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Security Research
Seventh Framework Programme2007-2013
Work Programme 2007 and first Calls for Proposals
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Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006
Content
History and Background PASR ESRAB
FP7 and overall approach of the Security theme
Implementation and particularities
Content of the 2007 Work Programme
Information on the 2007 Calls for Proposals
Outlook
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Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006
A set of coherent initiatives
“European Security Research: The Next Steps” (Sept 2004)
GoP report “Research for a secure Europe” (March 2004)
time2004 2005 2006 2007
“Towards an EU Defence Equipment Policy” (March 2003)
PASR (2004-2006)
European Security Research within FP 7
(2007 and beyond)ESRAB (2005-2006)
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PASR Preparatory Action for Security Research 2004 - 2006
Outside FP6
An overall budget of € 45M
3 calls: 15 M€ budget each and ~15x over-subscribed
Participants from EU25 + EEA (2005 & 2006)
http://ec.europa.eu/enterprise/security; http://cordis.europa.eu/security
Results (funded)
2004 2005 2006
Projects 123 (7)
120 (8)
121(8)
Supporting activities
50 (5)
36 (5)
44 (7)
Total 173 (12)
156 (13)
165 (15)
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Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006
ESRAB European Security Research Advisory Board: 4/2005 – 12/2006
ESRAB was composed of 50 High Level Members (national public authorities, industry, research institutes and specialist think tanks) and supported by 300 experts.
ESRAB was supported by 5 Members of the European Parliament and representatives from 14 different European Commission services
European
MS - Research
MS - Internal security
MS - Defence
Industry - ICT
Industry - Manufacturing
Industry - Biotech
Research Institutes
Academia
Civil liberties
Think Tank
Research
Internal security
Defence
MEMBER STATES
(36%)
ICT
Manufacturing
Bio
INDUSTRY (28%)
EUROPEAN(4%)
RESEARCH INSTITUTES& ACADEMIA
(28%)
CIVIL LIBERTY GROUPS & THINK TANKS
(4%)
ResearchInsitutes
Acad
50members*
* Combined membership of both ESRAB groups
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ESRAB Methodology: from missions to technologies
ESRAB focused on 4 mission areas: protection against terrorism and organised crime, border security, critical infrastructure protection restoring security in case of crisis
From the analysis of these 4 security missions, capability requirements were described, grouped into functional areas, and then supporting technologies identified.
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ESRAB results : from research to missions
System development and validation- Combination of capabilities- Mission specific
Systems of systems demonstration - Combination of IP results - Multi-mission
Capability development- Technology development- Multi mission and mission specific
120
20
5
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ESRAB results : e.g. Border security mission
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Section 1 — Introduction How it all started - Navigating the report
Section 2 — Technology development Framework, structure and methodology Mission area analysis Cross mission area analysis
Section 3 — Security and society Citizens and security Organisational structures and cultures of public users Foresight, scenarios and security as an evolving concept Security economics Ethics and justice
Section 4 — Enablers Implementation rules Co-ordination and structuring Link to innovation
Section 5 — Findings Key findings / Next steps
Available on http://ec.europa.eu/enterprise/security
ESRAB report: issued September 2006
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SP Cooperation 32.413 M€1. Health
2. Food, Agriculture &Biotechnology
3. Information & Communication Technologies
4. Nanosciences, Nanotechnologies, Materials & new Production Technologies
5. Energy
6. Environment (including Climate Change)
7. Transport (including Aeronautics)
8. Socio-economic Sciences & Humanities
9. Space
10. Security 1.400 M€
FP7 2007 – 2013
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Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006
4 Security missions / activities: 1. Security of citizens
2. Security of infrastructure and utilities
3. Intelligent surveillance and border security
4. Restoring security and safety in case of crisis
3 Cross cutting activities:5. Security systems integration, interconnectivity and interoperability
6. Security and Society
7. Security Research coordination and structuring
Security theme in FP7 2007 – 2013
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Area Demonstration projects topics / scope / impact total cost up to 30-40 M€, phase 1: 1 - 1,5 years, phase 2: ~ 4 years
Area Integration projects topics / scope / impact total cost up to 10-25 M€, ~ 4 years
Area Capability projects topics / scope / impact total cost up to 2-5 M€, 2-4 years
Do not confuse with funding schemes:
Collaborative projects (CP)
Coordination and support actions (CSA)
In the 4 missions / Activities
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Systems of systems Provide a federative frame in areas of significant European interest Rely on the development of required “building blocks”
(capability projects and integration projects)
5 topics identified for the whole of FP7: European-wide integrated border control system Security of mass transportation Crisis management system Logistic and Supply chain Security CBRNE (Chemical, Biological, Radiological, Nuclear, Explosives)
Demonstration projectsN
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Phase 1 : Define strategic roadmaps EU wide awareness amongst public/private stakeholders,
in particular end-users Funding scheme: Coordination and support action
0.5 - 1 M€, ~ 1year
Phase 2 (later call, separate proposal and evaluation) : Implement the demonstration project Large consortium (including public / private stakeholders,
end-users…) Close to standardisation / markets / procurement Funding scheme: Collaborative project
30 - 40 M€, ~4 years
Demonstration projects
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Collaborative projects
Coordination and support actions
Demonstration projects(30-40 M€)
Integration projects(10-25 M€)
Capability projects(2-5 M€)
Activities 1 - 4
Activity 6
Activity 7
FP7 Security theme funding schemes
Phase 1
Phase 2
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Article 33 Rules for participation: Upper funding limits
Collaborative Projects
Up to 75% for non‑profit public bodies, secondary and higher education establishments, research organisations and SMEs
Up to 50% for large industry For the Security theme up to 75%
• in the case of the development of capabilities in domains with very limited market size and a risk of "market failure"
• and for accelerated equipment development in response to new threats
Needs to be convincingly demonstrated in the proposal
Coordination and support actions
Up to 100%
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In the case of indirect actions in the field of security research, the grant agreement may lay down specific provisions in particular on changes to the consortium's composition, confidentiality, classification of information and information to Member States, dissemination, access rights, transfer of ownership of foreground and the use thereof.
Article 22.3 Rules for participation: Specific provisions
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International cooperation
Definition: Third countries which are not associated countries
General rule: welcome
Need to justify the benefit of the international cooperation
Own financing except for developing countries
Security research can specify exceptions to the general rule in the work programme (e.g. specific topics)
In 2007, all topics are proposed to be open to international cooperation
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Sensitive and classified actions
A sensitive RTD action is an action that needs: Handling of classified information Exchange of sensitive material (need for transfer or export licence) Addressing a topic subject to specific national or international legal
restrictions
Identification of sensitive actions by: Proposers Evaluators Commission Programme Committee
In 2007, proposals are not allowed to contain classified information. However, actions can deal with sensitive or classified information
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SAL Security Aspects Letter
SAL must be part of the proposal and contains:
Level of classification of background and foreground
Requirement to have export or transfer licences
Mapping of the access of participants to information
Clearances (or requests)
Export or transfer licences (or requests)
Any national or international security legal restriction
The SAL will be evaluated by the evaluators
The evaluators may also flag as sensitive proposals without SAL
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Annual Work Programmes
Security Theme: 1 Work Programme for 2007 2 Calls for Proposals in 2007
FP7 2007 – 2013
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2 Integration projects: Intelligent urban environment observation system Integrated mobile security kit
6 Capability projects:Detection, identification & authentication Stand off scanning and detection of hidden dangerous materials
and/or stowaways, fast and reliable alerting and specification Improved control of explosives throughout their “lifecycle”
Positioning & localisation Localisation and tracking of chemical components in substance
production Observation through water, metal, ground etcSituation awareness & assessment (surveillance) Water distribution surveillance Secure strategic information management system
WP 2007 - Mission / Activity 1: Security of citizens
Call FP7-SEC-2007-1
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1 Demonstration project: Security of critical infrastructures related to mass
transportation (phase 1)
1 Integration project: Integrated protection of rail transportation
4 Capability projects:
Detection, identification & authentication Detection of unattended goods and of owner Detection of abnormal behaviour of vehicles both in wide and
small land areas Detection of abnormal behaviour
Situation awareness & assessment (surveillance) Small area 24 hours surveillance
WP 2007 - Mission / Activity 2: Security of infrastructure and utilities
Call FP7-SEC-2007-1
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1 Demonstration project: Integrated border management system (phase 1)
3 Integration projects: Main port security system (including containers) Unregulated land borders and wide land surveillance system Integrated check points security
3 Capability projects:Detection, identification & authentication Air 3D detection of manned and unmanned platforms
Situation awareness & assessment (surveillance) Surveillance in wide maritime areas through active and passive
means
Communication Solutions for ensuring disruption-tolerant end-to-end communication
availability, relying on physical and logical technologies, on diversity of hybrid systems
WP 2007 - Mission / Activity 3: Intelligent surveillance and border security
Call FP7-SEC-2007-1
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4 Integration projects: Network enabled command and control system Integrated specialist search and rescue system Post incident basic service restoration system Wireless communication for EU crisis management
4 Capability projects:Situation awareness & assessment (surveillance) Developing a common operational picture between regional and
national authorities, first responders etc.
Command & control Intelligent decision support
Incident response Personal equipment Neutralisation of devices/effects
WP 2007 - Mission / Activity 4: Restoring security and safety in case of crisis
Call FP7-SEC-2007-1
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WP 2007 - Cross cutting activity 5: Security systems integration, interconnectivity and interoperability
Not open for self-standing actions in the Security Research call 1
Can be addressed related to mission areas 1, 2, 3 and 4.
Self-standing actions are addressed in the Joint Call ICT & Security 1
Call FP7-SEC-2007-1
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Citizens and Society Understanding factors that cause citizen’s feeling of security and insecurity Human behaviour before, during and after crisis situations to understand how
people react to threat alerts and security instructions Communication strategies of public authorities (including media strategies)
before, during and after crises concerning risks, security threats and measures
Understanding organisational structures and cultures of public users Behavioural, organisational and cultural issues to understand public user needs
including those for joint European action Inventories of existing national resources, institutional mandates and practices
across relevant sectors
Foresight, scenarios and security as an evolving concept Research in broad societal foresight to capture new and emerging threats as
well as other aspects of security as an evolving concept (e.g. ethical and economic aspects)
Research on rigorous methodologies for assessment of security investments and trade-off between security and other societal objectives (e.g. privacy and social cohesion)
WP 2007 - Cross cutting activity 6: Security & Society (1)
Call FP7-SEC-2007-1
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Security Economics Research survey on the emerging field of European security economics
research to provide an analytical framework for complementary research European Security Indicator: methodological research to provide a few select
indicators of security and security policy in Europe measuring the effects of both insecurity and security policies on the economy
Public finance: Studying the scale, function and roles of various types of government security spending across Europe and time
Ethics and justice How to take the necessary measures to ensure the security of citizens while
respecting the civic rights and how this is implemented in practice, particularly addressing the issue of privacy and security
Ethical implications of the continuum of internal and external security
WP 2007 - Cross cutting activity 6: Security & Society (2)
Call FP7-SEC-2007-1
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Technology Watch
European Security Research Networks, incl. for standardisation
Network of facilities for test and validation of security related products
Transparency and networking amongst Member States and associated countries
Supply chains and market integration
Trans-national co-operation among NCP’s
WP 2007 - Cross cutting activity 7: Security Research coordination and structuring
Call FP7-SEC-2007-1
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Joint Call ICT & Security 1: Activity 1 (Cross cutting activity 5): Security Systems Integration, interconnectivity and interoperability
Call FP7-ICT-SEC-2007-1
Security topics:
Risk Assessment and contingency planning for interconnected transport or energy networks
Modelling and simulation for training
Optimized situational awareness through intelligent surveillance of interconnected transport or energy infrastructures
ICT support for first responders in crises occurring in critical infrastructures
ICT topics
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Timing of the Security Research Call 1 FP7-SEC-2007-1
22 December 2006 Publication
31 May 2007 Deadline
June/July 2007 Evaluation
August 2007 Commission funding decision
September 2007 Start of negotiations
December 2007 1st set of grant agreements signed
More information: cordis.europa.eu/fp7/calls/
Call FP7-SEC-2007-1
~155 M€
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Timing of the Joint Call ICT & Security 1 FP7-ICT-SEC-2007-1
30 August 2007 Publication
29 November 2007 Deadline
December 2007 Evaluation
January 2008 Commission funding decision
February 2008 Start of negotiations
Autumn 2008 Grant agreements signed
More information: cordis.europa.eu/fp7/calls/
Call FP7-ICT-SEC-2007-1
20 + 20 M€
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Important to know for FP7-SEC-2007-1
Proposal submission No classified proposals in this call
Classified or sensitive actions possible Special Committee Procedure, SAL
All topics open for international cooperation Associated countries treated like Member States
All (collaborative project) topics open for 75% funding Important: End user involvement Electronic submission of proposals
Selection Single step evaluation Evaluation by experts from supply and demand side Hearings for successful demonstration and integration projects
Call FP7-SEC-2007-1
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FP7- Security Call 1 : eSubmission
Electronic submission is compulsory
Very similar to FP6 (not to PASR)
Forms can be downloaded early January
Proposal submission (upload) possible as from 19 March 2007
Unique registration facility for all FP7
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Evaluation Criteria
Same criteria than all FP7 :
Scientific / technological quality
Implementation
Impact
Relevance to the call is not a criterion Clearly out of scope: non eligible Partly out of scope: reflected in S/T quality and Impact
End user involvement: reflected in Implementation
Mission oriented project: reflected in Impact
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1. Scientific / technological quality (in relation to the topics addressed by the call)
All Clearly defined objectives and quality of the concept
Collaborative projects
Progress beyond the state-of-the-art
Quality and effectiveness of the S/T methodology and associated work plan.
Coordination & support actions
CA
Contribution to the co-ordination of high quality research
Quality and effectiveness of the co-ordination mechanisms, and associated work plan
SA Quality and effectiveness of the support action mechanisms, and associated work plan
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All
Appropriateness of the management structure and procedures
Quality and relevant experience of the individual participants
Collaborative projects Quality of the consortium as a whole (including complementarity, balance) [for SA: only if relevant]
Appropriate allocation and justification of the resources to be committed (budget, staff, equipment)Coordination &
support actions
2. Implementation
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All
Contribution, at the European [and/or international level], to the expected impacts listed in the work programme under the relevant topic/activity Broader beneficial impacts related to the objectives of the theme [and/or area] given in the work programme.
Coordination & support actions
Appropriateness of measures for spreading excellence, exploiting results, and disseminating knowledge, through engagement with stakeholders outside the network, and the public at large.
Collaborative projects Appropriateness of measures envisaged for the dissemination and/or exploitation of project results, and management of intellectual property
3. Impact
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FP7 Security Call 1 : Experts
Electronic database (similar to FP6 not to PASR)
Experts have to register individually
Selection based on Competence Geographical balance Balance between end users and technical experts Gender balance (objective 40/60%!) Public / private balance
See http://cordis.europa.eu/experts/
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Future Calls for Proposals Annual Security research calls as from 2008 to be opened in June
Option for further joint and coordinated calls
Backloading of annual budgets
Security Research Call 2 (2008) 3 Demonstration projects phase 1: Logistic and supply chain security;
CBRNE (Chemical, Biological, Radiological, Nuclear agents and Explosives); Aftermath crisis management system
Integration projects: Advanced forensic toolbox; Secure strategic information management system;
Detection system for abnormal behaviour; Open space security; Built infrastructure protection; Sea borders surveillance system; Extended smart borders; First responder of the future
Security Research Call 3 (2009) 2 Demonstration projects phase 2 (phase 1 called for in Security Research Call 1)
Security Research Call 4 (2010) 3 Demonstration projects phase 2 (phase 1 called for in Security Research Call 2)
Security Research Calls 5 (2011) and 6 (2012): Details not yet planned, looking for further coverage
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SRC’07 2nd European Conference on Security Research
26-27 March 2007 in Berlin
Hosted by the German EU Presidency, in cooperation with the Commission
Information and registration: http://www.src07.de
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More information
EU Security research websites: http://ec.europa.eu/enterprise/security http://cordis.europa.eu/security http://cordis.europa.eu/fp7/calls/
Helpdesk (will change): [email protected]
Contact: [email protected]
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