BOARD OF GOVERNORS OF THE FEDERAL RESER Washington,D. C. 20551
Summary of Equity Security Transactions and Ownership of Directors,
Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the
Securities Exchange Act of 1934
January 1968.
Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis
EXPLANATORY NOTE
Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), stock splits, stock dividends, rights, gifts, and purchases and sales aggregating less than 50 shares during the month for which the report is filed. The underlying reports may be inspected at the Federal Deposit Insurance Corporat
Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or
complete.On the following pages, the name of the bank is followed by
the name of the person reporting and his relationship to the bank.Unless otherwise indicated, all transactions involve the bank’s common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct
(see "Guide to Symbols" below).
Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis
GUIDE TO SYMBOLS
Reference to these symbols is essential for a full and accurate interpretation of the data reported
RELATIONSHIP”0" - Officer"D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered
equity security of the bank "V" - Voting trustee "T" - Trustee"M" - Member of advisory board or honorary director
CHARACTER OF TRANSACTIONNo symbol - Purchase or Sale"B" - Bequest or Inheritance"C" - Compensation"D" - Distribution"E" - Exchange or Conversion"F" - Exercise of rights"G" - Gift"S" - Stock dividend or stock split "X" - Exercise of option
NATURE OF OWNERSHIPNo symbol - Securities are beneficially owned directly."1" - Securities are directly held, but reporter disclaims any
admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding
company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary.
"3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities.
"4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter.
"5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities.
Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis
TRANSACTIONS AND MONTH-END OWNERSHIP
Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from
January 11, 1968 to February 10, 1968IMPORTANT - See Guide to Symbols on preceding page.
BANK5«mr 1>H
O H
§ £W 25 pd co co >
AGGREGATETRANSACTIONS
REPORTING PERSON
INDIRECT ACCOUNT
WO525cnM
DATEOF
TRANSACTION
EC q M H hd m
O co z k :£ > Cd 525 O O
Bought or Otherwise Acquired
Sold or Otherwise Disposed o f
MONTH-ENDOWNERSHIP
BANK OF THE COMMONWEALTH (Detroit, Michigan)Norman E. Kleinert 0 1- 8-68 70 70
Jackson W. Smart, Jr. 0 1-18-68 100 1,600
John E. Thompson 0 1-16-68 200 313
BANK OF DEARBORN (Michigan:Edward T. Arcy *
Trust (Edward T. Arcy) Wife
ODB 10-20-6710-20-67 2
25,003
206 * *
21,2136,5713,996
James G. Watson 0 1- 5-68 65 105
* Amended Report* * Transferred to direct
ownership.BANK OF DELAWARE (Wilmington)Harold W, Clift D 8- 1-67 100 210
Walter T. White 0 1- 9-68 78 100
BANK OF JAMESTOWN (New York)Alldor M. Nord D 12-17-67
1-17-682
5618 700
31
Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis
-2-
50 TTTT"w; s: ^tr*> t2iW 525 AGGREGATE
BANK HM 50 Cfl in > IRAKSACTIONSZ X qM H
REPORTING PERSON KAX DATE X M 2 Bought or Sold orM OF in 25
W 52
Otherwise OtherwiseINDIRECT ACCOUNT TRANSACTION Acquired Disposed of
£ 0THE BANK OF NEW YORK (New York City)
Alger B. Chapman T 11-29-66 84BROADWAY BANK AND TRUST COMPANY (Paterson, New Jersey
George Kent D 11-16-67 400Milton J. Pritchard 0 11-30-67 80
THE CENTRAL BANK AND TRUST COMPANY (Denver, Colorado)
Donald D. Hoffman OD 1-30-68 408JTWROS
2
CENTRAL SAVINGS BANK AND TRUST COMPANY (Monroe, La.)
J. Grayson Guthrie 0 11-27-67 S 3912- 8-67 12-18-67
1100
THE CENTRAL TRUST COMPANY (Cincinnati, Ohio)
William O. DeWitt D 12- 7-67 20012-15-67 50
CHEMICAL BANK NEW YORK TRUST COMPANY (New York City)
Grant Keehn D 3-29-67 500CITIZENS FIDELITY BANK AND TRUST COMPANY (Louisville,Ky. )
A. M. Brinkley, Jr. OE 12- 5-67 3001-23-68 100
MONTH-ENDOWNERSHIP
334
3,505- 0 -
98642030
525
2,615
1,000
700
Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis
-3-
BANK
REPORTING PERSON
INDIRECT ACCOUNT
(relationship DATEOF
TRANSACTION
TRANSACTION AND OWNERSHIP SYMBOL
AGGREGATETRANSACTIONS
MONTH-ENDOWNERSHIP
Bought or Otherwise Acquired
Sold or Otherwise Disposed of
THE CLEVELAND TRUST COMPANY(Ohio)Edward T. Bartlett 0 2 2,217
Trust 1- 8-68 3 300 3,106THE COLONIAL BANK AND TRUSTCOMPANY (Waterbury,, Conn.)
Sherman R. Buell 0 1- 4-68 160 9002 24
Donald W. Henry OD 12- 1-67 5112- 6-67 149 500
Wife 12- 1-67 2 48 1,100
Francis M. White OD 1- 4-68 190 4902 36
Samuel P. Williams, IIIo D 12-12-67 9712-13-67 78 1,279
As custodian 2 1002 1,350
COMMERCE UNION BANK(Nashville, Tennessee)H. E. Flippen D 12-21-67 50 78
Tyler B. Green 0 12-22-67 100 1,636Bank Stock Purchase Plan 12- 1-67 2 2 146
Edward Potter, Jr. OD 1-30-68 40 58,847Bank Stock Purchase Plan 1- 1-68 2 11 354
C. D. Rippy OD 1-17-68 331-24-68 33 553
Bank Stock Purchase Plan 1- 1-68 2 7 166
COMMERCIAL TRUST COMPANY OFNEW JERSEY (Jersey City)
George Neupauer D 2,673Wife 184As Co-executor 10-11-67 3 913 913As Co-trustee of three
residuary trusts 3 2,907Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis
-4-
BANK
REPORTING PERSON
INDIRECT ACCOUNT
RELATIONSHIP DATEOF
TRANSACTION
TRANSACTION AND OWNERSHIP SYMBOL
AGGREGATETRANSACTIONS
MONTH-ENDOWNERSHIP
Bought or Otherwise Acquired
Sold or Otherwise Disposed of
COMMERCIAL TRUST COMPANY OFNEW JERSEY (Jersey City)(Continued)
George Neupauer (cont*d)Family Holding Corp. 3 1,055As Co-trustee of three
inter-vivos trusts 3 225THE COUNTY TRUST COMPANY(White Plains, New York)
J. J. Grubs 0 10- 9-67 900 1,158Wife 10- 9-67 3 900 1,028
FIDELITY BANK(Beverly Hills, Calif.)
Joseph P. Enright OD 1-30-68 400 1,530
THE FIFTH THIRD UNION TRUSTCOMPANY (Cincinnati, Ohio)
William S* Rowe OD 4,773Wife January 68 3 400 1,000Children 3 1,600
FIRST TRUST AND DEPOSITCOMPANY (Syracuse, New York)
Chris J. Witting D 12-15-67 80 700Joint with wife 100
HARRIS TRUST AND SAVINGSBANK (Chicago, Illinois)
Stanley G. Harris, Jr. OD 1- 5-68 2001-10-68 2001-18-68 200 5,265
As trustee 1-24-68 95 20,648Fred L. Stone 0 3-16-66 812
December 66 128- 9-67 20012-19-67 8 2,036
Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis
-5-
gs
T p T “W 25 AGGREGATE
BANK HM
5C CO CO > TRANSACTIONSo
2532 C M H
REPORTING PERSON CO32 DATE 33 W
O Bought or Sold orkH»-a OF CO 25 Otherwise Otherwise MONTH-END
INDIRECT ACCOUNT TRANSACTION Cd 25 Acquired Disposed of OWNERSHIP
THE HARTER BANK AND TRUST COMPANY (Canton, Ohio)
Brinca R. Root 0 1-15-68 600 1,500HEMPSTEAD BANK (New York)
Mead W. Stone D 12- 6-67 1001-18-68 200 691
Wife 2 186LONG ISLAND TRUST COMPANY (Garden City, New York)
Frederick Hainfield, Jr. OD 1- 8-68 58 2,000MANUFACTURERS HANOVER TRUST COMPANY (New York City)
Employees' Profit-Sharing Plan 1- 2-68 6,177
1- 4-68 5151- 8-68 1-29-68
2,24321,983 498,031
MANUFACTURERS AND TRADERS TRUST COMPANY (Buffalo. N.Y.1
Laurence R. Goodyear D 2086-22-67 2 1,500 500
Charles W. Millard, Jr. OD 12-21-67 100 2,664Clinton R. Wyckoff, Jr. D 327
Trust 12-12-67 2B 600 600THE MERCHANTS BANK OF NEW YORK (New York City)
Max M. Vas D January 68 737 2,022
Spencer B. Witty D 1-30-68 200 2,031Wife 1-30-68 2 100 604
Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis
-6-
BANK
REPORTING PERSON
INDIRECT ACCOUNT
RELATIONSHIP DATEOF
TRANSACTION
TRANSACTION AND OWNERSHIP SYMBOL
AGGREGATETRANSACTIONS
MONTH-ENDOWNERSHIP
Bought or Otherwise Acquired
Sold or Otherwise Disposed of
MORGAN GUARANTY TRUST COMPAN lOF NEW YORK (New York City)
Henry C. Alexander D 6-22-67 D* 2,034 6,158As agent 3 132As custodian 3 510
Bank's Deferred Profit-Sharing Plan 1- 1-68 D 266
1-24-68 500 32,124* Distribution from Profit-
Sharing PlanTHE NORTHERN TRUST COMPANY(Chicago, Illinois)Thrift-Incentive Plan 12-29-67 145 4,750
PEOPLES TRUST COMPANY OFBERGEN COUNTY (Hackensack.N. j.)Fred J. Brotherton D 12-19-67 845 5,066John C. Conklin D 12-19-67 33 1,300
J. C. Conklin Agency 12-19-67 3 32 2,000David C. Cory D 12-19-67 100 600Wife 6- 6-67 3 300
7-26-67 3 20012-19-67 3 100 600
DVictor W. Farris D 12-19-67 368 4,039Kenneth H. Fisher OD 739Wife 12-19-67 3 176 304
Francis H. Lanahan D 12-19-67 1491- 9-68 560 1,453
Wife 12-19-67 3 911- 9-68 3 1,000 1,547
John W. Larsen D 12-19-67 60 360
Fred W. Ohmes D 12-19-67 51 302
Alexander T. Smith 0 12-19-67 61 368Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis
-7-
BANK
REPORTING PERSON
INDIRECT ACCOUNT
RELATIONSHIP DATEOF
TRANSACTION
TRANSACTION AND OWNERSHIP SYMBOL
AGGREGATETRANSACTIONS
MONTH-ENDOWNERSHIP
Bought or Otherwise Acquired
Sold or Otherwise Disposed of
PEOPLES UNION BANK AND TRUSTCOMPANY (McKee sport, Pa.)
James R. Duncan OD 3-18-66 384- 5-66 509-21-66 3712-12-66 42 3,329
THE RICHLAND TRUST COMPANY(Mansfield, Ohio)J. H. Beasore OD 10-19-67 s 37
10-27-67 F 21310-27-67 106 1,000
John B. Concord D 10- 2-67 1,95010-19-67 S 2 52
Family 2 2,257
James H. Hoffman D 10-19-67 S 9210-27-67 F 263 2,198
Family 2 1,159
Karl T, Langacher D 10- 2-67 5010-19-67 S 5810-27-67 F 165 1,383
Family 2 77
Hamilton J, Maginniss D 10-19-67 S 3410-27-67 F 12910-27-67 23 1,100
Harvey E. Parker, lit. D 10-19-67 S 1610-27-67 F 4510-27-67 18 300
Family 2 100
Warren E. Rupp D 10-19-67 S 1710-27-67 F 133 500
C. N. Sutton OE 10- 2-67 30010-19-67 S 8010-27-67 F 120 1,800
Family 2 500
Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis
-8-
BANK
REPORTING PERSON
INDIRECT ACCOUNT
RELATIONSHIP DATEOF
TRANSACTION
TRANSACTION AND OWNERSHIP SYMBOL
AGGREGATETRANSACTIONS
MONTH-ENDOWNERSHIP
Bought or Otherwise Acquired
Sold or Otherwise Disposed of
RHODE ISLAND HOSPITAL TRUSTCOMPANY (Providence)
DeForest W. Abel D 1-23-68 50 300
SAFE DEPOSIT BANK AND TRUSTCOMPANY (Springfield, Mass.)
Abbott S. Roberts D 3- 1-67 400 600SECURITY-PEOPLES TRUSTCOMPANY (Erie. Penn.) .W. H. Eckerd D 2- 3-67 72 100
Co-trustee 1-19-67 2 25 -0-
SEARS BANK AND TRUST COMPANY(Chicago, Illinois)Profit-Sharing RetirementFund B 1- 5-68 421
1-26-68 20 49,918SEATTLE TRUST AND SAVINGSBANK (Washington)Norman W. Schaefer * D 11- 8-67 30
12- 4-67 234 3,000* Amended ReportSOUTHERN ARIZONA BANK ANDTRUST COMPANY (Tucson)
John W. Kenney or 12-13-67 5012-28-67 84 287
SOUTHERN BANK AND TRUSTCOMPANY (Richmond. Va.)
B. Browning Burks 0 3-13-67 59-28-67 100 131
Frank W. Heindl D 4-18-67 89 1,100Wife 2- 2-67 64 100Elam and Funsten, Inc, 2 253Sulgrave Corp. 2 100
Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis
-9-
BANK
REPORTING PERSON
INDIRECT ACCOUNT
RELATIONSHIP DATEOF
TRANSACTION
TRANSACTION AND OWNERSHIP SYMBOL
AGGREGATETRANSACTIONS
MONTH-ENDOWNERSHIP
Bought or Otherwise Acquired
Sold or Otherwise Disposed of
STATE BANK OF ALBANY(New York)Frederick R. Clark 0 1- 5-68 73 303Evan R. Collins D 12-19-67 70 372
STATE STREET BANK AND TRUSTCOMPANY (Boston, Mass.)
Theodore Chase D 1- 9-68 232 600SUMMIT AND ELIZABETH TRUSTCOMPANY (Summit, New Jersey)
Samuel A. Smith, Jr. D September 6 * S 178January 68 100 556
TEXAS BANK AND TRUST COMPANYOF DALLAS
Ted R. Alexander 0 11-28-67 63 -0-J. M. Haggar, Jr. D 2- 2-66 300 314
2 212Oscar C. Lindemann 0 12-26-67 200 5,935William F. Neale, Jr. D 105
April 67 2 1,000 1,250William E. Weatherford D 11- 10-67 513
11-13-67 1,000 2,713TOMPKINS COUNTY TRUST COMPAN {(Ithaca, New York)Mynderse Van Cleef Booth D 9-12-67 170
11- 6-67 812-20-67 S 348 2,08811- 6-67 BG2 8612-20-67 S2 2,2129-12-67 B2 51311- 6-67 G2 39-12-67 2 1,700 16,318
Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis
-10-
BANK
REPORTING PERSON
INDIRECT ACCOUNT
RELATIONSHIP DATEOF
TRANSACTION
TRANSACTION AND OWNERSHIP SYMBOL
AGGREGATETRANSACTIONS
MONTH-ENDOWNERSHIP
Bought or Otherwise Acquired
Sold or Otherwise Disposed of
TOMPKINS COUNTY TRUST COMPAN Y(Ithaca, New York) (cont'd)
Allan H. Treman D 12-20-67 S 1,52512-26-67 G 570 8,58012-20-67 S2 1,79112-26-67 2 100 14,882
TRUST COMPANY OF GEORGIA(Atlanta)William C. Wardlaw, Jr. D 1-15-68 36 5,300Wardlaw and Co. 1-12-68 2 25 175Co-trustee 2 633Wife 3 216
George W. Woodruff D 1-10-68 100 9,1052 264
UNION BANK(Los Angeles, California)
Union Bancorp B 1-26-68 1,026 3,379,113
UNION COUNTY TRUST COMPANY(Elizabeth, New Jersey)George W. Bauer or 12-20-67 300 14,313
C. H. Winans Co. 4 2,962Raymond W. Bauer o. 12-20-67 50 4,634C. H. Winans Co. 4 4,384Estate of Ada W. Bauer 4 576Trustee 2 295
Robert J. Bauer D 12-20-67 50 4,290Trustee 12-29-67 2 18 938C. H. Winans Co. 4 4,384Estate of Ada W. Bauer 4 576Electrical Installations
Inc. 2 3,375
Frances K. Gaines 0 12-22-67 70 1,065
Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis
-11-
Is T p r£ w a AGGREGATE
BANK H I JJO CO CO > TRANSACTIONS
§ sc nH H I
REPORTING PERSON CA DATE MO Bought or Sold orM OF co *z Otherwise Otherwise MONTH-ENDINDIRECT ACCOUNT TRANSACTION 3 * !> w *z o o tr
Acquired Disposed of OWNERSHIP
THE UNION SAVINGS AND TRUST COMPANY (Warren, Ohio)
Donald J. Reese D 11-28-67 12 160Wife 11-28-67 16 50As guardian 11-28-67 2 72 280
UNION TRUST COMPANY OF MARYLAND (Baltimore)
J. Early Hardesty D 12- 7-67 10012-11-67 100 263
UNITED STATES TRUST COMPANY(Boston, Mass*)Alfred H. Dolben D
12-19-67 2 200750
3,000As co-trustee 150
WACHOVIA BANK AND TRUST COMPANY (Winston-Salem, N.C. )
Frederick B. Graham 0 1-16-68 400 100Wife 2 66
WELLS FARGO BANK (San Francisco, Calif)Ernest C. Arbuckle D 12-29-67 100 200
Edmund W. Littlefield * D 300As trustee 4-28-67 3 230 900
* Amended Report
WILMINGTON TRUST COMPANY (Delaware)
William Windar Laird D 1-30-68 500 1,620As trustee 3 90,591
WORTHEN BANK AND TRUST COMPANY (Little Rock, Ark.)Edward M. Penick or 12-20-67 125 6,593
Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis
-12-
BANKBtr*>M
ww a33 CO CO >
AGGREGATETRANSACTIONS
REPORTING PERSON INDIRECT ACCOUNT
§CO33M*n
DATEOF
TRANSACTION
35 q M H »T3 MCA ^00 z
Bought or Otherwise Acquired
Sold or Otherwise Disposed of
MONTH-ENDOWNERSHIP
WORTHEN BANK AND TRUST COMPANY (Little Rock. Ark.)(Continued)James Penick, Jr. OD 12-22-67 60 7,668A. Dan Phillips D 12-13-67 135 198Booker Worthen OD 10-23-67
12- 7-67 113150
11,118
Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis
Top Related