Wondzell and Gooseff: Treatise in Fluvial …...Wondzell and Gooseff: Treatise in Fluvial...

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Wondzell and Gooseff: Treatise in Fluvial Geomorpholgy – Geomorphic Controls on Hyporheic Exchange 1 9.13 Geomorphic Controls on Hyporheic Exchange Across Scales - Watersheds to Particles 1 2 Steven M. Wondzell 3 U.S. Forest Service, 4 Pacific Northwest Research Station, 5 Olympia Forest Sciences Laboratory, 6 Olympia, WA 98512 USA. 7 Phone: 360-753-7691 8 E-mail: [email protected] 9 10 Michael N. Gooseff 11 Civil & Environmental Engineering Department, 12 Pennsylvania State University, 13 University Park, PA 16802 USA 14 Phone: 814- 867-0044 15 E-mail: [email protected] 16

Transcript of Wondzell and Gooseff: Treatise in Fluvial …...Wondzell and Gooseff: Treatise in Fluvial...

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9.13 Geomorphic Controls on Hyporheic Exchange Across Scales - Watersheds to Particles 1 

Steven M. Wondzell 3 

U.S. Forest Service, 4 

Pacific Northwest Research Station, 5 

Olympia Forest Sciences Laboratory, 6 

Olympia, WA 98512 USA. 7 

Phone: 360-753-7691 8 

E-mail: [email protected]

10 

Michael N. Gooseff 11 

Civil & Environmental Engineering Department, 12 

Pennsylvania State University, 13 

University Park, PA 16802 USA 14 

Phone: 814- 867-0044 15 

E-mail: [email protected] 16 

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Abstract 17 

18 

We examined the relationship between fluvial geomorphology and hyporheic exchange flows. 19 

We use geomorphology as a framework to understand hyporheic process and how these 20 

processes change with location within a stream network, and over time in response to changes in 21 

stream discharge and catchment wetness. We focus primarily on hydostatic and hydrodynamic 22 

processes – the processes where linkages to fluvial geomorphology are most direct. Hydrostatic 23 

processes result from morphologic features that create elevational head gradients whereas 24 

hydrodynamic processes result from the interaction between stream flow and channel 25 

morphologic features. We provide examples of the specific morphologic features that drive or 26 

enable hyporheic exchange and we examine how these processes interact in real stream networks 27 

to create complex subsurface flow nets through the hyporheic zone. 28 

29 

30 

Key words 31 

32 

Hyporheic, step-pool sequence, pool-riffle sequence, meander bends, back channels, floodplain 33 

spring brooks, mid-channel islands, stream bedforms, pumping exchange, saturated hydraulic 34 

conductivity. 35 

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9.13.1. Introduction 36 

37 

Hyporheic exchange flow (HEF) is the movement of stream water from the surface channel into 38 

the subsurface and back to the stream (Figure 1). Stream water in hyporheic flow paths may mix 39 

with groundwater so that the relative proportion of stream-source water in the hyporheic zone is 40 

highly variable, ranging from 100% stream water to nearly 100% groundwater. Also the 41 

residence time distribution of stream water in the hyporheic zone tends to be highly skewed, with 42 

most of the stream water moving along short flow paths and thus having short residence times 43 

(hours), but some water either moving on long flow paths or encountering relatively immobile 44 

regions having very extended residence times (weeks to months, or longer). The boundaries of 45 

the hyporheic zone are arbitrary, usually defined by the amount of stream-source water present in 46 

the subsurface. Triska et al. (1989) set a threshold of 10% stream-source water to define the 47 

limits of the hyporheic zone so that regions with <10% stream-source water were defined as 48 

groundwater. Alternatively, the extent of the hyporheic zone can be delimited by water residence 49 

time, for example, the subsurface zone delineated by hyporheic exchange flows with residence 50 

times less than 24 hours (the 24-h hyporheic zone; Gooseff, in press). 51 

52 

The objective of this chapter is to examine the relation between geomorphology and hyporheic 53 

processes. The two primary controls on hyporheic exchange are the gradients in total head 54 

established along and across streambeds and the hydraulic conductivity of the streambed and 55 

adjacent aquifer, both of which are significantly influenced by geomorphology. Total head (also 56 

known as potential) is the sum of pressure head, elevation head, and velocity head. Pressure head 57 

represents height of a column of fluid to produce pressure. Velocity head represents the vertical 58 

distance needed for the fluid to fall freely (neglecting friction) to reach a particular velocity from 59 

rest. Elevation head represents the potential energy of a fluid particle in terms of its height from 60 

reference datum. Hydrostatic head is referred to as the sum of elevation and pressure head. 61 

Groundwater tables in unconfined aquifers represent the spatial gradients in hydrostatic head. A 62 

number of processes either drive or enable HEF, several of which are based on changes in head 63 

gradients. We follow the organizational structure presented by Käser et al. (2009), who divided 64 

these processes into five distinct classes: 65 

66 

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1. Transient exchange – the temporary movement of stream water into stream banks due to 67 

short-term increases in stream stage (i.e., bank storage processes due to changes in 68 

hydrostatic head gradients between stream and lateral riparian aquifer; Lewandowski et al. 69 

2009; Sawyer et al. 2009a). 70 

71 

2. Turn-over exchange – the trapping of stream water in the streambed during times of 72 

significant bed mobility (Elliot and Brooks, 1997b; Packman and Brooks 2001). 73 

74 

3. Turbulent diffusion – exchange driven by slip velocity that is created at the surface of the 75 

porous medium of the bed where streamwise velocity vectors continue to propagate into the 76 

surface layers of the bed (Packman and Bencala, 2000). 77 

78 

4. Hydrostatic-driven exchange – exchange driven by static hydraulic gradients which are 79 

determined by changes in water surface elevation (Harvey and Bencala, 1993), spatial 80 

heterogeneity in saturated hydraulic conductivity, or changes in the saturated cross-sectional 81 

area of floodplain alluvium through which hyporheic flow occurs. 82 

83 

5. Hydrodynamic-driven exchange – exchange driven by the velocity head component of the 84 

total head gradient on the bed surface (i.e., pumping exchange; Elliott and Brooks, 1997a,b) 85 

and exchange induced by momentum gradients across beds and banks. 86 

87 

These classes of HEF processes are coupled to geomorphic processes in many ways. This is most 88 

obvious for hydrostatic effects, which are directly dependent on channel and valley-floor 89 

morphology and the depositional environment that controls spatial heterogeneity in saturated 90 

hydraulic conductivity (K). However, turnover of streambed sediment is also related to fluvial 91 

geomorphic processes. Similarly, hydrodynamic effects result from the interaction of flow over 92 

stream bedforms. Geomorphic processes build stream bedforms and determine channel 93 

morphology, especially longitudinal gradient, bed roughness, and water depth all of which 94 

influence flow velocity. The relationship between geomorphology and the other classes of 95 

processes is less direct, but still plays a role in controlling these processes through channel form 96 

and the size distribution of sediment that makes up the streambed. This chapter focuses primarily 97 

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on the hydostatic and hydrodynamic processes where linkages to geomorphic processes are most 98 

direct. 99 

100 

We organize our discussion of the interactions between geomorphology and HEF using a 101 

hierarchical scaling framework developed for river networks (Frissell et al. 1986; Bisson and 102 

Montgomery, 1996), starting at the whole network, through the stream segment, to the stream 103 

reach, to the channel unit, and down to the sub-channel unit scale. We recognize that describing 104 

any given process or related flow path at a single “scale” is somewhat arbitrary because of the 105 

nested structure of the hyporheic flow net and dispersion among HEF flow paths. Despite that, 106 

the concept of scale is an important heuristic tool to organize our understanding of hyporheic 107 

processes. In many senses, the reach scale is the most informative scale at which to consider 108 

HEF. A single reach, by definition, has characteristic channel morphology so that the factors 109 

driving HEF within the reach are relatively consistent. However, only a few of the geomorphic 110 

factors driving HEF actually operate at this scale. Most of the drivers work at the channel unit or 111 

smaller scales. And to understand the importance of HEF in stream ecosystem processes, the 112 

cumulative effects of HEF must be evaluated at scales much larger than a single reach. 113 

114 

9.13.2. The effect of geomorphology on hyporheic exchange flows 115 

116 

9.13.2.1. The whole network to segment scale 117 

118 

The geologic setting of the stream network is an important factor determining the likely 119 

occurrence of HEF, but there have been few attempts to study HEF at this broad scale. Rather, 120 

our expectations are pieced together by drawing comparisons among HZ studies that have been 121 

conducted in widely varying geologic settings, at different locations in the stream network, or 122 

under widely varying flow conditions. We expect that geomorphic-hyporheic relationships will 123 

differ substantially among different geologic settings. 124 

125 

Fluvial geomorphic studies have examined the factors that determine the types of channel 126 

morphologies present within stream networks (Montgomery and Buffington, 1997; Wohl and 127 

Merritt, 2005; Brardinoni and Hassan, 2007). Montgomery and Buffington (1997) presented one 128 

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such description of the distribution of channel morphologies typical of many mountainous 129 

landscapes. They showed that catchment area and channel longitudinal gradient controlled the 130 

development of distinct channel types such that the channel types tended to follow a 131 

characteristic sequence within a catchment (Figure 2A). In their example, this sequence starts 132 

with bedrock and colluvial channels in the steepest, upper-most headwaters. As longitudinal 133 

gradients decrease, channels change to cascades, to step-pool, to plane-bed, to pool-riffle, and the 134 

largest, lowest gradient rivers were typified as dune-ripple channels. Along with these changes in 135 

channel morphology, the following would be expected: decreased longitudinal gradient and 136 

mean grain size of streambed sediment, and increased depth, width, hydraulic radius, and flow 137 

velocity (Leopold and Maddock, 1953; Wohl and Merritt, 2008). 138 

139 

In this paper, we use Montgomery and Buffington’s (1997) description of the sequence of 140 

channel types within a catchment as a simple heuristic model to organize our examination of the 141 

relative importance of the different processes that drive HEF within stream networks. We 142 

recognize that local controlling factors often interrupt simple sequencing of channel types. For 143 

example, landslides may block large mainstem channels, creating locally steep gradients over the 144 

landslide debris and uncharacteristically low gradients in the depositional reach immediately 145 

upstream (Benda et al. 2003). We also recognize that regional differences in geology and 146 

geomorphology will lead to dramatically different spatial organization of channel types (see for 147 

example characteristic channel type in glaciated mountainous regions as described by Brardinoni 148 

and Hassan, 1997). Our descriptions of the spatial organization of stream types and the resulting 149 

HEF processes will have to be modified for any specific landscape. 150 

151 

Most hyporheic exchange results from head gradients pushing water through the streambed. The 152 

amount of stream water entering the hyporheic zone is thus a function of the steepness of the 153 

head gradient and the saturated hydraulic conductivity of the streambed and underlying aquifer. 154 

The head gradients can be induced in many ways, but the two of primary influence are the 155 

hydrostatic and hydrodynamic processes. The relative importance of each of these processes is 156 

expected to vary among channel types and with longitudinal gradient. In high gradient streams, 157 

channel forms such as step-pool sequences or pool-riffle sequences can create very steep 158 

hydrostatic head gradients. Further, because of high bed roughness and relatively shallow water 159 

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depth, flow velocities tend to be lower in small steep streams than in larger, low gradient streams 160 

(Leopold and Maddock, 1953; Wondzell et al. 2007). In contrast, it is difficult for natural 161 

processes to create steep changes in the longitudinal gradient in low gradient streams. Instead, 162 

stream flow interacts with stream bedforms, such as dunes or ripples, such that hydrodynamic 163 

forces dominate the development of head gradients through the streambed. Thus, we expect that 164 

hydrostatic effects will dominate in high gradient channels and that hydrodynamic processes will 165 

dominate in low gradient channels (Figure 2B). Further, because channel types and longitudinal 166 

gradients generally vary systematically within stream networks, we further expect that 167 

hydrostatic effects will tend to dominate in the upper portions of stream networks and that the 168 

relative importance of hydrodynamic processes will increase down the stream network. 169 

170 

9.13.2.2. The reach scale – setting the potential for hyporheic exchange 171 

172 

The potential for HEF to occur varies within any given stream reach. Roughly speaking, this 173 

potential is determined by the factors that generate head differences that drive HEF, the 174 

properties of the subsurface alluvium through which HEF occurs, and the potential effect of 175 

lateral groundwater inputs from adjacent hillslopes that might limit hyporheic expression. 176 

177 

9.13.2.2.1. Losing and gaining reaches 178 

179 

Hyporheic exchange is likely to be more limited in strongly gaining reaches than in neutral 180 

reaches because of steep streamward hydrologic gradients surrounding the channel (Wroblicky et 181 

al. 1998; Storey et al. 2003; Malcolm et al. 2003 and 2005; Cardenas, 2009). Similarly, where 182 

water is lost to regional aquifers in strongly losing reaches, return flows of stream water back to 183 

the stream are likely to be severely restricted and thus also limit the expression of the hyporheic 184 

zone (Cardenas, 2009). These patterns of gains and/or losses are controlled, at some level, by 185 

regional groundwater and catchment characteristics interacting with smaller scale effects. In 186 

large gaining rivers, Larkin and Sharp (1992) demonstrated that the relative dominance of cross-187 

valley vs. down valley flow paths through valley-floor aquifers varied depending on the 188 

longitudinal gradient of the valley floor and the hydraulic conductivity of the valley floor 189 

alluvium. In higher gradient reaches (>0.004 m/m) and in areas with coarser substrate, flow was 190 

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predominantly down valley. Conversely, where valley floor gradients were shallower or 191 

sediment more finely textured, flow tended to be toward the stream. Thus, the way in which 192 

lateral inputs influence hyporheic exchange is not solely a function of their magnitude, but also a 193 

function of the ability of subsurface water to move down-valley (Storey et al. 2003). The ratio 194 

between these two factors – the magnitude of the inputs relative to down valley flow – 195 

determines how hyporheic exchange is affected. 196 

197 

As a first approximation, the potential for down valley flow can be estimated using the 198 

relationships summarized in Darcy’s Law – that is, the product of the longitudinal valley 199 

gradient, the saturated cross-sectional area of the floodplain perpendicular to the direction of 200 

subsurface flow, and the hydraulic conductivity of the alluvium. As lateral inputs increase, 201 

several factors may change: (1) water tables may rise, thus increasing the saturated thickness and 202 

the cross-sectional area through which water flows allowing the transmission of more water, or 203 

(2) flow paths may begin to turn obliquely toward the stream, which also increases the saturated 204 

cross-sectional area and may also increase head gradients. Consequently, under dry conditions 205 

when lateral inputs are relatively small, the potential extent and magnitude of hyporheic 206 

exchange can be fully expressed (Figure 3A). As subsurface flows turn toward the channel they 207 

begin to limit the extent of the hyporheic zone with only minor effect on the HEF (Wondzell and 208 

Swanson, 1996). If sufficiently large, lateral inputs can severely limit both the spatial extent and 209 

magnitude of hyporheic exchange (Figure 3B; Harvey and Bencala, 1993; Wroblicky et al. 1998; 210 

Storey et al. 2003; Cardenas and Wilson, 2007; Malcolm et al. 2003, Soulsby et al. 2009). 211 

212 

Simple generalizations of where and when lateral inputs will limit HEF are difficult because of 213 

the wide range of geomorphic settings in which HEF occurs and because the magnitude of lateral 214 

inputs changes with catchment wetness. Lateral inputs are expected to be high when catchments 215 

are wet and decrease as catchments dry out. However, lateral inputs are not spatially uniform. In 216 

steep mountainous settings, the size of the upslope area draining directly to the valley floor is 217 

important, concentrating lateral inputs in zones at the base of hillslope hollows (Jencso et al. 218 

2009). Lateral inputs may persist the entire year at the bases of the largest hillslope hollows. 219 

Most hillslope hollows are small, however, so that most of the stream network would be 220 

disconnected from lateral inputs except for short periods of time when catchments are very wet, 221 

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for example after large storms or during peak snowmelt. We are unaware of similar studies 222 

relating topography to spatial patterns of hillslope inputs in areas of low relief with humid 223 

climates. However, Storey et al. (2003) reported that an extensive shallow surfical aquifer was 224 

present along their lowland, low-gradient study reach and that lateral inputs of groundwater 225 

substantially reduced both the extent and the amount of hyporheic exchange flows except during 226 

summer baseflow. Clearly, the influence of lateral inputs may be much different in lowland 227 

catchments than in steep mountainous catchments. 228 

229 

Changes in lateral inputs to streams do not occur in isolation. Rather, they are likely to be 230 

accompanied by corresponding changes in stream stage (and discharge). The change in water 231 

table elevations resulting from changed lateral inputs must be considered relative to the 232 

accompanying changes in stream stage. Although the number of studies examining changes in 233 

hyporheic flow paths with changing catchment wetness is limited, studies in small mountain 234 

streams suggest that water table elevations in the floodplain increase more than stream stage so 235 

that HEF is typically more restricted when catchments are wet (Figure 4A and 4B; Harvey and 236 

Bencala, 1993; Wondzell and Swanson, 1996; Stednick and Fernald, 1999). Storey et al. (2003) 237 

reported similar results for a lowland, low-gradient river. 238 

239 

In some cases, however, stream stage may change markedly without corresponding changes in 240 

precipitation recharge or changes in lateral inputs. Most examples of these processes come from 241 

large, lowland rivers because river stage is controlled by processes far upstream. These “bank 242 

storage” processes (Pinder and Sauer, 1971) have been recognized as a form of transient 243 

hyporheic exchange (Figure 4C and 4D) that can result from both in-bank or over-bank floods 244 

(Bates et al. 2000; Burt et al. 2002). In some situations, increased stream stage may even lead to 245 

groundwater ridging in the floodplain, reversing head gradients and limiting lateral groundwater 246 

inputs. Similarly, hyporheic exchange through stream banks can result from diel variations in 247 

stream stage (and discharge) during snow melt periods (Loheide and Lundquist, 2009) or from 248 

tidally induced changes in water elevations in coastal streams and rivers (Bianchin et al. in 249 

press). 250 

251 

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Transient hyporheic exchange may be especially evident in regulated rivers where releases from 252 

dams (or other control structures) can result in large and rapid changes in river stage without 253 

corresponding local precipitation to recharge floodplain aquifers (e.g., Fritz and Arntzen, 2007; 254 

Lewandowski et al. 2009; Sawyer et al. 2009a; Francis et al., in press). However, transient 255 

hyporheic exchange may not always result from fluctuations in river stage. For example, 256 

Hanrahan (2008) studied vertical HEF through the streambed of a large, regulated gravel bed 257 

river where stage sometimes changed by nearly 2 m in an hour. For the most part, they did not 258 

observe transient hyporheic exchange related to changes in stage. They concluded that 259 

hydrostatic and hydrodynamic processes remained the dominant control on HEF. Notably, 260 

Hanrahan (2008) did not examine lateral exchanges through the stream banks, which can be 261 

more responsive to changes in stage than are locations in the stream channel itself (Storey et al. 262 

2003). Water table fluctuations in the floodplain at long distances from the stream are not 263 

necessarily indicative of extensive HEF because pressure fluctuations can propagate through 264 

surficial (unconfined) aquifers much faster than does the actual flow of stream water. This was 265 

clearly demonstrated by Lewandowski et al. (2009) who showed that river water penetrated, at 266 

most, only 4 m into the stream bank even though water table fluctuations were observed more 267 

than 300 m from the river. 268 

269 

HEF can occur in strongly gaining and losing reaches because of the nested structure of 270 

hyporheic flow paths, and because HEF can occur at a variety of spatial scales. Thus an envelope 271 

of the HZ can be set within larger non-hyporheic flow paths (Figure 3B; Cardenas and Wilson, 272 

2007). Similarly, smaller-scale HEF can occur as a result of smaller scale geomorphic drivers, 273 

even within a reach that is, overall, strongly losing (Payn et al. 2009). Further, because HEF is 274 

dominated by relatively near-stream flow paths that are short in length and residence time 275 

(Kasahara and Wondzell, 2003), the magnitude of HEF can be substantial, even in strongly 276 

gaining reaches where the spatial extent of the hyporheic zone is greatly restricted (Wondzell and 277 

Swanson, 1996; Cardenas and Wilson, 2007; Payn et al. 2009). 278 

279 

9.13.2.2.2. Changes in saturated cross-sectional area 280 

281 

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The saturated cross sectional area of the floodplain (orthogonal to groundwater flow path 282 

direction) is one of the factors determining the amount of groundwater transmitted down valley 283 

through the valley floor alluvium. Thus, any change in the cross sectional area along the length 284 

of a stream reach will lead to parallel changes in the down valley flow of water through the 285 

floodplain, thereby driving downwelling from, or upwelling to the stream (Stanford and Ward, 286 

1993). Downwelling occurs where valley floors increase in width, for example, downstream of 287 

bedrock-constrained reaches (Figure 5A; Poole et al. 2004 and 2006; Acuna and Tockner, 2009). 288 

Conversely, upwelling occurs where valley floors narrow at the lower end of wide unconstrained 289 

reaches (Figure 5A; Baxter and Hauer, 2000; Acuna and Tockner, 2009). Similarly, variations in 290 

the thickness of the surficial aquifer, caused by variations in depth to bedrock or other confining 291 

layers drive similar patterns of upwelling and downwelling. For example, upwelling commonly 292 

occurs just upstream of bedrock sills with a subsequent transition to downwelling just 293 

downstream of such bedrock sills as the surficial aquifer again thickens (Figure 5B; Valett, 294 

1993). This is easily observed in streams in arid regions during the dry season, where perennial 295 

flow may only occur above bedrock sills, which force the subsurface flow to the surface. 296 

297 

9.13.2.3. The sub-reach to channel-unit scale – hydrostatic processes 298 

299 

Geomorphic features of the stream channel and valley floor within stream reaches control the 300 

elevation of surface water and can thereby create significant head gradients through the valley 301 

floor alluvium, driving HEF. Because these geomorphic features are static on the time scales 302 

typical of hyporheic exchange (hours to weeks) they are broadly recognized as “hydrostatic 303 

processes”. 304 

305 

9.13.2.3.1. Step-pool and pool-riffle sequences 306 

307 

One of the best-studied examples of hydrostatic processes involves the changes in water surface 308 

elevation along a pool-step sequence and the resulting head gradients that drive HEF (Figure 1; 309 

Harvey and Bencala, 1993). Harvey and Bencala (1993) showed that the change in the 310 

longitudinal gradient of the stream channel (which approximates the stream energy profile) drove 311 

HEF. They also observed that HEF flow paths tended to be curved – first curving away from the 312 

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stream above the step or riffle and then curving back to the stream below the step or riffle. 313 

Building from their observations, model analyses show that along an idealized straight channel 314 

with homogeneous isotropic porous sediment, hyporheic flow paths around a change in the 315 

longitudinal gradient will exploit the full 3-dimensional saturated volume along the channel, thus 316 

extending both vertically beneath the streambed and horizontally through the streambanks and 317 

near stream aquifer (Figure 1A and 1B). Real streams are substantially more complicated, 318 

however, such that changes in hydraulic conductivity of the alluvium, bends in the channel, and 319 

the spatial location of lateral groundwater inputs lead to the development of a complicated flow 320 

net through the valley floor (e.g., Cardenas and Zlotnik, 2003). Despite these complexities, the 321 

steepness of the hydraulic head gradient imposed by the change in the longitudinal gradient and 322 

the saturated hydraulic conductivity control the amount of stream water exchanged with the 323 

subsurface. 324 

325 

Many factors can modify the effect of steps or riffles on HEF. For example, the height of the step 326 

(or steepness of the riffle) determines the head gradient available to drive HEF so that a single 327 

very large step has the potential to drive more HEF than if the same amount of elevational 328 

change is spread over several smaller steps (Kasahara, 2000). Because of this, large wood can be 329 

important in determining the amount of HEF in forest streams. Single logs tend to create 330 

frequent, small obstructions that collect and store small amounts of sediment, forming pool-step 331 

sequences in which the extent of the hyporheic zone tends to be small (Wondzell, 2006). 332 

Although log jams are less common, they can create large obstructions storing sediment in 333 

wedges several meters deep and 10 or more meters in length, and significantly widen constrained 334 

stream channels. Consequently, log jams can form extensive hyporheic zones in steep, confined 335 

mountain streams (Wondzell, 2006). 336 

337 

Large, channel-spanning logs can wedge into steep narrow channels, forcing the accumulation of 338 

sediment in channels, converting bedrock reaches to alluvial reaches with a step-pool 339 

morphology (Montgomery et al. 1996), thereby greatly enhancing HEF. Similarly, large wood 340 

can force plane-bed channels into a pool-riffle morphology (Montgomery et al. 1996) which 341 

should lead to more HEF than would be present in a comparable wood-free channel. Large wood 342 

can have the opposite effect in channels that would have a free-formed pool-riffle morphology. 343 

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In one documented case, accumulations of large wood tended to force a pool-riffle channel 344 

toward a step-pool morphology (Wondzell et al. 2009). The channel adjusted to removal of all 345 

large, in-stream wood by developing a better defined pool-riffle structure around meander bends, 346 

leading to increased sediment storage. Continued channel adjustment over time following the 347 

removal of large wood eventually led to substantial increases in HEF. 348 

349 

The size, spacing, and sequence of channel units (e.g., pools and riffles) along the stream 350 

longitudinal profile can also affect HEF (Anderson et al. 2005; Gooseff et al. 2006). Anderson et 351 

al. (2005) made detailed measurements of channel profiles and patterns of HEF, and showed that 352 

channel unit size and spacing increased as did the length of channel characterized by 353 

downwelling with increasing drainage area in a mountainous stream catchment. Gooseff et al. 354 

(2006) built on these results, examining HEF using 2-D groundwater models of idealized 355 

longitudinal profiles of mountain streams. Gooseff et al.’s (2006) modeling results confirmed 356 

that both channel unit spacing and size were important in determining hyporheic exchange 357 

patterns of upwelling and downwelling. Perhaps more surprising, however, was the observation 358 

that the sequence of channel units also affected simulated HEF. Gooseff et al. (2006) compared 359 

pairs of idealized stream reaches that varied only by the way the longitudinal gradient changed 360 

over the pool-riffle sequence – i.e., the slope of the riffle was gradual on its upstream end and 361 

steepest at its downstream end (described as a pool–riffle–step sequence) versus riffles that were 362 

initially steep with the slope decreasing toward the downstream end (described as a pool–step–363 

riffle sequences). Simulated downwelling lengths were substantially longer for pool–riffle–step 364 

sequences than for pool–step–riffle sequences. 365 

366 

9.13.2.3.2. Meander bends and point bars 367 

368 

A variety of channel and valley floor morphologic features, in addition to changes in the 369 

longitudinal gradient, create head gradients with the potential to drive HEF. These include 370 

channel meander bends and associated point bars, back channels or floodplain spring brooks, and 371 

islands set between main and secondary channels. In all these cases, differences in the 372 

elevational head of surface water between two channels, between different points in a single 373 

channel around a meander bend, or between points on opposite sides of an island create head 374 

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gradients that drive HEF. For example, head gradients through the point bar in a meander bend 375 

are steeper than the longitudinal gradient of the stream channel around the point bar (Peterson 376 

and Sickbert, 2006) so that stream water infiltrates the upper end of the point bar and is returned 377 

to the channel at the lower end of the point bar (Figure 6A; Vervier and Naiman, 1992). More 378 

generally, these exchange flows occur across the full length of meander bends and are influenced 379 

by both the change in stream water elevation around the meander bend and the plan-view shape 380 

of the meander bend. Highly evolved meander bends support steep head gradients across the 381 

mender neck because of the close proximity of the stream channels (Figure 6B; Boano et al. 382 

2006; Revelli et al. 2008) so that HEF is dominantly located in the meander neck, with much 383 

reduced HEF across the remainder of the meander where head gradients are much lower. In other 384 

cases, meanders develop a characteristic pattern of alternating pools and riffles, with riffles 385 

located at the thalweg cross-overs in the inflections between adjacent meanders and pools or low 386 

gradient runs wrapping around the point bar (Figure 6C). This combination of channel 387 

morphologic features can create complex HEF flow paths within meander bends. The residence 388 

times of HEF traversing meander bends can be quite short where meanders are small and 389 

saturated hydraulic conductivities are high (Pinay et al. 2009). Conversely, residence times of 390 

HEF may be extremely long in meander bends of low gradient rivers with fine textured sediment 391 

(Boano et al. 2006; Peterson and Sickbert, 2006). 392 

393 

9.13.2.3.3. Back channels and floodplain spring brooks 394 

395 

Channel planforms are often complex in wide floodplains, including a network of old or 396 

abandoned channels. If the upstream ends of these channels are plugged with sediment and if the 397 

downstream ends are sufficiently incised to intercept the water table and are connected back to 398 

the river at their downstream ends, they will act as drains, imposing head gradients from the 399 

stream to the old channel (Figure 7A; Wondzell and Swanson, 1996; Poole et al. 2006). These 400 

channels are also known as floodplain spring brooks because water upwells into the channel, 401 

forming a spring at its head. In addition to creating HEF, these channels will capture whatever 402 

water is in the surficial aquifer of the floodplain, including down valley flows from upstream 403 

locations, and lateral inputs of groundwater or hillslope water from the valley margin. However, 404 

because lateral inputs tend to be small and spatially isolated (Jencso et al. 2009; and as discussed 405 

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above), floodplain spring brooks will most often be fed by HEF (Wondzell and Swanson, 1996; 406 

Jones et al. 2007). 407 

408 

Abandoned channels can also be plugged at their downstream ends and open to the river at their 409 

upstream ends. In this case, stream water can flow into the abandoned channel, infiltrate the 410 

channel bed and raise the water table in the middle of the floodplain, thereby creating head 411 

gradients and driving HEF from the abandoned channel back to the main stream channel (Figure 412 

7B). More complex situations arise when the longitudinal gradients in either the back channel or 413 

mainstem channel are interrupted by steeper riffles or steps. Figure 7C shows the interactions 414 

between a back channel and riffle. Above the riffle, water in the main channel is higher than the 415 

back channel so water flows towards the spring brook. Downstream of the riffle, the main 416 

channel is lower than the back channel so that the back channel loses water over its downstream 417 

extent, eventually going dry before reaching the main channel. 418 

419 

The channel planform features that drive HEF can occur over a range of spatial scales, and their 420 

influence may change through time as the stage height of water in the main channel changes. For 421 

example, a small gravel bar may have low points along the stream bank. At high stage, the entire 422 

gravel bar may be submerged. As stage decreases the center of the bar may become exposed, 423 

creating a secondary channel along the bank. As stage decreases further, flow may become 424 

discontinuous through the secondary channel such that it functions as a drain if it is plugged at 425 

the upstream end, or functions as a conduit allowing stream water to infiltrate the surface of the 426 

gravel bar if it is plugged at its downstream end. Old channels in large floodplains may act 427 

similarly, with continuous flow along their full length during floods, but becoming disconnected 428 

at intermediate to low stage, or even dry completely during periods of minimum discharge. In 429 

large floodplain reaches, these channels can be 100’s of meters to kilometers in length, extending 430 

nearly the full length of the stream reach (Poole et al. 2006; Arrigoni et al. 2008). 431 

432 

9.13.2.3.4. Secondary channels and islands 433 

434 

Islands present a special case of back channels in which the channel is continuously connected to 435 

the main channel over its full length. Hyporheic hydrology of islands has not been extensively 436 

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studied. However, we expect that the surface water elevations in channels bounding the island 437 

create boundary conditions for total head and control HEF through islands as is generally 438 

indicated by the available literature (Dent et al. 2007; Francis et al., in press). If channels along 439 

both sides of the island are parallel and symmetric with constant longitudinal gradient, then flow 440 

through the island will parallel the channels and the head gradient driving flow will equal the 441 

overall longitudinal gradient of the stream reach (Figure 8A). If riffles are present in the 442 

channels, the head gradient through the island adjacent to the riffles can be much steeper than the 443 

reach averaged longitudinal gradient (Figure 8B). Also, if riffles are displaced along the primary 444 

and secondary channels surrounding an elongated island such that a riffle is located near the head 445 

of the island in one channel and near the tail of the island in the second channel, the resulting 446 

head gradients would tend to drive flows laterally through the island, leading to very large cross-447 

sectional areas experiencing HEF, and therefore large amounts of HEF, albeit, with shorter 448 

length flow paths (Figure 8C). While islands may be uncommon in most channel types, they may 449 

dominate HEF in braided and anastomosing stream reaches (Ward et al. 1999; Arscott et al. 450 

2001). Given the complexities of potential sizes and shapes of islands and patterns in 451 

longitudinal gradients in the bounding channels, the resulting flow nets, residence times, and 452 

amounts of HEF are likely to vary widely. 453 

454 

9.13.2.3.5. Spatial heterogeneity in saturated hydraulic conductivity 455 

456 

Fluvial processes control the depositional environment on the streambed and across the 457 

floodplain creating spatial heterogeneity in the texture of deposited and reworked sediment 458 

across a range of scales, from the surface of the streambed to the entire floodplain. Because 459 

sediment texture is closely related to saturated hydraulic conductivity (K), these processes can 460 

substantially influence HEF. However, because of the difficulties in quantifying these patterns at 461 

the scales at which they influence HEF, they have been relatively little studied. At fine scales, 462 

streambed roughness can control the depositional environment across the streambed (Buffington 463 

and Montgomery, 1999), which lead to spatial patterns in the distribution of K within the 464 

streambed (Genereaux et al. 2008), which in turn can influence both the location and amount of 465 

HEF. HEF will be restricted where the streambed is clogged with fine sediment and 466 

preferentially located in zones with higher K. Experiments in flumes have also shown that HEF 467 

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can also influence patterns of fine-sediment deposition, with fine sediment preferentially 468 

deposited in downwelling zones (Packman and MacKay, 2003; Rehg et al. 2005) which may 469 

explain differences in K between upwelling and downwelling zones observed in a steep 470 

headwater stream (Scordo and Moore, 2009). 471 

472 

Spatially heterogeneous patterns in K influence HEF. For example, groundwater flow modeling 473 

studies using homogeneous vs. heterogeneous K showed that spatial heterogeneity may add 474 

substantial complexity to the spatial patterns of the hyporheic flow net (Woessner 2000). When 475 

relatively high K regions are aligned parallel with head gradients they create preferential flow 476 

pathways (Wagner and Bretschko, 2002) that can increase the total amount of HEF (Cardenas 477 

and Zlotnik, 2003; Cardenas et al. 2004). Results from Cardenas et al. (2004) showed that 478 

influence of heterogeneity in K was relatively greater in lower gradient streams and where head 479 

gradients driving HEF were reduced. To our knowledge, the influence of fine-grained 480 

heterogeneity has not been studied in steeper channels where hydrostatic processes dominate. 481 

482 

Fluvial processes also influence spatial patterns in K at the scale of the entire floodplain. 483 

Especially important is the layering of stream and floodplain alluvium. Layering can create 484 

strong vertical anisotropy (Chen, 2004), limiting vertical exchange and promoting lateral flows 485 

through the streambed and floodplain (Packman et al. 2006; Marion et al. 2008). Overbank 486 

deposition can also bury back channels creating “paleochannels” where coarse streambed 487 

alluvium is buried under finer floodplain soils (Stanford and Ward, 1993; Stanford et al. 1994; 488 

Poole et al. 2004). If these paleochannels intercept the water table, they will function as large 489 

preferential-flow pathways that can route water the full length of a floodplain. In this regard they 490 

function much like a subsurface version of back channels or floodplain spring brooks – either 491 

acting as drains lowering the water table in the floodplain and imposing head gradients from the 492 

stream to the paleochannel, or acting as distributaries, routing water into the floodplain and 493 

imposing head gradients from the paleochannel to the stream. Locations of paleochannels are 494 

sometimes evident from shallow depressions along the floodplain. In other cases, over-bank 495 

deposition will have completely filled old channels so that there is no surficial indication on the 496 

flat floodplain surface. The influence of paleochannels is difficult to discern because networks of 497 

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widely spaced wells are unlikely to find and trace the location of these features along the length 498 

of the floodplain. As a consequence, their influence on HEF has not been widely studied. 499 

500 

9.13.2.4. The bedform scale – hydrodynamic processes 501 

502 

Channel hydraulics, and the spatial and temporal distribution of velocity (kinetic energy) across 503 

streambeds are significantly influenced by the form of the channel and the bedforms that occur in 504 

channels. The continuous feedback between pressure distribution and shear stress across the bed 505 

surface and the potential to erode the bed will cause turn-over exchange to occur during times of 506 

high flows. During lower flows, when bed sediment is relatively stable, bedforms cause some 507 

level of form drag on the flows, inducing pressure distributions across the bedforms, thereby 508 

driving HEF at a scale smaller than the bedform (Figure 9). The size of the bedform is set by 509 

both the energy regime of the reach and the material that makes up the reach, and the form drag 510 

induced on the water column by the bedform is of course partly controlled by its size. Thus, the 511 

scale of HEF flowpaths induced by hydrodynamic exchange across the bedforms will scale in 512 

part with the size of bedforms present (Cardenas et al. 2004). Finally, the heterogeneity of the 513 

bed material that makes up the bedforms will have a distinct control on the flux rate and actual 514 

flowpaths through and around the bedforms (Sawyer et al. 2009b). 515 

516 

In sand bed streams, hydrodynamic HEF has been extensively studied both theoretically and 517 

empirically. Typical bed forms in sand bed streams are dunes and ripples, which have a fairly 518 

predictable geometry and spacing, based on bed sediment composition and flow rate. 519 

Thibodeaux and Boyle (1987) pioneered investigations of the hydrodynamic pressure 520 

distribution across dunes, noting the penetration of channel water into the porous bed forms. 521 

Further development of a ‘pumping exchange’ model by Elliot and Brooks (1997a,b) expanded 522 

the ability to predict HEF and associated solute dynamics in channel-bed systems. Whereas most 523 

studies of hydrodynamic exchange processes were generally carried out in or applied to flume 524 

studies, there has been at least one application of incorporating the pumping exchange model to 525 

tracer transport in field studies. Salehin et al. (2003) studied the transport of tracer along several 526 

km of Sava Brook in Sweden and successfully applied a solute transport model to the observed 527 

data to explain long time residence time distributions using the pumping exchange model theory. 528 

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The predictability of dune and ripple sizing and spacing makes the pumping exchange model a 529 

useful tool to explore HEF in sand bed streams and rivers. 530 

531 

In gravel bed streams, bed form types may be generally predictable (i.e., Montgomery and 532 

Buffington, 1997; Wohl and Merritt, 2008; Chin, 2002), but the exact geometry and spacing of 533 

bed forms is less predictable, particularly at a scale that will directly influence head distributions 534 

across and along the channel. Hence, the velocity distribution in the channel and around the bed 535 

form, which contributes to hydrodynamic exchange, is also unpredictable. Tonina and 536 

Buffington (2007) conducted careful studies of total pressure distribution across streambeds in 537 

flumes that had ‘realistic’ geometry of a pool-riffle sequence in a gravel bed channel. Their 538 

results indicated that total head distribution (i.e., incorporating velocity head in addition to 539 

hydrostatic head) was important to exchange at focused points in the channel where high velocity 540 

occurred. Further, they confirmed that in general, there was little or no contribution of velocity 541 

head to parts of the bed that were overlain by deeper, slower flow, and therefore a hydrostatic 542 

representation of exchange will likely be more applicable in these locations. 543 

544 

Regardless of the predictability of bed form geometry and spacing, the associated hydrodynamic 545 

HEF may induce only limited lengths of exchange in the subsurface because much of the 546 

exchange dynamics are expected to be vertical rather than lateral. Exchange lateral to the channel 547 

is more likely to be driven by hydrostatic gradients set up across meander bends or bars (as 548 

described above). Hydrodynamic HEF will contribute to, but be only one component of, total 549 

HEF in natural channels, and its importance will be dictated by both channel hydraulics and, if 550 

present, competing hydrostatic factors that can create steeper head gradients. 551 

552 

9.13.2.4. The particle scale – turbulent diffusion 553 

554 

At the particle scale on streambeds, turbulent diffusion is significantly influenced by the size and 555 

arrangement of surface sediment. Because turbulent diffusion is induced by the momentum 556 

transfer between the water column and the porous media, HEF due to turbulent diffusion is a 557 

function of the decreasing velocity profile within the surface layers of the porous media (Shimizu 558 

et al. 1990). Thus, the distribution of sediment at the surface will greatly influence the potential 559 

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for energy and mass transfer within this zone. Turbulent diffusion HEF is prominent in gravel 560 

bed streams where surface pores are more likely to accommodate such open exchanges of 561 

momentum across the bed (Tonina and Buffington, 2009). Beds composed of sand particle sizes 562 

and smaller provide too much resistance to the momentum exchange between the water column 563 

and the bed. Hence, turbulent diffusion is more likely to be an important component of HEF in 564 

low order, high-gradient streams (Figure 2B). Careful theoretical and empirical research on 565 

turbulent diffusion has been conducted largely on planar beds (Shimizu et al. 1990; Habel et al. 566 

2002). Therefore, in the complex bed topography of typical gravel channels, turbulent diffusion 567 

will be a component of HEF, likely not the singular driver of HEF. 568 

569 

9.13.3. Discussion 570 

571 

9.13.3.1 Multiple features acting in concert 572 

573 

In the examples presented above (Figures 1, 3–9), we have mostly focused on single types of 574 

channel morphologic features that drive or enable hydrostatic and hydrodynamic HEF. However, 575 

these features never occur in isolation. Rather, a single stream reach will typically contain many 576 

of the morphologic features described above. Interactions among these features are likely to be 577 

important in determining the actual HEF in any given stream reach. In some cases, the effects of 578 

multiple features could be additive and result in higher HEF than if they did not co-occur. For 579 

example, cross-valley flow paths between main channels and floodplain spring brooks can be 580 

accentuated by riffles (Figure 7C). However, interactive effects could also cancel, for example 581 

where riffles at the inflection points of meander bends reduce head gradients through point bars 582 

(Figure 6C). The interactions between different processes driving or enabling HEF is complex, 583 

and to some degree, site specific, making it difficult to quantify the effects of these interactions. 584 

Because of these difficulties, there are relatively few comparative studies that have examined 585 

multiple processes concurrently, within natural stream channels and attempted to evaluate the net 586 

effect of each process on the total HEF within stream reaches. 587 

588 

Sensitivity analyses with groundwater flow models calibrated to simulate HEF in a studied 589 

stream reach provide one opportunity to examine the relative importance of channel morphologic 590 

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features on HEF where multiple features are present in a single reach. For example, Kasahara 591 

and Wondzell (2003) examined a number of channel morphologic features among stream reaches 592 

of different sizes in a mountainous stream network under conditions of summer baseflow 593 

discharge. In all cases, the single strongest driver determining the amount of HEF occurring 594 

within the simulated stream reaches was the change in longitudinal gradient over step-pool 595 

sequences in the 2nd-order channel (Figure 10A) and pool-riffle sequences in the 5th-order 596 

channel. The shape of the hyporheic flow net in the 5th-order stream, however, was strongly 597 

controlled by the presence, location, and relative elevation difference between water in the main 598 

channel and the back channels (Figure 10B). Similarly, Cardenas et al. (2004) examined 599 

sediment heterogeneity, size of bedforms, and both longitudinal and lateral head gradients in a 600 

low gradient, sand bed stream. They found that HEF was greater where beforms had higher 601 

amplitude and were more closely spaced. Spatial heterogeniety in K increased HEF relative to 602 

homogeneous simulations, as did inclusion of lateral head gradients, but the effect was small 603 

relative to the effect of the size and spacing of bedforms. 604 

605 

Channel morphologic features can interact with changes in steam stage and lateral groundwater 606 

inputs in ways that can substantially influence the amount of HEF over time, across seasons or 607 

within a single storm event. Storey et al. (2003) examined HEF in a pool-riffle sequence at both 608 

high- and low-baseflow discharge. At high stage, the stream tended to “drown” the riffle, 609 

substantially reducing the change in the longitudinal gradient over the pool-riffle sequence and 610 

thus reducing HEF. In contrast, at low stage, the water surface more closely followed the 611 

streambed topography, thus creating steeper head gradients that supported more HEF. Storey et 612 

al. (2003) also showed that lateral inputs during the wet season were sufficient to eliminate most 613 

of the HEF through the riffle. Cardenas and Wilson (2006) showed that low rates of groundwater 614 

discharge limited the extent of the HZ formed by the hydrodynamics of stream bedforms, and 615 

that high rates of groundwater discharge could completely eliminate HEF. 616 

617 

We know of only one study comparing the relative influence of hydrostatic and hydrodynamic 618 

effects. In a flume, Tonina and Buffington (2007) investigated the control of total head (i.e., 619 

including dynamic head) in driving hyporheic exchange. Their results suggested that there are 620 

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specific locations within channels where the velocity head can provide additional potential and 621 

thereby influence the pattern of hyporheic exchange. 622 

623 

9.13.3.2 Change in processes driving HEF through the stream network 624 

625 

Hyporheic exchange will vary widely across the sequence of channel types found in stream 626 

networks (Figure 2; Buffington and Tonina, 2009). Channel networks generally follow a pattern 627 

of steep headwaters to low-gradient reaches downstream. In mountain stream networks in 628 

particular, gradient changes are expected to be accompanied by channel morphology changes 629 

resulting in a sequence of distinct channel morphologies (Figure 2A). Obviously, bedrock 630 

reaches have negligible hyporheic zones (Gooseff et al. 2005; Wondzell, 2006). We are unaware 631 

of any studies of HEF in colluvial and cascade channel morphologies, however the extremely 632 

high longitudinal gradients of these channels likely result in high velocity underflow which has 633 

been shown to restrict the extent of the hyporheic zone (Storey et al. 2003). Also, the relatively 634 

disorganized structure of the bed sediment prevents development of stepped water surface 635 

profiles so that hydrostatically driven exchange due to longitudinal changes in gradient will 636 

likely be low. Turbulent diffusion is likely to be a primary driver of HEF (Figure 2B). 637 

638 

Free-formed step-pool channels occur at slightly lower gradients (Figure 2A). These channels 639 

have well-organized structure with periodic spacing of both steps and pools (Chin, 2002; Wohl 640 

and Merrit, 2008) that have been shown to be primary drivers of HEF (Figure 2B; Kasahara and 641 

Wondzell, 2003). The addition of large wood can substantially increase sediment storage 642 

(Nakamura and Swanson, 1993; Montgomery et al. 1996), the development of step-pool 643 

structure, and the extent, amount and residence times of HEF in these stream reaches (Wondzell, 644 

2006). Other hydrostatic factors tend to have less dominance on HEF; these reaches have low 645 

sinuosity so meander bends are uncommon and steep longitudinal gradients limit the potential 646 

for back channels to create lateral HEF flow paths. 647 

648 

We are unaware of any published studies examining HEF in plane-bed channels. However, we 649 

expect HEF to be lower than in either step-pool or pool-riffle channels (Figure 2B). The 650 

streambed tends to be smoothly graded in these channels as suggested by their name, and there is 651 

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low spatial heterogeneity in surface texture (Buffington and Montgomery, 1999). Pools are 652 

widely spaced, and both steps and riffles are rare. While these channels occur as free-formed 653 

morphologies, pool-riffle channels can be converted to plane-bed channels by land use practices 654 

that increase sediment supply and through the direct removal of large wood, with concurrent 655 

decreases in HEF. 656 

657 

Lower in the stream network, channels tend have lower longitudinal gradients (Figure 2A), and 658 

even in mountainous areas, unconstrained stream reaches become increasingly common. Channel 659 

planforms can be quite complex in these rivers and as a consequence, a wide array of channel 660 

geomorphic features influences HEF. Braided and anastomosing channels may form where 661 

sediment loads are high and stream banks are erodible; the complex of channels likely leads to 662 

substantial HEF through islands. Meandering channels form under lower sediment loads and 663 

where banks are more stable. Meandering channels typically have pool-riffle morphologies, 664 

although complexes of secondary channels, back channels, and paleochannels are common, a 665 

legacy of past floods, channel avulsions and overbank deposition. Because most HEF occurs 666 

along short, near stream flow paths, riffles are the dominant feature determining the amount of 667 

HEF (Kasahara and Wondzell, 2003). However, the shape of the hyporheic flow net and the 668 

residence time distribution of HEF will be strongly influenced by the complex of channel 669 

planforms. Finally, hydrodynamic processes are expected to dominate in streams with relatively 670 

mobile streambeds characterized by dune-ripple bedforms. These streams have low longitudinal 671 

gradients and therefore channel morphologic features tend not to create steep hydrostatic head 672 

gradients (Figure 2B). 673 

674 

Other exchange processes are likely to be related to specific conditions. Turn-over exchange will 675 

only occur when bed material is mobile – a characteristic feature of both anastomosing and dune-676 

ripple channels. Transient exchange will only be appreciable during wet catchment conditions, 677 

when channel stage is high and surrounding groundwater tables are comparatively low. 678 

However, transient exchange may be a dominant form of HEF in regulated rivers where stage 679 

fluctuates over daily cycles due to hydroelectric generation. Turbulent diffusion, on the other 680 

hand, is likely to occur in gravel bed sections of the network, likely with the greatest potential 681 

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  24

influence in either cascade or plane-bed sections of stream networks where stream velocities are 682 

expected to be high. 683 

684 

9.13.4. Conclusion 685 

686 

Hyporheic exchange results from distinct processes, and the relations between those processes 687 

and geomorphology are well understood from a mechanistic perspective. Thus, geomorphology 688 

provides a critical framework to understand hyporheic processes and how they change with 689 

location within a stream network, and over time in response to changes in stream discharge and 690 

catchment wetness. To the degree that these geomorphic patterns are predictable, they provide 691 

the foundation for hydrologists to make general predictions of the relative importance of the 692 

hyporheic zone at the scale of entire catchments. Reach to reach variability is high in stream 693 

networks, however, so understanding HEF at the reach scale continues to require detailed study 694 

of specific stream reaches. These studies are difficult and current methodological approaches are 695 

insufficient to fully examine the full suite of processes that account for patterns of HEF in any 696 

specific stream reach. Consequently, hyporheic studies tend to focus on a single factor, or at 697 

most a small subset of the factors driving HEF. Hyporheic researchers recognize that such 698 

studies are incomplete. Detailed, holistic understanding of the importance of different processes 699 

in driving HEF, how the relative importance of these processes changes with location in the 700 

stream network, with the specific structure of any given stream reach, and with changes in 701 

discharge and lateral groundwater inputs remains elusive. 702 

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behavior of streams during baseflow. Geophysical Research Letters 34, L24404, 1005 

doi:10.1029/2007GL031256. 1006 

1007 

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Wondzell, S. M., LaNier, J., Haggerty, R., Woodsmith, R. D., and Edwards, R. T. 2009. Changes 1008 

in hyporheic exchange flow following experimental wood removal in a small, low-gradient 1009 

stream. Water Resources Research 45, W05406, 31 doi:10.1029/2008WR007214. 1010 

1011 

Wondzell, S. M. and Swanson, F. J. 1996. Seasonal and storm dynamics of the hyporheic zone 1012 

of a 4th-order mountain stream. I: Hydrologic processes. Journal of the North American 1013 

Benthological Society 15:1-19. 1014 

1015 

Wroblicky G. J., Campana M. E., Valett H. M., and Dahm C. N. 1998. Seasonal variation in 1016 

surface-subsurface water exchange and lateral hyporheic area of two stream-aquifer systems. 1017 

Water Resources Research 34:317-328. 1018 

1019 

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  36

Figure Legends: 1020 

1021 

Figure 1. Idealized conceptual model of nested hyporheic flow paths as influenced by step-pool 1022 

or pool-riffle sequences. A) Plan view showing arcuate HEF flow paths through the adjacent 1023 

floodplain created by the change in the longitudinal gradient over the pool-riffle sequence where 1024 

the amount of HEF is proportional to the head gradient. B) Longitudinal-section along the 1025 

thalweg of the stream showing the vertical component of HEF flows through the streambed. 1026 

1027 

Figure 2. A) Hypothetical distribution of channel types along a stream profile in a mountainous 1028 

stream catchment (redrawn from Montgomery and Buffington, 1997), and B) the corresponding 1029 

relative contribution of turbulent diffusion and both hydrostatic or hydrodynamic processes to 1030 

the total amount of HEF occurring within a stream reach. (Note that boundaries between channel 1031 

types are often less distinct than shown here and that a range of conditions occurs within each 1032 

category, thus the contribution of each process varies both among and within each channel type). 1033 

1034 

Figure 3. Idealized conceptual model of the influence of lateral inflows on hyporheic exchange 1035 

flows. A) A high gradient stream where floodplain alluvium has relatively high saturated 1036 

hydraulic conductivity under relatively dry conditions when lateral inputs are low and easily 1037 

transported down valley via subsurface flow. Lateral inputs still reach the stream, but are 1038 

diverted towards zones with hyporheic upwelling. B) A low gradient stream where floodplain 1039 

alluvium has relatively low saturated hydraulic conductivity under relatively wet conditions 1040 

when lateral inputs are sufficiently large to overwhelm down valley transport, causing lateral 1041 

inputs to cross the valley toward the stream. Lateral inputs severely restrict hyporheic exchange 1042 

flows. Legend follows Figure 1. 1043 

1044 

Figure 4. Idealized conceptual model of the influence changing stream stage on transient 1045 

hyporheic exchange. A and B) A losing reach at low baseflow is converted to a gaining reach 1046 

during a storm because precipitation recharge and lateral inputs of hillslope water increase water 1047 

table elevations more than the corresponding increase in the stream stage. The original stream 1048 

and water table position from 4A is shown in 4B for reference (light grey line). C & D) An 1049 

example of a river where changes in stream stage result from snow melt, tidal influences, or dam 1050 

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releases far upstream. Increased stream stage causes stream water to flow into the adjacent 1051 

aquifer creating a losing stream reach. Conversely, decreased stage leads to drainage of the 1052 

aquifer creating a gaining reach. Alternating increases and decreases in stream stage leads to 1053 

transient hyporheic exchange. The neutral condition (where stream stage is equal to the water 1054 

table elevation) is shown for reference (black and white dashed line). Legend follows Figure 1. 1055 

1056 

Figure 5. Idealized conceptual model of the influence of the change in saturated cross-sectional 1057 

area of the floodplain on hyporheic exchange flows. A) The influence of change in valley 1058 

constraint with downwelling at the head of an unconstrained reach and upwelling at the 1059 

downstream end of the reach caused by the transition from narrow bedrock gorges to wide 1060 

alluvial valley floors. B) The influence of variations in depth to bedrock forcing upwelling 1061 

upstream of a bedrock sill and downwelling downstream, where the depth of alluvium again 1062 

increases. Legend follows Figure 1. 1063 

1064 

Figure 6. Idealized conceptual model of the influence of meander bends on hyporheic exchange 1065 

flow. A) Simple, low radius meander with HEF traversing the point bar and floodplain. B) High 1066 

radius meander with incipient meander-cutoff, where the short distance across the neck leads to 1067 

much higher head gradients and thus greater HEF through the neck than the remainder of the 1068 

meander bar. C) Meander bend with riffles located at the inflections between adjacent meanders 1069 

so that head gradients through the point bar are low and much of the HEF occurs around the 1070 

riffles, driven by longitudinal changes in gradient. Legend follows Figure 1. 1071 

1072 

Figure 7. Idealized conceptual model of the influence of back channels on hyporheic exchange 1073 

flows. A) A back channel is incised below the water table, acts as a drain, and creats head 1074 

gradients from the main channel to the back channel. B) A back channel is plugged near its 1075 

downstream end, conducts water onto the floodplain, raises the water table and creats head 1076 

gradienets from the back channel to the main channel. C) Complex pattern of HEF caused by 1077 

interactions between a riffle in the main channel and a back channel. Paleochannels (dashed 1078 

lines) support preferential flow. Legend follows Figure 1. 1079 

1080 

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Figure 8. Idealized conceptual model of the influence of mid-stream islands on hyporheic 1081 

exchange flows. A) Parallel and smooth longitudinal gradients in the channels on both sides of 1082 

the island create HEF flow paths that parallel stream flow. B) Riffles at the head of the island 1083 

enhance head gradients leading to greater HEF. C) Offset riffles create strong cross-island head 1084 

gradients and flow paths, resulting in more HEF but with shorter flow path lengths and residence 1085 

times. Legend follows Figure 1. 1086 

1087 

Figure 9. Idealized longitudinal-section in the center of a straight stream channel with bedforms 1088 

(triangular dunes) showing the interaction with stream flow that creates regions of low- and high-1089 

pressure on the streambed which drive HEF. Non-hyporheic subsurface flows, known as 1090 

underflow (dashed arrows), are present beneath the hyporheic zone. Legend follows Figure 1. 1091 

1092 

Figure 10. Examples of complex hyporheic flow paths resulting from interactions between 1093 

channel morphologic features: A) a steep, 2nd-order step-pool channel with abundant large wood, 1094 

and B) a moderate gradient, 5th-order pool-riffle channel with two major spring brooks. Note the 1095 

difference in spatial scale between the two stream reaches. Letters indicate morphologic features 1096 

driving HEF: S – steps; R – riffles; M – meander bends; B – back channels / spring brooks; I – 1097 

islands; and T – a steep riffle at the mouth of a tributary. Equipotential intervals (dashed lines) 1098 

are 0.2 m. Hyporheic flow paths (arrows) are hand drawn to indicate general direction of 1099 

hyporheic flow through the valley floor. 1100 

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Pool - riffle - pool sequence

B

Pool

Riffle

Pool

A

Floodplain

ActiveChannel

WettedChannel

Riffle

Subsurfaceflow path

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Hill-slope

Hollow

Colluvial-bedrock

Cascade

Step-pool Plane-

bed Pool-riffleDune-ripple

Hydrodynamiccontribution

Turbulentdiffusion

Longitudinal stream profile through stream network

Hydrostaticcontribution

Rela

tive

HE

F

A

B

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A

Higher gradient, low lateral inputs

B

Lower gradient, high lateral inputs

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A B Precipitation

Late

ralin

puts

C D

Stage Increase

Stage Increase

Stage Decrease

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A

B

Bedrock sill

Unconstrained stream reachBedrockgorge

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B

C

A

Pool / Run

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B

C

A

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B

C

A

B

C

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Stream flow

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Scale = 50 m

B

R

R

R

R

T

B

B

R

R

M

M

I

BedrockLog

Valley floor alluviumWetted stream channel

Hillslope or terraceBack channel

Equipotential (0.2 m) Hyporheic flow path

Scale = 20 m

A

S

S

S

S

SS

IB

S S

S