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    PSA201PSA201Film Theory & AppreciationFilm Theory & Appreciation

    WEEK 2WEEK 2 -- TheoryTheory

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    Film TheoriesFilm Theories

    It sheds light on what is the essential nature of cinemaIt sheds light on what is the essential nature of cinema

    Most theories of film are concerned with the widerMost theories of film are concerned with the widercontext of the mediumcontext of the medium its social, political andits social, political andphilosophical implications.philosophical implications.

    Theorists explores the essential nature of cinemaTheorists explores the essential nature of cinemaWhat differentiates it from other art forms? What are itsWhat differentiates it from other art forms? What are itsbasic propertiesbasic properties

    TheoryTheoryIs an intellectual grid, a set of aestheticIs an intellectual grid, a set of aestheticgeneralizations, not eternal verities.generalizations, not eternal verities.

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    Traditionally, theorists have focusedTraditionally, theorists have focused

    their attention on 5 areas of inquirytheir attention on 5 areas of inquiry

    a) the work of arta) the work of art

    b) the artistb) the artist

    c) the audiencec) the audience

    d) the contentd) the content

    e) the technology determinisme) the technology determinism

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    Film TheoriesFilm Theories

    Theories of Realism (realists)Theories of Realism (realists)

    Formalist Film Theories (formalists)Formalist Film Theories (formalists)

    The Auteur TheoryThe Auteur Theory

    Eclectic and Synthetic TheoriesEclectic and Synthetic Theories Structuralism andStructuralism and SemiologySemiology

    HistoriographyHistoriography

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    Theories of RealismTheories of Realism

    Most theorists of realism emphasize theMost theorists of realism emphasize the

    documentary aspects of film artdocumentary aspects of film art Subject matters is paramount in theSubject matters is paramount in the

    cinema of realismcinema of realism-- actual events,actual events,situations &situations &happenningshappennings..

    Movies are evaluated primarily in terms ofMovies are evaluated primarily in terms of

    how accurately, they reflect externalhow accurately, they reflect external

    realityreality

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    Theories of RealismTheories of Realism

    Movie is shot at actual locations and thereMovie is shot at actual locations and there

    are many exterior shots with no additionalare many exterior shots with no additionallights used (natural light).lights used (natural light).

    The structure of the movie is episodicThe structure of the movie is episodic-- aaseries of vignettes. (a short pieces ofseries of vignettes. (a short pieces of

    writing, music, acting which clearlywriting, music, acting which clearly

    expresses the typical characteristics ofexpresses the typical characteristics ofsomething or someone).something or someone).

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    Example of Realist MoviesExample of Realist Movies

    Open City (Italy, 1945), directed by RobertoOpen City (Italy, 1945), directed by Roberto

    Rossellini.Rossellini.

    Umberto D, directed (Italy, 1952) byUmberto D, directed (Italy, 1952) byVittorioVittorio dedeSicaSica..

    The rules of the game (France, 1939), directedThe rules of the game (France, 1939), directedby Jean Renoir.by Jean Renoir.

    PatherPather PanchaliPanchaliThe song of the road (India,The song of the road (India,

    1955), directed by1955), directed by SatyajitSatyajit Ray.Ray. The tree of the Wooden Clogs (Italy, 1978) byThe tree of the Wooden Clogs (Italy, 1978) by

    ErmannoErmanno OlmiOlmi..

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    ApusApus trilogytrilogy

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    ApusApus trilogytrilogy

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    Realist Theorist & Film MakersRealist Theorist & Film Makers

    AndreAndre BazinBazin

    CesareCesare ZavattiniZavattini-- defined the ordinary anddefined the ordinary andthe everyday as the main business of thethe everyday as the main business of the

    cinema.cinema. SiegfriedSiegfried KracauerKracauer-- the cinema isthe cinema is

    characterized by a number of naturalcharacterized by a number of natural

    affinities.affinities.

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    Realist Theorist & Film MakersRealist Theorist & Film Makers

    Roberto RosselliniRoberto Rossellini-- This is the way thingsThis is the way things

    are.are. LuchinoLuchinoViscontiVisconti &&VittorioVittorio DeDe sicasica-- OtherOther

    realist theorist.realist theorist.

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    NeoNeo--realismrealism

    Themes of poverty and other socialThemes of poverty and other social

    conditions of people on the streets.conditions of people on the streets. The usage of nonThe usage of non--actors in their ownactors in their own

    settings.settings. EconomisedEconomised the uses of raw stock film andthe uses of raw stock film and

    the camera style.the camera style.

    Capturing the human emotions of theCapturing the human emotions of the

    poverty stricken/unemployed characters.poverty stricken/unemployed characters.

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    CharacteristicCharacteristic--NeoNeo--realismrealism

    Avoidance of neatly plotted stories inAvoidance of neatly plotted stories in

    favourfavour of loose, episodic structures thatof loose, episodic structures thatevolve organically from the situations ofevolve organically from the situations of

    the characters.the characters.

    A documentary visual style.A documentary visual style.

    The use of actual locations, usuallyThe use of actual locations, usually

    exteriors rather than studio sets.exteriors rather than studio sets.

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    CharacteristicCharacteristic--NeoNeo--realismrealism

    The use of non professional actors,The use of non professional actors,

    sometimes even for principal roles.sometimes even for principal roles.Avoidance of literary dialogue inAvoidance of literary dialogue in favourfavour ofof

    conversational speech, including dialects.conversational speech, including dialects.Avoidance of artifice in the editing,Avoidance of artifice in the editing,

    camera work and lighting in favor of acamera work and lighting in favor of a

    simple style less style.simple style less style.

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    Formalist Film TheoriesFormalist Film Theories

    Valued cinema as an creation of art form.Valued cinema as an creation of art form.

    Advocates the artistic and aestheticAdvocates the artistic and aestheticpurpose of films.purpose of films.

    Raw material is provided by the limitationsRaw material is provided by the limitationsof film. (2D, lacks ofof film. (2D, lacks ofcolourcolour/sound,/sound,

    framing, temporal and spatial corruption)framing, temporal and spatial corruption)

    This limitation makes film more suited forThis limitation makes film more suited for

    artistic purpose.artistic purpose.

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    Formalist Film TheoriesFormalist Film Theories

    Representation can never be real.Representation can never be real.

    Film as abstractFilm as abstract-- lack of sense of touch,lack of sense of touch,taste and smell.taste and smell.

    Expressive over representation.Expressive over representation. Sound and other technology advancementSound and other technology advancement

    destroy PURITY.destroy PURITY. Mind can see more than eyesMind can see more than eyes-- basis ofbasis of

    Gestalt psychologyGestalt psychology

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    Gestalt psychologyGestalt psychology

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    Formalist Film TheoriesFormalist Film Theories

    Formalist believe that the art of cinema isFormalist believe that the art of cinema is

    possible precisely because movie is unlikepossible precisely because movie is unlikeeveryday reality.everyday reality.

    Exploitation of the limitation of theExploitation of the limitation of the

    medium, its 2D, its confining frame, itsmedium, its 2D, its confining frame, itsfragmented time space continuum.fragmented time space continuum.

    Not representation of reality butNot representation of reality buttranslation of observe characteristics intotranslation of observe characteristics intothe forms of medium.the forms of medium.

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    Formalist Film TheoriesFormalist Film Theories

    Movies cannot be real.Movies cannot be real.

    -- Reason 1Reason 1: Camera has its own platform: Camera has its own platformand reality has its own platform.and reality has its own platform.

    -- Reason 2:Reason 2: In reality, space and time areIn reality, space and time arecontinuous . Through editing, film makerscontinuous . Through editing, film makerscan chop up space and time andcan chop up space and time and

    rearrange in more meaningful manners,rearrange in more meaningful manners,creating continuity that doesnt exist increating continuity that doesnt exist inraw nature.raw nature.

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    Wizard of Oz (1939)Wizard of Oz (1939)

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    The Auteur TheoryThe Auteur Theory

    Auteur critics claimed that what makesAuteur critics claimed that what makes

    good film is not the subject matter as suchgood film is not the subject matter as suchbut its stylist treatment.but its stylist treatment.

    The director dominates the treatment,The director dominates the treatment,provided he or she is a strong director anprovided he or she is a strong director an

    auteur.auteur.

    Movies ought to be judge on the basis ofMovies ought to be judge on the basis ofhow it is get done not what it is?how it is get done not what it is?

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    The Auteur TheoryThe Auteur Theory

    The greatest movies are dominated by theThe greatest movies are dominated by the

    personal vision of the director.personal vision of the director.A filmmakers signature can be perceivedA filmmakers signature can be perceived

    through an examination of his or her totalthrough an examination of his or her totaloutput, which is characterized by aoutput, which is characterized by a nitynity ofof

    theme and style.theme and style.

    EgEg: Hitchcocks thrillers: Hitchcocks thrillers

    :: Spielberg's science fictionSpielberg's science fiction

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    Psycho (1960)Psycho (1960)

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    Psycho (1960)Psycho (1960)

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    The birds (1963)The birds (1963)

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    Auteur Theory WeaknessesAuteur Theory Weaknesses

    Emphasizes history and a directors totalEmphasizes history and a directors total

    output, which tends tooutput, which tends to favourfavour olderolderdirectors at the expense of newcomers.directors at the expense of newcomers.

    They were fond of ranking directors andThey were fond of ranking directors andtheir listings could betheir listings could be bizzarrebizzarre..

    Some films are dominated by stars (TomSome films are dominated by stars (Tom

    Cruise), producers (George Lucas) andCruise), producers (George Lucas) andfinanciers (Disney) rather than directors.financiers (Disney) rather than directors.

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    ConclusionConclusion--Auteur TheoryAuteur Theory

    Despite its shortcomings and excesses,Despite its shortcomings and excesses,

    the auteur theory had a liberating effectthe auteur theory had a liberating effecton film criticism, establishing the directoron film criticism, establishing the directoras the key figure at least in the art ofas the key figure at least in the art of

    cinema, if not always the industry.cinema, if not always the industry. The concept of directional dominanceThe concept of directional dominance

    remains firmly established at least withremains firmly established at least withfilms of high artistic merit. (films of high artistic merit. (egeg. Spielberg,. Spielberg,Spike lee, Scorsese,Spike lee, Scorsese,AngAng Lee)Lee)

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    Eclectic and Synthetic TheoriesEclectic and Synthetic Theories

    Eclectic critics reject the notion that a singleEclectic critics reject the notion that a single

    theory can explain all movies.theory can explain all movies. Eclecticism isnt really a theory so much as aEclecticism isnt really a theory so much as a

    method of practical criticism. Amethod of practical criticism. Afavouredfavoured

    approach of many film critics in United States.approach of many film critics in United States. Eclectic critics often combine movie criticismEclectic critics often combine movie criticism

    with social movements such as feminism.with social movements such as feminism.

    Personal taste is the main determinant of valuePersonal taste is the main determinant of value

    in eclectic criticismin eclectic criticism

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    Structuralism &Structuralism &SemiologySemiology

    SemiologySemiology is the study of how moviesis the study of how movies

    signify.signify.

    Structuralism theorist borrowed theirStructuralism theorist borrowed theirmethodology from diverse disciplines suchmethodology from diverse disciplines such

    as linguistics, anthropology andas linguistics, anthropology and

    philosophy.philosophy.

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    Structuralism &Structuralism &SemiologySemiology

    SemiologySemiology is concerned with systematicis concerned with systematic

    classification of types of codes used in theclassification of types of codes used in thecinema.cinema.

    Structuralism is a study of how variousStructuralism is a study of how various

    codes function within a single structurecodes function within a single structure

    within a movie.within a movie.

    IconIcon (sickle and hammer),(sickle and hammer), IndexIndex (smoke)(smoke)&&SymbolSymbol (red lights).(red lights).

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    JuJu Dou (1990)Dou (1990)

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    Hero (2002)Hero (2002)

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    Structuralism &Structuralism &SemiologySemiology

    Movies made up of many small elementsMovies made up of many small elements--

    shot, scene, plot, story. As well as,shot, scene, plot, story. As well as, colourcolourdesign and camera techniques.design and camera techniques.

    Fascinated by concept of deep structureFascinated by concept of deep structure--

    text andtext and intertextualintertextual, this can be analyzed, this can be analyzed

    based onbased on FruedianFruedian &&LacanianLacanian

    psychoanalysis, Marxist economics & etc.psychoanalysis, Marxist economics & etc.

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    DialeticalDialetical conflictconflict

    Japanese filmJapanese film TraditionalTraditional

    JapaneseJapanese

    FeudalFeudal

    HierarchyHierarchy

    NatureNatureDutyDuty

    SelfSelf--sacrificesacrifice

    ConsensusConsensusConservativeConservative

    ObedienceObedience

    ModernModern

    WesternWestern

    DemocraticDemocratic

    EqualityEquality

    TechnologyTechnologyInclinationInclination

    SelfSelf--expressionexpression

    DiversityDiversityLiberalLiberal

    IndependenceIndependence

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    DialeticalDialetical conflictconflict

    WesternWestern

    MoviesMovies

    WestWest

    WildernessWilderness

    IndividualismIndividualism

    Self InterestSelf Interest

    FreedomFreedomPrivatePrivate honourhonour

    NatureNature

    EastEast

    CivilizationCivilization

    CommunityCommunity

    Social welfareSocial welfare

    RestrictionRestrictionInstitutional JusticeInstitutional Justice

    CultureCulture

    WeaknessesWeaknesses-- Structuralism &Structuralism &

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    WeaknessesWeaknesses- Structuralism &Structuralism &

    SemiologySemiology It cannot tell us the value of the signs andIt cannot tell us the value of the signs and

    codes within the film. However they allowcodes within the film. However they allowtheorists the tools to analyze films withtheorists the tools to analyze films with

    more precision.more precision.

    Its overuse terms:Its overuse terms: egeg, signs, signifier,, signs, signifier,

    signified,signified, syntagmsyntagm or paradigm. It has itsor paradigm. It has its

    own technical term.own technical term.

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    HistographyHistography

    Deals with theory of historyDeals with theory of history-- assumption,assumption,

    principles and methodologies of historicalprinciples and methodologies of historicalstudy.study.

    There are many film histories and each isThere are many film histories and each is

    defined by the historians particulardefined by the historians particular

    interest, biases, and prejudices.interest, biases, and prejudices.

    l h

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    Film historyFilm history-- 4 types4 types

    Aesthetics FilmAesthetics Film-- Film as art.Film as art.

    TechnologicalTechnological-- motion pictures asmotion pictures asinventions and machines.inventions and machines.

    EconomicEconomic-- film as industry.film as industry. SocialSocial-- movies as a reflection of themovies as a reflection of the

    audiences values, desire and fears.audiences values, desire and fears.

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    Thank youThank you