VIA EDGAR - sec.gov · VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE...
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80-40615409 September 29, 2016 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Form 40-33 – Civil Action Document Filed Against Full Circle Capital Corporation (File No. 1:16-cv-03237- RDB) Ladies and Gentlemen: Pursuant to Section 33 of the Investment Company Act of 1940, as amended, enclosed for filing please find a copy of the complaint filed in the United States District Court for the District of Maryland by Daniel Saunders, on behalf of himself and all others similarly situated, against Full Circle Capital Corporation (the "Company"), Mark C. Biderman, Edward H. Cohen, Terence Flynn, Thomas A. Ortwein, John E. Stuart, Gregg J. Felton, Great Elm Capital Corp., Great Elm Capital Group, Inc. and Mast Capital Management, LLC, involving the Company and certain directors and officers of the Company that has been delivered to the Company. Please do not hesitate to contact me at (203) 900-2104 if you have any questions regarding this filing. Sincerely, /s/ Michael J. Sell Michael J. Sell Chief Financial Officer, Treasurer and Secretary Enclosure: cc: Peter Reed, Chief Executive Officer, Great Elm Capital Corp. Michael K. Hoffman, Skadden, Arps, Slate, Meagher & Flom LLP John J. Mahon, Schulte Roth & Zabel LLP
Transcript of VIA EDGAR - sec.gov · VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE...
80-40615409
September 29, 2016
VIA EDGAR
U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549
RE: Form 40-33 – Civil Action Document Filed Against Full Circle Capital Corporation (File No. 1:16-cv-03237-RDB)
Ladies and Gentlemen:
Pursuant to Section 33 of the Investment Company Act of 1940, as amended, enclosed for filing please find a copy of the complaint filed in the United States District Court for the District of Maryland by Daniel Saunders, on behalf of himself and all others similarly situated, against Full Circle Capital Corporation (the "Company"), Mark C. Biderman, Edward H. Cohen, Terence Flynn, Thomas A. Ortwein, John E. Stuart, Gregg J. Felton, Great Elm Capital Corp., Great Elm Capital Group, Inc. and Mast Capital Management, LLC, involving the Company and certain directors and officers of the Company that has been delivered to the Company.
Please do not hesitate to contact me at (203) 900-2104 if you have any questions regarding this filing.
Sincerely,
/s/ Michael J. Sell
Michael J. Sell Chief Financial Officer, Treasurer and Secretary
Enclosure:
cc: Peter Reed, Chief Executive Officer, Great Elm Capital Corp. Michael K. Hoffman, Skadden, Arps, Slate, Meagher & Flom LLP John J. Mahon, Schulte Roth & Zabel LLP
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