Weak El Niño and Winter Climate in the Mid- to High ...
Transcript of Weak El Niño and Winter Climate in the Mid- to High ...
Weak El Niño and Winter Climate in the Mid- to High Latitudes of Eurasia
PENG ZHANG
Department of Atmospheric and Oceanic Sciences & Institute of Atmospheric Sciences, Fudan University, Shanghai, and
Earth System Modeling Center, Nanjing University of Information Science and Technology, Nanjing, China
BIN WANG
Earth System Modeling Center, Nanjing University of Information Science and Technology, Nanjing, China, and Department of
Atmospheric Sciences and International Pacific Research Center, University of Hawai‘i at M�anoa, Honolulu, Hawaii
ZHIWEI WU
Department of Atmospheric and Oceanic Sciences & Institute of Atmospheric Sciences, Fudan University, Shanghai, China
(Manuscript received 28 August 2017, in final form 12 August 2018)
ABSTRACT
According to the sea surface temperature anomaly (SSTA) intensity in the Niño-3.4 region and the east–
west gradient across the Pacific, three types of El Niño are identified in this work. An event with larger than
average intensity is defined as a strong El Niño, all others are considered to be weak events. Almost all strong
El Niños are concurrent with a large gradient, which is featured by negative SSTAs in the western Pacific and
positive SSTAs in the equatorial eastern Pacific (EP) and Indian Ocean (IO). According to the east–west
gradient, the weak events can be subdivided into gradient-weak (GW) El Niño and equatorial-weak (EW) El
Niño. The GW El Niño characterizes a great east–west gradient without a significant IO SSTA. In contrast,
the EW event features a positive SSTA over the tropical IO and EP. The impact of GWEl Niño on the North
Atlantic–Eurasia continent (NA–Eurasia) displays a negative North Atlantic Oscillation (NAO)-like at-
mospheric anomaly, resulting in a drier and cooler-than-normal winter over Eurasia. Observational and
numerical evidence indicate that the prolonged subtropical jet from the North Pacific to NA acts as a
waveguide that captures the planetary Rossby waves generated by the GW El Niño. This waveguide favors
the propagation of the perturbations into the downstream regions, which would affect the NA–Eurasian
climate. However, the EWEl Niño is accompanied by a relatively weak subtropical jet that cannot impact the
NA–Eurasian climate significantly. For the strongElNiño, the absence of theNAO signal can be attributed to
the counteracting of the teleconnections triggered by the Pacific and the tropical IO.
1. Introduction
El Niño–Southern Oscillation (ENSO) is a prominent
source of climate predictability that exerts a significant
impact on global climate, which has been investigated
widely (e.g., Jin et al. 1994; Ropelewski and Halpert
1996; Trenberth and Caron 2000; Wang et al. 2008; Wu
et al. 2009; Wu and Li 2009; Wu and Lin 2012). Gener-
ally, ENSO can influence the climate over the North
Pacific (NP) and North America via the Pacific–North
America (PNA) teleconnections (Wallace and Gutzler
1981; Horel and Wallace 1981; Lin and Wu 2011) and
can modulate the Asian climate through maintaining
the western North Pacific anticyclone anomalies (Wang
et al. 2000). However, so far, its impacts on the North
Atlantic and Eurasian region (NA–Eurasia) have remained
somewhat debatable (Brönnimann 2007; Rodríguez-Fonseca et al. 2016; Polvani et al. 2017).
During the last century, the studies of Ropelewski
and Halpert (1987) and Halpert and Ropelewski (1992)
suggested that ENSO-related temperature and precipi-
tation anomalies are difficult to detect over the NA–
Eurasia region. Several influential factors have been
proposed to explain such a nonstationary relation-
ship (Brönnimann 2007), such as the variability of the
ENSO signal itself, which may result in different effects
in Europe (Greatbatch et al. 2004); tropical volcanicCorresponding author: Prof. Zhiwei Wu, zhiweiwu@fudan.
edu.cn
15 JANUARY 2019 ZHANG ET AL . 405
DOI: 10.1175/JCLI-D-17-0583.1
� 2018 American Meteorological Society. For information regarding reuse of this content and general copyright information, consult the AMS CopyrightPolicy (www.ametsoc.org/PUBSReuseLicenses).
eruption, which is probably the most important external
forcing factor disturbing the ENSO signal (Brönnimann
et al. 2007); and some other non-ENSO-related climate
factors (Mathieu et al. 2004; Garfinkel and Hartmann
2010). However, such a claim was challenged by sub-
sequent studies (Brönnimann 2007; Ineson and Scaife
2009; Li and Lau 2012). Based on model results, Merkel
and Latif (2002) showed that the El Niño events could
significantly affect the climate anomalies over Europe—
more importantly, the anomalous patterns conform
with a negative North Atlantic Oscillation (NAO). This
finding has been proven by more recent papers (e.g.,
Ineson and Scaife 2009; Graf and Zanchettin 2012; Li
and Lau 2012), which showed that the wintertime El
Niño can excite a negative phase of anNAO-like pattern
with colder and drier-than-normal conditions prevailing
over Europe (Brönnimann et al. 2007). Some studies
further explained that when ENSO events occur, the
subtropical jet stream may be activated as a ‘‘bridge’’
that connects tropical Pacific and NAO signals (Graf
and Zanchettin 2012; Zhang et al. 2015). Other than the
roles of the troposphere, the tropical warming excites a
polarward-propagating Rossby wave train, which can
also extend upward and reach the stratosphere, resulting
in a weaker polar vortex that drives a negative NAO
anomaly over the NA–Eurasia (e.g., Perlwitz and Graf
1995; Bell et al. 2009; Ineson and Scaife 2009; Butler
et al. 2014; Domeisen et al. 2015; Polvani et al. 2017;
Richter et al. 2015; Calvo et al. 2017).
Because of the complexity of ENSO itself, the mag-
nitudes and patterns of tropical sea surface temperature
anomalies (SSTAs) vary among individual El Niño and
La Niña episodes (Capotondi et al. 2015). In particular,
the strong ENSO events (especially the so-called ‘‘super
El Niños’’ such as 1982, 1991, 1997, 2015, etc.) gave rise
to extensive damage to property, injuries, and loss of
lives. The scientific community thus has paid close at-
tention to these strong events (Schreiber and Schreiber
1984; Philander and Seigel 1985; McPhaden 1999; Wang
and Weisberg 2000; L’Heureux et al. 2017; Levine and
McPhaden 2016; Paek et al. 2017; and many others).
However, what are the possible influences of warm
ENSO events with a different intensity? Toniazzo and
Scaife (2006) found that the atmospheric anomalies
show opposite signs over eastern NA for a strong and
moderate ElNiño. Recently, Hoell et al. (2016) reported
that the precipitation in California is also susceptible to
El Niño intensity.
Moreover, according to the locations of anomalous
convective centers over the tropical Pacific, the warm
ENSO episodes can be defined as the equatorial central
Pacific (CP) or the equatorial eastern Pacific (EP) El
Niño (Larkin and Harrison 2005; Ashok et al. 2007;
Weng et al. 2007; Kao and Yu 2009; Kug et al. 2009).
Their opposites are deemed to be the CP or EP La Niña(Cai and Cowan 2009; Shinoda et al. 2011). With dif-
ferent SSTA patterns, the wintertime EP and CP El
Niño (La Niña) events exert quite different impacts on
the European climate (Graf and Zanchettin 2012;
Hurwitz et al. 2014; Zhang et al. 2015). Apart from the
shift of the maximum SSTA location, the zonal SST
anomalies gradient between the tropical western Pacific
(WP) and tropical EP is also an important feature of
ENSO (Hoell and Funk 2013). Recently, Wang et al.
(2013) proposed a new ENSO-related concept, mega-
ENSO, which is defined by using the averaged WP
K-shaped SST minus averaged EP triangle SST (Wang
et al. 2013, their Fig. 3). Thus, the mega-ENSO not only
contains the zonal SST gradient over the tropical WP
and tropical EP but also reflects the meridional gradi-
ent between the tropical and extratropical Pacific. This
new concept has garnered attention from many re-
searchers (Kim and Ha 2015; Wu and Yu 2016; Wu and
Zhang 2015; Zhang et al. 2016; Zhang et al. 2017).
While considerable efforts have been made to charac-
terize ENSO episodes through tropical Pacific SSTA
distribution, few analyses have examined the gradient
that exists during ENSO episodes nor have they tried
to classify ENSO events depending on the intensity
and gradient simultaneously. Here, another question
is raised. Does the change of the wintertime ENSO
SSTA gradient exert different impacts on the Eurasian
climate?
This study aims to investigate the different atmo-
spheric anomalies and their associated climate effects
over the NA–Eurasia region during different El Niñoevents, which are classified by the SSTA intensity in the
Niño-3.4 region and the SSTA gradient between theWP
and the EP. In this paper, section 2 introduces the data,
model, and experiment designs. The ENSO events are
first grouped based on the SSTA intensity and second
subdivided based on the SST gradient using the Niño-3.4 and mega-ENSO indices in section 3. In section 4,
we display the atmospheric responses to different
ENSO events over the NA–Eurasia region. Section 5
will discuss the possible mechanisms of how the vari-
ous categories of El Niño affect the NA–Eurasian
climate. The summary and discussion are presented in
section 6.
2. Dataset, model, and experiments design
a. Observation data and indices
In this study, the period of datasets used ranges
from September 1957 to February 2016, including the
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following: 1) monthly SST data from the merged (arith-
metic mean) Extended Reconstructed SST, version 4
(ERSST.v4; Huang et al. 2015, 2016; Liu et al. 2015) and
the Hadley Centre Sea Ice and Sea Surface Tempera-
ture dataset (HadISST; Rayner et al. 2003) with hori-
zontal resolution of 28 3 28; 2) ERA-40 (Uppala et al.
2005) data for the period of September 1957–February
1979, and ERA-Interim (Dee et al. 2011) from Janu-
ary 1980 to February 2016 with horizontal resolu-
tion of 1.58 3 1.58. The climatological difference
between the ERA-40 and ERA-Interim datasets for
the period of 1980–2002 is removed from 1980–2016
ERA-Interim data to maintain temporal homoge-
neity. 3) Monthly global analysis of gauge observa-
tions [NOAA Precipitation Reconstruction (PREC);
Chen et al. 2002] on a fixed 1.08 3 1.08 longitude–latitude grid; 4) monthly mega-ENSO index (de-
fined within the region of 408N–408S, 1208E–908W)
is calculated depending on the definition of Wang
et al. (2013); 5) the ENSO events were identified
through the Niño-3.4 index (the region of 58N–58S,1208E–1708W), which is defined as the 3-month run-
ning mean of merged SSTAs in the Niño-3.4 region
based on centered 30-yr base periods (for the
method see thewebsite http://www.cpc.noaa.gov/products/
analysis_monitoring/ensostuff/ensoyears.shtml); and 6)
monthly station-based NAO index (Hurrell 1995). The
1957 winter refers to December 1957 and January–
February 1958. The deviation from the average over
the ENSO-neutral (normalized Niño-3.4 index
between 20.5 and 0.5) years was conducted as the
anomalies for all variables. Considering that the surface
temperature and precipitation data may contain an
upward trend, the data from 1957 to 2015 are detrended
to eliminate the long-term trend influence. And the
results based on the nondetrended data are nearly the
same.
b. Definition of different types of El Niño events
The traditional Niño-3.4 index can well represent
the intensity of ENSO events but cannot character-
ize the variation of the ENSO SSTA gradient over
the Pacific. The mega-ENSO index is, therefore, in-
troduced to distinguish the El Niño events with a
strong or weak gradient. Both indices are shown in
Fig. 1a and do not exhibit pronounced trends. The
trends of the Niño-3.4 and mega-ENSO indices
are 20.007 and 0.0072, respectively—not exceeding
the 90% confidence level Mann–Kendall trend sig-
nificance test (Hamed and Rao 1998; Mondal et al.
2012). On the interannual time scale, the mega-
ENSO index is highly correlated with the Niño-3.4index (the correlation coefficient is 0.9). Compared
with the Niño-3.4 index, however, the mega-ENSO
index is defined in a very different way. It is calcu-
lated by using the averaged west Pacific K-shaped
SST minus the averaged east Pacific triangle SST.
The Niño-3.4 region is included in the east Pa-
cific triangle region. The mega-ENSO, therefore, is
negative for an El Niño. And mega-ENSO shows
a spatial pattern similar to the ENSO-like inter-
decadal variability and the interdecadal Pacific Os-
cillation (IPO), containing a much broader range
than that of conventional ENSO indices.
FIG. 1. (a) Time series of the DJF Niño-3.4 and mega-ENSO index. For comparison purposes, the mega-ENSO
index is multiplied by 21. (b) Scatter map of the DJF Niño-3.4 and mega-ENSO indices for GW ENSO (red
circles), EW ENSO (green crosses), and strong ENSO (purple triangles). The red (blue) dashed line denotes 1.1
(21.1), and the black dashed line denotes 0.7 (20.7). (c) Time series of the DJF IPO and mega-ENSO index.
15 JANUARY 2019 ZHANG ET AL . 407
Figure 1c shows the normalized mega-ENSO and IPO
index; their correlation coefficient is 20.74. The IPO
index is consistent with the definition given by Dai
(2013), which is the second leading EOF of the 3-yr
moving-average global SSTs. Although the correlation
coefficient of mega-ENSO and IPO is significant, the
amplitude in the particular years is quite different.
Furthermore, the mega-ENSO contains the SST gradi-
ent of the eastern and the western Pacific, whichmay not
be reflected by IPO index. That is why the mega-ENSO
index is used in our research.
By the Niño-3.4 and mega-ENSO indices, the steps of
grouping El Niño events goes as follows: 1) if a nor-
malized DJF Niño-3.4 index is greater than 0.5, an El
Niño winter is considered to occur. The average value of
the normalized DJF Niño-3.4 index for these winters is
1.1. Therefore, a year with the normalized DJF Niño-3.4index greater than 1.1 is defined as a strong El Niño,otherwise, it is considered to be a weak El Niño. Theother values between 1 and 1.5 standardized departures
of the Niño-3.4 index can also be selected as the
threshold, which shows similar results. 2) We group the
strong (weak) El Niños depending on the gradient. For
the strong gradient El Niño cases, a prerequisite should
be satisfied: an El Niño event with a normalized mega-
ENSO index less than 20.7. For the weak gradient El
Niño, the normalized mega-ENSO index should be
more than 20.7. The value of this threshold is chosen
after the comparison of the SSTA for each El Niño year
(figure not shown). An interesting phenomenon is that
almost all strong El Niños have a significant gradient
(except 2009, the composite with or without the vari-
ables in this year does not influence qualitative results)
and only weak El Niños can be subdivided (Fig. 1b). For
convenience, the gradient-weak (GW) El Niño and
equatorial-weak (EW) El Niño in the text below refer
to the weak events with strong and weak gradients. All
events are listed in Table 1 as well as the different kinds
of La Niña episodes. However, the sample size of
GW (EW) La Niñas is too small to obtain a convincing
result. That is why, in this manuscript, we mainly pay
attention to the warm ENSO events. In Table 1, the CP
El Niño years are marked with bold fonts according to
the previous studies (e.g., Ashok et al. 2007; Graf and
Zanchettin 2012). The CP El Niño seems to be mere
random chance among the three types of newly defined
El Niño in this study.
We acknowledge that the research samples for three
types of El Niño events are quite limited and very likely
to be influenced by the large internal variability of the
atmosphere, which has a large impact on the ENSO
teleconnections (Deser et al. 2017). We perform nu-
merical experiments to investigate the role of SSTAs
associated with different types of El Niños in the at-
mospheric anomalies over the North Atlantic.
c. Simulations
All numerical experiments were performed using an
AGCM, the fifth-generation European Centre–Max
Plank Institute model (ECHAM5.4; Roeckner et al.
2003). We used the T63L19 version, which features a
horizontal resolution of 1.8758 and 19 vertical levels. TheSST forcing fields were derived from the Atmospheric
Model Intercomparison Project (AMIP) II SST and sea
ice concentration boundary conditions. In the control
run (CTRL), AMIP II historical SST was prescribed for
20 sample years: 1958, 1960, 1961, 1966, 1967, 1969, 1974,
1977, 1979, 1980, 1981, 1985, 1987, 1990, 1996, 2000,
2001, 2003, 2004, and 2006. Almost all of them are weak
or neutral ENSO andNAO years (the normalized Niño-3.4 and NAO indices are between 20.7 and 0.7).
Therefore, the impact of ENSO and NAO signals could
be reduced. The simulations for each sample were in-
tegrated for 38 months. Taking 1961 as an example, the
simulations were performed for the period from
1 January 1958 to 28 February 1961, the SSTs that
matched the 1958–61 time periods. Spinup spans the
first 35 months and the last 3-month-average was taken
as a sample. To contrast the different climate impacts of
the SSTA modes related to the disparate El Niños, weperformed a set of sensitivity experiments (see Table 2)
with their initial conditions taken from the control
experiment. Next, the observational composite SSTA
added to the control experiments was prescribed for
each sample. At last, 20 ensemble members for each
control and sensitivity experiment were considered to
reduce the influence of the initial conditions and the
internal variability. For the first sensitivity experiment
(GW El Niño warming, GW_EN), the composite SST
anomaly over the Pacific (408S–408N, 1208E–708W,
anomalies are set to zero in the outside region) during
TABLE 1. ENSO event classification using the Niño-3.4 andmega-
ENSO index. CP El Niño years are set in bold font. El Niño years
with sudden stratospheric warmings (SSWs) are set in italic font.
Events Years
Strong ENSO El Niño 1957, 1965, 1972, 1982, 1991,
1997, 2009, 2015 (8)
La Niña 1970, 1973, 1975, 1988, 1998,
1999, 2007, 2010 (8)
Weak ENSO GW El Niño 1958, 1968, 1976, 1977, 1979,
1986 (6)
GW La Niña 1971, 1974, 2000, 2008, 2011 (5)
EW El Niño 1963, 1969, 1987, 1994, 2002,
2004, 2006, 2014 (8)
EW La Niña 1967, 1983, 1984, 1995, 2005 (5)
408 JOURNAL OF CL IMATE VOLUME 32
the GW El Niño winter is added to the control exper-
iments from December to February. To enhance the
atmospheric response, we used the SST difference
between warm and cold GW ENSO. The prescribed
SSTA is similar to the SSTA distributions for GW El
Niño (Fig. 2b) but has a larger amplitude. For the second
sensitivity experiment (EWElNiñowarming, EW_EN),
the tropical Pacific SSTA (208S–208N, 1608E–708W)
during the EW El Niño winter (EW El Niño minus EW
La Niña) is imposed. Since the positive SSTA appears
significantly in the Indian Ocean (IO) during the EW El
Niño winter, the third experiment (EW_EN_IO) is de-
signed the same way as the EW_EN experiment. How-
ever the positive SST anomaly for the EW El Niño is
imposed on the IO and Pacific (208S–208N, 408E–708W)
to inspect their combined contribution. For the strong
El Niño, another set of experiments is designed. In
the fourth experiment (strong El Niño, STRG_EN),
we conduct sensitivity simulations where the EP SST
warming and WP cooling forcings are both imposed to
examine the impact of the strong El Niño. During the
strong El Niño, the intensity of the SSTA is much
greater than that during the weak El Niño. The SSTA,
calculated from strong El Niño minus neutral, is large
enough to obtain a clear response in the model. We also
study possible contributions of the strong El Niño–related positive SSTA in the tropical IO (208S–208N,
408–1108E) in the fifth experiment (Indian warming,
TABLE 2. List of SST perturbation experiments conducted in
this study.
Experiments Description of SST perturbation
GW_EN SSTA associated with GWEl Niño events
imposed in the Pacific (408S–408N,
1208E–708W)
EW_EN SSTA associated with EW El Niño events
imposed in the tropical Pacific
(208S–208N, 1608E–708W)
EW_EN_IO SSTA associated with EW El Niño events
imposed in the tropical Pacific and
Indian Ocean (208S–208N, 408E–708W)
STRG_EN SSTA associated with strong El Niñoevents imposed in the Pacific
(408S–408N, 1208E–708W)
IO_WARM SSTA associated with EW El Niño events
imposed in the tropical Indian Ocean
(208S–208N, 408–1108E)STRG_EN_IO STRG_EN and IO_WARM forcings are
imposed together
FIG. 2. DJF sea surface temperature (SST; K) composite differences of (a) strong El Niño2 neutral, (b) GW El
Niño2 neutral, and (c) EWEl Niño2 neutral. Neutral refers to a year in which the Niño-3.4 index is greater than20.5 and less than 0.5. (d),(e),(f) As in (a), (b) and (c), but for precipitation (mmday21). The black dots in each
panel represent the region with anomalies significant at the 90% confidence level (Student’s t test). The purple lines
in (a) and (b) outline the eastern Pacific triangle andwestern PacificK-shaped regions where themega-ENSO index
is defined. Shading intervals are 0.2K and 0.4mmday21.
15 JANUARY 2019 ZHANG ET AL . 409
IO_WARM), as the significant warming SSTAs occur
there. In the last experiment (strong El Niño and Indian
warming, STRG_EN_IO), we inspected the possible at-
mospheric response to the combination of IO_WARM
and STRG_EN forcings.
3. Comparison of three types of El Niño
The observed large-scale SSTA and tropical pre-
cipitation patterns associated with the strong, GW, and
EW El Niños are compared in Fig. 2. During a boreal
strong El Niño winter, the SSTA shows a ‘‘seesaw’’
mode that highly resembles the mega-ENSO SSTA
pattern (purple box in Fig. 2a) with a significant negative
anomaly covering the tropical–extratropical WP and a
positive SSTA covering the tropical EP. The tropical IO
meanwhile shows a significant warming SSTA (Fig. 2a).
For the weak El Niño events, two different SSTA patterns
are presented: the GW and EW El Niños. In general, the
two kinds of weak events have similar SSTA intensity—
both are weaker than that during the strong El Niño win-
ter. Specifically, theGWElNiño displays roughly the same
pattern in the Pacific as what the strong El Niño shows
(purple box in Fig. 2b), but no significant positive SSTA
appears in the IO. Conversely, the spatial pattern of the
EW El Niño features a highly significant zonal banded
warming throughout the tropical oceans from 208N to
208S without a significant K-shaped SST cooling in the
WP and subtropical Pacific (Fig. 2c).
As expected, the tropical precipitation anomalies re-
lated to the three kinds of El Niño are distinct on ac-
count of the different SSTA distributions (Figs. 2d–f).
For the strong El Niño (Fig. 2d), significant positive
rainfall anomalies locatedmainly over the equatorial CP
and EP are accompanied by a relatively dry condition
covering theMaritimeContinent. This precipitationpattern
is in accordance with the result showed by Dai and Wigley
(2000, their Fig. 2c). For the weak El Niños, the intensity oftropical Pacific precipitation centers becomes appreciably
weaker. During the GW El Niño winter, positive pre-
cipitation anomalies straddle the date line with a westward-
shifted center and a stronger intensity than that during the
EWEl Niño winter (Figs. 2e and 2f). Another difference
in the precipitation anomaly is that a larger significant
negative anomaly appears over the Philippine Sea for
the GW El Niño but is not obvious for the EW El Niño.It is interesting to notice that the equatorial CP and EP
SSTAs intensity for the GW and EW El Niños (Figs. 2band 2c) are almost the same. But why does the GW El
Niño excite a relatively stronger precipitation anomaly
than the EW El Niño?Rearrangement of convection centers of the Walker cir-
culation during ENSO events induces large precipitation
anomalies in the tropics (Dai andWigley 2000). Thus, to
answer the aforementioned question, it is necessary to
check the variations of the Walker cell over the equa-
torial Pacific associated with the GW and EW El Niños.Figure 3 presents the composite maps of the velocity
potential and the divergence wind at 850 hPa with re-
spect to the GW and EWEl Niños. For the weak events,
the vertical movements over the tropical Pacific exhibit
an east–west dipolemode. Sinkingmotion centered over
the Maritime Continent and tropical WP features a
strong divergence, and the contrary behavior can be
detected over the tropical EP. Nevertheless, the con-
vergence over the tropical EP and the divergence over
the WP in response to the GW El Niño (Fig. 3a) are
stronger than that to the EWEl Niño (Fig. 3b). As such,
the SSTA for the GW El Niño displays a stronger east–
west gradient that can induce a stronger atmospheric
response than that for the EW El Niño.
4. Atmospheric responses over Eurasia
The different ENSO SST anomaly patterns may
give rise to large discrepancies in the extratropical
atmospheric circulation as well as regional climate
directly by exciting the ENSO teleconnection (Horel
and Wallace 1981; Wang et al. 2000; many others) or
indirectly through the ‘‘atmospheric bridge’’ (Lau andNath
1996; Alexander et al. 2002; Graf and Zanchettin 2012). In
the present paper, we pay more attention to how the three
FIG. 3. DJF composite maps of the velocity potential (contour)
and the divergence wind (vector) at 850 hPa. (a) GW El Niño 2neutral and (b) EW El Niño2 neutral. The shadings in each panel
represent the region with anomalies significant at the 90% confi-
dence level (Student’s t test).
410 JOURNAL OF CL IMATE VOLUME 32
kinds of El Niño affect the climate of the Eurasian conti-
nent and the mechanism behind them.
Figure 4 compares the large-scale horizontal wind
and geopotential height anomalies at 1000hPa (Z1000,
UV1000) for the three kinds of El Niño. As one of the
most prominent ENSO teleconnections, the Aleutian
low (AL) tends to build up and shifts southeastward
during El Niño (Bjerknes 1966, 1969). For the strong
events, the AL becomes deeper than that for the weak
events, and a PNA-like teleconnection is excited by the
strong tropical warming SSTA (Fig. 4a). For the weak El
Niños (Figs. 4b,c), compared to the EW El Niño com-
posite, the significant negative Z1000 anomaly over the
Aleutian area mildly shifts southeastward during the
GW El Niño. However, pronounced discrepancies at
Z1000 can be observed over theNA–Eurasia sector. The
Z1000 anomaly during the GW El Niño winter shows a
negative NAO-like structure (Fig. 5a) with an obvious
reinforced anomalous Iceland low and Azores Islands
high (Fig. 4b). Nevertheless, the NAO-like pattern dis-
appears during the EW El Niño winter (Fig. 4c). The
scatterplot in Fig. 5b displays the relationship between
NAO and the three types of El Niño. Five out of six GW
warm ENSO episodes occur accompanied by the nega-
tive NAO-like patterns, and the exception corresponds
to an NAO-neutral pattern (NAO index 5 20.05).
However, for the strong and EW El Niños, the possi-
bility of the occurrence of a positive or negative NAO-
like anomaly is fifty-fifty. This phenomenon indicates
that compared to the EW and strong events, the connec-
tion of GW El Niño and NAO signals seems more stable.
When an El Niño event occurs concurrently with
NAO, their combined effect can lead to even greater
or different influences than each of them does alone
(Seager et al. 2010; Wu and Lin 2012; Wu and Zhang
2015).Many other works have proven that during winter
the NAO signal contributes profoundly to precipitation
and surface temperature in NA–Eurasia (Jones et al.
2003; Graf and Zanchettin 2012; Zhang et al. 2015).
Figure 6 examines the mean winter (DJF) 2-m air tem-
perature (T2m) and precipitation anomalies of three
kinds of El Niño over Eurasia. Great T2m and pre-
cipitation differences are found in this region. During
the strong El Niño winter, there are no significant T2m
anomalies over Eurasia except for central Europe
(Fig. 6a). The precipitation anomalies display a mono-
center pattern with the significant region mainly located
to the northeast of the Caspian Sea (Fig. 6d). During the
GW El Niño winter, midlatitude responses show nega-
tive T2m anomalies over eastern Europe and northern
Asia—up to 22.2K colder than normal (Fig. 6b). Dur-
ing the EW El Niño winter, no significant T2m anoma-
lies emerge in Eurasia (Fig. 6c). Precipitation-wise, a
significant south–north dipole mode is detected dur-
ing the GW El Niño winter with significant dry con-
ditions controlling northern Eurasia and relatively
wet conditions covering southern Eurasia (Fig. 6e).
However, for the EW El Niño, there is only a small
significant negative anomaly to the south of Lake
Baikal (Fig. 6f).
All these phenomena imply that the T2m and pre-
cipitation anomalies respond rather differently to the
three types of El Niño during the past 59 winters.
Among them, the response to GW events is the most
significant. Combined with Fig. 4b, the spatial pattern
displayed in Figs. 6b and 6e can be explained to some
extent. When a GW El Niño event—accompanied by a
negative phase of NAO—occurs in the wintertime, the
reduced cross-NA westerly flow restricts the warm and
moist air blowing from the ocean but favors cold and
dry air coming down from the Arctic. This circulation
pattern prevails over much of the Eurasian continent,
resulting in a colder and drier-than-normal condition
FIG. 4. DJF 1000-hPa geopotential height (Z1000; 10m)
and wind (UV1000; m s21) composite differences of (a) strong
El Niño 2 neutral, (b) GW El Niño 2 neutral, and (c) EW El
Niño 2 neutral. The vectors and shadings in each panel represent
the region with anomalies significant at the 90% confidence level
(Student’s t test). The contour interval is 10m.
15 JANUARY 2019 ZHANG ET AL . 411
there—in accordance with the demonstration of Hurrell
et al. (2003) and Jones et al. (2003). Over southern
Eurasia, the positive precipitation anomalies may
be induced by the anomalous southerly flow trans-
porting warm and wet air from tropical Africa and the
Arabian Sea. And such a pathway through which El
Niño impacts the precipitation in southwest central
Asia has been discussed by Mariotti (2007). However,
during the strong and EW El Niño winters, tropical
SSTA cannot exert a significant impact on Eurasia.
FIG. 5. (a) The regression maps of the Z1000 (10m) onto the NAO index for 1957–2015. The shadings indicate
that the correlations are significant at the 90% confidence levels (Student’s t test). The contour interval is 10m.
(b) Scatter map of the DJF NAO and Niño-3.4 indices for GW El Niño (red circles), EW El Niño (green crosses),
and strong El Niño (purple triangles). The blue dashed line denotes 1.1.
FIG. 6. As in Fig. 2, but for 2-m air temperature (T2m; K) and precipitation (mmday21) over Eurasia.
412 JOURNAL OF CL IMATE VOLUME 32
For what reasons did the GWEl Niño connect with the
NAO signal?
It is known that jet streams can affect the propagation
of the tropical-induced planetary waves and lead to
atmospheric anomalies depending on 1) a strong jet stream
acting as a zonal waveguide, 2) the strength of Rossby
waves, and 3) thewaves that cross the jet streams (Ambrizzi
and Hoskins 1997). For an ENSO event, a Rossby wave
can be generated by enhanced precipitation and related
latent heat released at the equator that propagates from
low-latitude regions to the Arctic. When the poleward-
propagating Rossby wave crosses the subtropical jet
stream, it can be trapped and then the disturbance will
propagate downstream along the jet stream waveguide—
therefore impacting the downstream region. Graf and
Zanchettin (2012) demonstrated that the subtropical
jet, as an atmospheric bridge, is of great significance in
linking the NAO signal and tropical Pacific warming.
Using observational data and numerical simulation,
Zhang et al. (2015) verified that the atmospheric bridge
also works during the La Niña winter. However, it is still
unclear why the GW El Niño connects with the NAO.
Whether the subtropical jet can bridge the GW El Niñoand NAO teleconnection calls for further investigation.
In response, we give the composite 200-hPa zonal wind
(U200) anomalies to explore the variations of El Niño–related jet streams (Fig. 7).
From the composite maps, the U200 anomalies—
related to the three kinds of El Niño—exhibit a tripolar
structure over NP (Fig. 7). In the subtropical NP, sig-
nificant positive anomalies indicate that the East Asia
subtropical jet is strengthened. For the GW El Niño(Fig. 7b), the strengthened anomalous East Asia sub-
tropical jet elongates far eastward from the EP to NA–
Eurasia. Significant negative anomalies extend zonally
from the extratropical NP to NA, indicating a weakened
Atlantic jet. Accompanied by the variations of these
two jet streams, a negative NAO-like pattern appears
over the NA–Eurasia sector (Fig. 4b). Compared to
GWEl Niño, the elongations of the two jet streams are
not appreciable during the strong El Niño winter.
Meanwhile, the cores of two anomalous jet streams
over the North American and Atlantic sectors are
displaced westward (Fig. 7a). This anomalous U200
pattern resembles that of Graf and Zanchettin (2012,
their Fig. 4, middle). For the EWEl Niño (Fig. 7c), the
upper troposphere subtropical westerly winds become
much weaker at the eastern tip of the subtropical jet
stream. It suggests that different kinds of El Niño will
excite different responses in the East Asian sub-
tropical and Atlantic jets, accompanied by the various
atmospheric responses over the NA–Eurasia region
(Figs. 4 and 6).
According to the analysis above, we may speculate
that El Niño–related jet streams are the key factors to
modulating the connection of El Niño and NAO. But
the composites do not guarantee any cause and effect.
For example, it is hard to tell whether the different re-
sponses of the jet streams are caused by the switch of the
El Niño types or vice versa. Some researchers have
pointed out that the ENSO-related extratropical Pacific
SSTAs are excited by the atmosphere, not the opposite
way around (Lau and Nath 1990; Alexander et al. 2004).
Nevertheless, Robinson (2000) argued that the response
of the extratropical atmosphere to underlying SSTAs
is weak but not ignorable. Thus, more evidences are
needed to confirm causality.
5. Physical mechanisms
Based on the observed analyses above, the different
SSTA patterns for the two kinds of weak El Niño are
possibly accountable for the two kinds of atmospheric
anomalies over NA–Eurasia. To verify the specific
FIG. 7. As in Fig. 2, but for zonal wind (m s21) at 200 hPa (U200).
The contour interval is 1 m s21.
15 JANUARY 2019 ZHANG ET AL . 413
processes, a set of experiments was performed—as de-
scribed in section 2. Figure 8 shows the imposed SSTA
for each sensitivity experiment. First, we checked the
tropical precipitation response to the GW_EN, EW_
EN, and EW_EN_IO forcings relative to the CTRL
experiment (Fig. 9). In accordance with the observa-
tional results, the imposed EP SST warming, WP and
extratropical Pacific cooling in the GW_EN simulation
(Fig. 9a) result in stronger tropical Pacific precipitation
anomalies than that of the EW_EN and EW_EN_IO
simulations (Figs. 9b and 9c). Figure 10 displays the re-
sponses of SLP anomalies. The GW_EN SSTA forcing
induces a strengthened AL over the NP and a negative
NAO-like SLP anomaly over the NA (Fig. 10a). This
anomaly pattern markedly resembles the observed GW
El Niño composition (Fig. 4b). Under the EW_EN
forcing, the anomalous AL is still strong. However, over
the NA, the NAO-like atmospheric response disappears
(Fig. 10b). Comparing these two simulations, the most
obvious difference is that the NAO-like SLP anomaly
does not appear in response to the equatorial EP
warming without the cooling in the WP K-shaped re-
gion. Next, the EW_EN_IO experiment was performed.
Considering that an EW El Niño is often observed to
occur with an IO SST warming (Fig. 2c), we added a
positive IO SSTA to the EW_EN forcing. The result
shows a slightly northwestward-shifted AL (Fig. 10c)
compared with the GW_EN simulation (Fig. 10a).
Meanwhile, the NAO-like atmospheric response is not
significant over NA–Eurasia (Fig. 10c)—the outcome
basically reproduced the observational result (Fig. 4c).
Above all, different SSTA patterns for the two kinds of
weak events can result in roughly similar atmospheric
responses over the NP. Yet, they trigger quite different
responses over the NA.
We speculated above that the GW El Niño is linked
to NAO through the subtropical jet stream. Thus, it is
necessary to check the jet streams excited by the several
kinds of SSTA forcings in the model. The results are
shown in Fig. 11. Forced by the GW El Niño SSTA
(Fig. 11a), the responses of the jet streams also exhibit a
tripolar structure over the NP. Accompanied by a neg-
ative NAO-like SLP anomaly over the NA–Eurasia
region, a strengthening East Asia subtropical jet and a
weakening Atlantic jet extends zonally from the NP to
NA–Eurasia. For the EW_EN and EW_EN_IO simu-
lations (Figs. 11b and 11c), the jet streams are un-
surprisingly strengthened (weakened) mainly over the
NP. Such anomaly patterns are well consistent with the
observations (Figs. 7b and 7c). According to the obser-
vational and numerical evidence, the mechanism of
whether the weak El Niño can link to NAO or not,
therefore, can be concluded as follows. During the GW
El Niño winter, when the tropical EP warming and the
equatorial WP cooling SSTAs are coupled with each
other (Fig. 2b), the tropical Pacific precipitation anom-
alies will be stronger than during the EW El Niño(Figs. 2e and 9a). Also, the anomalousAL in response to
FIG. 8. (a)–(f) The SSTA forcing regions mentioned in Table 2.
414 JOURNAL OF CL IMATE VOLUME 32
the GW El Niño SSTA is located relatively farther east
than that of the EW El Niño (Figs. 4b and 10a). Mean-
while, strong abnormal convective heating over tropical
oceans excites the subtropical jet elongating zonally
from NP to NA–Eurasia. Such circumstances probably
enhance the possibility of the planetary Rossby waves,
which may be trapped by the subtropical jet stream
during their poleward propagation. Along the sub-
tropical jet stream waveguide, some of the perturbation
responses will propagate zonally eastward from Pacific
sector to the downstream regions and contribute to the
weakening of the Azores high and to the negative phase
of NAO (Figs. 7b and 11a). The eastward elongated
subtropical jet stream cannot be triggered during EWEl
Niño (Figs. 7c and 11c) when relatively weaker abnor-
mal convective heating occurs near the date line (Figs. 2f
and 9c). Under these conditions, the EW El Niñoanomaly cannot link with the NAO signal (Figs. 4c
and 10c).
Differing from the weak events, the strong El Niñoevents—especially the so-called super El Niños—have
gained wide attention for their significant climate im-
pacts (Wolter and Timlin 1998; Chavez et al. 1999; Lau
and Weng 2001; Wu et al. 2010; Christiansen et al. 2016;
and so on). From the observations, the strong El Niños
are featured by a strong east–west Pacific SSTA gradient
and significant IO SST warming (Fig. 2a). We have
proven that the GW_EN forcing (with strong east–west
SSTA gradient but weaker amplitude in the tropical
Pacific than that of STRG_EN forcing) is related
to the negative NAO. In previous studies, Hoerling
et al. (2004) and Bader and Latif (2005) had proven
that imposing a positive SSTA on the tropical IO can
induce a positive NAO anomaly. Naturally, we specu-
late here that the absence of the NAO signal during
strong El Niño winter may attribute to the counter-
acting of the teleconnections excited by the two oceans.
Therefore, another set of experiments was performed to
examine the possible effects of the different oceans on
the NA atmospheric circulation. Figure 12a shows the
SLP responses in the STRG_EN simulations relative to
the control run. Resembling the GW_EN simulation,
the STRG_EN forcing can excite a negative phase of
NAO-like SLP anomaly—implying that the linking of El
FIG. 9. (a) Tropical precipitation responses in the ECHAM5
regarding a difference between GW_EN forcing and the control
run. (b),(c)As in (a), but for EW_ENandEW_EN_IO forcing. The
dots in each panel represent the region with anomalies significant
at the 90% confidence level (Student’s t test). The contour interval
is 2mmday21.
FIG. 10. (a) DJF sea level pressure (SLP) responses in the
ECHAM5 regarding a difference betweenGW_EN forcing and the
control run. (b),(c) As in (a), but for EW_EN and EW_EN_IO
forcing. The shadings in each panel represent the region with
anomalies significant at the 90% confidence level (Student’s t test).
The contour interval is 1 hPa.
15 JANUARY 2019 ZHANG ET AL . 415
Niño and NAO possibly depends on the east–west gra-
dient rather than the amplitude of the tropical Pacific
SSTA. Furthermore, we conducted another experiment
(IO_WARM), in which the SSTA forcing was only
imposed on the tropical IO. In agreement with the pre-
vious researches (Hoerling et al. 2004; Bader and Latif
2005), a positive phase of NAO-like response appears
over the NA–Eurasia region accompanied by a weak-
ened AL (Fig. 12b). At last, the STRG_EN_IO simu-
lation was conducted, in which the STRG_EN and
IO_WARM forcings were both added. The result is
displayed in Fig. 12c. Under the STRG_EN_IO forcing,
the NAO-like SLP anomaly disappears despite the fact
that AL is still strong. The atmospheric responses re-
semble that of the EW_EN_IO forcing (Fig. 10c). Bader
and Latif (2005, hereafter BL05) have revealed that the
precipitation response especially near the south equa-
torial Indian Ocean is characterized by an increase in
rainfall due to higher IO SSTs. The mean DJF 300-hPa
meridional wind response for the positive IO SSTA
forcing resembles the circumglobal pattern, resulting
in a positive phase of NAO. Our IO experiment results
(not shown) are consistent with what BL05 analyzed.
When IO warming induces a positive phase of the NAO
and a stronger gradient El Niño induces a negative
phase of the NAO, their combined effect might coun-
teract the eastward extension of the subtropical jet over
the North Atlantic. It should be noted that in compari-
son with the observations (Fig. 4a), the SLP responses
overNorthAmerica triggered by theEW_EN_IO forcing
are not obvious.
The numerical simulations listed above indicate that
the three kinds of warm ENSO episodes exert distinct
impacts on the NA–Eurasia atmosphere. The subtropi-
cal jet stream serves as an atmospheric bridge and is
considered to be one of the key factors in linking the
tropical Pacific and the NAO signals during the GW El
Niño winter. However, are there any other mechanisms
working behind the connection of ENSO and NAO?
We have already introduced the stratospheric pathway
in linking ENSO and NAO signals in the introduction.
The El Niño years with sudden stratospheric warmings
(SSWs) are italicized in Table 1 according to the study of
Butler et al. (2014) (their Table 1) and Charlton and
Polvani (2007). Only half the strong, GW, and EW El
Niño years have SSWs. Using ERA reanalysis data, the
composite maps of polar cap heights at 50 hPa are also
FIG. 12. As in Fig. 10, but for STRG_EN, IO_WARM, and
STRG_EN_IO forcing.
FIG. 11. As inFig. 10, but for zonalwind at 200hPa (U200). The dots
in eachpanel represent the regionwith anomalies significant at the 90%
confidence level (Student’s t test). The shading interval is 1m s21.
416 JOURNAL OF CL IMATE VOLUME 32
displayed to check how the stratosphere is changing in
each of El Niño categories (Fig. 13). During strong and
EW El Niño winters (Figs. 13a and 13c), neutral or in-
significant weak vortices are detected over the polar
region. Although the polar vortex became strong for
the GW El Niño, the atmospheric anomaly is still
insignificant (Fig. 13b). Therefore, compared with the
subtropical bridge, stratospheric teleconnection may
play a secondary role in the connection of GW El Niñoand NAO signals during DJF.
6. Conclusions and discussion
By using Niño-3.4 and mega-ENSO indices, the El
Niño events are classified into three types based on the
SSTA intensity and gradient (i.e., strong, GW, and EW
El Niño). An El Niño with higher-than-average SST
intensity in the Niño-3.4 region is defined as a strong
event, which features a positive SSTA in the equatorial
EP and tropical IO and a negative SSTA in the WP
K-shaped region. The strong El Niño events, however,
cannot be subdivided depending on the gradient. In
contrast, the events with lower-than-average ampli-
tude are defined as a weak El Niño, which is able to be
subdivided by the east–west Pacific SSTA gradient.
The strong gradient events are referred to as the GW
El Niño, which shows an SSTA pattern resembling
the strong El Niño without the significant tropical IO
SST warming. The weak gradient events are referred
to as the EW El Niño, which features a significant
zonal banded warming throughout the tropical oceans
without a significant negative K-shaped SSTA. These
FIG. 13. DJF 50-hPa geopotential height (Z50; 10m) composite differences of (a) strong El Niño 2 neutral,
(b) GW El Niño 2 neutral, and (c) EW El Niño 2 neutral. The dots in each panel represent the region with
anomalies significant at the 90% confidence level (Student’s t test).
15 JANUARY 2019 ZHANG ET AL . 417
differences in the amplitude and gradient of SSTA in-
dicate the probability of different fundamental dynam-
ics and climate impacts.
Although the different kinds of weak El Niñocan generate a roughly similar atmospheric response
over the extratropical NP, markedly different tele-
connections are observed over the NA–Eurasia region.
During the GW El Niño winter, when EP triangle SST
warming is coupled with western K-shaped cooling,
a negative NAO-like pattern appears over the NA–
Eurasia region accompanied by a weakened Atlantic
jet and a strengthened East Asia subtropical jet. This
weakened Atlantic jet tends to restrict the moist and
warm air from being transported from the Atlantic to
the north of Eurasia and induces a much drier and
cooler-than-normal winter condition there. However,
the NAO-like atmospheric anomaly disappears during
the strong and EW El Niño winters along with a neutral
Atlantic jet and a relatively weak East Asia subtropical
jet. No T2m and precipitation anomalies are detected in
Eurasia. Observational and numerical analyses proved
that the subtropical jet stream might be a crucial factor
in linking the El Niño and NAO signals. The positive
mega-ENSO-like SSTA could trigger the East Asia
subtropical jet elongating far eastward from NP to
NA–Eurasia. This probably enhances the possibility of
El Niño–related planetary Rossby waves propagating
along the subtropical jet stream waveguides and then
affects the downstream regions. During the GWElNiñowinter, this is the main pathway to connect ENSO with
NAO signals.Moreover, the linkage of ENSOandNAO
could also be modulated by the tropical IO. During the
strong El Niño winter, the amplitude of SSTA in the
Pacific is strong, meanwhile, a positive SSTA is also
detected on the tropical IO. For one thing, positive
mega-ENSO-like SSTA induces a negative phase of
the NAO-like anomaly. For another, previous studies
(Hoerling et al. 2004; Bader and Latif 2005) and our
numerical results have proved that tropical IO warming
may lead to a positive NAO-like atmospheric anomaly.
Thus, the combined effect of the Indian and the Pacific
Ocean results in an NAO-neutral response over the
North Atlantic. For the EW El Niño, the weak sub-
tropical jet stream makes the linkage seem less likely.
To summarize, the different kinds of El Niño would
exert different impacts on global climate in the
winter time. Through coupling with atmospheric tele-
connections, the GW El Niño can exert its influence on
the NA–Eurasia regions. But such impacts to the re-
mote areas cannot be detected during the strong and
EW El Niño winters. The climatic impacts of the weak
El Niño events, therefore, cannot be neglected. Wang
et al. (2013) believed that the mega-ENSO is one of
the primary sources of the interdecadal variations of the
North Hemisphere summer monsoon. Referencing the
methods in this study, can the ENSO events in the sum-
mertime also be subdivided? Also, what are the mecha-
nisms behind the production of the GWEl Niño and EW
El Niño? All these questions call for further research.
Acknowledgments. This work is jointly supported by
theNational Natural Science Foundation of China (NSFC)
(Grant 41790475), the National Key Research and Devel-
opment Program of China (Grant 2016YFA0601801), the
Ministry of Science and Technology of China (Grants
2015CB953904 and 2015CB453201), and the NSFC
(Grants 91637312, 41575075, 91437216, 61702275, and
41775008). Bin Wang acknowledges support from the Na-
tional Research Foundation (NRF) of Korea through a
Global Research Laboratory (GRL) grant of the Korean
Ministry of Education, Science and Technology (MEST,
2011-0021927) and the support from the Atmosphere–
Ocean Research Center at the University of Hawaii par-
tially supported by Nanjing University of Information
Science and Technology. We thank Dr. Zhiqing Xu and
three reviewers for their helpful comments.
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