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    Why Transformers Fail

    By

    Hongzhi DingRichard Heywood

    John LapworthSimon Ryder

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    WHY TRANSFORMERS FAIL

    Hongzhi Ding, Richard Heywood([email protected] ) ([email protected] )

    John Lapworth and Simon Ryder ( [email protected] ) ([email protected] )

    Doble PowerTest Ltd.5 Weyvern Park, Peasmarsh, Guildford, Surrey, GU3 1NA, United Kingdom

    Abstract

    Knowledge from the tear down investigation of faults and failures in power transformers is of vital importance in understanding the results from the dissolved gas analysis (DGA) andelectrical condition assessment measurements and preventing further incidents. This technical

    article discusses with examples the common failure modes observed in the scrapped power transformers. The review will also outline what we can do that is effective in preventing power transformer failures, with examples, too, showing how the developing failures could be saved through continually Transformer Asset Health Review by effective DGA analysiscombining with effective condition assessment.

    Introduction

    While assisting in the investigation of unexpected transformer failures is an important aspectof the work, there are many examples of transformer component defects and faults that weredetected well before an unexpected failure could occur, i.e. during routine dissolved gas

    analysis (DGA), electrical condition assessment and maintenance operations. Many in-service power transformers are now required to operate beyond their original design life,mainly as a consequence of missing-match between the large number of ageing transformersand the limited resources available to source replacements for them; and also because theseageing transformers are still in reasonably good working condition although their conditionand ability to carry peak loads are usually unknown. As part of the transformer asset healthreview and life extension program, over the years Doble PowerTest have records of detailedforensic teardown inspection of more than hundred large power transformers. This involveswitnessing the process of scrapping and making a thorough inspection of each component toassess its condition. This teardown of power transformers has enabled the conditionassessment of components that would not normally be addressed during routine maintenance because of their inaccessibility. Knowledge of the causes of transformer in-service failures,together with assessments made during strip downs of transformers removed due to high risk exposure, have given significant insight into modes of deterioration/failure in particular design groups. This has been translated firstly into a diagnostic strategy for assessing thecondition of power transformers nearing the end of their life and then integrated into assethealth and asset risk reviews and finally utilized in aged transformer replacement planning.

    Doble PowerTest’s experiences thus far reveal most transformer failures are not due to oldage, but localised damage or ageing due to some limitations in design and manufacture,application and maintenance [1-4]. Sometimes a power transformer does fail without any

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    warning notice. In most cases, however, the symptoms of developing fault and failure can bedetected, prevented or eliminated.

    Transformer Design and Construction

    As electrical devices that transfer energy from one electrical circuit to another byelectromagnetic coupling without moving parts, power transformers are normally regarded ashighly reliable assets because they are designed and constructed by time-proven technologyand materials. It is generally believed that the transformer designed and built at the turn of the20th century was already a mature product as the essential features of the device remainunchanged to date, although the transformer continues to evolve [5, 6].

    The principles that govern the function of all electrical transformers are the same regardlessof size or application [5]. The typical power transformer is submerged in mineral oil for insulation and cooling and is sealed in an airtight metallic tank. Low- and high- voltage power lines lead to and from the coils through bushings. Inside the transformer tank, core andcoils are packed close together to minimise electrical losses and material costs. The mineraloil coolant circulates by convection through external radiators. Figure 1 shows three windingassembly on core viewed from the HV side and after the tank being removed.

    Figure 1Three winding assemblies on core, HV side view

    The essential parameters that characterise the ideal transformer depend, to a large extent, onthe properties of the core. The properties that are critically important in transformer corematerials are permeability, saturation, resistivity and hysteresis loss. It is generally believedthat it is in the core that the most significant advances in power transformer design andconstruction have been made [6].

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    The performance of power transformers depends on dielectric insulation and cooling systems.These two systems are intimately related, because it is the amount of heat both the core andwinding conductors generate that determines the permanence and durability of the insulation,and the dielectric insulation system itself is designed to service to carry off some of the heat.

    It is vital that the insulation utilised in a power transformer must be able to separate thedifferent circuits; isolate the winding core and outer case from the circuits; providemechanical support for the electrical coils and withstand the mechanical forces imposed by power system surges and short circuits. Generally Kraft paper has been utilised for windingconductor insulation, high density pressboard for inter-winding and inter-phase insulation,and crêpe paper for lead insulation. The critical properties that determine the functional lifeof dielectric oil/paper insulation are chemical purity, thermal stability, mechanical anddielectric strengths.

    What Causes a Power Transformer to Fail?

    It is generally believed that failure occurs when a transformer component or structure is nolonger able to withstand the stresses imposed on it during operation.

    During the course of its life, the power transformer as a whole has been suffering the impactof thermal, mechanical, chemical, electrical and electromagnetic stresses during normal andtransient loading conditions. The condition of the transformer deteriorates gradually rightfrom the start, resulting in

    Reduction in dielectric strength (i.e., the ability to withstand lightening and switchingimpulses);

    Reduction in mechanical strength (i.e., the ability to withstand any through faults); Reduction in thermal integrity of the current carrying circuit (i.e., the ability to

    withstand overloads); Reduction in electromagnetic integrity (i.e., the ability to transfer electromagnetic

    energy at specified conditions including over-excitation and overloading).

    A failure ultimately occurs when the withstand strength of the transformer with respect to oneof the above key properties is exceeded by operating stresses.

    A useful way of thinking about failure of a power transformer could be illustrated in Figure 2,

    as proposed by CIGRE WG 12.18 [7, 8]. In its early life of service, the power transformer hasa sufficient spare safety margin between the various types of transient service stress andcapability. Here “strength” and “stress” are used generically to cover any kind of incident-thermal, mechanical or electrical events. However, after a period of general ageing this maynot be the case. At some point in the deterioration process, probably long before the usefullife is run out, one or more parts of the transformer may well have changed just enough or even failed such that the transformer no longer performs as required, e. g. even if a transient,such as an overvoltage or close-up short circuit has been successfully withstood failure couldoccur at the next transient.

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    Increasing AgeNew Old

    Insulation Strength

    IncidentsInsulationStress

    InsulationSpareMargin

    Reducing Strength withtime and after incidents

    Failure

    Increasing AgeNew Old

    Insulation Strength

    IncidentsInsulationStress

    InsulationSpareMargin

    Reducing Strength withtime and after incidents

    Failure

    Figure 2A conceptual failure model proposed by CIGRE WG 12.18 [7,8]

    From our records and case histories data, failures of power transformers are commonlyassociated with localised stress concentrations (faults), which can occur for several reasonsincluding:

    Design and manufacture weakness, e.g. poor design of conductor sizing andtranspositions, poor joints, poor stress shield and shunts, poor design of clamping,

    inadequate local cooling, high leakage flux, poor workmanship, etc.; The microstructure of the material utilised may be defective right from the start, e.g.containing micro-voids, micro-cracks etc.;

    Corrosive attack of the material, e.g. sulphur corrosion on paper and conductor can alsogenerate a local stress concentration.

    Weakness in transformer design, construction and materials could be covered by low loading.However, increasing loading and extended periods of in-service usage will uncover theseweaknesses.

    Common Failure Modes

    Failure modes of large power transformers are not always straightforward. But purely froman assumption of the failure experienced in a large power transformer, most transformer failures can be classified into either one or a combination of more than one of the followingthree modes:

    Breakdown of insulation as a whole, due to severe solid insulation ageing; Breakdown of insulation by part, due to premature ageing by localised high temperature

    overheating; Mechanical failure of windings.

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    Common among many of the transformer failure modes is a shorted turn. The shorted turnwas developed as a result of breakdown of the solid insulation which causes windingtemperature shoot-up. The breakdown of solid insulation could be due to the natural wear of insulation or repeated overloading or cooling system deficiency, which often result in severeageing of winding insulation. This type of failure (shorted turns without any prior warning or obvious system cause) is a typical ‘end of life’ failure mode. If the transformer runsabnormally hot and/or develops less than its normal out voltage, one can safely assume the possibility of shorted turns.

    Electrical breakdown is a common failure mode for power transformers, too. The electrical breakdown could be developed by a number of reasons such as ageing of insulation,excessive moisture content, deformed windings etc. Moisture reduces the dielectric strengthof insulation and can promote the occurrence of surface creeping discharges on the pressboard barriers and lead to a flashover. Deformed windings indicate not only a high levelof force that may have broken or abraded the winding conductor insulation, but also areduction in electrical clearance. This mechanical failure of windings will then manifest itself as an electrical breakdown which actually causes failure of transformer.

    Poor design and overheating are very much interrelated and make for high failure modes. Inthe bottom end, lack of cooling causes either general or localised high temperatureoverheating, resulting in rapid insulation deterioration and damage progression. Breakdownof insulation between the core and main tank may lead to circulating currents in thecore/frame/tank and result in local overheating. Circulating current in the tank can producehotspots in the tank and across gasket joints, resulting in partial discharges emanation fromthe ground potential surfaces of the tank and parts mounted on the tank. Note localoverheating in current carrying circuit, if not extremely severe, often will not itself causedirect failure of the transformer, but will reduce the mechanical strength of the insulation sothat when the transformer is subjected to a system fault close to the terminals, it will then fail[5]. This is similarly true for winding movement.

    Poor design and loose clamping are very much interrelated and make for high failure modes,too. The most well-known design problem with loose clamping is arcing/sparking fault at theloose clamping bolts, which compromises the mechanical strength of the transformer andmakes diagnosis of dielectric faults using DGA difficult. The arcing/sparking discharges alsolead to deterioration of the oil and the production of fine carbon, which compromises thedielectric integrity of the transformer.

    Three Case Studies on Transformer FailuresCase 1: Transform er Fai lure Due to Sho r ted Turns

    In April 2009, a 30 year old 750MVA 400/275/13kV autotransformer tripped on Buchholz.Analysis of a subsequent DGA sample from the Buchholz clearly indicated a fault. Electrical protection had shown unusual waveforms on the middle phase immediately before the trip.Condition assessment tests after the trip are shown in Table 2 (turns ratios) and Table 3(winding resistances). Measured ratio for the middle phase differs from expected value bythree times more than allowed (0.5%), indicating lost turns, and lower than expected value

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    indicates the fault is in series winding. Winding resistance measurements confirm fault in themiddle series winding, which was unlikely to be unlikely to be economically repairable.

    During the scrapping, after the wraps of the middle phase series winding were removed, theshorted turns in the 2nd and 3rd discs of series winding was found and these seemed to be particularly severe. Figure 3 shows a picture of failure by shorted turns. There was extensiveloss of conductor and conductor insulation in the upper part of the series winding, which isunlikely to be economically repairable.

    Table 2Turns ratios measurement on a 750MVA autotransformer after Buchholz trip

    Measured RatiosExpected ratio Applied HV-N voltage, kVA phase B phase C phase

    0.3 1.435 1.4521.455 12.0 1.456 1.455

    Notes: Measurements made at 0.3 and 12 kV, using Doble M4000 Insulation Analyser and Doble TTR capacitor.

    Table 3Winding resistances on a 750MVA autotransformer after Buchholz trip

    Winding A phase B phase C phaseSeries (400 to 275 kV) 0.1783 0.3296 0.1778

    Common (275 kV to neutral) 0.5236 0.5222 0.5236 Notes: Measurements made at 5A using Tinsley 5896 Transformer Microhmeter.According to WTI’s, transformer was at 15°C.

    Figure 3Failure of transformer by shorted turns

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    Figure 4Comparison in colour of conductors in A/red phase series winding top disc: from left to right

    is outermost strand, middle strand and innermost strand

    The worst degree of polymerisation (DP) measurement obtained was 142/146 (average 144)from the middle strand of top disc of the middle phase series winding. The next worst resultwas 151/161 (average 156) from the middle strand of top disc of A/red phase series winding.The DP results on paper samples showed that apparently the insulation condition of the serieswinding had reached the end of its life. The DP analysis on paper samples also showed thatthe winding hotspot was located in the middle strand of the upper part of series winding.Figure 4 shows a visual comparison of conductors taken from A/red phase series winding topdisc, from left to right is the outermost strand, middle strand and innermost strand,respectively. Note the severe discoloration of the middle strand conductor which implies notonly the location of series winding hotspot, but also the inadequate cooling design in theseries winding.

    The learning point from this case study is that the short turn was developed as a result of severe winding conductor insulation ageing which was partly a function of the age of the

    transformer and the loading to which it had been subjected. The thermal design of the serieswinding, however, led to localised overheating of certain areas, including the point of failure.

    Case 2: Transfo rm er Fai lure Due to a Flasho ver

    In the middle of 2006, a 42 year old 30MVA 132/11kV station transformer failed releasingoil to the ground from the busting discs. It was believed the transformer might have beensubjected to through fault before its failure.

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    Figure 5Failure of transformer by a flashover in the main tank

    Figure 6Close-up of the middle phase winding bottom end-blocks

    from HV side (left) and LV side (right)

    During the strip down it was found that the failure actually involved one severearcing/sparking fault in the main tank, which was located between the bare copper stripconnected to the middle phase LV winding line end and the middle phase top steel clamping platform in the LV side, where the arcing seemed to be particularly severe so that both the bare copper strip and the corner of the steel clamping platform had been damaged. Figure 5shows a picture of failure by flashover in the main tank.

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    Table 4Fault investigation on a 120MVA autotransformer

    Figure 7Collapsed B phase tap winding

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    What Can We Do That Is Effect ive in Prevent ing Transform er Fai lures in Our Subs ta t ion?

    Why transformers fail is easy to understand. However, getting more transformer engineers todo their part in preventing failures is the hard part. So, what can we do that is effective in preventing transformer failures in our substations?The simple answer is that a power transformer must be replaced when it no longer meets therequirement of system reliability and before it fails [4]. In order to be able to replace thetransformer before it fails, it is considered necessary to have a transformer asset health reviewmethodology to analysis and prevent in-service failure [1-3]. This involves using informationfrom a wide range of sources, including oil tests, on-line and off-line condition assessmenttests and visual inspections. However, knowledge of transformer designs and of their strengths and weaknesses is essential to understanding the other information. Given the ageof many of the transformers, such information is now in many cases only obtainable throughwitnessing the scrapping of transformers.

    The following three case examples illustrate how developing failures could be managed andeven saved by effective DGA analysis combining with effective condition assessment tests.

    Case 4: Developing Fai lure Due to Loose Clamping and Leakage Flux

    In early 2009 a 43 year old 240MVA 275/132/13kV autotransformer was taken out of theservice as per the planned replacement. This transformer had been suffering from the knownloose clamping for many years, and the strip down inspection of a sister transformer one year before it was removed from the system had provided valuable information about the likelycondition of this transformer believed to be significantly in risk of failure.

    During the scrapping it was found that approximately one third of the clamping bolts showedsigns of having been loose in the past. Certain clamping bolt bosses showed signs either of spark erosion or of hammering (elongated slots). Overall the winding clamping was in a very poor condition and looks much worse than what was seen from the scrapped sister transformer a year before. The loose clamping had resulted in severe arcing/sparkingdischarges developing at a large number of the clamping bolts/bosses, producing fine carboncontamination everywhere particularly on the top frame surfaces. The loose clamping hadalso resulted in relaxed coil assembly leading to the development of partial discharges andfine carbon contaminations produced inside the windings. Figure 8 close-up shows the severe

    loosing clamping fault. Note how one of the missing clamping bolts had become embeddedin the insulation above the tertiary winding, as shown clearly in the picture on the right handside. Here it was electrically shielded by steel clamping ring. The same picture also shows a bent clamping bolt.

    During scrapping the possibly burned electrostatic shields were also noted and those seemedto be extremely severe. Figure 9 shows a picture of the copper foil having become severelyoverheated by the leakage flux, resulting in damage to the bottom end clamping platforms aswell as to the adjacent insulation. This was not particularly apparent from dissolved gasresults.

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    In conclusion, the findings of the severe loose clamping plus the burned electrostatic shields provided conclusive evidence to confirm that this transformer had reached the end of its lifeand certainly was not capable of continuing service.

    Figure 8Loose clamping faults from LV side (left) and A phase end (right)

    Figure 9The burned electrostatic shields: general view (left) and close up (right)

    Case 5: Developing Failure Due to L ocal ised Overheat ing

    In early 2009 the decision was made to scrap a 1996-made 240MVA 400/132kV (no tertiary)autotransformer, believed to be significantly in risk of failure from localised high temperatureoverheating in current carrying circuit.

    This transformer had been suffering from a thermal fault in the main tank before it wasremoved from service. Fitting a frame earth resistor had not stopped the development of thefault. It was believed, therefore, that the thermal fault had not been caused by a circulatingcurrent in the core/frame/tank.

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    The dissolved gas levels in the main tank had been typical of the larger transformer population until a year before the transformer was removed from the system. There was thena rapid rise in the ethylene level, accompanied by rises in the hydrogen, methane and ethanelevels. The last sample before the transformer was removed from service contained 324 ppmof ethylene, 302 ppm of methane, 144 ppm of hydrogen and 123 ppm of ethane. Thedissolved gas signature clearly indicates a serious thermal fault in the main tank whichdeveloped through 2008. The rate of deterioration seems to have increased during the year.The carbon monoxide level had been less than 500 ppm for much of the service years but theratio of carbon dioxide to carbon monoxide varied between 2 and 45. These both seemed tosuggest little to moderate solid insulation ageing only. However, the relative proportions of gases suggested a localised high temperature overheating fault involving solid insulation(relatively high hydrogen and methane, low acetylene, ethylene/ethane ratio < 4).

    Based on winding resistance measurements, it was suspected that there was likely a bad jointin the C phase LV current carrying circuit, but internal investigation inspected all joints andconnections around the C phase LV terminal and there was no clear indication of any problem. It was finally concluded that the fault must be inside the C phase common winding.

    During scrapping, after the C phase common winding was pushed out, it was found that all joints were shown to be healthy and there was no clear indication of any problem. Figure 10shows a picture of a developing failure point within the common winding due to localisedoverheating. The localised high temperature thermal fault had caused extensive loss of conductors and insulations but had not led to a short-circuited turn developing yet.

    Figure 10Developing failure point within common winding due to local overheating

    The learning point from this case study is that this developing failure does not seem to have been caused or exacerbated by the design of the transformer, although the root cause of the

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    thermal fault was not actually known. It could, however, be caused by any one of thefollowing reasons: microscopic conductor damage from new; weak joint in conductor; slack damping/fretting which resulted in the loss of insulation; and a system transient.

    Case 6: Developing Fai lure in a Transformer Saved by DGA Analysis

    This is the case of a 750MVA 400/275/13kV autotransformer built in 1967 and currently stillin service. Over the last few years this transformer has developed severe thermal fault twice but all saved by effective DGA analysis.

    In late 2005, the transformer was removed from service because of rapidly increasingdissolved gas results which indicated a bare metal fault inside the main tank (high ethylene asthe dominant gas). The following electrical tests, including winding resistance measurements, pointed to a winding joint problem associated with the tertiary winding, most likely involvingconnections to the tertiary bushings. An internal inspection revealed faulty joints in theinternal connection between one of the main tank tertiary bus-bars and the left hand tertiaryterminal (3C2) in the tertiary loading box at the A phase end of the tank. This was originallya multi-part single aluminium bar, whereas the 3B2 and 3A2 leads were double copper bus- bars. The fault appeared to be due to a poorly bolted connection in the cranked part of theconnection where it left the tertiary loading box to rise up towards the top of the main tank toconnect to the tertiary bus-bars. As part of the repair a second parallel copper bus-bar wasadded to the 3C2 lead.

    Unfortunately, after the transformer was returned to service and tertiary loading (by a shuntreactor) resumed, further gassing was observed. Analysis of tertiary winding resistancemeasurements made after the 2005 repair suggested another high resistance joint problemwith the 3A2 connection. During a planned outage in 2008 these resistance measurementswere repeated and confirmed. After the oil was drained a visual inspection took place and alarge carbon deposit was found at the base of 3A2 bushing on the joint between the flexibleand the bushing.

    Figure 11Developing failure point due to local overheating: bus-bar joint in tertiary connections (left)

    and bushing joint (right)

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    Figure 11 shows a developing failure point in the main tank due to local overheating. Notethe left picture shows an overheated bus-bar joint in tertiary connections and the right pictureshows overheated bushing joint.

    Figure 12Tertiary winding connections in the studied 750MVA autotransformer

    Table 5Tertiary winding resistance measurements before and after repair

    Measured resistance, mΩ

    Measurement Before repair 11/6/0821.6ºC, 41% RH

    After repair 3/7/08

    17.4ºC, 56% RH

    After repair 17/7/08

    16ºC, 89% RH(1) TA to 3A2 11.023 8.211 7.802(2) TA to 3B2 15.732 15.874 15.836(3) 3A2 to 3B2 10.783 7.624 7.745(4) 3B2 to 3C2 8.085 8.032 8.010(5) 3C2 to 3A2 18.650 15.354 15.590(6) TC to 3B2 8.124 8.112 8.046(7) TC to 3C2 0.4281 0.4273 0.3722

    Notes: Measurements made with Tinsley resistance meter

    After the repair the winding resistances were measured again, and these confirmed that therewere no further tertiary resistance anomalies. Note that in Figure 12, the tertiary windingconnections in this transformer are somewhat unusual in that all three corners of the tertiaryare brought out to the A phase end of the transformer for tertiary loading, while the originalarrangement of bringing out one corner (TA and TC leads) for closing and earthing externallyis retained out at the C phase end. Table 5 summarises the tertiary winding resistancemeasurements before and after repair.

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    The learning point from this case study is that developing failures due to bad joints in maintanks of transformers could be saved just by effective DGA analysis combining with effectivecondition assessment tests.

    Conclusions

    Fault and failure investigations on power transformer components have an important role inimproving reliability and managing the risk of transformer failure. The identification of the primary cause of failure and the subsequent analysis enable recommendations for correctiveaction to be made that hopefully will prevent similar failures from occurring in the future.

    Most unexpected power transformer failures happen because of maintenance oversights andover loadings. Couple your understanding of how power transformer components aresupposed to function with a careful look at tell-tale damage, and you can prevent recurrences.

    When design error and/or weaknesses developing over time are uncovered, enhanced

    monitoring/investigation on sister units built by same manufacturer will help in preventingfuture failures and therefore aid in managing the risk of unexpected failure.

    References

    [1] R. Heywood, J. Lapworth, L. Hall, and Z. Richardson, “Transformer lifetime performance: Managing the risks”, 3rd IEE International Conference on Reliability of Transmission and Distribution Networks, London; February 2005.

    [2] R. Heywood and A. Wilson, “Managing reliability risks-Ongoing use of ageing system power transformers”, Doble Israel Conference 2007.

    [3] A. Wilson, R. Heywood and Z. Richardson, “The life time of power transformers”,Insucon 2006, 24-26 May 2006, Birmingham, UK.

    [4] H. Ding and S. Ryder, “When to replace aged transformers? Experiences from forensictear downs and research”, Euro TechCon 2008. Liverpool, 18-20 November 2008.

    [5] M. J. Heathcote, J & P Transformer Book, 13th edition, Elsevier 2007.[6] J. W. Coltman, “The transformer”, IEEE Industry Applications Magazine, pp. 8-12,

    Jan/Feb 2002.[7] CIGRÉ Working Group 12.18, “Guide for life management techniques for power

    transformers”, CIGRÉ Brochure No. 227, 20 January 2003.[8] CIGRE WG 12.18 “Life management of transformers, draft interim report”, July 1999.