa
M :94F: :SAFE //NCSD/KDPWPLPW C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //KDPWPLPW E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /KDPW/000 M :95R: :DEAG /CRST/56XKKM :95P: :BUYR //CEDELULL M :95Q :SELL NDS acc. 11358M :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 199
ISIN US1534351028 - shs Central Euro. Distr ORD BR only, settling via KDPW-CBL link CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Poland, as published in the Clearstream Banking Fee Schedule.
Poland - U.S.A.
Deliver Free Receive Free
M Place of Safekeeping KDPWPLPW M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party KDPWPLPW Party CEDELULLM Receiving Agent NDS M Delivering Agent Clearstream
Party 000 Party 72457M Buyer BIC
Party CEDELULLM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number
M Settlement Processing Narrative
CONVCRED
MT542 Deliver Free Seq MT540 Receive Free
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVCREDM :94F: :SAFE //NCSD/KDPWPLPW C M :94F: :SAFE //NCSD/DTCYUS33M :95P: :PSET //KDPWPLPW E1 M :95P: :PSET //CEDELULLM :95R: :REAG /KDPW/000 M :95R: :DEAG /CEDE/72457M :95P: :BUYR //CEDELULLM :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking200 Multi-Market Securities Guide
ISIN BMG2624N1535 CC6033300 RC10588324 - Dairy Farm Intl. Holdings Ltd.ISIN BMG4587L1090 CC6033423 RC2767589 - Hongkong Land Holdings Ltd.ISIN BMG507361001 CC5963508 RC2019566 - Jardine Matheson Holdings Ltd.ISIN BMG507641022 CC6033431 RC2774119 - Jardine Strategic Holdings Ltd.ISIN BMG578481068 CC6033261 RC 2767783 - Mandarin Oriental Intl. Ltd. only, settling via removal between local registrars
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Singapore, as published in the Clearstream Banking Fee Schedule
- CDP withdrawal fee:
- Registration fee: S$2.00
- Stamp Duty:
Note: The cross-border transfer takes 4-6 weeks to be completed.
Singapore - BNY London
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping CDPLSGSG Not requiredM Trade Date/Time trade date and timeC Type of Settlement
TransactionInternal Own Account Transfer (if no change
in beneficial owner)Trade Settlement (if change in beneficial
owner)M Place of Settlement BIC
Party CDPLSGSGM Beneficial Owner
IndicatorNo change of beneficial owner (if applicable,
otherwise change of beneficial owner)M Receiving Agent BIC
Party DBSSSGSGIBDM Settlement Processing
NarrativeCross-border transfer from SG to UK.
Transferee: The Bank of New York Depository Nominees Limited, One Canada Square, London E14 5AL, UK
Charges accepted and to be debited
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B Not requiredM :94B: :TRAD //Place of tradeM :70E: :SPRO //CROSS-BORDER TRANSFER FROM SG TO UK.
Transferee: The Bank of New York Depository Nominees Limited, One Canada Square, London E14 5AL, UK
Charges accepted and to be debited.M :94F: :SAFE //NCSD/CDPLSGSG CM :22F: :BENE //NBEN (if applicable, otherwise CBO) EC :22F: :SETR //OWNI (if no change in beneficial owner)
//TRAD (if change in beneficial owner)M :95P: :PSET //CDPLSGSG E1M :95P: :REAG //DBSSSGSGIBD
Number of securities Amount1,000 shares or less S$10.00 Above 1,000 shares S$25.00
Transfer type AmountNCBO transfer S$10.00 Above 1,000 shares 0.2% of market value
Clearstream Banking 31 December 2020Multi-Market Securities Guide 201
LU0494592974 SHS DB X-TR.II-AUS.SSA BDS UCITS ETF 1C, transfer not possibleTransfer of this security is not possible from Singapore to Germany.
Singapore - Germany
31 December 2020 Clearstream Banking202 Multi-Market Securities Guide
BMG8063F1068 SHS SHANGRI-LA ASIA LTD settling via CDP-CCASS linkCreationOnline
Xact via SWIFT
Note: A standard transfer takes approximately 10 business days.
Fees: The fees payable are as follows:
CDP fees
Transfer fee of SGD 53.50 (inclusive of 7% GST) per request.
Hong Kong stamp duty
0.1% of the value of the securities being transferred, based on the last closing price of securities, if theinvestor has notified that the transfer involves a change in beneficial ownership of the securities.
Singapore - Hong Kong
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping CDPLSGSG M Place of Safekeeping XHKCHKH1M Trade Date/Time Trade date and time M Trade Date/Time trade date and timeC Type of Settlement
TransactionInternal Own Account Transfer (if no change
in beneficial owner)Trade Settlement (if change in beneficial
owner)M Place of Settlement BIC M Place of Settlement BIC
Party CDPLSGSG Party XHKCHKH1M Receiving Agent BIC M Delivering Agent BIC
Party CDPLSGSG Party CITIHKHXXXXM Buyer BIC M Seller Name and Address
Party CITIHKHXXXX Party Citibank NA Singapore s/a The Central Depository Pte Ltd
Account 8457910000 Account 9497060000M Settlement Processing
Narrative(IF NCBO, BO NAME TO BE DECLARED)
PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM SINGAPORE TO HONG KONG BY WITHDRAWING THE SHARES. KINDLY ARRANGE TO EXECUTE THE TRANSFER FORM AND SUBMIT ALL REQUIRED DOCUMENTS TO THE CDP AND REGISTRARS FOR THIS REQUEST. CHARGES ACCEPTED AND TO BE DEBITED.
M Settlement Processing Narrative
(IF NCBO, BO NAME TO BE DECLARED) CROSS BORFER TRANSFER FROM SINGAPORE TO HONG KONG
CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING
CDP ACCOUNT NUMBER: 5611-1813-7519
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94B: :TRAD //Place of tradeM :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED)
PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM SINGAPORE TO HONGKONG BY WITHDRAWING THE SHARES. KINDLY ARRANGE TO EXECUTE THE TRANSFER FORM AND SUBMIT ALL REQUIRED DOCUMENTS TO THE CDP AND REGISTRARS FOR THIS REQUEST. CHARGES ACCEPTED AND TO BE DEBITED.
M :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) CROSS BORFER TRANSFER FROM SINGAPORE TO HONG KONG CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING
CDP ACCOUNT NUMBER: 5611-1813-7519
M :94F: :SAFE //NCSD/CDPLSGSG C M :94F: :SAFE //NCSD/XHKCHKH1M :22F: :BENE //YBEN or //NBEN E M :22F: :BENE //YBEN or NBENC :22F: :SETR //OWNI (if no change in beneficial owner)
//TRAD (if change in beneficial owner)M :95P: :PSET //CDPLSGSG E1 M :95P: :PSET //XHKCHKH1M :95P: :REAG //CDPLSGSG M :95P: :DEAG //CITIHKHXXXXM :95P: :BUYR //CITIHKHXXXX M :95Q: :SELL //Citibank NA Singapore s/a The Central Depository
Pte LtdM :97A: :SAFE //8457910000 M :97A: :SAFE //9497060000
Clearstream Banking 31 December 2020Multi-Market Securities Guide 203
BMG135981188 - SHS BLUE SKY POWER HOLDINGS LTD ORD REGBMG2110F1023 - CHINA KANGDA FOOD CO LTD ORD REGBMG2535T1099 - COURAGE MARINE GROUP LTD ORD REGKYG3932J1572 - GLOBAL TECH HLDGS LTDSG1O33912138 - FORTUNE REAL ESTATE INVESTMENT TRUST ORD REG
CreationOnline
Xact via SWIFT
Note: A standard transfer takes approximately 20 business days for SG1O33912138 and KYG3932J1572; 30 days for BMG135981188, BMG2110F1023 and BMG2535T1099.
Fees: The fees payable are as follows:For SG1O33912138
Singapore CDP feesSGD 10.70 for CDP deposit fee.All these charges are inclusive of 7% GST.Singapore stamp duty charges- For NCBO No charges;- For CBO, 0.02% of the market value of the shares plus SGD 3 for handling fees and plus 7% GST.Hong Kong normal registration (13 business days)- HKD 25 for removal fees;- HKD 2.50 for each unit certificate issued on the Hong Kong Unit Register.
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping CDPLSGSG M Place of Safekeeping XHKCHKH1M Trade Date/Time trade date and time M Trade Date/Time trade date and timeC Type of Settlement
TransactionInternal Own Account Transfer (if no change
in beneficial owner)Trade Settlement (if change in beneficial
owner)M Place of Settlement BIC M Place of Settlement BIC
Party CDPLSGSG Party XHKCHKH1M Receiving Agent BIC M Delivering Agent Name and Address
Party CITIHKHXXXX Party 900031M Buyer BIC M Seller BIC
Party CEDELULL Party DBSSSGSGIBDAccount 5611-1813-7519
M Settlement Processing Narrative
(IF NCBO, BO NAME TO BE DECLARED) PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM SINGAPORE TO HONG KONG BY WITHDRAWING THE SHARES. KINDLY ARRANGE TO EXECUTE THE TRANSFER FORM AND SUBMIT ALL REQUIRED DOCUMENTS TO THE CDP AND REGISTRARS FOR THIS REQUEST. CHARGES ACCEPTED AND TO BE DEBITED.
M Settlement Processing Narrative
(IF NCBO, BO NAME TO BE DECLARED) CROSS BORFER TRANSFER FROM SINGAPORE TO HONG KONG
CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING
CDP ACCOUNT NUMBER: 5611-1813-7519
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94B: :TRAD //Place of tradeM :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED)
PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM SINGAPORE TO HONGKONG BY WITHDRAWING THE SHARES. KINDLY ARRANGE TO EXECUTE THE TRANSFER FORM AND SUBMIT ALL REQUIRED DOCUMENTS TO THE CDP AND REGISTRARS FOR THIS REQUEST. CHARGES ACCEPTED AND TO BE DEBITED.
M :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) CROSS BORFER TRANSFER FROM SINGAPORE TO HONG KONG
CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING
CDP ACCOUNT NUMBER: 5611-1813-7519
M :94F: :SAFE //NCSD/CDPLSGSG C M :94F: :SAFE //NCSD/XHKCHKH1M :22F: :BENE //YBEN or //NBEN E M :22F: :BENE //YBEN or NBENC :22F: :SETR //OWNI (if no change in beneficial owner)
//TRAD (if change in beneficial owner)M :95P: :PSET //CDPLSGSG E1 M :95P: :PSET //XHKCHKH1M :95P: :REAG //CITIHKHXXXX M :95Q: :DEAG //900031M :95P: :BUYR //CEDELULL M :95P: :SELL //DBSSSGSGIBD
M :97A: :SAFE //5611-1813-7519
31 December 2020 Clearstream Banking204 Multi-Market Securities Guide
Hong Kong express service registration (9 business days)1
0.05% on market value or HKD 20.00 for each share cert issued (whichever the higher).For KYG3932J1572
• CDP Withdrawal fees (inclusive of GST): SGD 10.70 per request for a quantity of less than 1,000 or SGD 26.75 per request for a quantity of more than1000.
• Singapore Share Registrar (inclusive of 7% GST) removal fees of SGD 32.10 plus SGD 2.14 for each share certificate issued
• For NCBO - stamp duty of (inclusive of 7% GST) SGD 10.70 per transfer form plus SGD 3.00 as handling fees
• For CBO - stamp duty 0.02% of the market value of the shares X quantity of shares plus 7% GST plus SGD 3.00 as handling charges
• Removal fee: HKD 78.00 payable to RBC Corporate Services Hong Kong Limited
• HKD 2.50 for each share certificate to be issued by the Hong Kong branch registrar plus HKD 20.00 for postage within Hong Kong
For BMG2110F1023
Singapore stamp duty charges
- For NCBO No charges;
- For CBO, 0.02% of the market value of the shares plus SGD 3 for handling fees and plus 7% GST.
Registrar charges
- HKD 78.00 for removal fees;
- HKD 39.00 for each share certificate rendered for cancellation;
- HKD 172.50 for each share certificate to be issued by the Hong Kong branch registrar.
For BMG135981188 and BMG2535T1099
(A) TRICOR INVESTOR SERVICES LIMITED
Removal Fee: HKD 300.00 plus HKD 2.50 for each share certificate rendered for cancellation
Postage (Registered mail if required): HKD20.00
(B) BOARDROOM CORPORATE & ADVISORY SERVICES PTE. LTD.
Removal and Transfer Fee: SGD 32.10 plus SGD 2.14 for each share certificate issued (inclusive of the prevailing7% Goods and Services Tax)
1. The availability of the Express Service is subject to the discretion of the Hong Kong Unit Registrar and is not available during peakoperation seasons of the Hong Kong Unit Registrar.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 205
ISIN BMG8984D1074 - SHS TPV TECHNOLOGY LTD only - settling removal between local registrars
Note: A standard transfer takes approximately 20 market days.
Fees: The fees payable are as follows:
- CDP Withdrawal fees (inclusive of GST): SGD 10.70 per request for quantity < 1,000 or SGD 26.75 per request for quantity > 1000.
- Singapore Share Registrar removal fees of SGD 12.84 per certificate (inclusive of 7% GST)
- A nominal stamp duty of SGD 10.00 per transfer form for NCBO
- Removal fee and postage of HKD 172.50 payable to Tricor (HK Registrar)
- CBO Stamp duty: Market Value of Shares X Quantity of shares X 0.2% (HKD)
- Hong Kong Stamp Duty for deposit of certificate: HKD 5.00
- Hong Kong Scrip Fee: HKD 2.50
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping CDPLSGSG M Place of Safekeeping XHKCHKH1M Trade Date/Time trade date and time M Trade Date/Time trade date and timeC Type of Settlement
TransactionInternal Own Account Transfer (if no change
in beneficial owner)Trade Settlement (if change in beneficial
owner)M Place of Settlement BIC M Place of Settlement BIC
Party CDPLSGSG Party XHKCHKH1M Receiving Agent BIC M Delivering Agent Name and Address or Other
Party CITIHKHXXXX Party 900031M Buyer BIC M Seller BIC
Party CEDELULL Party DBSSSGSGIBDM Account 5611-1813-7519
M Settlement Processing Narrative
(IF NCBO, BO NAME TO BE DECLARED) PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM SINGAPORE TO HONG KONG BY WITHDRAWING THE SHARES. KINDLY ARRANGE TO EXECUTE THE TRANSFER FORM AND SUBMIT ALL REQUIRED DOCUMENTS TO THE CDP AND REGISTRARS FOR THIS REQUEST. CHARGES ACCEPTED AND TO BE DEBITED.
M Settlement Processing Narrative
(IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM SINGAPORE TO HONG KONG
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94B: :TRAD //Place of tradeM :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED)
PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM SINGAPORE TO HONG KONG BY WITHDRAWING THE SHARES. KINDLY ARRANGE TO EXECUTE THE TRANSFER FORM AND SUBMIT ALL REQUIRED DOCUMENTS TO THE CDP AND REGISTRARS FOR THIS REQUEST. CHARGES ACCEPTED AND TO BE DEBITED.
:70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM SINGAPORE TO HONG KONG
M :94F: :SAFE //NCSD/CDPLSGSG C M :94F: :SAFE //NCSD/XHKCHKH1M :22F: :BENE //YBEN or //NBEN E M :22F: :BENE //YBEN or //NBENC :22F: :SETR //OWNI (if no change in beneficial owner)
//TRAD (if change in beneficial owner)M :95P: :PSET //CDPLSGSG E1 M :95P: :PSET //XHKCHKH1M :95P: :REAG //CITIHKHXXXX M :95Q: :DEAG //900031M :95P: :BUYR //CEDELULL M :95P: :SELL //DBSSSGSGIBD
M :97A: :SAFE //5611-1813-7519
31 December 2020 Clearstream Banking206 Multi-Market Securities Guide
VGG2156N1006 SHS CHINA NEW TOWN DEVELOPMENT COMPORATION LIMITED ORD REGCreationOnline
Xact via SWIFT
Note: A standard transfer takes approximately 30 business days.
Fees: The fees payable are as follows:
Singapore Registrar
- SGD 26.75 handling and removal fees;
- SGD 2.14 Scrip fee for every transfer form submitted.
All these charges are inclusive of 7% GST.
CDP would charge SGD 10.70 for withdrawal of shares
This is inclusive of 7% GST.
Singapore stamp duty charges
- For NCBO no charges;
- For CBO, 0.02% of the market value of the shares plus SGD 3 for handling fees and plus 7% GST.
HK registrars charges
- HKD 300 for removal fees;
- HKD 20 for postage;
- HKD 2.50 per certificate issued by Hong Kong Branch registrar.
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping CDPLSGSG M Place of Safekeeping XHKCHKH1M Trade Date/Time trade date and time M Trade Date/Time trade date and timeC Type of Settlement
TransactionInternal Own Account Transfer (if no change
in beneficial owner)Trade Settlement (if change in beneficial
owner)M Place of Settlement BIC M Place of Settlement BIC
Party CDPLSGSG Party XHKCHKH1M Receiving Agent BIC M Delivering Agent Name and Address
Party CITIHKHXXXX Party 900031M Buyer BIC M Seller BIC
Party CEDELULL Party DBSSSGSGIBDAccount 5611-1813-7519
M Settlement Processing Narrative
(IF NCBO, BO NAME TO BE DECLARED) PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM SINGAPORE TO HONG KONG BY WITHDRAWING THE SHARES. KINDLY ARRANGE TO EXECUTE THE TRANSFER FORM AND SUBMIT ALL REQUIRED DOCUMENTS TO THE CDP AND REGISTRARS FOR THIS REQUEST. CHARGES ACCEPTED AND TO BE DEBITED.
M Settlement Processing Narrative
(IF NCBO, BO NAME TO BE DECLARED) CROSS BORFER TRANSFER FROM SINGAPORE TO HONG KONG CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKINGCDP ACCOUNT NUMBER: 5611-1813-7519
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94B: :TRAD //Place of tradeM :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED)
PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM SINGAPORE TO HONGKONG BY WITHDRAWING THE SHARES. KINDLY ARRANGE TO EXECUTE THE TRANSFER FORM AND SUBMIT ALL REQUIRED DOCUMENTS TO THE CDP AND REGISTRARS FOR THIS REQUEST. CHARGES ACCEPTED AND TO BE DEBITED.
M :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) CROSS BORFER TRANSFER FROM SINGAPORE TO HONG KONG CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKINGCDP ACCOUNT NUMBER: 5611-1813-7519
M :94F: :SAFE //NCSD/CDPLSGSG C M :94F: :SAFE //NCSD/XHKCHKH1M :22F: :BENE //YBEN or //NBEN E M :22F: :BENE //YBEN or NBENC :22F: :SETR //OWNI (if no change in beneficial owner)
//TRAD (if change in beneficial owner)M :95P: :PSET //CDPLSGSG E1 M :95P: :PSET //XHKCHKH1M :95P: :REAG //CITIHKHXXXX M :95Q: :DEAG //900031M :95P: :BUYR //CEDELULL M :95P: :SELL //DBSSSGSGIBD
M :97A: :SAFE //5611-1813-7519
Clearstream Banking 31 December 2020Multi-Market Securities Guide 207
.
BMG4210D1020 SHS GUOCOLEISURE LTD ORD REGCreationOnline
Xact via SWIFT
Note: A standard transfer takes approximately 20 business days.
Fees: The fees payable are as follows:
Singapore CDP Transfer Fees
- CDP Transfer Fees of S$10.70 per request for quantity > 1000 (exclusive of GST);
- CDP Transfer Fees of S$25.00 per request for quantity > 1000 (exclusive of GST).
CDP fees of SGD 10.70 for withdrawal/deposit of shares
This is inclusive of 7% GST.
Singapore - New Zealand
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping CDPLSGSG M Place of Safekeeping RBNZNZ22 M Trade Date/Time trade date and time M Trade Date/Time trade date and timeC Type of Settlement
TransactionInternal Own Account Transfer (if no change
in beneficial owner)Trade Settlement (if change in beneficial
owner)M Place of Settlement BIC M Place of Settlement BIC
Party CDPLSGSG Party RBNZNZ22M Receiving Agent BIC M Delivering Agent Name and Address
Party CDPLSGSG Party The Share Registry M Buyer BIC M Seller BIC
Party CHASNZ2ACCS Party DBSSSGSGIBDM Account 1783-0001-11-05M Settlement Processing
NarrativeRemoval from Singapore to New Zealand.Kindly assist to execute the transfer form.Charges accepted and to be debited.
M Settlement Processing Narrative
Removal from Singapore to New Zealand.Kindly assist to execute the transfer form.
Charges accepted and to be debited.CDP account name: DBS Nominees Pte Ltd
Clearstream Banking CDP account number: 5611-1813-7519
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94B: :TRAD //Place of tradeM :70E: :SPRO //Removal from Singapore to New Zealand.
Kindly assist to execute the transfer form.Charges accepted and to be debited.
M :70E: :SPRO //Removal from Singapore to New Zealand.Kindly assist to execute the transfer form.Charges accepted and to be debited.CDP account name: DBS Nominees Pte Ltd
Clearstream BankingCDP account number: 5611-1813-7519
M :94F: :SAFE //NCSD/CDPLSGSG C M :94F: :SAFE //NCSD/RBNZNZ22M :22F: :BENE //YBEN or //NBEN E M :22F: :BENE //YBEN or NBENC :22F: :SETR //OWNI (if no change in beneficial owner)
//TRAD (if change in beneficial owner)M :95P: :PSET //CDPLSGSG E1 M :95P: :PSET //RBNZNZ22M :95P: :REAG //CDPLSGSG M :95Q: :DEAG //The Share Registry M :95P: :BUYR //CHASNZ2ACCS M :95P: :SELL //DBSSSGSGIBDM :97A: :SAFE //1783-0001-11-05
31 December 2020 Clearstream Banking208 Multi-Market Securities Guide
KR7028670008 SHS STX PAN OCEAN CO LTD ORD REGCreationOnline
Xact via SWIFT
Note: A standard transfer takes approximately 21 business days.Please contact the Settlement Department in Singapore for guidelines for completing the appendices.
Fees: The fees payable are as follows:
CDP fees
Certificate fee of SGD 10.00 +7% (prevailing GST fees).
Withdrawal fees
- SGD 10.00 + 7% GST for 1000 shares and below;
- SGD 25.00 + 7% GST for more than 1000 shares.
Registration fees
SGD 2.00 + 7% GST per certificate issued.
Singapore stamp duty charges
- For NCBO SGD 10.00 + 7% (prevailing GST fees);
- For CBO market value of shares x quantity of shares x 0.2% plus 7% GST.
South Korea charges USD 100 per transaction
Singapore South Korea
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping CDPLSGSG M Place of Safekeeping KSDCKRSEXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeC Type of Settlement
TransactionInternal Own Account Transfer (if no change
in beneficial owner)Trade Settlement (if change in beneficial
owner)M Place of Settlement BIC M Place of Settlement BIC
Party CDPLSGSG Party KSDCKRSEXXXM Receiving Agent BIC M Delivering Agent BIC
Party CDPLSGSG Party KSDCKRSEXXXM Buyer BIC M Seller BIC
Party HSBCKRSEXXX Party DBSSSGSGIBDM Account (INVESTOR IRC ACCOUNT)M Settlement Processing
NarrativeBO NAME (IF NCBO)This is a migration of shares from Singapore
to South Korea.Kindly assist to execute the transfer form.
M Settlement Processing Narrative
aa
This is a migration of shares from South Korea to Singapore.
Charges accepted and to be debited.
a. The first line must include the beneficiary's (on receipts) or ordering party's (on deliveries) account number at CBL's depository, preceded by /SAFE/. The account number format is 002-nnnnnn-421 (where nnnnnn is 6 digits).
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94B: :TRAD //Place of tradeM :70E: :SPRO //BO NAME (IF NCBO)
This is a migration of shares from Singapore to South Korea.
Kindly assist to execute the transfer form.
M :70E: :SPRO // aa
This is a migration of shares from Singapore to South Korea.
Charges accepted and to be debited.
a. The first line must include the beneficiary's (on receipts) or ordering party's (on deliveries) account number at CBL's depository, preceded by /SAFE/. The account number format is 002-nnnnnn-421 (where nnnnnn is 6 digits).
M :94F: :SAFE //NCSD/CDPLSGSG C M :94F: :SAFE //NCSD/KSDCKRSEXXXM :22F: :BENE //YBEN or //NBEN E M :22F: :BENE //YBEN or NBENC :22F: :SETR //OWNI (if no change in beneficial owner)
//TRAD (if change in beneficial owner)M :95P: :PSET //CDPLSGSG E1 M :95P: :PSET //KSDCKRSEXXXM :95P: :REAG //CDPLSGSG M :95P: :DEAG //KSDCKRSEXXXM :95P: :BUYR //HSBCKRSEXXX M :95P: :SELL //DBSSSGSGIBDM :97A: :SAFE //(INVESTOR IRC ACCOUNT)
Clearstream Banking 31 December 2020Multi-Market Securities Guide 209
Appendices
Appendix 2. Application Form for Share Migration from Singapore to Korea
Section 2 to be completed by end client;
Section 3, under name of Receiver (custodian) please put: HSBC Korea Tel: 82 2 2004 0966 (Jessica Shim);
- End client to sign off this appendix form.
Appendix 3. Transfer Form Singapore to South Korea - CBO or Appendix 4. Transfer Form Singapore toSouth Korea - NCBO: end client to complete this form (depending NCBO or CBO, to complete the correcttransfer form)
All documents to be sent to:
Attn: Jolene Ho / Norrul
Address: 60 Alexandra TerraceThe Comtech, Lobby C#05-27Singapore 118502
31 December 2020 Clearstream Banking210 Multi-Market Securities Guide
ISIN SG2E91982768 - Global Invacom Group Ltd Ord RegTransfer of this security is not possible from Singapore to the United Kingdom.
Singapore - UK
Clearstream Banking 31 December 2020Multi-Market Securities Guide 211
Singapore equities only, settling via CDP - DTC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Singapore, as published in the Clearstream Banking Fee Schedule.
Singapore - U.S.A.
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping CDPLSGSG M Place of Safekeeping DTCYUS33M Trade Date/Time Trade date and time M Trade Date/Time trade date and timeC Type of Settlement
TransactionInternal Own Account Transfer (if no change
in beneficial owner)Trade Settlement (if change in beneficial
owner)M Place of Settlement BIC M Place of Settlement BIC
Party CDPLSGSG Party DTCYUS33M Receiving Agent BIC M Delivering Agent DTC-US
Party DBSSSGSGIBD Party 5700M Buyer BIC Seller BIC
Party CITIUS33 Party DBSSSGSGIBDM Account DTC 908 acc.089154/CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CBL xxxxx a
M Settlement Processing Narrative
Cross border transfer
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94B: :TRAD //Place of tradeM :70E: :SPRO //CROSS BORDER TRANSFER M :94F: :SAFE //NCSD/CDPLSGSG C M :94F: :SAFE //NCSD/DTCYUS33C :22F: :SETR //OWNI (if no change in beneficial owner)
//TRAD (if change in beneficial owner)M :95P: :PSET //CDPLSGSG E1 M :95P: :PSET //DTCYUS33M :95P: :REAG //DBSSSGSGIBD M :95R: :DEAG //DTCYID/5700M :95P: :BUYR //CITIUS33 M :95P: :SELL //DBSSSGSGIBDM :97A: :SAFE //DTC 908 acc. 089154/CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CBL xxxxx a
31 December 2020 Clearstream Banking212 Multi-Market Securities Guide
ISIN US16937R1041 - China Eastern Airlines ADRISIN US1694091091 - China Soutern Airlines ADRISIN US16945R1041 - ADR China Unicom Limited RegISIN US22943F1003 - ADR Ctrip.com International LTD RegISIN US64110W1027 - ADR Netease Incorporation RegISIN US78463V1070 - SHS SPDR GOLD TRUSTISIN US86800C1045 - ADR Suntech Power Hldgs Co Reg (1ADR/1SHS)ISIN US89628E1047 - ADR Trina Solar Ltd Reg (1ADR/50SHS)
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for the Singapore, as published in the Clearstream Banking Fee Schedule.
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping CDPLSGSG M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeC Type of Settlement
TransactionInternal Own Account Transfer (if no change
in beneficial owner)Trade Settlement (if change in beneficial
owner)M Place of Settlement BIC M Place of Settlement BIC
Party CDPLSGSG Party DTCYUS33 M Receiving Agent BIC M Delivering Agent DTC-US
Party CITIUS33XXX Party 5700M Buyer BIC M Seller BIC
Party CITIUS33 Party DBSSSGSGIBDM Account DTC 0908 ACC.089154/CSCxxxxxa M Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CROSS BORDER TRANSFER DTC 5700 PLEASE SEND FORM 57B TO CDP BY 10AM ON SETTLEMENT DATE
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94B: :TRAD //Place of tradeM :70E: :SPRO //CROSS BORDER TRANSFER
DTC 5700 PLEASE SEND FORM 57A TO CDP BY 10AM ON SETTLEMENT DATE
M :94F: :SAFE //NCSD/CDPLSGSG C M :94F: :SAFE //NCSD/DTCYUS33C :22F: :SETR //OWNI (if no change in beneficial owner)
//TRAD (if change in beneficial owner)M :95P: :PSET //CDPLSGSG E1 M :95P: :PSET //DTCYUS33M :95P: :REAG //CITIUS33XXX M :95R: :DEAG //DTCYID/5700M :95P: :BUYR //CITIUS33 M :95P: :SELL //DBSSSGSGIBDM :97A: :SAFE //DTC 0908 ACC.089154/CSCxxxxxa M :97A: :SAFE //CBL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 213
ISIN AU000000CZA6 - Coal of Africa LtdISIN AU000000FSE6 - Firestone Energy Ord RegISIN AU000000MCM9 - MC MINING LTD ORD REGISIN AU000000S320 - SHS SOUTH32 LTD ORD REGISIN AU000000TAW7 - Tawana Resources Ord RegISIN AU000000WCC9 - The Waterberg Coal Company Ltd Ord RegISIN BMG0440M1284 - Aquarius Platinum Ltd only, settling via removal between local registrarsISIN AU000000FCR2SHS - FERRUM CRESCENT LTD(FORMERLY KNOWN AS WASHINGTON RESOURCES LTD) ORD BR
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for South Africa, as published in the Clearstream Banking Fee Schedule.
Standard transaction fee for South Africa, as published in the Clearstream Banking Fee Schedule, plusZAR 250.00 charged by the local CSD (STRATE) and removal and dematerialisation fees charged byComputershare Investor Services as follows:
Removal fee
Dematerialisation fees
Urgent dematerialisation fees ZAR 362.80
Computershare will endeavour to facilitate fast track removal via other Registrars, however they cannotguarantee response times on behalf of the other Registrars.
Rematerialisation fees ZAR 500.00
Note: The customer can instruct the trade as a T+1 trade.
South Africa - Australia
Deliver Free Receive FreeM Place of Safekeeping STRAZAJJ M Place of Safekeeping CAETAU21
M Trade Date/Time trade date and timeM Trade Date/Time trade date and time M Place of Settlement BICM Place of Settlement BIC Party CAETAU21
Party STRAZAJJ M Delivering Agent Name and AddressReceiving Agent BIC Party Share Registry Party SCBLZAJ2 M Seller Name and Address
M Buyer BIC Party STANDARD CHARTERED NOMINEES SOUTH AFRICA (PTY) LTD, 5TH FLOOR, 4 SANDOWN VALLEY CRESCENT, SANDTON 2196, SOUTH AFRICA
M Party CHASAU2XDCC
M Account CBL 2312-0001-11-06 /xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
Removal from South Africa to Australia
M Settlement Processing Narrative
Removal from South Africa to Australia,J.P.Morgan Nominees Australia Pty Limited GPO Box 3289, Sydney, New South Wales, 2001 PID: 20104
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Removal from South Africa to Australia,
J.P.Morgan Nominees Australia Pty Limited GPO Box 3289, Sydney, New South Wales, 2001 PID: 20104
M :70E: :SPRO //Removal from South Africa to Australia
M :94F: :SAFE //NCSD/STRAZAJJ C M :94F: :SAFE //NCSD/CAETAU21M :95P: :PSET //STRAZAJJ E1 M :95P: :PSET //CAETAU21M :95P: :REAG //SCBLZAJ2 M :95Q: :DEAG //Share Registry M :95P: :BUYR //CHASAU2XDCC M :95Q: :SELL //STANDARD CHARTERED NOMINEES SOUTH
AFRICA (PTY) LTD, 5TH FLOOR, 4 SANDOWN VALLEY CRESCENT, SANDTON 2196, SOUTH AFRICA
M :97A: :SAFE //CBL 2312-0001-11-06/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Value of securities (ZAR) Standard process (ZAR) Fast track process (urgent) (ZAR)1 - 50,000 435.00 870.00
50,001 - 2,000,000 870.00 1,740.00Over 2,000,000 1,740.00 3,480.00
31 December 2020 Clearstream Banking214 Multi-Market Securities Guide
ISIN CA0494771029 - Atlatsa ResourcesISIN CA2768555096 - Eastern Platinum ORD REGISIN CA3901241057 - Great Basin Gold Ltd.ISIN CA91701P1053 - Uranium One Inc. only, settling via removal between local registrars
CreationOnline
Xact via SWIFT
South Africa - Canada
Deliver Free Receive FreeM Place of Safekeeping STRAZAJJ M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time (Note SD-1 is possible) M Trade Date
O Deal PriceM Place of Settlement BIC M Place of Settlement BIC
Party STRAZAJJ Party CDSLCATTM Receiving Agent BIC M Delivering Agent CDS-CA
Party SCBLZAJ2 Party OTCBM Buyer Name and address M Seller Name and AddressM Party RBC Party registered in N/O ROYTOR & COM Account 080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative b
b. If required “URGENT REMOVAL” also needs to be mentioned.
Removal from SA to Canada RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada
M Settlement Processing Narrative
South Africa - STRATE to Canada (plus beneficial ownership information if required)
C Beneficial Ownership Indicator
No change of beneficial owner (if no change of beneficial owner; otherwise blank)
C Stamp Duty Status ZA. Exempt (if no change of beneficial owner; otherwise blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time (Note SD-1 is possible) B M :98a: :TRAD //trade date and timeM :70E: :SPRO a
a. If required “URGENT REMOVAL” also needs to be mentioned.
//Removal from SA to Canada RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada
M :70E: :SPRO //South Africa - STRATE to Canada (plus beneficial ownership information if required)
M :94F: :SAFE //NCSD/STRAZAJJ C M :94F: :SAFE //NCSD/CDSLCATTC :22F: :BENE //NBEN (if no change of beneficial owner;
otherwise omit)E
C :22F: :STAM /STRA/USTN (if no change of beneficial owner; otherwise omit)
M :22F: :SETR //TRADM :95P: :PSET //STRAZAJJ E1 M :95P: :PSET //CDSLCATTM :95P: :REAG //SCBLZAJ2 M :95R: :DEAG /CDSL/OTCBM :95Q: :BUYR //RBC M :95Q: :SELL //registered in N/O ROYTOR & COM :97A: :SAFE //080000630001/xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 215
ISIN ZAE000079703 - Witwatersrand Con Gold Ltd. only, settling via removal between local registrars
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for South Africa, as published in the Clearstream Banking Fee Schedule, plus ZAR 250.00 charged by the local CSD (STRATE) and removal and dematerialisation fees charged by Computershare Investor Services as follows:
Removal fee
Dematerialisation fees
Urgent dematerialisation fees ZAR 362.80
Computershare will endeavour to facilitate fast track removal via other Registrars, however they cannotguarantee response times on behalf of the other Registrars.
Rematerialisation fees ZAR 500.00
Note: The customer can instruct the trade as a T+1 trade.
Deliver Free Receive FreeM Place of Safekeeping STRAZAJJ M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time (Note SD-1 is possible) M Trade Date
O Deal PriceM Place of Settlement BIC M Place of Settlement Country Code
Party STRAZAJJ Party CAM Receiving Agent BIC M Delivering Agent CDS-CA
Party SCBLZAJJSSU Party OTCOM Buyer Name and address M Seller Name and AddressM Party RBC Party registered in N/O ROYTOR & COM Account 080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative b
b. If required “URGENT REMOVAL” also needs to be mentioned.
Removal from SA to Canada RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada
M Settlement Processing Narrative
South Africa - STRATE to Canada (plus beneficial ownership information if required)
C Beneficial Ownership Indicator
No change of beneficial owner (if no change of beneficial owner; otherwise blank)
C Stamp Duty Status ZA. Exempt (if no change of beneficial owner; otherwise blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time (Note SD-1 is possible) B M :98a: :TRAD //trade date and timeM :70E: :SPRO a
a. If required “URGENT REMOVAL” also needs to be mentioned.
//Removal from SA to Canada RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada
M :70E: :SPRO //South Africa - STRATE to Canada (plus beneficial ownership information if required)
M :94F: :SAFE //NCSD/STRAZAJJ C M :94F: :SAFE //NCSD/CDSLCATTC :22F: :BENE //NBEN (if no change of beneficial owner;
otherwise omit)E
C :22F: :STAM /STRA/USTN (if no change of beneficial owner; otherwise omit)
M :22F: :STCO //PHYSM :22F: :SETR //TRAD
M :95P: :PSET //STRAZAJJ E1 M :95C: :PSET //CAM :95P: :REAG //SCBLZAJJSSU M :95R: :DEAG /CDSL/OTCOM :95Q: :BUYR //RBC M :95Q: :SELL //registered in N/O ROYTOR & COM :97A: :SAFE //080000630001/xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Value of securities (ZAR) Standard process (ZAR) Fast track process (urgent) (ZAR)1 - 50,000 435.00 870.00
50,001 - 2,000,000 870.00 1,740.00Over 2,000,000 1,740.00 3,480.00
31 December 2020 Clearstream Banking216 Multi-Market Securities Guide
ISIN GG00BG0KTL52 - GEMFIELDS GROUP LTD ORD REGISIN IE00B97C0C31 - Kibo Mining PLC ORD REG only
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for South Africa, as published in the Clearstream Banking Fee Schedule, plus ZAR 250.00 charged by the local CSD (STRATE) and removal and dematerialisation fees charged by Computershare Investor Services as follows:
Removal fee
Dematerialisation fees
Urgent dematerialisation fees ZAR 362.80
Computershare will endeavour to facilitate fast track removal via other Registrars, however they cannotguarantee response times on behalf of the other Registrars.
Rematerialisation fees ZAR 500.00
Note: In case of CBO transfers the SDRT payment obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically.
South Africa - Ireland
Deliver Free Receive FreeM Place of Safekeeping STRAZAJJ M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party STRAZAJJ Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party SBZAZAJ2XXX Party R009M Buyer Name and Address
Party Citibank Nominees (Ireland) LimitedA/C CLRLUX 08XMV
M Settlement Processing Narrative
NCBO/Removal/Citibank NA Attn: Residual Centre, Mail Drop CGC B3-01,Citigroup Centre, Canada Square, London E14 5LB
M Stamp Duty Status IE No Change In Beneficial Ownership (ifcustomer is the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //NCBO/Removal/Citibank NA
Attn: Residual Centre, Mail Drop CGC B3-01,Citigroup Centre, Canada Square, London E14 5LB
M :94F: :SAFE //NCSD/STRAZAJJ C M :94F: :SAFE //NCSD/SICVFRPPE M :22F: :STAM //CRST/IEYX if customer the same; otherwise,
blank)M :95P: :PSET //STRAZAJJ E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //SBZAZAJJ2XXX M :95R: :DEAG /CRST/R009M :95Q: :BUYR //Citibank Nominees (Ireland) Limited
A/C CLRLUX 08XMV
Value of securities (ZAR) Standard process (ZAR) Fast track process (urgent) (ZAR)1 - 50,000 435.00 870.00
50,001 - 2,000,000 870.00 1,740.00Over 2,000,000 1,740.00 3,480.00
Clearstream Banking 31 December 2020Multi-Market Securities Guide 217
ISIN NL0011375019 - STEINHOFF INTL HLD ORD REG securities only, settling via CBL - MOTI linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Italy, as published in the Clearstream Banking Fee Schedule.
Note: Customers must send a free-format message to the OEU unit providing the instruction details.
South Africa - Italy
Deliver Free Receive Free
M Place of Safekeeping STRAZAJJXXX M Place of Safekeeping MOTIITMMXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CEDELULLXXX Party MOTIITMMXXXM Receiving Agent Clearstream M Delivering Agent BIC
Party 85077 Party CEDELULLXXXM Seller BIC
Party bbbbbbbbbbbb a
a. bbbbbbbbbbb = The Clearstream Banking customer’s BIC (including branch code).
M Account xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/CEDELULLXXX/bbbbbbbbbbb a M Settlement Processing Narrative
XBDR Clearstream acc. xxxxxb
MT542 Deliver Free Seq MT540 Receive Free
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///CEDELULLXXX/bbbbbbbbbbba
a. bbbbbbbbbbb = The Clearstream Banking customer’s BIC (including branch code).
M :70E: :SPRO //XBDR Clearstream acc. xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //ICSD/STRAZAJJXXX C M :94F: :SAFE //NCSD/MOTIITMMXXX//M :95P: :PSET //CEDELULLXXX E1 M :95P: :PSET //MOTIITMMXXXM :95R: :REAG /CEDE/85077 M :95P: :DEAG //CEDELULLXXX
M :95P: :SELL //bbbbbbbbbbbb a
M :94A: :SAFE //xxxxx b
31 December 2020 Clearstream Banking218 Multi-Market Securities Guide
ISIN NL0013654783 - SHS PROSUS N.V. ORD BRCreationOnline
Xact via SWIFT
South Africa - Netherlands
Deliver Free Receive FreeM Place of Safekeeping STRAZAJJXXX M Place of Safekeeping NECINL2AXXXM Trade Date/Time trade date M Trade Date/Time trade dateM Place of Settlement BIC M Place of Settlement BIC
Party STRAZAJJ Party NECINL2AXXXM Receiving Agent BIC M Delivering Agent BIC
Party CITIZAJXXXX Party CITTGB2LXXM Buyer BIC M Seller BIC
Party CITIZAJX Party CITIZAJXXXXM Account 0600146001 M Account 0006041679M Narrative Internal account transfer or External
account transfer aNarrative Internal account transfer or External
account transfera
a. Trade should be instructed on T+2 cycle. xxxxx = OWNI - Internal Account Transfer: Relates to an account transfer involving one instructing party (messages sender) at one account servicer (messages receiver). OWNE - External Account Transfer: Relates to an account transfer involving more than one instructing party (messages sender) and/or account servicer (messages receiver). The same type has to be used on both markets.
M Settlement Processing Narrative
REMOVAL to Netherland: ACC EGSP 641, SAFE 72010110, CLEARSTREAM (CBF) NL MARKETMergenthalerallee 6165760 Eschborn
M Settlement Processing Narrative
Internal Account Transfer or External Account Transfer a
M Beneficial Owner Indicator
No change in beneficial ownership
MT542 Deliver Free SeqMT540
Receive Free
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade dateM :70E: :SPRO //REMOVAL to Netherland: ACC EGSP 641, SAFE
72010110, CLEARSTREAM (CBF) NL MARKETMergenthalerallee 6165760 Eschborn
M :70E: :SPRO //Internal account transfer or External account transfera
a. Trade should be instructed on T+2 cycle. xxxxx = OWNI - Internal Account Transfer: Relates to an account transfer involving one instructing party (messages sender) at one account servicer (messages receiver). OWNE - External Account Transfer: Relates to an account transfer involving more than one instructing party (messages sender) and/or account servicer (messages receiver). The same type has to be used on both markets.
M :94F: :SAFE //NCSD/STRAZAJJXXX C M :94F: :SAFE //NCSD/NECINL2AXXXM :22F: :BENE //NBEN EM :22F: :SETR //OWNI or OWNE M :22F: :SETR //OWNI or OWNEM :95P: :PSET //STRAZAJJXXX E1 M :95P: :PSET //NECINL2AXXXM :95P: :REAG //CITIZAJXXXX M :95P: :DEAG //CITTGB2LXXM :95P: :BUYR //CITIZAJX M :95P: :SELL //CITIZAJXXXXM :97A: :SAFE //0600146001 M :97A: :SAFE //0006041679
Clearstream Banking 31 December 2020Multi-Market Securities Guide 219
Limited UK equitiesISIN GB0000566504 - BHP Billiton plcISIN GB0003394813 - African Eagle Resources plcISIN GB00B1CRLC47 - Mondi plcISIN GB00B1XZS820 - Anglo American plcISIN GG00B24HM601 - CTL Gold Rand Org RegISIN JE00B4T3BW64 - Glencore PLC Ord RegISIN ZAE000017745 - DatatecISIN ZAE000043485 - Anglogold Ashanti LtdISIN ZAE000076014 - Petmin Ltd.ISIN ZAE000127460 -Sacoil Holdings Ord Reg only, settling via removal between local registrars
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for South Africa, as published in the Clearstream Banking Fee Schedule, plus ZAR 250.00 charged by the local CSD (STRATE) and removal and dematerialisation fees charged by Computershare Investor Services as follows:
Removal fee
Dematerialisation fees
Urgent dematerialisation fees ZAR 362.80
Computershare will endeavour to facilitate fast track removal via other Registrars, however they cannotguarantee response times on behalf of the other Registrars.
Rematerialisation fees ZAR 500.00
South Africa - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping STRAZAJJ M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and time
M Place of Settlement BIC M Place of Settlement BICParty STRAZAJJ Party CRSTGB22
M Receiving Agent BIC M Delivering Agent CRESTCoParty SCBLZAJ2 Party R009
M Buyer Name and AddressParty VIDACOS NOMINEES LIMITED
A/C CLRLUX2 00XJJa
a. A/C CLRLUX2 00XJJ must be in the second line of the Buyer field.
M Settlement Processing Narrative
NCBO/Removalb/Citibank NAAttn: Residual Centre, Mail Drop CGC B3-01, Citigroup Centre, Canada Square, London E14 5LB
b. If required “URGENT REMOVAL” also needs to be mentioned.
M Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //NCBO/Removal a/Citibank NA
Attn: Residual Centre, Mail Drop CGC B3-01,Citigroup Centre, Canada Square, London E14 5LB
a. If required “URGENT REMOVAL” also needs to be mentioned.
M :94F: :SAFE //NCSD/STRAZAJJ C M :94F: :SAFE //NCSD/CRSTGB22E M :22F: :STAM /CRST/GBOX (if customer the same; otherwise,
blank)M :95P: :PSET //STRAZAJJ E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //SCBLZAJ2 M :95R: :DEAG /CRST/R009M :95Q: :BUYR //VIDACOS NOMINEES LIMITED
A/C CLRLUX2 00XJJ b
b. A/C CLRLUX2 00XJJ must be in the second line of the Buyer field.
Value of securities (ZAR) Standard process (ZAR) Fast track process (urgent) (ZAR)1 - 50,000 435.00 870.00
50,001 - 2,000,000 870.00 1,740.00Over 2,000,000 1,740.00 3,480.00
31 December 2020 Clearstream Banking220 Multi-Market Securities Guide
Note: The customer can instruct the trade as a T+1 trade. Customers must provide the instruction reference via a free-format message or MT599 to the Settlement team in charge of the UK market. In case of CBO transfers the SDRT payment obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 221
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for South Africa, as published in the Clearstream Banking Fee Schedule, plus ZAR 250.00 charged by the local CSD (STRATE) and removal and dematerialisation fees charged by Computershare Investor Services as follows:
Removal fee
Dematerialisation fees
Urgent dematerialisation fees ZAR 362.80
Computershare will endeavour to facilitate fast track removal via other Registrars, however they cannotguarantee response times on behalf of the other Registrars.
Rematerialisation fees ZAR 500.00
Note: The customer can instruct the trade as a T+1 trade. The SDRT payment obligation is with the 1.5% receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. Customers must provide the instruction reference via a free-format message or MT599 to the Settlement team in charge of the UK market.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping STRAZAJJ M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and time
M Place of Settlement BIC M Place of Settlement BICParty STRAZAJJ Party CRSTGB22
M Receiving Agent BIC M Delivering Agent CRESTCoParty SCBLZAJ2 Party R009
M Buyer Name and AddressParty VIDACOS NOMINEES LIMITED
A/C CLRLUX 14XKL a
a. A/C CLRLUX 14XKL must be in the second line of the Buyer field.
M Settlement Processing Narrative
NCBO/Removal b/Citibank NAAttn: Residual Centre, Mail Drop CGC B3-01, Citigroup Centre, Canada Square, London E14 5LB
b. If required “URGENT REMOVAL” also needs to be mentioned.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //NCBO/Removal a/Citibank NA
Attn: Residual Centre, Mail Drop CGC B3-01, Citigroup Centre, Canada Square, London E14 5LB
a. If required “URGENT REMOVAL” also needs to be mentioned.
M :94F: :SAFE //NCSD/STRAZAJJ C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //STRAZAJJ E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //SCBLZAJ2 M :95R: :DEAG /CRST/R009M :95Q: :BUYR //VIDACOS NOMINEES LIMITED
A/C CLRLUX 14XKL b
b. A/C CLRLUX 14XKL must be in the second line of the Buyer field.
Value of securities (ZAR) Standard process (ZAR) Fast track process (urgent) (ZAR)1 - 50,000 435.00 870.00
50,001 - 2,000,000 870.00 1,740.00Over 2,000,000 1,740.00 3,480.00
31 December 2020 Clearstream Banking222 Multi-Market Securities Guide
Limited South African equities only, settling physicallyCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for South Africa, as published in the Clearstream Banking Fee Schedule, plus ZAR 120.00 charged by the local CSD (STRATE) and ZAR 250.00 depending on the package weight and shipment distance.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping STRAZAJJ M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and time
M Physical Transaction YesM Place of Settlement BIC M Place of Settlement Country Code
Party STRAZAJJ Party GB - United Kingdom PhysicalM Receiving Agent Name and Address M Delivering Agent Name and Address
Party Citibank N.A., Attn. Citigroup residuals,1st Floor, 1 North Wall Quay, Dublin 1, Ireland
Party Physical
M Seller Name and AddressParty Standard Chartered Nominees South Africa
(Pty) Ltd, 5th Floor, 4 Sandown Valley Crescent, Sandton 2196
C Beneficial Ownership Indicator
No change of beneficial owner (if no change of beneficial owner); otherwise, blank
C Stamp Duty Status ZA. Exempt (if no change of beneficial owner); otherwise blank
M Stamp Duty Status UK No change of beneficial Ownership (if customer the same; otherwise, blank)
M Registration Details Vidacos Nominees Limited a/c CLRLUX2Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Vidacos Nominees Limited a/c CLRLUX2
Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
M :94F: :SAFE //NCSD/STRAZAJJ C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :BENE //NBEN/(if no change of beneficial owner);
otherwise omitE
M :22F: :STAM /STRA/USTN (if no change of beneficial owner); otherwise omit
M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)
M :22F: :STCO //PHYSM :95P: :PSET //STRAZAJJ E1 M :95C: :PSET //GBM :95Q: :REAG //Citibank N.A., Attn. Citigroup residuals,
1st Floor, 1 North Wall Quay, Dublin 1, IrelandM :95Q: :DEAG //Physical
M :95Q: :SELL //Standard Chartered Nominees South Africa (Pty) Ltd, 5th Floor, 4 Sandown Valley Crescent, Sandton 2196
Clearstream Banking 31 December 2020Multi-Market Securities Guide 223
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for South Africa, as published in the Clearstream Banking Fee Schedule, plus ZAR 120.00 charged by the local CSD (STRATE) and ZAR 250.00 depending on the package weight and shipment distance.
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping STRAZAJJ M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and time
M Physical Transaction YesM Place of Settlement BIC M Place of Settlement Country Code
Party STRAZAJJ Party GB - United Kingdom PhysicalM Receiving Agent Name and Address M Delivering Agent Name and Address
Party Citibank N.A., Attn. Citigroup residuals,1st Floor, 1 North Wall Quay, Dublin 1, Ireland
Party Physical
M Seller Name and AddressPartyStandard Chartered Nominees South Africa (Pty) Ltd, 5th Floor, 4
Sandown Valley Crescent, Sandton 2196
C Beneficial Ownership Indicator
No change of beneficial owner (if no change of beneficial owner); otherwise, blank
C Stamp Duty Status ZA. Exempt (if no change of beneficial owner); otherwise, blank
M Registration Details Vidacos Nominees Limited a/c CLRLUXCitigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/STRAZAJJ C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :BENE //NBEN/(if no change of beneficial owner);
otherwise omitE
M :22F: :STAM /STRA/USTN (if no change of beneficial owner); otherwise, omit M :22F: :STCO //PHYS
M :95P: :PSET //STRAZAJJ E1 M :95C: :PSET //GBM :95Q: :REAG // Citibank N.A., Attn. Citigroup residuals,
1st Floor, 1 North Wall Quay, Dublin 1, IrelandM :95Q: :DEAG //Physical
M :95Q: :SELL //Standard Chartered Nominees South Africa (Pty) Ltd, 5th Floor, 4 Sandown Valley Crescent, Sandton 2196
M :70D: :REGI //Vidacos Nominees Limited a/c CLRLUXCitigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
31 December 2020 Clearstream Banking224 Multi-Market Securities Guide
KR7028670008 SHS STX PAN OCEAN CO LTD ORD REGCreationOnline
Xact via SWIFT
Note: A standard transfer takes approximately 21 business days.Please contact the Settlement Department in Singapore for guidelines for completing the appendices.
Fees: The fees payable are as follows:
CDP feesCertificate fee of SGD 10.00 +7% (prevailing GST fees).Registration feesSGD 2.00 + 7% GST per certificate issued.CDP deposit feesSGD 10.00 + 7% GST.Singapore stamp duty charges - For NCBO SGD 10.00 + 7% (prevailing GST fees);- For CBO market value of shares x quantity of shares x 0.2% plus 7% GST.South Korea charges USD 100 per transaction
South Korea Singapore
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping KSDCKRSEXXX M Place of Safekeeping CDPLSGSGM Trade Date/Time trade date and time M Trade Date/Time trade date and time
C Type of Settlement Transaction
Internal Own Account Transfer (if no change in beneficial owner)
Trade Settlement (if change in beneficial owner)
M Place of Settlement BIC M Place of Settlement BICParty KSDCKRSEXXX Party CDPLSGSG
M Receiving Agent BIC M Delivering Agent BICParty KSDCKRSEXXX Party CDPLSGSG
M Buyer BIC M Seller BICParty DBSSSGSGIBD Party HSBCKRSEXXX
M Settlement Processing Narrative
aa
This is a migration of shares from South Korea to Singapore.
Charges accepted and to be debited.
a. The first line must include the beneficiary's (on receipts) or ordering party's (on deliveries) account number at CBL's depository, preceded by /SAFE/. The account number format is 002-nnnnnn-421 (where nnnnnn is 6 digits).
M Settlement Processing Narrative
BO NAME (IF NCBO)This is a migration of shares from South
Korea to Singapore.Kindly assist to execute the transfer form.Charges accepted and to be debited.
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :94B: :TRAD //Place of trade
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO // aa
This is a migration of shares from South Korea to Singapore.
Charges accepted and to be debited.
a. The first line must include the beneficiary's (on receipts) or ordering party's (on deliveries) account number at CBL's depository, preceded by /SAFE/. The account number format is 002-nnnnnn-421 (where nnnnnn is 6 digits).
M :70E: :SPRO //BO NAME (IF NCBO)This is a migration of shares from South Korea to
Singapore.Kindly assist to execute the transfer form.Charges accepted and to be debited.
M :94F: :SAFE //NCSD/KSDCKRSEXXX C M :94F: :SAFE //NCSD/CDPLSGSGM :22F: :BENE //YBEN or //NBEN E M :22F: :BENE //YBEN or NBEN
C :22F: :SETR //OWNI (if no change in beneficial owner)//TRAD (if change in beneficial owner)
M :95P: :PSET //KSDCKRSEXXX E1 M :95P: :PSET //CDPLSGSGM :95P: :REAG //KSDCKRSEXXX M :95P: :DEAG //CDPLSGSGM :95P: :BUYR //DBSSSGSGIBD M :95P: :SELL //HSBCKRSEXXX
M :97A: :SAFE //(INVESTOR IRC ACCOUNT)
Clearstream Banking 31 December 2020Multi-Market Securities Guide 225
Appendices
Appendix 5. Application Form for Share Migration from Korea to Singapore- Part A to be completed by end client- End client to sign off this appendix formAppendix 6. Transfer Form South Korea to Singapore - CBO or Appendix 7. Transfer Form South Koreato Singapore - NCBO: end client to complete this form (depending NCBO or CBO, to complete the correcttransfer form) All documents to be sent to:Attn: Jolene Ho / NorrulAddress: 60 Alexandra TerraceThe Comtech, Lobby C#05-27Singapore 118502
31 December 2020 Clearstream Banking226 Multi-Market Securities Guide
Foreign securitiesForeign securities listed in the Spanish Stock Market may be subject to inclusion/exclusion orders between theSpanish and the other Market.
Agent banks handling the inclusion/exclusion of Exchange Traded Funds (ETFs) may charge additional fees,independently from the below local CSD fees.
Standard transaction fee for Spain, as published in the Clearstream Banking Fee Schedule, plus a fixed fee ofEUR 1.20 and an additional charge for the number of securities transferred, charged as follows by the local CSD:
As a general rule, the securities subject to the above charges are those with an ISIN that does not start with ES.
Foreign securities listed in several marketsWhenever a securities transfer with a foreign Central Depository (that SCLV maintains a direct connection with)takes place, a standard transaction fee for Spain, as published in the Clearstream Banking Fee Schedule, plus afee of EUR 6 for delivery and EUR 3 for receipt and an additional charge for the number of securities transferred,charged as follows by the local CSD:
Spanish registered securities listed in several marketsStandard transaction fee for Spain, as published in the Clearstream Banking Fee Schedule, plus a fee of EUR 6 fordelivery and EUR 3 for receipt whenever a securities transfer with a foreign Central Depository (that SCLVmaintains a direct connection with) takes place.
Note: All additional fees mentioned above will be charged as an out-of-pocket expense.
Spain Fees
Number of securities Fee (not including VAT) Number of securities Fee (not including VAT)Up to 1,000 EUR 30.00 per transactionq 100,001 to 500,000 EUR 0.005 per share1,001 to 10,000 EUR 0.02 per share above 500,000 EUR 2,500.00 per transaction10,001 to 100,000 EUR 0.01 per share
Number of securities Fee (not including VAT) Number of securities Fee (not including VAT)Up to 1,000 EUR 30.00 per transaction 100,001 to 500,000 EUR 0.005 per share1,001 to 10,000 EUR 0.02 per share above 500,000 EUR 2,500.00 per transaction10,001 to 100,000 EUR 0.01 per share
Clearstream Banking 31 December 2020Multi-Market Securities Guide 227
ISIN ARP125991090 - BBVA BANCO FRANCES SA only, settling via Iberclear-CDV linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Spain, as published in the Clearstream Banking Fee Schedule, plus a fixed fee of EUR 1.20 and an additional charge for the number of securities transferred, charged as follows by the local CSD:
Spain - Argentina
Deliver Free Receive FreeM Place of Safekeeping IBRCESMM M Place of Safekeeping CAVLARBAM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party IBRCESMMMXXX Party CAVLARBAM Receiving Agent BIC M Delivering Agent Caja de Valores
Party CAVLARBA Party 4000M Buyer Name and Address M Seller BIC
Party 8500 Party BBVAESMMM Account 0004 M Account 0004M Settlement Processing
NarrativeEXCLUSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //EXCLUSIONM :94F: :SAFE //IBRCESMM C M :94F: :SAFE //NCSD/CAVLARBAM :95P: :PSET //IBRCESMMMXXX E1 M :95P: :PSET //CAVLARBAM :95P: :REAG //CAVLARBA M :95R: :DEAG /CALV/4000M :95Q: :BUYR //8500 M :95P: :SELL //BBVAESMMM :97A: :SAFE //0004 M :97A: :SAFE //0004
Number of securities Fee (not including VAT) Number of securities Fee (not including VAT)Up to 1,000 EUR 30.00 per transaction 100,001 to 500,000 EUR 0.005 per share1,001 to 10,000 EUR 0.02 per share above 500,000 EUR 2,500.00 per transaction10,001 to 100,000 EUR 0.01 per share
31 December 2020 Clearstream Banking228 Multi-Market Securities Guide
ISIN AU000000BKY0 Berkeley Energia LTD, settling via local marketCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Spain, as published in the Clearstream Banking Fee Schedule. Plus additional service fee charged by transfer agent Renta4.
Note: Customers must send on SD-1 a free-format message to the OEU team providing the instruction references. Further customers must send their instructions for Spanish market on SD-1 with TD and SD equal to SD-1. Instructions on Australian market must be setup with TD being SD-1.
Spain - Australia
Deliver Free Receive FreeM Place of Safekeeping IBRCESMM M Place of Safekeeping CAETAU21XXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party IBRCESMMXXX Party CAETAU21XXXM Receiving Agent BIC M Delivering Agent BIC
Party RENBESMMBME Party PARBAU2SLCCAccount 01892
M Seller BICParty RENBESMMXXX
M Settlement Processing Narrative
Exclusion Spanish domestic market via ARCO
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Exclusion from Spanish domestic market via ARCOM :94F: :SAFE //NCSD/IBRCESMMXXX C M :94F: :SAFE //NCSD/CAETAU21XXXM :95P: :PSET //IBRCESMMXXX E1 M :95P: :PSET //CAETAU21XXXM :95P: :REAG //RENBESMMBME M :95P: :DEAG //PARBAU2SLCC
M :97A: :SAFE //01892M :95P: :SELL //RENBESMMXXX
Clearstream Banking 31 December 2020Multi-Market Securities Guide 229
All LYXOR ETFs (like FR0010251744,FR0010429068,FR0010762492 etc.) securities only, settling via EF-Iberclear link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Spain, as published in the Clearstream Banking Fee Schedule.
Please send a free-format message authorising CBL to debit an additional service fee charged by transfer agentSociété Générale. Minimum fee is EUR 100 plus EUR 0.05 per share.
Spain - France
Deliver Free Receive FreeM Place of Safekeeping IBRCESMM M Place of Safekeeping SICVFRPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party IBRCESMMXXX Party SICVFRPPM Receiving Agent BIC M Delivering Agent BIC
Party SOGEESMMAGM Party SOGEFRPPINVM Buyer BIC M Seller BIC
Party SOGEFRPPXXX Party SOGEESMMAGMM Account 05280000670382018
M Settlement Processing Narrative
REGI SOGEFRPPXXXEXCLUSION TO CEDELULLXXX account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Beneficial Ownership Indicator
Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //REGI SOGEFRPPXXX
EXCLUSION TO CEDELULLXXX account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/IBRCESMM C M :94F: :SAFE //NCSD/SICVFRPPM :22F: :BENE //YBEN EM :95P: :PSET //IBRCESMMXXX E1 M :95P: :PSET //SICVFRPPM :95P: :REAG //SOGEESMMAGM M :95P: :DEAG //SOGEFRPPINVM :95P: :BUYR //SOGEFRPPXXX M :95P: :SELL //SOGEESMMAGM
M :97A: :SAFE //05280000670382018
31 December 2020 Clearstream Banking230 Multi-Market Securities Guide
ISIN MX01EL000003 - Grupo Elektra SA DE CVCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Spain, as published in the Clearstream Banking Fee Schedule, plus a fixed fee of EUR 1.20 and an additional charge for the number of securities transferred, charged as follows by the local CSD:
Spain - Mexico
Deliver Free Receive FreeM Place of Safekeeping IBRCESMM M Place of Safekeeping INDEMXMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party IBRCESMMXXX Party INDEMXMMM Receiving Agent BIC M Delivering Agent Indeval
Party INVLESMMXXX Party 5008M Buyer BIC M Seller BIC
Party GBMSMXM1 Party BVALESMMM Account CITIUS33MER M Account CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/O/NCBO/EXCLUSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///O/NCBO/EXCLUSIONM :94F: :SAFE //NCSD/IBRCESMM C M :94F: :SAFE //NCSD/INDEMXMMM :95P: :PSET //IBRCESMMXXX E1 M :95P: :PSET //INDEMXMMM :95P: :REAG //INVLESMMXXX M :95R: :DEAG /INDE/5008M :95P: :BUYR //GBMSMXM1 M :95P: :SELL //BVALESMMM :97A: :SAFE //CITIUS33MER M :97A: :SAFE //CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Number of securities Fee (not including VAT) Number of securities Fee (not including VAT)Up to 1,000 EUR 30.00 per transactionq 100,001 to 500,000 EUR 0.005 per share1,001 to 10,000 EUR 0.02 per share above 500,000 EUR 2,500.00 per transaction10,001 to 100,000 EUR 0.01 per share
Clearstream Banking 31 December 2020Multi-Market Securities Guide 231
ISIN MXP001691213 - AMERICA MOVIL SA DE CV (AMXL)CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Spain, as published in the Clearstream Banking Fee Schedule, plus a fixed fee of EUR 1.20 and an additional charge for the number of securities transferred, charged as follows by the local CSD:
Deliver Free Receive FreeM Place of Safekeeping IBRCESMM M Place of Safekeeping INDEMXMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party IBRCESMMXXX Party INDEMXMMM Receiving Agent BIC M Delivering Agent Indeval
Party BSCHESMMXXX Party 5057M Buyer BIC M Seller BIC
Party INBUMXMM Party BBVAESMMM Account CITIUS33MER M Account CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
EXCLUSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //EXCLUSIONM :94F: :SAFE //NCSD/IBRCESMM C M :94F: :SAFE //NCSD/INDEMXMMM :95P: :PSET //IBRCESMMXXX E1 M :95P: :PSET //INDEMXMMM :95P: :REAG //BSCHESMMXXX M :95R: :DEAG /INDE/5057M :95P: :BUYR //INBUMXMM M :95P: :SELL //BBVAESMMM :97A: :SAFE //CITIUS33MER M :97A: :SAFE //CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Number of securities Fee (not including VAT) Number of securities Fee (not including VAT)Up to 1,000 EUR 30.00 per transactionq 100,001 to 500,000 EUR 0.005 per share1,001 to 10,000 EUR 0.02 per share above 500,000 EUR 2,500.00 per transaction10,001 to 100,000 EUR 0.01 per share
31 December 2020 Clearstream Banking232 Multi-Market Securities Guide
ISIN MXP4833F1044 - Grupo Modelo only, settling via Indeval-Iberclear linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Spain, as published in the Clearstream Banking Fee Schedule, plus a fixed fee of EUR 1.20 and an additional charge for the number of securities transferred, charged as follows by the local CSD:
Deliver Free Receive FreeM Place of Safekeeping IBRCESMM M Place of Safekeeping INDEMXMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party IBRCESMMXXX Party INDEMXMMM Receiving Agent BIC M Delivering Agent Indeval
Party BSCHESMMXXX Party 5110M Buyer BIC M Seller BIC
Party BMSXMXMMSSSX Party BSCHESMMXXXM Account CITIUS33MER ffc 000054/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CEDELULL xxxxxa
M Settlement Processing Narrative
EXCLUSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //EXCLUSIONM :94F: :SAFE //NCSD/IBRCESMM C M :94F: :SAFE //NCSD/INDEMXMMM :95P: :PSET //IBRCESMMXXX E1 M :95P: :PSET //INDEMXMMM :95P: :REAG //BSCHESMMXXX M :95R: :DEAG /INDE/5110M :95P: :BUYR //BMSXMXMMSSSX M :95P: :SELL //BSCHESMMXXXM :97A: :SAFE //CITIUS33MER ffc 000054/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CEDELULL xxxxxa
Number of securities Fee (not including VAT) Number of securities Fee (not including VAT)Up to 1,000 EUR 30.00 per transactionq 100,001 to 500,000 EUR 0.005 per share1,001 to 10,000 EUR 0.02 per share above 500,000 EUR 2,500.00 per transaction10,001 to 100,000 EUR 0.01 per share
Clearstream Banking 31 December 2020Multi-Market Securities Guide 233
ISIN ES0113900J37 Banco Santander settling via Iberclear-Indeval link CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for OWNE MOTIVE 13 Spain, as published in the Clearstream Banking Fee Schedule
Note: The customer must send a free-format message to settlement OEU as published in Market Link Guide - Spain.
Deliver Free Receive FreeM Place of Safekeeping IBRCESMMXXX M Place of Safekeeping INDEMXMMXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party IBRCESMMXXX Party INDEMXMMXXXM Receiving Agent BIC M Delivering Agent BIC
Party PARBESMXXXX Party INDEMXMMXXXM Buyer BIC M Seller BIC
Party MGTCBEBEECL Party CEDELULLXXXM Account 23310 M Account xxxxxa
M Settlement Processing Narrative
OWNE MOTIVE 13 M Settlement Processing Narrative
IBRCESMMXXX BBVAESMMXXX OWNE MOTIVE 13
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //OWNE MOTIVE 13 M :70E: :SPRO //IBRCESMMXXX BBVAESMMXXX OWNE MOTIVE 13M :94F: :SAFE //NCSD/IBRCESMMXXX C M :94F: :SAFE //NCSD/INDEMXMMXXXM :95P: :PSET //PARBESMXXXX E1 M :95P: :PSET //INDEMXMMXXXM :95P: :REAG //MGTCBEBEECL M :95P: :DEAG //INDEMXMMXXXM :97A: :SAFE //23310 M :95P: :SELL //CEDELULLXXXM 95P :BUYR //INDEMXMMXXX M :97A: :SAFE xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking234 Multi-Market Securities Guide
ISIN ES0105375002 - AMREST HOLDINGS ORD, settling via NDS-ECL linkCreationOnline
Xact via SWIFT
Fees: Transfers are done via KDPW account 11358 with ECL. Standard transaction fee for Poland.
Note: The customer must send a free-format message to PSG providing the instruction details.
Spain - Poland
Deliver Free Receive FreeM Place of Safekeeping IBRCESMM M Place of Safekeeping KDPWPLPWM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party KDPWPLPWM Receiving Agent Euroclear M Delivering Agent NDS
Party 11358 Party 000M Seller BIC
Party CEDELULLXXXM Account xxxxxa
M Settlement Processing Narrative
9240000/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CROSSBORDER
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //9240000/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :70E: :SPRO //CROSSBORDERM :94F: :SAFE //NCSD/IBRCESMM C M :94F: :SAFE //NCSD/KDPWPLPWM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //KDPWPLPWM :95P: :REAG //ECLR/11358 M :95R: :DEAG //KDPW/000
M :95P: :SELL //CEDELULLXXXM :97A: :SAFE xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 235
Limited Spanish securities only, settling via BBVA-SIS-Euroclear UK & Ireland linkCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for Spain, as published in the Clearstream Banking Fee Schedule.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for Spain, as published in the Clearstream Banking Fee Schedule.
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts.
Spain - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping IBRCESMM M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party IBRCESMMXXX Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party BSSSESM2XXX Party XBDRM Seller Name and Address
Party INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Beneficial Ownership Indicator
Change of beneficial ownerM Stamp Duty Status UK No Change In Beneficial Ownership (if
customer the same; otherwise, blank)M Settlement Processing
NarrativeREGI/INSECHZZXXX EXCLUSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //REGI/INSECHZZXXX EXCLUSIONM :94F: :SAFE /NCSD/IBRCESMM C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :BENE //YBEN E
M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)M :95P: :PSET //IBRCESMMXXX E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //BSSSESM2XXX M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping IBRCESMM M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party IBRCESMMXXX Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party BSSSESM2XXX Party XBDRM Seller Name and Address
Party INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Beneficial Ownership Indicator
Change of beneficial owner
M Settlement Processing Narrative
REGI/INSECHZZXXX EXCLUSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
:70E: :SPRO //REGI/INSECHZZXXX EXCLUSIONM :94F: :SAFE /NCSD/IBRCESMM C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :BENE //YBEN EM :95P: :PSET //IBRCESMMXXX E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //BSSSESM2XXX M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking236 Multi-Market Securities Guide
ISIN ES0113900J37 - Banco Santander Central HispanoISIN ES0144580Y14 - Iberdrola SAISIN ES0177542018 - Intl Cons Airline OrdISIN ES0613900945 - Banco Santander Right 11/08 only, settling via BBVA-ECLR-Euroclear UK & Ireland link
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for Spain, as published in the Clearstream Banking Fee Schedule.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for Spain, as published in the Clearstream Banking Fee Schedule.
Note: Customers are strongly recommended to send their instructions on SD-1.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping IBRCESMM M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22M Receiving Agent Euroclear M Delivering Agent CRESTCo
Party 22111 Party XBDRM Seller Name and Address
Party CEDEM Settlement Processing
NarrativeCREST 00XJJ M Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CREST 00XJJM :94F: :SAFE /NCSD/IBRCESMM C M :94F: :SAFE //NCSD/CRSTGB22
E M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)M :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /ECLR/22111 M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //CEDEM :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping IBRCESMM M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22M Receiving Agent Euroclear M Delivering Agent CRESTCo
Party 22111 Party XBDRM Seller Name and Address
Party CEDEM Settlement Processing
NarrativeCREST 14XKL M Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CREST 14XKLM :94F: :SAFE /NCSD/IBRCESMM C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /ECLR/22111 M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //CEDEM :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 237
ISIN CA00829Q1019 - Africa Oil Corp. Ord RegISIN CA29786T1057 - Etrion Corp Ord Reg ISIN CA46016U1084 - Inter. Petr Cor Ord RegISIN CA54928Q1081 - Lucara Diamond CorpISIN CA5503711080 - Lundin Gold Inc Ord RegISIN CA5503721063 - Lundin Mining CorporationISIN CA8169221089 - Semafo Inc ISIN CA8193201024 - Shamaran Petroleum securities only, settling via VPC-CDS link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule.
Sweden - Canada
Deliver Free Receive FreeM Place of Safekeeping VPCSSESS M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESS Party CDSLCATTM Receiving Agent BIC M Delivering Agent CDS-CA
Party ESSESESS Party RBCUM Buyer BIC M Seller BIC
Party BBHCUS33 Party ESSESESSM Account RBCT/080000630001/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 090002450007M Settlement Processing
NarrativeCONVERSION M Settlement Processing
NarrativeCONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSION M :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/VPCSSESS C M :94F: :SAFE //NCSD/CDSLCATTM :95P: :PSET //VPCSSESS E1 M :95P: :PSET //CDSLCATTM :95P: :REAG //ESSESESS M :95R: :DEAG /CDSL/RBCUM :95P: :BUYR //BBHCUS33 M :95P: :SELL //ESSESESSM :97A: :SAFE //RBCT/080000630001/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //090002450007
31 December 2020 Clearstream Banking238 Multi-Market Securities Guide
ISIN GB00B635TG28 - Enquest PLC ISIN SE0000825820 - Lundin Petroleum AB only, settling via VPC-CDS link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule, plus SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Deliver Free Receive FreeM Place of Safekeeping VPCSSESS M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESS Party CDSLCATTM Receiving Agent BIC M Delivering Agent CDS-CA
Party ESSESESS Party SEBSM Buyer BIC M Seller BIC
Party CDSLCATT Party ESSESESSM Account RBCT/080000630001/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 01001604997/CBL/xxxxxa
M Settlement Processing Narrative
CONVERSION M Settlement Processing Narrative
Conversion
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSION M :70E: :SPRO //ConversionM :94F: :SAFE //NCSD/VPCSSESS C M :94F: :SAFE //NCSD/CDSLCATTM :95P: :PSET //VPCSSESS E1 M :95P: :PSET //CDSLCATTM :95P: :REAG //ESSESESS M :95R: :DEAG /CDSL/SEBSM :95P: :BUYR //CDSLCATT M :95P: :SELL //ESSESESSM :97A: :SAFE //RBCT/080000630001/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //01001604997/CBL/xxxxxa
Clearstream Banking 31 December 2020Multi-Market Securities Guide 239
ISIN SE0003366871 - SAS ISIN SE0000427361 - NORDEA only, settling via VPC-VP link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule, plus SEK 1750 per Skandia shares transaction. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
ISIN DK0060738409 - NORDIC WATERPSIN DK0060952240 - SHS BETTER CLCTIVE ORD BR
CreationOnline
Xact via SWIFT
Sweden - Denmark
Deliver Free Receive FreeM Place of Safekeeping VPCSSESS M Place of Safekeeping VPDKDKKKM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESS Party VPDKDKKKM Receiving Agent BIC M Delivering Agent BIC
Party NDEADKKK Party NDEAFIHH030M Buyer BIC M Seller BIC
Party NDEADKKK Party NDEASESSM Account 3069292909/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 020850851002110M Settlement Processing
NarrativeCONVERSION M Settlement Processing
NarrativeCONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSION M :70E: :SPRO //CONVERSIONM :94F: :SAFE /NCSD/VPCSSESS C M :94F: :SAFE //NCSD/VPDKDKKKM :95P: :PSET //VPCSSESS E1 M :95P: :PSET //VPDKDKKKM :95P: :REAG //NDEADKKK M :95P: :DEAG //NDEAFIHH030M :95P: :BUYR //NDEADKKK M :95P: :SELL //NDEASESS M :97A: :SAFE //3069292909/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //020850851002110
Deliver Free Receive FreeM Place of Safekeeping VPCSSESS M Place of Safekeeping VPDKDKKKM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESS Party VPDKDKKKM Receiving Agent BIC M Delivering Agent BIC
Party NDEADKKK Party DABADKKKCUSM Buyer BIC M Seller BIC
Party NDEADKKK Party VPCSSESSM Account 3069292909/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 796719680M Settlement Processing
NarrativeCONVERSION M Settlement Processing
NarrativeCONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSION M :70E: :SPRO //CONVERSIONM :94F: :SAFE /NCSD/VPCSSESS C M :94F: :SAFE //NCSD/VPDKDKKKM :95P: :PSET //VPCSSESS E1 M :95P: :PSET //VPDKDKKKM :95P: :REAG //NDEADKKK M :95P: :DEAG //DABADKKKCUSM :95P: :BUYR //NDEADKKK M :95P: :SELL //VPCSSESSM :97A: :SAFE //3069292909/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //796719680
31 December 2020 Clearstream Banking240 Multi-Market Securities Guide
ISIN FI0009000277 - TIETOENATOR CorporationISIN FI0009000681 - NokiaISIN FI4000123096 - SAVO-SOLAR LTD ORD REGISIN FI4000297767 - Nordea BK ABP
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule plus SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Sweden - Finland
Deliver Free Receive FreeM Place of Safekeeping VPCSSESS M Place of Safekeeping APKEFIHHM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESS Party APKEFIHHM Receiving Agent BIC M Delivering Agent BIC
Party CEDELULL Party NDEAFIHHM Buyer BIC M Seller BIC
Party Ordering party’s BIC Party VPCSSESSor Buyer BIC
Party CEDELULL (if the customer has an unpublished BIC)
4410001000089.xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CONVERSION M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSION M :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/VPCSSESS C M :94F: :SAFE //NCSD/APKEFIHHM :95P: :PSET //VPCSSESS E1 M :95P: :PSET //APKEFIHHM :95P: :REAG //CEDELULL M :95P: :DEAG //NDEAFIHHM :95P: :BUYR //Ordering party’s BIC M :95P: :SELL //VPCSSESSor :95P: :BUYR //CEDELULL (if the customer has an unpublished
BIC)M :97A: :SAFE 4410001000089.xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 241
ISIN SE0000667925 - TELIASONERA AB ORD.ISIN SE0000108656 - ERICSSON TEL.SERIES B (FREE)ISIN SE0000120669 - SSAB AB-B-Ord RegISIN SE0001057910 - Sotkamo Silver Aktiebolag Ord Br
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule plus SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Deliver Free Receive FreeM Place of Safekeeping VPCSSESS M Place of Safekeeping APKEFIHHXXXM Trade Date/Time trade date M Trade Date/Time trade date M Transaction Type TRAD M Transaction Type TRADM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESSXXX Party VPCSSESSXXXM Receiving Agent BIC M Delivering Agent BIC
Party APKEFIHHXXX Party ESSESESSXXXM Buyer BIC M Seller BIC
Party CEDELULLXXX Party CEDELULLXXXM Account xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CONVERSION OF CEDELULL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date B M :98a: :TRAD //trade dateM :70E: :SPRO //CONVERSION OF CEDELULLM :94F: :SAFE //NCSD/VPCSSESS C M :94F: :SAFE //NCSD/APKEFIHHXXXM :22F: :SETR //TRAD E M :22F: :SETR //TRADM :95P: :PSET //VPCSSESSXXX E1 M :95P: :PSET //VPCSSESSXXXM :95P: :REAG //APKEFIHHXXX M :95P: :DEAG //ESSESESSXXXM :95P: :BUYR //CEDELULLXXX M :95P: SELL //CEDELULLXXX
M :97A: :SAFE //xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking242 Multi-Market Securities Guide
Swedish equities settling via VPC -EF linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Sweden - France
Deliver Free Receive FreeM Place of Safekeeping VPCSSESS M Place of Safekeeping SICVFRPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESS Party SICVFRPPM Receiving Agent BIC M Delivering Agent BIC
Party ESSESESS Party ESSESESSXXXM Buyer BIC M Seller Euroclear
Party MGTCBEBEECL Party 52245M Account 22429/CEDELULL/CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account AC 01001604997/CEDELULL/xxxxx a
M Settlement Processing Narrative
CONVERSION M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSION M :70E: :SPRO //CONVERSIONM :94F: :SAFE /NCSD/VPCSSESS C M :94F: :SAFE //NCSD/SICVFRPPM :95P: :PSET //VPCSSESS E1 M :95P: :PSET //SICVFRPPM :95P: :REAG //ESSESESS M :95P: :DEAG //ESSESESSXXXM :95P: :BUYR //MGTCBEBEECL M :95R: :SELL /ECLR/52245M :97A: :SAFE //22429/CEDELULL/CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //AC 01001604997/CEDELULL/xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 243
ISIN DE000TRAT0N7 - TRATON SE ORD BR settling via CBF - SIS linkCreationOnline
Xact via SWIFT
Sweden - Germany
Deliver Free Receive FreeM Place of Safekeeping VPCSSESSXXX M Place of Safekeeping DAKVDEFFXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Transaction type TRAD M Transaction type TRADM Place of Settlement BIC M Place of Settlement BIC
Party DAKVDEFFXXX Party DAKVDEFFXXXM Receiving Agent BIC M Delivering Agent Clearstream Banking Frankfurt
Party CEDELULLXXX Party 71210000M Buyer BIC M Seller BIC
Party ESSESESSXXX Party ESSESESSXXXM Account SE100041
M Settlement Proccesing Narrative
CONVERSION,PLACE OF SAFE KEEPING DAKVDEFF
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :22F: :SETR //TRAD M :22F: :SETR //TRADM :70E: :SPRO //CONVERSION,PLACE OF SAFE KEEPING
DAKVDEFFM :94F: :SAFE //NCSD/VPCSSESSXXX C M :94F: :SAFE //NCSD/DAKVDEFFXXXM :95P: :PSET //DAKVDEFFXXX E1 M :95P: :PSET //DAKVDEFFXXXM :95R: :REAG //CEDELULLXXX M :95P: :DEAG /DAKV/71210000M :95P: :BUYR //ESSESESSXXX M :95Q: :SELL //ESSESESSXXX
M :97A: :SAFE //SE100041
31 December 2020 Clearstream Banking244 Multi-Market Securities Guide
ISIN JE00B1YBMP41 - International Marketing & Sales Group PLC securities only, settling via VPC - Euroclear UK & Ireland link
CreationOnline
Xact via SWIFT
Note: Customers must send a free-format message containing the instruction reference to the Irish market settlement team.
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule, plus SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Sweden - Ireland
Deliver Free Receive FreeM Place of Safekeeping VPCSSES M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSES Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party ESSESESS Party 75XUJM Buyer Name and Address M Seller Name and Address
Party CONVERSION FROM CREST 08XMV Party ESSESESS for CEDELULL AC xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CEDELULL/xxxxx a
M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/VPCSSESS C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //VPCSSESS E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //ESSESESS M :95R: :DEAG /CRST/75XUJM :95Q: :BUYR //CONVERSION FROM CREST 08XMV M :95Q: :SELL //IESSESESS for CEDELULL AC xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CEDELULL/xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 245
ISIN SE0005569100 - IGE Resources ABISIN SE0000673907 - Skandinavia Online AGISIN SE0000818569 - PA Resources ABISIN SE0011309319 - AXACTOR AB only, settling via VPC-VPS link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule, plus SEK 1750 and NOK 900 per transaction. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Sweden - Norway
Deliver Free Receive FreeM Place of Safekeeping VPCSSESS M Place of Safekeeping VPSNNOKKM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESS Party VPSNNOKKM Receiving Agent BIC M Delivering Agent BIC
Party DNBASESX Party DNBANOKCM Buyer BIC M Seller BIC
Party DNBANOKC Party ESSESESSM Account 125484.1/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 01001604997/CEDELULL/xxxxx a
M Type of Settlement Transaction
Conversion
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :94F: :SAFE /NCSD/VPCSSESS C M :94F: :SAFE //NCSD/VPSNNOKKE M :22F: :SETR //CONV
M :95P: :PSET //VPCSSESS E1 M :95P: :PSET //VPSNNOKKM :95P: :REAG //DNBASESX M :95P: :DEAG //DNBANOKCM :95P: :BUYR //DNBANOKC M :95P: :SELL //ESSESESSM :97A: :SAFE //125484.1/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //01001604997/CEDELULL/xxxxx a
31 December 2020 Clearstream Banking246 Multi-Market Securities Guide
NO0010098247 - PSI Group ASA only, settling via VPS-VPC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule, plus SEK 1750 and NOK 900 per transaction. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
ISIN SE0000143521 - Viking Supply SH ORD BR, settling via VPS-VPC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule, plus SEK 1750 and NOK 900 per transaction. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Deliver Free Receive FreeXXX
M Type of Settlement Transaction
Conversion
M Place of Safekeeping VPCSSESSXXX M Place of Safekeeping VPSNNOKKXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESSXXX Party VPSNNOKKXXXM Receiving Agent BIC M Delivering Agent BIC
Party ARSCSES1XXX Party DNBANOKCXXXM Buyer BIC M Seller BIC
Party DNBANOKCXXX Party INSECHZZXXXM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSIONM :94F: :SAFE /NCSD/VPCSSESSXXX C M :94F: :SAFE //NCSD/VPSNNOKKXXX
E M :22F: :SETR //CONVM :95P: :PSET //VPCSSESSXXX E1 M :95P: :PSET //VPSNNOKKXXXM :95P: :REAG //ARSCSES1XXX M :95P: :DEAG //DNBANOKCXXXM :95P: :BUYR //DNBANOKCXXX M :95P: :SELL //INSECHZZXXXM :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //xxxxx a
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping VPCSSESS M Place of Safekeeping VPSNNOKKM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESS Party VPSNNOKKM Receiving Agent BIC M Delivering Agent BIC
Party NDEASESS Party DNBANOKCM Buyer BIC M Seller BIC
Party NDEANOKK Party DNBASESXM Account 125484.1/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account ESSESESS/01001604997/CEDELULL/xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/VPSNNOKK C M :94F: :SAFE //NCSD/VPCSSESS
E M :22F: :SETR //CONVM :95P: :PSET //VPCSSESS E1 M :95P: :PSET //VPCSSESSM :95P: :REAG //NDEASESS M :95P: :DEAG //NDEASESSM :95P: :BUYR //NDEANOKK M :95P: :SELL //NDEANOKKM :97A: :SAFE //125484.1/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //ESSESESS/01001604997/CEDELULL/xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 247
ISIN US36467X2062 - Gaming Inno GP INC ORD REGCreationOnline
Xact via SWIFT
Deliver Free Receive FreeM Transaction Type TRAD M Transaction Type TRADM Place of Safekeeping VPCSSESSXXX M Place of Safekeeping VPSNNOKKXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPSNNOKKXXX Party VPSNNOKKXXXM Receiving Agent VPSN M Delivering Agent BIC
Party 15330 Party INSECHZZXXXM Buyer BIC M Seller BIC
Party CEDELULLXXX Party INSECHZZXXXM Settlement Processing
NarrativeCONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/VPCSSESSXX C M :94F: :SAFE //NCSD/VPSNNOKKXXXM :22F: :SETR //TRAD E M :22F: :SETR //TRADM :95P: :PSET //VPSNNOKKXXX E1 M :95P: :PSET //VPSNNOKKXXXM :95P: :REAG //VPSN/15330 M :95P: :DEAG //INSECHZZXXXM :95P: :BUYR //CEDELULLXXX M :95P: :SELL //INSECHZZXXX
31 December 2020 Clearstream Banking248 Multi-Market Securities Guide
ISIN PLARTPR00012 - ARCTIC PAPER KOSTR, settling via Euroclear SwedenCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule plus fee SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Sweden - Poland
Deliver Free Receive FreeymentM Place of Safekeeping VPCSSESS M Place of Safekeeping KDPWPLPWM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party KDPWPLPW Party KDPWPLPWM Receiving Agent BIC M Delivering Agent BIC
Party CITIPLPX Party CITIPLPX0502343001 M Account
M Buyer BIC M Seller BICParty BIC of customer Party MGTCBEBE
M Account xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 0071588001CONVERSION M Settlement Processing
Narrative
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/VPCSSESS C M :94F: :SAFE //NCSD/KDPWPLPWM :95P: :PSET //KDPWPLPW E1 M :95P: :PSET //KDPWPLPWM :95P: :REAG //CITIPLPX M :95P: :DEAG //CITIPLPXM :97A: :SAFE //0502343001M :95P: :BUYR //BIC of customer M :95P: :SELL //MGTCBEBEM :97A: :SAFE //xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //0071588001
Clearstream Banking 31 December 2020Multi-Market Securities Guide 249
Swiss equities only, settling via VPC-SIX SIS linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule, plus SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Sweden - Switzerland
Deliver Free Receive FreeM Place of Safekeeping VPCSSESS M Place of Safekeeping INSECHZZM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESS Party INSECHZZM Receiving Agent BIC M Delivering Agent Sega/Intersettle - CH
Party ESSESESS Party SE100041M Buyer BIC M Seller BIC
Party INSECHZZ Party ESSESESSM Account CH100025/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CEDELULL/xxxxx a
M Settlement Processing Narrative
CONVERSION M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSION M :70E: :SPRO //CONVERSION - cross-borderM :94F: :SAFE /NCSD/VPCSSESS C M :94F: :SAFE /NCSD/INSECHZZM :95P: :PSET //VPCSSESS E1 M :95P: :PSET //INSECHZZM :95P: :REAG //ESSESESS M :95R: :DEAG /SCOM/SE100041M :95P: :BUYR //INSECHZZ M :95P: :SELL //ESSESESSM :97A: :SAFE //CH100025/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CEDELULL/xxxxx a
31 December 2020 Clearstream Banking250 Multi-Market Securities Guide
ISIN GB00B635TG28 - Enquest PLC only, settling via VPC-Euroclear UK & Ireland linkCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule, plus SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule, plus SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts.
Sweden - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping VPCSSESS M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESS Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party ESSESESS Party 75XUJM Buyer Name and Address M Seller Name and Address
Party CONVERSION TO CREST 00XJJ Party ESSESESS for CEDELULL AC xxxxx a
M Account CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CONVERSIONM Stamp Duty Status UK No Change of Beneficial Ownership (if
customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSIONM :94F: :SAFE /NCSD/VPCSSESS C M :94F: :SAFE /NCSD/CRSTGB22
E M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)M :95P: :PSET //VPCSSESS E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //ESSESESS M :95R: :DEAG /CRST/75XUJM :95P: :BUYR //CONVERSION TO CREST 00XJJ M :95Q: :SELL //ESSESESS for CEDELULL AC xxxxx a
M :97A: :SAFE //CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping VPCSSESS M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESS Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party ESSESESS Party 75XUJM Buyer Name and Address M Seller Name and Address
Party CONVERSION TO CREST 14XKL Party ESSESESS for CEDELULL AC xxxxx a
M Account CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Stamp Duty Status UK Transfer between CSP or ADR accountsM Settlement Processing
NarrativeCONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSIONM :94F: :SAFE /NCSD/VPCSSESS C M :94F: :SAFE /NCSD/CRSTGB22
M :22F: :STAM /CRST/GBTXM :95P: :PSET //VPCSSESS E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //ESSESESS M :95R: :DEAG /CRST/75XUJM :95Q: :BUYR //CONVERSION TO CREST 14XKL M :95Q: :SELL //ESSESESS for CEDELULL AC xxxxx a
M :97A: :SAFE //CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 251
ISIN GB0009895292 - ASTRAZENECA PLC only, settling via VPC-Euroclear UK & Ireland linkCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule, plus SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule, plus SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping VPCSSESS M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESS Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party ESSESESS Party 69XYSM Buyer Name and Address M Seller Name and Address
Party CONVERSION TO CREST 00XJJ Party ESSESESS for CEDELULL AC xxxxx a
M Account CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CONVERSIONM Stamp Duty Status UK No Change of Beneficial Ownership (if
customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSIONM :94F: :SAFE /NCSD/VPCSSESS C M :94F: :SAFE /NCSD/CRSTGB22
E M :22F: :STAM //CRST/GBOX (if customer the same; otherwise, blank)M :95P: :PSET //VPCSSESS E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //ESSESESS M :95R: :DEAG /CRST/69XYSM :95Q: :BUYR //CONVERSION TO CREST 00XJJ M :95Q: :SELL //ESSESESS for CEDELULL AC xxxxx a
M :97A: :SAFE //CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping VPCSSESS M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESS Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party ESSESESS Party 69XYSM Buyer Name and Address M Seller Name and Address
Party CONVERSION TO CREST 14XKL Party ESSESESS for CEDELULL AC xxxxx a
M Account CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSIONM :94F: :SAFE /NCSD/VPCSSESS C M :94F: :SAFE /NCSD/CRSTGB22M :95P: :PSET //VPCSSESS E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //ESSESESS M :95R: :DEAG /CRST/69XYSM :95Q: :BUYR //CONVERSION TO CREST 14XKL M :95Q: :SELL //ESSESESS for CEDELULL AC xxxxx a
M :97A: :SAFE //CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking252 Multi-Market Securities Guide
Limited Swedish securities only, settling via VPC-SIS-Euroclear UK & Ireland linkCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule, plus SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule, plus SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping VPCSSESS M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESS Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party ESSESESS Party XBDRM Buyer BIC M Seller Name and Address
Party INSECHZZ Party VPCS/ESSESESS.01001604997/CEDELULL/xxxxx a M Account 01002862159/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Stamp Duty Status UK No Change of Beneficial Ownership (if customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE /NCSD/VPCSSESS C M :94F: :SAFE /NCSD/CRSTGB22
E M :22F: :STAM //CRST/GBOX (if customer the same; otherwise, blank)M :95P: :PSET //VPCSSESS E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //ESSESESS M :95R: :DEAG /CRST/XBDRM :95P: :BUYR //INSECHZZ M :95Q: :SELL //VPCS/ESSESESS.01001604997/CEDELULL/xxxxx a M :97A: :SAFE //01002862159/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping VPCSSESS M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESS Party CRSTGB22M Receiving Agent BIC M Delivering Agent CRESTCo
Party ESSESESS Party XBDRM Buyer BIC M Seller Name and Address
Party INSECHZZ Party VPCS/ESSESESS.01001604997/CEDELULL/xxxxx a
M Account 01002862159/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE /NCSD/VPCSSESS C M :94F: :SAFE /NCSD/CRSTGB22M :95P: :PSET //VPCSSESS E1 M :95P: :PSET //CRSTGB22M :95P: :REAG //ESSESESS M :95R: :DEAG /CRST/XBDRM :95P: :BUYR //INSECHZZ M :95Q: :SELL //VPCS/ESSESESS.01001604997/CEDELULL/xxxxx a
M :97A: :SAFE //01002862159/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 253
ISIN US7170811035 - Pfizer IncISIN US7393633075 - Powerwave Tech ORD REG only, settling via VPC-DTC link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Sweden, as published in the Clearstream Banking Fee Schedule, plus SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Sweden - U.S.A.
Deliver Free Receive FreeM Place of Safekeeping VPCSSESS M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPCSSESS Party DTCYUS33M Receiving Agent BIC M Delivering Agent DTC - US
Party ESSESESS Party 10M Buyer Name and Address M Seller BIC
Party BBH NY DTC010 CONVERSION/DTC908 Party BBHCUS33M Account 089154/CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CONV SEB/CBL/xxxxx a
M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSIONM :94F: :SAFE /NCSD/VPCSSESS C M :94F: :SAFE /NCSD/DTCYUS33M :95P: :PSET //VPCSSESS E1 M :95P: :PSET //DTCYUS33M :95P: :REAG //ESSESESS M :95R: :DEAG /DTCYID/0010M :95Q: :BUYR //BBH NY DTC010 CONVERSION/DTC908 M :95P: :SELL //BBHCUS33M :97A: :SAFE //089154/CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CONV SEB/CBL/xxxxx a
31 December 2020 Clearstream Banking254 Multi-Market Securities Guide
Eligible Swiss Securities settling via OeKB CSD-SIS linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Switzerland, as published in the Clearstream Banking Fee Schedule. For ISOTIS shares ISIN CH0012572522, a conversion fee of CHF 0,02 per share is charged.
Switzerland - Austria
Deliver Free Receive FreeM Place of Safekeeping INSECHZZXXX M Place of Safekeeping OCSDATWWXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party OCSDATWWXXX Party INSECHZZXXXM Receiving Agent BIC M Delivering Agent BIC
Party CEDELULLXXX Party UBSWCHZH80AM Buyer BIC M Seller BIC
Party bbbbbbbbbbb a
a. bbbbbbbbbbb=The Clearstream Banking customer’s eleven-digit BIC.
Party bbbbbbbbbbb a
M Account xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account xxxxx b
M Settlement Processing Narrative
SAFE/CUST/INSECHZZXXX PLEASE SETTLEVIA T2S
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/INSECHZZXXX C M :94F: :SAFE //NCSD/OCSDATWWXXXM :95P: :PSET //OCSDATWWXXX E1 M :95P: :PSET //INSECHZZXXXM :95P: :REAG //CEDELULLXXX :95P: :DEAG //UBSWCHZH80AM :95P: :BUYR //bbbbbbbbbbb a
a. bbbbbbbbbbb=The Clearstream Banking customer’s eleven-digit BIC.
M :95P: :SELL //bbbbbbbbbbb a
O :97A: :SAFE //xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //xxxxx b
M :70E: :SPRO //SAFE/CUST/INSECHZZXXX PLEASE SETTLEVIA T2S
Clearstream Banking 31 December 2020Multi-Market Securities Guide 255
ISIN CH0024899483 UBS AG settling via SECOM-DTC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Switzerland, as published in the Clearstream Banking Fee Schedule.
Switzerland - Canada
Deliver Free Receive FreeM Place of Safekeeping INSECHZZ M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33XXX Party CDSLCATTM Receiving Agent DTC - US M Delivering Agent CDS-CA
Party 06000 Party DTCCM Buyer BIC M Seller DTC
Party ROYCCAT2XXX Party 0010M Account RBCT 080000630001/xxxxx a
a.xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 4945317/CH100025/xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/INSECHZZ C M :94F: :SAFE //NCSD/CDSLCATTM :95P: :PSET //DTCYUS33XXX E1 M :95P: :PSET //CDSLCATTM :95R: :REAG //DTCYID/06000 M :95R: :DEAG /CDSL/DTCCM :95P: :BUYR //ROYCCAT2XXX M :95R: :SELL /DTCYID/0010 M :97A: :SAFE //RBCT 080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //4945317/CH100025/xxxxx a
31 December 2020 Clearstream Banking256 Multi-Market Securities Guide
Danish securities settling via T2SCreationOnline
Xact via SWIFT
Switzerland - Denmark
Deliver Free Receive FreeM Place of Safekeeping INSECHZZXXX M Place of Safekeeping VPDKDKKKXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party VPDKDKKKXXX Party VPDKDKKKXXXM Receiving Agent BIC M Delivering Agent BIC
Party CEDELULLXXX Party NDEAFIHH030M Buyer BIC M Seller BIC
Party yyyyyyyyyyya
a. yyyyyyyyyyy = The Clearstream Banking customer’s BIC.
Party UBSWCHZH80AM Settlement Processing
NarrativeSAFE/CUST/INSECHZZXXX PLEASE SETTLE
VIA T2S
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //SAFE/CUST/INSECHZZXXX PLEASE SETTLE VIA
T2SM :94F: :SAFE //NCSD/INSECHZZXXX C M :94F: :SAFE //NCSD/VPDKDKKKXXXM :95P: :PSET //VPDKDKKKXXX E1 M :95P: :PSET //VPDKDKKKXXXM :95P: :REAG //CEDELULLXXX M :95P: :DEAG //NDEAFIHH030M :95P: :BUYR //yyyyyyyyyyya
a. yyyyyyyyyyy = The Clearstream Banking customer’s BIC.
M :95P: :SELL //UBSWCHZH80A
Clearstream Banking 31 December 2020Multi-Market Securities Guide 257
L
Eligible Swiss equities, settling via SIS-EF linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Switzerland, as published in the Clearstream Banking Fee Schedule.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Switzerland - France
Deliver Free Receive FreeM Place of Safekeeping INSECHZZ M Place of Safekeeping SICVFRPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party SICVFRPPXXXM Receiving Agent Euroclear M Delivering Agent BIC
Party 22429 Party CEDELULLXXXM Seller Name and Address
Party EOC 22429M Account CEDELULL xxxxxa
M Settlement Processing Narrative
/SICV/CEDELULL/49584W/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //SICV/CEDELULL/49584W/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/INSECHZZ C M :94F: :SAFE //NCSD/SICVFRPPM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //SICVFRPPXXXM :95R: :REAG /ECLR/22429 M :95P: :DEAG //CEDELULLXXX
M :95Q: :SELL //EOC 22429M :97A: :SAFE //CEDELULL xxxxxa
31 December 2020 Clearstream Banking258 Multi-Market Securities Guide
Swiss security instructions against payment in EUR, settling via SIS-CBF linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Switzerland, as published in the Clearstream Banking Fee Schedule.
Note: The customer must send a free-format message to the Settlement team in charge of Switzerland, providing the instruction reference. For transfers in Powershare Funds additional third party fees might be charged.
Swiss security instructions free of payment and against payment in CHF, settling via SIS-CBF linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Germany, as published in the Clearstream Banking Fee Schedule. For ISOTIS shares ISIN CH0012572522, a conversion fee of CHF 0.02 per share is charged.
Note: The customer must send a free-format message to the Settlement team in charge of Switzerland, providing the instruction reference. For transfers in Powershare Funds additional third party fees might be charged.
Switzerland - Germany
Delivery Receipt M Place of Safekeeping INSECHZZ M Place of Safekeeping DAKVDEFFM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DAKVDEFF Party DAKVDEFFM Receiving Agent Clearstream Banking Frankfurt M Delivering Agent BIC
Party 72010000 Delivering Agent INSECHZZTRAM Buyer BIC M Seller BIC
Party yyyyyyyyyyy a
a. yyyyyyyyyyy=The Clearstream Banking customer’s BIC code
Party UBSWCHZH80AM Account xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CH100025
MT542/MT543 Delivery Seq MT540/MT541 ReceiptM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/INSECHZZ C M :94F: :SAFE //NCSD/DAKVDEFFM :95P: :PSET //DAKVDEFF E1 M :95P: :PSET //DAKVDEFFM :95R: :REAG /DAKV/72010000 M :95P: :DEAG /INSECHZZTRAM :95P: :BUYR //yyyyyyyyyyy a
a. yyyyyyyyyyy=The Clearstream Banking customer’s BIC code
M :95P: :SELL //UBSWCHZH80AM :97A: :SAFE //xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CH100025
Delivery ReceiptM Place of Safekeeping INSECHZZXXX M Place of Safekeeping DAKVDEFFM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party INSECHZZXXX Party DAKVDEFFM Receiving Agent Sega/Intersettle - CH M Delivering Agent BIC
Party LU110057 Party INSECHZZSGAM Buyer BIC M Seller BIC
Party yyyyyyyyyyy a
a. yyyyyyyyyyy=The Clearstream Banking customer’s BIC code
Party UBSWCHZH80A M Account xxxxxb
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CH100025
MT542/MT543 Delivery Seq MT540/MT541 ReceiptM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/INSECHZZXXX C M :94F: :SAFE //NCSD/DAKVDEFFM :95P: :PSET //INSECHZZXXX E1 M :95P: :PSET //DAKVDEFFM :95P: :REAG //SCOM/LU110057 M :95P: :DEAG /INSECHZZSGAM :95P: :BUYR //yyyyyyyyyyy a
a. yyyyyyyyyyy=The Clearstream Banking customer’s BIC code
M :95P: :SELL //UBSWCHZH80AM :97A: :SAFE //xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CH100025
Clearstream Banking 31 December 2020Multi-Market Securities Guide 259
ISIN CH0198251305 - COCA-COLA HBC AG ORD REG securities only, settling via SIS-Helex linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Greece, as published in the Clearstream Banking Fee Schedule, plus EUR 8. A cancellation fee of EUR 16 applies to each cancelled cross-border transaction with Switzerland.
Note: On the Greek market, the settlement date cannot be in the past.
Switzerland - Greece
Deliver Free Receive FreeM Place of Safekeeping INSECHZZXXX M Place of Safekeeping HCSDGRAAXXX
M Place of trade OTC TradesNarrative OTC
M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party INSECHZZXXX Party INSECHZZXXXM Receiving Agent Sega/Intersettle - CH M Delivering Agent Name and Address
Party GB103098 Party SIX SIS DEPOM Buyer BIC M Seller BIC
Party CEDELULLXXX Party CEDELULLXXXM Account xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account xxxxxa
M Other Settlement Parties: Type
Delivering Custodian
Format SEGA/INTERSETTLE-CHParty CH100025
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/INSECHZZXXX C M :94F: :SAFE //NCSD/HCSDGRAAXXX
E M :94B: :TRAD //OTCO/OTCM :95P: :PSET //INSECHZZXXX E1 M :95P: :PSET //INSECHZZXXXM :95R: :REAG /SCOM/GB103098 M :95Q: :DEAG //SIX SIS DEPO
M :95R: :DECU /SCOM/CH100025 M :95P: :BUYR //CEDELULLXXX M :95P: :SELL //CEDELULLXXXM :97A: :SAFE //xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //xxxxxa
31 December 2020 Clearstream Banking260 Multi-Market Securities Guide
Swiss securities, settling via Euroclear UK & IrelandCreationOnline 0.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
Xact via SWIFT 0.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
CreationOnline 1.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
Xact via SWIFT 1.5% SDRT1
Customers are strongly recommended to send their instructions on SD-1.
Switzerland - Ireland
1. For details of UK stamp duty reserve tax (SDRT), please consult the Clearstream Banking Market Link Guide - Equities, corporatebonds and investment trusts.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22XXX
M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22XXXM Receiving Agent Euroclear M Delivering Agent CRESTCo UK, IE
Party 22111 Party XBDRM Settlement Processing
Narrative00XJJ M Buyer Name and Address
Party CEDE/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //00XJJ
C M :94F: :SAFE //NCSD/CRSTGB22XXXM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22XXXM :95R: :DEAG //ECLR/22111 M :95R: :REAG /CRST/XBDR
M :95Q: :BUYR //CEDE/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22XXX
M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22XXXM Delivering Agent Euroclear M Receiving Agent CRESTCo UK, IE
Party 22111 Party XBDRM Settlement Processing
Narrative14XKL M Buyer Name and Address
Party CEDE/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Seq Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //14XKL
C M :94F: :SAFE //NCSD/CRSTGB22XXXM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22XXXM :95R: :REAG //ECLR/22111 M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //CEDE/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 261
Swiss Equites only, settling via SIS-MT linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Switzerland, as published in the Clearstream Banking Fee Schedule. For ISOTIS shares ISIN CH0012572522, a conversion fee of CHF 0.02 per share is charged.
Note: The customer must send a free-format message to the Settlement team in charge of Switzerland, providing the instruction reference and details.
Switzerland - Italy
Deliver Free Receive FreeM Place of Safekeeping INSECHZZXXX M Place of Safekeeping MOTIITMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MOTIITMMXXX Party INSECHZZM Receiving Agent BIC M Delivering Agent BIC
Party CEDELULLXXX Party UBSWCHZH80AM Account INSE20373709
M Buyer BIC M Seller BICParty bbbbbbbbbbba
a. bbbbbbbbbbb = The Clearstream Banking customer's BIC11
Party CEDELULLM Account xxxxxb
b. xxxxx = The Clearstream Banking customer’s 5-digit account number
M Account xxxxxb
M Settlement Processing SAFE/CUST/INSECHZZXXX PLEASE SETTLEVIA T2S
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/INSECHZZXXX C M :94F: :SAFE //NCSD/MOTIITMMM :95P: :PSET //MOTIITMMXXX E1 M :95P: :PSET //INSECHZZM :95P: :REAG //CEDELULLXXX M :95P: :DEAG //IUBSWCHZH80AM :70E: :SPRO //SAFE/CUST/INSECHZZXXX PLEASE SETTLE VIA
T2S M :97A: :SAFE //INSE20373709
M :95P: :BUYR //bbbbbbbbbbba
a. bbbbbbbbbbb = The Clearstream Banking customer's BIC11
M :95P: :SELL //CEDELULLXXXM :97A: :SAFE //xxxxxb
b. xxxxx = The Clearstrxxxxx = Theeam Banking customer’s 5-digit account number
M :97A: :SAFE //xxxxxb
31 December 2020 Clearstream Banking262 Multi-Market Securities Guide
Swiss equities only, settling via SIX SIS-VPC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Switzerland, as published in the Clearstream Banking Fee Schedule, plus SEK 1750. For ISOTIS shares ISIN CH0012572522, a conversion fee of CHF 0.02 per share is charged. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Switzerland - Sweden
Deliver Free Receive FreeM Place of Safekeeping INSECHZZ M Place of Safekeeping VPCSSESSM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party INSECHZZ Party VPCSSESSM Receiving Agent Sega/Intersettle - CH M Delivering Agent BIC
Party SE100041 Party ESSESESSM Buyer ESSESESS M Seller BIC
Party Party INSECHZZM Account CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account CH100025/CEDELULL/xxxxx a
M Settlement Processing Narrative
CONVERSION M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVERSION M :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/INSECHZZ C M :94F: :SAFE //NCSD/VPCSSESSM :95P: :PSET //INSECHZZ E1 M :95P: :PSET //VPCSSESSM :95R: :REAG /SCOM/SE100041 M :95P: :DEAG //ESSESESSM :95P: :BUYR //ESSESESS M :95P: :SELL //INSECHZZM :97A: :SAFE //CEDELULL/xxxxx a
a. xxxxx =The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //CH100025/CEDELULL/xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 263
Swiss securities, settling via Euroclear UK & IrelandCreationOnline 0.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
Xact via SWIFT 0.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
CreationOnline 1.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
Xact via SWIFT 1.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
Switzerland - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22XXX
M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22XXXM Receiving Agent Euroclear M Delivering Agent CRESTCo UK, IE
Party 22111 Party XBDRM Settlement Processing
Narrative00XJJ M Seller Name and Address
Party CEDE/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //00XJJ
C M :94F: :SAFE //NCSD/CRSTGB22XXXM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22XXXM :95R: :REAG //ECLR/22111 M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22XXX
M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22XXXM Delivering Agent Euroclear M Receiving Agent CRESTCo UK, IE
Party 22111 Party XBDRM Settlement Processing
Narrative14XKL M Buyer Name and Address
Party CEDE/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Seq Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //14XKL
C M :94F: :SAFE //NCSD/CRSTGB22XXXM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22XXXM :95R: :REAG //ECLR/22111 M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking264 Multi-Market Securities Guide
ISIN JE00B2NFTP34 - ETFS Leveraged Live Cattle (LLCT), settling via SIS-Euroclear UK & Ireland link
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for Switzerland, as published in the Clearstream Banking Fee Schedule.
Note: All instructions must be received at CBL by 14:00 on SD-1. Instructions for Switzerland must have the Immediate Release flag set.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for Switzerland, as published in the Clearstream Banking Fee Schedule.
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. All instructions must be received at CBL by 14:00 on SD-1. Instructions for Switzerland must have the Immediate Release flag set.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping INSECHZZ M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CRSTGB22M Receiving Agent CRESTCo M Delivering Agent CRESTCo
Party 00XJJ Party 0PMAYM Buyer BIC M Seller Name and Address
Party CEDELULLXXX Party CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a M Narrative xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank)
M Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/INSECHZZ C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :STAM /CRST/GBOX (if customer the same; otherwise,
blank)E M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)
M :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /CRST/00XJJ M :95R: :DEAG /CRST/0PMAYM :95P: :BUYR //CEDELULL M :95Q: :SELL //CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a
M :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping INSECHZZ M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CRSTGB22M Receiving Agent CRESTTCO M Delivering Agent CRESTCo
Party 14XKL Party 0PMAYM Buyer BIC M Seller Name and Address
Party CEDELULL Party INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx aM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/INSECHZZ C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /CRST/14XKL M :95R: :DEAG /CRST/0PMAYM :95P: :BUYR //CEDELULL M :95Q: :SELL //INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a
M :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 265
UK Guilts only, settling via INSE - Euroclear UK & Ireland linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Switzerland, as published in the Clearstream Banking Fee Schedule. For ISOTIS shares ISIN CH0012572522, a conversion fee of CHF 0.02 per share is charged.
Note: All instructions must be received at CBL by 14:00 on SD-1. Instructions for Switzerland must have the Immediate Release flag set.
Deliver Free Receive FreeM Place of Safekeeping INSECHZZ M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party INSECHZZ Party CRSTGB22M Receiving Agent Sega/Intersettle - CH M Delivering Agent CRESTCo
Party LU110032 Party XBDRM Buyer BIC M Seller Name and Address
Party CEDELULL Party INSE/bbbbbbbba.iiiiiiiib
a. bbbbbbbb = BIC of SIS Participantb. iiiiiiii = Business Partner ID of SIS Participant
M Account xxxxxc
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/INSECHZZ C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //INSECHZZ E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /SCOM/LU110032 M :95R: :DEAG /CRST/XBDRM :95Q: :BUYR //CEDELULL M :95P: :SELL //INSE/bbbbbbbba.iiiiiiiib
a. bbbbbbbb = BIC of SIS Participantb. iiiiiiii = Business Partner ID of SIS Participant
M :97A: :SAFE //xxxxxc
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking266 Multi-Market Securities Guide
Swiss and U.S. securities only settling via SIS-DTC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Switzerland, as published in the Clearstream Banking Fee Schedule. For ISOTIS shares ISIN CH0012572522, a conversion fee of CHF 0.02 per share is charged.
Switzerland - U.S.A.
Deliver Free Receive FreeM Place of Safekeeping INSECHZZ M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party DTCYUS33M Receiving Agent DTC - US M Delivering Agent DTC - US
Party 0908 Party 0908M Buyer BIC M Seller BIC
Party CITIUS33XXX Party CITIUS33XXXM Account 089154 CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 217217/CH100025/xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/INSECHZZ C M :94F: :SAFE //NCSD/DTCYUS33M :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //DTCYUS33M :95R: :REAG /DTCYID/0908 M :95R: :DEAG /DTCYID/00908M :95P: :BUYR //CITIUS33XXX M :95P: :SELL //CITIUS33XXXM :97A: :SAFE //089154 CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //217217/CH100025/xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 267
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
Note: With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, settlement via removal between local registrars may take several weeks.
CreationOnline 0.5% SDRT1
UK - Australia
ISIN AU000000ALB8 - Albidon Ltd ISIN AU000000MNC7 - Metminco LtdISIN AU000000ALD4 - Allied Gold Ltd ISIN AU000000NYO7 - Nyota Minerals Ltd Ord RegISIN AU000000BAB9 - Bullabulling Gold Ltd Ord Reg
ISIN AU000000OEX8 - Oilex LtdISIN AU000000PDZ2 - SHS PRAIRIE DOWNS Ord Reg
ISIN AU000000BKY0 - Berkeley Resources ISIN AU000000POH7 - Phosphagenics LtdISIN AU000000BTR5 - Blackthorn ISIN AU000000PRU3 - SHS PERSEUS MININGISIN AU000000CCC1 - Continental Coal Ltd (Formerly known as Continental Capital Limited) Ord Reg
ISIN AU000000RIA0 - Rialto Energy LtdISIN AU000000RML9 - Rusina MiningISIN AU000000RMP0 - SHS Red Emperor Resources NL ORD REGISIN AU000000CCD9 - Caledon Resources Ord Reg
ISIN AU000000CFU6 - Ceramic Fuel Cells Ltd ISIN AU000000ROC4 - ROC Oil Company LtdISIN AU000000CSM6 - Consolidated Minerals Ltd ISIN AU000000RRS3 - Range Resources LtdISIN AU000000CZA6 - Coal of Africa Ltd ISIN AU000000SGZ9 - Scotgold Resources LtdISIN AU000000DML9 - Discovery Metals Ord Reg ISIN AU000000SLV8 - Sylvania Resources LtdISIN AU000000DWY1 - Dwyka Diamonds Ltd ISIN AU000000S320 SHS SOUTH32 LTD ORD REGISIN AU000000FND9 - Finders Resources Ord Reg ISIN AU000000TPT1 -Tangiers Petroleum
LimitedISIN AU000000GBP6 - Global Petroleum LtdISIN AU000000GIP1 - Gippsland Ltd ISIN AU000000VMT4 - Vmoto LtdISIN AU000000JPR6 - SHS Jupiter Energy Ltd ISIN AU000000WAS9 - Wasabi Energy Limited
(Formerly known as Insurance My Way Ltd) ORD REG
ISIN AU000000LRL1 - Leyshon Resources Ltd
ISIN AU000000LRS6 - Latin Resources Ltd Ord Reg
ISIN AU000000WLF3 - Wolf Minerals LtdISIN AU000000YAJ4 - New Millennium Resources
ISIN AU000000MML0 - Medusa Mining Ltd ISIN AU0000XINAK8 - International Ferro Metalsonly, settling via removal between local registrars ISIN AU0000XINAS1 - CAP-XX LtdISIN AU000000SO44 SHS SALT LAKE POTASH LTD ORD REG
ISIN BMG0440M1284 - Aquarius Platinum Ltd
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping CAETAU21M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CAETAU21M Receiving Agent CRESTCO M Delivering Agent Name and Address
Party CREST Party Share Registry M Buyer Name and Address M Seller Name and Address
Party Removal to Australia, J.P.Morgan Nominees Australia Pty Limited GPO Box 3289, Sydney, New South Wales, 2001 PID: 20104
Party VIDACOS NOMINEES LIMITED
M Settlement Processing Narrative
/STCO/PHYS/ M Settlement Processing Narrative
Removal from UK to Australia
M Stamp Duty Status UK No change of beneficial ownership (if customer is the same; otherwise, blank)
31 December 2020 Clearstream Banking268 Multi-Market Securities Guide
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYS/ M :70E: :SPRO //Removal from UK to AustraliaM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/CAETAU21M :22F: :STAM //CRST/GBOX (If customer is the same;
otherwise, blank)E
M :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //CAETAU21M :95R: :REAG /CRST/CREST M :95Q: :DEAG //Share Registry M :95Q: :BUYR //Australia, J.P.Morgan Nominees Australia Pty
Limited GPO Box 3289, Sydney, New South Wales, 2001 PID: 20104
M :95Q: :SELL //VIDACOS NOMINEES LIMITED
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping CAETAU21M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CAETAU21M Receiving Agent CRESTCO M Delivering Agent Name and Address
Party CREST Party Share RegistryM Buyer Name and Address M Seller Name and Address
Party Removal to Australia, J.P.Morgan Nominees Australia Pty Limited GPO Box 3289, Sydney, New South Wales, 2001 PID: 20104
Party VIDACOS NOMINEES LIMITED
M Settlement Processing Narrative
/STCO/PHYS/ M Settlement Processing Narrative
Removal from UK to Australia
M Stamp Duty Status UK transfer between CSP or ADR accounts
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYS/ M :70E: :SPRO //Removal from UK to AustraliaM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/CAETAU21M :22F: :STAM //CRST/GBTX EM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //CAETAU21M :95R: :REAG /CRST/CREST M :95Q: :DEAG //Share Registry M :95Q: :BUYR //Removal to Australia, J.P.Morgan Nominees
Australia Pty Limited GPO Box 3289, Sydney, New South Wales, 2001 PID: 20104
M :95Q: :SELL //VIDACOS NOMINEES LIMITED
Clearstream Banking 31 December 2020Multi-Market Securities Guide 269
ISIN AU000000IBA4 - IBA Health Group Limited only, settling via Euroclear UK & Ireland-SIS-CHESS linkFees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule.
Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account will imply a 1.5% SDRT charge on CBL customer deliveries.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping CAETAU21M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CAETAU21M Receiving Agent CRESTCo M Delivering Agent BIC
Party XBDR Party CHASAU2XDCCM Buyer Name and Address M Seller BIC
Party CHESS/CHASAU2XDCC.231200011106/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer's 5-digit account number.
Party INSECHZZM Account 248300021109
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/CAETAU21M :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //CAETAU21M :95R: :REAG /CRST/XBDR M :95P: :DEAG //CHASAU2XDCCM :95Q: :BUYR //CHESS/CHASAU2XDCC.231200011106/
CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer's 5-digit account number.
M :95P: :SELL //INSECHZZM :97A: :SAFE //248300021109
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping CAETAU21M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CAETAU21M Receiving Agent CRESTCo M Delivering Agent BIC
Party XBDR Party CHASAU2XDCCM Buyer Name and Address M Seller BIC
Party CHESS/CHASAU2XDCC.231200011106/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer's 5-digit account number.
Party INSECHZZM Account 248300021109
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/CAETAU21M :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //CAETAU21M :95R: :REAG /CRST/XBDR M :95P: :DEAG //CHASAU2XDCCM :95Q: :BUYR //CHESS/CHASAU2XDCC.231200011106/
CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer's 5-digit account number.
M :95P: :SELL //INSECHZZM :97A: :SAFE //248300021109
31 December 2020 Clearstream Banking270 Multi-Market Securities Guide
S
ISIN IM00B5VQMV65 GAMING VC HOLDING ORD REG - settling via OCSD-Clearstream link for 1.5 SDRT only (Not applicable for 0.5% SDRT11)
CreationOnline
Xact via SWIFT
Note: The customer must send a free-format message to the Settlement team in charge of Austria, providing the instruction reference.
Fees: Standard transaction fee for Austria, as published in the Clearstream Banking Fee Schedule.
UK - Austria
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22XXX M Place of Safekeeping OCSDATWWXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CEDELULLXXX Party CRSTGB22XXXM Receiving Agent Clearstream Banking Luxembourg M Delivering Agent Name and AddressM Party 67242 Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive Free:98a: :TRAD //trade date and time B :98a: :TRAD //trade date and time
M :94F: :SAFE //NCSD/CRSTGB22XXX C M :94F: :SAFE //NCSD/OCSDATWWXXXM :95P: :PSET ////CEDELULLXXX E1 M :95P: :PSET //CRSTGB22XXXM :95P: :REAG //CEDE/67242 M :95Q: :DEAG //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 271
Note: The transfer of Belgian securities is not possible between the two countries.
UK - Belgium
31 December 2020 Clearstream Banking272 Multi-Market Securities Guide
ISIN KYG9361Y1026 - Vinacapital OpportunitiesISIN VGG308591053 - Equest Balkans Fd. only, settling via Euroclear UK & Ireland-EB link
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account will imply a 1.5% SDRT charge on CBL customer deliveries.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
UK - BNP Paribas Luxembourg
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping CEDELULLXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party MGTCBEBEECLM Receiving Agent CRESTCo M Delivering Agent Euroclear
Party XBDR Party 22111Buyer Name and AddressParty CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //00XJJM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //CUST/CEDELULLXXXM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG /ECLR/22111M :95Q: :BUYR //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping CEDELULLXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party MGTCBEBEECLM Receiving Agent CRESTCo M Delivering Agent Euroclear
Party XBDR Party 22111Buyer Name and AddressParty CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //14XKLM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //CUST/CEDELULLXXXM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG /ECLR/22111M :95Q: :BUYR //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 273
ISIN US45822B2051 - Integra GRP REG (20DR/1SHS) securities only, settling via Euroclear UK & Ireland - EB Link
Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account will imply a 1.5% SDRT charge on CBL customer deliveries.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping PARBLULLM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party MGTCBEBEECLM Receiving Agent CRESTCo M Delivering Agent Euroclear
Party XBDR Party 22111M Buyer Name and Address
Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //00XJJM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //CUST/PARBLULLM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG /ECLR/22111M :95Q: :BUYR //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping PARBLULLM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party MGTCBEBEECLM Receiving Agent CRESTCo M Delivering Agent Euroclear
Party XBDR Party 22111M Buyer Name and Address
Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //14XKLM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //CUST/PARBLULLM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG /ECLR/22111M :95Q: :BUYR //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking274 Multi-Market Securities Guide
ISIN GB0004601430 - GBP 10,50 Italy 89-2014ISIN US0885792061 - Beximco Pharmaceuticals Ltd.ISIN US48667H1059 - Kazakhgold Group Ltd.ISIN US68554N1063 - Orascom Constrution Ind. Reg. ISIN US98387E2054 - X5 Retail RegISIN USX607461166 - OTP Bank GDR only, settling via Euroclear UK & Ireland-EB Link
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account will imply a 1.5% SDRT charge on CBL customer deliveries.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
UK - BNY London
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping IRVTGB2XGPTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party MGTCBEBEECLM Receiving Agent CRESTCo M Delivering Agent Euroclear
Party XBDR Party 22111M Buyer Name and Address
Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //00XJJM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //CUST/IRVTGB2XGPTM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG /ECLR/22111M :95Q: :BUYR //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping IRVTGB2XGPTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party MGTCBEBEECLM Receiving Agent CRESTCo M Delivering Agent Euroclear
Party XBDR Party 22111M Buyer Name and Address
Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //14XKLM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //CUST/IRVTGB2XGPTM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG /ECLR/22111M :95Q: :BUYR //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 275
ISIN NL0006282204 - New World Resources only, settling via removal between local registrarsFees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when
these securities are physical. Registrar fees on request.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 Not requiredM Trade Date/Time trade date and timeM Place of Settlement BIC
Party CRSTGB22M Receiving Agent CRESTCo
Party CRESTM Buyer Name and Address
Party Removal to BoNY Depository Nominees Limited ifo CBL acc. xxxxx a, register into Vidacos Nominees Limited acc. CLRLUX2
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Settlement Processing Narrative
/STCO/PHYS/
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B Not requiredM :70E: :SPRO ///STCO/PHYS/M :94F: :SAFE //NCSD/CRSTGB22 CM :95P: :PSET //CRSTGB22 E1M :95R: :REAG /CRST/CRESTM :95Q: :BUYR //Removal to BoNY Depository Nominees Limited iifo CBL
acc. xxxxx a Register into Vidacos Nominees Limited acc. CLRLUX2
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 Not requiredM Trade Date/Time trade date and timeM Place of Settlement BIC
Party CRSTGB22M Receiving Agent CRESTCo
Party CRESTM Buyer Name and Address
Party Removal to BoNY Depository Nominees Limited ifo CBL acc. xxxxx a, register into Vidacos Nominees Limited acc. CLRLUX
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Settlement Processing Narrative
/STCO/PHYS/
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B Not requiredM :70E: :SPRO ///STCO/PHYS/M :94F: :SAFE //NCSD/CRSTGB22 CM :95P: :PSET //CRSTGB22 E1M :95R: :REAG /CRST/CRESTM :95Q: :BUYR //Removal to BoNY Depository Nominees Limited ifo CBL
acc. xxxxx a, register into Vidacos Nominees Limited acc. CLRLUX
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking276 Multi-Market Securities Guide
UK and limited Canadian equities only settling via Euroclear UK & Ireland-DTC linkFees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP 50 when
these securities are physical. Registrar fees on request.
Note: As not all Canadian securities can be transferred between UK and Canada because of a chilled status please contact Clearstream Banking Customer Service to ensure transferability before instructing Clearstream Banking.
Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account will imply a 1.5% SDRT charge on CBL customer deliveries.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
UK - Canada
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CDSLCATTM Receiving Agent CRESTCo M Delivering Agent CDS-CA
Party XBDR Party ACSIM Buyer Name and Address M Seller DTC
Party DTC5099/RBCT/080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party 00002012O Account 00XJJ CLRLUX2M Settlement Processing
NarrativeUK CREST to Canada
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //UK CREST to CanadaM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/CDSLCATTM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //CDSLCATTM :95R: :REAG /CRST/XBDR M :95R: :DEAG /CDSL/ACSIM :95Q: :BUYR //DTC5099/RBCT/080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95R: :SELL /DTCYID/00002012O :97A: :SAFE //00XJJ CLRLUX2
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CDSLCATTM Receiving Agent CRESTCo M Delivering Agent CDS-CA
Party XBDR Party ACSIM Buyer Name and Address M Seller DTC
Party DTC5099/RBCT/080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party 00002012O Account 14XKL CLRLUX
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/CDSLCATTM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //CDSLCATTM :95R: :REAG /CRST/XBDR M :95R: :DEAG /CDSL/ACSIM :95Q: :BUYR //DTC5099/RBCT/080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95R: :SELL /DTCYID/00002012O :97A: :SAFE //14XKL CLRLUX
Clearstream Banking 31 December 2020Multi-Market Securities Guide 277
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP 50 when these securities are physical. Registrar fees on request.
Note: With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, settlement via removal between local registrars may take several weeks.The customer must send a free-format message to the Settlement team in charge of UK, providing instruction references and stating that it is a transfer between Canada and the UK.
CreationOnline 0.5% SDRT1
ISIN BM4834061049 - Kalimantan Gold Corp., ISIN CA9170171057 - Uranium Particip OrdISIN CA0080H1082 - African Aura Corp ISIN CA95801T1075 - Western Coal CorporationISIN CA0515471070 - Aureus Mining Inc Ord Reg ISIN CA9842381050 - YM Biosciences Inc.ISIN CA36315W1032 - Galantas Gold Corp ISIN GB0034246743 – Oriel Resources plcISIN CA4656761042 - Ithaca Energy Inc. ISIN GB00B03TH577 - African Copper plcISIN CA5640071026 - Mano River Resources ISIN GB00B06K1665 - Alexander Mining LtdISIN CA61534J1057 Mood Media Corp Ord Reg ISIN GB00B0CY5V57 - Serica Energy plcISIN CA61981U1084 - Moto Goldmines Ltd. ISIN GB00B44QDS07 Allied Gold Mining ORDISIN CA6390971043 - Nautilus Minerals Inc ISIN GG00B1W7FC20 - Crytologic Ltd Ord RegISIN CA6871961059 - Orosur Mining Inc Ord Reg ISIN GG00B779P585 - Platmin Ltd Ord RegISIN CA6779091033 - Oilexco Inc. ISIN JE00B1HNYF12 - Minera Irl LtdISIN CA77277R2037 - Rock Well Petroleum Inc. ISIN JE00B2QY9G86 - Arawak Energy LimitedISIN CA8629281087 - Stratic Energy Corp. ISIN KYG224041189 - Coastal Energy Co Ord RegISIN CA8849031056 - Thomson Reuters Corp. ISIN KYG876361091 - Tethys Petroleum LtdISIN CA8999101030 - Turbo Power Sys. Inc ISIN VGG0472G1147 – Arian Silver Corp.ISIN CA9169091043 - Uruguay Mineral Explorationa
a. Cross border transfers in ISIN CA9169091043 from UK to U.S.A. and visa versa must be executed via Canada. Please use this linkto transfer the holdings from UK to Canada.
ISIN VGG9828A1194 - Xcite Energy Ltd only and settling via removal between local registrars
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CDSLCATTM Receiving Agent CRESTCO M Delivering Agent CDS-CA
Party CREST Party OTCBM Buyer Name and Address M Seller Name and Address
Party Removal to Roytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada
Party registered in N/O ROYTOR & COM Account 080000630001
M Settlement Processing Narrative
/STCO/PHYS/080000630001/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
STCO/PHYS/UK CREST to Canada/NCBO (if no change of beneficial ownership)
M Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank)
M
31 December 2020 Clearstream Banking278 Multi-Market Securities Guide
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYS
///080000630001/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :70E: :SPRO //STCO/PHYS/UK CREST to Canada/NCBO (if no change of beneficial ownership)
M :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/CDSLCATTM :22F: :STAM /CRST/GBOX (if customer the same; otherwise,
blank)E
M :22F: :SETR //TRADM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //CDSLCATTM :95R: :REAG /CRST/CREST M :95R: :DEAG /CDSL/OTCBM :95Q: :BUYR //Removal to Roytor and Co., RBC Investor Services,
Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada
M :95Q: :SELL //registered in N/O ROYTOR & COM :97A: :SAFE //080000630001
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CDSLCATTM Receiving Agent CRESTCO M Delivering Agent CDS-CA
Party CREST Party OTCBM Buyer Name and Address M Seller Name and Address
Party Removal to Roytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada
Party registered in N/O ROYTOR & COM Account 080000630001
M Settlement Processing Narrative
/STCO/PHYS/080000630001/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
STCO/PHYS/UK CREST TO CANADA/NCBO (if no change of beneficial ownership)
M Stamp Duty Status UK transfer between CSP or ADR accounts)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYS
///080000630001/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :70E: :SPRO //STCO/PHYS/UK CREST TO CANADA/NCBO (if no change of beneficial ownership)
M :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/CDSLCATTM :22F: :STAM /CRST/GBTX E
M :22F: :SETR //TRADM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //CDSLCATTM :95R: :REAG /CRST/CREST M :95R: :DEAG /CDSL/OTCBM :95Q: :BUYR //Removal to Roytor and Co., RBC Investor Services,
Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada
M :95Q: :SELL //registered in N/O ROYTOR & COM :97A: :SAFE //080000630001
Clearstream Banking 31 December 2020Multi-Market Securities Guide 279
ISIN GB00B0WD0R35 - Solgold plc settling via removal between local registrarsFees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP 50 when
these securities are physical. Registrar fees on request.
Note: With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, settlement via removal between local registrars may take several weeks.Customers must send a free-format message to the Settlement team in charge of UK, providing instruction references and stating that it is a transfer between Canada and the UK.
CreationOnline 0.5% SDRT1,2
Xact via SWIFT 0.5% SDRT1,2
1. For details on UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II)2. Please note that 1.5% stamp duty reserve tax is due on all deliveries from the UK independent of the SDRT regime in CBL emitter
account
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CDSLCATTM Receiving Agent CRESTCo M Delivering Agent CDS-CA
Party CREST Party OTCBM Buyer Name and Address M Seller Name and Address
Party Removal to Roytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada
Party registered in N/O ROYTOR & CO
M Account 080000630001M Settlement Processing
Narrative/STCO/PHYS/080000630001/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Stamp Duty Status Stamp Duty Indicator: UK delivering Party accountableRepetetive Amount: “Trade Amount GBP”b
b. This field must contain the stampable consideration amount in GBP.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYS M :70E: :SPRO //STCO/PHYS/UK CREST TO CANADA/NCBOM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/CDSLCATTM :22F: :STAM /CRST/GBRX E
E1 M :22F: :SETR //TRADM :95P: :PSET //CRSTGB22 M :95P: :PSET //CDSLCATTM :95R: :REAG /CRST/CREST M :95R: :DEAG /CDSL/OTCBM :95Q: :BUYR //Removal to Roytor and Co., RBC Investor Services,
Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada
M :95Q: :SELL //registered in N/O ROYTOR & COM :97A: :SAFE //080000630001
M :19A: :DEAL //GBPa
a. This field must contain the stampable consideration amount in GBP.
E3
31 December 2020 Clearstream Banking280 Multi-Market Securities Guide
CreationOnline 1.5% SDRT1,2
Xact via SWIFT 1.5% SDRT1,2
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CDSLCATTM Receiving Agent CRESTCo M Delivering Agent CDS-CA
Party CREST Party OTCBM Buyer Name and Address M Seller Name and Address
Party Removal to Roytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada
Party registered in N/O ROYTOR & CO
M Account 080000630001M Settlement Processing
Narrative/STCO/PHYS
M Stamp Duty Status Stamp Duty Indicator: UK delivering Party accountableRepetetive Amount: “Trade Amount GBP”a
a. This field must contain the stampable consideration amount in GBP.
1. For details on UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II)2. Please note that 1.5% stamp duty reserve tax is due on all deliveries from the UK independent of the SDRT regime in CBL emitter
account
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //STCO/PHYS M :70E: :SPRO //STCO/PHYS/UK CREST TO CANADA/NCBOM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/CDSLCATTM :22F: :STAM /CRST/GBRX E
E1 M :22F: :SETR //TRADM :95P: :PSET //CRSTGB22 M :95P: :PSET //CDSLCATTM :95R: :REAG /CRST/CREST M :95R: :DEAG /CDSL/OTCBM :95Q: :BUYR //Removal to Roytor and Co., RBC Investor Services,
Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada
M :95Q: :SELL //registered in N/O ROYTOR & COM :97A: :SAFE //080000630001
M :19A: :DEAL //GBPa
a. This field must contain the stampable consideration amount in GBP. For details on UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II)
E3
Clearstream Banking 31 December 2020Multi-Market Securities Guide 281
ISIN US4380902019 - Hon Hai Precision securities only, settling via Euroclear UK & Ireland - EB link
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP 50 when these securities are physical. Registrar fees on request.
Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account will imply a 1.5% SDRT charge on CBL customer deliveries.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
UK - Citibank, London
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping CITIGB2LM Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party MGTCBEBEECLM Receiving Agent Crestco M Delivering Agent Euroclear
Party XBDR Party 22111M Buyer Name and Address
Party CEDE/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //00XJJM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //CUST/CITIGB2LM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG /ECLR/22111M :95Q: :BUYR //CEDE/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping CITIGB2LM Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party MGTCBEBEECLM Receiving Agent Crestco M Delivering Agent Euroclear
Party XBDR Party 22111M Buyer Name and Address
Party CEDE/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //14XKLM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //CUST/CITIGB2LM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG /ECLR/22111M :95Q: :BUYR //CEDE/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking282 Multi-Market Securities Guide
UK equities only, settling via removal between local registrarsCreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Deliver FreeM Place of Safekeeping CRSTGB22 M Trade Date/Time trade date and timeM Place of Settlement BIC
Party CRSTGB22M Receiving Agent Crestco
Party CRESTM Buyer Name and Address
Party REMOVAL to CBL account xxxxxa,Deliver to Computershare InvestorServices (Jersey) Limited, 31 Pier Road,St Helier, Jersey, JE4 8PW
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/STCO/PHYS
M Stamp Duty Status UK transfer between CSP or ADR accounts
MT542 Deliver Free SeqM :98a: :TRAD //trade date and time BM :70E: :SPRO ///STCO/PHYS/M :94F: :SAFE //NCSD/CRSTGB22 CM :22F: :STAM /CRST/GBTX EM :95P: :PSET //CRSTGB22 E1M :95R: :REAG /CRST/CRESTM :95Q: :BUYR //REMOVAL to CBL account xxxxxa,
Deliver to Computershare InvestorServices (Jersey) Limited, 31 Pier Road,St Helier, Jersey, JE4 8PW
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 283
ISIN GB00B42CTW68 - New World ResourcesISIN GB00BF5SDZ96 - Stock Spirits Group only, settling via CDCP link
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Customers must send a free-format message to the Settlement team in charge of Czech domestic settlement providing the details of the instructed cross-border trade.
UK - Czech Republic
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping UNIYCZPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party UNIYCZPPM Receiving Agent CRESTCo M Delivering Agent BIC
Party 14XKL Party CRSTGB22M Buyer BIC M Seller BIC
Party CEDELULL Party CEDELULLAccount 84473 M Account xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
Cross-border UK to CZ M Settlement Processing Narrative
Cross-border UK to CZ
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Cross-border UK to CZ M :70E: :SPRO //Cross-border UK to CZM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/UNIYCZPP
E M :22F: :BENE //YBEN or NBENM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //UNIYCZPPM :95R: :REAG /CRST/14XKL M :95P: :DEAG //CRSTGB22M :95P: :BUYR //CEDELULL M :95P: :SELL //CEDELULLM :97A: :SAFE //84473 M :97A: :SAFE //xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping UNIYCZPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CEDELULL Party UNIYCZPPM Receiving Agent Clearstream Banking Luxembourg M Delivering Agent BIC
Party 84473 Party CEDELULLM Buyer BIC M Seller BIC
Party Ordering party’s BIC Party CEDELULLAccount xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Account xxxxxa
M Settlement Processing Narrative
Cross-border UK to CZ M Settlement Processing Narrative
Cross-border UK to CZ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Cross-border UK to CZ M :70E: :SPRO //Cross-border UK to CZM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/UNIYCZPPM :95P: :PSET //CEDELULL E1 M :95P: :PSET //UNIYCZPPM :95R: :REAG //CEDE/84473 M :95P: :DEAG //CEDELULLM :95P: :BUYR //Ordering party’s BIC M :95P: :SELL //CEDELULLM :97A: :SAFE //xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //xxxxxa
31 December 2020 Clearstream Banking284 Multi-Market Securities Guide
ISIN DK0060005684- Eurotrust A/S securities only, settling via removal between local registrarsFees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when
these securities are physical. Registrar fees on request.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
UK - Denmark
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping VPDKDKKKM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party VPDKDKKKM Receiving Agent CRESTCo. M Delivering Agent BIC
Party CREST Party NDEADKKKM Buyer Name and Address M Seller BIC
Party NDEADKKK/04444/CEDELULL/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party CITIGB2LM Account 020001003195097
M Settlement Processing Narrative
/STCO/PHYS/ M Settlement Processing Narrative
Computershare acc. 6011405748 CREST 00XJJ acc. CLRLUX2
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYS/ M :70E: :SPRO //Computershare acc. 6011405748 CREST 00XJJ acc.
CLRLUX2M :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/VPDKDKKKM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //VPDKDKKKM :95R: :REAG /CRST/CREST M :95P: :DEAG //NDEADKKKM :95Q: :BUYR //NDEADKKK/04444/CEDELULL/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95P: :SELL //CITIGB2LM :97A: :SAFE //020001003195097
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping VPDKDKKKM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party VPDKDKKKM Receiving Agent CRESTCo M Delivering Agent BIC
Party CREST Party NDEADKKKM Buyer Name and Address M Seller BIC
Party NDEADKKK/04444/CEDELULL/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party CITIGB2LM Account 020001003195097
M Settlement Processing Narrative
///STCO/PHYS/ M Settlement Processing Narrative
Computershare acc. 6011405748 CREST 14XKL acc. CLRLUX
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO /STCO/PHYS/ M :70E: :SPRO //Computershare acc. 6011405748 lfo CREST 14XKL
acc. CLRLUXM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/VPDKDKKKM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //VPDKDKKKM :95R: :REAG /CRST/CREST M :95P: :DEAG //NDEADKKKM :95Q: :BUYR //NDEADKKK/04444/CEDELULL/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95P: :SELL //CITIGB2LM :97A: :SAFE //020001003195097
Clearstream Banking 31 December 2020Multi-Market Securities Guide 285
ISIN US39032T1060 - Great Eastern Energy LtdISIN US6698881090 - JOINT STOCK Co. NOVATEK (REGS)(1DR/10SHS)settling via EB-Euroclear UK & Ireland link
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account will imply a 1.5% SDRT charge on CBL customer deliveries.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
UK - Deutsche Bank London
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping DEUTGB22 M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party MGTCBEBEECLM Receiving Agent CRESTCo M Delivering Agent Euroclear
Party XBDR Party 22111M Buyer Name and Address
Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //00XJJM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //CUST/DEUTGB22M :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG /ECLR/22111M :95Q: :BUYR //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping DEUTGB22 M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party MGTCBEBEECLM Receiving Agent CRESTCo M Delivering Agent Euroclear
Party XBDR Party 22111M Buyer Name and Address
Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //14XKLM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //CUST/DEUTGB22M :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG /ECLR/22111M :95Q: :BUYR //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking286 Multi-Market Securities Guide
ISIN FI0009000681 - NokiaISIN FI0009014716 - Talv Mining Co NPV only, settling via Euroclear UK&Ireland-SIS-APK link
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
Note: Due to restrictions on the Swiss market, we recommend to instruct on SD-1 at the latest.
Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account will imply a 1.5% SDRT charge on CBL customer deliveries.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
UK - Finland
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping APKEFIHHM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party APKEFIHHM Receiving Agent CRESTCo M Delivering Agent BIC
Party XBDR Party NDEAFIHHM Buyer Name and Address M Seller BIC
Party SCOM/APKE/CEDELULL.4410001000089/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party INSECHZZM Account GB151521
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/APKEFIHHM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //APKEFIHHM :95R: :REAG /CRST/XBDR M :95P: :DEAG //NDEAFIHHM :95Q: :BUYR //SCOM/APKE/CEDELULL.4410001000089/
CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95P: :SELL //INSECHZZM :97A: :SAFE //GB151521
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping APKEFIHHM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party APKEFIHHM Receiving Agent CRESTCo M Delivering Agent BIC
Party XBDR Party NDEAFIHHM Buyer Name and Address M Seller BIC
Party SCOM/APKE/CEDELULL.4410001000089/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party INSECHZZM Account GB153558
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/APKEFIHHM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //APKEFIHHM :95R: :REAG /CRST/XBDR M :95P: :DEAG //NDEAFIHHM :95Q: :BUYR //SCOM/APKE/CEDELULL.4410001000089/
CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95P: :SELL //INSECHZZM :97A: :SAFE //GB153558
Clearstream Banking 31 December 2020Multi-Market Securities Guide 287
ISIN FI0009015291 - Powerflute OYJ securities only, settling via removal by local registrar
Note: Customers must send a free-format message to the OUI Unit providing the instruction reference.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping APKEFIHHM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party APKEFIHHM Receiving Agent CRESTCo. M Delivering Agent BIC
Party CREST Party ESSEFIHXM Buyer Name and Address M Seller BIC
Party Vidacos Nominees LtdCitigroup Centre, Canada SquareCanary Wharf, London E14 5LB, UK
Party IRVTBEBB
M Account 02200015494010M Settlement Processing
Narrative/STCO/PHYS
M Stamp Duty Status UK no change in Beneficial Owner (if customer is the same; otherwise blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYSM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/APKEFIHHM :22F: :STAM //CRST/GBOX (if customer is the same; otherwise
blank)E
M :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //APKEFIHHM :95P: :REAG /CRST/CREST M :95P: :DEAG //ESSEFIHXM :95Q: :BUYR //Vidacos Nominees Ltd
Citigroup Centre, Canada SquareCanary Wharf, London E14 5LB, UK
M :95P: :SELL //IRVTBEBB
M :97A: :SAFE //02200015494010
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping APKEFIHHM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party APKEFIHHM Receiving Agent CRESTCo. M Delivering Agent BIC
Party CREST Party ESSEFIHXM Buyer Name and Address M Seller BIC
Party Vidacos Nominees LtdCitigroup Centre, Canada SquareCanary Wharf, London E14 5LB, UK
Party IRVTBEBB
M Account 02200015494010M Settlement Processing
Narrative/STCO/PHYS
M Stamp Duty Status UK transfer between CSP or ADR accounts
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYSM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/APKEFIHHM :22F: :STAM //CRST/GBTX EM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //APKEFIHHM :95P: :REAG /CRST/CREST M :95P: :DEAG //ESSEFIHXM :95Q: :BUYR //Vidacos Nominees Ltd
Citigroup Centre, Canada SquareCanary Wharf, London E14 5LB, UK
M :95P: :SELL //IRVTBEBB
M :97A: :SAFE //02200015494010
31 December 2020 Clearstream Banking288 Multi-Market Securities Guide
Note: The transfer of French securities is not possible between the two countries.
UK equities only, settling via Euroclear UK & Ireland-EF link
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
Note: Due to restrictions in the French market, 1.5% SDRT will be charged but is reclaimable.
Not applicable for 0.5% SDRT1.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
UK - France
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping SICVFRPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party SICVFRPPXXXM Receiving Agent CRESTCo M Delivering Agent BIC
Party nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
Party CEDELULLXXX M Buyer Name and Address M Seller Name and Address
Party CEDELULL/49584W/xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party 91632M Account CEDELULL xxxxx b
M Stamp Duty Status UK Transfer Between CSP or ADR Accounts
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/SICVFRPPM :22F: :STAM /CRST/GBTX EM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //SICVFRPPXXXM :95R: :REAG /CRST/nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
M :95P: :DEAG //CEDELULLXXXM :95Q: :BUYR //CEDELULL/49584W/xxxxx b
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95Q: :SELL //91632M :97A: :SAFE //CEDELULL xxxxx b
Clearstream Banking 31 December 2020Multi-Market Securities Guide 289
ISIN ZM0000000037 - ZCCM, settling physicallyFees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when
these securities are physical. Registrar fees on request.
Note: The customer must send a free-format message to the Settlement team in charge of OEU providing the instruction reference and details of the receipt.
With the increasing number of cross-border transfers and the resulting workload on HMRC and theregistrars, physical settlement may take several weeks.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 Not requiredM Trade Date/Time trade date and timeM Physical Transaction YesM Place of Settlement Country Code
Party GB - United Kingdom PhysicalM Receiving Agent Name and Address
Party Reg. To Euroclear France, 115 Rue Reaumur, 75081 Paris
M Buyer Name and AddressParty Del. To BNP Paribas Securities Services, Les
Grands Moulins de Pantin, 9, rue du Débarcadère, 93500 Pantin, France
M Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B Not requiredM :94F: :SAFE //NCSD/CRSTGB22 CM :22F: :STAM /CRST/GBOX (if customer the same; otherwise,
blank)E
M :22F: :STCO //PHYSM :95C: :PSET //GB E1M :95Q: :REAG //Reg. To Euroclear France, 115 Rue Reaumur,
75081 ParisM :95Q: :BUYR //BNP Paribas Securities Services, 0254C Stock
Dénouement, Les Grands Moulins de Pantin, 9, rue du Débarcadère, 93500 Pantin, France
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 Not requiredM Trade Date/Time trade date and timeM Physical Transaction YesM Place of Settlement Country Code
Party GB - United Kingdom PhysicalM Receiving Agent Name and Address
Party Reg. To Euroclear France, 115 Rue Reaumur, 75081 Paris
M Buyer Name and AddressParty //BNP Paribas Securities Services, 0254C Stock
Dénouement, Les Grands Moulins de Pantin, 9, rue du Débarcadère, 93500 Pantin, France
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B Not requiredM :94F: :SAFE //NCSD/CRSTGB22 CM :22F: :STCO //PHYS EM :95C: :PSET //GB E1M :95Q: :REAG //Reg. To Euroclear France, 115 Rue Reaumur,
75081 ParisM :95Q: :BUYR //Del. To BNP Paribas Securities Services, Les Grands
Moulins de Pantin, 9, rue du Débarcadère, 93500 Pantin, France
31 December 2020 Clearstream Banking290 Multi-Market Securities Guide
ISIN GB00B00FHZ82 - Gold Bullion Sec. only, settling via Euroclear UK & Ireland-EF linkCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping SICVFRPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party SICVFRPPXXXM Receiving Agent CRESTCo M Delivering Agent BIC
Party EOC Party CEDELULLXXX M Buyer Name and Address M Seller Name and Address
Party CEDELULL/49584W/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party 52023M Account CEDELULL xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/SICVFRPPM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //SICVFRPPXXXM :95R: :REAG /CRST/EOC M :95P: :DEAG //CEDELULLXXX M :95Q: :BUYR //CEDELULL/49584W/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95Q: :SELL //52023M :97A: :SAFE //CEDELULL xxxxx a
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping SICVFRPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party SICVFRPPXXXM Receiving Agent CRESTCo M Delivering Agent BIC
Party EOC Party CEDELULLXXX M Buyer Name and Address M Seller Name and Address
Party CEDELULL/49584W/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party 91632M Account CEDELULL xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/SICVFRPPM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //SICVFRPPXXXM :95R: :REAG /CRST/EOC M :95P: :DEAG //CEDELULLXXXM :95Q: :BUYR //CEDELULL/49584W/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95Q: :SELL //91632M :97A: :SAFE //CEDELULL xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 291
UK Stamp exempt ETFS securities only, settling via Euroclear UK & Ireland-EF linkFees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when
these securities are physical. Registrar fees on request.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping SICVFRPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party SICVFRPPXXXM Receiving Agent CRESTCo M Delivering Agent BIC
Party 56XKK Party CEDELULLXXX M Buyer Name and Address M Seller Name and Address
Party CEDELULL/49584W/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party 52023M Account CEDELULL xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/SICVFRPPM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //SICVFRPPXXXM :95R: :REAG /CRST/56XKK M :95P: :DEAG //CEDELULLXXXM :95Q: :BUYR //CEDELULL/49584W/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95Q: :SELL //52023M :97A: :SAFE //CEDELULL xxxxx a
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping SICVFRPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party SICVFRPPXXXM Receiving Agent CRESTCo M Delivering Agent BIC
Party 56XKK Party CEDELULLXXX M Buyer Name and Address M Seller Name and Address
Party CEDELULL/49584W/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party 91632M Account CEDELULL xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/SICVFRPPM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //SICVFRPPXXXM :95R: :REAG /CRST/56XKK M :95P: :DEAG //CEDELULLXXXM :95Q: :BUYR //CEDELULL/49584W/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95Q: :SELL //91632M :97A: :SAFE //CEDELULL xxxxx a
31 December 2020 Clearstream Banking292 Multi-Market Securities Guide
ISIN LU0274209237 - DB X-Tracker Eur. ETFISIN LU0274208692 - DB X-Trackers MSCI World TRN Index RTF 1CISIN LU0274209740 - DB X-Trackers MSCI JapanISIN LU0274210672 - DB X-Trackers MSCI USA TRN Index ETF 1CISIN LU0292096186 - DB X-Trackers DJ St.Gl.Sel.Div.100 ETF 1DISIN LU0292097234 - DB X-Trackers FTSE 100ISIN LU0292101796 - DB X-Trackers DJ STOXX 600 Oil & GasISIN LU0292103651 - DB X-Trackers DJ STOXX 600 BanksISIN LU0292106241 - DB X-Trackers SHORTDAX ETF 1CISIN LU0292106753 - DB X-Trackers DJ ETFISIN LU0292107645 - DB X-Trackers MSCI Emerging MarketISIN LU0292108619 - DB X-Trackers LATAM ETFISIN LU0292109005 - DB X-Trackers MSCI EM EMEAISIN LU0292109344 - DB X-Trackers MSCI BrazilISIN LU0292109690 - DB X-Trackers S+P CNX NIFTY ETF 1CISIN LU0292109856 - DB X-Trackers FTSE/XINHUA CHINA 25 ETF 1CISIN LU0322251520 - DB X-Trackers S&P 500 Short ETFISIN LU0322252924 - DB X-Trackers FTSE Vietnam ETF securitiesISIN LU0328473581 - DB X-Trackers FTSE 100ISIN LU0328476410 - DB X-Trackers S+P Select Frontier ETF 1CISIN LU0356591882 - DB X-Trackers USD Money Mkt ETF 1C ISIN LU0476289623 - DB X-Trackers MSCI INfo. Trn In. ETF 1C only
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account will imply a 1.5% SDRT charge on CBL customer deliveries.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
UK - Germany
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping DAKVDEFFM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party MGTCBEBEECLM Receiving Agent CRESTCo UK, IE M Delivering Agent Euroclear
Party XBDR Party 22111M Buyer Name and Address
Party CEDE/xxxxxa
a. xxxxx = The CBL customer’s 5-digit account number.
M Settlement Processing Narrative
00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //00XJJM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/DAKVDEFFM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG /ECLR/22111M :95Q: :BUYR //CEDE/xxxxxa
a. xxxxx = The CBL customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 293
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping DAKVDEFFM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party MGTCBEBEECLM Receiving Agent CRESTCo UK, IE M Delivering Agent Euroclear
Party XBDR Party 22111M Buyer Name and Address
Party CEDE/xxxxxa
a. xxxxx = The CBL customer’s 5-digit account number.
M Settlement Processing Narrative
14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //14XKLM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/DAKVDEFFM :95P: :PSET /CRSTGB22 E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG /ECLR/22111M :95Q: :BUYR //CEDE/xxxxxa
a. xxxxx = The CBL customer’s 5-digit account number.
31 December 2020 Clearstream Banking294 Multi-Market Securities Guide
ISIN GB00B03MLX29 - ROYAL DUTCH SHELL AThe transfer of this security from the UK to Germany must be processed in two steps, UK - Netherlands seepage 305, and Netherlands - Germany see page 163.
ISIN DE000A0B65S3 - Paion AG, settling via removal by local registrarCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule.Registrar fees on request.
Note: Customers must send a free-format message to the OUI Unit with the following details: Instruction reference and benificiary details (name, account, BIC, contact person and telephone number).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping DAKVDEFFM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party DAKVDEFFM Receiving Agent CRESTCo M Delivering Agent Clearstream Banking Frankfurt
Party CREST Party 70150000M Buyer Name and Address M Seller Name and Address
Party Vidacos Nominees Ltd, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
Party Capita IRG
Account 10961636800M Settlement Processing
Narrative/STCO/PHYS/ M Settlement Processing
NarrativeCEDELULL ifo CBL acc. xxxxxa
a. xxxxx = The CBL customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYS/ M :70E: :SPRO //CEDELULL ifo CBL acc. xxxxxa
a. xxxxx = The CBL customer’s 5-digit account number.
M :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/DAKVDEFFM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //DAKVDEFFM :95R: :REAG /CRST/CREST M :95R: :DEAG /DAKV/70150000M :95Q: :BUYR //Vidacos Nominees Ltd, Citigroup Centre, Canada
Square, Canary Wharf, London E14 5LB, UKM :95Q: :SELL //Capita IRG
M :97A: :SAFE //10961636800
Clearstream Banking 31 December 2020Multi-Market Securities Guide 295
ISIN DE000TUAG000 - TUI AG only, settling via local agentsCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP 50 when these securities are physical. Registrar fees on request.
Note: Customers must instruct on SD-1 and send a free-format message to the OEU and OAA unit on SD-1 providing the instruction reference in CBL.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for the United Kingdom, as published in the Clearstream Banking Fee Schedule.
Note: Customers must instruct on SD-1 and send a free-format message to the OEU and OAA unit on SD-1 providing the instruction reference in CBL.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22XXX M Place of Safekeeping DAKVDEFFM Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CEDELULLXXXM Receiving Agent CRESTCo M Delivering Agent Clearstream
Party CREST Party 20813M Buyer Name and Address
Party Clearstream Banking SA, 42 Avenue J F Kennedy, L-2967 Luxembourg
M Settlement Processing Narrative
STCO/PHYS M Settlement Processing Narrative
Transfer from CREST 00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYS M :70E: :SPRO //Transfer from CREST 00XJJM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/DAKVDEFFXXXM :95P: :PSET //CRSTGB22XXX E1 M :95P: :PSET //CEDELULLXXXM :95R: :REAG /CRST/CREST M :95R: :DEAG /CEDE/20813M :95Q: :BUYR //Clearstream Banking SA, 42 Avenue J F Kennedy,
L-2967 Luxembourg
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22XXX M Place of Safekeeping DAKVDEFFXXXM Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CEDELULLXXXM Receiving Agent CRESTCo M Delivering Agent Clearstream
Party CREST Party 20813M Buyer Name and Address
Party Clearstream Banking SA, 42 Avenue J F Kennedy, L-2967 Luxembourg
M Settlement Processing Narrative
STCO/PHYS M Settlement Processing Narrative
Transfer from CREST 14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYS M :70E: :SPRO //Transfer from CREST 14XKLM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/DAKVDEFFXXXM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //CEDELULLXXXM :95R: :REAG /CRST/CREST M :95R: :DEAG /CEDE/20813M :95Q: :BUYR //Clearstream Banking SA, 42 Avenue J F Kennedy,
L-2967 Luxembourg
31 December 2020 Clearstream Banking296 Multi-Market Securities Guide
ISIN BMG0620W2019 - Asian Citrius Hldg Ord RegISIN GB0004082847 - Standard Chartered PlcISIN GB0005405286 - HSBC HOLD PLC only, settling physicallyISIN GB00B0HZPV38 - SHS Kazakhmys plc Ord RegISIN JE00B4T3BW64 - SHS Glencore Xstrata plc (formerly known as Glencore International plc) Ord Reg
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
Hong Kong Registrar’s normal fee is HKD 2.50 per certificate for a removal from the UK to Hong Kong. To calculate the express removal fee, please use the formula:
Closing price of share X No. of shares X 0.05% (minimum fee is HKD 500)
The availability of Express Service is not guaranteed and subject to Registrar's discretion
Note: With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, settlement via removal between local registrars may take several weeks.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
UK - Hong Kong
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping XHKCHKH1M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Physical Transaction YesM Place of Settlement Country Code M Place of Settlement BIC
Party GB - United Kingdom Physical Party XHKCHKH1M Receiving Agent Name and Address M Delivering Agent Name and Address
Party CREST Party 900031M Buyer Name and Address M Seller BIC
Party Removal, Issue 1 Cert, Citi (Nominees) Limited GPO Box 14 Hong Kong
Party CITIGB2LAccount 00XJJ CLRLUX2
C Stamp Duty Status UK No change of Beneficial Ownership (ifcustomer is the same; otherwise, blank)
M Beneficial Ownership Indicator
No change of beneficial ownership; or Change of beneficial ownership
M Settlement Processing Narrative
a
a. Include “Express Services” for transfer via Express Services.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO // a
a. Include “Express Services” for transfer via Express Services.
M :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //XHKCHKH1E M :22F: :BENE //NBEN (if no change of beneficial ownership); or
//CBO (if change of beneficial ownership)C :22F: :STAM /CRST/GBOX (if the customer is the same;otherwise, blank)
M :22F: :STCO //PHYSM :95C: :PSET //GB E1 M :95P: :PSET //XHKCHKH1
M :95Q: :DEAG //900031M :95Q: :REAG //CREST M :95P: :SELL //CITIGB2LM :95Q: :BUYR //Removal, Issue 1 Cert, Citi (Nominees) Limited
GPO Box 14 Hong KongM :97A: :SAFE //00XJJ CLRLUX2
Clearstream Banking 31 December 2020Multi-Market Securities Guide 297
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: The fees payable are as follows:
For BMG0620W2019
Normal Service
- 6 business days
- HKD25.00 base fee plus
- HKD2.50 per certificate issued
Rush Service
- 2 business days
- 0.05% on market value or
- HKD20.00 per certificate issued whichever is higher (subject to a minimum of HKD200.00)
For GB0004082847
Normal Service
- 6 business days
- HKD2.50 per certificate issued
Rush Service
- 2 business days
- 0.05% on market value or
- HKD20.00 per certificate issued whichever is higher
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping XHKCHKH1M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Physical Transaction Yes M Place of Settlement BICM Place of Settlement Country Code Party XHKCHKH1
Party GB - United Kingdom Physical M Delivering Agent Name and AddressM Receiving Agent Name and Address Party 900031
Party CREST M Seller BICM Buyer Name and Address Party CITIGB2L
Party Removal, Issue 1 Cert, Citi (Nominees) Limited GPO Box 14 Hong Kong
Account 14XKL CLRLUX
C Stamp Duty Status UK transfer between CSP or ADR accountsa
a. Any SDRT arising from missing or incorrect codewords cannot be reclaimed.
M Beneficial Ownership Indicator
No change of beneficial ownership; or Change of beneficial ownership
M Settlement Processing Narrative
b
b. Include “Express Services” for transfer via Express Services.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO // a
a. Include “Express Services” for transfer via Express Services.
M :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //XHKCHKH1E M :22F: :BENE //NBEN (if no change of beneficial ownership); or
//CBO (if change of beneficial ownershipC :22F: :STAM /CRST/GBTX b
b. Any SDRT arising from missing or incorrect codewords cannot be reclaimed.
M :22F: :STCO //PHYSM :95C: :PSET //GB E1 M :95P: :PSET //XHKCHKH1
M :95Q: :DEAG //900031M :95Q: :REAG //CREST M :95P: :SELL //CITIGB2LM :95Q: :BUYR //Removal, Issue 1 Cert, Citi (Nominees) Limited
GPO Box 14 Hong KongM :97A: :SAFE //14XKL CLRLUX
31 December 2020 Clearstream Banking298 Multi-Market Securities Guide
For GB0005405286
Normal Service
- 6 business days (re-reg + removal)
- HKD2.50 per certificate issued
Rush Service
- 1 business day (24 hours) by 10:00am on next morning
- 0.05% on market value with minimum of HKD500.00 per transaction
For GB00B0HZPV38 and JE00B4T3BW64
Normal Service
- 6 business days
- HKD200.00 base fee plus
- HKD2.50 per certificate issued
Rush Service
- 2 business days
- 0.05% on market value (subject to a minimum of HKD5,000.00)
Clearstream Banking 31 December 2020Multi-Market Securities Guide 299
ISIN GB0055007982 Autonomy Corp. PLC. only, settling via removal between local registrarsFees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when
these securities are physical. Registrar fees on request.
Note: With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, settlement via removal between local registrars may take several weeks.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on deliveries.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
UK - HSBC Bank Plc London
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 Not requiredM Trade Date/Time trade date and timeM Physical Transaction YesM Place of Settlement Country Code
Party GB - United Kingdom PhysicalM Receiving Agent Name and Address
Party CRESTM Buyer Name and Address
Party REMOVAL TO HSBC IN FAVOUR OF CBL ACC xxxxxa REGISTER INTO VIDACOS NOMINEES LIMITED A/C CLRLUX2
a. xxxxx= The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B Not requiredM :94F: :SAFE //NCSD/CRSTGB22 CM :22F: :STCO //PHYS EM :95C: :PSET //GB E1M :95Q: :REAG //CRESTM :95Q: :BUYR //REMOVAL TO HSBC IN FAVOUR OF CBL ACC
xxxxxa REGISTER INTO VIDACOS NOMINEES LIMITED A/C CLRLUX2
a. xxxxx= The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 Not requiredM Trade Date/Time trade date and timeM Physical Transaction YesM Place of Settlement Country Code
Party GB - United Kingdom PhysicalM Receiving Agent Name and Address
Party CRESTM Buyer Name and Address
Party REMOVAL TO HSBC IN FAVOUR OF CBL ACC xxxxxa REGISTER INTO VIDACOS NOMINEES LIMITED A/C CLRLUX
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Stamp Duty Status UK Transfer Between CSP or ADR Accounts
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B Not requiredM :94F: :SAFE //NCSD/CRSTGB22 CM :22F: :STAM /CRST/GBTX EM :22F: :STCO //PHYSM :95C: :PSET //GB E1M :95Q: :REAG //CRESTM :95Q: :BUYR //REMOVAL TO HSBC IN FAVOUR OF CBL ACC
xxxxxa REGISTER INTO VIDACOS NOMINEES LIMITED A/C CLRLUX
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking300 Multi-Market Securities Guide
ISIN GB00B063YS85 - Opportunity Investment ManagementISIN GB0059337583 - Deltex Medical Group plc only, settling via removal between local registrars
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
Note: With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, settlement via removal between local registrars may take several weeks.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on deliveries.With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, settlement via removal between local registrars may take several weeks.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 Not requiredM Trade Date/Time trade date and timeM Place of Settlement BIC
Party CRSTGB22M Receiving Agent CRESTCo
Party CRESTM Buyer Name and Address
Party Reg into HSBC Issuer Services Common Depository Nominee (UK) Limited. FFC a/c xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/STCO/PHYS/
M Stamp Duty Status UK no change in beneficial ownership (if customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B Not requiredM :70E: :SPRO ///STCO/PHYS/M :94F: :SAFE //NCSD/CRSTGB22 CM :22F: :STAM /CRST/GBOX (if customer the same; otherwise,
blank)M :95P: :PSET //CRSTGB22 E1M :95R: :REAG /CRST/CRESTM :95Q: :BUYR //Reg into HSBC Issuer Services Common
Depository Nominee (UK) Limited. FFC a/c xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 301
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 Not requiredM Trade Date/Time trade date and timeM Place of Settlement BIC
Party CRSTGB22M Receiving Agent CRESTCo
Party CRESTM Buyer Name and Address
Party Reg into HSBC Issuer Services Common Depository Nominee (UK) Limited. FFC a/c xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/STCO/PHYS/
M Stamp Duty Status UK transfer between CSP or ADR accounts
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B Not requiredM :70E: :SPRO ///STCO/PHYS/M :94F: :SAFE //NCSD/CRSTGB22 CM :22F: :STAM /CRST/GBTXM :95P: :PSET //CRSTGB22 E1M :95R: :REAG /CRST/CRESTM :95Q: :BUYR //Reg into HSBC Issuer Services Common
Depository Nominee (UK) Limited. FFC a/c xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking302 Multi-Market Securities Guide
GB0004829437 ACORN Income Fund Limited securities only, settling via removal between local registrars
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
Note: With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, settlement via removal between local registrars may take several weeks.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on deliveries.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 Not requiredM Trade Date/Time trade date and timeM Physical YesM Place of Settlement Country Code
Party GB - United Kingdom PhysicalM Receiving Agent Name and Address
Party CRESTM Buyer Name and Address
Party Removal to HSBC in favour of CBL ACC xxxxxa Register into Vidacos Nominees Limited A/C CLRLUX2
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B Not requiredM :94F: :SAFE //NCSD/CRSTGB22 CM :22F: :STCO //PHYS EM :95C: :PSET //GB E1M :95Q: :REAG //CRESTM :95Q: :BUYR //Removal to HSBC in favour of CBL ACC xxxxxa
Register into Vidacos Nominees Limited A/C CLRLUX2
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 Not requiredM Trade Date/Time trade date and timeM Physical Transaction YesM Place of Settlement Country Code
Party GB - United Kingdom PhysicalM Receiving Agent Name and Address
Party CRESTM Buyer Name and Address
Party Removal to HSBC in favour of CBL ACC xxxxxa Register into Vidacos Nominees Limited A/C CLRLUX
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Stamp Duty Status UK Transfer Between CSP or ADR Accounts
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B Not requiredM :94F: :SAFE //NCSD/CRSTGB22 CM :22F: :STAM /CRST/GBTX EM :22F: :STCO //PHYSM :95C: :PSET //GB E1M :95Q: :REAG //CRESTM :95Q: :BUYR //Removal to HSBC in favour of CBL ACC xxxxxa
Register into Vidacos Nominees Limited A/C CLRLUX
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 303
Note: The transfer of Italian securities is not possible between the two countries.
UK equities, settling via Euroclear UK & Ireland-SIS-MT linkFees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when
these securities are physical. Registrar fees on request.
Note: It is recommended to instruct all instructions by using the "Immediate Release Flag" latest until 14:00 CET.
Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account will imply a 1.5% SDRT charge on CBL customer deliveries.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
UK - Italy
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping MOTIITMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CRSTGB22XXXM Receiving Agent CRESTCo M Delivering Agent BIC
Party XBDR Party PARBITMM080M Buyer Name and Address M Seller BIC
Party MOTI/CEDELULLXXX acc.12932/xxxxxa
a. The Clearstream Banking 5-digit account number of the receiving party.
Party INSECHZZM Account 891500/CREST 00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/MOTIITMMM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //MOTIITMMM :95R: :REAG /CRST/XBDR M :95P: :DEAG //PARBITMM080M :95Q: :BUYR //MOTI/CEDELULLXXX acc.12932/xxxxxa
a. The Clearstream Banking 5-digit account number of the receiving party.
M :95P: :SELL //INSECHZZM :97A: :SAFE //891500/CREST 00XJJ
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping MOTIITMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party MOTIITMMM Receiving Agent CRESTCo M Delivering Agent BIC
Party XBDR Party PARBITMM080M Buyer Name and Address M Seller BIC
Party MOTI/CEDELULLXXX acc.12932/xxxxxa
a. The Clearstream Banking 5-digit account number of the receiving party.
Party INSECHZZM Account 891500/CREST 14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/MOTIITMMM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //MOTIITMMM :95R: :REAG /CRST/XBDR M :95P: :DEAG //PARBITMM080M :95Q: :BUYR //MOTI/CEDELULLXXX acc.12932/xxxxxa
a. The Clearstream Banking 5-digit account number of the receiving party.
M :95P: :SELL //INSECHZZM :97A: :SAFE //891500/CREST 14XKL
31 December 2020 Clearstream Banking304 Multi-Market Securities Guide
UK ETFS Securities only, settling via MT-Euroclear UK & Ireland LinkFees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when
these securities are physical. Registrar fees on request.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping MOTIITMMXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CRSTGB22XXXM Receiving Agent CRESTCo M Delivering Agent BIC
Party FIQAQ Party CRSTGB22XXXM Account 00XJJ
M Buyer BIC M Seller BICParty MOTIITMMXXX Party CRSTGB22XXX
M Account 21891 M Account CREST 00XJJ / CBL xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/MOTIITMMXXXM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //CRSTGB22XXXM :95R: :REAG /CRST/FIQAQ M :95P: :DEAG //CRSTGB22XXX
M :97A: :SAFE //00XJJM :95P: :BUYR //MOTIITMMXXX M :95P: :SELL //CRSTGB22XXXM :97A: :SAFE //21891 M :97A: :SAFE //CREST 00XJJ / CBL xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping MOTIITMMXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party //CRSTGB22XXXM Receiving Agent CRESTCo M Delivering Agent BIC
Party FIQAQ Party CRSTGB22XXXM Account 14XKL
M Buyer BIC M Seller BICParty MOTIITMMXXX Party CRSTGB22XXX
M Account 21891 M Account CREST 14XKL / CBL xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/MOTIITMMXXXM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET ////CRSTGB22XXXM :95R: :REAG /CRST/FIQAQ M :95P: :DEAG //CRSTGB22XXX
M :97A: :SAFE //14XKLM :95P: :BUYR //MOTIITMMXXX M :95P: :SELL //CRSTGB22XXXM :97A: :SAFE //21891 M :97A: :SAFE //CREST 14XKL / CBL xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 305
R
Note: The transfer of Dutch securities is not possible between the two countries.
UK equities settling via Euroclear UK & Ireland-ENL linkNote: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account
will imply a 1.5% SDRT charge on CBL customer deliveries.Receiving account 56XKJ is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on deliveries. Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
UK - Netherlands
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping NECINL2AM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party NECINL2AXXXM Receiving Agent CRESTCo M Delivering Agent BIC
Party nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
Party CEDELULLXXXM Buyer Name and Address M Seller Name and Address
Party CEDELULL/67449M/xxxxxb
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party 52023M Account CEDELULL xxxxxb
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/NECINL2AM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //NECINL2AXXX M :95R: :REAG /CRST/nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
M :95P: :DEAG //CEDELULLXXXM :95Q: :BUYR //CEDELULL/67449M/xxxxxb
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95Q: :SELL //52023M :97A: :SAFE //CEDELULL xxxxxb
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping NECINL2AM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party NECINL2AXXXM Receiving Agent CRESTCo M Delivering Agent BIC
Party nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
Party CEDELULLXXXM Buyer Name and Address M Seller Name and Address
Party CEDELULL/67449M/xxxxxb
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party 91632M Account CEDELULL xxxxxb
M Stamp Duty Status UK Transfer Between CSP or ADR Accounts M Stamp Duty Status UK Transfer Between CSP or ADR AccountsM Settlement Processing
NarrativeNL1/SSTA/T
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //NL1/SSTA/TM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/NECINL2AM :22F: :STAM /CRST/GBTX E M :22F: :STAM //GBTXM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //NECINL2AXXX M :95R: :REAG /CRST/nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
M :95P: :DEAG //CEDELULLXXXM :95Q: :BUYR //CEDELULL/67449M/xxxxxb M :95Q: :SELL //91632
M :97A: :SAFE //CEDELULL xxxxxb
31 December 2020 Clearstream Banking306 Multi-Market Securities Guide
ISIN GG00B1RMC548 SHS TETRAGON FIN GROUP ORD BRISIN GG00BR30MJ80 SHS HARBOURVEST GLO ORD BRISIN GB00B03MLX29 SHS ROYAL DUTCH SHELL A settling via ENL-Euroclear UK & Ireland
Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account will imply a 1.5% SDRT charge on CBL customer deliveries.Receiving account 56XKJ is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on deliveries. Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping NECINL2AM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party NECINL2AXXXM Receiving Agent CRESTCo M Delivering Agent BIC
Party nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
Party CEDELULLXXXM Buyer Name and Address M Seller Name and Address
Party CEDELULL/67449M/xxxxxb
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party 52023M Account CEDELULL xxxxxb
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/NECINL2AM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //NECINL2AXXX M :95R: :REAG /CRST/nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
M :95P: :DEAG //CEDELULLXXXM :95Q: :BUYR //CEDELULL/67449M/xxxxxb
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95Q: :SELL //52023M :97A: :SAFE //CEDELULL xxxxxb
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping NECINL2AM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party NECINL2AXXXM Receiving Agent CRESTCo M Delivering Agent BIC
Party nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
Party CEDELULLXXXM Buyer Name and Address M Seller Name and Address
Party CEDELULL/67449M/xxxxxb
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party 91632M Account CEDELULL xxxxxb
M Stamp Duty Status UK Transfer Between CSP or ADR Accounts M Stamp Duty Status UK Transfer Between CSP or ADR AccountsM Settlement Processing
NarrativeNL1/SSTA/T
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //NL1/SSTA/TM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/NECINL2AM :22F: :STAM /CRST/GBTX E M :22F: :STAM //GBTXM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //NECINL2AXXX M :95R: :REAG /CRST/nnnnna
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
M :95P: :DEAG //CEDELULLXXXM :95Q: :BUYR //CEDELULL/67449M/xxxxxb
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95Q: :SELL //91632M :97A: :SAFE //CEDELULL xxxxxb
Clearstream Banking 31 December 2020Multi-Market Securities Guide 307
ISIN LU0323134006 - Arcelormittal Ord Reg securities only, settling via Euroclear UK & Ireland- SIS - Euroclear Netherlands link
Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account will imply a 1.5% SDRT charge on CBL customer deliveries.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22XXX M Place of Safekeeping NECINL2AXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22XXX Party NECINL2AXXXM Receiving Agent CRESTCo M Delivering Agent BIC
Party XBDR Party INSECHZZTRAM Buyer Name and Address M Seller Name and Address
Party NECI/CEDELULL/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party GB100554M Account CREST 00XJJ/CEDELULL xxxxxa
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22XXX C M :94F: :SAFE //NCSD/NECINL2AXXXM :95P: :PSET //CRSTGB22XXX E1 M :95P: :PSET //NECINL2AXXXM :95R: :REAG /CRST/XBDR M :95P: :DEAG //INSECHZZTRAM :95Q: :BUYR //NECI/CEDELULL/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95Q: :SELL //GB100554M :97A: :SAFE //CREST 00XJJ/CEDELULL xxxxxa
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22XXX M Place of Safekeeping NECINL2AXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22XXX Party NECINL2AXXXM Receiving Agent CRESTCo M Delivering Agent BIC
Party XBDR Party INSECHZZTRAM Buyer Name and Address M Seller Name and Address
Party NECI/CEDELULL/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party GB100554M Account CREST 14XKL/CEDELULL xxxxxa
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22XXX C M :94F: :SAFE //NCSD/NECINL2AXXXM :95P: :PSET //CRSTGB22XXX E1 M :95P: :PSET //NECINL2AXXXM :95R: :REAG /CRST/XBDR M :95P: :DEAG //INSECHZZTRAM :95Q: :BUYR //NECI/CEDELULL/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95Q: :SELL //GB100554M :97A: :SAFE //CREST 14XKL/CEDELULL xxxxxa
31 December 2020 Clearstream Banking308 Multi-Market Securities Guide
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
GB0003466074 SHS FOREIGN AND COLONIAL INVESTMENT TRUST ORD REGGB0008710799 SHS HENDERSON ASIA GROWTH TRUST PLC
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
UK - New Zealand
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping RBNZNZ22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Physical Transaction YESM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party RBNZNZ22M Receiving Agent Name and Address M Delivering Agent Name and Address
Party JPMorgan Chase Bank N.A. NZ, Level 13, ASB Tower, 2 Hunter Street, Wellington, New Zealand 6011
Party The Share Registry
M Buyer Name and Address M Seller Name and AddressParty DEL TO (Postal address of where certificates
are to be sent if different from registration details)
Party Vidacos Nominees Limited
M Account 1783-0001-11-05M Settlement Processing
NarrativeRemoval from UK to New Zealand
C Stamp Duty Status UK No change of Beneficial Ownership (if customer is the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //Removal from UK to New ZealandM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/RBNZNZ22C :22F: :STAM /CRST/GBOX /(if the customer is the same;
otherwise, blank)M :22F: :STCO //PHYSM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //RBNZNZ22M :95Q: :REAG //JPMorgan Chase Bank N.A. NZ, Level 13, ASB
Tower, 2 Hunter Street, Wellington, New Zealand 6011
M :95Q: :DEAG //The Share Registry
M :95Q: :BUYR //DEL TO (Postal address of where certificatesare to be sent if different from registration details)
M :95Q: :SELL //Vidacos Nominees Limited
M :97A: :SAFE //1783-0001-11-05
Clearstream Banking 31 December 2020Multi-Market Securities Guide 309
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: A standard transfer takes approximately 20 business days.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping RBNZNZ22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Physical Transaction YESM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party RBNZNZ22M Receiving Agent Name and Address M Delivering Agent Name and Address
Party JPMorgan Chase Bank N.A. NZ, Level 13, ASB Tower, 2 Hunter Street, Wellington, New Zealand 6011
Party The Share Registry
M Buyer Name and Address M Seller Name and AddressParty DEL TO (Postal address of where certificates
are to be sent if different from registration details)
Party Vidacos Nominees Limited
M Account 1783-0001-11-05M Settlement Processing
NarrativeRemoval from UK to New Zealand
C Stamp Duty Status UK No change of Beneficial Ownership (if customer is the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYS/ M :70E: :SPRO //Removal from UK to New ZealandM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/RBNZNZ22C :22F: :STAM /CRST/GBOX /(if the customer is the same;
otherwise, blank)M :22F: :STCO //PHYSM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //RBNZNZ22M :95Q: :REAG //JPMorgan Chase Bank N.A. NZ, Level 13, ASB
Tower, 2 Hunter Street, Wellington, New Zealand 6011
M :95Q: :DEAG //The Share Registry
M :95Q: :BUYR //DEL TO (Postal address of where certificatesare to be sent if different from registration details)
M :95Q: :SELL //Vidacos Nominees Limited
M :97A: :SAFE //1783-0001-11-05
31 December 2020 Clearstream Banking310 Multi-Market Securities Guide
ISIN CA9506771042 - Wentworth Resources only, settling via Euroclear UK - VPS linkCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for the UK, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per delivery transaction and plus GBP50 when these securities are physical. Registrar fees on request.
Note: Customer must send an MT599 as follows (with cross-border details):
ATTN: PSG
Cross-border UK-NORWAY, ISIN, QUANTITY, SETTLEMENT DATE, CBL account.
UK - Norway
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping CRSTGB22 M Place of Safekeeping VPSNNOKKM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party VPSNNOKKM Receiving Agent CRESTCO M Delivering Agent BIC
Party 1MKAV Party NDEANOKKM Buyer Name and Address M Seller BIC
Party VPSN.DNBANOKC.CEDELULL.xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party CITIGB2LM Account 00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/VPSNNOKK
E M :22F: :SETR //CONVM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //VPSNNOKKM :95R: :REAG /CRST/1MKAV M :95P: :DEAG //NDEANOKKM :95Q: :BUYR //VPSN.DNBANOKC.CEDELULL.xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95P: :SELL //CITIGB2LM :97A: :SAFE //00XJJ
Clearstream Banking 31 December 2020Multi-Market Securities Guide 311
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction and plus GBP50 when these securities are physical. Registrar fees on request.
Note: Customer must send MT599 as follows (with cross-border details):
ATTN: PSG
Cross-border UK-NORWAY, ISIN, QUANTITY, SETTLEMENT DATE, CBL account.
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping CRSTGB22 M Place of Safekeeping VPSNNOKKM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party VPSNNOKKM Receiving Agent CRESTCO M Delivering Agent BIC
Party 1MKAV Party NDEANOKKM Buyer Name and Address M Seller BIC
Party VPSN.DNBANOKC.CEDELULL.xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party CITIGB2LM Account 14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/VPSNNOKK
E M :22F: :SETR //CONVM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //VPSNNOKKM :95R: :REAG /CRST/1MKAV M :95P: :DEAG //NDEANOKKM :95Q: :BUYR //VPSN.DNBANOKC.CEDELULL.xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95P: :SELL //CITIGB2LM :97A: :SAFE //14XKL
31 December 2020 Clearstream Banking312 Multi-Market Securities Guide
ISIN GB00B42CTW68 - New World only, settling via NDS-CBL link
Fees: Transfers are done via KDPW account 72457 with CBL. Internal transaction fees are charged. Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
UK - Poland
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping KDPWPLPWM Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CEDELULL Party KDPWPLPWM Receiving Agent Clearstream Banking Luxembourg M Delivering Agent NDS
Party 72457 Party 000M Seller BIC
Party CEDELULLM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
9240000/CBL/xxxxxa M Settlement Processing Narrative
CROSSBORDER
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //9240000/CBL/xxxxxa M :70E: :SPRO //CROSSBORDERM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/KDPWPLPWM :95P: :PSET //CEDELULL E1 M :95P: :PSET //KDPWPLPWM :95R: :REAG /CEDE/72457 M :95R: :DEAG /KDPW/000
M :95P: :SELL //CEDELULLM :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 313
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
ISIN SG2E91982768 - Global Invacom Group Ltd Ord Reg settling via removal between local registrars
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
UK - Singapore
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping CRSTGB22 M Place of Safekeeping CDPLSGSGM Trade Date/Time trade date and time M Trade Date/Time trade date and time
C Type of Settlement Transaction
Internal Own Account Transfer (if no change in beneficial owner)
Trade Settlement (if change in beneficial owner)
M Place of Settlement BIC M Place of Settlement BICParty CRSTGB22 Party CDPLSGSG
M Receiving Agent CRESTCo. M Delivering Agent BICParty CREST Party CDPLSGSG
M Buyer Name and Address M Seller BICParty REMOVAL TO DBS NOMINEES PTE
LTD#CBL ACC: 5611-1813-7519# FINAL BO NAME TO BE DECLARED
Party CITIGB2L
M Settlement Processing Narrative
/STCO/PHYS/ M Settlement Processing Narrative
BO NAME TO BE DECLARED
M Stamp Duty Status UK No change of beneficial ownership (if customer is the same)
M Beneficial Ownership Indicator
No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :94B: :TRAD //Place of trade
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYS/Singapore dep. DBS Bank Ltd.
DBSSSGSGIBD / PSET CDPLSGSG / Central depository PTE Ltd
M :70E: :SPRO //BO NAME TO BE DECLARED
M :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/CDPLSGSGM :22F: :STAM //CRST/GBOX (if customer is the same)
M :22F: :BENE //NBENM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //CDPLSGSG
C :22F: :SETR //OWNI (if no change in beneficial owner)//TRAD (if change in beneficial owner)
M :95R: :REAG /CRST/CREST M :95P: :DEAG //CITISGSGM :95Q: :BUYR //REMOVAL TO DBS NOMINEES PTE LTD#CBL
ACC: 5611-1813-7519#FINAL BO NAME TO BE DECLARED
M :95P: :SELL //CITIGB2L
31 December 2020 Clearstream Banking314 Multi-Market Securities Guide
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: A standard transfer takes approximately 10 business days. Only NCBO cross border is allowed.Transfer of this security from Singapore to the UK is not possible.
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping CRSTGB22 M Place of Safekeeping KDPWPLPWM Trade Date/Time trade date and time M Trade Date/Time trade date and time
C Type of Settlement Transaction
Internal Own Account Transfer (if no change in beneficial owner)
Trade Settlement (if change in beneficial owner)
M Place of Settlement BIC M Place of Settlement BICParty CRSTGB22 Party CDPLSGSG
M Receiving Agent CRESTCo. M Delivering Agent BICParty CREST Party CITISGSG
M Buyer Name and Address M Seller BICParty REMOVAL TO DBS NOMINEES PTE
LTD#CBL ACC: 5611-1813-7519#FINAL BO NAME TO BE DECLARED
Party CITIGB2L
M Settlement Processing Narrative
/STCO/PHYS/Singapore dep. DBS Bank Ltd. DBSSSGSGIBD / PSET CDPLSGSG / Central depository PTE Ltd
M Settlement Processing Narrative
BO NAME TO BE DECLARED
M Stamp Duty Status UK transfer between CSP or ADR acc. M Beneficial Owner No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :94B: :TRAD //Place of tradeM :70E: :SPRO ///STCO/PHYS/Singapore dep. DBS Bank Ltd.
DBSSSGSGIBD / PSET CDPLSGSG / Central depository PTE Ltd
M :70E: :SPRO //BO NAME TO BE DECLARED
M :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/CDPLSGSGM :22F: :STAM //CRST/GBTX
E M :22F: :BENE //NBENC :22F: :SETR //OWNI (if no change in beneficial owner)
//TRAD (if change in beneficial owner)M :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //CDPLSGSGM :95R: :REAG /CRST/CREST M :95P: :DEAG //CITISGSGM :95Q: :BUYR //REMOVAL TO DBS NOMINEES PTE LTD#CBL
ACC: 5611-1813-7519#FINAL BO NAME TO BE DECLARED
M :95P: :SELL //CITIGB2L
Clearstream Banking 31 December 2020Multi-Market Securities Guide 315
Limited UK equitiesISIN GB0000566504 - BHP Billiton plcISIN GB0003394813 - African Eagle Resources plcISIN GB00B1CRLC47 - Mondi plcISIN GB00B1XZS820 - Anglo American plcISIN GG00B24HM601 - CTL Gold Rand Org RegISIN JE00B4T3BW64 - Glencore PLC Ord RegISIN ZAE000017745 - DatatecISIN ZAE000043485 - Anglogold Ashanti LtdISIN ZAE000076014 - Petmin Ltd ISIN ZAE000127460 -Sacoil Holdings Ord Reg only, settling via removal between local registrars
Fees: Standard transaction fee for the United Kingdom, as published in the Clearstream Banking Fee Schedule plus GBP50 when these securities are physical. Registrar fees on request.
Note: With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, settlement via removal between local registrars may take several weeks.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
UK - South Africa
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping STRAZAJJM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party STRAZAJJM Receiving Agent CRESTCo M Delivering Agent BIC
Party CREST Party SCBLZAJ2M Buyer Name and Address M Seller Name and Address
Party Removal to Standard Chartered Nominees South Africa (Pty) Ltd, 5th floor, 4 Sandown Valley Crescent, Sandton 2196, CSCxxxxxa, SCB ZA0000323394
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party CREST 00XJJM
Beneficial Ownership Indicator
No change of beneficial owner
M Stamp Duty Status UK No Change In Beneficial Ownership (if customer is the same; otherwise, blank)
M Stamp Duty Status ZA exempt
M Settlement Processing Narrative
/STCO/PHYS/ M Settlement Processing Narrative
Removal from UK
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYS/ M :70E: :SPRO //Removal from UKM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/STRAZAJJ
E M :22F: :BENE //NBENM :22F: :STAM /CRST/GBOX M :22F: :STAM /STRA/USTNM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //STRAZAJJM :95R: :REAG /CRST/CREST M :95P: :DEAG //SCBLZAJ2M :95Q: :BUYR //Removal to Standard Chartered Nominees South Africa
(Pty) Ltd, 5th floor, 4 Sandown Valley Crescent, Sandton 2196, CSCxxxxxa, SCB ZA0000323394
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95Q: :SELL //CREST 00XJJ
M
31 December 2020 Clearstream Banking316 Multi-Market Securities Guide
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping STRAZAJJM Trade Date/Time trade date and time M Trade Date/Time trade date and time
M Place of Settlement BIC M Place of Settlement BICParty CRSTGB22 Party STRAZAJJ
M Receiving Agent CRESTCo M Delivering Agent BICParty CREST Party SCBLZAJ2
M Buyer Name and Address M Seller Name and AddressParty Removal to Standard Chartered Nominees
South Africa (Pty) Ltd, 5th floor, 4 Sandown Valley Crescent, Sandton 2196, CSCxxxxxa, SCB ZA0000323394
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party CREST 14XKLM Beneficial Ownership
IndicatorNo change of beneficial owner
M Stamp Duty Status UK transfer between CSP or ADR accounts M Stamp Duty Status ZA exemptM Settlement Processing
Narrative/STCO/PHYS/ M Settlement Processing
NarrativeRemoval from UK
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYS/ M :70E: :SPRO //Removal from UKM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/STRAZAJJ
E M :22F: :BENE //NBENM :22F: :STAM /CRST/GBTX M :22F: :STAM /STRA/USTNM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //STRAZAJJM :95R: :REAG /CRST/CREST M :95P: :DEAG //SCBLZAJ2M :95Q: :BUYR //Removal to Standard Chartered Nominees South Africa
(Pty) Ltd, 5th floor, 4 Sandown Valley Crescent, Sandton 2196, CSCxxxxxa, SCB ZA0000323394
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95Q: :SELL //CREST 14XKL
Clearstream Banking 31 December 2020Multi-Market Securities Guide 317
Limited Spanish securities only, settling via the Euroclear UK & Ireland-SIS-BBVA link
Fees: Standard transaction fee for the United Kingdom, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account will imply a 1.5% SDRT charge on CBL customer deliveries.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
UK - Spain
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping IBRCESMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party IBRCESMMXXXM Receiving Agent CRESTCo M Delivering Agent BIC
Party XBDR Party BSSSESM2XXXM Buyer Name and Address M Seller BIC
Party INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party INSECHZZM Account DIN-CH100791
M Beneficial Ownership Indicator
Change of Beneficial Owner
M Settlement Processing Narrative
REGI/INSECHZZXXX INCLUSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO REGI/INSECHZZXXX INCLUSIONM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE /NCSD/IBRCESMM
E M :22F: :BENE //YBENM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //IBRCESMMXXXM :95R: :REAG /CRST/XBDR M :95P: :DEAG //BSSSESM2XXXM :95Q: :BUYR //INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95P: :SELL //INSECHZZM :97A: :SAFE //DIN-CH100791
31 December 2020 Clearstream Banking318 Multi-Market Securities Guide
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping IBRCESMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party IBRCESMMXXXM Receiving Agent CRESTCo M Delivering Agent BIC
Party XBDR Party BSSSESM2XXXM Buyer Name and Address M Seller BIC
Party INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party INSECHZZM Account DIN-CH100791
M Beneficial Ownership Indicator
Change of Beneficial Owner
M Settlement Processing Narrative
REGI/INSECHZZXXX INCLUSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //REGI/INSECHZZXXX INCLUSIONM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE /NCSD/IBRCESMM
E M :22F: :BENE //YBENM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //IBRCESMMXXXM :95R: :REAG /CRST/XBDR M :95P: :DEAG //BSSSESM2XXXM :95Q: :BUYR //INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95P: :SELL //INSECHZZM :97A: :SAFE //DIN-CH100791
Clearstream Banking 31 December 2020Multi-Market Securities Guide 319
ISIN ES0113900J37 - Banco Santander Central HispanoISIN ES0144580Y14 - Iberdrola SAISIN ES0177542018 - Intl Cons Airline OrdISIN ES0613900945 - Banco Santander Right 11/08 only, settling via Euroclear UK & Ireland-ECLR-BBVA link
Fees: Standard transaction fee for UK, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.For securities received in Spain, the fees on page 226 apply.
Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account will imply a 1.5% SDRT charge on CBL customer deliveries.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping IBRCESMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party MGTCBEBEECLM Receiving Agent CRESTCo M Delivering Agent Euroclear
Party XBDR Party 22111M Buyer Name and Address
Party CEDEM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CREST 00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CREST 00XJJM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE /NCSD/IBRCESMMM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG /ECLR/22111M :95Q: :BUYR //CEDEM :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping IBRCESMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party MGTCBEBEECLM Receiving Agent CRESTCo M Delivering Agent Euroclear
Party XBDR Party 22111M Buyer Name and Address
Party CEDEM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CREST 14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CREST 14XKLM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE /NCSD/IBRCESMMM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG /ECLR/22111M :95Q: :BUYR //CEDEM :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking320 Multi-Market Securities Guide
ISIN SE0000378119 - IGE ResourcesThe transfer of this security from the UK to Sweden must be processed in two steps. Please refer to UK-Swedenand Norway - UK.
ISIN GB0009895292 - ASTRAZENECA PLC ISIN GB00B635TG28 - Enquest PLC only, settling via Euroclear UK & Ireland-VPC link
Fees: Standard transaction fee for the United Kingdom, as published in the Clearstream Banking Fee Schedule, plus SEK 1750 and plus GBP 50 when these securities are physical. Registrar fees on request. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account will imply a 1.5% SDRT charge on CBL customer deliveries.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on deliveries.
UK - Sweden
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping VPCSSESSM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party VPCSSESSM Receiving Agent CRESTCo M Delivering Agent BIC
Party 75XUJ Party ESSESESSM Buyer Name and Address M Seller Name and Address
Party ESSESESS for CEDELULL AC xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party CONVERSION FROM CREST 00XJJM Account CEDELULL/xxxxx a
M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/VPCSSESSM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //VPCSSESSM :95R: :REAG /CRST/75XUJ M :95P: :DEAG //ESSESESSM :95Q: :BUYR //ESSESESS for CEDELULL AC xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95Q: :SELL //CONVERSION FROM CREST 00XJJM :97A: :SAFE //CEDELULL/xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 321
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping VPCSSESSM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party VPCSSESSM Receiving Agent CRESTCo M Delivering Agent BIC
Party 75XUJ Party ESSESESSM Buyer Name and Address M Seller Name and Address
Party ESSESESS for CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party CONVERSION FROM CREST 14XKLM Account CEDELULL/xxxxx a
M Settlement Processing Narrative
CONVERSIONM Stamp Duty Status UK Transfer Between CSP or ADR Accounts
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/VPCSSESSM :22F: :STAM /CRST/GBTX EM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //VPCSSESSM :95R: :REAG /CRST/75XUJ M :95P: :DEAG //ESSESESSM :95Q: :BUYR //ESSESESS for CEDELULL AC xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95Q: :SELL //CONVERSION FROM CREST 14XKLM :97A: :SAFE //CEDELULL/xxxxx a
31 December 2020 Clearstream Banking322 Multi-Market Securities Guide
Limited Swedish securities only, settling via settling via Euroclear UK & Ireland-SIS-VPC link
Fees: Standard transaction fee for the United Kingdom, as published in the Clearstream Banking Fee Schedule, plus SEK 1750 and plus GBP 50 when these securities are physical. Registrar fees on request. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping VPCSSESSM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party VPCSSESSM Receiving Agent CRESTCo M Delivering Agent BIC
Party XBDR Party ESSESESSM Buyer Name and Address M Seller BIC
Party VPCS/ESSESESS.01001604997CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party INSECHZZ
M Account 01002862159/CEDELULL/xxxxx a
M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/VPCSSESSM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //VPCSSESSM :95R: :REAG /CRST/XBDR M :95P: :DEAG //ESSESESSM :95Q: :BUYR //VPCS/ESSESESS.01001604997
CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95P: :SELL //INSECHZZ
M :97A: :SAFE //01002862159/CEDELULL/xxxxx a
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping VPCSSESSM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party VPCSSESSM Receiving Agent CRESTCo M Delivering Agent BIC
Party XBDR Party ESSESESSM Buyer Name and Address M Seller BIC
Party VPCS/ESSESESS.01001604997/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party INSECHZZ
M Account 01002862159/CEDELULL/xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/VPCSSESSM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //VPCSSESSM :95R: :REAG /CRST/XBDR M :95P: :DEAG //ESSESESSM :95Q: :BUYR //VPCS/ESSESESS.01001604997/CEDELULL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95P: :SELL //INSECHZZM :97A: :SAFE //01002862159/CEDELULL/xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 323
Swiss securities, settling via Euroclear UK & IrelandCreationOnline 0.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
Xact via SWIFT 0.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
CreationOnline 1.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
Xact via SWIFT 1.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
UK - Switzerland
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22XXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22XXX Party MGTCBEBEECLM Receiving Agent CRESTCo UK, IE M Delivering Agent Euroclear
Party XBDR Party 22111M Buyer Name and Address M Settlement Processing
Narrative00XJJ
Party CEDE/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //00XJJM :SAFE //NCSD/CRSTGB22XXX CM :PSET //CRSTGB22XXX E1 M :95P: :PSET //MGTCBEBEECLM :REAG /CRST/XBDR M :95R: :DEAG //ECLR/22111M :BUYR //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22XXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22XXX Party MGTCBEBEECLM Receiving Agent CRESTCo UK, IE M Delivering Agent Euroclear
Party XBDR Party 22111M Buyer Name and Address M Settlement Processing
Narrative14XKL
Party CEDE/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Seq Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //14XKLM :94F: :SAFE //NCSD/CRSTGB22XXX CM :95P: :PSET //CRSTGB22XXX E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG //ECLR/22111M :95Q: :BUYR //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking324 Multi-Market Securities Guide
ISIN JE00B2NFTP34 - ETFS Leveraged Live Cattle (LLCT), settling via SIS-Euroclear UK & Ireland link
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for the United Kingdom, as published in the Clearstream Banking Fee Schedule Standard, plus GBP 50 when these securities are physical. Registrar fees on request.
Note: All instructions must be received at CBL by 14:00 on SD-1. Instructions for Switzerland must have the Immediate Release flag set.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for United Kingdom, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. All instructions must be received at CBL by 14:00 on SD-1. Instructions for Switzerland must have the Immediate Release flag set.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping INSECHZZM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CRSTGB22M Receiving Agent CRESTCo M Delivering Agent CRESTCo
Party 0PMAY Party 00XJJM Buyer Name and Address M Seller BIC
Party CH100025 UBSWCHZH80A FBO CBL xxxxx a Party CEDELULLXXXM Narrative xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank)
M Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/INSECHZZM :22F: :STAM /CRST/GBOX (if customer the same; otherwise,
blank)E M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)
M :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /CRST/0PMAY M :95R: :DEAG /CRST/00XJJM :95P: :BUYR //CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a M :95Q: :SELL //CEDELULL
M :70C: :PACO //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping INSECHZZM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party CRSTGB22M Receiving Agent CRESTTCO M Delivering Agent CRESTTCO
Party 0PMAY Party 14XKLM Buyer Name and Address M Seller BIC
Party INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a
Party CEDELULLM Narrative xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/INSECHZZM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /CRST/0PMAY M :95R: :DEAG /CRST/14XKLM :95P: :BUYR //INSE/CH100025 UBSWCHZH80A FBO CBL Ac
xxxxx aM :95Q: :SELL //CEDELULLM :70C: :PACO //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 325
UK Guilts only, settling via INSE - Euroclear UK & Ireland linkNote: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account
will imply a 1.5% SDRT charge on CBL customer deliveries.
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for the United Kingdom, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
Note: All instructions must be received at CBL by 14:00 on SD-1. Instructions for Switzerland must have the Immediate Release flag set.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping INSECHZZM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party INSECHZZM Receiving Agent CRESTCo M Delivering Agent Sega/Intersettle - CH
Party XBDR Party LU110032M Buyer Name and Address M Seller BIC
Party INSE/bbbbbbbba.iiiiiiiib
a. bbbbbbbb = BIC of SIS Participantb. iiiiiiii = Business Partner ID of SIS Participant
Party CEDELULLM Account xxxxxc
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/INSECHZZM :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //INSECHZZM :95R: :REAG /CRST/XBDR M :95R: :DEAG /SCOM/LU110032M :95Q: :BUYR //INSE/bbbbbbbba.iiiiiiiib
a. bbbbbbbb = BIC of SIS Participantb. iiiiiiii = Business Partner ID of SIS Participant
M :95P: :SELL //CEDELULLM :97A: :SAFE //xxxxxc
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking326 Multi-Market Securities Guide
Limited UK and U.S. equities only, settling via Euroclear UK & Ireland-DTC linkNote: As not all US securities can be transferred between UK and USA because of a chilled status, please contact
Clearstream Banking Customer Service to ensure transferability before instructing Clearstream Banking. Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account will imply a 1.5% SDRT charge on CBL customer deliveries.
Fees: Standard transaction fee for the United Kingdom, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
UK - U.S.A.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party DTCYUS33M Receiving Agent CRESTCo M Delivering Agent DTC - US
Party XBDR Party 2012M Buyer Name and Address M Seller BIC
Party DTC0908 089154/CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party CRSTGB22M Account 00XJJ CLRLUX2
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/DTCYUS33M :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //DTCYUS33M :95R: :REAG /CRST/XBDR M :95R: :DEAG /DTCYID/2012M :95Q: :BUYR //DTC0908 089154/CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95P: :SELL //CRSTGB22M :97A: :SAFE //00XJJ CLRLUX2
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party DTCYUS33M Receiving Agent CRESTCo M Delivering Agent DTC - US
Party XBDR Party 2012M Buyer Name and Address M Seller BIC
Party DTC0908 089154/CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party CRSTGB22M Account 14XKL CLRLUX
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/DTCYUS33M :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //DTCYUS33M :95R: :REAG /CRST/XBDR M :95R: :DEAG /DTCYID/2012M :95Q: :BUYR //DTC0908 089154/CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :95P: :SELL //CRSTGB22M :97A: :SAFE //14XKL CLRLUX
Clearstream Banking 31 December 2020Multi-Market Securities Guide 327
ISIN US4491877076 - Hyundai Motor Co.ISIN US50186Q2021 - LG Electron. InvestISIN US68554W2052 - Orascom Telecom Reg. SISIN US74762X4079 - Quanta Computer Inc.ISIN US7960502018 - Samsung Electronics Co.ISIN US7960508882 - Samsung ElectronicsISIN USY5217N1183 - Larsen Toubro Ltd only, settling via Euroclear UK & Ireland - EB link
Fees: Standard transaction fee for the United Kingdom, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT CREST account will imply a 1.5% SDRT charge on CBL customer deliveries.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Customers are strongly recommended to send their instructions on SD-1.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party MGTCBEBEECLM Receiving Agent CrestCo. UK, IE M Delivering Agent Euroclear
Party XBDR Party 22111M Buyer Name and Address
Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CREST 00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CREST 00XJJM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/DTCYUS33M :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG /ECLR/22111M :95Q: :BUYR //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22 Party MGTCBEBEECLM Receiving Agent CrestCo. UK, IE M Delivering Agent Euroclear
Party XBDR Party 22111M Buyer Name and Address M
Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CREST 14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CREST 14XKLM :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/DTCYUS33M :95P: :PSET //CRSTGB22 E1 M :95P: :PSET //MGTCBEBEECLM :95R: :REAG /CRST/XBDR M :95R: :DEAG /ECLR/22111M :95Q: :BUYR //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking328 Multi-Market Securities Guide
ISIN CA9169091043 - Uruguay Mineral ExplorationNote: Cross border transfers in ISIN CA9169091043 from UK to U.S.A and visa versa must be executed via
Canada. Please see page 276 for transfer from UK to Canada and page 50 for transfer from Canada to U.S.A.
ISIN US3590446098 - Frontera Resources Corp.ISIN US6748703088 - Ocean Power Technologies Inc. only, settling physically
Fees: Standard transaction fee for the United Kingdom, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
Note: With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, physical settlement may take several weeks.
Note: Customers must provide the instruction reference via a free-format message or MT599 to the Settlement team in charge of the US market.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Physical Transaction YesM Place of Settlement Country Code M Place of Settlement BIC
Party GB - United Kingdom Physical Party DTCYUS33XXXM Receiving Agent Name and Address M Delivering Agent DTC - US
Party Reg. to Gerlach and Co., c/o Citibank NA/Custody IC&D Lockbox, PO Box 7247-7057, Philidelphia,PA 19170-7057
Party 7807
M Buyer Name and AddressParty Del. to
Citibank N.A. - Citibank Vault, Att. Mr. Keith Whyte, 399 Park Ave, Level B Vault, New York, NY 10022, USA, DTC 908
M Settlement Processing Narrative
Acc. 089154 ifo CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/DRS deposit DTC 7807 Computershare Investor SVCS, LLC/ r/n/o Gerlach and Co.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //acc. 089154 ifo CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :70E: :SPRO ///DRS deposit DTC 7807 Computershare Investor SVCS, LLC/ r/n/o Gerlach and Co
M :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/DTCYUS33XXXM :22F: :STCO //PHYS EM :95C: :PSET //GB E1 M :95P: :PSET //DTCYUS33XXXM :95Q: :REAG //Reg. to Gerlach and Co., c/o Citibank NA/Custody IC&D
Lockbox, PO Box 7247-7057, Philidelphia, PA 19170-7057
M :95R: :DEAG /DTCYID/7807
M :95Q: :BUYR //Del. to Citibank N.A. - Citibank Vault, Att. Mr. Keith Whyte, 399 Park Ave, Level B Vault, New York, NY 10022, USA, DTC 908
Clearstream Banking 31 December 2020Multi-Market Securities Guide 329
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22 M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Physical Transaction YesM Place of Settlement Country Code M Place of Settlement BIC
Party GB - United Kingdom Physical Party DTCYUS33XXXM Receiving Agent Name and Address M Delivering Agent DTC - US
Party Reg. to Gerlach and Co., c/o Citibank NA/Custody IC&D Lockbox, PO Box 7247-7057, Philidelphia, PA 19170-7057
Party 3135
M Buyer Name and AddressParty Del. to Citibank N.A. - Citibank Vault, Att. Mr.
Keith Whyte, 399 Park Ave, Level B Vault, New York, NY 10022, USA, DTC 908
M Settlement Processing Narrative
Acc. 089154 ifo CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/DRS deposit DTC 7807 Computershare Investor SVCS, LLC/ r/n/o Gerlach and Co.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //acc. 089154 ifo CSCxxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :70E: :SPRO ///DRS deposit DTC 7807 Computershare Investor SVCS, LLC/ r/n/o Gerlach and Co
M :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/DTCYUS33XXXM :22F: :STCO //PHYS EM :95C: :PSET //GB E1 M :95P: :PSET //DTCYUS33XXXM :95Q: :REAG //Reg. to Gerlach and Co., c/o Citibank NA/Custody
IC&D Lockbox, PO Box 7247-7057, Philidelphia,PA 19170-7057
M :95R: :DEAG /DTCYID/3135
M :95Q: :BUYR //Del. to Citibank N.A. - Citibank Vault, Att. Mr. Keith Whyte, 399 Park Ave, Level B Vault, New York, NY 10022, USA, DTC 908
31 December 2020 Clearstream Banking330 Multi-Market Securities Guide
ISIN CA8849031056 - Thomson Corp.ISIN GB00BVVBC028 - STERIS PLC ORD REGISIN IE00B5LRLL25 - XL GROUP PLCISIN JE00BYPZJM29 - SHS JANUS HENDERSON ORD REGISIN US0584981064 - BALL CORPISIN US7434651060 - Prophotonix Ltd Ord Reg securities only, settling via removal between local registrarsISIN US9815581098 - Worldpay Inc Reg
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: On SD-1 the customer must send a free-format message to the Settlement team in charge of the UK providing the instruction reference and the information that it is a transfer between the UK and the U.S.A.
Fees: Standard transaction fee for the United Kingdom, as published in the Clearstream Banking Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22XXX M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRSTGB22XXX Party DTCYUS33M Receiving Agent CRESTCo. M Delivering Agent DTC-US
Party CREST Party 2415M Buyer Name and Address
Party Removal DTC0908 Citibank N.A., ifo 089154 CSCxxxxxa, 399 Park Ave., New York NY 10022
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/STCO/PHYS/
M Stamp Duty Status UK no change in beneficial ownership (if customer the same; otherwhise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYS/M :94F: :SAFE //NCSD/CRSTGB22XXX C M :94F: :SAFE //NCSD/DTCYUS33M :22F: :STAM /CRST/GBOX (if customer the same; otherwhise,
blank)E
M :95P: :PSET //CRSTGB22XXX E1 M :95P: :PSET //DTCYUS33M :95R: :REAG /CRST/CREST M :95R: :DEAG /DTCYID/2415M :95Q: :BUYR //Removal DTC0908 Citibank N.A., ifo 089154
CSCxxxxxa, 399 Park Ave., New York NY 10022
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CRESTGB22 M Place of Safekeeping DTCYUS33M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CRESTGB22 Party DTCYUS33M Receiving Agent CRESTCo. M Delivering Agent DTC-US
Party CREST Party 2415M Buyer Name and Address
Party Removal DTC0908 Citibank N.A., ifo 089154 CSCxxxxxa, 399 Park Ave., New York NY 10022
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/STCO/PHYS/
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///STCO/PHYS/M :94F: :SAFE //NCSD/CRSTGB22 C M :94F: :SAFE //NCSD/DTCYUS33M :95P: :PSET //CRSTGB22 E1
M :95P: :PSET //DTCYUS33M :95R: :REAG /CRST/CREST M :95R: :DEAG /DTCYID/2415M :95Q: :BUYR //Removal DTC0908 Citibank N.A., ifo 089154
CSCxxxxxa, 399 Park Ave., New York NY 10022
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 331
ISIN AU000000PGL5 - Progen Pharmaceuticals only, settling via removal between local registrarsNote: On SD-1 the customer must send a free-format message to the Settlement team in charge of the U.S.A.,
providing the instruction references.
Fees: Standard transaction fee for U.S.A., as published in the Clearstream Banking Fee Schedule.
CreationOnline
Xact via SWIFT
U.S.A. - Australia
Deliver Free Receive Free
M Place of Safekeeping DTCYUS33 M Place of Safekeeping CAETAU21M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party CAETAU21M Receiving Agent DTC - US M Delivering Agent Name and Address
Party 2415 Party Computershare AustraliaM Buyer BIC M Seller BIC
Party CHASAU2XDCC Party CITIUS33M Account UKCPM01/CBL 2312-0001-1106/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account DTC908 089154/xxxxx a
M Settlement Processing Narrative
Removal from USA to Australia
MT542 Deliver Free Seq MT540 Receive Free
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Removal from USA to Australia
M :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/CAETAU21M :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //CAETAU21M :95R: :REAG /DTCYID/2415 M :95Q: :DEAG //Computershare AustraliaM :95P: :BUYR //CHASAU2XDCC M :95P: :SELL //CITIUS33M :97A: :SAFE //UKCPM01/CBL 2312-0001-1106/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //DTC908 089154/xxxxx a
31 December 2020 Clearstream Banking332 Multi-Market Securities Guide
ISIN BE0003816338 - EURONAV SA, settling via local AgentsCreationOnline
Xact via SWIFT
Note: Customers must send a free-format message to the U.S.A. settlement team, providing the instruction reference, accepting the debit of applicable transfer agent fees via SPO and stating that it is a transfer between the U.S.A. and Belgium. Further to this customers must send a free-format message to the Belgium settlement team, providing the instruction reference, and stating that it is a transfer between the U.S.A. and Belgium.
Fees: Standard transaction fees for the U.S.A., as published in the Clearstream Banking Fee Schedule plus applicable transfer fees as per the agents fee table.
U.S.A. - Belgium
Deliver Free Receive Free
M Place of Safekeeping DTCYUS33 M Place of Safekeeping CIKBBEBBM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party CIKBBEBBM Receiving Agent DTC M Delivering Agent BIC
Party 2415 Party CIKBBEBBXXX
MT542 Deliver Free Seq MT540 Receive Free
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/CIKBBEBBM :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //CIKBBEBBM :95R: :REAG /DTCYID/2415 M :95P: :DEAG //CIKBBEBBXXX
Clearstream Banking 31 December 2020Multi-Market Securities Guide 333
Canadian and U.S. equities and U.S. bonds settling via DTCC-CDS linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for the U.S.A., as published in the Clearstream Banking Fee Schedule.
Note: Cross border transfers in ISIN CA9169091043 from UK to USA and visa versa must be executed via Canada. Please use this link to transfer the holdings from USA to Canada.
U.S.A. - Canada
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping CDSLCATTM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party CDSLCATTM Receiving Agent DTC - US M Delivering Agent CDS - CA
Party 5099 Party ACSIM Buyer BIC M Seller DTC
Party ROYCCAT2 Party 00000908M Account RBCT/080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/CDSLCATTM :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //CDSLCATTM :95R: :REAG /DTCYID/5099 M :95R: :DEAG /CDSL/ACSIM :95P: :BUYR //ROYCCAT2 M :95R: :SELL /DTCYID/00000908M :97A: :SAFE //RBCT/080000630001/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking334 Multi-Market Securities Guide
ISIN BMG200452024 - Central Europe Media shs only, settling via CDCP-CBL linkCreationOnline
Xact via SWIFT
Fees: On request.
Note: Customers are strongly recommended to send their instructions on SD-1. Customers should send annotation via MT599 to attention of PSG team once the instruction is placed. The PSG team must report the trade manually on Czech market. Without the MT599 the transfer will not be executed.
U.S.A. - Czech Republic
Deliver Free Receive Free
M Place of Safekeeping DTCYUS33 M Place of Safekeeping UNIYCZPPM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party UNIYCZPPM Receiving Agent Euroclear M Delivering Agent BIC
Party 14637 Party CEDELULLMa
a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague.
Buyer BICb
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges.
Ma Seller BICb
Party beneficiary’s BIC Party CEDELULLM Account xxxxx c
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive Free
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/UNIYCZPPM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //UNIYCZPPM :95R: :REAG /ECLR/14637 M :95P: :DEAG //CEDELULLMa
a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague
:95P: :BUYR //Beneficiary’s BIC, if different from REAGb
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges.
Ma :95P: :SELL //CEDELULLb
M :97A: :SAFE //xxxxx c
c. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 335
Eligible U.S. equities only, settling via EOC EFR linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for the U.S.A., as published in the Clearstream Banking Fee Schedule.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
U.S.A. - France
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33XXX M Place of Safekeeping SICVFRPPXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC or Country Code M Place of Settlement BIC
Party MGTCBEBEECL Party SICVFRPPXXXM Receiving Agent Euroclear M Delivering Agent BIC
Party 22429 Party CEDELULLXXX M Seller Name and Address
Party EOC 22429M Account CEDELULL xxxxx a
M Settlement Processing Narrative
/SICV/CEDELULLXXX/CEDE xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO /SICV/CEDELULLXXX/CEDExxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/DTCYUS33XXX C M :94F: :SAFE //NCSD/SICVFRPPXXXM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //SICVFRPPXXXM :95R: :REAG /ECLR/22492 M :95P: :DEAG //CEDELULLXXX
M :95Q: :SELL //EOC 22429M :97A: :SAFE //CEDELULL xxxxx a
31 December 2020 Clearstream Banking336 Multi-Market Securities Guide
German equities settling via DTC-CBF linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for the U.S.A., as published in the Clearstream Banking Fee Schedule.
U.S. equities and bondsDTCC eligible Canadian securitiesISIN IL0010834682 - SHS OTI On TrackISIN NL0000240000 - SHS Qiagen only, settling via DTC-CBF link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for the U.S.A., as published in the Clearstream Banking Fee Schedule.
U.S.A. - Germany
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping DAKVDEFFM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party DTCCUS33XXXM Receiving Agent DTC - US M Receiving Agent BIC
Party 6200 Party DTCCUS33XXXM Buyer BIC Account 0908
Party DAKVDEFF M Buyer BICM Account 7201/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Party CITIUS33XXXAccount 089154/CSCxxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98A: :TRAD //trade date and timeM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/DAKVDEFFM :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //DTCCUS33XXXM :95R: :REAG /DTCYID/6200 M :95P: :DEAG //DTCCUS33XXX
M :97A: :SAFE //0908M :95P: :SELL //CITIUS33XXX
M :95P: :BUYR //DAKVDEFF M :97A: :SAFE //089154/CSCxxxxx a
M :97A: :SAFE //7201/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 Not requiredM Trade Date/Time trade date and timeM Place of Settlement BIC
Party DTCYUS33M Receiving Agent DTC - US
Party 2000M Buyer BIC
Party DAKVDEFFM Account 7201/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B Not requiredM :94F: :SAFE //NCSD/DTCYUS33 CM :95P: :PSET //DTCYUS33 E1M :95R: :REAG /DTCYID/2000M :95P: :BUYR //DAKVDEFFM :97A: :SAFE //7201/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 337
ISIN NL0000268456 - IFCO Systems NV only, settling via DTCC-CBF linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for the U.S.A., as published in the Clearstream Banking Fee Schedule.
Note: The customer must send a free-format message to the Settlement team in charge of the U.S.A.
These transfers are carried out on the German market via Deutsche Bank Frankfurt’s special clearing account 7310000.
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 Not required a
a. Customer accounts with an active matching profile in CASCADE must enter a matching instruction (R-FoP) against special clearing account 7310000 either online in CASCADE or send a new MT540 to CBF via the DFÜ interface.
M Trade Date/Time trade date and timeM Place of Settlement BIC
Party DTCYUS33XXXM Receiving Agent DTC - US
Party 3122M Buyer Name and Address
Party Deutsche Bank FFM ifo acc.xxxx b
b. xxxx=The Clearstream Banking Frankfurt customer’s 4-digit account number.
M Settlement Processing Narrative
/DWAC withdrawal/Mellon Trust Attn. Beverly George/Ph. 212 250 1504
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B Not required a
a. Customer accounts with an active matching profile in CASCADE must enter a matching instruction (R-FoP) against special clearing account 7310000 either online in CASCADE or send a new MT540 to CBF via the DFÜ interface.
M :70E: :SPRO ///DWAC withdrawal/Mellon Trust Attn. Beverly George/Ph. 212 250 1504
M :94F: :SAFE //NCSD/DTCYUS33 CM :95P: :PSET //DTCYUS33[XXX] E1M :95R: :REAG /DTCYID/3122M :95Q: :BUYR //Deutsche Bank FFM ifo acc. xxxx b
b. xxxx=The Clearstream Banking Frankfurt customer’s 4-digit account number.
31 December 2020 Clearstream Banking338 Multi-Market Securities Guide
US0311621009 SHS AMGEN INC. ORD REGUS0382221051 SHS APPLIED MATERIALS INC. ORD REGUS17275R1023 SHS CISCO SYSTEMS INC ORD REGUS24702R1014 SHS DELL INC ORD REGUS4581401001 SHS INTEL CORPORATION ORD REGUS4642867729 SHS ISHARES MSCI SOUTH KOREA CAPPED IN.FDUS4642867315 SHS ISHARES INC MSCI TAIWAN IDEX FUNDUS5949181045 SHS MICROSOFT CORP ORD REGUS78463V1070 SHS SPDR GOLD TRUSTUS8552441094 SHS STARBUCKS CORP ORD REG
CreationOnline
Xact via SWIFT
Note: A standard transfer takes approximately 5 business days.
Fees: The fees payable are as follows:
Charge per transfer is HKD 200 (no matter failed or succeeded)
U.S.A. - Hong Kong
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping XHKCHKH1M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party XHKCHKH1M Receiving Agent DTC M Delivering Agent Name and Address
Party 2338 Party 900031M Buyer BIC M Seller BIC
Party CITIHKHX Party CITIUS33M Account CBL xxxxxa
a. xxxx=The Clearstream Banking Frankfurt customer’s 4-digit account number.
M Account DTC 0908 ACC.089154/CSCxxxxxa
M Settlement Processing Narrative
CROSS BORDER TRANSFER FROM HONG KONG TO USA.
VALUE: YY/MM/DD NEW YORK TIME NAME OF DTC PARTICIPANT: CITIBANK
New York, DTC ID 908DTC ACCOUNT NUMBER: 0809154
(Clearstream)CUSIP: XXX
M Beneficial Ownership Indicator
Change of Beneficial Owner or No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CROSS BORDER TRANSFER FROM HONG KONG TO USA.
VALUE: YY/MM/DD NEW YORK TIME NAME OF DTC PARTICIPANT: CITIBANK New York,
DTC ID 908DTC ACCOUNT NUMBER: 0809154 (Clearstream)CUSIP: XXX
M :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/XHKCHKH1M :22F: :BENE //YBEN or //NBEN E M :22F: :BENE //YBEN or NBENM :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //XHKCHKH1M :95R: :REAG /DTCYID/2338 M :95Q: :DEAG //900031M :95P: :BUYR //CITIHKHX M :95P: :SELL //CITIUS33M :97A: :SAFE //CBL xxxxxa
a. xxxx=The Clearstream Banking Frankfurt customer’s 4-digit account number.
M :97A: :SAFE //DTC 0908 ACC.089154/CSCxxxxxa
Clearstream Banking 31 December 2020Multi-Market Securities Guide 339
Israel securities only, settling via TASECH - DTCC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for U.S.A, as published in the Clearstream Banking Fee Schedule.
U.S.A. - Israel
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping XTAEILITM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party XTAEILITM Receiving Agent DTC-US M Delivering Agent XTAE
Party 2015 Party 2015M Buyer BIC M Seller Name and Address
Party CITIILIT Party 0908 089154CSCxxxxxa
M Account 2550 CBL xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/XTAEILITM :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //XTAEILITM :95R: :REAG /DTCYID/2015 M :95R: :DEAG /XTAE/2015M :95P: :BUYR //CITIILIT M :95Q: :SELL /DTCYID/0908 089154CSCxxxxxa
M :97A: :SAFE //2550 CBL xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking340 Multi-Market Securities Guide
U.S. equities securities only, settling via DTCC-MT linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for the U.S.A., as published in the Clearstream Banking Fee Schedule.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and thedetails of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
U.S.A. - Italy
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping MOTIITMMXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party MOTIITMMXXXM Receiving Agent Euroclear M Delivering Agent BIC
Party 21891 Party MGTCBEBEECLM Account 12934
M Settlement Processing Narrative
CEDELULLXXX xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Seller BIC
Party CEDELULLXXXM Account xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98A: :TRAD //trade date and time B M :98A: :TRAD //trade date and timeM :70E: :SPRO //CEDELULLXXX xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
C M :94F: :SAFE //NCSD/MOTIITMMXXXM :94F: :SAFE //NCSD/DTCYUS33XXX E1 M :95P: :PSET //MOTIITMMXXXM :95P: :PSET //MGTCBEBEECL M :95P: :DEAG //MGTCBEBEECLM :95R: :REAG /ECLR/21891 M :95P: :SELL //CEDELULLXXX
M :97A: :SAFE xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 341
ISIN NL0010545661 - SHS CNH INDUSTRIAL NV ORD REGISIN NL0010877643 - SHS FIAT CHRYSLER AUTO ORD REGISIN NL0011585146 - SHS FERRARI N.V. ORD REG, only settling via DTCC - MOTI link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Italy, as published in the Clearstream Banking Fee Schedule.
Note: The customer must instruct with (TD = SD = Instruction Date) and send a free-format message to the OSG1 unit, with transaction details for monitoring.
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33XXX M Place of Safekeeping MOTIITMMXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33XXX Party DTCYUS33XXXM Receiving Agent DTC - US M Delivering Agent BIC
Party 2008 Party DTCYUS33XXXM Account 908
M Buyer BIC M Seller BICParty MOTIITMMXXX Party CITIUS33XXX
M Account 12932/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 089154 CSCxxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/DTCYUS33XXX C M :94F: :SAFE //NCSD/MOTIITMMXXXM :95P: :PSET //DTCYUS33XXX E1 M :95P: :PSET //DTCYUS33XXXM :95R: :REAG /DTCYID/2008 M :95P: :DEAG //DTCYUS33XXX
M :97A: :SAFE //908M :95P: :BUYR //MOTIITMMXXX M :95P: :SELL //CITIUS33XXXM :97A: :SAFE //12932/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //089154 CSCxxxxx a
31 December 2020 Clearstream Banking342 Multi-Market Securities Guide
ISIN US1729671016 - CITIGROUP INC only, settling via DTC-Indeval linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for the U.S.A., as published in the Clearstream Banking Fee Schedule.
ISIN US5178341070 - Las Vegas Sands Corp securities only, settling via DTC-Indeval linkISIN US4642874576 ISHARES 1-3Y TREASURY BOND ETF
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for the U.S.A., as published in the Clearstream Banking Fee Schedule.
U.S.A. - Mexico
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping INDEMXMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party INDEMXMMM Receiving Agent DTC - US M Delivering Agent Indeval
Party 901 Party 5200M Buyer BIC M Seller BIC
Party IRVTUS3N Party BIC of customerM Account 230600FFC8409/CBL M Account 00054
M Settlement Processing Narrative
Cross-border Transfer
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //Cross-border TransferM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/INDEMXMMM :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //INDEMXMMM :95R: :REAG /DTCYID/0901 M :95R: :DEAG /INDE/5200M :95P: :BUYR //IRVTUS3N M :95P: :SELL //BIC of customerM :97A: :SAFE //230600FFC8409/CBL M :97A: :SAFE //00054
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping INDEMXMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party INDEMXMMM Receiving Agent DTC - US M Delivering Agent Indeval
Party 2690 Party 5200M Buyer BTC - US M Seller Name and Address
Party 2690 Party DTC908 acc. 089154Account 1530219813
M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/INDEMXMMM :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //INDEMXMMM :95R: :REAG /DTCYID/2690 M :95R: :DEAG /INDE/5200M :95R: :BUYR /DTCYID/2690 M :95Q: :SELL //DTC908 acc. 089154M :97A: :SAFE //1530219813
Clearstream Banking 31 December 2020Multi-Market Securities Guide 343
Eligible U.S. equities only, settling via EOC-ENL linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for the U.S.A., as published in the Clearstream Banking Fee Schedule.
U.S.A. - Netherlands
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping NECINL2AM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party NECINL2AXXXM Receiving Agent Euroclear M Delivering Agent BIC
Party 24180 Party CEDELULLXXXM Seller Name and Address
Party EOC 24180M Account CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/SICV/CEDELULLXXX/CEDE xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///SICV/CEDELULLXXX/CEDE xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/NECINL2AM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //NECINL2AXXXM :95R: :REAG /ECLR/24180 M :95P: :DEAG //CEDELULLXXX
M :95Q: :SELL //EOC 24180M :97A: :SAFE //CEDELULL xxxxx a
31 December 2020 Clearstream Banking344 Multi-Market Securities Guide
ISIN BMG396372051 - Golden Ocean Group LimitedISIN BMG9456A1009 - Golar LNG Limited, settling via VPS-DTC link
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
Note: Customers are requested to send their instructions on SD-1. Both instructions must have the same SD. The result of the transfer is received the day after SD on the Norwegian side.
U.S.A. - Norway
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping DTCYUS33 M Place of Safekeeping VPSNNOKKM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party VPSNNOKKM Receiving Agent DTC-US M Delivering Agent BIC
Party 901 Party NDEANOKKM Buyer BIC M Seller Name and Address
Party IRVTUS3NXXX Party CONVERSION FROM DTC0901/DTC0908M Account 652582/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
F/O 089154 CSCxxxxxa
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/VPSNNOKK
E M :22F: :SETR //CONVM :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //VPSNNOKKM :95P: :REAG //DTCCYID/0901 M :95R: :DEAG //NDEANOKKM :95Q: :BUYR //IRVTUS3NXXX M :95P: :SELL //DTC0901/CONV TO DTC0908M :97A: :SAFE //652582/xxxxxa M :97A: :SAFE //089154/CEDELULL/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 345
ISIN BMG7998G1069 - Seadrill Limited, settling via VPS-DTC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
Note: Customers are requested to send their instructions on SD-1. Both instructions must have the same SD.
The result of the transfer is received the day after SD on the Norwegian side.
ISIN BMG810751062 - Ship Finance International Ltd, settling via VPS-DTC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
Note: Customers are requested to send their instructions on SD-1. Both instructions must have the same SD. The result of the transfer is received the day after SD on the Norwegian side.
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping DTCYUS33 M Place of Safekeeping VPSNNOKKM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party VPSNNOKKM Receiving Agent DTC-US M Delivering Agent BIC
Party 901 Party NDEANOKKM Buyer BIC M Seller Name and Address
Party IRVTUS3NXXX Party CONVERSION FROM DTC0901/DTC0908M Account 652604/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account F/O 089154 CSCxxxxxa
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/VPSNNOKK
E M :22F: :SETR //CONVM :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //VPSNNOKKM :95R: :REAG //DTCYID/0901 M :95R: :DEAG //NDEANOKKM :95Q: :BUYR //IRVTUS3NXXX M :95Q: :SELL //DTC0901/CONV TO DTC0908M :97A: :SAFE //652604/xxxxxa M :97A: :SAFE //089154/CEDELULL/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping DTCYUS33 M Place of Safekeeping VPSNNOKKM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party VPSNNOKKM Receiving Agent DTC-US M Delivering Agent BIC
Party 901 Party NDEANOKKM Buyer BIC M Seller Name and Address
Party IRVTUS3NXXX Party CONVERSION FROM DTC0901/DTC0908M Account 652580/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account F/O 089154 CSCxxxxxa
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/VPSNNOKK
E M :22F: :SETR //CONVM :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //VPSNNOKKM :95P: :REAG //DTCCYID/0901 M :95R: :DEAG //NDEANOKKM :95Q: :BUYR //IRVTUS3NXXX M :95P: :SELL //DTC0901/CONV TO DTC0908M :97A: :SAFE //652580/xxxxxa M :97A: :SAFE //089154/CEDELULL/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking346 Multi-Market Securities Guide
ISIN US8293552050 - SINO AGRO FOOD INC, settling via VPS-DTC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
Note: Customers are requested to send their instructions on SD-1. Both instructions must have the same SD. The result of the transfer is received the day after SD on the Norwegian side.
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping DTCYUS33 M Place of Safekeeping VPSNNOKKM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party VPSNNOKKM Receiving Agent DTC-US M Delivering Agent BIC
Party 901 Party NDEANOKKM Buyer BIC M Seller Name and Address
Party IRVTUS3NXXX Party CONVERSION FROM DTC0901/DTC0908M Account 652615/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account F/O 089154 CSCxxxxxa
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/VPSNNOKK
E M :22F: :SETR //CONVM :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //VPSNNOKKM :95P: :REAG //DTCCYID/0901 M :95R: :DEAG //NDEANOKKM :95Q: :BUYR //IRVTUS3NXXX M :95Q: :SELL //DTC0901/CONV TO DTC0908M :97A: :SAFE //652615/xxxxxa M :97A: :SAFE //089154/CEDELULL/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 347
ISIN BMG3682E1921 - Frontline, settling via VPS-DTC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
Note: Customers are requested to send their instructions on SD-1. Both instructions must have the same SD. The result of the transfer is received the day after SD on the Norwegian side.
ISIN BMG7945E1057 - Borr Drilling L Ord Reg, settling via VPS-DTC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Norway, as published in the Clearstream Banking Fee Schedule, plus NOK 900 per transaction.
Note: Customers are requested to send their instructions on SD-1. Both instructions must have the same SD.
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping DTCYUS33 M Place of Safekeeping VPSNNOKKM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party VPSNNOKKM Receiving Agent DTC-US M Delivering Agent BIC
Party 901 Party NDEANOKKM Buyer BIC M Seller Name and Address
Party IRVTUS3NXXX Party CONVERSION FROM DTC0901/DTC0908M Account 652593/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Account F/O 089154 CSCxxxxxa
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/VPSNNOKK
E M :22F: :SETR //CONVM :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //VPSNNOKKM :95P: :REAG //DTCCYID/0901 M :95R: :DEAG //NDEANOKKM :95Q: :BUYR //IRVTUS3NXXX M :95Q: :SELL //DTC0901/CONV TO DTC0908M :97A: :SAFE //652593/xxxxxa M :97A: :SAFE //089154/CEDELULL/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Type of Settlement
TransactionConversion
M Place of Safekeeping DTCYUS33 M Place of Safekeeping VPSNNOKKM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party VPSNNOKKM Receiving Agent DTC-US M Delivering Agent BIC
Party 908 Party DNBANOKCXXXM Buyer BIC M Seller Name and Address
Party DNBANOKCXXX Party DTC0908M Account 238500 Account F/O 089154 CSCxxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/VPSNNOKK
E M :22F: :SETR //CONVM :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //VPSNNOKKM :95P: :REAG //DTCCYID/0908 M :95R: :DEAG //DNBANOKCXXXM :95Q: :BUYR //DNBANOKCXXX M :95P: :SELL //DTC0908M :97A: :SAFE //238500 M :97A: :SAFE //089154/CEDELULL/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking348 Multi-Market Securities Guide
ISIN US1534351028 shs Central Euro. Distr ORD BR only, settling via KDPW-CBL link CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for U.S.A., as published in the Clearstream Banking Fee Schedule.
U.S.A. - Poland
Deliver Free Receive Free
M Place of Safekeeping DTCYUS33 M Place of Safekeeping KDPWPLPWM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CEDELULL Party KDPWPLPWM Receiving Agent Clearstream M Delivering Agent NDS
Party 72457 Party 000M Seller BIC
Party CEDELULLM Account xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number
M Settlement Processing Narrative
CONVCRED
MT542 Deliver Free Seq MT540 Receive Free
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CONVCRED
M :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/KDPWPLPWM :95P: :PSET //CEDELULL E1 M :95P: :PSET //KDPWPLPWM :95R: :REAG /CEDE/72457 M :95R: :DEAG /KDPW/000
M :95P: :SELL //CEDELULLM :97A: :SAFE //xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 349
Singapore equities only, settling via CDP - DTC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for the U.S.A., as published in the Clearstream Banking Fee Schedule.
Note: Transfer of these securities is not possible from Singapore to U.S.A.
U.S.A. - Singapore
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping DTCYUS33 M Place of Safekeeping CDPLSGSGM Trade Date/Time trade date and time M Trade Date/Time trade date and time
C Type of Settlement Transaction
Internal Own Account Transfer (if no change in beneficial owner)
Trade Settlement (if change in beneficial owner)
M Place of Settlement BIC M Place of Settlement BICParty DTCYUS33XXX Party CDPLSGSG
M Beneficial Owner Indicator
No change of beneficial owner (if applicable, otherwise change of beneficial owner)
M Receiving Agent DTC - US M Delivering Agent BICParty 3122 Party CITIUS33
M Buyer Name and AddressParty Chase Mellon ifo CBL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/DWAC withdrawal/Citibank/Cory tel 201 2964 121
M Settlement Processing Narrative
Cross Border transfer from USA
MT542 Deliver Free Seq MT540 Receive FreeM :94B: :TRAD //Place of trade
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///DWAC withdrawal/Citibank/Cory tel 201 2964
121M :70E: :SPRO //Cross Border transfer from USA
M :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/CDPLSGSGE M :22F: :BENE //NBEN (if applicable, otherwise CBO)
C :22F: :SETR //OWNI (if no change in beneficial owner)//TRAD (if change in beneficial owner)
M :95P: :PSET //DTCYUS33[XXX] E1 M :95P: :PSET //CDPLSGSGM :95R: :REAG /DTCYID/3122 M :95P: :DEAG //CITIUS33M :95Q: :BUYR //Chase Mellon ifo CBL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking350 Multi-Market Securities Guide
ISIN US16937R1041 - China Eastern Airlines ADRISIN US1694091091 - China Soutern Airlines ADRISIN US16945R1041 - ADR China Unicom Limited RegISIN US22943F1003 - ADR Ctrip.com International LTD RegISIN US64110W1027 - ADR Netease Incorporation RegISIN US78463V1070 - SHS SPDR GOLD TRUSTISIN US86800C1045 - ADR Suntech Power Hldgs Co Reg (1ADR/1SHS)ISIN US89628E1047 - ADR Trina Solar Ltd Reg (1ADR/50SHS)
CreationOnline
Xact via SWIFT
Fees: Standard transaction fee for the U.S.A., as published in the Clearstream Banking Fee Schedule.
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesM Place of Safekeeping DTCYUS33 M Place of Safekeeping CDPLSGSGM Trade Date/Time trade date and time M Trade Date/Time trade date and time
C Type of Settlement Transaction
Internal Own Account Transfer (if no change in beneficial owner)
Trade Settlement (if change in beneficial owner)
M Place of Settlement BIC M Place of Settlement BICParty DTCYUS33 Party CDPLSGSG
M Receiving Agent DTC-US M Delivering Agent BICParty 5700 Party CITIUS33XXX
M Buyer BIC M Seller BICParty DBSSSGSGIBD Party CITIUS33
M Account 000561/5611-1813-7519/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account DTC 0908 ACC.089154/CSCxxxxxa
M Settlement Processing Narrative
CROSS BORDER TRANSFER DTC 5700 PLEASE SEND FORM 57A TO CDP BY 10AM ON SETTLEMENT DATE
MT542 Deliver Free Seq MT540 Receive FreeM :94B: :TRAD //Place of trade
M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CROSS BORDER TRANSFER
DTC 5700 PLEASE SEND FORM 57A TO CDP BY 10AM ON SETTLEMENT DATE
M :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/CDPLSGSGE C :22F: :SETR //OWNI (if no change in beneficial owner)
//TRAD (if change in beneficial owner)M :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //CDPLSGSGM :95R: :REAG //DTCYID/5700 M :95P: :DEAG //CITIUS33XXXM :95P: :BUYR //DBSSSGSGIBD M :95P: :SELL //CITIUS33M :97A: :SAFE //000561/5611-1813-7519/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //DTC 0908 ACC.089154/CSCxxxxxa
Clearstream Banking 31 December 2020Multi-Market Securities Guide 351
ISIN US7393633075 - Powerwave Tech ORD REG only, settling via DTC-VPC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for the U.S.A., as published in the Clearstream Banking Fee Schedule, plus SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
ISIN US7170811035 - Pfizer Inc only, settling via DTC-VPC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for the U.S.A., as published in the Clearstream Banking Fee Schedule, plus SEK 1750. A cancellation fee of SEK 1100 applies to each cancelled cross-border transaction with Sweden.
U.S.A. - Sweden
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping VPCSSESSM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party VPCSSESSM Receiving Agent DTC - US M Delivering Agent BIC
Party 10 Party ESSESESSM Buyer BIC M Seller Name and Address
Party BBHCUS33 Party BBH NY DTC0010 CONV FROM DTC 0908M Account 9000100/SEB/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 089154/CEDELULL/xxxxx a
M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/VPCSSESSM :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //VPCSSESSM :95R: :REAG /DTCYID/0010 M :95P: :DEAG //ESSESESSM :95P: :BUYR //BBHCUS33 M :95Q: :SELL //BBH NY DTC0010 CONV FROM DTC 0908M :97A: :SAFE //9000100/SEB/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //089154/CEDELULL/xxxxx a
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping VPCSSESSM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party VPCSSESSM Receiving Agent DTC - US M Delivering Agent BIC
Party 10 Party ESSESESSM Buyer BIC M Seller Name and Address
Party BBHCUS33 Party BBH NY DTC0010 CONV FROM DTC 0908M Account 9000282/SEB/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 089154/CEDELULL/xxxxx a
M Settlement Processing Narrative
CONVERSION
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //CONVERSIONM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/VPCSSESSM :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //VPCSSESSM :95R: :REAG /DTCYID/0010 M :95P: :DEAG //ESSESESSM :95P: :BUYR //BBHCUS33 M :95Q: :SELL //BBH NY DTC0010 CONV FROM DTC 0908M :97A: :SAFE //9000282/SEB/CBL/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //089154/CEDELULL/xxxxx a
31 December 2020 Clearstream Banking352 Multi-Market Securities Guide
Swiss and U.S. securities only settling via DTC-SIS linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Switzerland, as published in the Clearstream Banking Fee Schedule. For ISOTIS shares ISIN CH0012572522, a conversion fee of CHF 0.02 per share is charged.
U.S.A. - Switzerland
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping INSECHZZM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party DTCYUS33M Receiving Agent DTC - US M Delivering Agent DTC-US
Party 0908 Party 0908M Buyer BIC M Seller BIC
Party CITIUS33XXX Party CITIUS33XXXM Account 217217/CH100025/ xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Account 089154 CSCxxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/INSECHZZM :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //DTCYUS33M :95R: :REAG /DTCYID/00908 M :95R: :DEAG /DTCYID/0908M :95P: :BUYR //CITIUS33XXX M :95P: :SELL //CITIUS33XXXM :97A: :SAFE //217217/CH100025/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :97A: :SAFE //089154 CSCxxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 353
U.S. and UK equities only, settling via DTC-Euroclear UK & Ireland linkCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts.
Fees: Standard transaction fee for the U.S.A., as published in the Clearstream Banking Fee Schedule.
U.S.A. - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party CRSTGB22M Receiving Agent DTC - US M Delivering Agent CRESTCo
Party 2012 Party XBDRM Buyer BIC M Seller Name and Address
Party CRSTGB22 Party DTC0908M Account 00XJJ CLRLUX2 M Account 089154/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/CRSTGB22
E M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)M :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /DTCYID/2012 M :95R: :DEAG /CRST/XBDRM :95P: :BUYR //CRSTGB22 M :95Q: :SELL //DTC0908M :97A: :SAFE //00XJJ CLRLUX2 M :97A: :SAFE //089154/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party CRSTGB22M Receiving Agent DTC - US M Delivering Agent CRESTCo
Party 2012 Party XBDRM Buyer BIC M Seller Name and Address
Party CRSTGB22 Party DTC0908M Account 14XKL CLRLUX M Account 089154/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /DTCYID/2012 M :95R: :DEAG /CRST/XBDRM :95P: :BUYR //CRSTGB22 M :95Q: :SELL //DTC0908M :97A: :SAFE /14XKL CLRLUX M :97A: :SAFE //089154/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking354 Multi-Market Securities Guide
ISIN US4491877076 - Hyundai Motor Co.ISIN US50186Q2021 - LG Electron. InvestISIN US68554W2052 - Orascom Telecom Reg. SISIN US74762X4079 - Quanta Computer Inc.ISIN US7960502018 - Samsung Electronics Co.ISIN US7960508882 - Samsung ElectronicsISIN USY5217N1183 - Larsen Toubro Ltd only, settling via EB - Euroclear UK & Ireland link
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: Standard transaction fee for the U.S.A., as published in the Clearstream Banking Fee Schedule.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for the U.S.A., as published in the Clearstream Banking Fee Schedule.
Note: Customers are strongly recommended to send their instructions on SD-1.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22M Receiving Agent Euroclear M Delivering Agent CRESTCo. UK, IE
Party 22111 Party XBDRM Seller Name and Address
Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CREST 00XJJ M Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CREST 00XJJM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/CRSTGB22
M :22F: :STAM /CRST/GBOXM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /ECLR/22111 M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22M Receiving Agent Euroclear M Delivering Agent CRESTCo. UK, IE
Party 22111 Party XBDRM Seller Name and Address
Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CREST 14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CREST 14XKLM :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /ECLR/22111 M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 355
ISIN CA9169091043 - Uruguay Mineral ExplorationNote: Cross border transfers in ISIN CA9169091043 from U.S.A to UK and visa versa must be executed via
Canada. Please see page 333 for transfer from U.S.A to Canada and page 47 for transfer from Canada to UK.
ISIN GB00B1C88S24 - Blackgold Natl. Res.ISIN US18449C3025 - Clean Diesel Technologies Inc. ISIN US3590446098 - Frontera Resources Corp.ISIN US6748703088 - Ocean Power Technologies Inc. only, settling physically
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Physical Transaction YesM Place of Settlement Country Code M Place of Settlement BIC
Party US - Physical Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent CRESTCo
Party 3199a
a. DTC withdrawal.
Party CRESTBuyer Name and Address M Seller Name and AddressParty Party Gerlach and Co.Settlement Processing
NarrativeResidual Settlements/DCC Operations/Citi, 1 North Wall Quay/Dublin 1/Ireland b
M Settlement Processing Narrative
/STCO/PHYS/
Registration Details Vidacos Nom. CLRLUX2/Citigroup Centre, Canada Square, Canary Wharf/London E14 5LB/United Kingdomb
b. The slash "/" must be present between each item, otherwise the instruction will be rejected.
M Stamp Duty Status UK No change of beneficial ownership (if customer the same, otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Residual Settlements/DCC Operations/
Citi, 1 North Wall Quay/Dublin 1/Ireland a
a. The slash "/" must be present between each item, otherwise the instruction will be rejected.
M :70E: :SPRO ///STCO/PHYS/
M :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :STCO //PHYS E M :22F: :STAM /CRST/GBOX (if customer the same, otherwise, blank)M :95C: :PSET //US E1 M :95P: :PSET //CRSTGB22M :95Q: :REAG //3199b
b. DTC withdrawal.
M :95R: :DEAG /CRST/CRESTM :95Q: :SELL //Gerlach and Co
M :70D: :REGI //Vidacos Nom. CLRLUX2/Citigroup Centre, Canada Square, Canary Wharf/London E14 5LB/United Kingdom a
31 December 2020 Clearstream Banking356 Multi-Market Securities Guide
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for the U.S.A., as published in the Clearstream Banking Fee Schedule.
Note: Receiving account is a 1.5% Clearing Service Provider account and so 1.5% SDRT is due on receipts.
Customer instruction reference numbers for physical transactions must commence with 'PHY'.
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Physical Transaction YesM Place of Settlement Country Code M Place of Settlement BIC
Party US - Physical Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent CRESTCo
Party 3199a
a. DTC withdrawal.
Party CRESTM Seller Name and Address
Party Gerlach and Co.Settlement Processing
Narrative//Residual Settlements/DCC Operations/Citi, 1 North Wall Quay/Dublin 1/Ireland b
M Settlement Processing Narrative
/STCO/PHYS/
Registration Details Vidacos Nom. CLRLUX/Citigroup Centre, Canada Square, Canary Wharf/London E14 5LB/United Kingdom b
b. The slash "/" must be present between each item, otherwise the instruction will be rejected.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Citibank N.A./Att. Residual Settlements/ Mail Drop CGC
B3-01, Citigroup Centre, Canada Square/London E14 5LB/United Kingdom a
a. The slash "/" must be present between each item, otherwise the instruction will be rejected.
M :70E: :SPRO ///STCO/PHYS/
M :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :STCO //PHYS EM :95C: :PSET //US E1 M :95P: :PSET //CRSTGB22M :95Q: :REAG //3199 b
b. DTC withdrawal.
M :95R: :DEAG /CRST/CRESTM :95Q: :BUYR M :95Q: :SELL //Gerlach and CoM :70D: :REGI ////Residual Settlements/DCC Operations/
Citi, 1 North Wall Quay/Dublin 1/Ireland a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 357
ISIN CA8849031056 - Thomson Corp.ISIN GB00BVVBC028 - STERIS PLC ORD REGISIN IE00B5LRLL25 - XL GROUP PLCISIN JE00BYPZJM29 - SHS JANUS HENDERSON ORD REGISIN US0584981064 - BALL CORPISIN US7434651060 - Prophotonix Ltd Ord Reg ISIN US9815581098 - Worldpay Inc Reg, securities only, settling via removal between local registrars
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping CRSTGB22XXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party CRSTGB22XXXM Receiving Agent DTC-US M Delivering Agent CRESTCo.
Party 2415 Party R009M Buyer BIC M Seller Name and Address
Party CRSTGB22XXX Party DTC0908M Account 00XJJ CLRLUX2 M Account 089154/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/Vidacos Nominees Ltd./Citibank N.A./Citigroup Centre/Canada Square/Canary Wharf /London E14 5LB/United Kingdom
M Stamp Duty Status UK no change in beneficial ownership (if customer the same; otherwhise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Vidacos Nominees Ltd./Citibank N.A./Citigroup
Centre/Canada Square/Canary Wharf /London E14 5LB/United Kingdom
M :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/CRSTGB22XXX E M :22F: :STAM /CRST/GBOX (if customer the same; otherwhise,
blank)M :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //CRSTGB22XXXM :95R: :REAG /DTCYID/2415 M :95R: :DEAG /CRST/R009M :95P: :BUYR //CRSTGB22XXX M :95Q: :SELL //DTC0908M :97A: :SAFE //00XJJ CLRLUX2 M :97A: :SAFE //089154/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking358 Multi-Market Securities Guide
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: On SD-1 the customer must send a free-format message to the Settlement team in charge of the U.S. providing the instruction reference and the information that it is a transfer between the U.S.A. and the UKThe customer can instruct the trade as a T+1 trade. The SDRT payment obligation is with the 1.5% receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically.
Fees: Standard transaction fee for the United Kingdom, as published in the Clearstream Banking Fee Schedule.
Deliver Free Receive FreeM Place of Safekeeping DTCYUS33 M Place of Safekeeping CRSTGB22XXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party DTCYUS33 Party CRSTGB22XXXM Receiving Agent DTC-US M Delivering Agent CRESTCo.
Party 2415 Party R009M Buyer BIC M Seller Name and Address
Party CRSTGB22XXX Party DTC0908M Account 14XKL CLRLUX M Account 089154/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/Vidacos Nominees Ltd./Citibank N.A./Citigroup Centre/Canada Square/Canary Wharf /London E14 5LB/United Kingdom
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //Vidacos Nominees Ltd./Citibank N.A./Citigroup
Centre/Canada Square/Canary Wharf /London E14 5LB/United Kingdom
M :94F: :SAFE //NCSD/DTCYUS33 C M :94F: :SAFE //NCSD/CRSTGB22XXXM :95P: :PSET //DTCYUS33 E1 M :95P: :PSET //CRSTGB22XXXM :95R: :REAG /DTCYID/2415 M :95R: :DEAG /CRST/R009M :95P: :BUYR //CRSTGB22XXX M :95Q: :SELL //DTC0908M :97A: :SAFE //14XKL CLRLUX M :97A: :SAFE //089154/xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 359
Common and Specialised depositories
BNP Paribas, Luxembourg eligible securities, settling via Euroclear France - EOC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Bridge Settlement, as published in the Clearstream Banking Fee Schedule.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1.
BNP Paribas, Luxembourg - France
Deliver Free Receive FreeM Place of Safekeeping PARBLULL M Place of Safekeeping SICVFRPPXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC or Country Code M Place of Settlement BIC
Party MGTCBEBEECL Party SICVFRPPXXXM Receiving Agent Euroclear M Delivering Agent BIC
Party 22429 Party CEDELULLXXXM Seller Name and Address
Party EOC 22429M Account CEDELULL xxxxxa
M Settlement Processing Narrative
/SICV/CEDELULLXXX/CED xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///SICV/CEDELULLXXX/CEDxxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //CUST/PARBLULLXXX C M :94F: :SAFE //NCSD/SICVFRPPXXXM :95P: :PSET //MGTCBEBEECL E M :95P: :PSET //SICVFRPPXXX
E1 M :95P: :DEAG //CEDELULLXXXM :95R: :REAG /ECLR/22429 M :95Q: :SELL //EOC 22429
M :97A: :SAFE //CEDELULL xxxxxa
31 December 2020 Clearstream Banking360 Multi-Market Securities Guide
ISIN LU0156801721 Tenaris shares only, settling via CBL-MT linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for Luxembourg Market, as published in the CBL International Fee Schedule.
Note: The customer must send a free-format message to OEU Unit providing the instruction details.
BNP Paribas, Luxembourg - Italy
Deliver Free Receive FreeM Place of Safekeeping PARBLULLXXX M Place of Safekeeping MOTIITMMXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party MOTIITMMXXM Receiving Agent Euroclear M Delivering Agent BIC
Party 21891 Party CEDELULLXXXM Seller BIC
Party bbbbbbbbbbba
a. bbbbbbbbbbb = The Clearstream Banking customer's BIC (including branch code)
M Account xxxxxb
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CEDELULLXXX/bbbbbbbbbbb a M Settlement Processing Narrative
XBDR Clearstream acc. xxxxx b
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CEDELULLXXX/bbbbbbbbbbb a M :70E: :SPRO //XBDR Clearstream acc. xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/PARBLULLXXX C M :94F: :SAFE //NCSD/MOTIITMMXXXM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //MOTIITMMXXXM :95R: :REAG /ECLR/21891 M :95P: :DEAG //CEDELULLXXX
M :95P: :SELL //bbbbbbbbbbbb
b. bbbbbbbbbbb = The Clearstream Banking customer's BIC (including branch code)
M :97A: :SAFE // xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 361
ISIN KYG9361Y1026 - Vinacapital OpportunitiesISIN VGG308591053 - Equest Balkans Fd. only, settling via EB-Euroclear UK & Ireland link
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: On request.
Note: Customers are strongly recommended to send their instructions on SD-1.
BNP Paribas Luxembourg - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CEDELULLXXX M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22M Receiving Agent Euroclear M Delivering Agent CRESTCo
Party 22111 Party XBDRSeller Name and AddressParty CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
00XJJM Stamp Duty Status UK No Change In Beneficial Ownership (if
customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //00XJJM :94F: :SAFE //CUST/CEDELULLXXX C M :94F: :SAFE //NCSD/CRSTGB22
E M :22F: :STAM //CRST/GBOX (if customer the same; otherwise, blank)
M :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /ECLR/22111 M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CEDELULLXXX M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22M Receiving Agent Euroclear M Delivering Agent CRESTCo
Party 22111 Party XBDRSeller Name and AddressParty CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //14XKLM :94F: :SAFE //CUST/CEDELULLXXX C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /ECLR/22111 M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking362 Multi-Market Securities Guide
ISIN US45822B2051 - Integra GRP REG (20DR/1SHS) securities only, settling via EB - Euroclear UK & Ireland Link
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: On request.
Note: Customers are strongly recommended to send their instructions on SD-1.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping PARBLULL M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22M Receiving Agent Euroclear M Delivering Agent CRESTCo
Party 22111 Party XBDRM Seller Name and Address
Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //00XJJM :94F: :SAFE //CUST/PARBLULL C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /ECLR/22111 M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping PARBLULL M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22M Receiving Agent Euroclear M Delivering Agent CRESTCo
Party 22111 Party XBDRM Seller Name and Address
Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //14XKLM :94F: :SAFE //CUST/PARBLULL C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /ECLR/22111 M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 363
ISIN US9098832093 United Company Rusual PLC only, settling via Euroclear France - EOC linkCreationOnline
Xact via SWIFT
Fees: Standard transaction fee for the Bridge, as published in the Clearstream Banking Fee Schedule.
BNY London - France
Deliver Free Receive FreeM Place of Safekeeping IRVTGB2XGPT M Place of Safekeeping SICVFRPPXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party SICVFRPPXXXM Receiving Agent Euroclear M Delivering Agent BIC
Party 22429 Party CEDELULLXXXM Seller Name and Address
Party EOC22429M Account CEDELULL xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/SICV/CEDELULLXXX/CEDE xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///SICV/CEDELULLXXX/CEDE xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //CUST/IRVTGB2XGPT C M :94F: :SAFE //NCSD/SICVFRPPXXXM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //SICVFRPPXXXM :95R: :REAG /ECLR/22429 M :95P: :DEAG //CEDELULLXXX
M :95Q: :SELL //EOC22429 M :97A: :SAFE CEDELULL xxxxxa
31 December 2020 Clearstream Banking364 Multi-Market Securities Guide
ISIN BMG2624N1535 CC6033300 RC10588324 - Dairy Farm Intl. Holdings LtdISIN BMG4587L1090 CC6033423 RC2767589 - Hongkong Land Holdings LtdISIN BMG507361001 CC5963508 RC2019566 - Jardine Matheson Holdings LtdISIN BMG507641022 CC6033431 RC2774119 - Jardine Strategic Holdings LtdISIN BMG578481068 CC6033261 RC 2767783 - Mandarin Oriental Intl. Ltd only, settling via removal between local registrars
CreationOnline
Xact via SWIFT
Fees: On request.
Note: The customer must send a free-format message to the settlement team in charge of common and specialised depositories providing all details. The cross-border transfer takes 4-6 weeks to be completed.
BNY London - Singapore
Deliver Free Receive FreeM Additional Places Type: Place of Trade
Code: OTC TradesNot required M Place of Safekeeping CDPLSGSG
C Type of Settlement Transaction
Internal Own Account Transfer (if no change in beneficial owner)
Trade Settlement (if change in beneficial owner)
M Place of Settlement BICParty CDPLSGSG
M Beneficial Owner Indicator
No change of beneficial owner (if applicable, otherwise change of beneficial owner)
M Delivering Agent BICParty DBSSSGSGIBDSettlement Processing
NarrativeCross-border transfer from UK to SG.
Transferor: The Bank of New York Depository Nominees Limited, One Canada Square, London E14 5AL, UK PLS ARRANGE FOR REGISTRATION AND SCRIPLESS DEPOSITION INTO CDP.
Charges accepted and to be debited
MT542 Deliver Free Seq MT540 Receive FreeM :94B: :TRAD //Place of trade
Not required B M :70E: :SPRO //CROSS BORDER TRANSFER FROM UK TO SG. Transferee: The Bank of New York Depository Nominees Limited, One Canada Square, London E14 5AL, UKPLS ARRANGE FOR REGISTRATION AND SCRIPLESS DEPOSITION INTO CDP.
Charges accepted and to be debited.C M :94F: :SAFE //NCSD/CDPLSGSGE M :22F: :BENE //NBEN (if applicable, otherwise CBO)
C :22F: :SETR //OWNI (if no change in beneficial owner)//TRAD (if change in beneficial owner)
E1 M :95P: :PSET //CDPLSGSGM :95P: :DEAG //DBSSSGSGIBD
Clearstream Banking 31 December 2020Multi-Market Securities Guide 365
ISIN GB0004601430 - GBP 10,50 Italy 89-2014ISIN US0885792061 - BEXIMCO PHARMACEUTICALS LTD.ISIN US48667H1059 - KAZAKHGOLD GROUP LTD.ISIN US68554N1063 - Orascom Constrution Ind. Reg.ISIN US98387E2054 - X5 Retail RegISIN USX607461166 - OTP Bank GDR only, settling via Euroclear UK & Ireland-EB Link
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: On request.
Note: Customers are strongly recommended to send their instructions on SD-1.
BNY London - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping IRVTGB2XGPT M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22M Receiving Agent Euroclear M Delivering Agent CRESTCo
Party 22111 Party XBDRM Seller Name and Address
Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //00XJJM :94F: :SAFE //CUST/IRVTGB2XGPT C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /ECLR/22111 M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping IRVTGB2XGPT M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22M Receiving Agent Euroclear M Delivering Agent CRESTCo
Party 22111 Party XBDRM Seller Name and Address
Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //14XKLM :94F: :SAFE //CUST/IRVTGB2XGPT C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /ECLR/22111 M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking366 Multi-Market Securities Guide
ISIN NL0006282204 - New World Resources only, settling via removal between local registrarsCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: On request.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping IRVTGB2XGPT M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement Country Code M Place of Settlement BIC
Party GB - United Kingdom Physical Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent CRESTCo
Party Vidacos Nominees acc. CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB
Party R002
M Buyer Name and AddressParty CREST ID 00XJJAccount Agent ID CLRLUX2
M Settlement Processing Narrative
/MKDW/ (1st line)/NCBO/ (2nd line)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///MKDW/ (1st line)
/NCBO/ (2nd line)M :94F: :SAFE //CUST/IRVTGB2XGPT C M :94F: :SAFE //NCSD/CRSTGB22M :95C: :PSET //GB E1 M :95P: :PSET //CRSTGB22M :95Q: :REAG //Vidacos Nominees acc. CLRLUX2, Citigroup
Centre, Canada Square, Canary Wharf, London E14 5LB
M :95R: :DEAG /CRST/R002
M :95Q: :BUYR //CREST ID 00XJJM :97A: :SAFE //Agent ID CLRLUX2
Deliver Free Receive FreeM Place of Safekeeping IRVTGB2XGPT M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement Country Code M Place of Settlement BIC
Party GB - United Kingdom Physical Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent CRESTCo
Party Vidacos Nominees acc. CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
Party R002
M Buyer Name and AddressParty CREST ID 14XKLAccount Agent ID CLRLUX
M Settlement Processing Narrative
/MKDW/ (1st line)/NCBO/ (2nd line)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///MKDW/ (1st line)
/NCBO/ (2nd line)M :94F: :SAFE //CUST/IRVTGB2XGPT C M :94F: :SAFE //NCSD/CRSTGB22M :95C: :PSET //GB E1 M :95P: :PSET //CRSTGB22M :95Q: :REAG //Vidacos Nominees acc. CLRLUX, Citigroup Centre,
Canada Square, Canary Wharf, London E14 5LB, UKM :95R: :DEAG /CRST/R002
M :95Q: :BUYR //CREST ID 14XKLM :97A: :SAFE //Agent ID CLRLUX
Clearstream Banking 31 December 2020Multi-Market Securities Guide 367
ISIN LU0556041001 - IVS Group S.A. Ord Reg securities only, settling via CBF Vault link - CBL - MTCreationOnline
Xact via SWIFT
Note: The customer must send a free-format message to the Settlement Frankfurt team providing the instruction reference and details.
CBF Vault - Italy
Deliver Free Receive FreeM Place of Safekeeping DAKVDEFFDOM M Place of Safekeeping MOTIITMMXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party CEDELULLXXX Party MOTIITMMXXM Receiving Agent Clearstream M Delivering Agent BIC
Party 85077 Party CEDELULLXXXM Buyer BIC M Seller BIC
Party CEDELULLXXX Party bbbbbbbbbbba
a. bbbbbbbbbbb = The Clearstream Banking customer's BIC (including branch code)
M Account xxxxx b M Account xxxxxb
b. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Other Settlement Parties: Type
Receiving Custodian
Format Name and AddressParty Clearstream
M Account 12932M Settlement Processing
NarrativeXBDR Clearstream acc. xxxxx b
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time
M :70E: :SPRO //XBDR Clearstream acc. xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //NCSD/DAKVDEFFDOM C M :94F: :SAFE //NCSD/MOTIITMMXXXM :95P: :PSET //CEDELULLXXX E1 M :95P: :PSET //MOTIITMMXXXM :95R: :REAG /CEDE/85077 M :95P: :DEAG //CEDELULLXXXM :95Q: :RECU //Clearstream Banking S.A.M :97A: :SAFE //12932M :95P: :BUYR //CEDELULLXXXX M :95P: :SELL //bbbbbbbbbbbb
b. bbbbbbbbbbb = The Clearstream Banking customer's BIC (including branch code)
M :97A: :SAFE // xxxxx a M :97A: :SAFE // xxxxx a
31 December 2020 Clearstream Banking368 Multi-Market Securities Guide
ISIN IE00BKWQ0B60 - SHS SSGA SPDR ETFS EU.II-AEX UCITS ETFISIN IE00BKWQ0C77 - SHS SSGA SPDR ETFS EU.II-S.MSCI E.C.D.UC.ETFISIN IE00BKWQ0D84 - SHS SSGA SPDR ETFS EU.II-SPDR MSCI E.C.ST.ETFISIN IE00BKWQ0F09 - SHS SSGA SPDR ETFS EU.II-S.MSCI EUR.EN.UC.ETFISIN IE00BKWQ0G16 - SHS SSGA SPDR ETFS EU.II-S.MSCI EUR.FI.UC.ETFISIN IE00BKWQ0H23 - SHS SSGA SPDR ETFS EU.II-SPDR MSCI E.HE.C.ETFISIN IE00BKWQ0J47 - SHS SSGA SPDR ETFS EU.II-S.MSCI EUR.IN.UC.ETFISIN IE00BKWQ0K51 - SHS SSGA SPDR ETFS EU.II-SPDR MSCI E.TEC.ETFISIN IE00BKWQ0L68 - SHS SSGA SPDR ETFS EU.II-S.MSCI EUR.MT.UC.ETFISIN IE00BKWQ0M75 - SHS SSGA SPDR ETFS EU.II-SPDR M.E.S.C.UC.ETFISIN IE00BKWQ0N82 - SHS SSGA SPDR ETFS EU.II-S.MSCI EUR.TE.UC.ETFISIN IE00BKWQ0P07 - SHS SSGA SPDR ETFS EU.II-SPDR M.E.UT.UC.ETFISIN IE00BKWQ0Q14 - SHS SSGA SPDR ETFS EU.II-MSCI EUROPE UC.ETFsettling via Euroclear France - EOC link
CreationOnline
Creation via SWIFT
Fees: Standard transaction fee for Bridge Settlement, as published in the Clearstream Banking Fee Schedule.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-board transfer. Customers are strongly recommended to send their instructions on SD-1.
Citibank Europe, Ireland - France
Deliver Free Receive FreeM Place of Safekeeping CITIGB2LMAG M Place of Safekeeping SICVFRPPXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party SICVFRPPXXXM Receiving Agent Euroclear M Delivering Agent BIC
Party 22429 Party CEDELULLXXXM Seller Name and Address
Party EOC 22429M Settlement Processing
Narrative/SICV/CEDELULLXXX/CED xxxxx a M Account CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///SICV/CEDELULLXXX/CED xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
C M :94F: :SAFE //NCSD/SICVFRPPXXXM :94F: :SAFE //CUST/CITIGB2LMAG E1 M :95P: :PSET //SICVFRPPXXXM :95P: :PSET /MGTCBEBEECL M :95P: :DEAG //CEDELULLXXXM :95R: :REAG //ECLR/22429 M :95Q: :SELL //EOC 22429
M :97A: :SAFE //CEDELULL xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 369
Securities held at Ci tibank London as Common Depository only, settling via CBL-MT link
CreationOnline
Xact via SWIFT
Note: The customer must send a free-format message to the Settlement team in charge of Italy providing the instruction reference.
Citbank London - Italy
Deliver Free Receive FreeM Place of Safekeeping CITIGB2LMAG M Place of Safekeeping MOTIITMMM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party MOTIITMMM Receiving Agent Euroclear M Delivering Agent BIC
Party 21891 Party MGTCBEBEM Account 12934M Seller BIC
Party CEDELULLXXXM Account CEDELULLXXX xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
CEDELULLXXX xxxxxa
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //CEDELULLXXX xxxxxa
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //CUST/CITIGB2LMAG C M :94F: :SAFE //NCSD/MOTIITMMM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //MOTIITMMXXXM :95P: :REAG /ECLR/21891 M :95R: :DEAG //MGTCBEBE
M :97A: :SAFE //12934M :95P: :SELL //CEDELULLXXXM :97A: :SAFE //CEDELULLXXX xxxxx a
31 December 2020 Clearstream Banking370 Multi-Market Securities Guide
ISIN US4380902019 - Hon Hai Precision securities only, settling via EB-Euroclear UK & Ireland linkCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for the UK, as published in the Clearstream Banking Fee Schedule.
Note: Customers are strongly recommended to send their instructions on SD-1.In case of CBO transfers the SDRT payment obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically.
Citbank London - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CITIGB2L M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22M Receiving Agent Euroclear M Delivering Agent CRESTCo
Party 22111 Party XBDRM Seller Name and Address
Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //00XJJM :94F: :SAFE //CUST/CITIGB2L C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /ECLR/22111 M :95R: :DEAG /CRST/R009
M :95Q: :SELL //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping CITIGB2L M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22M Receiving Agent Euroclear M Delivering Agent CRESTCo
Party 22111 Party XBDRM Seller Name and Address
Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
14XKL
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //14XKLM :94F: :SAFE //CUST/CITIGB2L C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /ECLR/22111 M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 371
UK equities only, settling via removal between local registrarsCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CITIGB2L M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Physical Transation YesM Place of Settlement Country Code M Place of Settlement BIC
Party GB Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent CRESTCo
Party Vidacos Nominees acc. CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
Party R009
M Buyer Name and Address M Seller Name and AddressParty CREST ID 00XJJ Party Removal from Citivic Nominees Limited
M Account Agent ID CLRLUX2M Settlement Processing
Narrative/MKDW/ (1st line)
/NCBO/ (2nd line)M Stamp Duty Status UK No Change in Beneficial Ownership (if
customer the same; otherwise blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///MKDW/ (1st line)
/NCBO/ (2nd line)M :94F: :SAFE //NCSD/CITIGB2L C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :STCO //PHYS E
M :95C: :PSET //GB E1 M :95P: :PSET //CRSTGB22M :95Q: :REAG //Vidacos Nominees acc. CLRLUX2, Citigroup
Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
M :95R: :DEAG /CRST/R009
M :95Q: :BUYR //CREST ID 00XJJ M :95Q: :SELL //Removal from Citivic Nominees LimitedM :97A: :SAFE //Agent ID CLRLUX2
31 December 2020 Clearstream Banking372 Multi-Market Securities Guide
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: Standard transaction fee for the common depository Citibank London, as published in the Clearstream Banking Fee Schedule. Registrar fees on request.
Note: With the increasing number of cross-border transfers and the resulting workload at the registrars, settlement via removal between local registrars may take several weeks. The SDRT payment obligation is with the 1.5% receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically.
Deliver Free Receive FreeM Place of Safekeeping CITIGB2L M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Physical Transation YesM Place of Settlement Country Code M Place of Settlement BIC
Party GB Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent CRESTCo
Party Vidacos Nominees acc. CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
Party R009
M Buyer Name and Address M Seller Name and AddressParty CREST ID 14XKL Party Removal from Citivic Nominees Limited
M Account Agent ID CLRLUXM Settlement Processing
Narrative/MKDW/ (1st line)
/NCBO/ (2nd line)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///MKDW/ (1st line)
/NCBO/ (2nd line)M :94F: :SAFE //NCSD/CITIGB2L C M :94F: :SAFE //NCSD/CRSTGB22M :22F: :STCO //PHYS E
M :22F: :STAM /CRST/GBTX M :95C: :PSET //GB E1 M :95P: :PSET //CRSTGB22M :95Q: :REAG //Vidacos Nominees acc. CLRLUX, Citigroup
Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
M :95R: :DEAG /CRST/R009
M :95Q: :BUYR //CREST ID 14XKL M :95Q: :SELL //Removal from Citivic Nominees LimitedM :97A: :SAFE //Agent ID CLRLUX
Clearstream Banking 31 December 2020Multi-Market Securities Guide 373
ISIN US39032T1060 - Great Eastern Energy LtdISIN US6698881090 - JOINT STOCK Co. NOVATEK (REGS)(1DR/10SHS)settling via EB-Euroclear UK & Ireland link
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. Customers are strongly recommended to send their instructions on SD-1.
Fees: Standard transaction fee for the UK, as published in the Clearstream Banking Fee Schedule.
Deutsche Bank London - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping DEUTGB22 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22M Receiving Agent Euroclear M Delivering Agent CRESTCo
Party 22111 Party XBDRM Seller Name and Address
Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
00XJJ
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //00XJJM :94F: :SAFE //CUST/DEUTGB22 C M :94F: :SAFE //NCSD/CRSTGB22M :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /ECLR/22111 M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
Deliver Free Receive FreeM Place of Safekeeping DEUTGB22 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CRSTGB22M Receiving Agent Euroclear M Delivering Agent CRESTCo
Party 22111 Party XBDRM Seller Name and Address
Party CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
14XKL
M Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO //14XKLM :94F: :SAFE //CUST/DEUTGB22 C M :94F: :SAFE //NCSD/CRSTGB22
E M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)M :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CRSTGB22M :95R: :REAG /ECLR/22111 M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //CEDE/xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
31 December 2020 Clearstream Banking374 Multi-Market Securities Guide
ISIN GB00B063YS85 Opportunity Investment ORD BR security only, settling via EOC - Euroclear Belgium - link
CreationOnline
Xact via SWIFT
HSBC Bank Plc London - Belgium
Deliver Free Receive FreeM Place of Safekeeping MIDLGB22XXX M Place of Safekeeping CIKBBEBBXXXM Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement BIC M Place of Settlement BIC
Party MGTCBEBEECL Party CIKBBEBBXXXM Receiving Agent Euroclear M Delivering Agent BIC
Party 22152 Party Ordering party’s BIC 8 or BIC11M Seller Name and Address
Party EOC 22152Account CEDELULL xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M Settlement Processing Narrative
/SICV/CEDELULLXXX/CEDE xxxxx a
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///SICV/CEDELULLXXX/CEDE xxxxx a
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
M :94F: :SAFE //CUST/MIDLGB22XXX C M :94F: :SAFE //NCSD/CIKBBEBBXXXM :95P: :PSET //MGTCBEBEECL E1 M :95P: :PSET //CIKBBEBBXXXM :95R: :REAG /ECLR/22152 M :95P: :DEAG //Ordering party’s BIC 8 or BIC11
M :95Q: :SELL //EOC 22152M :97A: :SAFE //CEDELULL xxxxx a
Clearstream Banking 31 December 2020Multi-Market Securities Guide 375
ISIN GB0055007982 Autonomy Corp. PLC. only, settling via removal between local registrarsCreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: On request.
Note: In case of CBO transfers the SDRT payment obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
HSBC Bank Plc London - UK
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping MIDLGB22 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement Country Code M Place of Settlement BIC
Party GB - United Kingdom Physical Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent CRESTCo
Party Vidacos Nominees acc. CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, Unnited Kingdom
Party R045
M Buyer Name and Address M Seller Name and AddressParty CREST ID 00XJJ Party HSBC Issuer Services Common Depositary
Nominee (UK) Limited8 Canada Square, London, E14 5HQ
M Account Agent ID CLRLUX2
M Settlement Processing Narrative
/MKDW/ (1st line)/NCBO/ (2nd line) M Stamp Duty Status UK No Change In Beneficial Ownership (if
customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///MKDW/ (1st line)
/NCBO/ (2nd line)M :94F: :SAFE //CUST/MIDLGB22 C M :94F: :SAFE //NCSD/CRSTGB22
E M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)M :95C: :PSET //GB E1 M :95P: :PSET //CRSTGB22M :95Q: :REAG //Vidacos Nominees acc. CLRLUX2, Citigroup Centre,
Canada Square, Canary Wharf, London E14 5LB, UKM :95R: :DEAG /CRST/R045
M :95Q: :BUYR //CREST ID 00XJJ M :95Q: :SELL //HSBC Issuer Services Common Depositary Nominee (UK) Limited8 Canada Square, London, E14 5HQ
M :97A: :SAFE //Agent ID CLRLUX2
Deliver Free Receive FreeM Place of Safekeeping MIDLGB22 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement Country Code M Place of Settlement BIC
Party GB - United Kingdom Physical Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent CRESTCo
Party Vidacos Nominees acc. CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, Unnited Kingdom
Party R045
M Buyer Name and Address M Seller Name and AddressParty CREST ID 14XKL Party HSBC Issuer Services Common Depositary
Nominee (UK) Limited8 Canada Square, London, E14 5HQ
M Account Agent ID CLRLUX
M Settlement Processing Narrative
/MKDW/ (1st line)/NCBO/ (2nd line)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///MKDW/ (1st line)
/NCBO/ (2nd line)M :94F: :SAFE //CUST/MIDLGB22 C M :94F: :SAFE //NCSD/CRSTGB22
EM :95C: :PSET //GB E1 M :95P: :PSET //CRSTGB22M :95Q: :REAG //Vidacos Nominees acc. CLRLUX, Citigroup Centre,
Canada Square, Canary Wharf, London E14 5LB, UKM :95R: :DEAG /CRST/R045
M :95Q: :BUYR //CREST ID 14XKL M :95Q: :SELL //HSBC Issuer Services Common Depositary Nominee (UK) Limited8 Canada Square, London, E14 5HQ
M :97A: :SAFE //Agent ID CLRLUX
31 December 2020 Clearstream Banking376 Multi-Market Securities Guide
ISIN GB00B063YS85 - Opportunity Investment ManagementISIN GB0059337583 - Deltex Medical Group Plc only, settling via removal between local registrars
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Fees: On request.
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Fees: On request.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping MIDLGB22 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement Country Code M Place of Settlement BIC
Party GB Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent CRESTCo
Party Vidacos Nominees acc. CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
Party R055
M Buyer Name and Address M Seller Name and AddressParty CREST ID 00XJJ Party HSBC Issuer Services Common Depositary
Nominee (UK) Limited8 Canada Square, London, E14 5HQ
M Account Agent ID CLRLUX2
M Settlement Processing Narrative
/MKDW/ (1st line)/NCBO/ (2nd line) M Stamp Duty Status UK No Change In Beneficial Ownership (if
customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///MKDW/ (1st line)
/NCBO/ (2nd line)M :94C: :SAFE //NCSD/MIDLGB22 C M :94F: :SAFE //NCSD/CRSTGB22
E M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)M :95C: :PSET //GB E1 M :95P: :PSET //CRSTGB22M :95Q: :REAG //Vidacos Nominees acc. CLRLUX2, Citigroup Centre,
Canada Square, Canary Wharf, London E14 5LB, UKM :95R: :DEAG /CRST/R055
M :95Q: :BUYR //CREST ID 00XJJ M :95Q: :SELL //HSBC Issuer Services Common Depositary Nominee (UK) Limited8 Canada Square, London, E14 5HQ
M :97A: :SAFE //Agent ID CLRLUX2
Deliver Free Receive FreeM Place of Safekeeping MIDLGB22 M Place of Safekeeping CRSTGB22M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement Country Code M Place of Settlement BIC
Party GB - United Kingdom Physical Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent CRESTCo
Party Vidacos Nominees acc. CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom
Party R055
M Buyer Name and Address M Seller Name and AddressParty CREST ID 14XKL Party HSBC Issuer Services Common Depositary
Nominee (UK) Limited8 Canada Square, London, E14 5HQ
M Account Agent ID CLRLUX
M Settlement Processing Narrative
/MKDW/ (1st line)/NCBO/ (2nd line) M Stamp Duty Status UK Transfer Between CSP or ADR Accounts
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///MKDW/ (1st line)
/NCBO/ (2nd line)M :94C: :SAFE //NCSD/MIDLGB22 C M :94F: :SAFE //NCSD/CRSTGB22
E M :22F: :STAM /CRST/GBTXM :95C: :PSET //GB E1 M :95P: :PSET //CRSTGB22M :95Q: :REAG //Vidacos Nominees acc. CLRLUX, Citigroup Centre,
Canada Square, Canary Wharf, London E14 5LB, UKM :95R: :DEAG /CRST/R055
M :95Q: :BUYR //CREST ID 14XKL M :95Q: :SELL //HSBC Issuer Services Common Depositary Nominee (UK) Limited8 Canada Square, London, E14 5HQ
M :97A: :SAFE //Agent ID CLRLUX
Clearstream Banking 31 December 2020Multi-Market Securities Guide 377
GB0004829437 ACORN Income Fund Limited securities only, settling via removal between local registrars
Fees: On request.
Note: For details of UK stamp duty reserve tax (SDRT), please consult the Market Link Guide - United Kingdom II.
CreationOnline 0.5% SDRT1
Xact via SWIFT 0.5% SDRT1
Note: In case of CBO transfers the SDRT payment obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22
M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement Country Code M Place of Settlement BIC
Party GB - United Kingdom Physical Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent CRESTCo
Party Vidacos Nominees acc. CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, UK
Party R009
M Buyer Name and Address M Seller Name and AddressParty CREST ID 00XJJ Party HSBC Issuer Services Common Depositary
Nominee (UK) Limited8 Canada Square, London, E14 5HQ
M Account Agent ID CLRLUX2M Settlement Processing
Narrative/MKDW/
M Beneficial Ownership Indicator
No Change of Beneficial Owner
M Stamp Duty Status UK No Change in Beneficial Ownership (if customer the same; otherwise, blank)
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///MKDW/M :22F: :BENE //NBEN C
M :94F: :SAFE //NCSD/CRSTGB22E M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)
M :95C: :PSET //GB E1 M :95P: :PSET //CRSTGB22M :95Q: :REAG //Vidacos Nominees acc. CLRLUX2, Citigroup
Centre, Canada Square, Canary Wharf, London E14 5LB, UK
M :95R: :DEAG /CRST/R009
M :95Q: :BUYR //CREST ID 00XJJ M :95Q: :SELL //HSBC Issuer Services Common Depositary Nominee (UK) Limited8 Canada Square, London, E14 5HQ
M :97A: :SAFE //Agent ID CLRLUX2
31 December 2020 Clearstream Banking378 Multi-Market Securities Guide
CreationOnline 1.5% SDRT1
Xact via SWIFT 1.5% SDRT1
Note: The SDRT payment obligation is with the 1.5% receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically.
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Market Link Guide (United Kingdom II).
Deliver Free Receive FreeM Place of Safekeeping CRSTGB22
M Trade Date/Time trade date and time M Trade Date/Time trade date and timeM Place of Settlement Country Code M Place of Settlement BIC
Party GB - United Kingdom Physical Party CRSTGB22M Receiving Agent Name and Address M Delivering Agent CRESTCo
Party Vidacos Nominees acc. CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, UK
Party R009
M Buyer Name and Address M Seller Name and AddressParty CREST ID 14XKL Party HSBC Issuer Services Common Depositary
Nominee (UK) Limited8 Canada Square, London, E14 5HQ
M Account Agent ID CLRLUXM Settlement Processing
Narrative/MKDW/
M Beneficial Ownership Indicator
No Change of Beneficial Owner
MT542 Deliver Free Seq MT540 Receive FreeM :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and timeM :70E: :SPRO ///MKDW/M :22F: :BENE //NBEN C
M :94F: :SAFE //NCSD/CRSTGB22E
M :95C: :PSET //GB E1 M :95P: :PSET //CRSTGB22M :95Q: :REAG //Vidacos Nominees acc. CLRLUX, Citigroup
Centre, Canada Square, Canary Wharf, London E14 5LB, UK
M :95R: :DEAG /CRST/R009
M :95Q: :BUYR //CREST ID 14XKL M :95Q: :SELL //HSBC Issuer Services Common Depositary Nominee (UK) Limited8 Canada Square, London, E14 5HQ
M :97A: :SAFE //Agent ID CLRLUX
Clearstream Banking 31 December 2020Multi-Market Securities Guide 1
Appendices
The following appendices are provided in connection with the procedures for instructing in multi-market securities.
Australia - Canada
Appendix 1.Computershare Canada declaration
Singapore - South Korea
Appendix 2.Application Form for Share Migration from Singapore to Korea
Appendix 3.Transfer Form Singapore to South Korea - CBO
Appendix 4.Transfer Form Singapore to South Korea - NCBO
South Korea - Singapore
Appendix 5.Application Form for Share Migration from Korea to Singapore
Appendix 6.Transfer Form South Korea to Singapore - CBO
Appendix 7.Transfer Form South Korea to Singapore - NCBO
31 December 2020 Clearstream Banking2 Multi-Market Securities Guide
Appendices
Appendix 1. Computershare Canada declaration
Clearstream Banking 31 December 2020Multi-Market Securities Guide 3
Appendices
31 December 2020 Clearstream Banking4 Multi-Market Securities Guide
Appendices
Clearstream Banking 31 December 2020Multi-Market Securities Guide 5
Appendices
Appendix 2. Application Form for Share Migration from Singapore to Korea
Application Form for Share Migration from Singapore to Korea
Please read notes overleaf before completing this form.
1. Application
� Issuer: STX Pan Ocean Co., Ltd.
� ISIN: KR7028670008
� Number of shares to be migrated:
2. Information on Shareholder
3. Receiver of Stock Certificates
I/We hereby confirm that the above information given by me is both true and accurate and we/I accept full
responsibility for any loss or damage or problems caused by an error, inaccuracy of such information.
I/We hereby request the Migration of share certificate(s) representing the above-mentioned common shares of
STX Pan Ocean Co., Ltd. issued in Singapore to share certificates representing the same number of shares issued
in Korea.
Comprised in share certificate(s) no
Signature(s) of Shareholder(s) and Seal of Corporate Shareholder
For Official Use OnlyTo: Korea Securities Depository
Transfer agent of STX Pan Ocean Co., Ltd. in Korea
We have duly received the application for a share migration and the relevant share certificate(s) from the shareholder as set
out above, and we hereby confirm and notify you that on the date we agreed upon with you (the “Migration Date”), we will
cancel or discard those share certificate(s) and record the change in the shareholder registry in Singapore.
Authorised Signatories
Boardroom Corporate & Advisory Services Pte. Ltd.
Transfer agent of STX Pan Ocean Co., Ltd. in Singapore
Date of Notice
/ /dd mm yyyy
/ /dd mm yyyy
Relationship with Principal: Principal / agent
Name of Receiver (Custodian):
Tel:
(Available contact number in Korea)
Name:
_________________________ ______________________
(Family Name) (First Name)
Identification Number
Tel.: Mobile phone:
E-mail :
Address:
STX Pan Ocean Co., Ltd
31 December 2020 Clearstream Banking6 Multi-Market Securities Guide
Appendices
Notes:
1. The Application Form must be completed in English and must be signed by the Shareholder or
his/its attorney duly authorised in writing or if the Shareholder is a corporation, executed under its
common seal or under the hand of its attorney duly authorised in writing. The power of attorney
or other authority appointing the attorney or a notarially/duly certified copy thereof must be
attached to this Application Form if it is signed by an attorney.
2. The Application Form must be submitted with the relevant original share certificate(s) to STX Pan
Ocean Co., Ltd., c/o Singapore Share Transfer Agent, Boardroom Corporate & Advisory Services
Pte. Ltd., 3 Church Street, #08-01 Samsung Hub, Singapore 049483.
3. No receipt will be issued to the person or agent lodging the Application Form.
4. With regard to 2. information on Shareholder , the following Identification Numbers of
Shareholders shall be accepted in Korea
a. Korean Residents
- Individual Shareholder: Resident registration number
- Institutional (Company) Shareholder: Business registry number
b. Non – Korean Residents
-Individual Shareholder: IRC number (Investment Registration Certificate number),
Passport number
- Institutional (Company) Shareholder: IRC number, Certificate of Incorporation
number
GENERAL
STX Pan Ocean Co., Ltd. shall be entitled to reject an Application Form which is incomplete,
improperly completed or illegible.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 7
Appendices
Appendix 3. Transfer Form Singapore to South Korea - CBO
TRANSFER I/WE [client's name]
in consideration of the Sum of See Note at foot
paid by
hereinafter called the said Transferee
Do hereby bargain, sell,assign,and transfer to the said Transferee(in numbers) (in words) (certificate number)
of and in the undertaking called the(name of shares)
To hold unto the said Transferee Executors, Administrators, and Assign, subject to several conditions on which held the same immediately before the execution hereof, and the said Transferee, do hereby agree to accept the said
subject to the conditions aforesaid. As Witness our Hands this day of
in the year of
Signed, sealed, and delivered by the above named
in the presence of :
Name sign here Signature* witness sign here Address
Occupation
Signed, sealed, and delivered by the above named
in the presence of :
Name sign here Signature* witness sign here Address
Occupation
Signed, sealed, and delivered by the above named
in the presence of :
Name
Signature*
Address
Occupation
Signed, sealed, and delivered by the above named
in the presence of :
Name
Signature*
Address
Occupation
Note:-The consideration money set forth in a transfer may differ from that the which first seller will receive, owing to sub-sales by the original Buyer: the StampAct requires that in such cases the consideration money paid by the Sub-purchaser shall be the one inserted in Deed, as regulating the ad voleram Duty, the followingis the Clause in question:- "Where a person, having contracted for the purchase of any Property, but not having obtained a Conveyance thereof, contracts to sell thesame to any other person and property is in consequence, conveyed immediately to the Sub-purchaser, the Conveyance is to be charged with ad valorem Duty inrespect of the consideration moving from the Sub-purchaser." (54 & 55 Vict. Cap. 39(1891), Section 58, Sub-section 4).*When a Transfer is executed out of Great Britain, it is recommended the Signatures be attested by H.M. Cousul, a Clergyman, Magistrate, Notary Public,or by someother Person holding a public position-as most Companies refuse to recognise Signatures not so attested. * When a Witness is Female she must state whether she is a Spinster, Wife or Widow, and if a Wife she must give her Husband's Name, Address and Quality, Profession or Occupation. Th Date must be inserted in Wordsand not in Figures.
A HUSBAND MUST NOT WITNESS THE SIGNATURE OF HIS WIFE OR VICE-VERSA.PLEASE HAVE THE STOCKS/SHARES TO WHICH THIS TRANSFER RELATES REGISTERED INTO YOUR NAME AS SOON AS POSSIBLE AS WE CANNOT
ACCEPT ANY RESPONSIBILITY FOR COLLECTING ANY DIVIDEND, BONUS OR OTHER RIGHTS WHICH MAY ARISE ON THEM.
Cou
pon
for
* Witn
ess'
s* W
itnes
s's
* Witn
ess'
sSt
ock
forw
arde
d to
the
Com
pany
's O
ffice
by
* Witn
ess'
s
31 December 2020 Clearstream Banking8 Multi-Market Securities Guide
Appendices
Appendix 4. Transfer Form Singapore to South Korea - NCBO
TRANSFER I/WE (clients name) We hereby certify that no consideration was passed in the transfer
of the above shares, it being a transfer from a nominee/beneficial owner(s)
to the beneficial owner(s)/nominee in consideration of the Sum of See Note
at foot
paid by
hereinafter called the said Transferee
Do hereby bargain, sell,assign,and transfer to the said Transferee(in numbers) (in words)
(certificate number)
of and in the undertaking called the(name of shares)
To hold unto the said Transferee Executors, Administrators, and Assign, subject to several conditions on which held the same immediately before the execution hereof, and the said Transferee, do hereby agree to accept the said
subject to the conditions aforesaid. As Witness our Hands this day of
in the year of
Signed, sealed, and delivered by the above named
in the presence of :
Name transferor sign here Signature* witness sign here Address
Occupation
Signed, sealed, and delivered by the above named
in the presence of :
Name transferor sign here Signature* witness sign here Address
Occupation
Signed, sealed, and delivered by the above named
in the presence of :
Name transferee sign here Signature* witness sign here Address
Occupation
Signed, sealed, and delivered by the above named
in the presence of :
Name
Signature* witness sign here transferee sign here Address
Occupation
Note:-The consideration money set forth in a transfer may differ from that the which first seller will receive, owing to sub-sales by the original Buyer: the StampAct requires that in such cases the consideration money paid by the Sub-purchaser shall be the one inserted in Deed, as regulating the ad voleram Duty, the followingis the Clause in question:- "Where a person, having contracted for the purchase of any Property, but not having obtained a Conveyance thereof, contracts to sell thesame to any other person and property is in consequence, conveyed immediately to the Sub-purchaser, the Conveyance is to be charged with ad valorem Duty inrespect of the consideration moving from the Sub-purchaser." (54 & 55 Vict. Cap. 39(1891), Section 58, Sub-section 4).*When a Transfer is executed out of Great Britain, it is recommended the Signatures be attested by H.M. Cousul, a Clergyman, Magistrate, Notary Public,or by someother Person holding a public position-as most Companies refuse to recognise Signatures not so attested. * When a Witness is Female she must state whether she is a Spinster, Wife or Widow, and if a Wife she must give her Husband's Name, Address and Quality, Profession or Occupation. Th Date must be inserted in Wordsand not in Figures.
A HUSBAND MUST NOT WITNESS THE SIGNATURE OF HIS WIFE OR VICE-VERSA.PLEASE HAVE THE STOCKS/SHARES TO WHICH THIS TRANSFER RELATES REGISTERED INTO YOUR NAME AS SOON AS POSSIBLE AS WE CANNOT
ACCEPT ANY RESPONSIBILITY FOR COLLECTING ANY DIVIDEND, BONUS OR OTHER RIGHTS WHICH MAY ARISE ON THEM.
Cou
pon
for
* Witn
ess'
s* W
itnes
s's
* Witn
ess'
sSt
ock
forw
arde
d to
the
Com
pany
's O
ffice
by
transferee to state name here
* Witn
ess'
s
Clearstream Banking 31 December 2020Multi-Market Securities Guide 9
Appendices
Appendix 5. Application Form for Share Migration from Korea to Singapore
Application Form for Share Migration from Korea to Singapore Please read notes
overleaf before completing this form.
Part A - Information on Shareholder Classification and code (ISIN) common share KR7028670008
Number of shares to be migrated (Figures)
Name of Shareholder
National Registration Identification Card/Passport Number (NRIC/PP No.)
Address
Postal Code Telephone Number
Part B – Information of Authorized Person collecting the new share certificate(s). This section is not applicable to individual Shareholder collecting the share certificate in person. Name of Authorized Person
National Registration Identification Card/Passport Number (NRIC/PP No.)
Telephone Number
I/We hereby confirm that the above information given is both true and accurate and we/I accept full responsibility for any loss or damage or problems caused by an error, inaccuracy of such information.
I/We hereby request the Migration of share certificate(s) representing the above-mentioned common shares of STX Pan Ocean Co., Ltd. issued in Korea to share certificates representing the same number of shares issued in Singapore.
Signature(s) of Shareholder(s) and Seal of Corporate Shareholder
For Official Use Only To: Boardroom Corporate & Advisory Services Pte. Ltd. Transfer agent of STX Pan Ocean Co., Ltd. in Singapore
We have duly received the application for a share migration and the relevant share certificates from the shareholder as set out above, and we hereby confirm and notify you that on the date we agreed upon with you (the “Migration Date”), we will cancel or discard those stock certificates and record the change in the shareholder registry in Korea.
Authorized Signatories Korea Securities Depository Transfer agent of STX Pan Ocean Co., Ltd. in Korea Date of Notice
/ / dd mm yyyy
Date of Migration
/ / dd mm yyyy
STX Pan Ocean Co., Ltd
31 December 2020 Clearstream Banking10 Multi-Market Securities Guide
Appendices
Notes: 1. The Application Form must be completed in English and must be signed by the
Shareholder or his/its attorney duly authorised in writing or if the Shareholder is a corporation, executed under its common seal or under the hand of its attorney duly authorised in writing. The power of attorney or other authority appointing the attorney or a notarially/duly certified copy thereof must be attached to this Application Form if it is signed by an attorney.
2. The nominee of the share certificate submitted to KSD for migration from Korea to
Singapore shall be the shareholder who applies for migration. 3. Please be noted that KSD does not independently verify the truth or accuracy of any
information you give. 4. The share certificate(s) issued in Singapore may ONLY be collected by the individual
Shareholder(s) or the person(s) appointed in Section B. GENERAL STX Pan Ocean Co., Ltd. shall be entitled to reject an Application Form that is incomplete, improperly completed or illegible.
Clearstream Banking 31 December 2020Multi-Market Securities Guide 11
Appendices
Appendix 6. Transfer Form South Korea to Singapore - CBO
TRANSFER I/WE (clients name) We hereby certify that no consideration was passed in the transfer
of the above shares, it being a transfer from a nominee/beneficial owner(s)
to the beneficial owner(s)/nominee in consideration of the Sum of See Note
at foot
paid by
hereinafter called the said Transferee
Do hereby bargain, sell,assign,and transfer to the said Transferee(in numbers) (in words)
(certificate number)
of and in the undertaking called the(name of shares)
To hold unto the said Transferee Executors, Administrators, and Assign, subject to several conditions on which held the same immediately before the execution hereof, and the said Transferee, do hereby agree to accept the said
subject to the conditions aforesaid. As Witness our Hands this day of
in the year of
Signed, sealed, and delivered by the above named
in the presence of :
Name transferor sign here Signature* witness sign here Address
Occupation
Signed, sealed, and delivered by the above named
in the presence of :
Name transferor sign here Signature* witness sign here Address
Occupation
Signed, sealed, and delivered by the above named
in the presence of :
Name transferee sign here Signature* witness sign here Address
Occupation
Signed, sealed, and delivered by the above named
in the presence of :
Name
Signature* witness sign here transferee sign here Address
Occupation
Note:-The consideration money set forth in a transfer may differ from that the which first seller will receive, owing to sub-sales by the original Buyer: the StampAct requires that in such cases the consideration money paid by the Sub-purchaser shall be the one inserted in Deed, as regulating the ad voleram Duty, the followingis the Clause in question:- "Where a person, having contracted for the purchase of any Property, but not having obtained a Conveyance thereof, contracts to sell thesame to any other person and property is in consequence, conveyed immediately to the Sub-purchaser, the Conveyance is to be charged with ad valorem Duty inrespect of the consideration moving from the Sub-purchaser." (54 & 55 Vict. Cap. 39(1891), Section 58, Sub-section 4).*When a Transfer is executed out of Great Britain, it is recommended the Signatures be attested by H.M. Cousul, a Clergyman, Magistrate, Notary Public,or by someother Person holding a public position-as most Companies refuse to recognise Signatures not so attested. * When a Witness is Female she must state whether she is a Spinster, Wife or Widow, and if a Wife she must give her Husband's Name, Address and Quality, Profession or Occupation. Th Date must be inserted in Wordsand not in Figures.
A HUSBAND MUST NOT WITNESS THE SIGNATURE OF HIS WIFE OR VICE-VERSA.PLEASE HAVE THE STOCKS/SHARES TO WHICH THIS TRANSFER RELATES REGISTERED INTO YOUR NAME AS SOON AS POSSIBLE AS WE CANNOT
ACCEPT ANY RESPONSIBILITY FOR COLLECTING ANY DIVIDEND, BONUS OR OTHER RIGHTS WHICH MAY ARISE ON THEM.
Cou
pon
for
* Witn
ess's
* Witn
ess's
* Witn
ess's
Stoc
k fo
rwar
ded
to th
e C
ompa
ny's
Offi
ce b
y
transferee to state name here
* Witn
ess's
31 December 2020 Clearstream Banking12 Multi-Market Securities Guide
Appendices
Appendix 7. Transfer Form South Korea to Singapore - NCBO
TRANSFER I/WE We hereby certify that no consideration was passed in the transfer
The Central Depository (Pte) Ltd of the above shares, it being a transfer from a nominee/beneficial owner(s)
to the beneficial owner(s)/nominee in consideration of the Sum of See Note
at foot
paid by
hereinafter called the said Transferee
Do hereby bargain, sell,assign,and transfer to the said Transferee[Quantity in numbers] [Quantity in words], Ordinary Shares, Fully Paid
of and in the undertaking called the[name of security]
To hold unto the said Transferee Executors, Administrators, and Assign, subject to several conditions on which held the same immediately before the execution hereof, and the said Transferee, do hereby agree to accept the said
subject to the conditions aforesaid. As Witness our Hands this day of
in the year of
Signed, sealed, and delivered by the above named
in the presence of :
Name
Signature*
Address
Occupation
Signed, sealed, and delivered by the above named
in the presence of :
Name
Signature*
Address
Occupation
Signed, sealed, and delivered by the above named
in the presence of :
Name witness to sign transferee signs here Signature*
Address
Occupation
Signed, sealed, and delivered by the above named
in the presence of : transferee signs here Name witness to sign Signature*
Address
Occupation
Note:-The consideration money set forth in a transfer may differ from that the which first seller will receive, owing to sub-sales by the original Buyer: the StampAct requires that in such cases the consideration money paid by the Sub-purchaser shall be the one inserted in Deed, as regulating the ad voleram Duty, the followingis the Clause in question:- "Where a person, having contracted for the purchase of any Property, but not having obtained a Conveyance thereof, contracts to sell thesame to any other person and property is in consequence, conveyed immediately to the Sub-purchaser, the Conveyance is to be charged with ad valorem Duty inrespect of the consideration moving from the Sub-purchaser." (54 & 55 Vict. Cap. 39(1891), Section 58, Sub-section 4).*When a Transfer is executed out of Great Britain, it is recommended the Signatures be attested by H.M. Cousul, a Clergyman, Magistrate, Notary Public,or by someother Person holding a public position-as most Companies refuse to recognise Signatures not so attested. * When a Witness is Female she must state whether she is a Spinster, Wife or Widow, and if a Wife she must give her Husband's Name, Address and Quality, Profession or Occupation. Th Date must be inserted in Wordsand not in Figures.
A HUSBAND MUST NOT WITNESS THE SIGNATURE OF HIS WIFE OR VICE-VERSA.PLEASE HAVE THE STOCKS/SHARES TO WHICH THIS TRANSFER RELATES REGISTERED INTO YOUR NAME AS SOON AS POSSIBLE AS WE CANNOT
ACCEPT ANY RESPONSIBILITY FOR COLLECTING ANY DIVIDEND, BONUS OR OTHER RIGHTS WHICH MAY ARISE ON THEM.
Cou
pon
for
* Witn
ess'
s* W
itnes
s's
* Witn
ess'
sSt
ock
forw
arde
d to
the
Com
pany
's O
ffice
by
[Transferee signs here xx]
[transferee insert name here]
* Witn
ess'
s
Address details
Contact
www.clearstream.com
Published by
Clearstream Banking Luxembourg
Registered addressClearstream Banking SA42 Avenue JF KennedyL-1855 Luxembourg
Postal addressClearstream BankingL-2967 Luxembourg
Document number: 6201
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