Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk...
Transcript of Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk...
![Page 1: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/1.jpg)
IIA West District Conference
Napa, California
Women in Audit LeadershipSeptember 20, 2016
![Page 2: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/2.jpg)
Panelists
Elaine M. Howle, CPA
California State Auditor
State of California
• California State Auditor• 33+ years of auditing, management, and
leadership experience• A trusted voice, frequently called upon to
provide testimony in legislative hearings• Certified Public Accountant and Certified
Government Financial Manager• 2014’s 15 Most Influential Professionals in
Government Audit, The IIA• Public Official of the Year in 2012, Governing
Magazine
![Page 3: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/3.jpg)
Panelists
Brenda D. Roberts, CPA, CFE, CIAChief Audit Executive
City of Oakland California
• City Auditor for City of Oakland, 3rd largest city in San Francisco Bay Area
• 20+ years of professional experience as a CPA, CIA, and CFE working with KPMG and Deloitte
• Performed audits for agencies including F500 companies, U.S. Office of Inspector General, U.S. Department of Labor and City/County of San Francisco
• Knighton Award-Gold, National Local Government Association
• Exceptional Achievement Award, U.S. Department of Labor
![Page 4: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/4.jpg)
Panelists
Laurie Hanover, CIA
Chief Audit Executive
• Head of Internal Audit and SOX Compliance at Twitter
• She leads a global team focused on Internal Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI compliance testing
• Experience include leading global Internal Audit and SOX teams at Zynga, Electronic Arts, and Cisco Systems after leaving PwC as a senior manager
• She is a Certified Internal Auditor and is a graduate of Cornell University
![Page 5: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/5.jpg)
Panelists
Julie Sniegowski, CPA
Chief Audit Executive
Centene Corporation
• VP of Internal Audit at Centene Corporation, a Fortune 500 multi-national healthcare company (audit function size: 30)
• Centene provides government sponsored healthcare programs and services, focusing on under-insured and uninsured individuals
• Over 11 years of internal audit experience with Centene alone
• Prior to Centene, 2 years with KPMG in assurance
• Graduated from University of Missouri with a Masters in Accountancy
![Page 6: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/6.jpg)
Panelists
Paige Venable, CCSA, CRMA
Managing DirectorKPMG
• Managing Director in the Risk Consulting practice at KPMG in San Francisco
• 16 years of leadership experience serving domestic and global clients, focusing on Internal Audit, Enterprise Risk Management, Governance, Risk and Compliance, and Sarbanes-Oxley
• Serves on the Board of the Financial Women of San Francisco and is the 2017 President-elect
• Active member of the KPMG Network of Women.
![Page 7: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/7.jpg)
Forum Agenda
• Foundation of Leadership
• The Pursuit of Leadership
• Staying in the Game Successfully
• Passing the Leadership Baton
• Q&A
![Page 8: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/8.jpg)
“Leadership is not about titles, positions, or
flowcharts. It is about one life influencing
another.”
- John C. Maxwell
![Page 9: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/9.jpg)
Opening Question
1. What does leadership mean to you?
![Page 10: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/10.jpg)
Foundation of Leadership
![Page 11: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/11.jpg)
Foundation of Leadership
![Page 12: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/12.jpg)
Foundation of Leadership
2. What is one characteristic that you believe
every leader should possess?
![Page 13: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/13.jpg)
Foundation of Leadership
3. Are leaders born or made?
![Page 14: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/14.jpg)
3. Are leaders
born or made?
19.1%
52.4%
28.5%
Born Made Equal
Foundation of Leadership
Source: Center for Creative Leadership, 2012 Global Survey, C-Suite, Chief Executives from 53 different countries
![Page 15: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/15.jpg)
The Pursuit of Leadership
![Page 16: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/16.jpg)
The Pursuit of Leadership
4. What is a key reason you have pursued
leadership roles within your organization?
![Page 17: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/17.jpg)
The Pursuit of Leadership
5. Can you name a person who has had a
tremendous impact on you as a leader? Do
you have a coach or mentor?
![Page 18: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/18.jpg)
The Pursuit of Leadership
![Page 19: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/19.jpg)
Staying in the Game
Successfully
![Page 20: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/20.jpg)
Staying in the Game Successfully
6. Describe your leadership style and the
qualities that help you engage others?
![Page 21: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/21.jpg)
Staying in the Game Successfully
7. Can you explain the impact, if any, social
networking has on your leadership style or
organization culture?
![Page 22: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/22.jpg)
Staying in the Game Successfully
8. What soft skills do you use the most in
your leadership roles?
![Page 23: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/23.jpg)
Staying in the Game Successfully
9. What is the biggest challenge women in
leadership face today and leaders in general?
![Page 24: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/24.jpg)
Staying in the Game Successfully
10. What is the one behavior or character trait
you have often seen derail leaders’ careers?
![Page 25: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/25.jpg)
Staying in the Game Successfully
10. What is the one
behavior or character
trait you have often
seen derail leaders’
careers?
![Page 26: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/26.jpg)
Staying in the Game Successfully
11. How do you effectively manage and
keep top talent within your audit function
with limited resources?
![Page 27: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/27.jpg)
Passing the Leadership
Baton
![Page 28: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/28.jpg)
Passing the Leadership Baton
12. What are common obstacles leaders may
cross while inspiring a shared vision? How
can you overcome them?
![Page 29: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/29.jpg)
Passing the Leadership Baton
13. What is your strategy, if any, behind
succession planning? How are you developing
future leaders for the organization and audit
function?
![Page 30: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/30.jpg)
Closing Question
14. What advice would you give someone, in
general, about being a leader? Any advice for
neophyte leaders?
![Page 31: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/31.jpg)
Closing Question
![Page 32: Women in Audit Leadership September 20, 2016 in Leader… · Audit, SOX compliance, Enterprise Risk Management, and ISO 27001 and PCI ... Source: Center for Creative Leadership, 2012](https://reader034.fdocuments.us/reader034/viewer/2022050608/5fafaf862549245a7723cfdf/html5/thumbnails/32.jpg)
Questions & Answers
ModeratorChristopher Polke, IIA
PanelistsElaine Howle, California State AuditorsBrenda Roberts, City of OaklandLaurie Hanover, TwitterJulie Sniegowski, Centene CorporationPaige Venable, KPMG