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Self-X RAN
Autonomous Self Organizing Radio Access Networks
Bell Labs Stuttgart
Ulrich Barth
June 2009
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Self-X Business Perspective /Bell Labs SON vision
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Self- organizing Radio Access Networks
Motivation
Current situation for radio access network management
Deployment and maintenance become more and more complex and costextensive
Trend to smaller cells, multi-band operation, heterogeneous mobile networks
High manual intervention for configuration, capacity upgrade or in failure casesrequired
High effort required for optimisation of system performance
Deep system expertise required
High effort necessary for measurement campaigns (drive tests) Different tools for planning, configuration, measurement/KPI acquisition and
optimisation involved
increasing effort for network management and optimisation
new concepts for simplified network operation required
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Self-X Architecture
NEM less network management
Fully autonomous, distributed
RAN optimisation Self-x functions in UE and eNB
measurements, UE location info
alarms, status reports, KPIs
distributed self-x algorithms Network management in NM OSS
focussed on
network planning
alarm and performance monitoring
high level performance tuning
Vision of fully distributed self-management
eNB
LTE RAN
Network Management
eNB
eNB
self-x
NM OSS
Itf-N
X2-Itf
self-x
self-x
RAN self-optimization
performancemonitoring
KPIs
alarms
high level network
performance tuning
OSS: Operation Support System
NEM: Network Element Manager
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RAN configuration use cases:
Add/Remove cell incl. power saving cell
Neighborhood relation configuration and optimisation for LTE
RAN optimization use cases
Cell coverage optimization
Mobility robustness optimisation
Interference optimisation for LTE
Load Balancing
QoS optimization use cases
Scheduler operation optimisation for LTE
MIMO mode selection optimisation for LTE
Self-Organizing Radio Access Network
deploymentnew site,
add new cell,capacityupgrade
self-configuration
performanceoptimisation
self-optimisation
tools for RANplanning,
configuration
andoptimisation
conventionalparameter
configuration
failure cases
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Self-Configuration of Radio parameters
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Self-configuration of eNB Radio Parameters:
Add Cell Use Case
Automatic Self-Configuration of Radio Parameters
deployment/removal of cells/sites
switching on/off of cells
Vision: fully autonomous plugn play finding similar neighbors
learning optimized configuration
from similar neighbor eNBs/cells
calculation, adaptation andnegotiation of parameters
distributed approach
based on
parameter classification parameter calculation
similarity metrics
configuration management
Parameter Retrieval
Config. Parameter Calculation Operational Phase
operatortemplatesonly for:
enablingnew features
preferences
initial defaults
parameter adaptation
negotiations with neighbours
outlier filter
self-optimisation
self-configuration
config-parameterclassification
learning fromsimilar neighbours
neighbour selection:similarity metric
classificationown properties
and environment
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Self-configuration of eNB Radio Parameters:
Add Cell Use Case
What is and how to select a suitable neighbor?
geographical proximity
similarity of HW, cell properties (macro, micro, ; power class; ), environment
parameter group wise retrieval from different eNBs (eNBs with different properties)
similarity metrics:based on
vector representation of relevant parameters with weighting factors:vector norm based identification of similarity (e.g. Euclidean distance)
Learning and storing good (optimized) configurations:
some optimized parameter sets depend e.g. on time and date, load
for use in restart situations
for distinguishing different optimized configurations (e.g. load dependent)
recognition of parameter clustering cluster wise saving of configuration parameter sets
cluster dependent reload of configuration data
l1
l2
mdmdm piiii BAWC )(, =
C: distance measure, W: weightsA: current node, B: neighbor
: generalized difference
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Automatic Neighbour Relation
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Automatic Neighbour Relation Function (ANR)
W-CDMA needs NRT for UE measurements
UE are configured by NodeB which
cell to be measured (e.g. for HO)
Centralized NRT planning requiredNo such restriction in LTE
all UEs can measure the Physical Cell
ID (PCI) of all neighbours
eNB can request the UE to measurethe Cell Global ID (CGI) related to
the PCI
PCI/CGI is the key info needed in
NRT to map it further to the IP
address of eNB
X2 Setup between the eNBs to enable
handover
UE
eNB
NeighboreNB
X2
NeighboreNB
SON ANRalgorithm
Neighbour Relationship Table(NRT) per cell
Cell A
Phy CID 3
Cell Global ID 17
Cell B
Phy CID 5
Cell Global ID 19
Report Phy CID 5 Strong Signal
up to 15 eNBs
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Automatic Neighbour Relation Function (ANR)
Bell Labs decentralized proposal for ANR
Start with empty NRT list
Generation of NRT only based on UE measurements
Update/fine tuning based on handover optimisation
Detection and correction of PCI collision/based on ANR
Simulation Assumption for feasibility study
Measure Convergence Time and HO failure in worst case scenario
Only information from HO signalling is used
No additional measurements used
No signalling with neighbour cells
Full radio simulation
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NRT Simulation (Hexagonal Grid layout 57 cells)
Inter Site Distance = 500 m95% Quantile of the NRT Completion Time
0100200300400500600700800900
10001100120013001400150016001700
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6
No. of UEs Per Cell
Time[sec]
3 km/h30 km/h120 km/h
NRT list setup only based on UE measurement feasible
Convergence time sufficiently short
Worst case scenario simulated, as only UEs in handover process participate toNRT
HO Drops Due to Incomplete NRT
0
10
20
30
40
50
60
70
80
90
100
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6
No. of UEs Per Cell
HODrop
[%]
3 km/h
30 km/h
120 km/h
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SON: Autonomous Coloring Algorithm for
Frequency assignment
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Autonomous Coloring Algorithm for Frequency assignment
P
f
1 2 3 4 5 6 7P
f1 2 3 4 5 6 7
Inter-Cell InterferenceCoordination
Self configuring andoptimizing Network
Hand Over failure reduced by 5 fold
Increased the throughput up to 27%
Performance increase in call set up
Improve performanceat cell edge
Self-organizingpattern assignment
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Inter-Cell Interference Coordination (ICIC) on terminal mobility
Pfull
P
f
Pfull
P
f1 2 3 4 5 6 7
1 2 3 4 5 6 7
a
b
d
e
c
Frequency Patterngreen cella. Mobile is scheduled to sub-band 3
with negligible interference from
orange cell
b. Mobile is scheduled to sub-band 2,
where orange cell radiates with
lowered power
c. Mobile is handovered
from green cell to orange cell
d. Mobile is scheduled to sub-band 4,
where green cell radiates with
lowered power
e. Mobile is scheduled to sub-band 3
with negligible interference from
cell 1
Frequency Patternorange cell
ab
c
de
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Autonomous Coloring Algorithm for Frequency assignment
Motivation
Bell Labs ICIC approach requires frequency planning
But frequency planning is OPEX consuming
Provide a self-organizing solution
for cell (sub-)frequency (colour) assignment
Challenges and Bell Labs Solutions
Known mathematical approaches are only centralized ...
Fully distributed colouring algorithm inside each eNB
... and require much too much computation effort for real networks
Efficient solution inside restricted areas by a novel successive algorithm
Existing approaches are not adapted to the radio networks
KPI for algorithm based on Interferences and n-tier neighbours
Best suited colour solution found also when a perfect one does not exist
Decentralized systems can be susceptible to instabilities
Advanced mechanisms to detect and resolve oscillation effects
Advanced functionality to avoid a moving wave of changes through the network
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Major Steps of the Self Organizing + Self Optimizing SON Algorithm
Fast Initial Colouring:Each cell colours itself - if possible ICIC immediately operational
Local Area Colour Optimization:Optimizing the colour assignment for several cells Resolving sub-optimal neighbour colour assignments Finding the optimal interference situation Several advanced mechanisms to prevent instabilities ...
Neighbour Relation Table (NRT) sufficiently filled Scenario Creation / Update inside the eNB
Self Adaptation:Add/Drop Cell,
NRT Change
Periodicoptimiza-tion by
each cell
- Algorithm + signalling 3GPP compliant (i.e. LTE Rel.8)- Fully distributed algorithm, runs inside each eNB
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Operation of SON ICIC algorithm
Initial eNB based (self-) assignment of
frequency patterns for ICIC
network is already in operational state
without lowered sub-bands (i.e. re-use 1
no frequency pattern is assigned)
self-assignment is started when the NRT
has settled after ANR
the found assignment is stable while the
particular NRTs do not change significantly
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Operation of SON ICIC algorithm
Modification of network deployment
Addition of Omni-directional cell
Initial color is chosen to the fewest
interference load (best neighbour)
Subsequent optimization procedure finds a
solution by re-coloring the own cell and a
further (neighbour) cell
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Operation of SON ICIC algorithm
Modification of network deployment
Replacement of Omni-directional cell with
tri-sectorized basestation
Quick reaction of neighbors on changed
neighborhood in NRT
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Mobility Robustness (Handover Optimization)
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Configuration Parameters for Handover in LTE
LTE handover more sensitive compared to W-CDMA
Configuration parameters
Filtered RSRP values
Handover Margin, i.e. hysteresis between source and target
Time to trigger (TTT)
Cell Individual Offset (CIO)
TTT (ms)
FilteredRSRP
[dB]Source Cell
Target Cell
TimeHandoverCommand
Hyst(dB)
HandoverEvent A3
P(ms)
RLF threshold
Radio problemdetection
T1 (e.g. 500 ms) Radio link failure
TTT (ms)
FilteredRSRP
[dB]Source Cell
Target Cell
TimeHandoverCommand
Hyst(dB)
HandoverEvent A3
P(ms)
RLF threshold
Radio problemdetection
T1 (e.g. 500 ms) Radio link failure
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Targets For Self-Optimization of Handovers (HO)
To increase network performance by the minimization of Radio Link Failures
(RLF) and ping pong effects occurring due to inappropriate HO parameters
To avoid manual update and setting of HO parameters after the initialdeployment
To monitor neighbor specific HO problems
Each cell monitors the HO problems occurring due to its own parameters or due tospecific neighbors parameters
Every cell autonomously detects and resolves the HO problems by using
decentralized self-detection and optimization algorithms
To avoid drive tests run specially for the detection of such problems
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Classification of HO Problems
RLF due to inappropriate HO decisions and HO parameter settings
RLF before HO
RLF before source cell receives UE measurement report for initiation of HO
detection by source or neighbor cells
RLF during HO RLF in source cell occurring during HO (HO command failure)
detection by source or neighbor cells
RLF just after HO
RLF in target cell just after the successful HO
detection by target cell
Short Stays
Ping pong effect
Rapid handovers between two neighbor cells
Island effect
Handover from Cell A to Cell C and successive rapid handover from cell C to Cell Binstead of handover directly from Cell A to Cell B (avoid short stay in Cell C so calledhot spot or island effect)
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Possible Handover Optimization
Avoiding high handover failure rates or too many short stays
Detection of non-suitable neighbor relations by collecting and
analyzing handover statistics
Optimization algorithms have to deal with rare and sporadic input values
Avoid handovers to non-suitable neighbors
Considering that in some cases only
specific locations at cell borders are
non-suitable
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Coverage and Capacity Optimisation
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know how shiftfrom OAM expert
to manufactureroptimizationalgo design
Coverage Optimization for LTE
Targets detection and minimization of coverage & capacity problems
load / UE density depending tilting
cell outage compensation & power saving by switching cells off/on
Vision
after planning and deployment of a new cell: fully automatic / autonomous optimization in eNB: antenna tilt, TxPower
replacement of drive tests
decentralized / distributed approach
New optimization process required:
cell globalPM counters
drive tests, UE
call based traces
root cause analysispartly automated, expert driven
(planning) tool based re-planning
expert know how
parameter adaptation
centralized:
offline,
tooland
expert
based
UE measurementsUE location info
cell globalPM counters
automatic measurementconfiguration,
data evaluation
optimization algorithm
parameter adaptation
decentralized:
c
ontinuous,
optimizationalgorithmbased
algori
thmdesign
STATE OF THE ART SON TARGET
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Coverage Optimization for LTE
Challenges:
complex optimization problem:
collaborative (w.r.t cells and sites) and predictive optimization required
interdependency with other self-x/SON optimization targets(e.g. HO optimization, load balancing)
spatially resolved detection based on UE measurements required:
areas with insufficient coverage / low SINR / high interference
areas with high traffic (hot zones)
limitations/constraints regarding UE based measurements:
accuracy, range and availability (radio link based and positioning data)
statistical nature
adaptation to network dynamics
mid and long term changes in traffic load/distribution, interference,
neighbor relations
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Outage Compensation
Cell outage compensation by
power variation
no real compensation by powerreduction of neighbours
power increase: drawback
large over provisioning required
azimuth variation good compensation results (almost complete coverage)
but: normally not available in the field
antenna tilting
at least partial compensation expected
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Coverage Optimization for LTE
Impact of tilt:
CDF of Geometry reflects situation
in entire simulated area.
Example with various tilt angles
9-21 degrees, 15 degrees provideoptimum coverage.
Simulation model:
channel model: Okumura Hata,
shadow fading 10dB std dev.
SINR: serving cell selection by strongest signal,
interference: sum of all remaining cells
interference limited
500m inter site distance
coverageproblems
15 18 211209
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Coverage Optimization for LTE
Optimisation goals:
optimize CDF especially for low geometry values
view: cell global
- 3dB Problem of 3-sectorised base stations with re-use 1:
locations where 3 sectors have almost the same signal strength
local problem, put in areas of very low user density
discrete coverage hole:
local geometry optimization problem with high relevance
user density/ load:
conditional probability distributions can be employed:
e.g. exclude locations w/o users, there is no need to provide coverage at all
optimize geometry in high traffic zones
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Load Balancing
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Load Balancing
based on HO parameter modification:
LTE intra frequency handover
critical in re-use 1 schemes:
no scrambling gain
lower limit for usable SINR range
especially critical: HO command
potential for load balancing rather low
LTE inter frequency HO
no cell overlap SINR problem e.g. hierarchical cell structures
to be considered: UE velocity vs. cell size,QoS requirements (e.g. GBR, NGBR)
load balancing possible
Inter system HO
also no cell overlap SINR problem
to be considered: service QoS requirements
load balancing possible
00,020,040,060,08
0,10,12
0,140,160,18
0,2
0 0,5 1 1,5 2 2,5 3 3,5 4 4,5 5
HORate[1/s]
TTTH=0.050 sec
TTTH=0.100 sec
TTTH=0.150 sec
00,020,040,06
0,080,1
0,120,140,160,18
0,2
0 0,5 1 1,5 2 2,5 3 3,5 4 4,5 5
HORate[1/s]
TTTH=0.050 sec
TTTH=0.100 sec
TTTH=0.150 sec
Residual BLER [%] (RLF)
Residual BLER [%] (RLF)
w/o ICIC
with ICIC
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Load Balancing
other approaches for intra frequency LTE:
DL Power modification
increased power in unloaded neighbour cells:
requires PA over provisioning
UL critical
decreased power in overloaded cell:
possible in interference limited (urban) scenarios
degrading indoor coverage to be investigated
risk of local coverage spots
ongoing investigation
Interference coordination enabled load balancing:
IFCO as Enabler
dynamic allocation of subbands for reduced power
load reduction by dynamic IFCO based interference reduction
seems to have higher potential, ongoing investigation
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