W. James Denvil, What Happens to Executives Who Are Sanctioned ...
Transcript of W. James Denvil, What Happens to Executives Who Are Sanctioned ...
Appendix 1
Current Status of Individuals Who Received Prison Sentences in Cartel Cases Between 1990
and 2008
Name1 Cartel Fine in millions
$
Sentence in
months2
Later of date of fine or release
from confinement
Position in 2010-11 Position during cartel
Number of articles
mentioning involvement
in cartel3
Affected sales4
Source of information regarding current or former employment,
sentencing, or release date
Date source published or website checked
Keith H. Packer
Airlines, Cargo, Fuel Surcharge
.02 8 9/4/2009 Self-Employed: KPI Consultant
Commercial GM:5 British Airways 58 281.18 http://uk.linkedin.com/pub/keith
-packer/4/686/701 7/31/2010
Timothy Pfeil
Airlines, Cargo, Fuel Surcharge
None 6 7/2/2009 VP Sales and Airline Relations: Platinum
Air Cargo
Director Sales: SAS Cargo 64 281.18
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=timothy&Middle=&LastName=pfeil&Race=U&Sex=U&Age=&x=0&y=0 http://www.aircargonews.com/090831/FT090831.html
11/10/2010 8/31/2009
1 The names in Apps. 1-4 are listed as they appear on Dep’t of Justice court filings or press releases. 2 We have not included home confinement or parole when listing the length of a sentence. 3 We entered the following search string into the LexisNexis All News database: ((Full name) & (Last Name w/s (antitrust or fixing or indict! or collusion or rigging or convict! or guilty )). If the search string was modified in any way—to eliminate non-relevant hits for instance—we have noted this with a footnote linked to the number of hits recorded. We did not count any hits that represented identical or nearly identical articles published in the same publication on the same day. Articles published by the same author on the same day with the same title were considered identical if their word lengths differed by less than 1%. We also excluded any hits that referenced individuals with names identical to those of the cartel participants who were involved in non-cartel criminal activities. 4 This figure represents the affected U.S. sales in millions divided by the product of the cartel’s life in years and the number of firms in the cartel. 5 “GM” is shorthand for General Manager in Apps. 1-4.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or release
from confinement
Position in 2010-11 Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment,
sentencing, or release date
Date source published or website checked
A. Alfred Taubman
Auction Houses 7.5 12 Unknown
In March of 2010 he was ranked as the
655th richest person in the world by Forbes. His net
worth was listed at 1.5 billion dollars. He apparently still has a stake in Sotheby’s.
Chairman: Sotheby's 1718 39.25
http://www.forbes.com/lists/2010/10/billionaires-2010_A-Alfred-Taubman_LWZ4.html
3/10/2010
Rene Friedrich
California Post-Tensioning Bridge
0.04 18 11/17/2001 President: AVAR Project Manager: AVAR 2 N/A6
http://wa.14thstory.com/avar-construction-systems-inc.html
11/10/2010
Chris A. Beaver
Concrete, ready-mix .005 27 3/13/2009 President: Beaver
Materials, Corp.
Operations Manager: Beaver Materials, Corp.
20 22.17 http://www.alpsystemsllc.com/beaver/staff.html 8/1/2010
Ricky J. Beaver
Concrete, ready-mix .005 27 3/13/2009
Area Manager: Commercial Team
Construction
Commercial Sales Manager: Beaver Materials, Corp.
20 22.17
http://www.linkedin.com/pub/rick-beaver/11/558/532 http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=ricky&Middle=&LastName=beaver&Race=U&Sex=U&Age=&x=0&y=0
8/1/2010
8/1/2010
John J. Blatzheim
Concrete, ready-mix .005 9 12/27/2007
Executive VP: Builders Concrete &
Supply Inc.
Executive VP: Builders Concrete
& Supply Inc. 15 22.17
http://www.linkedin.com/pub/john-blatzheim/14/871/337 http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=John&Middle=&LastName=blatzheim&Race=U&Sex=U&Age=&x=0&y=0
8/1/2010
9/25/2010
6 We did not have data reflecting the total U.S. affected sales for this entry and all other entries with “N/A” in this column.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or release
from confinement
Position in 2010-11 Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment,
sentencing, or release date
Date source published or website checked
Gus B. Nuckols III
Concrete, ready-mix .05 14 3/12/2008
President: Builders Concrete & Supply
Inc.
President: Builders Concrete & Supply Inc.
7 22.17
http://www.irmca.com/pdfs/The%20Concrete%20Word%20April%202009%20%20Electronic.pdf (April 2009)
4/2010
T. Rudd Corwin DRAMs .25 4 Unknown Consultant: Infineon VP, Sales:
Infineon 80 522.79
http://www.linkedin.com/ppl/webprofile?vmi=&id=4335192&pvs=pp&authToken=LRjx&authType=name&locale=en_US&trk=ppro_viewmore&lnk=vw_pprofile
8/8/2010
Heinrich Florian DRAMs .25 6 8/12/2005
Managing Director: Qeron Technology
(Germany) (It appears as though he has started his own
companies)
Director/VP: Infineon 79 522.79
http://www.xing.com/profile/Heinrich_Florian http://www.qeron.com/english/legal.htm http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=heinrich&Middle=&LastName=florian&Race=U&Sex=U&Age=&x=0&y=0
8/8/2010
8/8/2010
8/8/2010
Günter Hefner DRAMs .25 5 7/13/2005
Managing Director: Qeron Technology
(Germany
VP Memory Sales: Infineon 71 522.79
http://www.qeron.com/english/legal.htm http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=gunter&Middle=&LastName=hefner&Race=U&Sex=U&Age=&x=0&y=0
8/8/2010
8/8/2010
Sun Woo Lee DRAMs .25 8 12/20/2006
He may be involved in a civil suit
involving Rambus. A deposition of his is
being used.
Senior Manager DRAM Sales:
Samsung 37 522.79
http://www.investorvillage.com/mbthread.asp?mb=3666&nhValue=539401&nmValue=539425&sync=1&tid=9349280&showall=1 http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=sun&Middle=&LastName=lee&Race=U&Sex=U&Age=&x=0&y=0
9/25/2010
9/25/2010
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or release
from confinement
Position in 2010-11 Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment,
sentencing, or release date
Date source published or website checked
Thomas Quinn DRAMs .25 8 Probably
9/6/2007
According to his Linkedin profile, he
is Account Executive at Cablevision &
President of KELCON, Inc.
Corporate Acct. Manager: Samsung
Electronics
487 522.79
http://www.linkedin.com/in/quinntom http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=thomas&Middle=&LastName=quinn&Race=U&Sex=U&Age=&x=0&y=0
8/12/2010
8/12/2010
Peter Schaefer DRAMs .25 4 6/13/2005 VP Mtkg Sales:
Infineon
VP, GM Microcontroller:
Infineon 778 522.79
http://www.electronicsweekly.com/Articles/2010/08/02/49186/infineon-mcus-first-for-euro-emissions-standards.htm http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=peter&Middle=&LastName=schaefer&Race=U&Sex=U&Age=&x=0&y=0
8/2/2010
8/2/2010
George Marchelos E-Rate None 18 12/18/2009 Global Acct Mgr:
Cotendo Sales Rep: VNCI 7 .82
http://www.linkedin.com/pub/george-marchelos/1/105/958 http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=george&Middle=&LastName=marchelos&Race=U&Sex=U&Age=&x=0&y=0
8/8/2010
8/8/2010
Mark E. Whitacre Lysine .35 30 6/13/2007 COO: Cypress
Systems, Inc.
President Bioproducts
Division: ADM 255 33.94
http://www.cypsystems.com/contactus.html http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=mark&Middle=&LastName=whitacre&Race=U&Sex=U&Age=&x=0&y=0
8/9/2010
8/9/2010
7 Added “ & Samsung” to the search string. 8 Added “ & Infineon” to the search string.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or release
from confinement
Position in 2010-11 Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment,
sentencing, or release date
Date source published or website checked
Gerald Thermos
Marine Fenders .05 4 11/5/2008 President: Marine
Fenders Int’l President: Marine
Fenders Int'l 37 N/A http://www.marinefendersintl.com/about.html 8/9/2010
Bryan Allison
Marine Hose .1 36 12/2007
Maybe in prison. Sentence handed
down in 2008
Managing Director: Dunlop
Oil & Marine 65 2.67
http://www.justice.gov/atr/public/press_releases/2008/239884.htm
12/1/2008
David Brammar
Marine Hose .075 20 12/2007
Maybe in prison. His sentence handed
down in 2007
Sales Director: Dunlop Oil &
Marine 63 2.67
http://www.justice.gov/atr/public/press_releases/2008/239884.htm
12/1/2008
Christian Caleca
Marine Hose .075 14 7/17/2008 COO: Manitou BF
VP Industrial Fluids System:
Trelleborg 47 2.67
http://www.forkliftaction.com/news/newsdisplay.aspx?nwid=6933 http://www.reuters.com/finance/stocks/companyOfficers?symbol=MANP.PA http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=christian&Middle=&LastName=caleca&Race=U&Sex=U&Age=&x=0&y=0
4/2/2009
8/9/2010
8/9/2010
Misao Hioki
Marine Hose 0.08 24 11/23/2010 In prison Manager:
Bridgestone 20 2.67
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=misao&Middle=&LastName=hioki&Race=U&Sex=U&Age=&x=0&y=0
8/10/2010
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or release
from confinement
Position in 2010-11 Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment,
sentencing, or release date
Date source published or website checked
Erik Nilsen
Parcel Tankers .025 3 4/9/2004 VP: Odfjell VP: Odfjell 20 160
http://www.odfjell.com/PressRoom/OdfjellQuarterlyMagazine/Documents/Odfjell_Quarterly%20Sept%2009.pdf http://www.odfjell.com/PressRoom/OdfjellQuarterlyMagazine/Documents/Odfjell-Quarterly-2010-01.pdf http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=erik&Middle=&LastName=nilsen&Race=U&Sex=U&Age=&x=0&y=0
9/2009
1/2010
9/25/2010
Bjorn Sjaastad
Parcel Tankers .25 4 5/18/2004 Working in the
tanker industry CEO: Odfjell 16 160
http://www.auxnavalia.org/en/contenido/sjaastad-is-back-in-the-tanker-fray http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=bjorn&Middle=&LastName=sjaastad&Race=U&Sex=U&Age=&x=0&y=0
6/11/2010
8/2/2010
Clement Izzi
Plastic Dinnerware .09 21 11/8/1996
Advisory Board: New Hampshire
National Spinal Cord Injury Association
President: Comet Plastics 17 20
http://www.gsil.org/NHNSCIA_Advisory_Board.htm http://www.justice.gov/opa/pr/Pre_96/March95/141.txt.html
8/11/2010
3/16/1995
James Nurmi
Plastic Dinnerware .02 5 1/24/1996 President Emeritus:
Plastocon VP: Plastics Inc 4 20
http://www.plastocon.com/contactPlastoconMoldingSolutions.asp http://www.justice.gov/opa/pr/Pre_96/March95/141.txt.html
8/11/2010
3/16/1995
Martin Petersen
Rubber Chemicals .05 4 3/16/2006
Regional President: Cheminova (joined in
2008)
Head of Marketing and Sales: Bayer
AG 46 77.14
http://www.auriga.dk/en/auriga_industries/management_02/top_management/martin_petersen.htm http://www.highbeam.com/doc/1G1-136839687.html
8/11/2010
9/26/2005
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or release
from confinement
Position in 2010-11 Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment,
sentencing, or release date
Date source published or website checked
Peter Baci Shipping, US-Puerto Rico
.02 48 11/9/2011 In prison Senior VP: Seastar 26 N/A
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=peter&Middle=&LastName=baci&Race=U&Sex=U&Age=&x=0&y=0 http://www.jonesday.com/newsknowledge/publicationdetail.aspx?publication=6182
8/12/2010
April 2009
Alexander G. Chisholm
Shipping, US-Puerto Rico
0.004 7 3/16/2010 He appears to be unemployed Asst. VP: Sea Star 239 N/A
http://www.linkedin.com/pub/alex-chisholm/1b/569/10a http://www.jonesactquestions.com/newsgeneral/generalmaritimenews/166-horizon-seastar-sentenced.html
8/12/2010
9/27/2009
R. Kevin Gill
Shipping, US-Puerto Rico
.02 29 9/4/2011 In prison VP: Horizon Lines 2910 N/A
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=r&Middle=kevin&LastName=gill&Race=U&Sex=U&Age=&x=0&y=0 http://www.jonesactquestions.com/newsgeneral/generalmaritimenews/166-horizon-seastar-sentenced.html
9/25/2010
9/27/2009
Gregory Glova
Shipping, US-Puerto Rico
.02 20 1/7/2011 In prison Mktg & Pricing Mgr.: Horizon 27 N/A
http://www.joc.com/maritime/four-more-prison-price-fixing http://www.jonesactquestions.com/newsgeneral/generalmaritimenews/166-horizon-seastar-sentenced.html
8/12/2010
9/27/2009
9 Used “Alexander Chisholm” in search string. 10 Used “Kevin Gill” in search string.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or release
from confinement
Position in 2010-11 Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment,
sentencing, or release date
Date source published or website checked
Gabriel Serra
Shipping, US-Puerto Rico
.02 34 11/9/2011 In prison Senior VP: Horizon 27 N/A
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=gabriel&Middle=&LastName=serra&Race=U&Sex=U&Age=&x=0&y=0 http://www.jonesactquestions.com/newsgeneral/generalmaritimenews/166-horizon-seastar-sentenced.html
8/12/2010
9/27/2009
Hitoshi Hayashi Sorbates .02 3 12/23/2004
Managing Director: Topas Advanced
Polymers
Salesman: Daicel Chemicals 11 7.76
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=hitoshi&Middle=&LastName=hayashi&Race=U&Sex=U&Age=&x=0&y=0 http://www.topas.com/index/contact/imprint.htm
11/10/2010
11/10/2010
Gerald Profita
Steel, specialty piping
0.025 72 1/2/1991 Dead President:
Benjamin F. Shaw Co.
3 .3
http://www.ogmhognj.com/Obits2002.htm http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=gerald&Middle=&LastName=profita&Race=U&Sex=U&Age=&x=0&y=0 http://www.seattlepi.com/archives/1987/8701110177.asp
8/12/2010
8/12/2010
5/1/1987
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or release
from confinement
Position in 2010-11 Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment,
sentencing, or release date
Date source published or website checked
Dr. Roland Brönnimann
Vitamins, All Sixteen .15 5 4/21/2000 Consultant: Synthes
President Vitamins and Fine
Chemicals: Roche 32 50.57
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=roland+&Middle=&LastName=bronnimann&Race=U&Sex=U&Age=&x=0&y=0 http://www.synthes.com/html/News-Details.8013.0.html?&tx_synthesnewsbyxml_pi1%5BshowUid%5D=41 http://www.icis.com/Articles/1999/09/06/94511/former-roche-executive-sentenced.html
11/10/2010
3/2/2010
9/6/1999
Dr. Kuno Sommer
Vitamins, All Sixteen .1 4 Sentenced on
7/23/1999 CEO: RCC, Ltd.
Director of Worldwide Marketing:
Hoffmann-La Roche
54 50.57
http://www.justice.gov/atr/public/press_releases/2000/4494.htm http://investing.businessweek.com/research/stocks/private/person.asp?personId=1163877&privcapId=9156571&previousCapId=47015154&previousTitle=Kenta%20Biotech%20Ltd http://www.justice.gov/atr/public/4523d.htm
4/6/2000
11/10/2010
1/24/2011
Appendix 2
Current Status of Individuals Who Only Received Fines in Cartel Cases Between 1990 and
2008
Name Cartel Fine in millions
$
Date of fine
Current Position
Position during Cartel
Number of articles
mentioning involvement
in cartel
Affected sales Source of Information regarding current or former employment
Date source published or website checked
Ian G. Hutchinson
Carbon Cathode .03 2002
Chief Technology
Officer: Cloud
Systems
Director of Marketing Operations
and Business Development:
Hepworth Refractories
011 1.5 http://www.linkedin.com/in/ianhutchinson 7/31/2010
Charles Zak Ferrosilicon .03 Unknown
Maybe Executive
VP: CCMA
Executive VP: SKW 6 17.45 http://www.linkedin.com/pub/charlie-zak/12/532/412 9/25/2010
Robert J. Koehler
Graphite Electrodes 10 May-99 CEO: SGL
Group CEO: SGL
Group 912 29.58 http://www.sglgroup.com/cms/international/company/board-of-management/index.html?__locale=en 8/8/2010
Roger Jacobi
Metal Sling Hoist .02 April
2008
President: Jacobi
Industries
President: Jacobi
Industries 30 N/A
http://www.jacobiindustries.com/contacts.php http://www.justice.gov/opa/pr/2008/December/08-at-1107.html
8/10/2010
12/15/2008
11 Used “Ian Hutchinson” and “Ian G. Hutchinson” in separate searches. 12 Used “Robert J. Koehler” and “Robert Koehler” in separate searches.
Appendix 3
Individuals Who Received Fines or Prison Sentences in Cartel Cases Between 1990 and 2008,
but Whose Current Whereabouts Could Not Be Determined
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or
release from confinement
Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment, sentencing, or release date
Date source published or website checked
Rolf Geiss13
Aluminum Phosphide .05 0 Unknown Unknown 0 4
Diana D. Brooks
Auction Houses .35 0 April 2002 President:
Sotheby’s 196 39.25 http://www.nytimes.com/2002/04/30/nyregion/ex-chief-of-sotheby-s-gets-probation-and-fine.html?ref=dianadbrooks
4/30/2002
John H. Browning
Cable-Stayed Bridges
.025 0 February 2000 President/CEO:
Dywidag Systems Int’l USA, Inc.
2 N/A http://www.justice.gov/atr/cases/f4000/4015.htm http://www.oecd.org/dataoecd/52/1/39554298.pdf
12/15/1999
12/27/2010
Adam S. Allan
California Post-Tensioning Bridge
.03 0 Unknown Western Division Mgr.: DSI 1 N/A http://www.justice.gov/atr/cases/f4000/4018.htm 12/15/1999
F. Scott Brown
Carbon and Graphite Electrical
.2 6 7/9/2004
Director/President: Morgan Advanced
Materials and Technology, Inc.
10 3.29
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=f&Middle=&LastName=brown&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f201300/201327.pdf
12/27/2010
9/24/2003
Michael Coniglio
Carbon and Graphite Electrical
.1 0 March 2000
President/CEO: Caribone of
America Industries Corp.
0 3.29 http://www.oecd.org/dataoecd/52/1/39554298.pdf 12/27/2010
13 We could not find any Department of Justice filings or press releases for Mr. Geiss.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or
release from confinement
Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment, sentencing, or release date
Date source published or website checked
Robin D. Emerson
Carbon and Graphite Electrical
..02 5 6/24/2004
Marketing: Morganite
Electrical Carbon Ltd.
1514 3.29
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=robin&Middle=&LastName=emerson&Race=U&Sex=U&Age=&x=0&y=0 http://findarticles.com/p/articles/mi_pjus/is_200309/ai_2340457936/
12/27/2010
9/24/2003
Jacobus Johan Anton Kroef
Carbon and Graphite Electrical
.02 4 Approx. 9/2003
Managing Director/Chairman
: Industrial and Traction Division Morgan Crucible
Company
10 3.29 http://www.justice.gov/atr/cases/f201300/201329.htm http://www.oecd.org/dataoecd/37/61/34722567.pdf
9/24/2003
4/14/2005
John F. Casewell
Carbon Cathode .028 0 9/27/2002
Sales Director: Hepworth
Refractories, Ltd. 215 1.5
http://findarticles.com/p/articles/mi_pjus/is_200209/ai_684742744/ http://www.justice.gov/atr/cases/f200300/200371.htm
9/27/2002
9/27/2002
Antonio Felix
Choline Chloride .02 0 3/2/1999
VP Basic Products and Int’l Division:
DuCoa, L.P. 0 9.3 http://www.justice.gov/atr/cases/f2300/2315.htm 3/2/1999
John L. “Pete” Fischer
Choline Chloride .02 8 7/20/2002
President, Basic Products and Int’l Division: DuCoa,
L.P.
016 9.3
http://www.justice.gov/atr/cases/f2200/2282.htm http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=john&Middle=&LastName=fischer&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/public/4523d.htm
3/2/1999
12/27/2010
1/24/2011
Lindell Hilling
Choline Chloride .02 12 12/7/2000 President: DuCoa,
L.P. 0 9.3
http://www.justice.gov/atr/cases/f2200/2281.htm http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=lindell&Middle=&LastName=hilling&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/public/4523d.htm
3/2/1999
12/27/2010
1/24/2011
14 Used “Robin D Emerson” and “Robin Emerson” in separate search strings. 15 Used “John Casewell” and “John F. Casewell” in separate search strings. 16 Used “John L Fischer”, “John Fischer”, and “Pete Fischer” in separate search strings.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or
release from confinement
Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment, sentencing, or release date
Date source published or website checked
John Kennedy
Choline Chloride .02 12 9/14/2000
Product Manager: BioProducts, Inc., VP Marketing and
Sales: Chinook Group, Inc.
0 9.3
http://www.justice.gov/atr/cases/f2200/2277.htm http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=john&Middle=&LastName=kennedy&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/public/4523d.htm
3/2/1999
12/27/2010
1/24/2011
Daniel T. Rose
Choline Chloride ..02 27 5/25/2007 President: DuCoa,
L.P., 617 9.3
http://www.justice.gov/atr/cases/f201100/201133.htm http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=daniel&Middle=&LastName=rose&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f217100/217161.htm
6/4/2003
12/27/2010
7/18/2006
Robert Samuelson
Choline Chloride .02 24 Unknown
National Sales Manager: Chinook
Group, Inc. 0 9.3 http://www.justice.gov/atr/cases/f214000/214075.htm 3/2/1999
Rainer Bichlbauer Citric Acid .15 0 1997 President:
Jungbunglauer 6 58.32
John M. Connor, Private International Cartels: Effectiveness, Welfare, and Anticartel Enforcement, available at http://papers.ssrn.com/sol3/papers.cfm?abstract_id=611909 http://www.justice.gov/atr/public/4523d.htm
6/18/2003
12/27/2010
Udo Haas Citric Acid .15 0 1997 Managing
Director: SA Citrique Belge NV
6 58.32 http://www.justice.gov/atr/cases/f1000/1077.htm http://www.justice.gov/atr/public/4523d.htm
3/26/1997
12/27/2010
Hans Hartmann Citric Acid .15 0 1997
Director: Haarmann &
Reimer 27 58.32
http://www.justice.gov/atr/cases/f1000/1064.pdf http://www.justice.gov/atr/public/4523d.htm
1/29/1997
12/27/2010
Silvio Kluzer Citric Acid .04 0 1998
Managing Director: Cerestar Bioproducts BV
0 58.32 http://www.justice.gov/atr/cases/f1800/1849.htm http://www.justice.gov/atr/public/4523d.htm
6/23/1998
12/27/2010
17 Used “Daniel T Rose” and “Daniel Rose” in separate search strings.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or
release from confinement
Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment, sentencing, or release date
Date source published or website checked
Daniel C. Butler
Concrete, Ready-Mix .1 5 7/28/2006 VP (Sales): Irving
Materials, Inc. 718 22.17
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=daniel&Middle=&LastName=butler&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f209800/209862.htm
12/27/2010
6/29/2005
John Huggins
Concrete, Ready-Mix .1 5 7/28/2006
Executive VP: Irving Materials,
Inc. 8 22.17
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=john&Middle=&LastName=huggins&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f209800/209862.htm
12/27/2010
6/29/2005
Scott D. Hughey
Concrete, Ready-Mix .03 14 2/12/2008 President:
Hughey, Inc. 14 22.17
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=scott&Middle=&LastName=hughey&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f216000/216019.htm
12/27/2010
4/27/2006
Fred R. “Pete” Irving
Concrete, Ready-Mix .2 5 7/28/2006
President/CEO: Irving Materials,
Inc. 2619 22.17
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=fred&Middle=&LastName=irving&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f209800/209862.htm
12/27/2010
6/29/2005
Price Irving Concrete, Ready-Mix .1 5 6/29/2006
VP (Operations): Irving Materials,
Inc. 35 22.17
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=price&Middle=&LastName=irving&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f209800/209862.htm
12/27/2010
6/29/2005
Larry L. Lee
Concrete, Ready-Mix .07 8 4/28/2006
President: Lee’s Ready Mix & Trucking Inc.
1620 22.17
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=larry&Middle=&LastName=lee&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f208800/208845.htm
12/27/2010
4/28/2005
18 Used “Daniel C Butler” and “Daniel Butler” in separate search strings. 19 Used “Fred R ‘Pete’ Irving” and “Fred ‘Pete’ Irving” in separate search strings. 20 Used “Larry L Lee” in one search string and “Larry Lee” with “& concrete” appended to another string.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or
release from confinement
Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment, sentencing, or release date
Date source published or website checked
Jan Meek Construction Heavy-Lift Marine
.1 0 1997 Commercial
Director: HeereMac
11 N/A
http://www.justice.gov/atr/public/4523d.htm http://findarticles.com/p/articles/mi_pjus/is_199712/ai_3784357681/
12/27/2010
12/22/1997
Littleton E. Walker
Construction Heavy-Lift Marine
.05 0 Unknown Sr. VP Business Development:
JRM 121 N/A http://www.justice.gov/atr/cases/f2600/2624.htm 7/16/1999
Kenneth L. Rains
Construction Natural Gas Pipelines
.01 0 8/10/2003 Regional
Manager: Flint Energy Services
2022 N/A
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=kenneth&Middle=&LastName=rains&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f217800/217830.htm
12/27/2010
7/11/2006
Elmore Roy Anderson
Construction USAID .025 36 Unknown
President: Bilhar International
Establishment 12 9.09
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=elmore&Middle=&LastName=anderson&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f200100/200199.htm
12/27/2006
8/21/2002
Choon Yub Choi DRAM .25 5 10/30/2006
General Manager, Marketing and Sales Support:
Hynix Semiconductor
Inc.
34 522.79
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=choon&Middle=&LastName=choi&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f215400/215462.htm
12/27/2010
3/15/2006
Chae Kyun Chung DRAM .25 7 5/14/2007
Director, Global Strategic Account Sales for Memory Products: Hynix Semiconductor
Inc.
34 522.79
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=chae&Middle=&LastName=chung&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f215400/215463.htm
12/27/2010
3/15/2006
Yeongho Kang DRAM .25 7 12/24/2006
Assoc. Director, DRAM
Marketing: Samsung
Semiconductor
39 522.79
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=yeongho&Middle=&LastName=kang&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f215300/215327.htm
12/27/2010
3/22/2006
21 Used “Littleton E Walker”, “Littleton Edwards Walker”, and “Littleton Walker” in separate search strings. 22 Used “Kenneth L Rains” and “Kenneth Rains” in separate search strings.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or
release from confinement
Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment, sentencing, or release date
Date source published or website checked
Dae Soo Kim DRAM .25 8 12/24/2007
Senior VP/GM, Worldwide Sales
& Marketing: Hynix
Semiconductor Inc.
34 522.79
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=dae&Middle=&LastName=kim&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f215400/215464.htm
12/27/2010
3/15/2006
Il Ung Kim DRAM .25 14 6/20/2008
VP, Marketing Memory Division:
Samsung Electronics, Ltd.
49 522.79
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=il&Middle=&LastName=kim&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f219300/219361.htm
12/27/2010
10/18/2006
Young-Woo Lee DRAM .25 7 10/31/2007 Sales Director:
Samsung Europe 39 522.79
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=young&Middle=&LastName=lee&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f215300/215327.htm
12/27/2010
3/22/2006
Young Hwan Park DRAM .25 10 1/18/2008
VP Sales for Memory Products:
Samsung Semiconductor
34 522.79
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=young&Middle=&LastName=park&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f220600/220658.htm
12/27/2010
12/21/2006
D. James Sogas DRAM .25 7 8/22/2007 VP Sales: Elpida
Memory 2023 522.79
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=d&Middle=&LastName=sogas&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f220300/220397.htm
12/27/2010
11/16/2006
Kun Chul Suh DRAM .25 6 8/6/2007
VP Product Marketing &
Operations: Hynix Semiconductor America Inc.
34 522.79
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=d&Middle=&LastName=sogas&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f215400/215465.htm
12/27/2010
3/15/2006
23 Used “James Sogas” in the search string.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or
release from confinement
Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment, sentencing, or release date
Date source published or website checked
Rafael Gongora Adame
E-Rate .107 36 9/8/2010 President: ATE Tel Solutions Inc. 2424 .82
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=rafael&Middle=&LastName=adame&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/opa/pr/2007/February/07_at_080.html
12/27/2010
2/9/2007
William Holman E-Rate .25 0 10/16/2008
Senior VP Sales: NEC Business
Network Solutions 1 .82
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=william&Middle=&LastName=holman&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f213600/213626.htm
12/27/2010
12/8/2005
Mary Jo LaDuron E-Rate .0037 0 10/3/2009 Employee:
Elephantine 19 .82 http://www.justice.gov/atr/cases/f260500/260527.htm 7/15/2010
Earl Nelson E-Rate 0.03 0 8/17/2011 Branch Manager:
Inter-Tel Technologies
3 .82
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=earl&Middle=&LastName=nelson&Race=U&Sex=U&Age=&x=0&y=0
11/10/2010
Steven Newton E-Rate 0 6 3/2/2010 VP: Premio
Computer Inc. 9 .82
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=steven&Middle=&LastName=newton&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/opa/pr/2005/April/05_at_169.htm http://www.fcc.gov/eb/Orders/2009/DA-09-2030A1.html
12/27/2010
4/7/2005
9/11/2009
Withers Waller Caldwell
Explosives .05 0 1995 Senior VP Sales: ICI Explosives
USA Inc. 22 38.1
http://www.justice.gov/atr/public/4523d.htm http://www.justice.gov/opa/pr/Pre_96/August95/451.txt.html
12/27/2010
8/22/1995
Joseph H. Longmire Explosives .05 0 Unknown VP: ICI 0 38.1
http://www.justice.gov/atr/cases/f1200/1272.htm http://www.justice.gov/atr/public/4523d.htm
11/5/1997
1/24/2011
24 Used “Rafael Adame” and “Rafael G Adame” in separate search strings.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or
release from confinement
Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment, sentencing, or release date
Date source published or website checked
Thomas F. Mechtenberg Explosives .02 0 1996
Regional Manager: Austin Powder Company
1 38.1 http://www.justice.gov/atr/cases/f0900/0933.htm http://www.justice.gov/atr/public/4523d.htm
9/26/1996
12/27/2010
Robert J. Hart
Graphite Electrodes 1 9 12/22/2000
VP/GM Operations:
UCAR Carbon Company
1425 29.58
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=robert&Middle=&LastName=hart&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f3800/3803.htm
12/27/2010
9/23/1999
Robert P. Krass
Graphite Electrodes 1.25 17 4/30/2001 President: UCAR
Carbon Company 1926 29.58
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=robert&Middle=&LastName=krass&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f3800/3808.htm
12/27/2010
9/29/1999
Takeshi Takagi
Graphite Isostatic .01 3 2001
Director/GM International
Division: Toyo Tanso Company
Ltd.
5 10.81
http://www.lawseminars.com%2Fmaterials%2F06FCARTDC%2F06fcartdc%2520m%2520balto-b%2520brand.doc&ei=XlIZTZz0N8P98AbK78W9Dg&usg=AFQjCNEvWBJ3OMIs41W-Jh6ZdeyrOSGA4A http://www.justice.gov/atr/cases/f7700/7736.pdf
9/7/2006
3/22/2001
Gary D. Cooley Ice .0001 .033 2010
VP Sales and Marketing: Arctic
Glacier International Inc.
1527 1.86
http://www.justice.gov/atr/cases/f250900/250958.htm http://www.legaldirections.info/FromDB.cfm?ThisFeed=6
9/10/2009
12/27/2010
Keith E. Corbin Ice .2 .033 Unknown
VP Sales and Marketing: Arctic
Glacier International Inc.
928 1.86 http://www.justice.gov/atr/cases/f251000/251075.pdf 9/10/2009
Frank G. Larson Ice .06 .0323 Unknown
Executive VP, Operations: Arctic
glacier International Inc.
13 1.86 http://www.justice.gov/atr/cases/f250900/250966.htm 9/10/2009
25 Used “Robert J Hart” and “Robert Hart” in separate search strings. 26 Used “Robert P Krass” and “Robert Krass” in separate search strings. 27 Used “Gary D Cooley” and “Gary Cooley” in separate search strings. 28 Used “Keith Corbin” with “& ice” appended to the search string.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or
release from confinement
Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment, sentencing, or release date
Date source published or website checked
Michael D. Andreas Lysine .35 36 5/15/2002
Vice Chairman/Executive VP Sales and
Marketing: Archer-Daniels
Midland Company
30629 33.94
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=michael&Middle=&LastName=andreas&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f3700/3757.htm
12/28/2010
10/19/1999
Jhom Su Kim Lysine .075 0 1996 President: Sewon
America Inc. 4 33.94 http://www.justice.gov/atr/public/4523d.htm http://www.justice.gov/opa/pr/1997/March97/123at.htm
12/28/2010
3/26/1997
Kanji Mimoto Lysine .075 0 1996
General Manager, Feed Additives
Division: Ajinomoto Co.
Inc.
22 33.94
http://www.justice.gov/atr/public/press_releases/1996/0857.htm http://www.justice.gov/atr/public/4523d.htm
8/27/1996
12/28/2010
Terrance S. Wilson Lysine .35 33 Approx. 2002
Head Corn Processing
Division: Archer-Daniels Midland
Company
367 33.94
http://www.nytimes.com/2000/09/23/business/longer-sentences-for-ex-archer-officers.html?ref=terranceswilson http://articles.latimes.com/1996-04-13/business/fi-58044_1_price-fixing-suit
9/23/2000
4/13/1996
Masaru Yamamoto Lysine .05 0 1996
General Manager, Agricultural
Products Department:
Kyowa Hakko Kogyo Co. Ltd.
8 33.94
http://www.justice.gov/atr/public/press_releases/1996/0857.htm http://www.justice.gov/atr/public/press_releases/1997/1893.htm
8/27/1996
1/29/1997
William L. Girvin
Magnetic Iron Oxide Powder
.02 0 Approx. 1999 President: ISK Magnetics Inc. 330 N/A
http://www.justice.gov/opa/pr/2001/July/354at.htm http://www.thefreelibrary.com/U.S.+jury+indicts+Ishihara+Sangyo+for+price-fixing.-a077292522
7/25/2001
7/25/2001
Donald L. Murray
Marine Fenders .075 18 8/7/2009
CFO: Virginia Harbor Services
Inc. 1231 N/A
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=donald&Middle=&LastName=murray&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/opa/pr/2009/April/09-at-369.html
12/28/2010
4/20/2009
29 Used “Michael D Andreas” and “Michael Andreas” in separate search strings. 30 Used “William L Girvin” and “William Girvin” in separate search strings. 31 Used “Donald L Murray” and “Donald Murray” in separate search strings.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or
release from confinement
Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment, sentencing, or release date
Date source published or website checked
Frank A. March
Marine Fenders .1 18 Projected
3/2/2011 CEO: Seaward
International, Inc. 7 N/A
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=frank&Middle=&LastName=MARCH&Race=U&Sex=U&Age=&x=0&y=0 http://www.deweyleboeuf.com/~/media/Files/newsletters/Antitrust/20100930_AntitrustEnforcement.ashx
12/28/2010
9/2010
William Alan Potts
Marine Fenders .06 6 12/24/2008 VP: Seaward
International, Inc. 8 N/A
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=william&Middle=&LastName=potts&Race=U&Sex=U&Age=&x=0&y=0 http://www.highbeam.com/doc/1G1-167644985.html
12/28/2010
8/13/2007
Robert B. Taylor
Marine Fenders .3 24 Unknown
President: Seaward
International, Inc. 932 N/A http://www.highbeam.com/doc/1G1-160270563.html 3/5/2007
Jacques Cognard
Marine Hose .1 14 7/17/2008
Product Area Manager: Trelleborg
Industrie, S.A.S.
50 2.67
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=jacques&Middle=&LastName=cognard&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f228600/228654.htm
12/28/2010
11/15/2007
Robert L. Furness
Marine Hose .075 14 1/29/2010
President: Subsidiary of
Manuli Rubber Industries
15 2.67
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=robert&Middle=&LastName=furness&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f235800/235835.htm
12/28/2010
7/28/2008
Charles J. Gillespie
Marine Hose .02 13 1/14/2010
Regional Manager: Manuli Rubber Industries
22 2.67
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=charles&Middle=&LastName=gillespie&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f233600/233618.htm
12/28/2010
4/10/2008
32 Used “Robert B Taylor” in one search string and “Robert Taylor” with “& seaward” appended to another search string.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or
release from confinement
Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment, sentencing, or release date
Date source published or website checked
Giovanni Scodeggio
Marine Hose .02 0 8/21/2008
Manager Oil & Gas Business
Unit: Parker ITR 15 2.67
http://cleanupcityofstaugustine.blogspot.com/2008/12/doj-press-release-guilty-plea-in.html http://www.mayerbrown.com/public_docs/Leniency_PleaBargaining_CartelInvestigations.pdf
12/1/2008
2008
Erik Anders Brostrom
MCAA .02 3 11/16/2001
Sub-Business Unit Manager: AKZO Nobel Chemicals
BV
9 2.33
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=erik&Middle=&LastName=brostrom&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f8500/8508.htm
12/28/2010
6/27/2001
Jacques Jourdan MCAA .05 3 12/13/2002 Elf Atochem S.A. 6 2.33
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=jacques&Middle=&LastName=jourdan&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/opa/pr/2002/August/02_at_463.htm
12/28/2010
8/7/2002
Patrick Stainton MCAA .05 3 8/2/2002
Department Head- Chlorine,
Bromine, and Derivatives
Division: Elf Atochem S.A.
11 2.33
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=patrick&Middle=&LastName=stainton&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f204400/204495.htm
12/28/2010
3/14/2002
Richard Barko
Metal Sling Hoist .01 6 9/2008
(sentenced)
General Manager: Total Industrial &
Packaging 46 N/A
http://www.justice.gov/opa/pr/2008/December/08-at-1107.html http://www.justice.gov/atr/cases/f222200/222226.htm
12/15/2008
2/22/2007
Thomas Cunningham
Metal Sling Hoist .01 6 9/2008
(sentenced)
VP: Total Industrial & Packaging
1633 N/A http://www.justice.gov/atr/cases/f222200/222225.htm http://www.justice.gov/opa/pr/2009/May/09-at-422.html
2/22/2007
5/1/2009
Robert Fischetti
Metal Sling Hoist .01 0 2007 Sales Director:
Peck & Hale, LLC 33 N/A
http://www.washingtontimes.com/news/2007/jul/11/defense-contractor-admits-to-bid-rigging/ http://www.justice.gov/atr/cases/f224900/224980.htm
7/11/2007
7/10/2007
33 We appended “& packaging” to the search string to find relevant results.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or
release from confinement
Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment, sentencing, or release date
Date source published or website checked
Wilson Freire
Metal Sling Hoist .01 12 6/18/2010
Government Contracts
Manager: Peck & Hale, LLC
21 N/A
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=wilson&Middle=&LastName=freire&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f233900/233904.htm
12/28/2010
5/30/2008
Frank Granizo
Metal Sling Hoist .028 0 5/1/2009
President: Freight forwarding company
16 N/A http://www.justice.gov/atr/cases/f234200/234236.htm http://www.justice.gov/opa/pr/2009/May/09-at-422.html
6/13/2008
5/1/2009
Ransom Soper III
Metal Sling Hoist .02 12 9/29/2010 Sales employee:
Peck & Hale LLC 26 N/A
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=ransom&Middle=&LastName=soper&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/opa/pr/2009/May/09-at-422.html
12/28/2010
5/1/2009
Kazuhiko Watanabe
Paper, Thermal Fax Rolls
.165 0 1995 President: Kanzaki Specialty Papers 13 12.48 http://www.justice.gov/atr/public/press_releases/1995/051
3.htm 12/13/1995
Hendrikus van Westenbrugge
Parcel Tankers .075 3 2004
Co-Managing Director: JO Tankers B.V.
10 160 http://www.justice.gov/atr/cases/f202200/202231.htm http://www.justice.gov/atr/cases/f202200/202229.htm
1/8/2004
12/8/2003
Basem Atallah
Plastic Dinnerware .05 4 3/5/1996 VP: Polar Plastics
Mfg. Ltd. 8 20
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=basem+&Middle=&LastName=atallah&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/public/press_releases/1995/0221.htm
12/28/2010
3/16/1995
Lloyd Gordon
Plastic Dinnerware .03 21 10/23/1998 President: Amcel
Corp. 8 20
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=lloyd&Middle=&LastName=gordon&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f0700/0714.htm
12/28/2010
6/26/1996
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or
release from confinement
Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment, sentencing, or release date
Date source published or website checked
Russell Greer
Plastic Dinnerware .02 5 2/14/1996 VP: Comet
Products Inc. 3 20
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=russell&Middle=&LastName=greer&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/opa/pr/Pre_96/March95/141.txt.html
12/28/2010
3/16/1995
Andrew Liebmann
Plastic Dinnerware .05 4 8/25/1995 VP: Polar Plastics
Mfg. Ltd. 6 20
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=andrew&Middle=&LastName=liebmann&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/opa/pr/Pre_96/March95/141.txt.html
12/28/2010
3/16/1995
Robert Westbrook
Plastic Dinnerware .075 15 5/31/1996 President: Plastics
Inc. 1134 20
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=robert&Middle=&LastName=westbrook&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/opa/pr/Pre_96/March95/141.txt.html
12/28/2010
3/16/1995
Warren White
Plastic Dinnerware .01
8 (4 in halfway house)
12/14/1995 VP: Plastics Inc. 1135 20 http://multinationalmonitor.org/hyper/issues/1994/06/names.html 6/1994
Troy F. Stanley Sr.
Polyester Staple Fiber
.2 8 2002 (guilty plea)
Director of Textile Staples: Arteva
Specialties 836 261.94
http://www.justice.gov/atr/cases/f200700/200709.htm http://www.theengineer.co.uk/news/guilty-plea-brings-$285-million-fine/280434.article
10/31/2002
10/31/2002
James J. Conway
Rubber Chemicals .05 5 6/15/2007
Executive VP: Crompton
Corporation 4037 77.14
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=james&Middle=&LastName=conway&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f205500/205586.htm
12/28/2010
9/21/2004
34 We appended “& plastic” to the search string to find relevant results. 35 We appended “& plastic” to the search string to find relevant results. 36 Used “Troy F Stanley” and “Troy Stanley” in separate search strings. 37 Used “James J Conway” in one search string and “James Conway” with “& rubber” appended to another string.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or
release from confinement
Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment, sentencing, or release date
Date source published or website checked
Joseph B. Eisenberg
Rubber Chemicals .15 4 12/19/2006
Executive VP: Crompton
Corporation 3738 77.14
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=joseph&Middle=&LastName=eisenberg&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f205900/205903.htm
12/28/2010
9/14/2010
Wolfgang Koch
Rubber Chemicals .05 4 12/8/2005 Product Manager:
Bayer AG 31 77.14
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=wolfgang&Middle=&LastName=koch&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f210100/210144.htm
12/28/2010
6/24/2005
Bertrand Dufour
Sodium Gluconate .05 0 1997 Commercial
Director: Roquette 1 2.55 http://www.justice.gov/atr/public/4523d.htm http://www.justice.gov/atr/cases/f1300/1310.htm
12/28/2010
12/17/1997
Marcel van Eekhout
Sodium Gluconate .1 0 9/24/1997 Managing
Director: Glucona 2 2.55
http://www.justice.gov/atr/cases/f1200/1230.pdf http://www.justice.gov/opa/pr/1997/September97/402at.htm.html
9/24/1997
9/24/1997
Akira Nakao
Sodium Gluconate .2 0 1998
Assoc. Exec. Director of Chemical
Division: Fujisawa Pharmaceutical
Co., Ltd.
3 2.55 http://www.justice.gov/atr/public/4523d.htm http://www.justice.gov/atr/cases/f1600/1633.htm
12/28/2010
2/25/1998
Cornelis R. Nederveen
Sodium Gluconate .1 0 1997 Managing
Director: Glucona 3 2.55 http://www.aae.wisc.edu/fsrg/publications/conference/conner.pdf 12/2002
Carlton Gary Walker
Spun Yarn Products .5 0 3/8/2005
(guilty plea)
VP Sales: Harriet & Henderson Yarns, Inc.
3 150 http://www.justice.gov/atr/cases/f207800/207825.htm http://www.justice.gov/atr/cases/f208300/208357.htm
2/10/2005
3/8/2005
38 Used “Joseph B Eisenberg” and “Joseph Eisenberg” in separate search strings.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or
release from confinement
Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment, sentencing, or release date
Date source published or website checked
Allen S. Miller39
Steel, Specialty Piping
0 24 Unknown VP: Capitol Pipe and Steel Products 0 .3 http://www.seattlepi.com/archives/1986/8601230807.asp 10/22/1986
Daniel M. Petrone40
Steel, Specialty Piping
0 24 Unknown President:
Standard Pipe and Supply Company
0 .3 http://www.seattlepi.com/archives/1986/8601230807.asp 10/22/1986
Bastiaan Albertus de Jong
Transport Services .075 0 1997
GM Commercial Department:
Dockwise N.V. 0 N/A
http://www.justice.gov/atr/public/4523d.htm http://www.justice.gov/opa/pr/1997/December97/546.htm.html
12/28/2010
12/22/1997
Christiaan Bernardus van der Zwan
Transport Services .15 0 1997 President:
Dockwise N.V. 0 N/A http://www.justice.gov/opa/pr/1997/December97/546.htm.html 12/22/1997
Roger Noack Vitamin B .05 8 9/5/2001 President: Nepera,
Inc. 4 10.82
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=roger&Middle=&LastName=noack&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f4600/4690.htm
12/28/2010
5/5/2000
David Purpi Vitamin B .1 12 2/13/2002 VP Sales: Nepera,
Inc. 5 10.82
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=david+&Middle=&LastName=purpi&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f4600/4691.htm
12/28/2010
5/5/2000
Andreas Hauri
Vitamins, All Sixteen .35 4 11/1/2000
Director of Worldwide
Marketing-Fine Chemical
Division: Roche
20 50.57
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=andreas&Middle=&LastName=hauri&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f4400/4495.htm
12/28/2010
4/6/2000
39 We could not find any Dep’t of Justice filings or press releases for Mr. Miller. 40 We could not find any Dep’t of Justice filings or press releases for Mr. Petrone.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or
release from confinement
Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment, sentencing, or release date
Date source published or website checked
Reinhard Steinmetz
Vitamins, All Sixteen .125 3.5 9/18/2000
President-Fine Chemicals
Division: BASF 7 50.57
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=reinhard&Middle=&LastName=steinmetz&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f4500/4500.htm
12/28/2010
4/6/2000
Hugo Strotmann
Vitamins, All Sixteen .075 3 9/5/2000
Global Marketing Director-Vitamins:
BASF 7 50.57
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=hugo&Middle=&LastName=strotmann&Race=U&Sex=U&Age=&x=0&y=0 http://www.icis.com/Articles/1999/07/19/91462/BASF-Targets-Vitamins-and-Nutraceuticals.html
12/28/2010
7/19/1999
Dieter Suter
Vitamins, All Sixteen .075 3 9/5/2000
President-Fine Chemicals
Division: BASF 7 50.57
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=dieter&Middle=&LastName=suter&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/public/press_releases/2000/4494.pdf
12/28/2010
4/6/2000
Todd M. Markey
Window Blinds .05 .1 Unknown
COO: Window blind slat
manufacturing company
5 279.98 http://www.justice.gov/opa/pr/2007/June/07_at_464.html 6/27/2007
Appendix 4
Stamp Dealers, Sole-Proprietors, Co-Owners, and Consultants Who Received Fines or Prison
Sentences in Cartel Cases Between 1990 and 2008
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or
release from confinement
Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment, sentencing, or release date
Date source published or website checked
Haider Bokhari E-Rate .65 72 6/22/2009 Consultant 19 .82
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=Haider&Middle=&LastName=bokhari&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f203200/203200.htm
12/27/2010
3/16/2004
Qasim Bokhari E-Rate .65 72 10/24/2008 Consultant 19 .82
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=qasim&Middle=&LastName=bokhari&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f203200/203200.htm
12/27/2010
3/16/2004
Judy Green E-Rate None 90 6/14/2015 Co-Owner: ADJ 1241 .82
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=judy&Middle=&LastName=green&Race=U&Sex=U&Age=&x=0&y=0
9/25/2010
Leonard Douglas “Doug” LaDuron
E-Rate 0.239 57 3/29/2014 Owner: Serious ISP 2542 .82 http://www.justice.gov/atr/cases/f260500/260527.htm 7/15/2010
Benjamin Rowner E-Rate 2.53 27 5/16/2012 Co-Owner:
DeltaNet 34 .82
http://www.fcc.gov/eb/Orders/2010/DA-10-584A1.html http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=benjamin&Middle=&LastName=rowner&Race=U&Sex=U&Age=&x=0&y=0
4/7/2010
8/1/2010
41 We appended “& e-rate” to the search string to find relevant results. 42 Used “Douglas LaDuron” and “Doug Laduron” in separate search strings.
Name Cartel Fine in millions
$
Sentence in
months
Later of date of fine or
release from confinement
Position during cartel
Number of articles
mentioning involvement
in cartel
Affected sales
Source of information regarding current or former employment, sentencing, or release date
Date source published or website checked
Jay H. Soled E-Rate 2.53 27 8/14/2012
projected Co-Owner: DeltaNet 28 .82
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=jay&Middle=&LastName=soled&Race=U&Sex=U&Age=&x=0&y=0 http://www.fcc.gov/eb/Orders/2010/DA-10-1113A1.html
12/27/2010
6/23/2010
Peter Whittle
Marine Hose .1 36 5/3/2007
Sole proprietor of a consulting
business 70 2.67
http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=peter&Middle=&LastName=whittle&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f228500/228540.htm
12/28/2010
12/3/2007
John Apfelbaum
Stamp Auctions .02 0 Unknown
Executive VP: Earl P.L.
Apfelbaum, Inc. 2 10.47 http://johndapfelbaum.com/ 8/12/2010
Davitt Felder
Stamp Auctions .2075 0 Unknown President: Davitt
Felder, Inc. 1 10.47 http://california.14thstory.com/davitt-felder-inc.html 11/10/2010
Dana Okey Stamp Auctions .06 4 Unknown Stamp Dealer 1 10.47 http://www.justice.gov/atr/cases/f11500/11593.htm 6/26/2002
• This research was conducted by W. James Denvil, who is a law student, not a private
investigator. He conducted his searches between July 15, 2010, and March 26, 2011
using Google, Bing, Linkedin, Facebook, corporate websites, and the Federal Bureau
of Prisons Inmate Locator. He searched for the individuals by using their names
(including potential nicknames), the names of their employers, descriptions of their
cartels, the date of their convictions, “DOJ”, the current year (2010), and recent
years (e.g. 2008 and 2009) as search terms.