Wesley E Brown Financial Disclosure Report for 2010

8/3/2019 Wesley E Brown Financial Disclosure Report for 2010

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ReV: J /2011 ]FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Repor t ing ( las t name , f i r s t , middle ini t ia l )Brow n , We s le y E .

4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part-t ime)

U. S . Dis t r ic t Senior Judge

7. Chambers or Off ice Address414 U. S . Cour thouse401 North Market StreetWichita , Kansas 67202

2. Court or OrganizationDis t r i c t o f Ka ns a s

3. Date of Report05/02/2011

5a. Repor t Type (check appropr iate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the informat ion contained in th i s Repor t and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.

Reviewing Officer Date

6. Reporting Period01/01/2010

to12/31/2010

IMPORTANT NOTES : The instruct ions accom panying this form m ust be fol lowed. Co mplete a l l parts,check ing the NONE box for each par t where you have no repor table information. S ign on las t page.

I . P 0 S I T I 0 N S . m c p o r t i n g i n d i v i d u a l only; see p p . 9 - 1 3 o f f i li n g instructions.)[~] N O N E (No reportable positions.)

POSITION

2.

3.

4.5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . m c p o n i n g i n d i v l d u a l o n l y ; s e e p p . 1 4 - 1 6 of filing instructions.)~] N O N E (No reportable agreeme nts.)

DATE P A R T I ES A N D T E R M S


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t in gB r o w n , W e s l e y E .

D a t e o f R e p o r t05/02/2011

III. N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of f!ling instructions.)A. Filers Non-lnvestment Income

~ (No reportable income.)O N E n o n - i n v e s t m e n tDATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - ln v e s tm e n t I n c om e - l f you were ma rried during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)DATE SOURCE AND TYPE

1 .

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmen~(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

N O N E ( N o reportable reimbursements.)SOURCE DATES LOCATION

1 .2.3.

4.5.

PURPOSE ITEMS PAID OR PROVIDED


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N a m e o f P e r s o n R e p o r t in gBrown, Wesley E.

Date of Report05/02/2011

V . G I F T S . a n c l u d e s tho,e to spouse ,nd dependent children; see pp. 28-31 of filing instructions.)N O N E ( N o reportable gifts .)

SOURC E DESC RIPT ION1 .2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n e l u d e s t h o s e o f s p o u s e . u d dependent children; see p p . 3 2 - 3 3 of filing instructions.)N O N E ( N o reportable liabilities.)

CREDI TO R DESC RIPT IONI.2.3.

4.5.

VALUE CODE


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FINANCIAL DISCLOSURE REPORTPage 4 of 7 Ia m e o f P e r s o n R e p o r t in gBrown, W esley E. Date of Report05/02/2011

VII . I N V E S T M E N T S a nd T R U S T S - income, vatue, transactions (Includes those of sp .... and de pendent ch i ldren; see pp . 34-60 o f f i l ing instructions.)---] N O N E (No reportable income, assets, or transactions.)

Description of Assets Income during(including trust assets) reporting period of reporting period

(I) (2) (1) (2) (1 )Place "(X)" after each asset A m oun t Type (e.g., Value Val u e Type (e.g.,

exempt from p rior disel0sure Code I div., rent, Code 2 Method buy, sell .(A-H) o r i n t . ) ( J - P ) Code 3 redemption)(Q-W)

Transactions during reporting periodross value at end(2} (3) (4) (5 )

D a t e Value G ain Identity ofmm!dd/yy Code 2 C o d e 1 buyer/seller

( J - P ) (A-H) (if privatetransaction)

2.

3.

4.

5.

6.

7.

8.

9.

1 0 .

II.

1 4 .

1 5 .

1 6 .

1 7 .

In t rus t Bank ( check ing) A Interest KAm er . Ind . Kan .Tax Ex . Bond Fund #2332 E Dividend O

Am e r ica n I nde pe nde nce I n t l E q u ity I C I . A D i v i d e n dI M S S X

Fran klin S tra teg ic Se ries Sm C ap G wth N o n eF R S G XFede ra ted Munic ipa l Obl iga t ions Fund - IS A Dividend#852

T Rowe P r ice Growth S tk Fd Inc Com A

Am er . Indep . S tock Fd . Se rv

G o l d m a n S a ch s M i d C a p Va l u e F u n d - I n s t A

Dividend

K

B Dividend K

Dividend

TT Bu y 02/10/10( add l )

B u y 05/18/10( add l )Bu y I 1/17/10( add l )

T Bu y 02/I 0/l 0( add l )

Bu y 05/18/10( add l )

So l d 11/17/10( p a r t )So l d 02/10/10 i

T Bu y 12131/I0( add l )So l d 12/31/10(part)

T Bu y 02/10/10( add l )So l d 05/18/10( p a r t )So l d I 1/17/10(part)

T So l d 02/10/ l 0(part)So l d 05/18/10(part)So l d I 1/17/10(part)

T So l d 02/10/I 0( p a r t )

K

JKJ

JJJLKJ

J

JJ

J

J

J

A

A

1 . I n c o m e G a i n ~ 0 d c s : : A --$1~000 or less( Se e C ol um n s B I a nd D4 ) F = $5 0,0 01 - $ I0 0,0 00

2. Va lue Codes J = $15;000 or less(S ee Co lumns C t and D 3) N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =Appra i s al(S ee Co lumn C2 ) U = B ook Value

=$ 1 , 001 - $ 2 , 5 00= $ 1 o o , o o 1 - $ 1 , 0 o o l o o o=$ 1 5 , 001 - $ 5 0 , 000= $5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0

= C o s t ( R e a l E s t a te O n l y )= O t h e r

C =$2,501 - $5,000H I =$ 1,000,001 - $5,000,000L =$50,001 - $100,000P I =$ 1,000,001 - $5,000,000P4 =More than $50,000,000S = A ssessmen tW =Estimated

D =$5,001 - $15,000H2 =More than $5,000,000M =$ 100,001 - $250,000P2 =$5,000,001 - $25,000,000T = Cash Markc t

E =$15.001 - $50,000


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N a m e o f P e r s o n R e p o r t in gBrown, W esley E.


V I I . I N V E S T M E N T S a n d T R U S T S - in c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~-~ N O N E (No reportable income, assets, or transactions.)

Descr ip t ion o f Asse t s I n c o m e d u r i n g( inc lud ing t rus t a s se t s ) r epo r t ing pe r iod

(1) (2)Place "(X)" after each asset A m o u n t T y p e ( e . g .,e x e m p t f ro m p r i o r d i s c l o s u r e C o d e 1 d i v . , r e n t ,(A-H) or int.)

G r o s s v a l u e a t e n d Transac t ions dur ing r epo r t ing pe r iodo f r e p o r t i n g p e r i o d

(1) (2) (I) (2) (3) (4) (5 )Value Value T y p e ( e . g . , D a t e Value G a i n I d e n t i t y o fC o d e 2 M e t h o d buy, sell, m m / d d/ y y C o d e 2 C o d e 1 buyer/seller( J - P ) C o d e 3 redemption) (J-P) ( A - H ) ( i f p r iva te

( Q - W ) t r ansac t ion )

t8 .1 9 .

20 .21.

[22.23 .24 .25 .26 .

27 .28.

29 .30 .31 .

32 .

Federated Inter. Mu n. Trust Class Y

Vanguard 500 Index Fund

Am er ican Century In te rmed . Te rm Tax F reeBond Fund

F ide l ity Advisor Sma l l Cap Fund

M FS Intl. Diversification Fund

B Dividend

A Dividend

D Dividend M

A Dividend

A Dividend

Sold 05/18/10 J(part)Sold 11/17/10 J(part)Sold 02/10 /10 M

T Sold 02/10/10 J(pan)So ld 05 /1 8/1 0 J(part)Sold 11/17/10 J(part)

T Buy 02/10/10 M

Bu y 05/18/10 J( add l )Bu y 11/17/10 J( add l )

T Buy 02/10/10 J

Sold 05/17/10 J(part)Sold 11/17/10 J(part)

T Bu y 0 2 / 1 0 / 1 0 JBu y 05 /18/10 J( a d d l )Bu y 1 1 / 1 7 / 1 0 J

(addl)

A

A

L Income Gfiin Codes: A =$1,000 or less(See Columns B 1 and D4) F =$50,001 - $100,000

2. Value Codes J =$15,000 or less(S ee Co lumns C I and D 3) N =$250,001 - $500,000

P3 -$25,000,001 - $50,000,0003. Value Method Codes Q =Appra i sa l

(S ee Co lumn C2 ) U =Book Value

B = $1 ,001 - $2 ,500G =$100,001 -$1,000,000K=$15,001 - $50,000O= $500,001 - $1 ,000,000R =Cost(Real Estate Only)V = Oth er

C = $2 ,501 - $5 ,000H I =$1,000~001 - $51000,000L =$50,001- $100,000PI $ 1 , 000 ,001 -$ 5, 000 , 000P4 =More than $50,000,000S =AssessmentW= E st ima tcd

D =$5,001 - $15,000H2 =More than $5,000,000M = $100,00l - $2 50,000P2 =$5,000,001 - $25,000,000T = Cash Marke t

E =$15,001 o $50,000


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N a m e o f P e r s o n R e p o r t in gBrown, W esley E.


VIII. ADDITIONAL INFORM ATION OR EXPLANATIONS. (lndicatepart of report.)


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Name of Person Repor t ingB r o w n , W e s l e y E .

Date of Repor t05/02/2011

IX. CERTIFICATION.1 c e r t i f y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d in g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c ura t e , t r ue , a nd c om pl e t e t o t h e b e s t o f my kn owl e dge a n d b e l i e f , a nd t h a t a ny i n fo rma t i on no t r e po r t e d wa s wi t h h e l d b e c a use i t me t a pp l i c a b l e s t a tu t o ryp rov i s i ons pe rmi t t i ng non -d i sc l o su re .1 f u r t h e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i ch h a v e b e e n r e p o r t e d a r e i ncomp l iance wi th the p rovi s ions o f 5 U.S .C . app . 501 e t . seq ., 5 U.S .C . 7353, and Jud ic ia l Conference reg ula t ions .

Signature: S/Wesley E. Brown

N O T E : A N Y I N D I VI D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I ES O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

C om m i t t ee on F inanc ia l D i sc losu reAdminis t ra t ive Off ice of the Uni ted S ta tes Cour tsSui te 2-301O n e C o l umb us C i r c le , N . E .W ash ing ton , D . C . 2 05 4 4

Wesley E Brown Financial Disclosure Report for 2010

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