William T Moore Jr Financial Disclosure Report for 2009

8/3/2019 William T Moore Jr Financial Disclosure Report for 2009

1/22

no lO l FINANCIAL DISCLOSU RE REPORT ~epo,tin GovernmentRequired AR e v j , 7 o J o . . . FOR CALENDAR YEAR 2009 ( 5 v . s . c , a p p .1. Person Reporting (last name, first, middle initiaI) 2. Court or Organization 3. Date of ReportMoore, Jr., William T. Southern District oF Georgia 05/14/2010

4. Title (Article Ill judges indicate active or senior status; 5~. Report Type (check appropriate type) 6. Reporting Perfodmagistrate j udges indicate full- or pard-time)[] Nomination, Date 01101/2009ChiefU.S. District Judge [] Initial [] Artaual [] Final to.... 12/3 !/20095b. [] Amended Report

7. Chaml~ersor Office Address 8. On the basis of the Information contained in this Report and anymodlileations perta o ng theretq~ it is, in my opinion, in complianceP,O, Box 10245 with applicable laws and regulations.Savannah, G eorgia31412 Reviewing Officer Date

1 M P O R T A N T N O T E S : The instructions accompanying this Jbrm must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

1 . P O S I T I O N S . n , p o , , i , r indiwidua! only; see pp. 9-13 of filing instructions.)N O N E (No reportable positions.)

POSITION NAM E OF OI~.G ANIZAT ION/ENTI],Y1.

4.

1 1 . A G R E E M E N T S . ( a e ~ o . i , , ~ . individua! only; see l,p. 14-16 of filing instructions.)N O N E (No reportable agreements.)

D A T E PAR T1 ES AND TER MS|.


2/22

FINANCIAL DISCLOSURE REPORT , ..... f~ ..... ~ p o ~ t . g D ~ t ~ o f a ~ p o , ~Page 2 of 1 1 M o o r e , J r ., W i ll ia m T . 0 5 / 1 4 / 2 0 1 0

I lL N O N - I N V E S T M E N T I N C O M E . ~ e S o ~ n ~ i .~ i ~ i d u ~ t o n d ~ ~ o ~ e ; ~ e e p p . ~A. Fliers Non-investment Income

N O N E (No reportable non-investment income,)DATE SOURCE AND TYPE INCQME(yours, not Sl~uses)

I.2,3.4,

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if you were married during any portion of the repvrting year, complete thi~ section.(Dollar umount not required except for honoraria.)

D N O N E (No reportable non-investment income.)D A T E SOURCE AND TYPE

I. Keller W illiams Realty - Commissions2.3,4,

IV. REIM B U RS EMENT S -t~nspo,,oao.,:oa~.,~ooa..,..rt~i ..... ,.(Includes tho~e to spouse and dependent children; ~ee pp, 25-27 O ]filing instructions.)

NONE (No reportable reimbursements.)SOURCE ~ATES LQCAT[ON PURPOSE 1TEMS PAID OR PP, OVID ED

i.2.3.4.5.


3/22

FINANCIAL DISCLOSURE REPORT ~ , ~ o ~ ~ . ~ o ~ a ~ o ~ t i~ g ~ , ~ ~ a ~ o o ~Page 3 of 1.1 Moore, Jr., wim~ T . o 5 n 4 / ~ o = o

V . G I F T S . o .c t .~ e ~ t h o ~ e t o ~ o ~ . ~ ~ .~ ~ , ~ h u ~ ; = ~ , ~ . ~ .~ ~ of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION VALUEI,2.

4.

~ N O N E (No reportable liabilities.)CREDIT.OR D E S , , C R I P T I O N VALU E CODE,

2.3.4.5.


4/22

FINANCIAL DISCLOSURE REPORT [ ~Na m e of Per,~ oaReport ing Date o f ReportIPage 4 of 1 1 0 [ Moore, Jr., Willlam T. 0 5 1 1 4 / 2 0 1 0IV I I . I N V E S T M E N T S a n d T R U S T S - i . . . . . . . . l . e , t ....... lions (Includes,hose of spvuse and depndent children; s e c p p .

N O N E (No reportable income, assets, or transactions,)Description of Assets / lneorae during [ Gross value at end T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

PI,ce"(X)"a~ereachasset A ..... t TYm(eg, / Value ]Value " ! y p o ( e . g , , Date [Value Ga in [ l d e n t i t y o t " ." exemptfrompfiordiselosure [CodetA H) di .......t, / Code2 /Metbod buy. sell, Immldd/yy [Code2 ~C~el~ [ buyerfseller _ ..................... t . . . . . . . . . . . . . . . . . . . . . . L . . . . . . . . . . . . . . . . . . . . . . . . . . . l L . . . . . .~ . Allstate Co~. Common S tock A Dividend } T2. Amgen Co+. Common S tuck A Dividend ~ l"3. Ame6can Express BK FSB A Interest K T B uy 04/08/09 K

4. Apollo Investment Co. Common S tock A Dividend J T5. B ~k of America Co~. Co--on Stock A Dividend J T6. Blackrock S&P Common Stock A Dividend J T

~. Bristol Mye~ Squibb Co. Common Stock A Dividend J~ 8 . Brookline Bancow. Inc. A Dividend J T9. CVS Ca~ma~ Co~. A Dividend J T

~ 0 . Cate~illar Inc. D el A Dividend J T B uy 02/~/09 J1 1 . Cisco Systems, Inc. Common Stock None J T1 2 . Cit Bank A Interest K T " B uy 04/08109 K!3. Citizens Communications Co. A Dividend ~ T Name change/FrontierComm.1 4 . Citadel Broadcasting Co. A Dividend Sold 06~4f091 5 . Comcast Co~ New C L A A Dividend J T B uy 08/31/09

" 1 6 . Conoco Phillips Common Stock A Dividend K T1 7 . Coming Inc. A Dividend J T

t. Income Gain Ct..d=~: A "$1,000 or less B -$1,001 - $2,51)0 C =$2,501 - ~5,000 D ~$~,001 - $15,000 E2, Value C~dcs J =$15.000 or l~ K ~ [ 15+001 - $50,0~ L =$ 50,~ ] - $ 100,000 M ~$ 100,001 +

(~c Columns CI ~nd D 3 ) N -$250,~01 - $500,~0 O =$500,001 . $ I,000.000 P! ~$1.000,001 - $5.000.000 P2 -$5.000,001 - $25.000.~0P3 -$25.~.001 - 150.000,000 P4 =Mo~ than3. Valu~ Me~od Codes Q "Appraisal R -Cost [Kca[ ~te Only) S ~A~ment T =C~sh M~rkel(See Column C2) U "B~k Value V =Other W ~tlm~tcd

I


5/22

FINANCIAL DISCLOSURE REPORT n,,,e otP ...... Reporting Date of ReportPage 5 of 11 Moore, Jr., William i. 05114/2010VII. I N V E S T M E N T S a n d T R U S T S - i . ~ . . ., ~ . . , t r a n s a c t i o n s (Includes those o f s p o u .... d depende,,t children; see pp. 3 4 - 6 0 of filing in~tructionn.)

N O N E (No reportable income, assets, or transactions.)A. B, [ C. D.D e s c r i p t i o n o f A s s e t s i ncome dur ing G r o s s v a } o e a l e n d T r a n s a c t i o n s d u r in g r e p o r t in g p e r i o d

(including trust assets) r e p o r t i n g pe r i o d o f r e p o r t i n gP | a c e " ( X ) " a f t e r e a c h . . . . t A . m o u n t [ T y p e ( . g . , l V a l u e l V a | u e T y p e ( e . g . , D a t e ~ V a l u e I G a i n I d e n t i t y o fexempt from prior disclosure Codel |div.,rent, [ Code2 [ Methnd buy, sell, mm/dd/yylCod=2 Codcl { buyer/seller

1 8 . Cotsco Companies, Inc. Common Stock A Dividend K T

I~ Danaher Corp. DelCommon Stock . . . . A Dividend J T20. Du Pont E I DE Nemours A Dividend J T B uy 07/30109

2 1 . Darby Bank Money Market Checking A Interest L T22. Exx on Mobile Corp. Common S tock A Dividend J T23. Farmers Cap BK Corp, A Dividend J T2 4 . Federal Home L~anB ank Govt Bond A Interest .I T

25. Federal Natiot~al Mortgage Assoc. A Interest .I TInvestment2 6 . Federated I~rime Cash Money Market Fund A Dividend J T27. Federate Prime Cash Money Market Fund A Dividend J T

2 8 . First Horizon National Corp. Common Stool, A Dividend J T

2 9 . First M&F Corp. Common Stock A Dividend J T3 0 . First M&F Corp. Common Stock A Dividend J T3 1 . First Security Group, Inc. Common Stock A Dividend J T3 2 . Frontier Communications A Dividend J "1 08/08 changed frmCitizens~ 3 . G eneral Electric Common S tock A Dividend J T3 4 . G eneral Electric Common S tock A Dividend J T

(See Colum~ C I ~nd D3) N =$250,~1 - $500,000 O =$500,001 - $1,000.000 F1 =$1.0~,~1 - 15,000,000 P2 =$5,000,001 -


6/22

FINANCIAL DISCLOSURE REPORT I N .... fPersnn Reporting DateofReportPage 6 of 11[ M o o r e , J r . , W i l li a m T .

05/14/20

VII. INVES TMENTS and TRUS TS - ~. ...... t , , , ........ ti.nn Hnt-luaen th~,~ ~f ~p ...... d d e p e n d e n t c h i l d r e n ~ s e e p p . 3 4 - 6 0 o f f il l n gN O N E (No reportable income, assets, or transactions.)

Description of Assets Income during G ~ss value at end T~nsactions during m~ing period(including t~st assets) ~po~ing period o f r e p o a ~ n g p e r i o dPlace "(X)" aaer each ~t ~mou~t [ ry~ (e.g., Value [ Value T y p e ( e . g . , Date Vahm Gain [ Identityexempt f~m prior diselosu~ Code 1 I div., ~nt, Code 2 [ Method buy, sell, mm/d~yy Code 2 C~e I I

~5. G oldman-Sachs G roup A Dividend J T

36. Helmefich Payne Inc. A Dividend J T3 7 . Hewlett Packa~ Co. Common S tock HPQ *~ A Dividend J T38. Hewlett Packard Co. Common Stock * * A Dividend Sold 09~0/09

3 9 . Home Depot Common Stock A Dividend K T40. Ho~ehold Finance Coo. Bond A interest J T

4 I.I C H C o r p . C o m m o n S t o c k N o n e J T

42. ISFAR Financial Inc. A Dividend J T43. lnfosys Teeh, LTD ADR A Dividend K "1"44. lntel Corp. Common Stock A Dividend J T45. Janus iRA - Constrarian Fund (Mutal Fund) A Dividend K T46. Kimberly-Clark Common Stock A Dividend J T47 . Lincoln Natl Corp IND NPV A Dividend Sold 04/I 4/09 J

48. Mason Dix on Preferred Stock A Dividend J T49. Medco Health Solutions Common Stock A Dividend K T50. Merrill Lynch IRA Rollover Acct SEE EXPLANATION51. Microsoft Corp A Dividend J T B uy 06/24;09 J

I. tncome Gain Cod~~: A = $ 1,000 or le~ B * $ 1,0O I - $.2,500 C - $.2,501 - $5,000 D ~ 55,00 | - $ i 5,000 =$. 15,001 - $50,000

II


7/22

FINAN CIAL DISCLOSURE REPORT I N a m e o f P e r s o n R p o r t| n g D a t e o f R e p o r tPage 7 of 1 1

I Moo re, Jr ., W i ll ia m T .0 5 / 1 4 / 2 0 1 0

VII. INVESTMENTS an d TRUSTS - i .... e , ~,rtlue, tran*actions tlncludes ,ho, o f ~ ; o o u s t a n d dependent children; see p p . 3 4 - 6 0 of filing in~tructlotl.~.)[] N O N E (No reportable income, assets, or transactions.)

Description of Assets Income during G ross va~ue at endJ! T r a n s a c t i o n s d u d o g r e p o r t i n g p o r i o d(inctudiag trust assets) t ~ p o ~ t i n g p e r i o d o f r e p o r t i n g p e r i o dPlace "(X)" aftereachasse{ Amount) Typc(e.g,, Value ~ Value Type(e.g,, Date [Value ] Gain Idgntityof

(A-H) !orint.) (J-P) |Code3 r ~ d e m p t i o n ) |(J-P) ] (A-H) [ ( i f p r i v a t ~ "

52. Minnesota Mining & M fg. Co. (3M A Dividend K TCompany) Common SIock. 5 3 . M L B a nk US A R A S P A Dividend L T~ 4 . Murphy Oil Corp. Common Sto~k A Dividend K T B uy 06/24/09 .I

5 5 . Nucor Corporation A Dividend .I T56. Pepsico, Inc. Common S tock A Dividend K T~ 7 ~ Proctor & G amble Common Stock A Dividend K T58. Regions Finl. Corp A Dividend Sold 02/09/09

1 5 9 . Schefing-Plough Common Stock A Dividend J T60, Stanley Works CAPIR1 A Interest J T61, Sterne, Agce & Leac~;~ IRA Account SEE EXPLANATION

62. SunTrust 13ank Money Market Acct. (#1) A Interest J "I"63. Time Warner, Inc. Common Stock A Dividend Sold 05/01/0964. Time Warner, lnc.Common Stock* * A Dividend Sold 05/01/09

65. TJX Companies, Inc. Common Stock A Dividend .! T66. Union Pacilic A Dividend J T B uy 06/21109 J67. u.s. Treasury Note 01/15/09 A Interest Redeemed i 01/15/09 K68. U.S . Treasury Note 02/15/08 A Interest K T

(See Uol~m~ C 1 nnd D3) N -$250,001 - $5~,000 O "$500,001 - $1.000,000 P I ~$1,000,~1 - $5,~0,0~ ~ ~$5,~0,~1 -13 -$25,~0 ,001 - $50 ,000,01~ P4 ~M o~ ~an $50,000 ,000


8/22

Ia m e o f P e r s o n R e p o r t in g D a t e o f R e p v r tFINANCIALDISCLOSURE REPORTI Moore, Jr., William T.

05/14/2010age 8 Of l l

N O N E (No reportable income, assets, or transactions.)D e s c r i p ti o n o f A s ~ t $ Income du~ng [ G r o s ~ v a l u ~ a t e n d T~nsactions during ~ing(including t~t assets) ~ing priod , of re~ ing pc~

Pla~"{X)"a~reaehass~t Am o un t / T yp( ~ , g ,, / Value] Valu Ty~(e , g . , ] Date ] Valu~ / Gain [ ld~tityof(A-H) ] orint.) I (JP) 1 Code3 ~demption) [ [ (J-P) [(A-H )

69. U.S . Tmasu~ Note 0 2 1 1 5 1 1 1 B Interest K T7 0 ~ U.S . Treasu~ Note 051t5/09 A Interest Redeemed 0 5 / 1 5 Z 0 971. U.S . T~asu~ No~ 05/15/10 A Interest K l"

72 . U.S . Treasu~ Note 08/15/08 A Interest K T73 . U.S . Trea sury Note 0813 I /I I 1 3 Interest K T74 . U.S . Treasury Note 11/15/08 B Interest K T75 . U.S. Treasury Note I 1/15/09 A Interest Redeemed I I/11/09 K76, U,S. Treasury Note 02/15/10 B Interest K T77 . U.S . Treasury Note I 1/15110 B Interest K T7 8. U.S . Treazury Note 0.2/15/12 B Interest K l"79 . U.S . Treasury Note 08/31/12 B Interest K~0. U.S . Treasury Note 07/3t/13 A Interest K T81. U.S. Treasury Note 01/15/14 A Interest K T82. U.S. Treasury Note 05/31t2014 A Interest K T B uy 06/22109 K8 3 , United Parcel Service Corp, 13ond A Interest J T84, United Parcel Services C I B Common S tock A Dividend Sold 06/24/0985. Vanguard REIT EI~I" A Dividend J T B uy 06/24/09

. Value Codes J


9/22

FINANCIAL DISCLOSURE REPORT r ~ . , . ~ o r ~ , e . . .. ~ o p o , t t n g o a t ~ o r a ~ p o .Page 9 of 1 ! ~ , lo t , r e , a T . , w i l n ~ m T . 0 5 / 1 a / 2 0 1 0

V 11. INVE S T M E N T S a n d T R U S T S - i . e o , ~ , , vot~e,, ...... a o , ~ a ~ t ~ a ~ 1 ~ o . ~ , o y ~ , . .. .. . a ~ , p , ~ a , ~ , ~ n o a , , m~ NONE (No reportable income, assets, or transactions.)................... ~ ................ 8 . c ~ " ...................................~ ..........................Description of Assets Income d~ng Gross ~alue at end Transactions during ~ning ~fiod

(inclu~ing t~st assets) ~poaing period of ~poRing period

Place "(X)" a~er ~h asset Amount [ Type (e.g., Value ~ Value [ T~c (e,g., I Date I Value [ Gain ~ Identity of(A-H) [ orint.) 0-P) ] Code3 ~demption) (J-P) ~(A-H) 1 (ifpfivat~

86. Vanguard Extd MKT EFT A Dividend J T B uy 0 8 / 3 1 / 0 987 . Vanguard FTSE All World A Dividend J T B uy 09/30/0988 . Walt Disney Co. Commot| Stock A Dividend J T

89. Wells Fargo & Co New DEL A Dividend J "r B uy 07 /30/09 J90. Wyeth Common Stock A Dividend Sold 06/24/09 J

(~e Colu~ C I and D3) N -$250.001 $5~,000 O -$500,~ I $1.000,0~ P 1


10/22

FINANCIAL DISCLOSURE REPORT a ~ , e o f ~ " .... U e p o r t ~ n g ~ , ~ o 1 a e p o r tPage 1 0 of 1 1 Moore , J r , , W i ll ia m T . 0 5 / 1 4 / 2 0 1 0

V III. ADDITIONAL INFORMA TION OR EXPLANATIONS. an~ ot ,~ , ,~/~ ,~o , t .)

Explanation - Line 46Merrill Lynch IRA Ro!lover Account - All assets of this account are included individually in Par~ VII of this report.ExpL anation - Line 58Sterne, Agee & Leach - IRA Account - All assests of this account are included individually in Part VII of this report.


11/22

i N a m e o f P e r s n n R e p o r t in g D a t e e l " R e p o r !FINANCIALDISCLOSURE REPORT[ Moore, Jr., W illiam T,

0 5 / 1 4 / 2 0 1 0age 11 of 11IX. CERTIFICATION.

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of m y know ledge and belief, and that any information not reported was withheld because it Inet applicable statutoryprovisions permitting no n-disclosure.

1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U .S.C. app. 501 et. seq., 5 U .S.C. 7 353, and Judicial Conference regulations.

Si

: NOT E: A NY I NDIVI DUA L WH O K NO WI NG L Y A ND W I L F UL L Y F A L S I FI ES O R F A L L S T O F I L E T H I S R EP OR T M A Y B E S UB JECT T O CI VILAND CRIMINAL SA NCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Comm ittee on Financial DisclosureAdm inistrative Office of the U nited States CourtsS uite 2-301One Columbus Circle, N.E.W ashington, D .C. 20544


12/22

a n 1 o FINANCIAL DISCLOSURE REPORT R e p o ~ l R e q u i r e d b y t h e Ethicsin Government Act of 1978Roy. I/2oto FOR CALENDAR YEAR 2009 0 v.s,c, at, p. 1ot-tlO1, Person Reporting (los! nam e, first, m lddlc initial) Z. C ourt or O rganization 3. Date o f ReportMoore, Jr., William T. Southern District of Georgia 05/] 4/20

4. Title (A rlic[e Ill judges indicate active or senior status; 5a. Report Type (check appropriate type) 6. Reporting Periodmagis,rale judges indicate full- or part-t ime)[] Nomination. Date 01/01/2009

ChiefU.S. District Judge [] Inilial [] Annual [] Final to! 2/31/20095b. [] Amerated Report

7. Chambers or Office Address 8. On the basis of the informa tion contained in this Report and anymodifications pcrtaining therein, i t Is, in my op inion, in complianceP.O. Box 10245 with applicable laws and regulations.Savannah, Georgia31412 Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be fol lowetL Complete al l parts ,checking Ihe NONE box for each part where you have no reportable information+ Sign on last page.

I . P O S I T I O N S . r R , p o r t i . , individual only; see pp. 9-1S ,iling instrucdons.)[~] N O N E (N o reportable positions.)

PO SIT IO N N A M E O F O R GA N IZA T IO N ~N T IT YI.2.

4.

I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 offiling instruction~)~ N O N E (No reportable agreemencs.)D AT E PARTIES A~ TERMS


13/22

l qam e of Person Report i ng Date of ReportINANCIAL D I S C L O S U R E R E P O R T[ Moore, Jr., William T.

05/14/2010age 2 of 11

I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o r t l n g i a d i v i d u a l a n d s p o u s e ; s e e p p , 17-24 of f!ling instructions.)A. Fliers N on-Investment Income

[] N O N E (No reportable non-investment income.)D A T E SO UR CE A N D T YPE IN CO ME(yours, not spouses)

1,

2.

3.

4,

B , S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during any porion of the reportlng yeur, complete this seetiot~(Dolla r amount not required e .xcept for honoraria.)

[~ N O N E (No reportable non-investment income.)S O UR C E A N D T Y P E

1. Keller Willinms Realty - Commissions

2.

3.

4.

I V . R _ E I M B U R S E M E N T S - ,r , ,= r o , ,o , lo , . t o d g ~ , .g , /o o d , . .. ..~ i .... .(Includes those to ~po use and d ependent children; see pp. 25-2 7 o f fi l ing itlst~ltclions )

N O N E (No reportable reimbursements.)S OU RCE DA T E S LO CA T ION pUR PO SE IT EMS PA ID OR PROV IDED

I.2.3.4.

5.


14/22

Ia m o f P e r so n Re p o r t in g D a t e o f R e p o r tP a g eF I N A N C I A L 3 o f 1 1 D I S C L O S U R E R E P O R T I o ~ r e , Jr., W i ll ia m T . 0 5 1 1 4 1 2 0 1 0~-~ NONE (No reportable gifts.)

~ D E S C R I P T I O N VA_AL_U_~I,2.3,4.5.

~ N O N E ( N o repo rtable liabilities.)C R E D I T O R DESCRIPTION VALUE CODE

I.2.3.4,

5.


15/22

FINANCIAL DISCLOSURE REP OR T ~ , . e o f | e ~ , o . R e p o r t i n g Da te o f Re p o r tPage 4 of 11 M o o r e , J r ., W i ll ia m T . 0 5 /1 4 /2 0 1 0

N O N E (No reportable income, assets, or transactions.)

Description of As~ I n c o m e d u r i n g G ro s s v a lu e at e n d Transactions during re~ing(i~luding t~st ~sets) ]. re~ing ~fi~ of re~ing pc~odP l a c e " ( X ) " a f t e r ~ c h a s s e t A m o u n t T y p e ( e . g , . V a l u e Value [ Ty~(e.gI, ! Da~e Value ~ Gain ~ Identi~ofe x e m p t f r o m p r i o r d i s c l o s u r e ~ C~e I d i ~ . , m o t , C o d e 2 Method [ b u y , s e l l , m~td~ / Code 2 ~ Code I ] b u y e r / s e l l e r~ ( A - H ) o r i n t . ) ( J - P ) Code3 ~ r e d e m p l i o n ) ~

~ J - P ) (A-It)[ ( i f p r i v a t e....................................................... ~ ...... ( Q - W ) I r a n ~ c t i o n )

1. Allstate Co~. Common Stock A Dividend J2. Amgen Co~. Common Slock A Dividend J T3. ~mefican E xpress BK FSB A I n t e r e s t K T Bu y ~8/094. Apollo lnv~tment Co. C~mmon Stock A Dividend J T5. Bank of A merica Co~. Common St~k A Dividend J T6. Blackrock S&P Common Stock A Dividend J T7. Bristol Myers Squibb Co. Common Stock A Dividend J T8. Brooklioe Bancorp. Inc. A Dividend J T9. CVS Carematk Corp. A Dividend J T

t0 1 Caterpillar Inc. Del A Dividend J T Bu y 02/04/09

t ] I Ci~ O Systems, Inc. Common Stock None J T1 2 . Cit Bank A I n t e r e s t K T Bu y 04/08/09 K

1 3 . Citizens Communications Co. A Dividend J T IName change/FrontierComm.1 4 . Citadel Broadcasting Co. A Dividend Sold 06/24/09 .J1 5 . Comcast Corp New C L A A Dividend J T Buy 08~1/09 J1 6 . Conoco Phillips Comm on Stock A Dividend K T

1 7 . Coming Inc. A Dividend J T


16/22

FINANCIAL DISCLOSURE REPORT N .... f P ..... Reporting Date of ReportPage 5 of 11 m o o r e , J r ~ W i I |i a m t . 0 5 t l 4 ~ 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i. . . . . . t . e , , . . . . . , i o n , a n ~ a , , 1 ~ o ~ . , o y , , . . . . . . . d a , , , . a , . , , ~ t a . . : , . , ~ p . ~ - ~ oN O N E (No reportable income, assets, or transactions.)~scriptio~) of As~ [ I n c o m e d u r i n g [ G r o s s v a l u e a t e n d T~nsactions during rc~ing( i n c l u d i n g ~ r u s l a ~ c t s ) r e i n i n g period o f r e p o s i n g p e r i o d..... ..... , , , Velacc "(X)" an ..... has~t Amount[ T ype(e.g., [ Value I Value Ty~(e.g., Date [Value ( Gain [ Identityof.... ptf~mpriordisclosur C~c[~ di ...... t, ~ Code2 Method b u y , s e l l , m~d~)~]C~2 ]C~I i buyer/seller

................................ L ........ .............

1 8 . Cotsco Companies, Inc. Common St~k A Dividend K T1 9 . Danaher Corp. Del Common Stock *** * A Dividend J T2 0 . Du.Pont E I DENemoors A Dividend J T Bu y 07/30/09 J2 1 . Darby Bank Money Market Checking A interest L T2 2 . Exxon Mobile Corp. Common Stock A Dividend J T2 3 . Farmers Cap BK Corp. A Dividend J T2 4 . Federal Home Loan Bank Govt Bond A I n t e r e s t2 5 . FederaINationM Mortgage Assoc. A interest J TInvestment2 6 . Federated Prime Cash Money Market Fund A Dividend J T2 7 . Federate Prime Cash Money Market Fund A Dividend J T28 . F i r st H o r i z o n N a t i o n a IC o r p . C o m m o n S t o c k A D i v i d e n d J T

2 9 . First M&F Corp. Common Stock A Dividend J T3 0 . First M&F Corp. Common Stock A Dividend J T3 1 . First Security Group, Inc. Common Stock A Dividend J T3 2 . Frontier Communications A Dividend J T 08/08 changedCitizens3 3 . General Electric Comm on Stock A Dividend J T3 4 . General Electric Comm on Stock A Dividend J T

I. Incom e Gain Codes: A ~Sl,Oa)Oorless 8=$1,001-12,500 C=$2,501 -S5.000 D=$5,001 -$15,000 E=515001"$50"000 m(SColumns B I and 1)4 ) F = $50,001 - 5100,l)00 G =5100,001 - 5 } ,000,O00 H I = 51.000,001 - $5,000,1~00 H 2 =Molt thon 55,000.0~0Value Codes J =SI 5,000 or less K =il 5.001 - 550,060 L =550.00! - $100,0OO M =$100,001 - 5250,000(See Colum ns CI ar~d D)) N =5250.001 - 5500,000 O =SS00,00I - 51,000,000 Pl =51,O00,001 - $5,000.(.vJO P2 =$5,000,~O1 - 525,000.000

P3 =S25,000,001 o 550.000.0~0 P4 =More than 550,000.000


17/22

FINANCIAL DISCLOSURE R EPOR T [ N .... f P e r s o n R e p o r t i n g D a C e o f R e p o r tPage 6 o f I 1 r~oore, Jr., W i l l i a m T . 05/14/2010

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . .. .. .. . . i. ., , . .. .. . t ~ o . s a , ~ . ~ e ~ , ~ o , , o / , p .... and dependent childrert; see pp. 34-60 of filing instructlon~)N O N E (No reportable income, assets, or transactions.)

A . ~ B , C . D.D e s c r ip t i o n o f A s ~ l s I n c o m e d u r in g Gross ~lue at end T~nsaction~ during re, fling perod(including ~st asse~) r c p o a i n g p e r i o d o f r e p o ~ i n g p e r i o d

.... plfrompriordisd ..... Code I / di .. . . . . ~ Code2 [ Melh~ buy, sel, ]m~d&~~ Code2 [ C~c l [ b u y ~ r / s e t l e r(A-H ) [ orint .) (J-P) { C~e3 r e d e m p t i o n ) ] I (J-P) I(A-H) [ (ifpdvate[ (Q+W) / 1[ t ...... f i n n )3 5 . Goldman-Sachs Group A Dividend J T36. Helmerich Payne Inc. A Dividend J T37. Hew lett Packard Co. Common Stock IIPQ* A Dividend J T3 8 . Hewlett Packard Co. Common Stock ** A Dividend Sold 09/30/093 9 . Home Depot Common Stock A Dividend K T4 0 . Household Finance Corp. Bond A I n t e r e s t J T4 1 . ICH Corp. Common Stock None J T 4 2 . ISTAR Financial Inc. A Dividend J T43. lnfosys Tech, LTD ADR A Dividend K T4 4 . Intel Corp. Common Stock A Dividend J T

45. Janus IRA - Constrarian Fund (Mural Fund) A Dividend K TKimberly-Clark Comm on Stock A Dividend J T

4 7 . Lincoln Natl Carp IND N PV A Dividend Sold 04/14/09 J

48, Mason Dixon Preferred Stock A Dividend J T49, Medea llealth Solutions Com mon Stock A Dividend K T5 0 . Merrill Lynch IRA Rnllover Acct I SEE E XPLANATION

5 1 . Microsoft Carp A Dividend J T Bu y 06/24/09 J


18/22

F IN A N C I A L DI SC L O S UR E R E P O R T N a m e o f P e r s o n R e p o r t i n g D a l e e f R e p o r ~Page 7 of 1 1 Moore, Jr., William T. 05/14/2010

VII. INVESTMEN TS and TRUSTS - i, co,~, ~o~,, .... , i o , ~ . ( i n c l u d e s t h o s e of s~ogs a nd dependent children; ~ee pp. 34-60 of filing inxtrucdong)~ N O N E (No reportable income, assets, or transactions.)D e s c r i p l i o a o f A s s e ~ ~ i n c o m e d u r i n g G ro s s va lu e at e n d T~nsactions during reposing pefi~( i n c lu d i n g ~ u s ~ a s s e l s ) re~ing period = of relning pcfod ~

. . . . . . . . . . . . . . . . . . . . . . [ ..........P l a c c " ( X ) " a f t e r e a c h a s s e ~ Amount ] T~ {g., I Value ] Vatuc Ty~(e.g. [ Date i Value ~ Gain ~ ldcnt i~ofr x c m p ~ f r o m p r i o r d i s c l o s u r e C o d e I d i v . , ~ n t , ~ C o d e 2 [ M e t h o d t ~ = ~ buycr/~l~cu y , s l l , ~m~d~ ~ Code 2 I C~c I i( A - H ) ] o r i n t . ) ; ( ~ - P ) ~ C~c3 r e d e m p t i o n ) ~ (I-P)~ (A-H) ( i f p r i v a t e; 5 2 . Minneso~ Min ing & Mi~. Co. (3M A Dividend K TCompany) Common S tock

5 3 . M L B a nk U SA R A SP A Dividend L T5 4 . Murphy Oil Corp. Common Stock A Dividend K T Bu y 06/24/095 5 . Nucor Corporation A Dividend J T Bu y 0 6 / 2 4 1 0 95 6 . Pepsico, Inc. Common Stock A Dividend K T5 7 . Proctor & Gamble Common Stock A Dividend K T5g. Regions Finl. Corp A Dividend Sold 02/09/095 9 , Schering-PloughCommo n Slock A Dividend J T6 0 . Stanley Works CAP TR I A I n t e r e s t J T6 1 . Sterne. Agee & Leach - IIL,~ Account i SEE E XPLANATION6 2 . SunTmst Bank Money Market Acct. (#1) A Interest J T6 3 . Time Warner, Inc. Common Stock A Dividend Sold 05/01/09 J6 4 . Titnc Warner, Inc. Common Stock** A Dividend Sold 0 5 1 0 1 1 0 9 J6 5 . TJX Companies. Inc. Common Stock A Dividend J T6 6 . Union Pacific A Dividend J T Buy 06/2t/09 J6 7 . U.S. Treasury Note 01115109 A I n t e r e s t Redeemed - 01/15/09 K6 8 . U.S. Treasury Nole 02/15/08 A I n t e r e s t K T I


19/22

N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o t lFIN AN CIAL DIS CLOS U R E R EPOR TMoore. Jr. , W i l l ia m T . 0 5 / 1 4 / 2 0 1 0age 8 o f 11

N O N E ~o reportable income, assets, or transactions.)

D e s c r i p t i o n I I n c o m e d u r in g G ro s s va lu e at e n d Transactions during re~ng(including t~s~ ~scts) ~ reposing peri~ ~ of reposing ~riod

cxemptfrompriordiselosur Codcl ~ div,,rent, I Code2 : : M e t h o d b u y , s e t ~ . :~d~lCode2 [Coast{ A - H ) ~ o t i n t . ) ~ ( J - P ) C o d e 3 r e d e m pt i o n ) D - P ) (A-H) [ buyerlseller(ifpfivate

6 9 . U.S. Tre~u~ Note 02/15/11 B Interest K T7 0 . U,S. Tre~u~ Note 05/15/09 A Interest Rede~ed 0 5 / 1 5 1 0 9 K7 1 . U,S. Tre~u~ Note 05f15/10 A Interest K T7 2 . U.S. Tre~u~ Note 08/15/08 A Interest K T7 3 . U.S. Tre~u~ Note 08/31/I 1 B Inter~t K7 4 . U.S. Treasu~ Note 11/15/08 B Interest K T7 5 . U.S. Tre~u~ Note 11/15/09 A Inter~t R edeem ed I 1/11/~ K7 6 . U.S. Tre~u~ Note 02/15/10 B Interest K T7 7 . U.S. Tre~u~ Note 11/15/10 B Interest K T7 8 . U.S. Tre~u~ Note 02/15/12 B Interest K T7 9 . U.S. Tre~u~ Note 08/31/12 B Interest K T8 0 . U.S. Tre~u~ Nole 07/3 I/I 3 A I n t e r e s t K T8 1 . U.S. Tre~u~ Nole 01/15/14 A lnter~t K T8 2 . U_S. Tre~u~ N ote 05/31~014 A Interesl K T B uy 06~2/09 K8 3 . United Parcel Se~ice Co~, Bond A Inte~st J T8 4 . United Parcel Se~iees C I B Com mon Stock A Dividend Sold 0604/09 J8 5 . Vanguard ~IT E~ A Dividend J T Bu y 06,Q4/~ J

I. IncOme Gain Codes: A "$1.000 or less B =$1.001 . ~;2.500 C =$2.$1}1 - $5,000 D =$S.001 * $ I5.000 E =$15.0OI - $50.000(See Columns B t ; rod D4) F =$~0.001 - $100.al} o G =S 100.0~ I - $ 1.000.000 H I =$ 1.000.001 - $:f.000.1X}0 H2 =M~rc thnn $5.000.000

2. Value Cud~ J =$15.000 ut I$s K =$15.001 - SS0.OO0 L =$50.00| - $100.0OO M =$100.001 - $250.0


20/22

FINAN CIAL DISCLOSUR E REP OR T ~ . m . o f r e , s o . R . p n , i .gPage 9 of 1 1 M o o r e , J r . , W i l li a m T . 0 5 1 1 4 1 2 0 1 0

VII. I N V E S T M E N T S a n d T R U S T S - ~ n c o . . . . . 1 ~ . , ,, . . s . .z o . . o . t . a ,s , ~ o ~ o [ s o o ~ , ~ ~ . a a , v , .a , . , , n ~ t d , , .:N O N E (No reportable income, assets, or transaction.)A_ B. I C. D.Description of Assets Income during Gross value at end Transactions during repoaing perod(including trust assets) . reporting pefod ~ reining period~;~-~i ....../~-~I~-~i ........ ~ . . . . . . .. . .q - ~ - l - W - - l - ~ z ~ - ] . . . . . . . . . . . . . . . ~ ~ 3 . . . . . . . . . .Place(X)" af ter each assel ~mount [ Ty~ (e.g., [Value Vatue Type(e.g . , [ Date [ Value

86 . V~nguarfl Ex~d MKT E~ A Dividend ~ T B uy 08/31/09

87. V~nguard ~SE All WorLd A Dividend J T B uy 09~0t09 J

i 88. Walt Disney Co. Common Stock A Diviflend J T

89 . Wells Fargo & Co New DEL A Dividend J T B uy 07G0/09 J9 0 . Wyeth Common Stock A Dividend Sold :06/24/09 J9 1 . None M T

(See


21/22

FIN AN CIAL DIS CLOS U R E R EPOR T ~ a ~ e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tPage ] 0 of 1 1 Moore, Jr., W illiam T. 05/|4/2010

V III . ADDITIONAL INFORM ATION OR EXP LANATIONS.Explanation - Line 46Merrill Lynch IRA Rotlover Account - All assels of this account are included individually in Part VII of this report.Explanation- Line 58Sterne, Agee & Leach - IlL& Account - All assests of this account are included individually in Part V ll o f t h i s r e p o r t .

E~"Plan~ti0n" Lin~ 9~~ ~+ This infonr~tion was inadverte i ly omm tted Eom this years ,eport.Explanation - Line 55Nucor - Inadvertently omitted to list purchase date to this years report.


22/22

FINANCIAL N a m e o f P e r s o n R e p o r t i n g [ D a t e o f R e p o r tISCLOSURE R E P O R TI [ M o o r e , J r . , w i l li a m v . [ 0 s n 4 / 2 0 1 0

agell ofllIX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and m inor or dependent children, if any) isaccurate, true, and complete to the best of my know ledge and belief, and that any information not reported was w ithheld because it met applicable statutoryprovisions permitting non-disclosure.! further certify that earned income from out~ide emp loyment and ho noraria and the acceptance of gifts which have been reported are incompliance w ith the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE : AN ~ INDIVIDUAL WHO KNOW INGLY AND W ILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT [MAY BE SUBJECT TO CIVILAN D CRIMINAL SAN CTIONS (5 U.S.C. app. 104)

F I L IN G IN S T R U C T I O N SMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdminislrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

William T Moore Jr Financial Disclosure Report for 2009

Documents

Transcript of William T Moore Jr Financial Disclosure Report for 2009