William J Riley Financial Disclosure Report for 2010

8/3/2019 William J Riley Financial Disclosure Report for 2010

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1 AO I O1 / 2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10 Report Required by the Ethicsin Governmenl Act of 1978(3 U.S.C. app. lOld l l )t. Person R , p o r t ing ( l i s t name , f i r s t , midd le in i t ia l )R i l e y , W i l l ia m L

4 . T i tl e ( A r t i c l e I l l ju d g e s I n d i c a t e a c t i v e o r s e n i o r s t a t u s ;m a g i s t r a t e j ud g e s i n d i c a t e f u l l- o r p a r t -t i m e )U.S. Circuit Judg~ - Active

Chamber s or Of f i ce Addr essR o m a n H m s k a U . S . C o u r t h o us e111 Sout h 18 t h Pl aza , #4303O m a h a , N E 6 8 1 0 2 - 1 32 2

L Cour t nr Or gani zat i onEighth Ci rcu i t Cou r t o f Appea l s

5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e t y p e )] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final

3, Date of R e i m r t05/11/201 ]

6. Repor t i ng Per i od01101/2010

to12/ 31 t 2010l 5b . N A m e n d e d R e p o r t

8.On t he basi s of t he i nf or mat i on cont oi aed i n t ~ i s Repor t and a nymodif ica t ions pe r ta in ing th e re to , i t i s , in my op in ion , in comp l iancewi t h appl i cab l e l aws and r egul at i ons.

R e v i e w i n g O f f i ce r D a t e

IMPO RTA NT NOT ES: The ins t ructions accompanying th i s f arm mas t be f o l l owe~L Com pl ete a l i parl s ,checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P O S I T I O N S . (~ero,a .~ ~dna o,~; ,~ p~ ~-~ o ~ m.~[~ N O N E ( N o re p o r tab le p o s i t io ns . )

P O S IT IO N N A M E O F O R G A N IZA T IO N /E N T IT Y1 . M e m b e r & A s s i s ta n t M a n a g e r Riley Ques t , L.L.C.2. Adju nct P ro fe s so r U n i v e r s i ty o f N e b r a s k a , C o l l e g e o f L a w

3. D e l e g a t e t o H o u s e o f D e l e g a t e S N e b r a s k a S t a t e B a r A s s o c i a ti o n s i n c e 1 9 9 8

4. T r e a s ur e r , N e b r a s k a C h a p t e r A m e r i c a n B o a r d o f T r i a l A d v o c a t e s

5. C o u n s e l o r / J u d i ci a l M e m b e r R o b e r t M . S p i r e I n n s o f C o u r t

6. Tru s tee , Boa rd o f Tru s tees MidAm crica Counc i l , Boy Scouts of Amer ica

N O N E ( N o r e p o r t a b l e a g r e e m e n t s .)D A T E P A R T IE S A N D T E R M S

1. 04/ 2010 Univ ers i ty o f Nebraska-L inco ln , Co l l ege o f L aw, Adju nct Facu l ty , Sp r ing 2 011

2 .04 /01/75 P r o f i t S h a r i n g a n d 4 0 1 ( k ) R e t i r e m e n t P l a n , F i t z g e r a l d , S ch o r r , B a r m e t f l e r & B r e n n a n , P . C . , L L O . , fo r m e r l a w f i r m ,no cont r o l af t er t er mi nat i on 8 / 15/ 20013.


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FINANCIAL DISCLOSURE REPORTPage 2 o f 7

N a m e o f P e r s o n R e p o r t in gR i l e y , W i l l i a m J .

D a t e o f R e p o r t05/11/2011

l lI . NON-INVESTMENT INCOME. ~Sopo,a ,~,~l ,~.tond spou se~A. F il e r s N o n - I n ve s t m e n t Income~ NONE n o n - i n v e s tm e n t i n c o m e . )eportable

D A T E SOURCE AND TYPE ~ C O M _ E(yo tws , no t spo u ses )I . S p r i n g 2 . 0 1 0 U n i v e r s i t y o f N e b r a s k a , C o l l e g e o f L a w $ 7 , 7 0 0 . { ~ 0

2.

3.

4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - ~ I y o u were married daring any port ion o f the report ing year, complete th~s se~g(Doll~ amount not re~ired exert for he.ratio,)~ N O N E ~ o r e p o r t a b l e n o n - i n v e s ~ e n t in c o m e O

D A T E SOURCE ~ ~E1 .2.

3.

4.

IV. REIMBURSEMENTS -,... .o.. ,io., ~oa~.~,/eel, ..,.,~,,~.~( I n c l u d e s t h n s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 J - 2 7 o f f i li n g i n s t r u c t i o n s . )~-~ (No reportableO N E reimbursements.)

S O U R C I ~ D A T E S L O C A T I O N P ~ U R P O S E1 . N a t i o n a l C o n g r e s s o f 06/ 21 / 2010 t o R a p i d C i t y , S D S p e a k e r - G e n e r a lAm er ican Ind ians (NCAI) 06/ 22/ 2010 S e s s i o n & L i t i g a t i o n a n dG o v e r n a n c e S e s s i o n

I T E MS PA I D O R PR O V I D E DAirfar, hotel , ear rental , aiq~ort parking

2. T o u ro L a w C o l l e g e 1 0 1 0 5 / 2 0 1 0 t o N e w Y o r k , N Y J u d g i n g B a i n b r i d g e M o o t A i r f a r e , h o t e l , m e a l s , s h u t t l e s e r v i c e ,1 0 / 0 6 1 2 0 1 0 Cout ~ Compet i t i on a i rpo r t pa rking3.4.

5.


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FINANCIAL DISCLOSURE REPO RTPage 3 o f 7

i N a m e o f P e r s o n R e p o r t i n gRiley, William J.

D a t e o f R e p o r t05/11/2011

N O N E ( N o reportable gifts.)~ DESCRIPTION

R e d u c e d M e r a b ~ r s h i p Am er ican Board o f Tr ia l Adv oca te s

2. Am er ican Co l l ege o f Tr ia l L awyerS A m e r i c a n C o l l e g e o f T r i a l L a w y e r sDinner - Bogey Club , St . Louis , Me3.

4.

VALUE~ 5 0.00$121. 00

VI. LIABILITIES. a.a~,~ ,~o~ o/~,o.~ ~ ~ ~to~.~ ~ ~ ~.~ of filing ins.notions.)N O N E ( N o re p o r tab le l iab i l i ti e s . )

C R E D I T O R DESCRIPTIONI.

2.

3.

4.

5,

VALUE CODE


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FINANCIAL DISCLOSURE REPORTPage 4 o f 7 ta m e o f P e r s o n R ~ p o r t in gR i l e y , W i l l i a m J , Date o f R epor t0 5 / I 1 / 2 0 1 1

N O N E (N o re p o r tab le inc o m e , asse t s , o r t ransac t io ns . )A. B. C. D.

D e s c r i p l i u n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) repo~ng pe r iod o f r e p o r t i n g p e r i o d

0) (2) 0) (2 ) 0) (~) O ) (~) (5 )P l ~ e " ( X ) " a f t e x e a c h a s s e ~ A m o u n t T y p u ( e . g. , Val ue Val ue T y p e ( e . g ., D a k : Val ue Gsin I d e n t i t y o fe x e m p t f ro m p r i o r d is c l o s u r e C o d e I d l v . , r e n t , C o d e 2 M e t h o d buy, sell, m m / d d , ~ ! y C o d e 2 Code I b u y e r / s l l e r( A - H ) o r i n t . ) ( J - P ) C ~ l e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n m e t i o n )

I. Firs t Na t iona l Bank o f O m aha Accou n ts

2. Mas~ Mu tu a l L i fe Insu rance - Cash V a lu es

3. R i ley Q u es t , L .L .C. ( r ea l e s t a t e m ino r i tyi n t er e~ 04. Maras ico Growth Fu nd

5. IRA #1

~i -Janu s Growth & Incom e

7. - W e i t z V a l u e F un d

8, -Mars ico Focu s Fu nd

9. IRA - #2

1 0 . -Am er ican Cen tu ry Incom e & Growth Fu nd

1 1 . -Mars ico Growth & Incom e Fu nd12 , -Am er ican Cen tu ry Eq u i ty Incom e

, 1 3 . I R A - # 314 . -Janus Fund

i~ . -Janu s Twen ty Fu nd

~6 . D a i n R a u s e h e r 4 0 3 ( b ) A c c o un ti~ . -Ev erg reen Gro . - A Fu nd

A Int eses t

N o n e

A D i v i d e n dA D i v i d e n d

A D i v i d e n d

A D i v i d e n d

A D i v . & I h t .

K

LJL

T

TWTT

I. In co m e Ga in C o d ~ : A =$ 1 .1 ~ 0 o ~ le s s

(~ ~1~ C2) U ~k Vat~ V ~ W=Es~ted

0 =~ . Oo t - $ 1 5 . o o o1 - 1 2 - - M o r e t h a n S J , 0 0 0 , 0 0 0M ~ 1 0 0 , 0 0 1 - $ 2 5 0 , 0 0 0I 2 = $ 5 , 0 ~ 0 . 0 0 1 - $ 2 5 . ~ 0 1 k 0 0 0

T - ~m h M a n e t

E = $ 1 5 . 0 0 1 - $ 5 0 , 0 0 { }


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FINANCIAL DISCLOSURE REPORTPage 5 o f 7 Ie m e o f P e r s o n R e p o r t i n gR i l e y , W i l l ia m J . D a t e o f i ~ . e p o r t05/ 11 / 2011

N O N E (N o re p o r tab le inc o m e , asse t s , o r t ransac t io ns . )A. B. C. D .

D e ~ - f i p t i o n o f A s s e m I n co m e d u ri n g G ro ss v al u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i nc l udi ng t r ~ asse t s) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(i) (2) (l ) ( 2 ) (l ) (2) O) (4) ( 5 )

P l a ~ : " ( X ) " a f t e r e a c h a s s e t A m o un t T y p e ( e ,g .. Val ue V a l u e T y p e ( e . g. . D a t e V a l u e Gain I d e n t i t y o fe , a e m p t f r o m p r i o r d i s c lo s u r e Code I d i v . , r e n t , ~ o d ~ 2 M e t h o d buy, sell, m m / d d / y y Code 2 C o d e I buyer / se l l er( A - H ) o r i n t . ) ( J - p ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

1 8 . -Fide l i ty Adv . Grow & ln c, -T

19 . -Fideli ty Adv. Divers Infl.-T

20 . -Fide l i ty ~dv . MidCap II CL -T

21 . .Fide l i ty Adv . V a l L eade r soT

22 . -Fide l i ty Adv. LVGD Co. S&K CL-T

23 . Firs t Na t iona l Bank o f O m aha - P ro f i tS h a r i n g & 4 0 1 ( k ) F S B & B24. -Goldm an Sachs -L ! .S. Gov ernm en t MoneyMarke t Fu nd25. - B e r k s h i ~ H a t h a w a y , I n c . C l a s s A C o m m o n

26 . - M a r s i c o ] : o c u s F u n d

2 7 . - M m s i c o G r o w t h F u n d

2 8 . - O a k m a t k E q u i t y & I n c o m e I F u n d

2 9 . - T R o w ~ P r i c o E q u i t y I n c o m e F u n d

D Div. & Int. O TD i s t r i b u t e d( par t ) 0 1 1 0 1 / | 0

J

J

J

K

L I n c o m e G a i n C o d e s : A 3 5 1 , 0 0 0 o r l e s s B = S t , 0 0 1 - $ 2 , 5 0 0 C = $ 2 , 5 0 1 - $ 5 , 0 0 0 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0( S e e C o t u r t m s B I a n d D 4 ) F = $ 5 0 , 0 0 1 - S t ~ 0 . O 0 0 O = --$ g)0 .O0t - $ t .00O, ~00 ~lt =$l,0~,O~t - $5.000,000 t t 2 = M o l e t h a n $ 5 , 0 0 0 , 0 0 0

2 . V a l m : C o d e s $ = $ 1 5 , 0 ~ 0 o ~ t ~ * s K = $ 1 5 , ~ 1 - $ 5 0 , 0 0 0 ~ ~ $ 5 0 , 0 0 | - $ 1 0 0 , 0 0 0 M = $ 1 0 0 , 0 0 l - $ 2 5 0 , 0 0 0( ~ e C o l u m n s C I a n d D 3 ) N ~ $ 2 5 0 , 0 0 1 - $ ~ 0 , 0 0 0 O = $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 P I = $ 1 , O 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0 P 2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0

p $ ~ - $ 2 5 , 0 0 0 , 0 0 1 $ 5 0 . 0 0 0 , 0 0 0 P 4 = M o r ~ t h ~ n $ 5 0 , 0 ( 1 0 ,0 0 03 . V a;~ M e th o d C o ~ e ~ Q ~ A p p r a ls a l R ~Co~t { Rr .a l Esta t*: Only ) S = A s v ~ s m t : r .t T = C a s h M a r k e t

( .~ Column C2) U - - B o o k V a h ~ e V = O t h e r W = E s t i m a t e d

E - $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0


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FINANCIAL DISCLOSURE REPOR TPage 6 o f 7

Name of Per son Repor t i agR i l e y , W i l l i a m J .

D a t e o f R e p o r t05/I 1/2011

VHI. ADDITIONAL INFORMATION OR EXPLANATIONS. a~o,,p~,,of,,~,o,~7


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FINANCIAL DISCLOSURE REPORTPage 7 o f 7

N ame o f Pe rson R epor t ingR i l e y ~ W | l ] i a m J .

Date o f R epor t05/11/201 i

IX . CERTIFICATION.I c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , I f a n y ) i sa c cu r a te , t r ue , a n d c o m p l e t e t e t h e b e s t o f m y k n o w l e d g e a n d b e t i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i ca b l e s t a t ut o r yp r o v i s io n s p e r m i t t i n g n o n - d i s c lo s u r e .I f ur t h e r ce r t i fy t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c ce p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i n

o m p f l a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e L s e q . , 5 U .S . C . 7 3 53 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

N O T E t A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L YA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p , 1 0 4 )

C o m m i t te e o n F in a n c i a l D i s cl o s u reA d m i n i s t r a t iv e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r cl e , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

William J Riley Financial Disclosure Report for 2010

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