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    Self-X RAN

    Autonomous Self Organizing Radio Access Networks

    Bell Labs Stuttgart

    Ulrich Barth

    June 2009

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    Self-X Business Perspective /Bell Labs SON vision

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    Self- organizing Radio Access Networks

    Motivation

    Current situation for radio access network management

    Deployment and maintenance become more and more complex and costextensive

    Trend to smaller cells, multi-band operation, heterogeneous mobile networks

    High manual intervention for configuration, capacity upgrade or in failure casesrequired

    High effort required for optimisation of system performance

    Deep system expertise required

    High effort necessary for measurement campaigns (drive tests) Different tools for planning, configuration, measurement/KPI acquisition and

    optimisation involved

    increasing effort for network management and optimisation

    new concepts for simplified network operation required

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    Self-X Architecture

    NEM less network management

    Fully autonomous, distributed

    RAN optimisation Self-x functions in UE and eNB

    measurements, UE location info

    alarms, status reports, KPIs

    distributed self-x algorithms Network management in NM OSS

    focussed on

    network planning

    alarm and performance monitoring

    high level performance tuning

    Vision of fully distributed self-management

    eNB

    LTE RAN

    Network Management

    eNB

    eNB

    self-x

    NM OSS

    Itf-N

    X2-Itf

    self-x

    self-x

    RAN self-optimization

    performancemonitoring

    KPIs

    alarms

    high level network

    performance tuning

    OSS: Operation Support System

    NEM: Network Element Manager

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    RAN configuration use cases:

    Add/Remove cell incl. power saving cell

    Neighborhood relation configuration and optimisation for LTE

    RAN optimization use cases

    Cell coverage optimization

    Mobility robustness optimisation

    Interference optimisation for LTE

    Load Balancing

    QoS optimization use cases

    Scheduler operation optimisation for LTE

    MIMO mode selection optimisation for LTE

    Self-Organizing Radio Access Network

    deploymentnew site,

    add new cell,capacityupgrade

    self-configuration

    performanceoptimisation

    self-optimisation

    tools for RANplanning,

    configuration

    andoptimisation

    conventionalparameter

    configuration

    failure cases

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    Self-Configuration of Radio parameters

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    Self-configuration of eNB Radio Parameters:

    Add Cell Use Case

    Automatic Self-Configuration of Radio Parameters

    deployment/removal of cells/sites

    switching on/off of cells

    Vision: fully autonomous plugn play finding similar neighbors

    learning optimized configuration

    from similar neighbor eNBs/cells

    calculation, adaptation andnegotiation of parameters

    distributed approach

    based on

    parameter classification parameter calculation

    similarity metrics

    configuration management

    Parameter Retrieval

    Config. Parameter Calculation Operational Phase

    operatortemplatesonly for:

    enablingnew features

    preferences

    initial defaults

    parameter adaptation

    negotiations with neighbours

    outlier filter

    self-optimisation

    self-configuration

    config-parameterclassification

    learning fromsimilar neighbours

    neighbour selection:similarity metric

    classificationown properties

    and environment

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    Self-configuration of eNB Radio Parameters:

    Add Cell Use Case

    What is and how to select a suitable neighbor?

    geographical proximity

    similarity of HW, cell properties (macro, micro, ; power class; ), environment

    parameter group wise retrieval from different eNBs (eNBs with different properties)

    similarity metrics:based on

    vector representation of relevant parameters with weighting factors:vector norm based identification of similarity (e.g. Euclidean distance)

    Learning and storing good (optimized) configurations:

    some optimized parameter sets depend e.g. on time and date, load

    for use in restart situations

    for distinguishing different optimized configurations (e.g. load dependent)

    recognition of parameter clustering cluster wise saving of configuration parameter sets

    cluster dependent reload of configuration data

    l1

    l2

    mdmdm piiii BAWC )(, =

    C: distance measure, W: weightsA: current node, B: neighbor

    : generalized difference

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    Automatic Neighbour Relation

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    Automatic Neighbour Relation Function (ANR)

    W-CDMA needs NRT for UE measurements

    UE are configured by NodeB which

    cell to be measured (e.g. for HO)

    Centralized NRT planning requiredNo such restriction in LTE

    all UEs can measure the Physical Cell

    ID (PCI) of all neighbours

    eNB can request the UE to measurethe Cell Global ID (CGI) related to

    the PCI

    PCI/CGI is the key info needed in

    NRT to map it further to the IP

    address of eNB

    X2 Setup between the eNBs to enable

    handover

    UE

    eNB

    NeighboreNB

    X2

    NeighboreNB

    SON ANRalgorithm

    Neighbour Relationship Table(NRT) per cell

    Cell A

    Phy CID 3

    Cell Global ID 17

    Cell B

    Phy CID 5

    Cell Global ID 19

    Report Phy CID 5 Strong Signal

    up to 15 eNBs

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    Automatic Neighbour Relation Function (ANR)

    Bell Labs decentralized proposal for ANR

    Start with empty NRT list

    Generation of NRT only based on UE measurements

    Update/fine tuning based on handover optimisation

    Detection and correction of PCI collision/based on ANR

    Simulation Assumption for feasibility study

    Measure Convergence Time and HO failure in worst case scenario

    Only information from HO signalling is used

    No additional measurements used

    No signalling with neighbour cells

    Full radio simulation

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    NRT Simulation (Hexagonal Grid layout 57 cells)

    Inter Site Distance = 500 m95% Quantile of the NRT Completion Time

    0100200300400500600700800900

    10001100120013001400150016001700

    0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6

    No. of UEs Per Cell

    Time[sec]

    3 km/h30 km/h120 km/h

    NRT list setup only based on UE measurement feasible

    Convergence time sufficiently short

    Worst case scenario simulated, as only UEs in handover process participate toNRT

    HO Drops Due to Incomplete NRT

    0

    10

    20

    30

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    90

    100

    0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6

    No. of UEs Per Cell

    HODrop

    [%]

    3 km/h

    30 km/h

    120 km/h

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    SON: Autonomous Coloring Algorithm for

    Frequency assignment

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    Autonomous Coloring Algorithm for Frequency assignment

    P

    f

    1 2 3 4 5 6 7P

    f1 2 3 4 5 6 7

    Inter-Cell InterferenceCoordination

    Self configuring andoptimizing Network

    Hand Over failure reduced by 5 fold

    Increased the throughput up to 27%

    Performance increase in call set up

    Improve performanceat cell edge

    Self-organizingpattern assignment

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    Inter-Cell Interference Coordination (ICIC) on terminal mobility

    Pfull

    P

    f

    Pfull

    P

    f1 2 3 4 5 6 7

    1 2 3 4 5 6 7

    a

    b

    d

    e

    c

    Frequency Patterngreen cella. Mobile is scheduled to sub-band 3

    with negligible interference from

    orange cell

    b. Mobile is scheduled to sub-band 2,

    where orange cell radiates with

    lowered power

    c. Mobile is handovered

    from green cell to orange cell

    d. Mobile is scheduled to sub-band 4,

    where green cell radiates with

    lowered power

    e. Mobile is scheduled to sub-band 3

    with negligible interference from

    cell 1

    Frequency Patternorange cell

    ab

    c

    de

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    Autonomous Coloring Algorithm for Frequency assignment

    Motivation

    Bell Labs ICIC approach requires frequency planning

    But frequency planning is OPEX consuming

    Provide a self-organizing solution

    for cell (sub-)frequency (colour) assignment

    Challenges and Bell Labs Solutions

    Known mathematical approaches are only centralized ...

    Fully distributed colouring algorithm inside each eNB

    ... and require much too much computation effort for real networks

    Efficient solution inside restricted areas by a novel successive algorithm

    Existing approaches are not adapted to the radio networks

    KPI for algorithm based on Interferences and n-tier neighbours

    Best suited colour solution found also when a perfect one does not exist

    Decentralized systems can be susceptible to instabilities

    Advanced mechanisms to detect and resolve oscillation effects

    Advanced functionality to avoid a moving wave of changes through the network

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    Major Steps of the Self Organizing + Self Optimizing SON Algorithm

    Fast Initial Colouring:Each cell colours itself - if possible ICIC immediately operational

    Local Area Colour Optimization:Optimizing the colour assignment for several cells Resolving sub-optimal neighbour colour assignments Finding the optimal interference situation Several advanced mechanisms to prevent instabilities ...

    Neighbour Relation Table (NRT) sufficiently filled Scenario Creation / Update inside the eNB

    Self Adaptation:Add/Drop Cell,

    NRT Change

    Periodicoptimiza-tion by

    each cell

    - Algorithm + signalling 3GPP compliant (i.e. LTE Rel.8)- Fully distributed algorithm, runs inside each eNB

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    Operation of SON ICIC algorithm

    Initial eNB based (self-) assignment of

    frequency patterns for ICIC

    network is already in operational state

    without lowered sub-bands (i.e. re-use 1

    no frequency pattern is assigned)

    self-assignment is started when the NRT

    has settled after ANR

    the found assignment is stable while the

    particular NRTs do not change significantly

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    Operation of SON ICIC algorithm

    Modification of network deployment

    Addition of Omni-directional cell

    Initial color is chosen to the fewest

    interference load (best neighbour)

    Subsequent optimization procedure finds a

    solution by re-coloring the own cell and a

    further (neighbour) cell

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    Operation of SON ICIC algorithm

    Modification of network deployment

    Replacement of Omni-directional cell with

    tri-sectorized basestation

    Quick reaction of neighbors on changed

    neighborhood in NRT

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    Mobility Robustness (Handover Optimization)

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    Configuration Parameters for Handover in LTE

    LTE handover more sensitive compared to W-CDMA

    Configuration parameters

    Filtered RSRP values

    Handover Margin, i.e. hysteresis between source and target

    Time to trigger (TTT)

    Cell Individual Offset (CIO)

    TTT (ms)

    FilteredRSRP

    [dB]Source Cell

    Target Cell

    TimeHandoverCommand

    Hyst(dB)

    HandoverEvent A3

    P(ms)

    RLF threshold

    Radio problemdetection

    T1 (e.g. 500 ms) Radio link failure

    TTT (ms)

    FilteredRSRP

    [dB]Source Cell

    Target Cell

    TimeHandoverCommand

    Hyst(dB)

    HandoverEvent A3

    P(ms)

    RLF threshold

    Radio problemdetection

    T1 (e.g. 500 ms) Radio link failure

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    Targets For Self-Optimization of Handovers (HO)

    To increase network performance by the minimization of Radio Link Failures

    (RLF) and ping pong effects occurring due to inappropriate HO parameters

    To avoid manual update and setting of HO parameters after the initialdeployment

    To monitor neighbor specific HO problems

    Each cell monitors the HO problems occurring due to its own parameters or due tospecific neighbors parameters

    Every cell autonomously detects and resolves the HO problems by using

    decentralized self-detection and optimization algorithms

    To avoid drive tests run specially for the detection of such problems

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    Classification of HO Problems

    RLF due to inappropriate HO decisions and HO parameter settings

    RLF before HO

    RLF before source cell receives UE measurement report for initiation of HO

    detection by source or neighbor cells

    RLF during HO RLF in source cell occurring during HO (HO command failure)

    detection by source or neighbor cells

    RLF just after HO

    RLF in target cell just after the successful HO

    detection by target cell

    Short Stays

    Ping pong effect

    Rapid handovers between two neighbor cells

    Island effect

    Handover from Cell A to Cell C and successive rapid handover from cell C to Cell Binstead of handover directly from Cell A to Cell B (avoid short stay in Cell C so calledhot spot or island effect)

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    Possible Handover Optimization

    Avoiding high handover failure rates or too many short stays

    Detection of non-suitable neighbor relations by collecting and

    analyzing handover statistics

    Optimization algorithms have to deal with rare and sporadic input values

    Avoid handovers to non-suitable neighbors

    Considering that in some cases only

    specific locations at cell borders are

    non-suitable

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    Coverage and Capacity Optimisation

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    know how shiftfrom OAM expert

    to manufactureroptimizationalgo design

    Coverage Optimization for LTE

    Targets detection and minimization of coverage & capacity problems

    load / UE density depending tilting

    cell outage compensation & power saving by switching cells off/on

    Vision

    after planning and deployment of a new cell: fully automatic / autonomous optimization in eNB: antenna tilt, TxPower

    replacement of drive tests

    decentralized / distributed approach

    New optimization process required:

    cell globalPM counters

    drive tests, UE

    call based traces

    root cause analysispartly automated, expert driven

    (planning) tool based re-planning

    expert know how

    parameter adaptation

    centralized:

    offline,

    tooland

    expert

    based

    UE measurementsUE location info

    cell globalPM counters

    automatic measurementconfiguration,

    data evaluation

    optimization algorithm

    parameter adaptation

    decentralized:

    c

    ontinuous,

    optimizationalgorithmbased

    algori

    thmdesign

    STATE OF THE ART SON TARGET

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    Coverage Optimization for LTE

    Challenges:

    complex optimization problem:

    collaborative (w.r.t cells and sites) and predictive optimization required

    interdependency with other self-x/SON optimization targets(e.g. HO optimization, load balancing)

    spatially resolved detection based on UE measurements required:

    areas with insufficient coverage / low SINR / high interference

    areas with high traffic (hot zones)

    limitations/constraints regarding UE based measurements:

    accuracy, range and availability (radio link based and positioning data)

    statistical nature

    adaptation to network dynamics

    mid and long term changes in traffic load/distribution, interference,

    neighbor relations

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    Outage Compensation

    Cell outage compensation by

    power variation

    no real compensation by powerreduction of neighbours

    power increase: drawback

    large over provisioning required

    azimuth variation good compensation results (almost complete coverage)

    but: normally not available in the field

    antenna tilting

    at least partial compensation expected

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    Coverage Optimization for LTE

    Impact of tilt:

    CDF of Geometry reflects situation

    in entire simulated area.

    Example with various tilt angles

    9-21 degrees, 15 degrees provideoptimum coverage.

    Simulation model:

    channel model: Okumura Hata,

    shadow fading 10dB std dev.

    SINR: serving cell selection by strongest signal,

    interference: sum of all remaining cells

    interference limited

    500m inter site distance

    coverageproblems

    15 18 211209

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    Coverage Optimization for LTE

    Optimisation goals:

    optimize CDF especially for low geometry values

    view: cell global

    - 3dB Problem of 3-sectorised base stations with re-use 1:

    locations where 3 sectors have almost the same signal strength

    local problem, put in areas of very low user density

    discrete coverage hole:

    local geometry optimization problem with high relevance

    user density/ load:

    conditional probability distributions can be employed:

    e.g. exclude locations w/o users, there is no need to provide coverage at all

    optimize geometry in high traffic zones

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    Load Balancing

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    Load Balancing

    based on HO parameter modification:

    LTE intra frequency handover

    critical in re-use 1 schemes:

    no scrambling gain

    lower limit for usable SINR range

    especially critical: HO command

    potential for load balancing rather low

    LTE inter frequency HO

    no cell overlap SINR problem e.g. hierarchical cell structures

    to be considered: UE velocity vs. cell size,QoS requirements (e.g. GBR, NGBR)

    load balancing possible

    Inter system HO

    also no cell overlap SINR problem

    to be considered: service QoS requirements

    load balancing possible

    00,020,040,060,08

    0,10,12

    0,140,160,18

    0,2

    0 0,5 1 1,5 2 2,5 3 3,5 4 4,5 5

    HORate[1/s]

    TTTH=0.050 sec

    TTTH=0.100 sec

    TTTH=0.150 sec

    00,020,040,06

    0,080,1

    0,120,140,160,18

    0,2

    0 0,5 1 1,5 2 2,5 3 3,5 4 4,5 5

    HORate[1/s]

    TTTH=0.050 sec

    TTTH=0.100 sec

    TTTH=0.150 sec

    Residual BLER [%] (RLF)

    Residual BLER [%] (RLF)

    w/o ICIC

    with ICIC

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    Load Balancing

    other approaches for intra frequency LTE:

    DL Power modification

    increased power in unloaded neighbour cells:

    requires PA over provisioning

    UL critical

    decreased power in overloaded cell:

    possible in interference limited (urban) scenarios

    degrading indoor coverage to be investigated

    risk of local coverage spots

    ongoing investigation

    Interference coordination enabled load balancing:

    IFCO as Enabler

    dynamic allocation of subbands for reduced power

    load reduction by dynamic IFCO based interference reduction

    seems to have higher potential, ongoing investigation

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    1 2 3 4 5 6 7

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