Download - Marcia M Howard Financial Disclosure Report for 2010

8/3/2019 Marcia M Howard Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/marcia-m-howard-financial-disclosure-report-for-2010 1/9

IA O 1 0

]

Rev. 1/2011

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0

Report Re quired by the Ethics

in Govermnent Act of 1978(5 U.S.C. app. ,~ ,~¢ 101-111)

I . P e r s o n Repor ting ( las t n a m e , f ir s t , m i d d l e initial)

H o w ard , Marc i a M.

4 . T i t l e ( A r t i c l e I ! 1 j u d g e s i n d i c a t e a c t i v e o r s e n i o r s ta tus ;

magistrate judges indicate full- or part-time)

U.S. District Judge-Full

7 . C h a m b e r s or O f f i c e A d d r e s s

U.S. Cour thouse300 Nor th Hogan St ree t

Jacksonvi l le , FL 32202

2. Court or Organizat ion

U.S. District Court-Middle F L

3. Date of Report

8/10/2011

5a. Report Type (check appropriate type)

] N o m i n a t i o n , Da t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the basis of the information contained in this Report and any

modif ica t ions pertaining thereto, it is, in my opinion, in co m p l i a n ce

with applicable laws and regulations.

Reviewing Officer Date

6. Repor ting Per iod

OI/OI/2010

to

12/31 /2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followet£ Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 offiling instructions.)

D (No reportablepositions.)ONE

I. Off icer /D ir ec to r

2. Directo r

3. Directo r

4. Bo a rd M e m b e r


6. M e m b e r

7. Trustee



POSITION NAME OF ORGANIZATION/ENTITY

Morales Con s t ruct ion Co . , Inc.

Mora les Inves tme n t s o f J acksonvi l l e , Inc.

MIC Ho ldings Inc.

Am er ican Cancer Socie ty - Duval Coun ty Un i t Adviso ry Board (non -p ro f i t )

Wol f son Chi ldren ’s Hosp i t a l Women’s Board (non -p ro f i t )

St . Vincen t ’s Hosp i t a l Wom en’s Counci l (non -p ro f i t )

I r revocab le In su rance T rus t # I

OneJax (non -p ro f i t )

Com mun i ty Hosp ice o f Nor theas t Flo r ida

I I . A G R E E M E N T S . m e p o r t i , g i , d i v i d u a t o , t y ; s e , ~ , p . 1 4 - 1 6 of filing instruction~.)

N O N E (No reportable agreements.)

1.2003

2.

D A T E P A R T I E S A N D T E R M S

McGuireWoo ds LLP 401(k) (admin i s t e red by T. Rowe P r ice)




o f 9

Name of Per son Repor ting

Howard, Marcia M.

D a t e o f R e p o r t

8/10/201 I




P a g e 3 o f 9

N a m e o f P e r s o n R e p o r ti n g

Howard , Marc ia 51 .


8 / 1 0 / 2 0 1 1

III. N O N - I N V E S T M E N T I N C O M E . t R e p o . i n # individual andspouse; seepp. 17-24 of filing instructions.)

A. Filer’s N on- Inv e s tm en t I nc om e

~ (No reportable income.)O N E non-investment

D A T E . SOURCE AND TYPE INCOME(yours, not spouse’s)

B . S p o u s e ’ s N o n - in v e s t m e n t I n c o m e - i f s . o u were married during any portion of the reporting )’ear, complete this section.

(Dollar amount not required except for honoraria.)

~-~ (No repor table n on- inves tment income. )ONE

DATE SOURCE AND TYPE

1. 2010 Ba n k o f A m e r i ca - s a l a ry

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.

( Includes those to spouse and dependent chi ldren; see pp. 25-27 of f i l ing instruct ions . )

~ (No reportable reimbursements.)O N E

2.

3.

4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED




P a g e 4 o f 9

N a m e o f P e r so n R e p o r t i n g

Howard, Marc ia M.


8/10/201 I

V . G I F T S . a n c l u d e s , h o ~ e , o s p o u s e and dependent children; s e e p p . 2 8 - 3 1 of filing instructions.)

N O N E (No reportable gifts .)

SOURCE DESCRIPTION

I.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n t i .d e s , h o s e o / s p o u s e ~ , d d e p c , d e . t children; see p p . 3 2 - 3 3 of filing instruction~.)

N O N E (No rep ortable l iab il it ies.)

CREDITOR DESCRIPTION

I.

2.

3.

4.

5.

VALUECODE




P a g e 5 o f 9

N a m e o f P e r s o n R e p o r t in g

How ard , Marc i a 51 .

D a t e o f R e p o r l

8/10/2011

V I I . I N V E S T M E N T S a n d TR U S T S - i n c ~ m e ~ v a ~ u e ~ t r a n s a c t i ~ n s ( ~ n c ~ u d e s t h ~ s e ~ f s p ~ u ~ e a n d d e p e n d e n t c h i ~ d ~ e n ; s e e p p . 3 4 - 6 ~ f ~ i n g i n s t r u c d ~ n ~ - )

NONE ( No reportable income, assets, or transactions.)

A. B. C.Description of Assets Income during Gross value at end

(including trust assets) report ing per iod of reporting period

(I) (2) (1 ) (2 )

Place "(X )" after each asset Am ount " F y p e ( e . g . , Val ue Value

exempt from prior disclosure Code I div., rent, Code 2 Method

(A-H) o r i n t . ) (J-P) Code 3

(Q-W)

O)Type (e.g.,

buy , s e l l ,

r e d e m p t i o n )

Transac t ions dur ing r epo r t ing pe r iod

(2) (3) (4)

D a t e Value Gain

m m /dd!yy C ode 2 Code I

(J-P) (A -H )

( 5 )Iden t i ty of

b u y e r / s e l l e r

( i f p r i v a t e

t r a n s a c t i o n )

I. W achovia, now We lls Fargo (bank accts) A I n t e r e s t M T

2. Wa chovia Stock None

3. Southside Ware house, Inc. Stock (See Part C K U

V I L E )4. Paragon Life / Me t Life Variab le Life Policy A I n t e r e s t J T

5. Morales Investments of Ja x, Inc. (See P a r t N o n eVIII.)

6. MIC Holding (See Part VIII.) D J U

7. T. Rowe Price 401(k) A Int./Div. M T

8. ----TRP RST Balanced

Merged

(with line 33 )

01/02/09

Closed 12/31/101 J

9. ----TRP Slable Value Fund

10 . Bombard ier 401 (k )

I I. ----DW S Real Estate Securities Fund

D Int./Div. L T

1 2 . - - - - Inves tmen t Co . o f Ame r ica Fund/A

1 3 . - - - -Washing ton Mutual Inves to r s F u n d / A

1 4 . - - - -Growth Fund o f Am er ica /A

1 5 .

1 6 .

1 7 .

. .. . F rankl in Balance She et Inves tm en t !lnv.A.

....Franklin Small Mid Cap G rowth Fund/A

....Euro Pacific Growth Fund/A

I. Income Gain Codes:

(S~e Column s B I and D4)

2.Value Codes

[Scc Co lumns CI and D3)

3. Value Method Code~

[ Sce Co lu mn C2)

A=$1,000 or less

F =$50.001 - $ I00.000

J =$15,000 or less

N ~$250.0OI - $500,000

P 3 -$25,000,0OI - $ 50.000.000

Q:Appraisal

U =Book Value

B=$1.001 - $2,500

G =$100.001 -K =$15,001 - $50.0~1

O = $500.001 - $ 1.000.000

R Cos t (R ea l Es ta le On ly)

V =Oth cr

C =$2,501 - $5,000

H 1 =$ 1.0~.001 - $5.0~,000

L =$50,001 - $100,000

PI =$1 ,000.0~1 - $5,0~,009

P4 =More than $50,00~.0~1

S =Asse s smen t

W =Es l ima ted

D= $ 5,001 - $15

H2 =More than $5,0~O,000

M =$100,001 - $250,000

P2 -$5,000,001 - $25,000,0OO

T =Cash Marke t

E =$1 5 ,001- $ 5 0 , 0 0 0




o f 9 Ia m e o f P e r s o n R e p o r t i n g

Ho~vard , Marc ia M.

Date of Repor t

8/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S --income, r a ~ u e ~ t r a n s a c t i ~ n ~ ( ~ n c ~ u d e s t h ~ s e ~ f s p ~ u s e a n d d e p e n d e n t c h i ~ d r e n ; s e e p p .3 4 - 6 ~ f ~ i n g i n s tr u c t i~ n s ~ )

N O N E (No reportable income, assets, or transactions.)

Description of A s s e t s Income during

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(i) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p ~ (e .g . ,

exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

(i) (2)

Value Value

C o d e 2 M e t h o d

( J - P ) C o d e 3

( Q - W )

(I)

Type (e.g.,

buy, ~:11,


T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)

D a t e Value Gain

m m /dd/yy C ode 2 Code I

(J-P) ( A - H )

( 5 )

I d e n t i t y o f

b u y e r / s e l l e r

( i f p r i v a t e

t r a n s a c t i o n )

1 8 . - - - D F A E m er g i n g M ar ke t s I

1 9 . - - -S ta te S t r eet EAFE In ternat ional IndexFund

20 . (See Par t VIII)

21 . W el l s F a r g o 401 ( k )

22 . - - -S t a b l e Fu nd

D lnt./Div. M

23 . Southland L i fe Insurance P o l icy

24 . Bank o f Am er ica C.D.

A

A

Interest

Interest

T

Redeemed 04/I 6/I 0 M

25 . Morgar Pro fess ional C en ter (See Par t V III .) C

26. Banco Bilbao A Dividend

K U

K T

27 . Brokerage Account

28 . ----Merri l l Lynch Money Market Fund

29 . - - - - In te r lin e Bran ds Inc.

Int. /Div. L T

N o n e L T

30 . W ebb l n ves t men t s I n c . N o n e J U

31. Everbank B Interest M T

32 . Bank o f Am er ica Account A Interest M T

33 . We lls Fargo s tock (see l ine 2)

34 . Fide l i ty Inves tmen t s (See Par t V II I )

A

A

Dividend K T

Int./Div. J T

I. Income Gain Codes:

(See Co lu n ~s B I an d D4 )

2. Value Codes

(See Co lumns CI and D3)

3.Value Method Codes

(See Co lumn C2)

A =$1,000 or less

F =$50.~01 - S 100.000

J =$15.000 or less

N $250.001 - $500,000

P3 =$ 25,000,001 - $50,000,000

Q =A ppr a i s a l

U =Bo o k Va lu e

B=$1,001 - $2,500

G =$I00,001 - $ 1,000,000

K =$15,001 - $50,0~0

O = $500,001 - $1,000,000

R = Co s t (Rea l E s ta te On ly )

V =Olhc r

C =$2,501 - $5,000

H 1 =$ 1,000,001 - $5,0~0,000

L =$50,001 -

PI =$1.000,001 - $5,0~O.000

P4 -More than $50,000,000

S =A s s es s men t

W =Es t ima led

=$5.001 - $15,000

H2 =More than $5.000.000

M =$1 00 , 001 - $250, 000

P 2 =$5,000,001 - $25,000.000

-Cash Marke t

E =$ | S.0 0 1 - $50.000




o f 9

N a m e o f P e r s o n R e p o r t in g

How ard , Marc i a M.


8/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i.eo,.e, ,,otue, t ...... t ions (Includes those of spou se and d ependent chi ldren; see pp . 34-60 of f i l ing instructions . )

D N O N E (No rep ortable income, assets , or t ra nsact ions. )

A. B. C.D e s c r ip t i o n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t en d

( in c lu d in g t r u s t a s s e t s ) r e p o r t in g p e r io d o f r e p o r t i n g p e r i o d

(1) (2) (I) (2)Place "(X)" after each asset A m o u n t Type (g., V a lue V a lue

exempt frum prior disclosm’¢ Code I div., r ,cnt , C o de 2 M e ’h o d

( A -H ) or in t . ) ( J -P ) C o d e 3

( Q - W )

Type (e.g.,

buy , s e l l ,


Transac t ions dur ing r epo r t ing pe r iod

(2) (3) (4)

D a t e Value G a i n

m m/dd/yy Code 2 Code I

( J - P ) ( A - H )

Iden t i ty o f

buye r /s e l l e r

( i f p r i v a t e

t r ansact i on)

3 5. ---BAC Annual LongTerm Cash

36 . C o n d o m i n i u m ( S e e P a r t V I I I) No n e K T

1. Income Gain Codes: A = $1 ,000 or less B = $1,001 - $2,500 C = $2,501 - $5,000 D +$5.001 - $15,000

(See Co lu mn s B I an d D4 ) F =$50.001 - $100,000 G =$ 100,001 - $1,000.000 H I = $ 1 ,0 00 .0 01 - $ 5 ,0 00 .0 00 H 2 = M or e t ha n $ 5. 00 0. 00 0

2. V alue Co des J = $ 15,000 or le ss K=

$15,001 - $50.000 L =$50,001 - $ 100.000 M =$ 100,001 - $250,000

(See Co lumns CI and D3) N =$250,001 - $500,000 O =$ 500,0 01 - $ 1,0 00,0 00 P I = $1 ,0 00 ,00 1 - $ 5,00 0.000 P 2 - $5,0 00.0 01 - $ 25 .000.000

P3 -$25.000,001 - $ 50.000,000 P4 = More than $50,000.000

3. Value Method Codes Q =A ppr a i s a l R =Co s t (Rea l E s ta te On ly ) S =Asse s smen t T =Cash Markcl

[ see Co lunm C2) U =Bo o k Va lu e V =O~ her W =Es t ima ted

E = $ 1 5 .0 0 1 - $50 ,000




P a ge 8 o f 9

N a m e o f P e r s on R epo r l ing

H o w a r d , M a r c i a 5 1 .

Dale of Report

8/10/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.dica,epa, of report.)

Par t I - The I r revocab le Trus t d isc lo sed on Line 8 i s an un funded t rus t .

Par t VII , Co . B(2) , Lines 3 , 5 , 6 , and 25 - the type o f incom e i s p a r tnersh ip income .

Par t VII , Line 20 - the p rov ider o f th i s 401 k appea rs to have e l im ina ted the Sta te St ree t S&P 500 Fund Index f rom the s e lected mo del .

Par t VII , Line 35- Th is i t em rep resen t s an unve s ted in te res t in a long t e rm com pensa t ion awa rd to~ i~ .~ i : : ~ i~ f rom h i s em p loym en t .

Par t V I I , Line 36- Th is i tem represen ts’~ . . .. . .. . .. . .. .] I /4 in ter es t in a condom in ium tha t was owned b3, "~. .~ : f ~ i~ ~] The I /4 in ter es t passed to h im throug h theproba t e p rocess .




of 9

Name o f Per son Repo r t ing

Howard, Marcia 51.

Date of Repor t

8/10/:201 I

IX. CERTIFICATION.

I c e r ti fy th a t a l l i n fo r m a t i on g iv e n a b ov e ( i nc lu d ing i n fo r m a t i on pe r t a i n ing t o m y spou se a n d m ino r o r d e pe nd e n t ch i ld r e n , i f a ny ) i s

a ccu ra t e , t r ue , a nd com p le t e t o t h e b e s t o f m y k now le d ge a n d b e l i e f , a nd th a t a ny i n fo r m a t i on n o t r e po r t e d w a s w i th h e ld b e ca u se i t m e t a pp l i c a b l e s t a tu to r yp r ov i s i on s pe r m i t t ing no n -d i sc lo su r e .

1 f u r t h e r ce r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ) a n e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i ch h a v e b e e n r e p o r t e d a r e i n

com p l i ance wi th the p rov i s ions o f 5 U .S .C. app . § 501 e t . seq ., 5 U .S .C. § 7353 , and Judic i a l Con fe ren ce regu la t i on s .

S i g n a t u re : S / M a r c i a M . H o w a r d

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R IM IN A L S A N C T IO N S ( 5 U .S .C . ap p . § 1 04 )

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544