W. Sauer. Dynamic Modeling of Doubly Fed Induction

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    Dynamic modeling of wind power generation

    Hector A. Pulgar-Painemal and Peter W. Sauer.Department of Electrical and Computer Engineering

    University of Illinois at Urbana-Champaign, USA

    E-mail: [email protected] and [email protected]

    AbstractThis paper presents a dynamic model appropriatefor power system analysis. This article shows modeling assump-tions, derivation of a third order model for a doubly-fed inductiongenerator and its controller models. Due to the detail level,it can be used as a tutorial for students and engineers thatare new in this area. A four-bus system with one synchronousmachine and one wind turbine is used to perform a small signalstability analysis. No considerable difference is observed betweenthe modal behavior of our test system and a small system with

    just one synchronous generator.Index TermsPower System Dynamics, Wind Power Modeling

    I. INTRODUCTION

    The energy consumption over the world has been sus-

    tainedly increased in the last decades due to the rate of growth

    in world gross domestic productthe main driver of energy

    demand. It is expected that the electricity demand will increase

    at a rate of 2.6% per year during the period 2004-2030.Additionally, global energy-related carbon-dioxide emissions,

    a major cause of global warming, are expected to increase by

    1.7% per year during the same periodreaching 40.4 109

    tonnes in 2030. Unfortunately, power generation is projected

    to contribute almost50% of that increased emission [1]. Thus,the power generation sector is under scrutiny and has to be

    expanded to fulfill the high-energy demand scenario but takinginto account environmental effects such as global warming.

    Due to the notorious impact on environmental problems and

    the depletion of fossil fuels, renewable energy sources have

    been considered appealing to face the forthcoming energy sce-

    nario. Hydraulic, wind, solar, biomass and geothermal sources

    are the most common alternative generation systems. Hy-

    draulic systems are attractive due to their robustness, reliability

    and high rated power levels. However, the main drawbacks are

    the scarce available locations and the negative impact on the

    local ecosystem by flooding extensive areas. At present, among

    the other alternatives, wind generation systems are the most

    qualified to produce electricity in power systems. Although

    being irregular in their electricity production, wind farms areable to provide energy: (a) without the risk of depletion of

    their primary energy source, and (b) being able to comply with

    operations standards. Additionally, wind generation systems

    have the fastest payback period [2], less than a year; the lowest

    project gestation period, due to modular concept; and low

    operation-maintenance costs [3]. These characteristics make

    wind power attractive for mass production which is reflected

    by the increase of the worldwide installed wind-power capacity

    over the last years [4].

    In the 1990s, typical wind power turbines were characteri-

    zed by a fixed-speed operation. Basically, they consisted of the

    coupling of a wind turbine, a gearbox and an induction ma-

    chine directly connected to the grid. Additionally, they used a

    soft starter to energize the machine and a bank of capacitors to

    compensate the machine power-reactive absorption. Although

    being simple, reliable and robust, the fixed-speed wind turbines

    were inefficient and power fluctuations were transmitted to the

    network due to wind speed fluctuations [5].

    In the mid-1990s, variable-speed wind power turbines gave

    an impulse to the wind power industry. A better turbinecontrol is able to reduce power fluctuations. Besides, optimal

    power extraction from the wind was possible by operating the

    turbine at optimal speed. Among the different configurations

    of variable-speed wind turbines, the doubly-fed induction gen-

    erator (DFIG), at present, is the most used in the development

    of new wind farm projects. This configuration consists of the

    coupling of a turbine, a gearbox and an induction machine

    doubly connected to the griddirectly connected from the

    stator circuits and indirectly connected from the rotor circuits

    by using converters. Its main drawbacks are the use of slip

    rings and protection in case of grid disturbances [6]. The

    control can be done (a) by controlling the voltage applied

    to the rotor circuits, (b) by adjusting the pitch angle of theturbine bladesangle of incidence of the blade and the wind

    direction, and (c) by designing aerodynamically the turbine

    blades to stall when the wind speed exceeds its limit [7].

    Due to the importance of wind power generation on the

    current and future worldwide energetic scenario, dynamic

    models are required for teaching and training purposes. One

    major problem is that dynamic models of commercial wind

    power turbines contain proprietary information and require

    confidentiality agreements between the company and the user

    [8]. In the literature, there are several articles dealing with

    different issues related to wind power generators. However, a

    rather general description of the dynamic model can be found

    and a complete dynamic model appropriate for power systemanalysis is not directly available. Thus, this paper presents

    a detailed dynamic model for wind power generation which

    is suitable for power system analysis. Modeling assumptions,

    derivation of a third order model for the DFIG and its

    controllers are described through out the article which can be

    used as a tutorial for students and engineers that are new in

    this area. Using a four-bus test system with one synchronous

    generator and a wind turbine, the modal behavior is similar

    to a small system with just one synchronous generator. The

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    paper is structured as follow: in Section II a description of the

    turbine, induction machine generator and its controllers are

    presented; in Section III a four-bus system is used to perform

    a small signal stability analysis; and in Section IV conclusions

    are presented.

    I I . DYNAMIC MODEL

    In Figure 1, the scheme of a variable-speed wind turbine

    based on doubly-fed induction generator is presented. Typi-

    cally, the DC/ACconverter on the grid side is controlled tohave a constant Vdc and a unity power factor. The AC/DCconverter on the rotor side is usually controlled to have (a)

    optimal power extraction from the wind and (b) a specified

    reactive power at the generator terminal. Note that this con-

    verter provides sinusoidal three-phase voltages at the slip rotor

    frequency.

    A. General considerations

    A gearbox required to increase the angular speed from the

    wind turbine to the induction-machine shaft is shown in Figure

    1. It is characterized by its gearbox ratio, k, which is the ratiobetween the wind turbine speed wt and the machine shaftspeedms. Assuming a machine ofp poles, these speeds andthe electrical rotor speed of the machine, r, are related as

    r =p

    2ms=

    p

    2kwt (1)

    Another important definition is the tip speed ratio, , whichis the ratio between the speed of a blade tip vtip [

    ms

    ] and thewind speed vwind [

    ms

    ]. IfR is the radius of the turbine, thetip speed ratio is

    = vtipvwind

    =wtR

    vwind=

    2k

    p

    rR

    vwind(2)

    Additionally, a crowbaran electronic deviceis some-times considered to protect the machine and converters from

    grid disturbances. When the protection is activated, the

    machine-rotor phases are short-circuited protecting them from

    over-voltages and protecting the rotor-side converter from

    over-currents. This crowbar protection is activated whenever

    the rotor-current limit is surpassed [9]. Note that there are wind

    turbines equipped withfault ride-throughcapability which can

    withstand a fault during some cycles without using the crowbar

    protection [6].

    B. Assumptions

    Ideal converters are considered and the dc voltage between

    converters is assumed to be constant. Therefore, the conversionis lossless and the converters on the rotor- and grid-side are

    modelled as a controlled-voltage source and a controlled-

    current source, respectively. By power balance, the active-

    power absorbed by the grid-side converter is the same than

    the power injected by the rotor-side converter. Using this

    active-power and the grid voltage, the current on the grid-side

    converter is calculated. Other premises can be found in [10].

    A scheme of the wind-power generation model is depicted in

    Figure 2.

    Fig. 1. Wind power generator scheme

    Fig. 2. Schematic of the wind turbine generator model

    C. Wind turbine model

    The wind turbine model basically represents the relation

    between the mechanical power extracted from the turbine,

    Pwind, and the wind speed as [11]

    Pwind=

    1

    2AwtCp(, )v

    3

    wind [W] (3)

    where is the air density [ kgm3

    ],Awt is the wind turbine sweptarea [m2], vwind is the wind speed [

    ms

    ] and Cp is the powercoefficient. Cp is dimensionless and depends on both the tipspeed ratio, , and the pitch angle, [degrees]. Using a fixedpitch angle, typical power curves in function of the wind speed

    and the electrical rotor speed is depicted in Figure 3.

    Considering manufacturer data and optimization techniques,

    a power coefficient function has been derived for a variable-

    speed wind turbine [12]. Using an intermediate parameter i

    Cp(i, ) = 0.22

    116

    i 0.4 5

    e

    12.5i (4)

    wherei =

    1

    + 0.08

    0.035

    3 + 1

    1

    (5)

    A torque expression is required to model the motion of the

    rotatory massturbine, gearbox and machine shaft. Assume

    that the power transmission from the wind turbine to the

    machine shaft is lossless. Then, the torque in [Nm] at themachine shaft is

    TM=Pwindms

    = k

    2R3Cp(, )v

    2wind [Nm] (6)

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    Fig. 3. Extracted power from the wind turbine for various wind speeds

    Use the per-unit base of the induction-machine to define power

    base, Sb, voltage base, Vb, and electrical speed base, b. Thetorque base can be calculated as Tb = Sb

    p2b

    . More details

    about per unit system in electrical machines can be found in

    [13][15]. As in the next sections all expressions are in per

    unit, the torque equation in per-unit becomes

    Tm=TMTb

    =1

    2

    R2bSbr

    Cp(, )v3wind [pu] (7)

    D. DFIG model

    A DFIG is simply a wound rotor induction machine where

    the stator- and rotor-circuits are energized. Both stator and

    rotor windings participate in the electromechanical energy

    conversion. Consequently, aDFIGmodel is basically the same

    than the model of an induction machine in which the rotor

    voltages are supplied by an electric source, i.e., rotor side

    AC/DC converter. This configuration allows the machine tooperate in a wide speed range.

    The induction machine model requires the use of reference

    frame theory. Basically, a model using a-b-c stator- and rotor-

    phases is referred to a particular reference frame with twoorthogonal axis, namely, quadrature axis (qaxis) and directaxis (daxis). A stationary reference frame, a rotor referenceframe or a synchronously rotating reference frame can be

    used [15]. The last is adopted in this article. Note that a

    generator convention is used, i.e., the stator and rotor currents

    are positive when they are leaving and entering the machine,

    respectively. Likewise, a frame in which the q axis leadsthe d axis is considered.

    1) Fifth order model: The stator and rotor circuits as well

    as the equation of motion of the rotatory mass define the

    following set of differential equations

    1

    s

    dqsdt =Vqs+ RsIqs ds (8)

    1

    s

    ddsdt

    =Vds+ RsIds+ qs (9)

    1

    s

    dqrdt

    =Vqr RrIqr (s r)

    sdr (10)

    1

    s

    ddrdt

    =Vdr RrIdr+(s r)

    sqr (11)

    2HDs

    drdt

    =Tm Te (12)

    whereV,I,R and correspond to the voltages[pu], currents[pu], resistances[pu]and flux linkages[pu], respectively.Te=drIqr qrIdr is the electrical torque at the machine shaft[pu]. All variables and parameters are in per unit except r,s and HDD stands for DFIG.

    The stator and rotor flux equations define the following set

    of algebraic equations

    qs = XsIqs + XmIqr ds= XsIds+ XmIdr (13)qr = XmIqs+ XrIqr dr= XmIds+ XrIdr (14)

    whereXm is the mutual reactance between the stator and therotor, Xs = Xs + Xm is the stator reactance and Xr =Xr+ Xm is the rotor reactance. Xs and Xr are the statorand rotor leakage-reactance, respectively. All reactances are in

    per unit.2) Third order model: In dynamics simulations, it has been

    observed that stator dynamics are faster than rotor dynamics

    [15][17]. In order to visualize it, solve for Idr and Iqr fromequation (14)

    Iqr =Xm

    XrIqs+

    qr

    XrIdr=

    Xm

    XrIds+

    dr

    Xr(15)

    Multiply equations (10)(11) by XmRr

    and replace Iqr andIdrto obtain

    XrsRr

    dXmXr

    dr

    dt =

    XmRr

    Vdr XmXr

    dr X2mXr

    Ids

    +(s r)

    s

    XrRr

    XmXr

    qr

    (16)

    XrsRr

    dXmXr

    qr

    dt =

    XmRr

    Vqr XmXr

    qr X2mXr

    Iqs

    (s r)

    s

    XrRr

    XmXr

    dr

    (17)

    Define

    T0 = XrsRr

    Xs= Xs X2mXr

    (18)

    EqD =XmXr

    dr E

    dD= XmXr

    qr (19)

    whereT0 is the transient open-circuit time constant,X

    s is the

    transient reactance,EqD and E

    dDare the quadrature and direct

    axis rotor-voltages, respectively. For large machinesT0 1s

    ,

    thus, stator dynamics are faster than rotor dynamics [16], [17].

    Using a zero-order integral manifold to represent the stator

    dynamics, the reduced-order machine model becomes

    Vqs = RsIqs X

    sIds+ E

    qD (20)

    Vds= RsIds+ XsIqs+ EdD (21)

    T0dEqDdt

    =EqD + (Xs X

    s)Ids

    + T0

    s

    XmXr

    Vdr (s r)E

    dD

    (22)

    T0dEdDdt

    = (EdD (Xs X

    s)Iqs)

    + T0

    s

    XmXr

    Vqr+ (s r)E

    qD

    (23)

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    Fig. 4. Equivalent circuit of a DFIG connected to a grid

    To obtain the stator algebraic equations (20)(21), use equa-

    tions (13), (15) and (19). Rotor flux equations can be stated

    in terms of the new variables EqD and E

    dD as,

    Idr=EqDXm

    +XmXr

    Ids Iqr = EdDXm

    +XmXr

    Iqs (24)

    The third-order model of theDFIG is completely defined byequations (20)(24) plus the equation of motion (Equation 12).

    Notice that multiplying Equation (21) by ej2 and adding

    Equation (20), a phasor machine representation to calculate

    stator algebraic-variables, given E

    qD andE

    dD, is obtained.

    EqD jE

    dD= (Rs+jX

    s)(Iqs jIds) + Vqs jVds (25)

    3) Machine and grid connection: Consider aDFIGsend-ing active power, through a short-length transmission line, to

    an infinite busthe line and the infinite bus may represent

    the Thevenins equivalent of a more complex grid. In order to

    integrate the generator model in power system modeling, it is

    necessary to relate the synchronously rotating reference-frame

    variables to a phasor. Applying the proper transformation to

    the machine stator voltage, it is obtained that the terminal-

    voltage phasor at phase-a is VD = VDejD =Vq jVd [15].Consequently, the machine model to be used in power system

    modeling is defined by equation (25) (see Figure 4). The grid-

    side converter is represented by a controlled-current source. As

    this converter does not absorb reactive power, the controlled-

    currentIGC GC stands for grid-side converter is,

    IGC=Protor

    V

    D

    =VqrIqr+ VdrIdr

    VDejD (26)

    4) Decoupled control of active and reactive power:Assume

    that thed-axis is oriented along the stator flux axis, i.e., s=ds withqs = 0. Besides, neglectRs and use equations (8)(9) in steady-state to get Vds= qs = 0and Vqs = ds= VD.Consider the flux equation (13) to obtain

    Iqs =XmXs

    Iqr Ids=XmXs

    Idr VDXs

    (27)

    Then, the complex power leaving the generators stator is

    P+jQ = (VdsIds+ VqsIqs) +j(VqsIds VdsIqs) (28)

    =

    XmXs

    VsIqr

    +j

    VD

    XmIdr VDXs

    (29)

    It turns out that the control of active and reactive power can

    be performed independently varyingIqr andIdr, respectively.

    Fig. 5. Power reference for the rotor speed controller

    Fig. 6. Rotor speed controller

    E. Controllers

    1) Rotor speed controller: The rotor speed controller is

    designed to extract maximum power from the wind turbine.As stated in Section II-C, the power extraction depends on

    both the wind speed, which is uncontrollable, and the tip

    speed ratio, which is controllable. Actually, depends onr as stated in equation (2). Therefore, controlling r wecan move along the power curve for a given wind speed to

    maximize the power. Joining the maximum-power points for

    every given wind speed of figure 3, we can obtain a one-

    to-one correspondence between the optimal power and the

    rotor speed. Additionally, cut-in and maximum speed due

    to converter ratings [18] must be taken into account. The

    cut-in point corresponds to the minimum speedtypically

    0.7 ratedrequired to produce power. If the speed is

    below this point, theDFIGis shutdown. The maximum speedpoint corresponds to the maximum power that the DFIGcan produce. If the speed is above the maximumtypically

    1.2 ratedthe turbine aerodynamic must be modified toreduce the power extracted from the wind turbine. To this

    end, pitch angle control must be performed. It turns out that

    the power reference is piece-wise defined as in Figure 5. A

    tracking control capable to follow Pref is used. Based onequation (29), a PI controller with an internal Iqr-controlloop is considered [19] (Figure 6).

    2) Pitch angle controller:The pitch angle control modifies

    the aerodynamic efficiency of the turbine in order to limit

    the power production to the rated power. Note that the pitch-

    angle time-constant is quite high depending on both the sizeof the turbine blades and economical/practical limitations of

    the blade drives [10]. A P I controller with an internal pitch-angle control loop is considered [19] (see figure 7). ref ischosen such that the pitch-angle is around zero when the speed

    is located at the optimal tracking curve and it is positive and

    less than 90o when the maximum speed is binding.

    3) Reactive power controller: According to the Federal

    Energy Regulatory Commission, USA, [20] large wind plants

    seeking to interconnect to the grid need to maintain a power

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    Fig. 7. Pitch angle controller

    Fig. 8. Reactive power controller

    factor within the range of 0.95 leading to 0.95 lagging,

    measured at the high voltage side of the substation trans-

    formers. Although, this requirement is mandatory only in

    the case that a power factor out of this range jeopardizes the

    security and reliability of the system, it makes a precedent

    for control capability requirements. In this article, a reactive-

    power tracking control is used (see Figure 8). Based onequation (29), a PI controller with an internal Idr-currentcontrol loop is considered [19].

    III. TEST SYSTEM SIMULATION

    Consider the four-bus system of Figure 9. Assume an expo-

    nential model for the load asPL= P0VkpL andQL= Q0V

    kqL .

    The synchronous generator (SG) is represented by a two-axis

    model [14] and the transient reactance at both quadrature

    and direct axis are equal, i.e., Xd = X

    q. An IEEE Type 1

    Exciter and a linear speed governor without droop [21] are

    considered. Besides, assume that the wind speed is such that

    the rotor speed is above and below of the cut-in and maximum

    speed, respectively. Consequently, the rotor speed controller isoperating in the optimal tracking curve and no pitch control is

    required. The optimal curve is defined as Pref=C3r [pu].The system is modelled by a set of differential algebraic

    equations (DAE) of the Hessenberg index-1 form [22]. Ingeneral, this set ofDAE can be written as dx

    dt = f(x,y,),

    0 = g(x,y,) where x Rnd1 is the vector of differentialvariables, y Rna1 is the vector of algebraic variables and Rnp1 is the vector of parametersnd, na and np arethe number of differential variables, algebraic variables and

    parameters, respectively. gy = g(x,y,)

    y is nonsingular along

    the solution of the DAE.In order to perform a small signal stability analysis, a linear

    approximation of the set ofDAEhave to be obtained. Then,

    Fig. 9. Four-bus test system

    Fig. 10. Trajectory of dominant eigenvalues withvwind = 10 [m/s] and0.32 P0 1

    Fig. 11. Trajectory of dominant eigenvalues withvwind = 12 [m/s] and0.32 P0 1

    around an equilibrium point,

    x= Ax + By (30)

    0 = Cx + Dy (31)

    Using Krons reduction, the systems equations can be reduced

    tox= (ABD1C)x= Asysx. Eigenvalues ofAsysdetermine the stability of the operating point. It is desired to

    study the system stability as the load is increased. Then, the

    eigenvalues ofAsys are calculated at every equilibrium point.Note that if all eigenvalues are located on the left half of the

    complex plane, i.e., all eigenvalues have a negative real part,

    then the equilibrium point is stable. If some eigenvalue has

    a positive real part, then the equilibrium point is unstable.

    The point at which a complex pair of eigenvalues crosses the

    imaginary axis to the right half plane, while the other remain

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    on the left half plane, is called a Hopf Bifurcation (HB)point. The system becomes critically stable. The eigenvalues

    trajectories are shown in Figures 10 and 11 for a wind speed

    of 10 [m/s] and 12 [m/s], respectively. The load is variedfrom P0 = 0.32 [pu] to P0 = 1 [pu].

    The incidence of eigenvalues on state variables can be

    estimated by using participation factors [14]. For the two

    presented cases, the pathway of eigenvalues are notably differ-

    ent. This difference may be related to parameter sensibilities

    on system stability [23] due to the increase of generated

    power of the DFIG. Note that the eigenvalues associatedto r, and Pm do not move when load and wind speedare varied. The eigenvalues that cross the imaginary axis are

    associated to states (Eq,E

    d,Efd ,VR) and (E

    q ,Efd,VR) whenthe wind speed is 10 [m/s] and 12 [m/s], respectively. TheHB points for these two cases happen at P0 = 0.941 [pu]andP0 = 0.971 [pu], respectively. This does not considerablydiffer from the modal behavior of a system with a conventional

    synchronous generator [14], [24]. For all wind speeds and

    loading simulated, up to the HB point, eigenvalues associated

    to theDFIG state-variables are stable. From these results, itseems that the dynamic of the wind-power generator does nothave a serious impact on the system behavior. Probably the

    major interaction between the machines is the interchange of

    active-power due to wind variations. Thus, as future work, a

    reduced-order equivalent model that captures the active-power

    dynamic of the wind-power generator is going to be derived.

    IV. CONCLUSION

    A complete dynamic model appropriate for power system

    analysis is presented. This article contains several details such

    as modeling assumptions, derivation of a third order model for

    theDFIGand its controller descriptions, thus, it can be used as

    a tutorial for students and engineers that are new in this area.A four-bus system with one DFIG and one SG is considered

    to perform a small signal stability analysis. The results reveal

    that the state-variables associated to the unstable modes around

    theHB point are those associated to the SG voltage controller.

    Based on the eigenvalue pathways, the modal behavior does

    not considerably differ from the modal behavior of a system

    with only one SG.

    APPENDIX

    Parameters are in per unit unless otherwise is specified.

    Synchronous machine

    Xd = 2.2, Xq = 1.76, Xd = 0.2, Xq = 0.2, Td0 = 8 [s],Tq0 = 1 [s], H= 10 [s], KE= 1, TE= 0.7 [s], KF = 0.03,TF = 1 [s], KA = 200, TA = 0.04 [s], TG = 5 [s],Vref= 1.0078

    Network

    R1 = 0.03 and X1 = 0.10 (Line 1); R2 = 0.10 andX2 = 0.10 (Line 2); pv = 0 and qv = 0 (Load Parameters),XT = 0.07 (Transformer)

    Doubly-fed induction generator

    Xm = 3.5092, Xs = 3.5547, Xr = 3.5859, s =120 [rad/s], Rs = 0.01015, Rr = 0.0088, H = 2 [s],p = 4, = 1.225 [kg/m3], R = 15 [m], Sb = 1 [MVA],C = 3.2397 109 [s3/rad3], k = 1/45, KP1 = KP2 =KP3 = KP4 = 1, KI1 = KI2 = KI3 = KI4 = 5, Qref= 0

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