Trading:

Sr. No Document Significance Remarks

1. KYC Form SEBI prescribed Account opening kit for opening Trading AccountNote – PART 1A of the form is not required if the client is KRA compliant and if there are no changes in respect to the KYC available on KRA.

2. Consent Letter for Sharing of Information with Third Party

Required to comply with SEBI regulations and with certain regulatory obligations under the US Foreign Account Tax Compliance Act (FATCA).

3. Ultimate Beneficiary Owner Declaration

4. Know Your Customer Policy & Anti Money Laundering Guidelines

For Information only

5. Document for dealing in securities of listed stock exchanges in India

For Information only

6. Document for dealing in securities of depositories

For Information only

7. Account Opening Checklist Checklist for clients easy reference evidencing the documentary requirements alofor KYC form

Citigroup Global Markets India Pvt. Ltd1202, 12th Floor, FIFC, G Block, Bandra-Kurla Complex, Bandra East, Mumbai 400051

Account Opening Kit For Eligible Foreign Investors (EFIs) / Foreign Portfolio Investors (FPIs)