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BROKERAGE FIRMS IN INDIA
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BROKERAGE FIRMS IN INDIA
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Presented By
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HK Warriors . We March Ahead of Success
HK Warriors . We March Ahead of Success.!!!!
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WHAT IS A BROKERAGE FIRM?
Financial institution that acts as a stock
broker.
Serve as clientele of investors who trade
in public stocks/securities.
Broker.
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HISTORY
During 11th century French began
regulating & trading agricultural debts.
In 13th century houses began to set up in
cities like Amsterdam & Flanders for
meetings.
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Contd
Soon Venetian brokers began to trade in
government securities.
In 1602, the Dutch East India Company
became the first publically trading
company.
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INDIAN BROKERAGE MARKET
Oldest than BSE
It came into existence in 1860s duringAmerican civil war.
Sudden demand of cotton resulting insetting up of joint stock company.
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Contd
Bombay at that time was major financials
hub with 31 banks,20 insurance
companies,62 joint stock companies.
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BEGINNING OF NEW EQUITY CENTER
The new phase began in 70s with the
introduction of FERA.
Disinvestment of foreign equity by
multinational stock market.
Early 80s witnessed another surge in
stock market.
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Contd.
Reliance accessed equity market for
resource mobilization.
1988 marked with arrival of SEBI.
Statutory powers given to SEBI in 92.
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Contd
To promote the development & regulate
the securities market.
To protect the interest of investors.
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SHARE KHAN
Sharekhan is one of the leading retail brokerage
firms in the country.
It is the retail broking arm of the Mumbai-based
SSKI [SHRIPAL SHEWANTILAL KANTILAL
ISWARNATH LIMITED].
Sharekhan Ltd. is a brokerage firm which is
established on 8th February 2000. It has one of the largest networks in the country
with 1200+ share shops in 400 cities.
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PRODUCTS & SERVICES
Equity
Derivatives
Initial public offering
Fixed deposit
Mutual funds
Currency trading
Commodity
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ICICI SECURITIES LTD
ICICI Securities ltd is the largest equity house
in the country providing end-to-end solutions
ICICI Direct is stock trading company of ICICI
Bank. Along with stock trading and trading in
derivatives in BSE and NSE, it also providesfacility to invest in IPOs, Mutual Funds and
Bonds. Trading is available in BSE and NSE
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PARTICULARS
ICICI DIRECT
Demat & Online Trading a/c.
Opening charge
975
Minimum margin cheque 5000 minimum
Brokerage charged for intraday
and delievery
0.05% Intraday
0.55% DeliveryExposure Margin 3 to 4 times
Margin Plus upto 33 times
Plans Yes(I secure plan and I saver plan)
Annual maintenance charge 450
Software charges Trade Racer
Advance brokerage scheme Yes
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PRODUCTS & SERVICES
Equity
Derivatives
Mutual Funds Life Insurance
General Insurance
Tax services
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KOTAK SECURITIES
It started in 1994.
First in providing many products and
services. A 100% subsidiary of kotak Mahindra
bank.
Is the stock broking and distribution arm ofthe kotak Mahindra group.
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PARTICULARS KOTAK SECURITIES
Demat acc.
Opening charge
397
minimum margincheque 10000
brokerage charged
for intraday and
delievery
0.03% & 0.30%
credit limit 4 times
credit time T+2
percentage of
interest charge
18% to 22%
Annualmaintenance
charge
Nil
Availability of
Life time AM
scheme
No
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PRODUCTS & SERVICES
Equities
Derivatives
IPO Mutual fund
TPD
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RELIGARE
Founded on jan30,1984 as vajreshwari
cosmetics private ltd.
Its wholly owned and subsidiary of REL More than 7,50,000 clients
Member of BSE,NSC,MCX.
1500 location in India.
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PARTICULARSRELIGARE
Demat acc.
Opening charge
500
minimum margincheque
10000
brokerage charged
for intraday and
delievery
0.03% & 0.30% (NEGOTIABLE)
credit limit 10 TO 15 TIMES ON INTRA DAY&5 TO 7 TIMES ON
DELIEVERY
credit time T+5
percentage of
interest charge
15%
Annual
maintenance
charge
350
Availability ofLife time AM YES
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PRODUCTS AND SERVICES
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ANGEL BROKINGAngel Broking is the retail broking arm of SSKI, anorganization with more than eight decades of trust &credibility in the stock market.
Have over 250 share shops across 115 cities inIndia.
Over 750 Client Relationship Managers.
Angel Group has emerged as one of the top fiveretail stock broking houses in India
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PARTICULARS ANGEL BROKING
Demat acc.
Opening charge
499
minimum margincheque
20000 (NEGOTIABLE up to 10000)
brokerage charged
for intraday and
delievery
0.03% & 0.30% (NEGOTIABLE)
credit limit 5 to 8 times intraday &1.5 to 2 times on delivery
credit time T +5
percentage of
interest charge
18%
Annualmaintenance
charge
300
Availability of Life
time AM scheme
No
Lifetime charge -
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PRODUCTS & SERVICES
Equity
Derivatives
Insurance Investment Advisory
Mutual Fund
Commodities
IPO
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MISSION, VISION & VALUES
Mission
To work together with integrity and makeour customers feel valued .
VisionTo create valuable relationships and providethe best financial services mostprofessionally .
Core ValueRespect our colleagues and the businessitself .
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AN OVERVIEW
Founded in 1986 by Shri Nirmal Bang
It started as a small localized player and
transformed in to adverse group in ashort span of 20 years.
The group is headed by Mr. Dilip Bang and
Mr. Kishore Bang who bring forward
industry expertise and strong business
acumen
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AN OVERVIEW
We are registered members of : Bombay Stock Exchange Limited (Cash, Derivatives &
Currency)
National Stock Exchange of India Ltd. (Cash, Equity
Derivatives, Currency, Interest Rate, Mutual Fund) Multi Commodity Exchange of India Ltd. (Commodity &Currency)
National Commodity & Derivatives Exchange (Commodity)
National Multi Commodity Exchange of India (NMCE)
Over the counter Exchange of India
Depository participants of NSDL and CDSL
Indian Commodity Exchange Limited
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KEY PEOPLE
Mr. Dilip Bang
Co-founder andDirector
24 years of industryexperience
In depth knowledge ofIndian capital markets
Front end businessoperations andtrading opportunities
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KEY PEOPLE
Mr. Kishore Bang
Co-founder and Director.
Handles the operationaland managementaspects.
Instrumental in retail
expansion of the Group .A visionary with 20 years
of industry expertise .
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MAJOR STRENGTHS
Professionally driven.
Approach.
Aim.
Commitment.
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GROUP OVERVIEW
NIRMAL
BANG
GROUP
NIRMAL
BANG
SECURITIESNIRMAL BANG
COMMODITIES
SAKSHAM
HOLDINGS
NIRMAL
BANG
EQUITIES
SHRESTH
SECURITIES
SHRESTH
PROJECTS
NADI
FINANCE
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SERVICES OFFERED
NirmalBang
Equities
Currencies
MutualFunds
Depository
InstitutionalPMS
FinancialAdvisory
Insurance
Commodities
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Pan-India Presence
Corporate office:Lower-Parel
2500+ employees
Present in 17 states
214 cities
100+ branches
1250 + franchisees
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BUSINESS OVERVIEW
Equity Sales Priority Client Group Online Business Equity Research
Commodity Sales Commodity Research Business Development Portfolio Management Services Third Party Distribution Financing Against Shares
Risk Management Services DP & KYC Compliance & Surveillance
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SUGGESTIONS
MORE ONLINE BRANCHES
Need to open more branches to be a topper in market
because it has a low distribution of network.
TRAININGS
Training programs should be conducted to
the existing Demat account holder.
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NEW BANKS IN THE KITTY
Need to tie up with major banks like HSBC,Punjab national bank, canara bank etc
CUSTOMER SATISFACTION The company should focus on the customer
satisfaction. Upgrade the system ( online )
CONTROLLED BRANCHES
The company would have to make somearrangements to control the branches and makestandardized procedures for all of them for theirbetter control and performance appraisal.
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They should conduct seminars for cultivation of
knowledge to the customers.
Advertisement should be given in newspapers,
so that the persons who do not know about
online facility of share trading can be attracted.
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Training programs should be conducted to
the existing Demat account holder.
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SPECIALITY
Tips.
Advertisement Has Done More
Massivelywithin Few Months.
Employment Opportunity Are Huge In ThisCompany.
Friendly And Helpful Environment.
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SWOTTheimagepart with relationship ID rId2wasnotfound in thefile.
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