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Draft. Please do not quote or cite without permission. Comments welcome at [email protected] The Misuse of Power, not Bad Representation or Why it is Beside the Point that No One Elected Oxfam “Who elected Oxfam?” -The Economist 1 On July 21, 2010, the Dodd–Frank Wall Street Reform and Consumer Protection Act, better known as the Dodd-Frank bill, was signed into law by President Obama. 2 Section 1502 of the bill, the Conflict Minerals Provision, requires companies to show that the minerals used in their products did not originate in the Democratic Republic of Congo, or if they did originate in the DRC, that they did not contribute to the conflict there. Support for Section 1502 was spearheaded by ENOUGH, a US-based international non-governmental organization (INGO), and Global Witness, a UK-based INGO. Together with the International Crisis Group’s John Prendergast, these two organizations wrote Section 1502. 3 They also helped to shape the lineup of speakers at the Security and Exchange Commission’s October 2011 “public roundtable” about rules for implementing the bill. 4 1

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Draft. Please do not quote or cite without permission. Comments welcome at [email protected]

The Misuse of Power, not Bad Representationor

Why it is Beside the Point that No One Elected Oxfam

“Who elected Oxfam?”-The Economist1

On July 21, 2010, the Dodd–Frank Wall Street Reform and Consumer Protection Act,

better known as the Dodd-Frank bill, was signed into law by President Obama.2 Section 1502 of

the bill, the Conflict Minerals Provision, requires companies to show that the minerals used in

their products did not originate in the Democratic Republic of Congo, or if they did originate in

the DRC, that they did not contribute to the conflict there. Support for Section 1502 was

spearheaded by ENOUGH, a US-based international non-governmental organization (INGO),

and Global Witness, a UK-based INGO. Together with the International Crisis Group’s John

Prendergast, these two organizations wrote Section 1502.3 They also helped to shape the lineup

of speakers at the Security and Exchange Commission’s October 2011 “public roundtable” about

rules for implementing the bill.4

Even before Dodd-Frank was passed, however, many US- and DRC-based academics and

activists argued that Section 1502 would have disastrous consequences. They predicted that

mining companies in the DRC, anticipating the difficulty and cost of abiding by the new rules,

would shift their operations elsewhere, leaving tens of thousands of Congolese miners jobless,

and making them, their families, and communities even more destitute than they had been

previously.5 These academics and activists also argued that regulating the minerals trade would

not even accomplish the legislation’s objective of reducing conflict in the DRC, because the

minerals trade played only a very small role in driving that conflict.6 These predicted outcomes

seem to have largely come to pass.

1

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Consider another example of advocacy by an INGO. In March 2011, Oxfam

International and three Ghanaian non-governmental organizations together released a report that

they had jointly commissioned, called “Achieving a Shared Goal: Free Universal Health Care in

Ghana.” The report asserted that “[t]he current health system in Ghana is unfair and inefficient,”

that Ghana’s National Health Insurance Authority (NHIA) had overstated by 44% the proportion

of Ghanaians covered by Ghana’s National Health Insurance Scheme (NHIS), and that the

scheme should be dismantled and replaced with free-at-point-of-service health care for all,

funded primarily by tax revenues.7 The report also argued that contrary to claims made by the

United Nations Development Program and the World Health Organization, other countries

should not adopt Ghana’s National Health Insurance Scheme as a model.8

The Shared Goal report generated a “major controversy,” both within Ghana and in

international development circles.9 Within Ghana, it was debated on the radio, in blogs and on

newspaper websites. The NHIA slammed the report, arguing that it was a sloppily researched

effort by Oxfam to “tarnish a home grown African initiative.”10 But the NHIA did eventually

respond to the report’s criticisms by altering its methodology for calculating the number of

people covered by Ghana’s NHIS, leading to a much lower estimate.11 At the international level,

the World Bank issued its own report about Ghana’s health care system, partly in response to the

Shared Goal report. The World Bank’s report concluded that Ghana should retain its current

insurance-based system, albeit with some reforms.12 Like the NHIA, the World Bank repeatedly

referred to the Shared Goal report as “the Oxfam report” and its arguments as “Oxfam’s

critique,” almost entirely ignoring the three Ghanaian NGOs that co-commissioned the report.13

What should we think about Oxfam’s advocacy in this instance?

ENOUGH and Global Witness’s work on Section 1502 of the Dodd-Frank bill and

Oxfam’s work on Ghana’s national health insurance scheme are examples of advocacy by

2

Claire Timperley, 11/07/12,
It’s a little unclear why you go to the trouble of stating this, and in your next question ask what we should think about Oxfam’s advocacy. Are we meant to also dismiss the three Ghanaian NGO contributors? Or are we meant to think poorly of Oxfam for not correcting the record? I’m just wondering if there’s a better way to lead into this question without appearing to sideline the Ghanaian NGOs.
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INGOs.14 Over the past few decades, there has been a dramatic increase in advocacy by both

“operational” and “non-operational”15 INGOs working on issues related to inter-group violence,

humanitarian disasters, poverty and injustice.16 There are several reasons for this trend. First,

more and more INGO managers have concluded that humanitarian and development aid are

unlikely to have a significant positive impact if they are undertaken within larger economic and

political structures that are unjust or otherwise highly disadvantageous to poor people.17 As one

aid worker commented, compared to traditional development work, advocacy seems to “deliver a

bigger bang for your buck.”18 A second reason for the growth of global advocacy is the

increasing density and power of global governance institutions, norms, laws and treaties to which

advocates can appeal. A third possible reason is the increasing professionalization of the

humanitarian sector, and the corresponding increase in the number of people who choose to

make humanitarian aid their career—but who nonetheless do not want to work “in the field” for

their entire lives. Regardless of the cause, there is little doubt that INGO advocacy is a

prominent and growing feature of global politics.19

This increase in INGO advocacy has not gone unnoticed by democratic theorists. Many

of these theorists have interpreted INGO advocacy as a paradigmatic example of “non-electoral

representation.” Viewed through this lens, a) ENOUGH and Global Witness are non-elected

representatives of Congolese miners and Oxfam is a non-elected representative of poor

Ghanaians; b) the task of these INGOs is to represent Congolese miners and poor Ghanaians,

respectively, and c) their advocacy efforts should be evaluated based on how well they meet

normative criteria of good democratic representation, such as authorization, accountability,

deliberation, and responsiveness to their “constituents’” preferences and interests.

Yet in sharp contrast to the characterization of them by democratic theorists, most INGOs

vehemently deny being representatives. They claim instead to be “partners” of the poor and

3

Claire Timperley, 11/07/12,
If you’re looking to cut chunks of text, this could be removed without seriously affecting your argument. While it’s all good background information, the important point is that advocacy is increasing—the reasons why it’s increasing are less important to your argument.
Claire Timperley, 11/07/12,
(Just making the order consistent with your footnotes – operational first, then non-operational)
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marginalized groups they seek to assist, and of the domestic NGOs, community-based

organizations (CBOs), social movements and domestic governments with which they work. For

example, Oxfam describes itself as a partner of the three Ghanaian NGOs with which it co-

commissioned the Shared Goal report: ISODEC, Essential Services Platform of Ghana, and the

Alliance for Reproductive Health Rights.

What explains this divergence between how democratic theorists conceptualize INGO

advocacy and how many advocacy INGOs describe themselves? Are democratic theorists guilty

of wearing representation-colored glasses—that is, of seeing representation wherever they look,

even if it is not really there? Or are INGOs’ claims to be partners rather than representatives

merely a ploy to avoid being held to the demanding normative standard of “good

representative”? In this article I show that both of these allegations are partially correct:

humanitarian INGO advocacy often includes, but is rarely limited to, representation. Democratic

theorists therefore overstate their case when they refer to INGOs as (non-elected)

representatives. Likewise, INGOs overstate their case when they deny engaging in

representation at all. But adjudicating this question is of limited use, because both representation

and partnership are poor starting places for conceptualizing INGO advocacy—or so I shall argue.

I assume that to be legitimate, INGO advocacy must be consistent with norms of

democracy, equality and justice.20 Because these terms are so vague, this claim is not

particularly controversial—but nor does it tell us much. The more relevant question is: how

should these norms be interpreted and specified for the context of INGO advocacy? What does it

mean, in practical terms, for INGO advocacy to be consistent with these norms?

We usually think of good representation as promoting or instantiating democratic norms

and good partnership as promoting or instantiating equality.21 But normative criteria associated

with representation and partnership—i.e., familiar ideas about what it means to be a good

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representative and a good partner— do not provide adequate guidance for understanding what is

required for INGO advocacy to be democratic and egalitarian. Nor do these criteria offer much

guidance on what makes INGO advocacy just. This article therefore addresses the following

question: What conceptualization of INGO advocacy would most help INGOs, their observers

and interlocutors to a) understand the distinctive ethical predicaments that INGO advocates

regularly face, and b) make good practical judgments about how INGO advocates should

navigate these predicaments so as to act consistently with democratic, egalitarian and justice-

based norms?

I argue that instead of viewing INGO advocates as representatives or partners, we should

instead conceptualize them as having and exercising quasi-governmental power. That is, they

have and exercise the power to shape the rules and practices of coercive institutions that is

weaker than that of formal political actors. Correspondingly, the main normative standard to

which INGO advocates should be held is that they avoid misusing their power. My claim is that

focusing on misuses of power by INGOs is superior to the lenses of “bad representation” and

“bad partnership” for recognizing and understanding the most prevalent, significant and hard-to-

see ways in which INGO advocacy undermines democratic, egalitarian and justice-based norms.

This argument has implications for the political ethics of INGO advocacy, as well as

democratic theory more generally. It reveals tensions between representation and democracy

very different from those identified by direct, participatory and strong democrats. It offers a

counterweight to the recent “representative turn” in democratic theory by asking not whether we

can view particular activities as representation, but rather what is revealed and elided by reading

a situation as an instance of representation?22 Finally, it reminds us that how we conceptualize

some activities influences what we notice about those activities and the normative demands we

5

Claire Timperley, 11/07/12,
Might this be easier to follow if you split it into two questions? First, recognizing ethical predicaments. Second, navigating them.
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make on those who engage in them—which makes how we conceptualize those activities a

political issue.

The rest of this article proceeds as follows. Sections I and II explain the limitations of the

representation and partnership lenses, respectively. In section III I present my proposed

alternative, the power lens. I describe four very specific ways in which INGOs tend to misuse

their power and propose four corresponding normative principles for avoiding these misuses.

Section IV concludes. Throughout, I illustrate my arguments with reference to the two cases of

INGO advocacy discussed above.23 Neither case is an obvious or incontrovertible example of

INGO advocacy gone wrong—or right. But Oxfam’s advocacy on Ghana’s health insurance

scheme appears to have been more consistent with democratic, egalitarian and justice-based

norms than ENOUGH and Global Witness’s advocacy on Section 1502. Thus, one burden of

this article is to show that the power lens provides a more precise and relevant family of

concepts, distinctions and normative criteria for explaining and defending this judgment than is

provided by the representation or partnership lenses.

I. INGO advocacy as non-electoral representation

Over the past 15 years, democratic theorists have become increasingly interested in

political representation in general and “non-electoral” representation in particular. They

regularly cite advocacy by INGOs as a paradigmatic example of non-electoral representation.

For example, in a synoptic article entitled “The Concept of Representation in Contemporary

Democratic Theory,” Urbinati and Warren write that “advocacy” organizations and

“international non-governmental organizations” “claim to represent constituencies within public

discourse and within collective decision-making bodies.”24 Likewise, the Stanford Encyclopedia

of Philosophy’s entry on “political representation” states that, “[g]iven the role that International

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Non-Governmental Organizations play in the international arena, the representatives of

dispossessed groups are no longer located in the formal political arena of the nation-state.”25

The theorists making these arguments are primarily interested in using INGO advocacy to

shed light on (non-electoral) representation, not vice versa.26 But once INGO advocacy is

conceptualized as non-electoral representation, the normative question that inevitably arises is

whether it can be democratically legitimate: if elections are (part of) what makes elected political

representation democratically legitimate, what, if anything, might make non-elected

representation by INGOs democratically legitimate? In a prominent article in this journal,

Michael Saward responds to this question by examining “a set of cases of non-elective

representative claims” and developing “evaluative criteria against which the democratic

acceptability of unelected would-be representatives might be assessed.”27 For Urbinati and

Warren, “the challenges for democratic theory are to understand the nature of these [non-elected]

representative claims and to assess which of them count as contributions to democracy and in

what ways.”28

These authors’ understandings of both the descriptive content of INGO advocacy and the

normative questions it raises thus seem to be shaped largely by their prior conceptualization of

INGO advocacy as representation. But as I mentioned above, advocacy INGOs themselves

usually deny being representatives. In a survey, “less than 10%—of the NGOs examined

claimed to be ‘speaking for’ the South or Southern NGOs...”29 Jordan and Van Tuijl note that

“many NGOs deny the concept of representation, pointing out that local communities, be they in

the North or South, are able to adequately represent themselves.”30 Likewise, a recent search of

the websites of several major humanitarian INGOs yielded virtually no references to the word

“represent” or its cognates.31

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What is going on here? I will argue that a) democratic theorists are correct that INGO

advocates sometimes engage in the activity of representing—although, as we will see, the

frequency with which they do so depends on the criterion/a one uses to identify instances of

representation. However, b) INGOs are correct that they do not only engage in representation;

INGO advocacy is a complex and multifaceted set of activities that is hardly ever reducible to

representing. Moreover, c) because when humanitarian INGOs do engage in representation they

are usually “second-best” representatives, they should not simply strive to represent as well as

possible. Let us know examine these three reasons why INGO advocacy should not be

normatively evaluated through the lens of (non-electoral) representation.

A. Disagreement about criteria for identifying cases of representation

For the allegation that an INGO has represented badly to have any critical force, there

must be agreement that the INGO has engaged in representation. For example, the allegation

that Global Witness is a bad representative of Congolese miners provides little critical leverage if

representing is not what Global Witness is doing. (Analogously: if you accuse me of being a bad

cook, but I am instead making visual art out of food, then your accusation is irrelevant.) This

suggests the need for a clear criterion for determining when representation is taking place. Yet

the literature on representation suggests several possible criteria, all of which yield different

judgments about whether many cases of INGO advocacy are also cases of representation. Which

criterion should we use? I will argue that there is no knock-down case to be made for any of

these criteria (or groups of criteria) over the others.

A first possible criterion for identifying cases of representation is self-identification.

According to this criterion, an actor such as an advocacy INGO engages in representation if and

only if it claims to be doing so. Urbinati and Warren and Montanaro’s discussions of “self-

authorizing” representatives allude to this criterion.32 But while an INGO’s claim to be a

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representative is sufficient to hold it to a standard of being a good representative, making self-

identification a necessary condition lets INGOs off the hook too easily.33 As we have seen,

many INGOs deny representing poor and marginalized groups. Accepting such denials at face

value, as the self-identification criterion requires, would mean accepting that any INGO could

make any statement it wanted to about the wishes or interests of any marginalized group without

being a bad representative of that group, so long as it did not claim to represent that group.

While self-identification lets INGOs off the hook too easily, a second possible criterion

for identifying when representation is occurring, audience perception, demands too much from

INGOs. Rehfeld argues that representation has occurred if and only if the audience to whom the

putative representation is made thinks it occurred. For example, if the SEC officials who heard

testimony from ENOUGH and Global Witness thought that these organizations represented

Congolese miners, then ENOUGH and Global Witness represented Congolese miners to the SEC

officials.34 (They might not have represented the miners well, but represent them they did.) The

problem with the audience perception criterion is thus the opposite of the problem with the self-

identification criterion: it puts no weight at all on the self-description of the putative

representative. Indeed, if we use this criterion, an INGO’s insistence that it does not speak for a

poor or marginalized group can function, perversely, to make its audience even more certain that

the INGO really is a good representative of that group. The audience perception criterion thus

denies INGOs any influence over how their role is characterized, and thus over the normative

standards used to evaluate them.

A third possible criterion for determining when representation is occurring focuses on the

substance of the putative representative’s activities. This criterion—the activity criterion—asks

whether the putative representative has made claims about the wishes, preferences, interests or

perspectives of some individual or group to a third party.35 Because it focuses on activities rather

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than perceptions, this criterion offers a basis for contesting both an INGO’s assertion that it is not

a representative and an audience’s perception that that INGO is a representative. For example, a

critic could argue that Oxfam did indeed represent poor Ghanaians when it informed readers of

the Shared Goal report that dismantling Ghana’s current health insurance system was in poor

Ghanaians’ interest. Likewise, Oxfam could counter that it did not engage in representation; it

simply funded a report showing that Ghana’s existing health insurance scheme covers far fewer

Ghanaians than the Ghanaian authorities reported.

These examples suggest the main shortcoming of the activity standard: even when an

advocacy activity can be described as representation, this is often just one of several plausible

descriptions of that activity. For example, Oxfam’s advocacy about Ghana’s health care system

could be described as representation. But it could also be described as a set of empirical claims,

participation in public debate about a global issue, or an effort to “press decision-makers to

change policies and practices that reinforce poverty and injustice” (which is how Oxfam

International describes its advocacy activities on its website).36 Given all of these possible

descriptions, how do we know that the representation-description is the right or best one? I think

that often, we don’t. In such cases, the activity criterion, like the other two criteria discussed

above, fails to provide a reliable basis for determining whether a given instance of INGO

advocacy is also an instance of representation.37 I therefore conclude that it would be better to

have a basis for normatively evaluating INGO advocacy that did not require settling the question

of whether a given case of INGO advocacy was also a case of representation.

B. INGO advocacy includes activities other than representation

A second reason why we should not conceptualize INGO advocacy as representation is

that, regardless of what criterion/a we use to identify cases of representation, INGO advocacy

includes both representing and other activities. If we evaluate INGO advocates based only on

10

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how well they represent, we overlook these other activities (represented schematically as area

“C” in figure 1). This omission should be of tremendous concern to democratic theorists, who

have reason to care about the democratic and anti-democratic potential of all aspects of INGO

advocacy, not only representation.

Figure 1. Representation and advocacy.

There are at least three aspects or components of INGO advocacy that are not (or not best

described as) representation. One of these is helping domestic governments, NGOs, community-

based organizations and social movements to better represent poor and marginalized groups, for

example by providing them with training, information, or connecting with officials. Oxfam

refers to this as “supporting organizational and institutional capacity strengthening.”38 In a 30-

country study, the Citizen Development Research Center found that “the main task of the

mediator [such as an INGO] is to secure effective representation for poor and marginalized

groups such that they are able to participate directly in the policy process themselves, with

assistance from professionalised individuals/NGOs where need be.”39

A second aspect of INGO advocacy that is often not representation is changing the

participants in or content of public debate. While representation can do this (for example, by

“calling forth” a constituency), the participants in and content of a debate can be altered in other

ways as well.40 For example, Doctors Without Borders’ “Starved for Attention” campaign

attempted to alter the content and terms of the debate about malnutrition and food aid— not by

calling forth a new constituency, but rather by pressuring the U.S. government to make its food

aid more nutritionally balanced.41 This aspect of advocacy also includes “adding new voices and

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concerns to the political agenda, thematizing novel issues, criticizing existing public policies,”42

as well as “helping to bring together different actors to work on common problems,” “generating

and sharing knowledge” including by undertaking scientific and social-scientific research,

“promoting innovation and alternative solutions that may be brought to scale,”43 and engaging in

witnessing or temoignage.44

A third aspect of INGO advocacy that is not (best described as) representation is

pressuring formal (elected or non-elected) political representatives to better represent their poor

and marginalized constituents. For example, the Shared Goal report argues that the current

Ghanaian government “came to power in Ghana on a promise to deliver a truly universal health

insurance scheme” that “still remain[s] unfulfilled.”45 In addition to making demands on formal

representatives, this aspect of advocacy also includes efforts to “improve the workings of the

mechanisms and agencies that regulate and frame the behavior of political representatives.”46

Of course, an INGO that pressures formal elected representatives on behalf of a group

can also be described as representing that group. But when an INGO holds formal

representatives accountable for doing what those representatives have already said they would

do, and on the basis of which they were elected (e.g., Oxfam holding elected Ghanaian officials

to their campaign promises), the criteria for democratic legitimacy suggested by the

representation-description are less relevant than they are when an INGO is pressuring formal

political representatives to do something for which these representatives have not already been

democratically authorized (e.g. Global Witness and ENOUGH pressing US Congresspersons to

include Section 1502 in the Dodd-Frank bill). In short, when INGOs pressure formal political

representatives they can sometimes be described as engaging in representation, but in some cases

other descriptions of their activities suggest more appropriate normative criteria for evaluating

those activities.

12

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INGO advocacy campaigns often include several of the activities just described in fluid

and shifting combinations. As a result, trying to isolate their “representative” and “non-

representative” components would likely be extremely unwieldy. We therefore need normative

criteria for evaluating INGO advocacy that are relevant to a wide range of the activities that

comprise INGO advocacy, not only representation (however defined).47

C. INGO advocates are mediocre and second-best representatives

I have argued that we should not conceptualize INGO advocacy as representation because

however we identify cases of representation, INGO advocacy includes activities other than

representation. But what about when INGO advocates clearly are engaged in representation?

Surely in such cases INGOs ought to be normatively evaluated based on how well they represent.

I disagree. Compared to domestic democratic governments, domestic NGOs, CBOs and

transnational social movements, humanitarian INGOs are often (though not always) mediocre

representatives in absolute terms and “second-best” representatives in relative terms. This is

especially so when we consider the potential and not only current capacities of other possible

representatives. There are three main shortcomings shared by many INGOs. First, unlike

democratic governments and some domestic NGOs, INGOs do not operate under the threat of

formal or informal sanction by the people for whom they advocate.48 Second, unlike some

domestic NGOs and CBOs, INGOs often lack a nuanced understanding of the on-the-ground

political, social or religious dimensions of the issues they address.49 Finally, unlike these other

actors, many INGOs are headquartered in Northern countries and their high-level managers and

decision-makers are mostly white people from those countries. Therefore, when these INGOs

work on behalf of groups in Southern countries, their advocacy efforts can reproduce at a

symbolic level (and despite the sincere good intentions of the individuals involved), patterns of

domination and usurpation by colonial and imperial powers.50

13

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Of course, INGOs have many strengths as advocates: they often have sources of funding

that domestic NGOs and CBOs lack, expertise and technical capacities that social movements do

not have, and they can be less corrupt than domestic NGOs and governments.51 However, the

shortcomings listed above are both extremely significant and difficult for INGOs to avoid, at

least in the short term. Moreover, domestic NGOs, CBOs, domestic governments and social

movements largely avoid these shortcomings.52 Many of them have other difficulties, to be sure.

But these appear to be less basic, entrenched features of them as organizations than are INGOs’

shortcomings. For example, if a domestic NGO based in a poor country lacks a nuanced

understanding of, for example, how to lobby members of the US Congress, this is a contingent,

remediable problem.53 In contrast, INGOs’ reliance on donors for funds is a basic feature of

them as organizations. A given INGO might therefore be the best available actor to represent a

particular constituency on a particular issue in the short term, but still be a mediocre

representative in absolute terms and a second-best representative compared to other actors

operating at their fully capacity.

This means that for humanitarian INGOs, acting consistently with democratic norms

often requires that they not represent as well as possible themselves, but rather step back, make

way for and support other, potentially superior representatives, such as domestic NGOs and

governments. INGOs are not always second-best and mediocre representatives; for example,

they might be first-best and good representatives when it comes to lobbying rich country

governments on technical matters pertaining to issues that affect very large numbers of dispersed

poor people, such as climate change. But they are often mediocre and second-best

representatives. If INGOs were second-best representatives in relative terms but good (rather

than mediocre) representatives in absolute terms, there would be no pressing reason for them to

step back and support other, potentially superior representatives. Conversely, if INGOs were

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mediocre representative in absolute terms, but there were no superior representatives on the

horizon, then they would also have no reason to step back and make way for other actors. The

duty to step back only has force when INGOs are both second-best in relative terms and

mediocre in absolute terms, which they often (but not always) are.54

III. INGO advocacy as partnership

Of the three shortcomings of the representation lens just described, the partnership lens

avoids the first two: it does not require agreement about whether a particular case of advocacy is

also a case of representation, and it is relevant to a wide range of advocacy activities, not only

representation. But like the representation lens, the partnership lens also does not provide an

adequate basis for elucidating the political and ethical implications of INGOs being second-best

and mediocre representatives—or being second-best and mediocre at other activities that help to

comprise INGO advocacy. This is so in different ways for two distinct conceptions of

partnership, which I will call the “complementarity” and “redundancy” conceptions.

The complementarity conception reflects the ordinary, everyday meaning of the term

“partner.” On this conception, being a good partner means treating one’s partner(s) as equals,

working together with them on equal terms, and participating in a division of labor in which

partners perform different roles but have equal standing. An example of the complementarity

conception can be found in a passage that is common to both Oxfam International’s “Partnership

Principles” and Oxfam Canada’s 2012 “Partnership Policy”:

Oxfam believes it is only through the collective effort of many actors (civil society, state,

private sector and others) that this goal [of reducing poverty and injustice] can be

achieved. Each of these actors has a role to play in accordance with its responsibility,

legitimacy, its capacities and strengths, while holding duty bearers to account for their

commitments. These relationships are not about side-lining, displacing or

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instrumentalizing others; they seek instead to foster complementarity and to harness the

added value each may bring.55

As appealing as it might initially seem, this conception Oxfam’s role is inadequate because it

does not acknowledge Oxfam’s status as a second-best actor. To see this, consider another

passage in Oxfam Canada’s Partnership Policy, which invokes the redundancy conception of

partnership:

Whatever can be done with sufficient quality, effectiveness and efficiency by local

organizations must be done by them. We will support efforts to increase partners’

visibility across all areas of our work and will explicitly acknowledge the work they have

done. Every effort will be made to live up to the aspiration embodied in OI Program

Standard 6 which states that “effective partnering is a fundamental strategy through

which Oxfam seeks to become redundant.”56

Unlike the complementarity conception, the redundancy conception acknowledges Oxfam’s

status as a second-best actor—with regard to not only representation, but also a wide range of

other activities (“whatever can be done… by local organizations must be done by them”). In so

doing, it offers a starkly different picture of Oxfam’s role than the complementarity conception:

rather than complement local organizations indefinitely, Oxfam should continually reduce its

involvement over time to the point that it becomes redundant.57

The redundancy conception of partnership thus acknowledges the comparative advantage

of domestic actors over INGOs in terms of formal and informal accountability, mirror

representation, local knowledge, self-determination and self-respect. It also acknowledges that

the differing strengths and capacities of INGOs and domestic NGOs are sometimes not a happy

coincidence to be exploited, but rather effects of injustices that should be overcome.58

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Yet because the complementarity conception relies on the ordinary language meaning of

“partnership,” it has a rich set of examples and accreted associations attached to it, which can

contribute to practical judgment and deliberation about what good partnership qua

complementarity requires in a given case. In contrast, the redundancy conception redefines

partnership so dramatically that we have little more than the definition itself to go on, so it ends

up being of little conceptual or normative use. Moreover, while the complementarity conception

does not acknowledge that INGOs are sometimes second-best actors, the redundancy conception

does not acknowledge that there might be some advocacy activities for which INGOs are first-

best. In short, because complementarity and redundancy are each appropriate goals in different

situations, we need a lens that helps us choose between them. Simply defining partnership as

both complementarity and redundancy does not accomplish this.

The partnership lens also has an additional shortcoming that the representation lens does

not have. Partnership pertains to interactions between actors; it says little about the structural

inequalities that condition these interactions. Yet such inequalities are common in INGOs’

partnerships with NGOs, largely because NGOs rely on INGOs for funds. The effects of these

inequalities can be mitigated in various ways.59 But so long as NGOs depend on INGOs for

funds, it is difficult for the relationship between them to be deeply consistent with egalitarian

norms.60 The language of partnership does not provide a basis for grappling with these sorts of

structural issues.

IV. INGO advocacy as the exercise of quasi-governmental power

The shortcomings of the representation and partnership lenses suggest four corresponding

features that a lens for conceptualizing and normatively evaluating INGO advocacy should have.

It should: 1) not require agreement about whether a given case of INGO advocacy is

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representation; 2) apply to a wide range of INGO advocacy activities, including but not only

representation (however defined); 3) address the political and ethical implications of INGOs’

status as mediocre and second-best actors, including especially their status as mediocre and

second-best representatives. Finally, 4) it should attend to structural inequalities, not only

interactions between actors. In addition to avoiding the shortcomings of the representation and

partnership lenses, it should also direct our attention to the most prevalent, significant and hard-

to-see ways in which INGO advocacy undermines norms of democracy, equality and justice;

provide a vocabulary for describing these dynamics and explaining what is objectionable about

them, and shed light on how to avoid, minimize or mitigate them.

I think that we can go a considerable way toward meeting these desiderata by

conceptualizing INGO advocacy not as representation or partnership, but rather as the exercise of

quasi-governmental power. If we conceive of INGO advocacy in this way, the normative

standard to which INGO advocates should be held is that they avoid misusing their power. In the

rest of this section I argue that conceiving of INGO advocates as holding and exercising quasi-

governmental power better explains the dynamics through which INGO advocacy violates

democratic, egalitarian and justice-based norms than does conceiving of INGO advocates as

representatives or partners. I show that INGO advocates tend to misuse their power in at least

four specific ways, and I propose four corresponding normative principles for avoiding these

misuses, presented in decreasing order of importance.61

The conception of power implicit in this analysis is both a potential that INGOs cultivate

and hold and the use of that potential: that is, I focus on power that INGOs both “have” and

“exercise” (i.e., not Foucauldian power). By interpreting the negative aspects of INGO advocacy

as misuses of power, we see that they are usually not merely the result of one-off careless

decisions made by individual INGOs; they are instead manifestations of ongoing power

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inequalities. But nor are these negative aspects of advocacy the result of entrenched power

structures from which INGOs have no possibility of escape (as is sometimes claimed by those

who see INGOs as pawns in the efforts of neoliberal institutions to reduce state capacity).

Rather, the dynamics that I identify as misuses of power are problems that INGOs can

significantly reduce through their intentional actions, but not eliminate entirely—at least without

utterly transforming themselves.

a) Misuse of power #1: undermining the basic interests of poor and marginalized people

The most obvious way in which INGO advocates misuse their power is by undermining

the interests of poor and marginalized people. Correspondingly, the most obvious specification

of the requirement that INGOs avoid misusing their power is that they should not undermine the

interests of poor and marginalized people. Of course, most policies and practices of coercive

institutions—including policies and practices advocated for by INGOs—benefit some poor

people and undermine the interests of others. As Riddell notes, “in most cases [of advocacy],

some poor people will tend to benefit, either relatively or absolutely, from the consequences of

changes in the external policy regime, and some will tend to be adversely affected.”62

For this reason, requiring that INGOs avoid advocating for any policy that might make

any poor or marginalized person even a little bit worse-off would likely exclude some beneficial

advocacy. So we should interpret what I will call the basic interests principle to mean that a)

INGO advocates should not significantly undermine the basic interests of any poor or

marginalized person, and b) the anticipated net benefits of any policy they advocate for and the

effects of the advocacy itself must outweigh their anticipated net negative effects for poor and

marginalized groups.

Unlike the representation lens, applying the basic interests principle does not require

agreement about whether an INGO advocate has engaged in representation; the principle is also

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general enough to apply to a wide range of advocacy activities, including but not only

representing. The main shortcoming of the basic interests principle is that it is often difficult to

judge whether an INGO has undermined the basic interests of poor and marginalized people. For

example, the available evidence suggests that ENOUGH and Global Witness’s advocacy on

Section 1502 violated the basic interests principle while Oxfam’s advocacy on health insurance

in Ghana did not. Yet there is a significant chance that one or both of these conclusions will turn

out to be incorrect, as events unfold and/or as new information becomes available.

One seemingly promising way to get around this problem is by treating due diligence as a

proxy for not undermining interests.63 That is, even if it is difficult to tell whether an INGO has

actually undermined interests, we can look to see if it took reasonable precautions to avoid doing

so. However, if those evaluating INGOs focused only on due diligence procedures and not on

the actual effects of advocacy, it would create an incentive for INGOs to jump through the

relevant hoops without wholeheartedly committing themselves to not undermining interests.

More importantly, assessing what counts as due diligence in a particular case of INGO advocacy

can itself be very challenging. For example, Global Witness has several reports about the

situation in the DRC on its website, including a report summarizing a survey of the residents of

seven mining communities.64 If Global Witness did violate the basic interests principle, then

either its seemingly extensive research did not amount to due diligence or due diligence is a poor

proxy for not undermining interests in this case.

One possible explanation for how Global Witness could engage in due diligence but also

seemingly violate the basic interests principle suggests another limitation of due diligence

procedures more generally: they are of little use when the actor undertaking them is already

committed to a particular position or strategy. Seay and Autesserre argue that Global Witness

and ENOUGH only focused on conflict minerals after their previous efforts to generate interest

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in the DRC conflict among audiences in the US and UK had failed. Unlike those previous

efforts, the conflict minerals campaign was highly successful, in large part because it highlighted

the use of conflict minerals in cell phones and other electronics bought by US and UK-based

consumers.65 Global Witness and ENOUGH therefore had a strong incentive to find evidence for

causal linkages between regulating conflict minerals and reducing the conflict in the DRC, and

between reducing the conflict in the DRC and improving the well-being of the Congolese people

—linkages that other researchers, activists and scholars were calling into question.

What happens when there is disagreement between an INGO and (some members of)

a poor or marginalized group about what is in (some members of) that group’s interest? Such

disagreements can sometimes be overcome through discussion.66 When discussion fails,

democratic norms suggest that INGOs have not only a moral permission but also a moral

obligation to shift their efforts and attention to groups with whom they have more of a shared

vision. There might be rare cases of extreme urgency when paternalism by INGOs is

warranted, but these cases usually arise in the context of public health emergencies, not

advocacy on policy issues.67 Especially when there are groups with legitimate claims that

want INGOs to advocate for them, there is little sense in INGOs imposing their preferences

on groups that do not want INGOs’ involvement.68

b) Misuse of Power #2: Displacing poor and marginalized groups or their legitimate representatives

Suppose that, contrary to what the currently available evidence suggests, ENOUGH and

Global Witness turn out to be correct about Section 1502: the SEC writes strict rules and

implements them quickly; the mining companies return to the DRC; the miners go back to work,

and conflict declines precipitously. If these things were to happen, we would have to revise the

judgment articulated above and conclude that, in fact, ENOUGH and Global Witness did not

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undermine the basic interests of poor and marginalized people. But would this mean that they

had not misused their power? I don’t think so. This is because ENOUGH and Global Witness

wrote the text of Section 1502 and shaped the lineup of speakers at the SEC hearings about the

bill. Regardless of whether the policies for which they advocated undermined the basic interests

of poor and marginalized people, this constituted a misuse of power on democratic grounds.

Let us first try to spell out this intuition using the representation lens. From a

representation-based perspective, one might say that democratic norms require that people have a

chance to have a say in decisions that significantly affect them. Congolese mining communities

were significantly affected by Section 1502 of Dodd-Frank. ENOUGH and Global Witness did

not enable members of these communities to have a say in decisions about Section 1502, because

ENOUGH and Global Witness were not authorized by, nor accountable to, Congolese mining

communities—nor did ENOUGH and Global Witness accurately re-present the mining

communities’ preferences to US officials (at least on some accounts). But consider how

ENOUGH and Global Witness might respond to this allegation: “We never claimed to represent

the Congolese mining communities. We are members of civil society and experts on the DRC.

We were asked by U.S. elected officials to offer our input regarding U.S. legislation, and that is

what we did.” This statement is difficult to refute from within the representation framework.

Now consider another way of spelling out the intuition that there is something wrong

with ENOUGH and Global Witness writing Section 1502. Democratic norms require that people

have a chance to have a say in decisions that significantly affect them. By writing Section 1502

and playing a dominant role in shaping the lineup of speakers at the SEC roundtable about the

bill, ENOUGH and Global Witness displaced other actors—including those who, if given the

chance, would likely have done a better job of representing the views and preferences of people

(Congolese miners) who were going to be significantly affected by the bill. From the

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representation perspective, ENOUGH and Global Witness failed to fulfill the positive

requirements of the role of representative—a role that they claimed not to occupy. From the

misuse of power perspective, ENOUGH and Global Witness failed to fulfill a negative duty to

avoid blocking (more) democratically legitimate representation by others. This latter argument

is not only more difficult to contest than the representation-based argument, it also offers a more

perspicacious description of the problem: the problem is not that ENOUGH and Global

Witness’s statements and actions amounted to bad representation, but rather that they helped to

silence other voices that could have contested their version of events. Had these other voices

been heard, the effects of ENOUGH and Global Witnesses’ statements and actions would likely

have been less egregious.

Displacement can have at least three kinds of negative effects. First, it can lead to

policies that undermine the basic interests of poor and marginalized people (i.e., it can collapse

into violations of the basic interests principle). This appears to have happened in the case of

ENOUGH and Global Witness. As Seay writes:

Many of the problems with Section 1502 and its unintended consequences were

anticipated by Congolese civil society leaders and scholars and could have been avoided

had their perspectives been integrated in the advocacy process [of US-based

organizations] before strategies were released and advocacy activities had already been

determined.69

Second, displacement can make it more difficult for nascent or potential first-best actors

such as domestic NGOs and CBOs based in poor countries to develop their skills and capacities.

In the case of Section 1502, for example, the Congolese civil society leader Eric Kajemba stated

that, “[t]here are NGOs here in the East [of the DRC]- BEST, Pole Institute, there are many

organizations working on this. I agree, we have problems, but some are trying to do good

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work.”70 Thus, by displacing Congolese NGOs from participating in debates about Section 1502,

ENOUGH and Global Witness not only deprived US lawmakers of the Congolese NGOs’

expertise and insights; they also made it more difficult for these NGOs to gain the experience

and connections that might have helped them to overcome the “problems” to which Kajemba

refers.71

Third, displacement can be objectionable when the involvement of those who are

displaced is intrinsically valuable. As Markell argues with reference to what he calls

“usurpation,” a crucial question is: “whatever it is that’s happening, and however it’s being

controlled, to what extent is it happening through you, through your activity?”72 For example, as

I noted above, both Ghana’s NHIA and the World Bank consistently referred to the Shared Goal

report as “the Oxfam report” and its arguments as “Oxfam’s critique.” This focus on Oxfam

reduced the extent to which the things that were happening in Ghanaian civil society, such as

vigorous debate about Ghana’s National Health Insurance Scheme, were happening through the

Ghanaian NGOs.73

While for Markell usurpation appears to be largely intentional, displacement is often

unintentional. Oxfam did not intentionally push the Ghanaian NGOs aside. To the contrary, it

invited them to be its partners (although on terms that could reasonably have been predicted to

leave the Ghanaian NGOs somewhat marginalized, as I discuss below). Rather, the Ghanaian

NGOs were displaced due to the joint effects—some intended, some not—of Oxfam, the NHIA,

the World Bank and other entities. Historical conditions also played a role: the history of British

colonialism in Ghana provided a rhetorical opening for the NHIA to attack the Shared Goal

report as neo-colonial by attributing it to Oxfam.74 In short, displacement can be an active

misuse of power by specific actors, such as Global Witness and ENOUGH writing Section 1502,

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or it can be a joint effect of many different actors interacting under conditions of inequality, such

as the displacement of the Ghanaian NGOs from debates prompted by the Shared Goal report.

Given these negative effects of displacement, I propose a minimize displacement

principle: INGOs should minimize displacement as much as possible, taking into consideration

other ethical constraints. This principle meets all four desiderata discussed above: it does not

require determining whether a case of advocacy is a case of representation; it can be applied to a

wide range of advocacy activities; it addresses issues of structural inequality, and as I will now

explain, it accounts for INGOs’ status as mediocre and second-best actors.

The minimize displacement principle requires INGO advocates to make difficult

judgments about whether and how much to undertake an advocacy activity themselves and how

much to step back and make way for, support, and/or pressure nascent or potential first-best

actors. If an INGO decides to step back, it must then decide what form that stepping back should

take: provide active support for the nascent first-best actor? Be a more distant but available

resource? Disappear from the scene entirely? The minimize displacement principle does not

provide specific answers to these questions, but it crystallizes them in a way that the

representation and partnership lenses do not.75

Rather than adopt a minimize displacement principle, why not just say that INGOs should

represent as well as possible when they are first-best and/or good representatives and step back

when they are both second-best and mediocre representatives? The problem with this approach

is that actors that are sometimes second-best representatives must maintain—all of the time— a

very different orientation toward the activity of representing than actors that are always first-best

representatives.76 Actors that are always first-best representatives can throw themselves into

representing as well as possible. In contrast, actors that are sometimes second-best must

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continually look for opportunities to support representation by other actors—to “lead from

behind” as one Ghanaian NGO official put it to me.77

c) Misuse of power #3: Cultivating and retaining the capacity for arbitrary interference

I have argued that even if ENOUGH and Global Witness did not undermine the basic

interests of Congolese mining communities, they still misused their power by helping to write

Section 1502. What if—counterfactually— they had instead declined to do so, citing their staff’s

busy schedules? Surely, if they had done this, ENOUGH and Global Witness would not have

misused their power—or so one might think.

In one sense, this is correct: had these two organizations declined to write Section 1502

and help shape the lineup of speakers at the SEC hearing, they would not have actively displaced

anyone. But by not questioning the legitimacy of the request, they retained and reinforced their

capacity to arbitrarily interfere with poor and marginalized groups. In so doing, they would have

misused their power in a subtler and more passive way. By “capacity to arbitrarily interfere,” I

mean the power to take actions that significantly affect others, without being constrained to

ensure that those actions track the interests and preferences of those they significantly affect

(“track” here means “take into account,” not “act consistently with”).78 Even if ENOUGH and

Global Witness had refused to help write Section 1502, they still would have had the capacity to

interfere arbitrarily with the Congolese mining communities. Although public arguments about

Section 1502 had to be framed in terms of the interests or preferences of the Congolese people in

order to be seen as legitimate, this did not significantly constrain Global Witness and ENOUGH

because a) many conflicting claims were said to be in these groups’ interest and b) the Congolese

mining communities had no way to ensure that ENOUGH and Global Witness would advocate

for policies that tracked their preferences and interests.

26

Claire Timperley, 11/07/12,
Phrasing? After saying that ENOUGH and GW could have declined to write Section 1502 because they were too busy, you then say that writing the Section was not a misuse of power. It’s a little confusing—it’s not a misuse to write it? or it would be ok to say they couldn’t?
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ENOUGH and Global Witness had the capacity to interfere arbitrarily not only with

Congolese mining communities, but also with domestic NGOs and CBOs based in the DRC. As

the Congolese civil society leader Eric Kajemba stated, “[W]e are not very happy with Global

Witness or ENOUGH, but we feel they are very influential, and we are ready to work with them.

On the other hand, we are also afraid of our government and what they are doing.79 The phrase

“also afraid” suggests that the Congolese NGOs were afraid of ENOUGH and Global Witness,

presumably because they are “very influential.”

Recall that our subject here is the capacity to arbitrarily interfere, not interference itself.

The capacity is objectionable on egalitarian grounds because when A has the capacity to interfere

arbitrarily with B, B is always insecure; B must toady and fawn to A to stay on A’s good side.

The implications of this idea have been well developed by Philip Pettit. But Pettit, working from

the paradigmatic case of the slaveholder, focuses on actors that have the capacity to intentionally

or quasi-intentionally make other people’s lives worse.80 In contrast, when INGOs undermine

the interests of poor and marginalized groups, they usually do so unintentionally. But INGOs’

capacities to exercise arbitrary power still give other actors reason to toady to them. For

example, it was because of ENOUGH and Global Witness’s capacities to exercise arbitrary

power that Eric Kajemba and other Congolese civil society leaders seem to have thought it best

to try to work with ENOUGH and Global Witness, even though they disapproved of these

INGOs’ methods and strategies. Thus, a third normative principle for evaluating INGO

advocacy is that INGOs—and other actors—should minimize INGOs’ capacity to arbitrarily

interfere with poor and marginalized groups and those groups’ legitimate representatives, again

taking into consideration other ethical commitments. Like the basic interests principle, this

principle does not require determining whether advocacy is representation; it can also be applied

to a wide range of advocacy activities.

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Can INGOs really be held morally responsible for their capacity to interfere

arbitrarily with poor and marginalized people, as opposed to actually interfering with them?

I think that they can be. The capacity to arbitrarily interfere does not fall from the sky, nor is

it unilaterally bestowed by others. Rather, it is usually, at least in part, cultivated by those

who have it. INGOs are no exception. For example, ENOUGH and Global Witness were

partly responsible for their capacity to write Section 1502 of the Dodd-Frank bill and

influence the lineup of speakers at the SEC hearings about it. But Seay argues that U.S.

politicians and industry leaders are also partly to blame for ceding this power to them.81 Thus

the minimize capacity for arbitrary interference principle makes demands not only on

INGOs, but also on actors that are empowered to constrain INGOs from arbitrarily

interfering with others.

What institutional mechanisms might help reduce INGOs’ capacity for arbitrary

interference? Oxfam’s advocacy on Ghana’s national health insurance scheme offers some hints.

Oxfam does not seem to have had the capacity to interfere arbitrarily with the Ghanaian people

or Ghanaian NGOs. This is because Ghana is a stable and inclusive democracy with a vibrant

civil society. The Shared Goal report was therefore actively debated and criticized, not taken as

marching orders by Ghanaian NGOs, the Ghanaian people or the Ghanaian government (quite to

the contrary!). In other words, there were strong democratic institutional constraints on Oxfam’s

ability to influence domestic public policy in Ghana. Whereas the representation lens would

prompt us to look for accountability mechanisms that do or could constrain Oxfam, the misuse of

power lens casts a much wider net: it enables us to see that other actors contested, diluted and

drowned out Oxfam’s claims in ways that constrained Oxfam’s power and rendered its advocacy

more consistent with democratic norms, even though they did not hold Oxfam accountable.82

Misuse of Power #4: Low-balling

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Oxfam has thus far fared well in our analysis: while it contributed to the displacement of

Ghanaian NGOs, it seemingly did not violate the basic interests principle; it also had little

capacity to interfere arbitrarily with poor and marginalized Ghanaians or Ghanaian NGOs. But

what should we make of the circumstances surrounding the commissioning and release of the

Shared Goal report? The agreement between Oxfam and the Ghanaian NGOs was that Oxfam

would pay for the report itself, while the Ghanaian NGOs would cover the (much lower) costs

related to rolling out and publicizing the report. All four organizations would, however, co-

release the report together, as equal partners.

There are at least three possible responses that the Ghanaian NGOs could have had to this

arrangement: they could have rejected it, accepted it gladly, or accepted it grudgingly, viewing it

as the least bad of the options available to them, but not something they would have accepted

under better conditions. In what follows, I want to explore the implications of the third response.

(Even if this was not the response the Ghanaian NGOs actually had, it appears to be a common

response to the terms of INGO-NGO partnerships.)

Suppose, then, that the Ghanaian NGOs accepted Oxfam’s offer, for one or more of

several reasons: they believed that the issue of health care reform in Ghana was important and

thought that the joint report would be the most effective way to address it; they saw the joint

report as a way to enhance their own public profile, and/or they thought of their participation as

an investment in an ongoing relationship with Oxfam.83 Suppose, further, that Oxfam wanted to

partner with these particular Ghanaian organizations but did not feel that it was imperative that it

do so; it could work with other Ghanaian NGOs or other international agencies, or release the

report alone, if necessary. It therefore did not have a strong incentive to offer the Ghanaian

NGOs a better deal than what it originally offered. Finally, suppose the reason why Oxfam’s

29

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offer was the most appealing of the Ghanaian NGOs’ options was due at least in part to structural

and/or historic injustices, such as colonialism.84

Philosophers call this type of offer a “mutually advantageous exploitative” (MAE) offer.

In an MAE offer, “A gets B to agree to a mutually advantageous transaction to which B would

not have agreed under better or perhaps more just background conditions…”85 Because MAE

offers stand at some remove from other forms of exploitation, I will here call them “lowball”

offers.86 Lowball offers present a seeming paradox. On the one hand, these offers are

structurally very similar to price gouging, and it is widely accepted that price gouging—e.g.,

charging $100 for a $15 shovel after a snowstorm—is unethical, because it involves reaping a

windfall benefit at the expense of someone who is especially vulnerable through no fault of their

own. But on the other hand, accepted lowball offers make the recipient better off than she would

have been without the offer. Assuming that Oxfam is under no obligation to make the Ghanaian

NGOs any offer at all, how could it be unethical for it to make them an offer that, if accepted,

would make the Ghanaian NGOs better off?87

I think the explanation is that by entering into what philosophers call a “special

relationship” with the Ghanaian NGOs (by making them an offer), Oxfam takes on a

responsibility to treat the Ghanaian NGOs in a particular way. This is why Oxfam does not have

a duty to make an offer to the Ghanaian NGOs, but if it does make an offer, it should not try to

extract the best deal possible, if doing so requires taking advantage of historic injustices in a way

that makes things worse for the Ghanaian NGOs than they could reasonably be. To do so would

be a misuse of power on Oxfam’s part. (Note that the representation and partnership lenses offer

little traction on this issue.)88

While lowball offers are misuses of power, they are not necessarily unjustified, all things

considered. Lowball offers can sometimes be in the best interest of poor and marginalized

30

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people, for example when domestic NGOs are corrupt or inefficient. I therefore propose that,

rather than ruling them out entirely, INGOs should treat lowball offers as having a strong

presumption against them; they should adopt a principle of wariness about lowball offers.89 Of

our four desiderata, this principle does not require determining whether a case of INGO

advocacy is a case of representation and it addresses issues of structural inequality.

e) The Exercise of Power Lens

The four principles just described together meet the four desiderata discussed above

(Figure 2).

Desiderata

No determination re: representation

required

Relevant to many INGO

advocacy activities

Accounts for second-best and mediocre status

Addresses structural inequality

Principles derived from the Exercise of Power

lens

Basic interests principle X X

Minimize displacement principle X X X X

Minimize capacity for arbitrary interference X X X

Wariness about lowball offers X X

Figure 2. Desiderata met by the four normative principles.

Even though it is framed as a negative duty, the requirement that INGOs avoid misusing

their power is still very demanding; acting consistently with the four principles outlined above

would require many INGOs to significantly change their existing practices. But these four

principles should not be construed as hard-and-fast rules for grading the legitimacy or normative

acceptability of INGO advocacy, for several reasons. First, these principles do not say much

about other standards to which we might hold INGOs, such as effectiveness at achieving their

(justified) objectives. Second, these four principles almost certainly do not exhaust the range of

ways in which INGOs can misuse their power. I have drawn these principles out of an analysis

31

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of the two cases discussed here. I hope that other scholars, critics, INGOs and activists—

including those on whose behalf INGOs have advocated— will engage with other cases in a

similar fashion. The end result of such engagement would be a collectively-authored,

empirically-based, morally-sensitive and conceptually clear account of the various ways in which

INGO advocates tend to misuse their power, the political and ethical implications of them doing

so, and possible ways to avoid these misuses.

Third, while I have presented these principles in what I take to be roughly descending

order of importance, this is not a lexical ordering: avoiding severe displacement might be more

important than mildly undermining a group’s basic interests. Likewise, acting consistently with

these principles has costs, and the principles say nothing about how these costs should be traded

off against compliance with the principles. In particular, INGOs can sometimes face conflicts

between not misusing their own power, and preventing other actors from engaging in far more

severe abuses of their power. For example, if Ghana’s health insurance scheme really is much

less effective than the NHIA claims, and if other countries really are on the verge of adopting

versions of this scheme, then perhaps some displacement of Ghanaian NGOs is a reasonable

price to pay to ensure that the truth about Ghana’s health insurance scheme emerges. The power

lens helps to clarify what is at stake in these tradeoffs, but it does not generate all-things-

considered judgments about which trade-offs INGOs should accept.

While there are situations in which actors are justified in slightly misusing their own

power in order to prevent gross abuses of power by others, the case of Section 1502 reveals how

fatuous, and therefore dangerous, this kind of logic can be. Global Witness and ENOUGH might

argue that they slightly misused their own power over Congolese NGOs in order to prevent far

greater abuses of the Congolese people by armed militias. But in so doing, Global Witness and

ENOUGH helped to silence the activists and scholars who were arguing that reducing the

32

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minerals trade would in fact have little effect on the conflict in the DRC. As this example

suggests, the utilitarian idea that it is acceptable to violate principle X oneself in order to reduce

violations of principle X overall can be self-defeating, even on consequentialist grounds, because

it allows certain violation of principle X in exchange for the possibility of a reduction in

violations of principle X overall.

IV. Conclusion

I have assumed that to be legitimate, INGO advocacy must be consistent with norms of

justice, democracy and equality. But these terms are so broad that this claim is not particularly

controversial; nor does it tell us very much. The more difficult and important question is: what

does it mean, in concrete, practical terms, for INGO advocacy to be consistent with these norms?

I have argued that for INGO advocates, being democratic often does not mean striving to

represent as well as possible and being egalitarian often does not mean being an excellent

partner. Rather, given the kinds of actors that INGOs are and the contexts in which they operate

—given, especially, their status as second-best and mediocre representatives—consistency with

these norms is most precisely and relevantly cashed out in terms of not misusing power. Thus,

for INGO advocates, being just means, at a minimum, not undermining the basic interests of

poor and marginalized people and not making them lowball offers that exploit historic or

ongoing injustices. Being democratic means minimizing the extent to which they displace poor

and marginalized groups and those groups’ legitimate representatives and minimizing the extent

to which they cultivate the capacity for arbitrary interference. Being egalitarian means being

wary of lowball offers and, again, minimizing their capacity to interfere arbitrarily with poor and

marginalized groups and those groups’ legitimate representatives.90

This, then, is why it is beside the point that no one elected Oxfam: the normative

challenges posed by INGO advocacy are far more diverse—but also addressable in a wider

33

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variety of ways—than the Economist’s rhetorical question, “Who Elected Oxfam?” suggests.

The Economist’s question implies that bad representation is the problem and elections (or other

forms of accountability) are the solution. But we have seen that Global Witness and ENOUGH

undermined the basic interests of poor and marginalized people and cultivated the capacity to

interfere with them arbitrarily; Oxfam, Global Witness and ENOUGH displaced poor and

marginalized people and their legitimate representatives’ Oxfam made these groups lowball

offers. These issues go far beyond bad representation. Yet possible strategies for addressing

them go far beyond elections and other forms of accountability.

When one has a hammer, everything can look like a nail. And when one studies

representation, everything can look like an example of representation. I have argued that

democratic theorists need to take off their representation-colored glasses and look anew at

advocacy through the lens of power, rather than representation. In so doing they will not only

see important aspects of INGO advocacy that are not representation; they will also see

representation itself in a new way.

34

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1 Economist, ‘Angry and Effective’, The Economist, September 21, 2000, pp. 85-87.

2 [Acknowledgements.]

3 Laura Seay, ‘What’s Wrong with Dodd-Frank 1502? Conflict Minerals, Civilian Livelihoods, and the Unintended

Consequences of Western Advocacy’, Center for Global Development, Working Paper 284, January 2012 and Seay

personal communication.

4 Seay, ‘What’s Wrong with Dodd-Frank 1502?’. See also David Aronson, ‘How Congress Devastated Congo’, The

New York Times, August 7, 2011; Mvemba Dizolele, ‘The Costs and Consequences of Dodd-Frank Section 1502:

Impacts on America and the Congo,’ May 10, 2012. After the Dodd-Frank bill was passed, the debate turned to the

question of how strict the rules required by Section 1502 should be, and whether they should be implemented gradually

or all at once. The bill authorizes the SEC to write these rules.

5 Congolese civil society organizations estimated that 5-12 million people (miners and their dependents) have been

significantly negatively affected by Section 1502 (see Seay, ‘What’s Wrong with Dodd-Frank 1502?’).

6 Severine Autesserre, ‘Dangerous Tales: Dominant Narratives on the Congo and their Unintended Consequences’,

African Affairs, 111 (2012), pp. 202-222.

7 Alliance for Reproductive Health Rights et. al., ‘Achieving a Shared Goal: Access to Free Health Care in Ghana’,

Oxfam International, 2011, accessed November 06, 2012, http://oxf.am/Z2D.

8 Alliance for Reproductive Health Rights et. al., ‘Achieving a Shared Goal’; George Schieber et al., ‘Health Financing

in Ghana at a Crossroads’, World Bank (2012), p. ii; NHIA, ‘NHIA Position on OXFAM/ISODEC Report on Free

Universal Health Care in Ghana,’ March 17, 2011,

http://www.ghanaweb.com/GhanaHomePage/NewsArchive/artikel.php?ID=205271.

9 Schieber ‘Health Financing in Ghana at Crossroads’, p. 8.

10 National Health Insurance Authority, ‘NHIA Position on OXFAM/ISODEC Report’, 2011.

11 Schieber, ‘Health Financing in Ghana at Crossroads’, p. 8.

12 Schieber, ‘Health Financing in Ghana at Crossroads’.

13 Schieber, ‘Health Financing in Ghana at Crossroads’, pp. 8, 9, 66, 82, 108, 109.

14 Because the question of how INGO advocacy should be characterized is at issue in this article, I refrain from offering

a definition here. See Michael Barnett and Thomas Weiss, ‘Humanitarianism: A Brief History of the Present’ and Craig

Calhoun, ‘The Imperative to Reduce Suffering: Charity, Progress and Emergencies in the Field of Humanitarian

Action’, both in Michael Barnett and Thomas Weiss, eds., Humanitarianism in Question: Politics, Power, Ethics

(Ithaca: Cornell University Press, 2008) for discussions of the historical antecedents of INGO advocacy in colonialism,

anti-slavery movements, and women’s suffrage movements.

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15 An “operational” INGO undertakes “on the ground” humanitarian or development projects; a non-operational NGO

does not. Oxfam is operational; ENOUGH and Global Witness are non-operational.

16 Unless otherwise stated, by “INGO” I will mean this subset of INGOs. For reasons that will become clear, I focus on

INGOs that are headquartered in wealthy Western countries.

17 Michael Edwards, ‘Does the Doormat Influence the Boot? Critical Thoughts on UK NGOs and International

Advocacy’, Development in Practice, 3 (1993), pp. 163-175; Warren Nyamugasira, ‘NGOs and Advocacy: How Well

Are the Poor Represented?’ Development in Practice, 8 (1998), pp. 297-308; Deborah Eade, ed., Development and

Advocacy (Great Britain: Oxfam, 2002), p. ix; Jeffrey Sachs, The End of Poverty (New York: Penguin Books, 2005);

Alan Hudson, ‘NGOs’ Transnational Advocacy Networks: From ‘Legitimacy’ to ‘Political Responsibility’’, Global

Responsibility 1 (2001), pp. 331-352. According to Craig Calhoun (‘The Idea of Emergency: Humanitarian Action and

Global (Dis)order’ in States of Emergency, ed. Didier Fassin and Mariella Pandolfi (Cambridge: Zone Books, 2010)),

the upsurge of interest in humanitarian aid in the 1980s and 1990s was, a reaction to the perceived limitations of more

straightforwardly political efforts to alter the social and political order undertaken in the 1960s and 1970s. The current

enthusiasm about advocacy can thus be read as a swinging back of the pendulum.

18 Alan Hudson, ‘Advocacy by UK-based Development NGOs’, Non-Profit and Voluntary Sector Quarterly, 31 (2002).

19 Roger Riddell, Does Foreign Aid Really Work? (Oxford: Oxford University Press, 2007), Chapter 17.

20 I focus on these three norms because they are often invoked by INGOs themselves, and so can provide the basis for

an immanent critique. But these norms are relevant even for INGOs that do not explicitly adopt them. For example,

some INGOs claim to pursue narrow humanitarian ends rather than political justice, yet it is still important that they act

justly rather than unjustly.

21 David Plotke, ‘Representation is Democracy’, Constellations, 4 (1997), pp. 19-34, Nadia Urbinati, ‘Representation as

Advocacy: A Study of Democratic Deliberation’, Political Theory, 28 (2000), pp.758-786.

22 Sofia Näsström, ‘Where is the Representative Turn Going?’, European Journal of Political Theory, 10 (2011), pp.

501-510.

23 I don’t claim that these cases are typical of INGO advocacy in general. In social scientific terms, my use of them is

“hypothesis generating.” I return to this point below.

24 Nadia Urbinati and Mark Warren, ‘The Concept of Representation in Contemporary Democratic Theory’, Annual

Review of Political Science, 11 (2008), pp. 387-412. See also Michael Saward, ‘Authorisation and Authenticity:

Representation and the Unelected’, Journal of Political Philosophy 17 (2009), pp.1-22, Joshua Busby, ‘Bono Made

Jesse Helms Cry: Jubilee 2000, Debt Relief, and Moral Action in International Politics’, International Studies

Quarterly, 51 (2007), pp. 247-275 and Laura Montanaro, ‘The Democratic Legitimacy of Self-Appointed

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Representatives’, Journal of Politics (2012) [FirstView]. All of these authors cite Bono’s statement, “I represent a lot of

people [in Africa] who have no voice at all…” As we will see, Bono’s self-description makes him a significant outlier.

25 Suzanne Dovi, ‘Political Representation’, The Stanford Encyclopedia of Philosophy (Winter 2011 Edition), Edward

Zalta, ed., http://plato.stanford.edu/entries/political-representation/ (2011).

26 In addition to democratic theorists of representation, some Right- and Left-leaning critics of INGOs also describe

them as non-elected representatives. See Paul Wapner, ‘Introductory Essay: paradise Lost? NGOs and Global

Accountability’, Chicago Journal of International Law 155 (2002), pp. 155-160, Micklethwait and Wooldridge (cited in

Peter Spiro, ‘Accounting for NGOs’, Chicago Journal of International Law, 3 (2002), pp. 161-169); cites in Hudson,

‘NGOs’ Transnational Advocacy Networks’, and Boagang He and Hannah Murphy, ‘Global Social Justice at the WTO?

The Role of NGOs in Constructing Global Social Contracts’, International Affairs, 83 (2007), pp. 707-727. Some legal

scholars (e.g. Erik Bluemel, ‘Overcoming NGO Accountability Concerns in International Governance’, Brooklyn

Journal of International Law, 31 (2005), p.139) and scholar-practitioners (e.g. Nyamgusira, ‘NGOs and Advocacy’)

also conceptualize INGO advocacy as representation (e.g. Bluemel, ‘Overcoming NGO Accountability Concerns in

International Governance).

27 Saward, ‘Authorisation and Authenticity’. He discusses INGOs, as well as many other types of non-elected actors.

See also Montanaro, ‘The Democratic Legitimacy of Self-Appointed Representatives’.

28 Urbinati and Warren, ‘The Concept of Representation.’ When Urbinati in ‘Representation as Advocacy’ writes that

“representation is advocacy,” she means a particular conception of advocacy as “an alternative to the dichotomy of

representative as delegate or representative as trustee.” She is not referring to advocacy as undertaken by INGOs. See

also Terry MacDonald, Global Stakeholder Democracy (New York: Oxford University Press: 2008), p. 163.

29 Hudson, ‘NGOs’ Transitional Advocacy Networks.’ I doubt that INGOs deny being representatives for legal reasons

(e.g. to retain their 501c3 status), because they still make partisan political claims. Also, some INGOs, such as Oxfam

America, have separate advocacy arms for precisely this reason.

30 Lisa Jordan and Peter van Tuijl, ‘Political Responsibility in NGO Advocacy’, World Development, 28 (2000), pp.

2051-2065.

31 A search for “represent,” “representation” and “representative” on the web pages of 15 of the largest humanitarian

and development INGOs revealed no instances of INGOs claiming to represent poor and marginalized people. Details

of this analysis on file with the author.

32 Urbinati and Warren, “The Concept of Representation’, Montanaro, ‘The Democratic Legitimacy of Self-Appointed

Representatives’.

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33 Indeed, Montanaro’s definition of “self-authorizing” representatives does not require that actors describe themselves

as representing.

34 Andrew Rehfeld, ‘Towards a General Theory of Political Representation’, Journal of Politics, 68 (2006), pp. 1-21.

35 Cf. Michael Saward, The Representative Claim (Oxford: Oxford University Press, 2010). Montanaro in ‘The

Democratic Legitimacy of Self-Appointed Representatives’ describes this activity as “aim[ing] to provide political

presence for a constituency to an audience.”

36 See Oxfam International’s website at: http://www.oxfam.org/en/grow/about/what (accessed August 20, 2012).

Montanaro in ‘The Democratic Legitimacy of Self-Appointed Representatives’ cites Oxfam’s claim that it “seek[s] to

influence the powerful to ensure that poor people can improve their lives and livelihoods and have a say in decisions

that affect them” as evidence that it is a self-identified representative. I argue below that many of Oxfam’s activities that

fit this description are not representation.

37 The most plausible basis for identifying cases of representation for the purposes of evaluating INGO advocacy would

probably combine the audience perception and activity criteria, but even this approach is vulnerable to the criticism that

it is unfair to INGOs because it holds them to a standard of good representation when they deny being representatives

and engage in activities that can be described in other terms.

38 Oxfam International, ‘Working Together: Oxfam’s Partnership Principles’,

http://www.oxfam.org/en/about/what/partnership-principles (accessed November 06, 2012). See also Jordan and Van

Tuijl, ‘Political Responsibility in NGO Advocacy’.

39 Laurence Piper and Bettina von Lieres, ‘Expert Advocacy for the Marginalised: How and Why Democratic Mediation

Matters to Deepening Democracy in the Global South’, Development Research Center and Institute for Development

Studies, Working Paper Volume 2011, No. 364 (2011), p. 20, my italics.

40 Cf. Montanaro, ‘The Democratic Legitimacy of Self-Appointed Representatives’, Michael Saward, ‘The

Representative Claim’, Contemporary Political Theory, 5 (2006), pp. 297-318 and Saward, The Representative Claim.

41 See http://www.starvedforattention.org/about-malnutrition.php (accessed October 1, 2012).

42 Enrique Peruzzotti, ‘Civil Society, Representation and Accountability: Restating Current Debates on the

Representativeness and Accountability of Civic Association’, in NGO Accountability: Politics, Principles and

Innovations, ed. Lisa Jordan and Peter van Tuijl, (London: Earthscan, 2007), p. 47.

43 Oxfam International, ‘Working Together’.

44 Witnessing can be a form of representation, but it is often less politically effective the more that it is perceived by

external audiences as democratic representation that is responsive to the interests and preferences of those whose stories

it tells, rather than as an objective recounting of events by an unbiased speaker.

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45 Alliance for Reproductive Health Rights et al., ‘Achieving a Shared Goal’, p. 8.

46 Peruzzotti, ‘Civil Sociey, Representation and Accountability’, p. 47.

47 Of course, some activities, such as scientific research, have their own criteria for legitimacy in addition to more

general criteria.

48 Clifford Bob, ‘NGO Representation and Accountability: A Skeptical View’, prepared for NGOs, International

Security, and Global Governance (1997); Rubenstein, ‘Accountability in an Unequal World’. Jordan and van Tuijl in

‘Political Responsibility in NGO Advocacy’ give the example of local NGOs in India being able to control international

activists by threatening to cut them off from important information, but such cases are exceptional.

49 Jordan and van Tuijl, ‘Political Responsibility in NGO Advocacy’.

50 More generally, because INGOs are generally poor “mirror” or “descriptive” representatives of poor and

marginalized groups, they cannot provide the epistemological, psychological, symbolic and other benefits of this type of

representation (Jane Mansbridge, ‘Should Blacks Represent Blacks and Women Represent Women? A Contingent

‘Yes’’, Journal of Politics, 61 (1999), pp. 628-657). See also Linda Alcoff, ‘The Problem of Speaking for Others’,

Cultural Critique, 20 (1991-1992), pp. 5-32.

51 Patience Kabamba, ‘The Real Problems of the Congo: From Africanist Perspectives to African Prospectives’, African

Affairs Online, March 22, 2012 argues that the DRC government should not be seen as a first-best actor.

52 This division of advocacy groups between “Northern” and “Southern” is an oversimplification. For example, Justice

Africa is based in London, but claims to be “run by, for and with Africans and African communities; guided by the Pan-

African slogan: ‘Nothing for me without me’.” (Italics in original.) See http://www.justiceafrica.org/about-us/ (accessed

October 31, 2012).

53 Jordan and van Tuijl (2000) note that the (now inactive) Forum of African Voluntary Development Organizations

(FAVDO) was an African-based advocacy organization with extensive advocacy experience in the US.

54 Much of the literature on non-elected representation acknowledges that INGOs are mediocre representatives in

absolute terms (because they are not elected), but not that they are second-best representatives in relative terms. It has

therefore focused on how INGOs can be better representatives themselves, but has said little about their responsibilities

to step back and support other preferable representatives. An exception is Suzanne Dovi, ‘In Praise of Exclusion’,

Journal of Politics, 71 (2009), pp. 1172-1186.

55 Oxfam Canada, ‘Partnership Policy’, February 25, 2011, http://www.oxfam.ca/who-we-are/partnership-policy

(accessed November 06, 2012), and Oxfam International, ‘Working Together’. It is also implicit in Jordan and van

Tuijl’s preferred model of “cooperative” advocacy (see Jordan and van Tuijl, ‘Political Responsibility in NGO

Advocacy’).

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56 Oxfam Canada, ‘Partnership Policy’, my italics. All but the last sentence of this passage can also be found in Oxfam

International’s Partnership Policy. The fact that the last section refers to an OI document suggests that OI also

recognizes the attractiveness of the redundancy conception.

57 Oxfam Canada, ‘Partnership Policy’ and Oxfam International, ‘Working Together’ both define “partnerships” as

“mutually empowering relationships, which are aware of power imbalances and focused on mutual growth,

organizational development, institutional strengthening and above all, on achieving impact.”

58 For example, an INGO’s inability to decipher a local Indian newspaper article and a local Indian NGO’s inability to

decipher highly technical World Bank reports are in a sense symmetrical, but they are also the result of historic and

ongoing inequalities. Cf. Jordan and van Tuijl, ‘Political Responsibility in NGO Advocacy’.

59 Oxfam Canada, ‘Partnership Policy’; Oxfam International, ‘Working Together’.

60 Cf. Jordan and van Tuijl, ‘Political Responsibility in NGO Advocacy’ describe an advocacy campaign that was

successful in part because the NGOs did not receive funding from their INGO partners.

61 These principles pertain primarily to INGO advocates themselves. However, they also indicate that how other actors

and institutional structures can be evaluated based on how well they constrain INGOs from misusing their power.

Likewise, INGOs themselves can be evaluated based on the degree to which they support the creation and effective

implementation of such constraints.

62 Riddell, Does Foreign Aid Really Work?, pp. 300-301.

63 Thanks to [excised] for prompting me to discuss due diligence.

64 Global Witness, ‘Artisanal Mining Communities in Eastern DRC: Seven Baseline Studies in the Kivus’, August 22,

2012, http://www.globalwitness.org/library/artisanal-mining-communities-eastern-drc-seven-baseline-studies-kivus

(accessed October 1, 2012).

65 Seay, ‘What’s Wrong with Dodd-Frank 1502?’, Autessere, ‘Dangerous Tales’.

66 Of course, domination can lead less powerful groups and sub-groups to say that they agree when they do not.

67 For example, when there was an outbreak of Marburg virus (similar to Ebola) in Angola, some people hid their

relatives with the disease because they thought that sending them to the hospital would cause them to die. This risked

spreading the disease further. See Sharon LaFraniere and Denise Grady, ‘Stalking a Deadly Virus, Tackling a Town’s

Fears’, The New York Times, April 17, 2005. Even in this case, the disease outbreak could not be contained without the

participation, help, and knowledge of the local population (who were, moreover, correct that going to the hospital was

of little help to sick individuals themselves).

68 The situation is of course more complicated when a minority within the group wants an INGO to be involved but the

majority does not.

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69 Seay, ‘What’s Wrong with Dodd-Frank 1502?’.

70 Interview with Eric Kajemba (translated from French), http://congosiasa.blogspot.co.nz/2011/08/interview-with-eric-

kajemba-on-conflict.html (accessed September 30, 2012).

71 Of course, the problem for the Congolese miners was not only that ENOUGH and Global Witness exercised arbitrary

power over them, but that the US Government did as well.

72 Patchen Markell, ‘The Insufficiency of Non-Domination’, Political Theory, 36 (2008), pp. 9-36.

73 The story here is complicated. Oxfam’s participation created more discussion of the Shared Goal report than there

would have been if Oxfam hadn’t been involved, and representatives of the Ghanaian NGOs participated in those

discussions (Shang- Quartey, pers. Com), but much of the narrative around the report focused on Oxfam’s role, rather

than that of the Ghanaian NGOs.

74 For example, the NHIA’s focus on Oxfam was part of a broader rhetorical strategy that tied claims about Oxfam’s

dominant role in writing the report to allegations that the report itself was a neo-colonial enterprise. Thus, the NHIA

issued a statement saying that it “hereby serves notice to Oxfam that its parochial agenda cannot succeed in an era that

‘divide and rule’ has been banished into the annals of history never to be resurrected again in an independent nation

such as Ghana” (NHIA, ‘NHIA Position on OXFAM/ISODEC Report on Universal Health Care in Ghana’).

75 The idea that INGO advocates are second-best representatives also gestures toward a longer-term consideration of

what it would take—not relying on distant donors? Being headquartered in the Global South?—for INGO advocates to

be first-best representatives on a regular basis.

76 Stepping back and supporting first-best actors might seem unnecessary for humanitarian INGOs such as Doctors

Without Borders that speak out against gross violations of human rights that they witness directly. In these sorts of

situations it is still appropriate for INGOs to consult widely and carefully with those affected regarding the possible

effects of them speaking out. For an example of what happens when INGOs do not do this, see Claire Magone, Michael

Newman and Fabrice Weissman, Humanitarian Negotiations Revealed: The MSF Experience (New York: Columbia

University Press, 2011), pp. 45-46.

77 Shang-Quartey, ISODEC, personal communication.

78 Cf. Philip Pettit, Republicanism (Oxford: Oxford University Press, 1997).

79 Interview with Eric Kajemba, http://congosiasa.blogspot.com/2011/08/interview-with-eric-kajemba-on-conflict.html,

my italics. This statement also suggests that the Congolese NGOs faced a tradeoff between standing up to arbitrary

interference by their government and standing up to arbitrary interference by INGOs. I will return to this issue below.

80 Pettit, Republicanism, pp. 52-54. Pettit seems to think that he must limit his focus to intentional or quasi-intentional

interference because non-volitional events such as natural disasters do not respond to toadying or fawning in the way

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that a slave-owner or abusive husband might. But this excludes the category of unintentional harm by volitional actors.

Cf. Sharon Krause, ‘Beyond Non-Domination: Agency, Inequality and the Meaning of Freedom’, Philosophy and

Social Criticism, 37 (2012) [forthcoming].

81 Seay, ‘What’s Wrong with Dodd-Frank 1502?’.

82 The US is also a democracy with a vibrant civil society, but as I have discussed, Congolese people and activists were

largely excluded from discussions of Section 1502.

83 Oxfam and some of the Ghanaian NGOs that co-commissioned the report had worked together in the past (Shang-

Quartey, personal communication).

84 Why might the Ghanaian NGOs have preferred not to have Oxfam involved? For the same reason that—for example

—the the American Association of Retired Persons might not want its report about Obamacare to be funded by and

released jointly with a Chinese NGO.

85 Alan Wertheimer, ‘Exploitation’, The Stanford Encyclopedia of Philosophy (Fall 2008 Edition), Edward Zalta, ed.,

http://plato.stanford.edu/entries/exploitation/ (2008).

86 Thanks to [excised] for suggesting this term.

87 Thanks to [excised] for helpful discussion of this issue.

88 Whether or not INGOs make lowball offers matters. But the extent to which they have the capacity to do so is also

relevant. The relationship between actually making such offers and having the capacity to make them is roughly parallel

to the relationship between actually undermining basic interests and having the capacity to do so: in both cases, capacity

matters because poor and marginalized people must worry about what more powerful actors will do—but the stakes of

lowball offers are usually lower than the stakes of arbitrary interference.

89 The best way to reduce lowball offers is to reduce the circumstances of inequality that make them more likely to be

offered and accepted.

90 I suspect that many of the arguments presented here can be extended to other types of INGOs and other types of non-

state actors, but I leave this question for another occasion.