U.S. District Court Southern District of New York (Foley...

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US District Court Civil Docket as of November 15, 2013 Retrieved from the court on November 19, 2013 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:07-cv-10531-AKH Munoz v. China Expert Technology, Inc. et al Assigned to: Judge Alvin K. Hellerstein Cause: 15:78m(a) Securities Exchange Act Date Filed: 11/21/2007 Jury Demand: Both Nature of Suit: 890 Other Statutory Actions Jurisdiction: Federal Question represented by Laurence Matthew Rosen The Rosen Law Firm, P.A. 350 5th Avenue, Suite 5508 New York, NY 10118 (212)-686-1060 Fax: (212)-202-3827 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Phillip C. Kim The Rosen Law Firm P.A. 350 5th Avenue, Suite 5508 New York, NY 10118 (212) 686-1060 Fax: (212) 202-3827 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Timothy William Brown The Rosen Law Firm P.A. 350 5th Avenue, Suite 5508 New York, NY 10118 (212)-686-1060 Fax: (212)-202-3827 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Yu Shi The Rosen Law Firm. P.A. 275 Madison Ave, 34th Floor New York, NY 10016 (212)-686-1060 Lead Plaintiff Carlos Munoz individually and on behalf of all others similarly situated

Transcript of U.S. District Court Southern District of New York (Foley...

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US District Court Civil Docket as of November 15, 2013 Retrieved from the court on November 19, 2013

U.S. District Court Southern District of New York (Foley Square)

CIVIL DOCKET FOR CASE #: 1:07-cv-10531-AKH

Munoz v. China Expert Technology, Inc. et al Assigned to: Judge Alvin K. Hellerstein Cause: 15:78m(a) Securities Exchange Act

Date Filed: 11/21/2007 Jury Demand: Both Nature of Suit: 890 Other Statutory Actions Jurisdiction: Federal Question

represented by Laurence Matthew Rosen The Rosen Law Firm, P.A. 350 5th Avenue, Suite 5508 New York, NY 10118 (212)-686-1060 Fax: (212)-202-3827 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Phillip C. Kim The Rosen Law Firm P.A. 350 5th Avenue, Suite 5508 New York, NY 10118 (212) 686-1060 Fax: (212) 202-3827 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Timothy William Brown The Rosen Law Firm P.A. 350 5th Avenue, Suite 5508 New York, NY 10118 (212)-686-1060 Fax: (212)-202-3827 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Yu Shi The Rosen Law Firm. P.A. 275 Madison Ave, 34th Floor New York, NY 10016 (212)-686-1060

Lead Plaintiff

Carlos Munoz individually and on behalf of all others similarly situated

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Fax: (212)-202-3827 Email: [email protected] ATTORNEY TO BE NOTICED

Lead Plaintiff

CXTI Investors TERMINATED: 05/28/2010

represented by Phillip C. Kim (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Timothy William Brown (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Lead Plaintiff

Joseph Nunn represented by Laurence Matthew Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Phillip C. Kim (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Timothy William Brown (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Yu Shi (See above for address) ATTORNEY TO BE NOTICED

Lead Plaintiff

Basil Hantash

represented by Laurence Matthew Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Phillip C. Kim (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Timothy William Brown (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

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Yu Shi (See above for address) ATTORNEY TO BE NOTICED

Lead Plaintiff

Anna Hantash

represented by Laurence Matthew Rosen (See above for address) ATTORNEY TO BE NOTICED

Phillip C. Kim (See above for address) ATTORNEY TO BE NOTICED

Timothy William Brown (See above for address) ATTORNEY TO BE NOTICED

Lead Plaintiff

Kenneth Price represented by Laurence Matthew Rosen (See above for address) ATTORNEY TO BE NOTICED

Phillip C. Kim (See above for address) ATTORNEY TO BE NOTICED

Timothy William Brown (See above for address) ATTORNEY TO BE NOTICED

Yu Shi (See above for address) ATTORNEY TO BE NOTICED

Lead Plaintiff

Bashar Hantash

represented by Kim Elaine Miller Kahn Swick & Foti, LLC 500 5th Avenue Suite 1810 New York, NY 10110 (212) 696-3730 Fax: (504) 455-1498 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Laurence Matthew Rosen (See above for address) LEAD ATTORNEY

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ATTORNEY TO BE NOTICED

Timothy William Brown (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

UVE Partners Group represented by William Bernard Federman Federman & Sherwood 10205 N. Pennsylvania Oklahoma City, OK 73102 (405) 235-1560 Fax: (405) 239-2112 Email: [email protected] ATTORNEY TO BE NOTICED

Movant

The Gros Group

V.

Defendant

China Expert Technology, Inc.

Defendant

Zhu Xiaoxin TERMINATED: 03/17/2008

Defendant

Huang Tao TERMINATED: 03/17/2008

Defendant

Fu Wan Chung TERMINATED: 03/17/2008 also known as Simon Fu TERMINATED: 03/17/2008

represented by Kim Elaine Miller Kahn Swick & Foti, LLC 206 Covington Street Madisonville, LA 70447 (212) 696-3730 Fax: (504) 455-1498 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

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PKF New York, Certified Public represented by Thomas R. Manisero Accountants

Wilson Elser,Moskowitz Edelman & a Professional Corporation

Dicker LLP(White Plains) 1133 Westchester Avenue White Plains, NY 10604 (914) 323-7000 Fax: (914)-723-7001 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Gregory Joseph Bautista Wilson Elser,Moskowitz Edelman & Dicker LLP(White Plains) 3 Gannett Drive White Plains, NY 10604 (914) 872-7839 Fax: (914) 323-7001 Email: [email protected] ATTORNEY TO BE NOTICED

William J. Kelly Wilson Elser,Moskowitz Edelman & Dicker LLP(White Plains) 1133 Westchester Avenue White Plains, NY 10604 (914)323-7000 Fax: (914)323-7001 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

PKF Hong Kong, Certified Public represented by Charles John Ha Accountants

Orrick, Herrington & Sutcliffe LLP (Seattle) 701 Fifth Avenue, Suite 5600 Seattle, WA 98104 (206) 839-4300 Fax: (206)-839-4301 Email: [email protected] TERMINATED: 12/14/2011

Daniel Tyukody Orrick, Herrington & Sutcliffe LLP 777 South Figueroa St Suite 3200 Los Angeles, CA 213-612-2433 Fax: 213-612-2499 TERMINATED: 08/12/2011

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PRO HAC VICE

Jeffrey Rourke Burke Winston & Strawn LLP (NY) 200 Park Avenue New York, NY 10166 212 294-5334 Fax: 212 294-4700 Email: [email protected] ATTORNEY TO BE NOTICED

John Erik Schreiber Winston & Strawn LLP (CA) 333 S. Grand Avenue Los Angeles, CA 90071 (213)-615-1700 Fax: (213)-615-1750 Email: [email protected] ATTORNEY TO BE NOTICED

Michael C. Tu Orrick, Herrington & Sutcliffe LLP (Los Angeles) 777 South Figueroa Street Suite 3200 Los Angeles, CA 90017 (213) 612-2433 Fax: (612) 612-2499 Email: [email protected] TERMINATED: 12/14/2011 PRO HAC VICE

Micol Olimpia Sordina Weingarten Brown LLP 10866 Wilshire Blvd., Suite 500 Los Angeles, CA 90024 (310)-229-9300 Fax: (310)-229-9380 Email: [email protected] TERMINATED: 05/22/2013

Neal R. Marder Winston & Strawn LLP (CA) 333 S. Grand Avenue Los Angeles, CA 90071 (213) 615-1728 Fax: (213) 615-1750 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

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Steven J. Fink Orrick, Herrington & Sutcliffe LLP (NYC) 51 West 52nd Street New York, NY 10019 212-506-5000 Fax: 212-506-5151 Email: [email protected] TERMINATED: 12/14/2011

Defendant

BDO McCabe Lo Limited Certified

represented by Cameron Alexander Smith Public Accountants Seyfarth Shaw LLP

620 Eighth Avenue New York, NY 10018 (212) 218-5500 Fax: (212) 218-5526 Email: [email protected] TERMINATED: 05/23/2012 LEAD ATTORNEY

Elizabeth Heering Hickey Latham & Watkins, L.L.P. One Newark Center Newark, NJ 07101 (213) 485-1234 Email: [email protected] TERMINATED: 03/10/2010 LEAD ATTORNEY

Wendy Peterson Harper Latham & Watkins LLP (LA) 355 South Grand Avenue Los Angeles, CA 90071 (213)-891-7767 Fax: (213)-891-8763 Email: [email protected] TERMINATED: 03/06/2013 LEAD ATTORNEY

James Farrell Latham & Watkins LLP 355 South Grand Avenue, Suite 100 Los Angeles, CA 90071 (213) 495-1234 Fax: (213)-891-8763 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

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Peter A. Wald Latham & Watkins, L.L.P. 505 Montgomery Street Suite 2000 San Francisco, CA 94111 (415) 391-0600 Fax: (415) 395-8095 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

BDO Seidman, LLP represented by Daniel Robert Walfish Robbins Russell Englert Orseck Untereiner & Sauber, LLP 1801 K Street, N.W. Suite 411 Washington, DC 20006 (202)775-4500 x4495 Fax: (202)775-4510 Email: [email protected] TERMINATED: 12/15/2009

Gary A. Orseck Robbins Russell Englert Orseck Untereiner & Sauber, LLP 1801 K Street, N.W. Suite 411 Washington, DC 20006 (202)-775-4500 Fax: (202)-775-4510 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Kathryn Schaefer Zecca Robbins Russell Englert Orseck Untereiner & Sauber, LLP 1801 K Street, N.W. Suite 411 Washington, DC 20006 (202) 775-4500 Fax: (202)-775-4510 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Date Filed # Docket Text

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11/21/2007 1 COMPLAINT against China Expert Technology, Inc., Zhu Xiaoxin, Huang Tao, Fu Wan Chung. (Filing Fee $ 350.00, Receipt Number 634202)Document filed by Carlos Munoz.(jeh) (laq). (Entered: 11/28/2007)

11/21/2007 SUMMONS ISSUED as to China Expert Technology, Inc., Zhu Xiaoxin, Huang Tao, Fu Wan Chung. (jeh) (Entered: 11/28/2007)

11/21/2007 Case Designated ECF. (jeh) (Entered: 11/28/2007)

11/21/2007 Magistrate Judge Jamese C. Francis is so designated. (jeh) (Entered: 11/28/2007)

12/07/2007 2 SUMMONS RETURNED EXECUTED. China Expert Technology, Inc. served on 11/30/2007, answer due 12/20/2007. Service was accepted by Kenna Wassell. Document filed by China Expert Technology, Inc.. (Kim, Phillip) (Entered: 12/07/2007)

01/22/2008 3 NOTICE of of Clerks' Certificate of Default as to Defendant China Expert Technology, Inc.. Document filed by Carlos Munoz. (Kim, Phillip) (Entered: 01/22/2008)

01/22/2008 4 MOTION to Appoint UVE Partners, LLC, Allen Goldschmidt, Eric Dworkin, Ronald B. Marchman and Lori Samuels to serve as lead plaintiff(s) Movant UVE Partners Group's Motion for Appointment of Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead Counsel and Memorandum of Law in Support . Document filed by UVE Partners Group. (Attachments: # 1 Exhibit 1: Declaration of William B. Federman, # 2 Exhibit 1(A): Investor Certifications, # 3 Exhibit 1(B): PSLRA Loss Analyses, # 4 Exhibit 1(C): Press Release, # 5 Exhibit 1(D): Firm Resume, # 6 Exhibit 2: Proposed Order)(Federman, William) (Entered: 01/22/2008)

01/22/2008 5 MOTION to Appoint The Gros Group to serve as lead plaintiff(s) and to Appoint Lead Counsel., MOTION to Consolidate Cases. Document filed by The Gros Group. (Attachments: # 1 Text of Proposed Order)(Miller, Kim) (Entered: 01/22/2008)

01/22/2008 6 MEMORANDUM OF LAW in Support re: 5 MOTION to Appoint The Gros Group to serve as lead plaintiff(s) and to Appoint Lead Counsel . MOTION to Consolidate Cases.. Document filed by The Gros Group. (Miller, Kim) (Entered: 01/22/2008)

01/22/2008 7 DECLARATION of Kim E. Miller in Support re: 5 MOTION to Appoint The Gros Group to serve as lead plaintiff(s) and to Appoint Lead Counsel . MOTION to Consolidate Cases.. Document filed by The Gros Group. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Miller, Kim) (Entered: 01/22/2008)

01/22/2008 8 MOTION to Appoint Joseph Nunn, The Hantash Family, & Kenneth Price to serve as lead plaintiff(s)., MOTION to Appoint Counsel The Rosen Law Firm, P.A. as Lead Counsel. Document filed by CXTI Investors. (Attachments: # 1 Text of Proposed Order Proposed Order)(Kim, Phillip) (Entered: 01/22/2008)

01/22/2008 9 MEMORANDUM OF LAW in Support re: 8 MOTION to Appoint Joseph Nunn, The Hantash Family, & Kenneth Price to serve as lead plaintiff(s). MOTION to Appoint Counsel The Rosen Law Firm, P.A. as Lead Counsel . MOTION to Appoint Joseph Nunn, The Hantash Family, & Kenneth Price to serve as lead plaintiff(s).. Document filed by CXTI Investors. (Kim, Phillip) (Entered: 01/22/2008)

01/22/2008 10 DECLARATION of Phillip Kim in Support re: 8 MOTION to Appoint Joseph Nunn,

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The Hantash Family, & Kenneth Price to serve as lead plaintiff(s). MOTION to Appoint Counsel The Rosen Law Firm, P.A. as Lead Counsel . MOTION to Appoint Joseph Nunn, The Hantash Family, & Kenneth Price to serve as lead plaintiff(s).. Document filed by CXTI Investors. (Attachments: # 1 Exhibit 1, PSLRA Early Notice, # 2 Exhibit 2, PSLRA Certifications, # 3 Exhibit 3, Loss Chart, # 4 Exhibit 4, RLF Bio)(Kim, Phillip) (Entered: 01/22/2008)

01/24/2008 11 NOTICE of Withdrawal of Motion of the Gros Group for Lead Plaintiff. Document filed by The Gros Group. (Miller, Kim) (Entered: 01/24/2008)

02/05/2008 12 MEMORANDUM OF LAW in Opposition re: 4 MOTION to Appoint UVE Partners, LLC, Allen Goldschmidt, Eric Dworkin, Ronald B. Marchman and Lori Samuels to serve as lead plaintiff(s) Movant UVE Partners Group's Motion for Appointment of Lead Plaintiff and Approval of Lead Plaintiff's MOTION to Appoint UVE Partners, LLC, Allen Goldschmidt, Eric Dworkin, Ronald B. Marchman and Lori Samuels to serve as lead plaintiff(s) Movant UVE Partners Group's Motion for Appointment of Lead Plaintiff and Approval of Lead Plaintiff's MOTION to Appoint UVE Partners, LLC, Allen Goldschmidt, Eric Dworkin, Ronald B. Marchman and Lori Samuels to serve as lead plaintiff(s) Movant UVE Partners Group's Motion for Appointment of Lead Plaintiff and Approval of Lead Plaintiff's, 5 MOTION to Appoint The Gros Group to serve as lead plaintiff(s) and to Appoint Lead Counsel. MOTION to Consolidate Cases.. Document filed by CXTI Investors. (Kim, Phillip) (Entered: 02/05/2008)

02/13/2008 13 NOTICE of Non-Opposition to CXTI Investors' Motion to be Appointed Lead Plaintiffs and For Approval of their Selection of Lead Counsel re: 8 MOTION to Appoint Joseph Nunn, The Hantash Family, & Kenneth Price to serve as lead plaintiff(s). MOTION to Appoint Counsel The Rosen Law Firm, P.A. as Lead Counsel. MOTION to Appoint Joseph Nunn, The Hantash Family, & Kenneth Price to serve as lead plaintiff(s).. Document filed by CXTI Investors. (Kim, Phillip) (Entered: 02/13/2008)

02/26/2008 14 FILING ERROR - WRONG DOCUMENT TYPE SELECTED FROM MENU - NOTICE of Notice of Withdrawal of Motion for Lead Plaintiff and Counsel of Record re: 4 MOTION to Appoint UVE Partners, LLC, Allen Goldschmidt, Eric Dworkin, Ronald B. Marchman and Lori Samuels to serve as lead plaintiff(s) Movant UVE Partners Group's Motion for Appointment of Lead Plaintiff and Approval ofLead Plaintiff's MOTION to Appoint UVE Partners, LLC, Allen Goldschmidt, Eric Dworkin, Ronald B. Marchman and Lori Samuels to serve as lead plaintiff(s) Movant UVE Partners Group's Motion for Appointment of Lead Plaintiff and Approval of Lead Plaintiff's MOTION to Appoint UVE Partners, LLC, Allen Goldschmidt, Eric Dworkin, Ronald B. Marchman and Lori Samuels to serve as lead plaintiff(s) Movant UVE Partners Group's Motion for Appointment of Lead Plaintiff and Approval of Lead Plaintiff's. Document filed by UVE Partners Group. (Federman, William) Modified on 2/26/2008 (db). (Entered: 02/26/2008)

02/26/2008 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DOCUMENT TYPE ERROR. Note to Attorney William Bernard Federman to RE-FILE Document 14 Notice (Other), Notice (Other), Notice (Other), Notice (Other). Use the document type Withdraw found under the document list Motions. (db) (Entered: 02/26/2008)

02/26/2008 15 MOTION for William Bernard Federman to Withdraw as Attorney and Notice of

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Withdrawal of Motion for Lead Plaintiff . Document filed by UVE Partners Group.(Federman, William) (Entered: 02/26/2008)

03/05/2008 16 FILING ERROR - ELECTRONIC FILING FOR NON-ECF DOCUMENT - NOTICE of NOTICE OF VOLUNTARY DISMISSAL, WIHTOUT PREJUDICE, AS TO DEFENDANTS ZHU XIAOXIN; HUANG TAO; AND FU WAN CHUNG, A/K/A SIMON FU. Document filed by Carlos Munoz. (Kim, Phillip) Modified on 3/5/2008 (db). (Entered: 03/05/2008)

03/05/2008 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - NON-ECF DOCUMENT ERROR. Note to Attorney Phillip C. Kim to E-MAIL Document No. 16 NOTICE OF VOLUNTARY DISMISSAL, WITHOUT PREJUDICE, AS TO DEFENDANTS ZHU XIAOXIN; HUANG TAO; AND FU WAN CHUNG, A/K/A SIMON FU to [email protected] . This document is not filed via ECF. (db) (Entered: 03/05/2008)

03/17/2008 17 NOTICE OF VOLUNTARY DISMISSAL, WITHOUT PREJUDICE, AS TO DEFENDANTS ZHU XIAOXIN; HUNAG TAO; AND FU WAN CHUNG, A/KA SIMON FU: Plaintiff voluntarily dismisses this action as against Defendants Zhu Xiaoxin; Huang Tao; and Fu Wan Chung, a/k/a Simon Fu, without prejudice. Plaintiffs claims against China Expert Technology, Inc. shall move forward. (Signed by Judge Alvin K. Hellerstein on 3/17/08) (tro) (Entered: 03/17/2008)

03/21/2008 Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Initial Pretrial Conference held on 3/21/2008. Defendant failed to appear. (jmi) (Entered: 04/03/2008)

03/25/2008 18 ORDER APPOINTING LEAD PLAINTIFF AND COUNSEL: Pursuant to Section 21D(a)(3)(B) of the Exchange Act, 15 U.S.C. 78u-4(a)(3)(B), the CXTI Investor and each of its members are appointed Lead Plaintiffs for the class as they have the largest financial interest in this litigation and otherwise satisfy the requirements of Fed.R.Civ.P.23. The CXTI Investor's choice of counsel is approved and accordingly, the Rosen Law Firm, P.A. is appointed Lead Counsel. Lead Counsel, after being appointed by the Court, shall manage the prosecution of this litigation. Lead Counsel is to avoid duplicative or unproductive activities and are hereby vested by the Court with the responsibilities that include, without limitation, the following: (1) to prepare all pleadings; (2) to direct and coordinate the briefing and arguing of motions in accordance with the schedules set by the orders and of this Court;(3) to initiate and direct discovery;(4) prepare the case for trial; and (5) to engage in settlement negotiations on behalf of Lead Plaintiffs and the Class. SO ORDERED (Signed by Judge Alvin K. Hellerstein on 3/25/2008) (jmi) (Entered: 03/25/2008)

03/31/2008 19 MOTION for Discovery Lead Plaintiffs' Notice of Motion For Order Declaring PSLRA Stay of Discovery is no Longer in Effect . Document filed by CXTI Investors. (Attachments: # 1 Text of Proposed Order)(Kim, Phillip) (Entered: 03/31/2008)

03/31/2008 20 MEMORANDUM OF LAW in Support re: 19 MOTION for Discovery Lead Plaintiffs' Notice of Motion For Order Declaring PSLRA Stay of Discovery is no Longer in Effect .. Document filed by CXTI Investors. (Kim, Phillip) (Entered: 03/31/2008)

03/31/2008 21 DECLARATION of Phillip Kim in Support re: 19 MOTION for Discovery Lead

I Plaintiffs' Notice of Motion For Order Declaring PSLRA Stay of Discovery is no

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Longer in Effect .. Document filed by CXTI Investors. (Kim, Phillip) (Entered: 03/31/2008)

05/02/2008 22 MEMO ENDORESMENT granting 19 Motion for Discovery. ENDORSEMENT: W/out opp'n, So ordered. (Signed by Judge Alvin K. Hellerstein on 5/1/08) (tro) (Entered: 05/02/2008)

05/16/2008 23 NOTICE OF APPEARANCE by Timothy William Brown on behalf of Carlos Munoz, CXTI Investors (Brown, Timothy) (Entered: 05/16/2008)

03/27/2009 24 AMENDED COMPLAINT amending 1 Complaint against PKF New York, Certified Public Accountants, PKF Hong Kong, Certified Public Accountants, BDO McCabe Lo Limited Certified Public Accountants, BDO Seidman, LLP, China Expert Technology, Inc. Document filed by Carlos Munoz. Related document: 1 Complaint filed by Carlos Munoz.(dle) (Entered: 03/30/2009)

04/24/2009

25 NOTICE OF APPEARANCE by Daniel Robert Walfish on behalf of BDO Seidman, LLP (Walfish, Daniel) (Entered: 04/24/2009)

04/28/2009

26 MOTION to Dismiss. Document filed by PKF New York, Certified Public Accountants. Responses due by 5/12/2009(Kelly, William) (Entered: 04/28/2009)

04/28/2009 27 DECLARATION of Henry A. Freire, CPA in Support re: 26 MOTION to Dismiss.. Document filed by PKF New York, Certified Public Accountants. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Kelly, William) (Entered: 04/28/2009)

04/28/2009 28 DECLARATION of William J. Kelly, Esq. in Support re: 26 MOTION to Dismiss.. Document filed by PKF New York, Certified Public Accountants. (Attachments: # 1 Exhibit A - Part 1 (Amended Complaint), # 2 Exhibit A - Part 2 (Amended Complaint), # 3 Exhibit B, # 4 Exhibit C)(Kelly, William) (Entered: 04/28/2009)

04/28/2009 29 MEMORANDUM OF LAW in Support re: 26 MOTION to Dismiss.. Document filed by PKF New York, Certified Public Accountants. (Kelly, William) (Entered: 04/28/2009)

04/30/2009 30 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by PKF New York, Certified Public Accountants.(Kelly, William) (Entered: 04/30/2009)

04/30/2009 31 NOTICE OF APPEARANCE by Thomas R. Manisero on behalf of PKF New York, Certified Public Accountants (Manisero, Thomas) (Entered: 04/30/2009)

04/30/2009 32 DEFENDANT BDO SEIDMAN'S UNOPPOSED REQUEST FOR AN EXTENSION OF TIME TO FILE ITS MOTION TO DISMISS Bdo Seidman respectfully requests the Court to extend the time for it to file a motion to dismiss the amended complaint, to and including June 4, 2009. (Signed by Judge Alvin K. Hellerstein on 4/30/09) (mme) (Entered: 04/30/2009)

05/13/2009 33 MEMO ENDORSEMENT on re: LEAD PLAINTIFFS' UNOPPOSED REQUEST FOR A UNIFORM BRIEFING SCHEDULE FOR MOTIONS TO DISMISS BY DEFENDANTS BDO SEDIMAN, LLP ND PKF NEW YORK, CERTIFIED PUBLIC ACCOUNTANTS, A PROFESSIONAL CORPORATION. ENDORSEMENT: So Ordered. (Signed by Judge Alvin K. Hellerstein on 5/12/2009) (jfe) (Entered: 05/13/2009)

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05/13/2009

05/13/2009

05/13/2009

05/13/2009

Set/Reset Deadlines as to 26 MOTION to Dismiss.. Responses due by 7/2/2009 Replies due by 7/31/2009. (jfe) (Entered: 05/13/2009)

34 MOTION for Eric J. Feigin to Appear Pro Hac Vice. Document filed by BDO Seidman, LLP.(dle) (Entered: 05/15/2009)

35 MOTION for Gary A. Orseck to Appear Pro Hac Vice. Document filed by BDO Seidman, LLP.(dle) (Entered: 05/15/2009)

36 MOTION for Kathryn S. Zecca to Appear Pro Hac Vice. Document filed by BDO Seidman, LLP.(dle) (Entered: 05/15/2009)

05/19/2009 CASHIERS OFFICE REMARK on 36 Motion to Appear Pro Hac Vice, 34 Motion to Appear Pro Hac Vice, 35 Motion to Appear Pro Hac Vice in the amount of $75.00, paid on 05/13/2009, Receipt Number 687937. (jd) (Entered: 05/19/2009)

05/20/2009 37 ORDER FOR ADMISSION OF ERIC J. FEIGIN PRO HAC VICE ON WRITTEN MOTION granting 34 Motion for Eric J. Feign to Appear Pro Hac Vice. (Signed by Judge Alvin K. Hellerstein on 5/19/2009) (jpo) (Entered: 05/20/2009)

05/20/2009

05/20/2009

38 ORDER FOR ADMISSION OF GARY A. ORSECK PRO HAC VICE ON WRITTEN MOTION granting 35 Motion for Gary A. Orseck to Appear Pro Hac Vice. (Signed by Judge Alvin K. Hellerstein on 5/19/2009) (jpo) (Entered: 05/20/2009)

39 ORDER FOR ADMISSION OF KATHRYN S. ZECCA PRO HAC VICE ON WRITTEN MOTION granting 36 Motion for Kathryn S. Zecca to Appear Pro Hac Vice. (Signed by Judge Alvin K. Hellerstein on 5/19/2009) (jpo) (Entered: 05/20/2009)

05/20/2009 Transmission to Attorney Admissions Clerk. Transmitted re: 38 Order on Motion to Appear Pro Hac Vice, 37 Order on Motion to Appear Pro Hac Vice, 39 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (jpo) (Entered: 05/26/2009)

06/04/2009

40 MOTION to Dismiss. Document filed by BDO Seidman, LLP.(Orseck, Gary) (Entered: 06/04/2009)

06/04/2009

41 MEMORANDUM OF LAW in Support re: 40 MOTION to Dismiss.. Document filed by BDO Seidman, LLP. (Orseck, Gary) (Entered: 06/04/2009)

06/04/2009 42 DECLARATION of Gary A. Orseck in Support re: 40 MOTION to Dismiss.. Document filed by BDO Seidman, LLP. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Orseck, Gary) (Entered: 06/04/2009)

07/02/2009 43 MEMORANDUM OF LAW in Opposition re: 40 MOTION to Dismiss.. Document filed by CXTI Investors. (Brown, Timothy) (Entered: 07/02/2009)

07/02/2009 44 DECLARATION of Timothy W. Brown in Opposition re: 40 MOTION to Dismiss.. Document filed by CXTI Investors. (Attachments: # 1 Exhibit Exhibit 1, # 2 Exhibit Exhibit 2)(Brown, Timothy) (Entered: 07/02/2009)

07/02/2009 45 MEMORANDUM OF LAW in Opposition re: 26 MOTION to Dismiss.. Document filed by CXTI Investors. (Brown, Timothy) (Entered: 07/02/2009)

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07/02/2009 46 DECLARATION of Timothy W. Brown in Opposition re: 26 MOTION to Dismiss.. Document filed by CXTI Investors. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Brown, Timothy) (Entered: 07/02/2009)

07/31/2009

47 REPLY MEMORANDUM OF LAW in Support re: 40 MOTION to Dismiss.. Document filed by BDO Seidman, LLP. (Zecca, Kathryn) (Entered: 07/31/2009)

07/31/2009

48 DECLARATION of Kathryn S. Zecca in Support re: 40 MOTION to Dismiss.. Document filed by BDO Seidman, LLP. (Zecca, Kathryn) (Entered: 07/31/2009)

07/31/2009 49 REPLY MEMORANDUM OF LAW in Support re: 26 MOTION to Dismiss.. Document filed by PKF New York, Certified Public Accountants. (Kelly, William) (Entered: 07/31/2009)

08/26/2009 50 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Phillip Kim dated 8/25/09 re: counsel for lead plaintiffs request that the Court adjourn the 8/31/09 oral argument on the dismissal motions. ENDORSEMENT: Adjourned to 9/29/09 at 3:00 p.m. (Signed by Judge Alvin K. Hellerstein on 8/26/09) (dle) (Entered: 08/26/2009)

09/14/2009

09/15/2009

51 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Charles J. Ha dated 9/10/2009 re: Counsel for defendant PKF Hong Kong writes requesting that the Court extend the time for Defendant PKF's to respond to the Amended Complaint to November 5, 2009, and that Plaintiffs' opposition to any Rule 12 motion to dismiss that PKF Hong Kong files in lieu of an answer be due on December 17, 2009, 45 after the motion, and that Defendant's reply be due on January 18, 2010, the first business day following 30 days after the opposition. ENDORSEMENT: So ordered. (Signed by Judge Alvin K. Hellerstein on 9/11/2009) (tve) (Entered: 09/14/2009)

52 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Christopher Harris dated 9/14/09 re: Counsel for Defendant Latham & Watkins represents Defendant BDO Ltd., write to request a modified deadline to respond to the Amended Complaint and a modified briefing schedule for any Rule 12 motion that may be filed in lieu of an answer as follows: Defendant BDO Ltd. to respond to the Amended Complaint by 11/19/09, Plaintiffs' opposition to any Rule 12 motion to dismiss filed by BDO Ltd. in lieu of an answer shall be due 1/4/2010, and Defendant's reply shall be due on 2/3/2010. ENDORSEMENT: So ordered. (Signed by Judge Alvin K. Hellerstein on 9/14/09) (tro) (Entered: 09/15/2009)

09/15/2009 Set Deadlines/Hearings:BDO McCabe Lo Limited Certified Public Accountants answer due 11/19/2009. Replies due by 2/3/2010. Responses due by 1/4/2010 (tro) (Entered: 09/15/2009)

09/22/2009

09/30/2009

53 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Charles J. Ha dated 9/18/09 re: Counsel respectfully request that the Court extend the time for Defendant PKF Hong Kong to respond to the Amended Complaint to 11/19/09, that Plaintiffs' opposition to any Rule 12 motion to dismiss that PKF Hong Kong files in lieu of an answer be due on 1/4/2010, and that Defendant's reply be due on 2/3/2010. ENDORSEMENT: So ordered. (Signed by Judge Alvin K. Hellerstein on 9/21/09) (tro) (Entered: 09/22/2009)

54 SUMMARY ORDER, that the motion of Defendant BDO Seidman, LLP is granted with prejudice. The motion of defendant PKF New York, Certified Public

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Accountants, a Professional Corporation, is granted without prejudice. Plaintiffs have leave to replead their claim against PKF New York, Certified Public Accountants, a Professional Corporation by October 29, 2009. The Clerk shall mark the motions (Docs. #26 and 40) as terminated. (Signed by Judge Alvin K. Hellerstein on 9/30/09) (pl) (Entered: 09/30/2009)

10/06/2009 56 MOTION for Daniel J. Tyukody, Jr. to Appear Pro Hac Vice. Document filed by PKF Hong Kong, Certified Public Accountants.(mro) (Entered: 10/09/2009)

10/06/2009 57 MOTION for Michael C. Tu to Appear Pro Hac Vice. Document filed by PKF Hong Kong, Certified Public Accountants.(mro) (Entered: 10/09/2009)

10/07/2009 55 SUMMONS RETURNED EXECUTED. BDO McCabe Lo Limited Certified Public Accountants served on 8/27/2009, answer due 11/19/2009. Service was accepted by Ms. Yip. Document filed by CXTI Investors. (Kim, Phillip) (Entered: 10/07/2009)

10/15/2009 CASHIERS OFFICE REMARK on 57 Motion to Appear Pro Hac Vice, 56 Motion to Appear Pro Hac Vice in the amount of $50.00, paid on 10/06/2009, Receipt Number 702413. (jd) (Entered: 10/15/2009)

10/15/2009 58 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 57 Motion for Michael C. Tu to Appear Pro Hac Vice. Michael C. Tu is admitted to practice pro hac vice as counsel for Defendant PKF Hong Kong, Certified Public Accountants in the above-captioned case. (Signed by Judge Alvin K. Hellerstein on 10/15/09) (tro) (Entered: 10/15/2009)

10/15/2009 59 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 56 Motion for Daniel J. Tyukody, Jr. to Appear Pro Hac Vice. Daniel J. Tyukody, Jr. is admitted to practice pro hac vice as counsel for Defendant PKF Hong Kong, Certified Public Accountants in the above-captioned case. (Signed by Judge Alvin K. Hellerstein on 10/15/09) (tro) (Entered: 10/15/2009)

10/15/2009 Transmission to Attorney Admissions Clerk. Transmitted re: 59 Order on Motion to Appear Pro Hac Vice, 58 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (tro) (Entered: 10/15/2009)

10/16/2009 60 TRANSCRIPT of proceedings held on 9/29/09 before Judge Alvin K. Hellerstein. (ldi) (Entered: 10/19/2009)

10/19/2009 61 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Charles J. Ha dated 10/15/09 re: Request for the following schedule: Defendants' response to the 2nd Amended Complaint - 12/14/09; Opposition due 1/28/10; reply due 2/26/10. ENDORSEMENT: Schedule is accepted., PKF New York, Certified Public Accountants answer due 12/14/2009; PKF Hong Kong, Certified Public Accountants answer due 12/14/2009; BDO McCabe Lo Limited Certified Public Accountants answer due 12/14/2009; BDO Seidman, LLP answer due 12/14/2009; China Expert Technology, Inc. answer due 12/14/2009.( Motions due by 12/14/2009. Replies due by 2/26/2010., Responses due by 1/28/2010) (Signed by Judge Alvin K. Hellerstein on 10/19/09) (db) (Entered: 10/19/2009)

10/26/2009 62 SUMMONS RETURNED EXECUTED. PKF Hong Kong, Certified Public Accountants served on 8/31/2009, answer due 12/14/2009. Service was accepted by Fanny Szeto, Secretary. Document filed by CXTI Investors. (Kim, Phillip) (Entered:

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10/26/2009)

10/28/2009

10/29/2009

12/07/2009

12/07/2009

64 TRANSCRIPT of proceedings held on 9/29/09 before Judge Alvin K. Hellerstein. (ldi) (Entered: 11/03/2009)

63 SECOND AMENDED COMPLAINT amending 24 Amended Complaint, against PKF New York, Certified Public Accountants, PKF Hong Kong, Certified Public Accountants, BDO Seidman, LLP, China Expert Technology, Inc.. Document filed by Joseph Nunn, Basil Hantash, Anna Hantash, Kenneth Price, Carlos Munoz. Related document: 24 Amended Complaint, filed by Carlos Munoz.(dle) (Entered: 10/30/2009)

65 MOTION for Peter A. Wald to Appear Pro Hac Vice. Document filed by BDO McCabe Lo Limited Certified Public Accountants.(mro) (Entered: 12/09/2009)

66 MOTION for James J. Farrell to Appear Pro Hac Vice. Document filed by BDO McCabe Lo Limited Certified Public Accountants.(mro) (Entered: 12/09/2009)

12/14/2009 67 MOTION to Dismiss Second Amended Complaint . Document filed by PKF Hong Kong, Certified Public Accountants. Responses due by 1/28/2010 (Attachments: # 1 Text of Proposed Order)(Tu, Michael) (Entered: 12/14/2009)

12/14/2009 68 DECLARATION of Charles J. Ha in Support re: 67 MOTION to Dismiss Second Amended Complaint .. Document filed by PKF Hong Kong, Certified Public Accountants. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Tu, Michael) (Entered: 12/14/2009)

12/14/2009 69 NOTICE of /Request For Judicial Notice In Support Of Defendant PKF Hong Kong's Motion To Dismiss The Second Amended Complaint re: 67 MOTION to Dismiss Second Amended Complaint .. Document filed by PKF Hong Kong, Certified Public Accountants. (Tu, Michael) (Entered: 12/14/2009)

12/14/2009 70 MEMORANDUM OF LAW in Support re: 67 MOTION to Dismiss Second Amended Complaint .. Document filed by PKF Hong Kong, Certified Public Accountants. (Tu, Michael) (Entered: 12/14/2009)

12/14/2009

12/14/2009

71 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by BDO McCabe Lo Limited Certified Public Accountants.(Smith, Cameron) (Entered: 12/14/2009)

72 MOTION to Dismiss Plaintiffs' Second Amended Complaint . Document filed by BDO McCabe Lo Limited Certified Public Accountants.(Hickey, Elizabeth) (Entered: 12/14/2009)

12/14/2009 73 MEMORANDUM OF LAW in Support re: 72 MOTION to Dismiss Plaintiffs' Second Amended Complaint .. Document filed by BDO McCabe Lo Limited Certified Public Accountants. (Hickey, Elizabeth) (Entered: 12/14/2009)

12/14/2009 74 DECLARATION of Elizabeth H. Hickey in Support re: 72 MOTION to Dismiss Plaintiffs' Second Amended Complaint .. Document filed by BDO McCabe Lo Limited Certified Public Accountants. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J)(Hickey, Elizabeth) (Entered: 12/14/2009)

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12/14/2009 75 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens . Document filed by BDO McCabe Lo Limited Certified Public Accountants.(Smith, Cameron) Modified on 12/16/2009 (jar). (Entered: 12/14/2009)

12/14/2009

12/14/2009

12/14/2009

76 FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Support re: 75 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens .. Document filed by BDO McCabe Lo Limited Certified Public Accountants. (Smith, Cameron) Modified on 12/16/2009 (jar). (Entered: 12/14/2009)

77 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Cameron Smith in Support re: 75 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens .. Document filed by BDO McCabe Lo Limited Certified Public Accountants. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Smith, Cameron) Modified on 12/16/2009 (jar). (Entered: 12/14/2009)

78 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Joseph Fok in Support re: 75 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens .. Document filed by BDO McCabe Lo Limited Certified Public Accountants. (Attachments: # 1 Exhibit E, # 2 Exhibit F)(Smith, Cameron) Modified on 12/16/2009 (jar). (Entered: 12/14/2009)

12/14/2009 79 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Xixin Wang in Support re: 75 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens .. Document filed by BDO McCabe Lo Limited Certified Public Accountants. (Attachments: # 1 Exhibit G)(Smith, Cameron) Modified on 12/16/2009 (jar). (Entered: 12/14/2009)

12/14/2009 80 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Johnson Kong in Support re: 75 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens .. Document filed by BDO McCabe Lo Limited Certified Public Accountants. (Smith, Cameron) Modified on 12/16/2009 (jar). (Entered: 12/14/2009)

12/14/2009

12/14/2009

12/14/2009

81 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Derek Wan in Support re: 75 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens .. Document filed by BDO McCabe Lo Limited Certified Public Accountants. (Smith, Cameron) Modified on 12/16/2009 (jar). (Entered: 12/14/2009)

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Cameron Smith to RE-FILE Document 76 Memorandum of Law in Support of Motion. ERROR(S): Party omission error. Each party associated with a document must be selected in the Select Filer screen by holding down the "ctrl" key and clicking on each party with the mouse. (jar) (Entered: 12/16/2009)

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Cameron Smith to RE-FILE Document 77 Declaration in Support of Motion. ERROR(S): Party omission error. Each party associated with a document must be selected in the Select Filer screen by holding

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down the "ctrl" key and clicking on each party with the mouse. (jar) (Entered: 12/16/2009)

12/14/2009 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Cameron Smith to RE-FILE Document 78 Declaration in Support of Motion. ERROR(S): Party omission error. Each party associated with a document must be selected in the Select Filer screen by holding down the "ctrl" key and clicking on each party with the mouse. (jar) (Entered: 12/16/2009)

12/14/2009 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Cameron Smith to RE-FILE Document 79 Declaration in Support of Motion. ERROR(S): Party omission error. Each party associated with a document must be selected in the Select Filer screen by holding down the "ctrl" key and clicking on each party with the mouse. (jar) (Entered: 12/16/2009)

12/14/2009 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Cameron Smith to RE-FILE Document 80 Declaration in Support of Motion. ERROR(S): Party omission error. Each party associated with a document must be selected in the Select Filer screen by holding down the "ctrl" key and clicking on each party with the mouse. (jar) (Entered: 12/16/2009)

12/14/2009 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Cameron Smith to RE-FILE Document 81 Declaration in Support of Motion. ERROR(S): Party omission error. Each party associated with a document must be selected in the Select Filer screen by holding down the "ctrl" key and clicking on each party with the mouse. (jar) (Entered: 12/16/2009)

12/15/2009 82 ORDER granting 65 Motion for Peter A. Wald to Appear Pro Hac Vice for BDO McCabe Lo Limited Certified Public Accountants.(Signed by Judge Alvin K. Hellerstein on 12/11/2009) (jmi) (Entered: 12/15/2009)

12/15/2009 83 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Daniel R. Walfish dated 12/11/09 re: I am writing to request respectfully that your Honor "So order" the withdrawal of my appearance in the above-referenced matter. After today I will no longer be associated with this law firm, which continues to represent BDO Seidman, LLP. ENDORSEMENT: So Ordered. Attorney Daniel Robert Walfish terminated. (Signed by Judge Alvin K. Hellerstein on 12/14/09) (db) (Entered: 12/15/2009)

12/15/2009 84 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from William J. Kelly dated 12/14/09 re: Request by defendant PKF New York for an extension of time until 12/16/09 to respond to the second amended complaint. ENDORSEMENT: So Ordered. PKF New York, Certified Public Accountants answer due 12/16/2009. (Signed by Judge Alvin K. Hellerstein on 12/15/09) (db) (Entered: 12/15/2009)

12/15/2009 85 ORDER GRANTING MOTION TO ADMIT COUNSEL PRO HAC VICE: Pursuant to Local Civil Rule 1.3(c) of this Court, James J. Farrell of the State of California bar is admitted pro hac vice to practice before this Court as counsel for BDO Limited in these proceedings. ORDER granting 66 Motion for James J. Farrell to Appear Pro Hac

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Vice for BDO McCabe Lo Limited Certified Public Accountants. (Signed by Judge Alvin K. Hellerstein on 12/15/09) (db) (Entered: 12/15/2009)

12/15/2009 Transmission to Attorney Admissions Clerk. Transmitted re: 85 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (db) (Entered: 12/15/2009)

12/15/2009 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Cameron Smith to RE-FILE Document 75 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens . ERROR(S): Party omission error. Each party associated with a document must be selected in the Select Filer screen by holding down the "ctrl" key and clicking on each party with the mouse. (jar) (Entered: 12/16/2009)

12/16/2009 86 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens . Document filed by PKF Hong Kong, Certified Public Accountants, BDO McCabe Lo Limited Certified Public Accountants.(Smith, Cameron) (Entered: 12/16/2009)

12/16/2009 87 MEMORANDUM OF LAW in Support re: 86 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens .. Document filed by PKF Hong Kong, Certified Public Accountants, BDO McCabe Lo Limited Certified Public Accountants. (Smith, Cameron) (Entered: 12/16/2009)

12/16/2009 88 DECLARATION of Cameron Smith in Support re: 86 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens .. Document filed by PKF Hong Kong, Certified Public Accountants, BDO McCabe Lo Limited Certified Public Accountants. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Smith, Cameron) (Entered: 12/16/2009)

12/16/2009 89 DECLARATION of Joseph Fok in Support re: 86 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens .. Document filed by PKF Hong Kong, Certified Public Accountants, BDO McCabe Lo Limited Certified Public Accountants. (Attachments: # 1 Exhibit E, # 2 Exhibit F)(Smith, Cameron) (Entered: 12/16/2009)

12/16/2009 90 DECLARATION of Dr. Xixin Wang in Support re: 86 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens .. Document filed by PKF Hong Kong, Certified Public Accountants, BDO McCabe Lo Limited Certified Public Accountants. (Attachments: # 1 Exhibit G)(Smith, Cameron) (Entered: 12/16/2009)

12/16/2009 91 DECLARATION of Johnson Kong in Support re: 86 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens .. Document filed by PKF Hong Kong, Certified Public Accountants, BDO McCabe Lo Limited Certified Public Accountants. (Smith, Cameron) (Entered: 12/16/2009)

12/16/2009 92 DECLARATION of Derek Wan in Support re: 86 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens .. Document filed by PKF Hong Kong, Certified Public Accountants, BDO McCabe Lo Limited Certified Public Accountants. (Smith, Cameron) (Entered: 12/16/2009)

12/16/2009 93 MOTION to Dismiss Second Amended Complaint . Document filed by PKF New

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York, Certified Public Accountants. Responses due by 1/28/2010(Kelly, William) (Entered: 12/16/2009)

12/16/2009 94 DECLARATION of William J. Kelly, Esq. in Support re: 93 MOTION to Dismiss Second Amended Complaint .. Document filed by PKF New York, Certified Public Accountants. (Kelly, William) (Entered: 12/16/2009)

12/16/2009 95 MEMORANDUM OF LAW in Support re: 93 MOTION to Dismiss Second Amended Complaint .. Document filed by PKF New York, Certified Public Accountants. (Kelly, William) (Entered: 12/16/2009)

12/21/2009 96 MEMO ENDORSEMENT ON NOTICE OF MOTION TO ADMIT COUNSEL(JAMES J. FARRELL) PRO HAC VICE. ENDORSEMENT: So Ordered. (Signed by Judge Alvin K. Hellerstein on 12/11/09) (dle) (Entered: 12/21/2009)

12/23/2009 CASHIERS OFFICE REMARK on 65 Motion to Appear Pro Hac Vice, 66 Motion to Appear Pro Hac Vice in the amount of $50.00, paid on 12/07/2009, Receipt Number 707935. (jd) (Entered: 12/23/2009)

01/28/2010 97 MEMORANDUM OF LAW in Opposition re: 72 MOTION to Dismiss Plaintiffs' Second Amended Complaint . Opposing BDO's MTD . Document filed by Carlos Munoz. (Brown, Timothy) (Entered: 01/28/2010)

01/28/2010 98 MEMORANDUM OF LAW in Opposition re: 67 MOTION to Dismiss Second Amended Complaint . MOL opp. PKF HK's MTD . Document filed by Carlos Munoz. (Brown, Timothy) (Entered: 01/28/2010)

01/28/2010 99 MEMORANDUM OF LAW in Opposition re: 93 MOTION to Dismiss Second Amended Complaint . MOL opp. PKF NY's MTD . Document filed by Carlos Munoz. (Brown, Timothy) (Entered: 01/28/2010)

01/28/2010 100 MEMORANDUM OF LAW in Opposition re: 86 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens .. Document filed by Carlos Munoz. (Brown, Timothy) (Entered: 01/28/2010)

01/28/2010 101 DECLARATION of Timothy W. Brown in Opposition re: 93 MOTION to Dismiss Second Amended Complaint ., 86 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens ., 72 MOTION to Dismiss Plaintiffs' Second Amended Complaint ., 67 MOTION to Dismiss Second Amended Complaint .. Document filed by Carlos Munoz. (Attachments: # 1 Exhibit 1 (part 1), # 2 Exhibit 1 (part 2), # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Exhibit 6)(Brown, Timothy) (Entered: 01/28/2010)

01/28/2010 102 DECLARATION of Joseph W. Dellapenna in Opposition re: 86 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens .. Document filed by Carlos Munoz. (Attachments: # 1 Appendix A, # 2 Appendix B, # 3 Appendix C)(Brown, Timothy) (Entered: 01/28/2010)

02/19/2010 103 ENDORSED LETTER: addressed to Judge Alvin K. Hellerstein from Cameron Smith dated 2/16/2010 re: Counsel for BDO Limited and PKF Hong Kong to request a two week continuance of the deadline to file reply briefs in support of our motions to dismiss, which are currently scheduled to be filed on or before February 26, 2010. ENDORSEMENT: So Ordered. (Signed by Judge Alvin K. Hellerstein on 2/19/2010) (js) (Entered: 02/22/2010)

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02/22/2010

104

ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Thomas R. Manisero dated 2/19/2010 re: Requesting that this Court extend the time for PKF New York to file its reply brief in support of its motion to dismiss. ENDORSEMENT: So Ordered. (Signed by Judge Alvin K. Hellerstein on 2/22/2010) (jpo) (Entered: 02/22/2010)

02/25/2010 105 NOTICE OF CHANGE OF ADDRESS by Charles John. Ha on behalf of PKF Hong Kong, Certified Public Accountants. New Address: Orrick, Herrington & Sutcliffe LLP, 701 Fifth Avenue, Suite 5600, Seattle, WA, USA 98104, 206-839-4300. (Ha, Charles) (Entered: 02/25/2010)

03/10/2010 106 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Elizabeth H. Hickey dated 3/5/10 re: Counsel requests that the Court relieve her as counsel for BDO, and that the official court docket be amended to reflect this change. ENDORSEMENT: The Clerk shall withdraw Ms. Hickey's appearance as counsel. (Signed by Judge Alvin K. Hellerstein on 3/10/10) (djc) (Entered: 03/11/2010)

03/12/2010 107 RESPONSE in Support re: 86 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens . Conditional Consent to Jurisdiction of PKF, Certified Public Accountants, A Professional Corporation . Document filed by PKF New York, Certified Public Accountants. (Kelly, William) (Entered: 03/12/2010)

03/12/2010 108 REPLY MEMORANDUM OF LAW in Support re: 67 MOTION to Dismiss Second Amended Complaint .. Document filed by PKF Hong Kong, Certified Public Accountants. (Tu, Michael) (Entered: 03/12/2010)

03/12/2010 109 DECLARATION of Charles J. Ha in Support re: 67 MOTION to Dismiss Second Amended Complaint .. Document filed by PKF Hong Kong, Certified Public Accountants. (Attachments: # 1 Exhibit F, # 2 Exhibit G)(Tu, Michael) (Entered: 03/12/2010)

03/12/2010

110 1

REPLY MEMORANDUM OF LAW in Support re: 93 MOTION to Dismiss Second Amended Complaint .. Document filed by PKF New York, Certified Public Accountants. (Kelly, William) (Entered: 03/12/2010)

03/12/2010 111 DECLARATION of William J. Kelly in Support re: 93 MOTION to Dismiss Second Amended Complaint .. Document filed by PKF New York, Certified Public Accountants. (Kelly, William) (Entered: 03/12/2010)

03/12/2010 112 DECLARATION of Derek Wan in Support re: 93 MOTION to Dismiss Second Amended Complaint .. Document filed by PKF New York, Certified Public Accountants. (Kelly, William) (Entered: 03/12/2010)

03/12/2010 113 REPLY MEMORANDUM OF LAW in Support re: 86 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens .. Document filed by PKF Hong Kong, Certified Public Accountants, BDO McCabe Lo Limited Certified Public Accountants. (Farrell, James) (Entered: 03/12/2010)

03/12/2010 114 DECLARATION of Anderson Chow, SC in Support re: 86 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens .. Document filed by PKF Hong Kong, Certified Public Accountants, BDO McCabe Lo Limited Certified Public Accountants. (Attachments: # 1 Exhibit H, # 2 Exhibit I, # 3 Exhibit J, # 4 Exhibit K, # 5 Exhibit L, # 6 Exhibit M, # 7 Exhibit N, # 8 Exhibit O, # 9

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F- T Exhibit P)(Farrell, James) (Entered: 03/12/2010)

03/12/2010 115 DECLARATION of Dr. Xixin Wang in Support re: 86 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens .. Document filed by PKF Hong Kong, Certified Public Accountants, BDO McCabe Lo Limited Certified Public Accountants. (Farrell, James) (Entered: 03/12/2010)

03/12/2010 116 DECLARATION of Cameron Smith in Support re: 86 MOTION to Dismiss the Second Amended Complaint on Grounds of Forum Non Conveniens .. Document filed by PKF Hong Kong, Certified Public Accountants, BDO McCabe Lo Limited Certified Public Accountants. (Attachments: # 1 Exhibit Q, # 2 Exhibit R, # 3 Exhibit S, # 4 Exhibit T, # 5 Exhibit U, # 6 Exhibit V)(Farrell, James) (Entered: 03/12/2010)

03/12/2010 117 REPLY MEMORANDUM OF LAW in Support re: 72 MOTION to Dismiss Plaintiffs' Second Amended Complaint .. Document filed by BDO McCabe Lo Limited Certified Public Accountants. (Farrell, James) (Entered: 03/12/2010)

03/12/2010 118 DECLARATION of James J. Farrell in Support re: 72 MOTION to Dismiss Plaintiffs' Second Amended Complaint .. Document filed by BDO McCabe Lo Limited Certified Public Accountants. (Attachments: # 1 Exhibit K)(Farrell, James) (Entered: 03/12/2010)

03/24/2010 119 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Timothy W. Brown dated 3/23/2010 re: Requesting that the Court permit Plaintiffs to make a sur reply in opposition to Defendants' FNC Motion by May 5, 2010, which is 43 days from today's date. ENDORSEMENT: Denied. The issue can be raised at oral argument. Oral will be held April 15, 2010, at 3:00 p.m. (Signed by Judge Alvin K. Hellerstein on 3/24/2010) (jpo) (Entered: 03/25/2010)

04/16/2010 120 SUMMARY ORDER that for the reasons stated on the record, Defendants' 12(b)(6) motion is granted and the complaint is dismissed without prejudice. Plaintiff has leave to replead by 5/28/10. Defendants' motion to dismiss on the ground of forum non conveniens is denied without prejudice to later submission. The Clerk shall mark the motions (Doc. Nos. 67,72,86 and 93) as terminated. So Ordered. (Signed by Judge Alvin K. Hellerstein on 4/16/10) (cd) (Entered: 04/16/2010)

04/26/2010 121 TRANSCRIPT of proceedings held on 4/15/2010 before Judge George B. Daniels. (jfe) (Entered: 04/26/2010)

05/28/2010 122 THIRD AMENDED COMPLAINT amending 63 Amended Complaint, against PKF New York, Certified Public Accountants, PKF Hong Kong, Certified Public Accountants, BDO McCabe Lo Limited Certified Public Accountants, China Expert Technology, Inc. Document filed by Carlos Munoz, Joseph Nunn, Basil Hantash, Anna Hantash, Kenneth Price. Related document: 63 Amended Complaint, filed by Kenneth Price, Joseph Nunn, Carlos Munoz, Anna Hantash, Basil Hantash. (Received in the night deposit box on 5/28/10at 4:49pm)(mro) (Entered: 06/01/2010)

06/04/2010 123 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Cameron Smith dated 6/2/2010 re: Counsel proposes the following briefing schedule: Defendants' date to respond to the third amended complaint will be 7/27/2010; Plaintiff's opposition to defendants' motions will be due by 9/27/2010; Defendants' reply in support of motions will be due by 10/27/2010. ENDORSEMENT: So ordered. PKF New York, Certified Public Accountants answer due 7/27/2010; PKF Hong Kong, Certified Public

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Accountants answer due 7/27/2010; BDO McCabe Lo Limited Certified Public Accountants answer due 7/27/2010; China Expert Technology, Inc. answer due 7/27/2010. (Replies due by 10/27/2010. Responses due by 7/27/2010) (Signed by Judge Alvin K. Hellerstein on 6/3/2010) (tro) Modified on 6/7/2010 (tro). (Entered: 06/04/2010)

07/27/2010 124 MOTION to Dismiss The Third Amended Complaint . Document filed by PKF Hong Kong, Certified Public Accountants. (Attachments: # 1 Text of Proposed Order)(Tu, Michael) (Entered: 07/27/2010)

07/27/2010 125 DECLARATION of Charles J. Ha in Support re: 124 MOTION to Dismiss The Third Amended Complaint .. Document filed by PKF Hong Kong, Certified Public Accountants. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Tu, Michael) (Entered: 07/27/2010)

07/27/2010 126 NOTICE of /Request For Judicial Notice In Support Of Defendant PKF Hong Kong's Motion To Dismiss The Third Amended Complaint re: 124 MOTION to Dismiss The Third Amended Complaint .. Document filed by PKF Hong Kong, Certified Public Accountants. (Tu, Michael) (Entered: 07/27/2010)

07/27/2010 127 MEMORANDUM OF LAW in Support re: 124 MOTION to Dismiss The Third Amended Complaint .. Document filed by PKF Hong Kong, Certified Public Accountants. (Tu, Michael) (Entered: 07/27/2010)

07/27/2010 128 MOTION to Dismiss the Third Amended Complaint . Document filed by PKF New York, Certified Public Accountants. Responses due by 9/27/2010(Kelly, William) (Entered: 07/27/2010)

07/27/2010 129 MEMORANDUM OF LAW in Support re: 128 MOTION to Dismiss the Third Amended Complaint .. Document filed by PKF New York, Certified Public Accountants. (Kelly, William) (Entered: 07/27/2010)

07/27/2010 130 MOTION to Dismiss Plaintiffs' Third Amended Complaint . Document filed by BDO McCabe Lo Limited Certified Public Accountants.(Farrell, James) (Entered: 07/27/2010)

07/27/2010 131 MEMORANDUM OF LAW in Support re: 130 MOTION to Dismiss Plaintiffs' Third Amended Complaint .. Document filed by BDO McCabe Lo Limited Certified Public Accountants. (Farrell, James) (Entered: 07/27/2010)

07/27/2010 132 DECLARATION of Matthew L. Kutcher in Support re: 130 MOTION to Dismiss Plaintiffs' Third Amended Complaint .. Document filed by BDO McCabe Lo Limited Certified Public Accountants. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I)(Farrell, James) (Entered: 07/27/2010)

09/27/2010 133 MEMORANDUM OF LAW in Opposition re: 130 MOTION to Dismiss Plaintiffs' Third Amended Complaint ., 128 MOTION to Dismiss the Third Amended Complaint ., 124 MOTION to Dismiss The Third Amended Complaint .. Document filed by Joseph Nunn. (Brown, Timothy) (Entered: 09/27/2010)

09/27/2010 134 DECLARATION of Timothy W. Brown in Opposition re: 130 MOTION to Dismiss Plaintiffs' Third Amended Complaint ., 128 MOTION to Dismiss the Third Amended Complaint ., 124 MOTION to Dismiss The Third Amended Complaint .. Document

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T I filed by Joseph Nunn. (Brown, Timothy) (Entered: 09/27/2010)

09/27/2010 135 DECLARATION of Timothy W. Brown in Opposition re: 130 MOTION to Dismiss Plaintiffs' Third Amended Complaint ., 124 MOTION to Dismiss The Third Amended Complaint ., 128 MOTION to Dismiss the Third Amended Complaint .. Document filed by Anna Hantash, Basil Hantash, Carlos Munoz, Joseph Nunn, Kenneth Price. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, part 1 of 2, # 3 Exhibit 2, part 2 of 2, # 4 Exhibit 3, part 1 of 2, # 5 Exhibit 3, part 2 of 2, # 6 Exhibit 4, # 7 Exhibit 5, # 8 Exhibit 6, # 9 Exhibit 7, # 10 Exhibit 8)(Brown, Timothy) (Entered: 09/27/2010)

10/27/2010 136 REPLY MEMORANDUM OF LAW in Support re: 124 MOTION to Dismiss The Third Amended Complaint .. Document filed by PKF Hong Kong, Certified Public Accountants. (Tu, Michael) (Entered: 10/27/2010)

10/27/2010 137 DECLARATION of Charles J. Ha in Support re: 124 MOTION to Dismiss The Third Amended Complaint .. Document filed by PKF Hong Kong, Certified Public Accountants. (Attachments: # 1 Exhibit F)(Tu, Michael) (Entered: 10/27/2010)

10/27/2010 138 NOTICE of /Request For Judicial Notice In Support Of Defendant PKF Hong Kong's Reply Memorandum Of Law In Support Of Its Motion To Dismiss The Third Amended Complaint re: 124 MOTION to Dismiss The Third Amended Complaint .. Document filed by PKF Hong Kong, Certified Public Accountants. (Tu, Michael) (Entered: 10/27/2010)

10/27/2010 139 REPLY MEMORANDUM OF LAW in Support re: 128 MOTION to Dismiss the Third Amended Complaint .. Document filed by PKF New York, Certified Public Accountants. (Kelly, William) (Entered: 10/27/2010)

10/27/2010 140 NOTICE of Errata re: 137 Declaration in Support of Motion, 138 Notice (Other), Notice (Other), 136 Reply Memorandum of Law in Support of Motion. Document filed by PKF Hong Kong, Certified Public Accountants. (Tu, Michael) (Entered: 10/27/2010)

10/27/2010 141 REPLY MEMORANDUM OF LAW re: 124 MOTION to Dismiss The Third Amended Complaint . Corrected Reply Memorandum of Law re 124 . Document filed by PKF Hong Kong, Certified Public Accountants. (Tu, Michael) (Entered: 10/27/2010)

10/27/2010 142 NOTICE of Corrected Notice of/Request for Judicial Notice re 124 re: 124 MOTION to Dismiss The Third Amended Complaint .. Document filed by PKF Hong Kong, Certified Public Accountants. (Tu, Michael) (Entered: 10/27/2010)

10/27/2010 143 REPLY MEMORANDUM OF LAW in Support re: 130 MOTION to Dismiss Plaintiffs' Third Amended Complaint .. Document filed by BDO McCabe Lo Limited Certified Public Accountants. (Farrell, James) (Entered: 10/27/2010)

10/27/2010 144 DECLARATION of Charles J. Ha in Support re: 124 MOTION to Dismiss The Third Amended Complaint .. Document filed by PKF Hong Kong, Certified Public Accountants. (Attachments: # 1 Exhibit H)(Ha, Charles) (Entered: 10/27/2010)

10/29/2010 145 NOTICE of Attorney Address Change for Laurence Rosen, Phillip Kim, Timothy Brown. Document filed by Anna Hantash, Basil Hantash, Carlos Munoz, Joseph Nunn, Kenneth Price. (Rosen, Laurence) (Entered: 10/29/2010)

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11/11/2010

146

MOTION Request for Judicial Notice re: 143 Reply Memorandum of Law in Support of Motion, 136 Reply Memorandum of Law in Support of Motion. Document filed by Carlos Munoz. (Attachments: # 1 Text of Proposed Order, # 2 Delclaration of Timothy W. Brown, # 3 Exhibit 9, # 4 Exhibit 10)(Brown, Timothy) (Entered: 11/11/2010)

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147 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Timothy W. Brown dated 11/11/2010 re: Plaintiffs respectfully request that the Court permit plaintiffs to make their proposed sur reply in opposition to defendants' motions to dismiss by 11/16/2010. ENDORSEMENT: Denied. make the application at the argument. So Ordered. (Signed by Judge Alvin K. Hellerstein on 11/15/2010) (jfe) (Entered: 11/15/2010)

148 JOINT MEMORANDUM OF LAW in Opposition re: 146 MOTION Request for Judicial Notice re: 143 Reply Memorandum of Law in Support of Motion, 136 Reply Memorandum of Law in Support of Motion. MOTION Request for Judicial Notice re: 143 Reply Memorandum of Law in Support of Motion, 136 Reply Memorandum of Law in Support of Motion. PKF Hong Kong's and BDO Limited's Memorandum of Law in Opposition to Lead Plaintiffs' Request for Judicial Notice . Document filed by BDO McCabe Lo Limited Certified Public Accountants, PKF Hong Kong, Certified Public Accountants. (Farrell, James) (Entered: 11/17/2010)

149 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Michael C. Tu dated 1/19/2011 re: The proposed dates for the Court's hearing on defendants' motion to dismiss are 2/3, 2/7 and 2/10/2011. ENDORSEMENT: Oral argument shall proceed on February 10, 2011 at 11:30 am. Unless otherwise notified, the parties shall appear for argument in Courtroom 6A. (Signed by Judge Alvin K. Hellerstein on 1/20/2011) (jpo) (Entered: 01/20/2011)

150 SUMMARY ORDER: Upon receipt of Plaintiffs Fourth Amended Complaint, the Court shall hold a conference with the parties to consider whether Plaintiff has pleaded a sufficient complaint and, if so, to establish procedures for moving forward with the case. Contrary to comments e"changed between the parties and the Court at the argument, this conference shall be held April 14,2011, at 2:15pm. The conference shall be held in Courtroom 14D. In light of this disposition, the pending motion to take judicial notice is denied as moot. The Clerk shall terminate the motions (Doc. Nos. 124, 128, 130, and 146).. (Signed by Judge Alvin K. Hellerstein on 2/10/2011) (jpo) (Entered: 02/10/2011)

02/10/2011 Set Deadlines/Hearings: Status Conference set for 4/14/2011 at 02:15 PM in Courtroom 14D, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein. (jpo) (Entered: 02/10/2011)

02/10/2011 Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Oral Argument held on 2/10/2011. Status Conference on the record is set for 4/19/2011 at 02:15 PM before Judge Alvin K. Hellerstein. (mro) (Entered: 02/17/2011)

04/04/2011 151 FOURTH AMENDED COMPLAINT amending 122 Amended Complaint,, against BDO McCabe Lo Limited Certified Public Accountants, BDO Seidman, LLP, China Expert Technology, Inc., PKF Hong Kong, Certified Public Accountants, PKF New York, Certified Public Accountants with JURY DEMAND.Document filed by Joseph Nunn, Carlos Munoz, Basil Hantash, Kenneth Price, Bashar Hantash, Anna Hantash.

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Related document: 122 Amended Complaint,, filed by Kenneth Price, Joseph Nunn, Carlos Munoz, Anna Hantash, Basil Hantash.(rdz) (rdz). (Entered: 04/05/2011)

04/05/2011 ***NOTE TO ATTORNEY TO E-MAIL PDF. Note to Attorney Laurence Matthew Rosen for noncompliance with Section (14.3) of the S.D.N.Y. Electronic Case Filing Rules & Instructions. E-MAIL the PDF for Document 24 Amended Complaint, to: [email protected] . (rdz) (Entered: 04/05/2011)

05/06/2011 152 JOINT MOTION to Dismiss the Fourth Amended Complaint . Document filed by BDO McCabe Lo Limited Certified Public Accountants, PKF Hong Kong, Certified Public Accountants. (Attachments: # 1 Text of Proposed Order)(Tu, Michael) (Entered: 05/06/2011)

05/06/2011 153 DECLARATION of Charles J. Ha in Support re: 152 JOINT MOTION to Dismiss the Fourth Amended Complaint .. Document filed by BDO McCabe Lo Limited Certified Public Accountants, PKF Hong Kong, Certified Public Accountants. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H)(Tu, Michael) (Entered: 05/06/2011)

05/06/2011 154 NOTICE of /Request For Judicial Notice In Support Of Defendants PKF Hong Kong And BDO Limited's Joint Motion To Dismiss The Fourth Amended Complaint re: 152 JOINT MOTION to Dismiss the Fourth Amended Complaint .. Document filed by BDO McCabe Lo Limited Certified Public Accountants, PKF Hong Kong, Certified Public Accountants. (Tu, Michael) (Entered: 05/06/2011)

05/06/2011 155 MEMORANDUM OF LAW in Support re: 152 JOINT MOTION to Dismiss the Fourth Amended Complaint .. Document filed by BDO McCabe Lo Limited Certified Public Accountants, PKF Hong Kong, Certified Public Accountants. (Tu, Michael) (Entered: 05/06/2011)

05/06/2011 156 MOTION to Dismiss. Document filed by PKF New York, Certified Public Accountants.(Kelly, William) (Entered: 05/06/2011)

05/06/2011 157 DECLARATION of William J. Kelly in Support re: 156 MOTION to Dismiss.. Document filed by PKF New York, Certified Public Accountants. (Kelly, William) (Entered: 05/06/2011)

05/06/2011 158 MEMORANDUM OF LAW in Support re: 156 MOTION to Dismiss.. Document filed by PKF New York, Certified Public Accountants. (Kelly, William) (Entered: 05/06/2011)

07/19/2011 159 MEMO ENDORSEMENT denying 152 Motion to Dismiss. The motion is denied. Enough has been alleged to make a plausible claim for relief. The parties shall appear for a status conference on Friday, August 5, at 10:00 am. The Clerk shall terminate the Motion (Doc. No. 152). So ordered. (Signed by Judge Alvin K. Hellerstein on 7/18/2011) (mro) (Entered: 07/19/2011)

07/19/2011 Set Deadlines/Hearings: Status Conference set for 8/5/2011 at 10:00 AM before Judge Alvin K. Hellerstein. (mro) (Entered: 07/19/2011)

07/19/2011 160 MEMO ENDORSEMENT denying 156 Motion to Dismiss. The motion is denied. Enough has been alleged to make out a plausible claim for relief. The parties shall appear for a status conference on Friday, August 5, 2011, at 10:00 am. The Clerk shall terminate the motion (Doc. No. 156). So ordered. (Signed by Judge Alvin K.

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Hellerstein on 7/18/2011) (mro) (Entered: 07/19/2011)

08/01/2011 161 MOTION for Reconsideration or in the Alternative ., MOTION for Certificate of Appealability of the Order Dated July 19, 2011 . Document filed by PKF New York, Certified Public Accountants.(Kelly, William) (Entered: 08/01/2011)

08/01/2011 162 DECLARATION of William J. Kelly in Support re: 161 MOTION for Reconsideration or in the Alternative . MOTION for Certificate of Appealability of the Order Dated July 19, 2011 .. Document filed by PKF New York, Certified Public Accountants. (Attachments: # 1 Exhibit Exhibit A, # 2 Exhibit Exhibit B, # 3 Exhibit Exhibit C)(Kelly, William) (Entered: 08/01/2011)

08/01/2011 163 MEMORANDUM OF LAW in Support re: 161 MOTION for Reconsideration or in the Alternative . MOTION for Certificate of Appealability of the Order Dated July 19, 2011 .. Document filed by PKF New York, Certified Public Accountants. (Kelly, William) (Entered: 08/01/2011)

08/02/2011 164 NOTICE OF APPEARANCE by Gregory Joseph Bautista on behalf of PKF New York, Certified Public Accountants (Bautista, Gregory) (Entered: 08/02/2011)

08/02/2011 165 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein, from James J. Farrell dated 7/29/2011 re: Counsel respectfully request that the Court approve the revised deadline of 9/16/11 for each defendant to serve an answer. ENDORSEMENT: So Ordered. (Signed by Judge Alvin K. Hellerstein on 8/1/2011) (jfe) (Entered: 08/02/2011)

08/05/2011 Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Status Conference held on 8/5/2011. (mbe) (Entered: 08/05/2011)

08/09/2011 166 MEMO ENDORSEMENT on 163 MEMORANDUM OF LAW in Support re: 161 MOTION for Reconsideration or in the Alternative. MOTION for Certificate of Appealability of the Order Dated July 19, 2011; granting 161 Motion for Reconsideration. ENDORSEMENT: Rehearing granted, on basis of Janis Capital, U.S. Sup. Ct. PKF NY, June 13, 2011. Def'ts brief shall be filed by 8/26/11; Pl's brief by 9/16/11; Reply brief by 9/23/11. (Signed by Judge Alvin K. Hellerstein on 8/5/2011) (tro) (Entered: 08/10/2011)

08/09/2011 Set/Reset Deadlines: Brief due by 9/16/2011. Replies due by 9/23/2011. (tro) (Entered: 08/10/2011)

08/12/2011 167 NOTICE OF WITHDRAWAL OF APPEARANCE OF DANIEL TYUKODY: PLEASE TAKE FURTHER NOTICE that Michael Til. Steven Fink:, and Charles Ha of Orrick, Herrington & Sutcliffe LLP continue to represent Defendant as counsel of record in the above-captioned matter. This withdrawal of appearance applies only to Mr. Tyukody. who is no longer associated with the firm. (Signed by Judge Alvin K. Hellerstein on 8/11/2011) (js) (Entered: 08/12/2011)

08/26/2011 168 FILING ERROR - WRONG DOCUMENT TYPE SELECTED FROM MENU - BRIEF in response to the Court's request for analysis on taking evidence abroad. Document filed by Carlos Munoz. (Attachments: # 1 Affidavit Declaration of Jonathan Horne, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Exhibit 6, # 8 Exhibit 7, # 9 Exhibit 8, # 10 Exhibit 9, # 11 Exhibit 10, # 12 Exhibit 11, # 13 Exhibit 12, # 14 Exhibit 13, # 15 Exhibit 14, # 16 Exhibit 15)(Rosen,

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Laurence) Modified on 8/29/2011 (ka). (Entered: 08/26/2011)

08/26/2011 169 MOTION to Dismiss the Fourth Amended Complaint . Document filed by PKF New York, Certified Public Accountants.(Bautista, Gregory) (Entered: 08/26/2011)

08/26/2011 170 DECLARATION of William J. Kelly in Support re: 169 MOTION to Dismiss the Fourth Amended Complaint .. Document filed by PKF New York, Certified Public Accountants. (Attachments: # 1 Exhibit Exhibit A, # 2 Exhibit Exhibit B)(Bautista, Gregory) (Entered: 08/26/2011)

08/26/2011 171 MEMORANDUM OF LAW in Support re: 169 MOTION to Dismiss the Fourth Amended Complaint .. Document filed by PKF New York, Certified Public Accountants. (Bautista, Gregory) (Entered: 08/26/2011)

08/26/2011 172 NOTICE OF CHANGE OF ADDRESS by Laurence Matthew Rosen on behalf of Anna Hantash, Bashar Hantash, Basil Hantash, Carlos Munoz, Joseph Nunn, Kenneth Price. New Address: The Rosen Law Firm, P.A., 275 Madison Avenue, 34th Floor, New York, New York, United States 10016, (212) 686-1060. (Rosen, Laurence) (Entered: 08/26/2011)

08/29/2011 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Note to Attorney Laurence Matthew Rosen to RE-FILE Document 168 Brief. Use the event type Memorandum of Law(non-motion) found under the event list Other Answers .***NOTE: Please file attached declaration separately. Modified on 8/29/2011 (ka). (Entered: 08/29/2011)

09/16/2011 173 ANSWER to 151 Amended Complaint,, with JURY DEMAND. Document filed by PKF Hong Kong, Certified Public Accountants.(Tu, Michael) (Entered: 09/16/2011)

09/16/2011 174 MEMORANDUM OF LAW in Opposition re: 169 MOTION to Dismiss the Fourth Amended Complaint .. Document filed by Carlos Munoz. (Brown, Timothy) (Entered: 09/16/2011)

09/16/2011 175 ANSWER to 151 Amended Complaint,, with JURY DEMAND. Document filed by BDO McCabe Lo Limited Certified Public Accountants.(Farrell, James) (Entered: 09/16/2011)

09/19/2011 176 MEMORANDUM OF LAW outlining Plaintiffs' proposed approach to taking evidence abroad in response to Court's request. Document filed by Carlos Munoz. (Rosen, Laurence) (Entered: 09/19/2011)

09/19/2011 177 DECLARATION of Jonathan Horne re: 176 Memorandum of Law. Document filed by Carlos Munoz. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15)(Rosen, Laurence) (Entered: 09/19/2011)

09/23/2011 178 REPLY MEMORANDUM OF LAW in Support re: 169 MOTION to Dismiss the Fourth Amended Complaint .. Document filed by PKF New York, Certified Public Accountants. (Kelly, William) (Entered: 09/23/2011)

09/23/2011 179 REPLY AFFIRMATION of William J. Kelly in Support re: 169 MOTION to Dismiss the Fourth Amended Complaint .. Document filed by PKF New York, Certified Public Accountants. (Kelly, William) (Entered: 09/23/2011)

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10/07/2011

180

RESPONSE re: 176 Memorandum of Law -- Defendants PKF Hong Kong and BDO Limited's Joint Memorandum of Law in Response to Plaintiffs' Brief Regarding Discovery . Document filed by BDO McCabe Lo Limited Certified Public Accountants, PKF Hong Kong, Certified Public Accountants. (Farrell, James) (Entered: 10/07/2011)

10/07/2011

10/17/2011

181 DECLARATION of Wendy P. Harper. Document filed by BDO McCabe Lo Limited Certified Public Accountants, PKF Hong Kong, Certified Public Accountants. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O)(Farrell, James) (Entered: 10/07/2011)

182 REPLY MEMORANDUM OF LAW in Support re: 176 Memorandum of Law. Document filed by Carlos Munoz. (Horne, Jonathan) (Entered: 10/17/2011)

11/07/2011 183 ORDER DENYING DEFENDANT PKF NEW YORK'S MOTION TO DISMISS THE FOURTH AMENDED COMPLAINT: denying 169 Motion to Dismiss. The motion to dismiss is denied. There are issues of fact that require further discovery, and perhaps trial. (Signed by Judge Alvin K. Hellerstein on 11/4/2011) (lmb) (Entered: 11/07/2011)

11/07/2011 184 ORDER REGULATING DISCOVERY: I have reviewed the parties' memoranda recommending how discovery should proceed. I rule as follows: Rules 33 and 34 interrogatories and requests to produce shall be served upon the parties, pursuant to a schedule requiring: a. Service within 20 days from this order; b. Responses 30 days thereafter; c. Answers to interrogatories and production of documents 60 days after service (Paragraph 1a, above) d. Production will be made, to the extent practical, in strict conformity to Federal and Local Rules, in searchable, electronic format, at the offices of requesting counsel. e. Disputes will be tendered to me promptly, using the procedures of individual Rule 2E as set forth in this order. (Signed by Judge Alvin K. Hellerstein on 11/4/2011) (lmb) (Entered: 11/07/2011)

11/18/2011 185 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from William J. Kelly dated 11/17/2011 re: Counsel requests that the Court approve the revised deadline of December 5, 2011 for PKF NY to serve an answer. ENDORSEMENT: So Ordered. (Signed by Judge Alvin K. Hellerstein on 11/18/2011) (djc) (Entered: 11/18/2011)

11/30/2011 186 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Phillip Kim dated 11/28/2011 re: Counsel submits this joint letter setting forth the parties proposal relating to certain discovery items and class certification pursuant to the Court's 11/7/11 discovery Order. ENDORSEMENT: I will meet with counsel Friday, Dec. 2, 2011 at 11:00 a.m. To resolve this disputes. ( Status Conference set for 12/2/2011 at 11:00 AM before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 11/30/2011) (jfe) (Entered: 11/30/2011)

12/02/2011 187 Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Status Conference held on 12/2/2011. Motions by 3/30/12; response by 4/13/12; reply by 4/19/12; Hearing set for 5/1/12 @ 10:30 am. ( Motions due by 3/30/2012., Replies due by 4/19/2012., Responses due by 4/13/2012.), ( Status Conference set for 5/1/2012 at 10:30 AM before Judge Alvin K. Hellerstein.) (lmb) (Entered: 12/02/2011)

12/05/2011 188 ANSWER to 151 Amended Complaint,, with JURY DEMAND. Document filed by

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PKF New York, Certified Public Accountants.(Bautista, Gregory) (Entered: 12/05/2011)

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189 SUMMARY ORDER: On December 2, 2011, a conference was held regarding certain scheduling issues. Plaintiffs shall file any expert report by January 20, 2012. Defendants shall file any expert report by February 17, 2012. No rebuttal expert report shall be filed. All expert depositions and all discovery regarding class certification shall be completed by March 16, 2012. Plaintiffs' motion for class certification shall be filed by March 30, 2012, with Defendants' opposition to be filed by April 13, 2012 and Plaintiffs' reply to be filed by April 19, 2012. A hearing regarding Plaintiffs' motion for class certification shall be held May 1, 2012 at 10:30 a.m. ( Deposition due by 3/16/2012., Discovery due by 3/16/2012., Motions due by 3/30/2012., Responses due by 4/13/2012, Replies due by 4/19/2012.) (Signed by Judge Alvin K. Hellerstein on 12/5/2011 ***as per Chambers***) (mro) (Entered: 12/06/2011)

Set/Reset Deadlines as to Motion Hearing set for 5/1/2012 at 10:30 AM before Judge Alvin K. Hellerstein. (mro) (Entered: 12/06/2011)

190 DEFENDANT PKF HONG KONG, CERTIFIED PUBLIC ACCOUNTANTS' NOTICE AND ORDER OF SUBSTITUTION OF COUNSEL: Defendant PKF Hong Kong,Certified Public Accountants ("PKF HK") hereby substitutes Jeffrey R. Burke and Micol O. Sordina of Winston & Strawn LLP, 200 Park Avenue, New York, New York, 10166, Telephone: (212) 294-6700 as its attorneys of record in place of Michael C. Tu, Steven J. Fink and Charles J. Ha, of the law firm of Orrick, Herrington & Sutcliffe LLP, 52 West 52nd Street, New York, New York 10019, Telephone: (212) 506-5000. (Signed by Judge Alvin K. Hellerstein on 12/14/2011) (lmb) (Entered: 12/14/2011)

191 NOTICE OF APPEARANCE by Jeffrey Rourke Burke on behalf of PKF Hong Kong, Certified Public Accountants (Burke, Jeffrey) (Entered: 12/15/2011)

192 NOTICE OF APPEARANCE by Micol Olimpia Sordina on behalf of PKF Hong Kong, Certified Public Accountants (Sordina, Micol) (Entered: 12/15/2011)

193 MOTION for Neal R. Marder to Appear Pro Hac Vice. Document filed by PKF Hong Kong, Certified Public Accountants.(bwa) (Entered: 12/29/2011)

12/30/2011 194 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 193 Motion for Neal R. Marder to Appear Pro Hac Vice. (Signed by Judge Alvin K. Hellerstein on 12/30/2011) (djc) (Entered: 12/30/2011)

01/04/2012 CASHIERS OFFICE REMARK on 193 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 12/15/2011, Receipt Number 1024595. (jd) (Entered: 01/04/2012)

01/13/2012 195 STIPULATION AND ORDER EXTENDING PKF HONG KONG, CERTIFIED PUBLIC ACCOUNTANTS TO MAKE DOCUMENTS AVAILABLE FOR INSPECTION AND COPYING PURSUANT TO FED. R. CIV. P. 34: PKF shall have up to and including 3/12/2012 to make responsive, non-privileged documents in its possession, custody and control made available to Plaintiff for inspection and copying pursuant to F.R.C.P. 34. (Signed by Judge Alvin K. Hellerstein on 1/13/2012) (tro) Modified on 1/17/2012 (tro). (Entered: 01/13/2012)

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03/08/2012

196

ENDORSED LETTER: addressed to Judge Alvin K. Hellerstein from Phillip Kim dated 3/7/2012 re: the parties respectfully request that the Court grant this request for a limited extension of time to complete the deposition of Joseph Nunn on or before March 21, 2012. ENDORSEMENT: So Ordered. ( Deposition due by 3/21/2012.) (Signed by Judge Alvin K. Hellerstein on 3/8/2012) (js) (Entered: 03/08/2012)

03/13/2012 197 STIPULATED PROTECTIVE ORDER GOVERNING DISCLOSURE OF CONFIDENTIAL MATERIALS...regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge Alvin K. Hellerstein on 3/12/2012) (ft) (Entered: 03/13/2012)

03/23/2012 198 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Jonathan Horne and Neal R. Marder Received in Chambers on 3/21/2012 re: We write to seek the Court's guidance regarding the noticed depositions of Amna Hantash and Bashar Hantash, pursuant to L.R. 37-2. ENDORSEMENT: The depositions of Lead Plaintiffs may be taken on dates within the next two weeks convenient to them, on their knowledge and lack of knowledge of the matters raised in the pleadings. (Signed by Judge Alvin K. Hellerstein on 3/23/2012) (rjm) Modified on 3/23/2012 (rjm). (Entered: 03/23/2012)

03/30/2012 199 FIRST MOTION to Certify Class , Appoint Class Representatives, and Appoint Class Counsel. Document filed by Basil Hantash, Joseph Nunn, Kenneth Price. Responses due by 4/13/2012 Return Date set for 5/1/2012 at 10:30 AM.(Rosen, Laurence) (Entered: 03/30/2012)

03/30/2012 200 FIRST MEMORANDUM OF LAW in Support re: 199 FIRST MOTION to Certify Class , Appoint Class Representatives, and Appoint Class Counsel .. Document filed by Basil Hantash, Joseph Nunn, Kenneth Price. (Rosen, Laurence) (Entered: 03/30/2012)

03/30/2012 201 NOTICE of Errata re: 200 Memorandum of Law in Support of Motion. Document filed by Basil Hantash, Joseph Nunn, Kenneth Price. (Rosen, Laurence) (Entered: 03/30/2012)

03/30/2012 202 NOTICE of Proposed Order re: 199 FIRST MOTION to Certify Class , Appoint Class Representatives, and Appoint Class Counsel .. Document filed by Basil Hantash, Joseph Nunn, Kenneth Price. (Rosen, Laurence) (Entered: 03/30/2012)

03/30/2012 203 ***STRICKEN DOCUMENT. Deleted document number 203 from the case record, except exhibits #1, 2, 3, 4, and 5. ***as per Chambers. The document was stricken from this case pursuant to 227 Order on Motion to Certify Class, Order on Motion to Preclude. DECLARATION of Timothy W. Brown in Support re: 199 FIRST MOTION to Certify Class , Appoint Class Representatives, and Appoint Class Counsel.. Document filed by Basil Hantash, Joseph Nunn, Kenneth Price. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27, # 28 Exhibit 28, # 29 Exhibit 29, # 30 Exhibit 30)(Rosen, Laurence) Modified on 6/6/2012 (mro). (Entered: 03/30/2012)

04/13/2012 204 MOTION to Seal Certain Portions of Defendants' Joint Memorandum of Law in

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Opposition to Plaintiffs' Motion for Class Certification and Certain Exhibits to the Declaration of Wendy P. Harper. Document filed by BDO McCabe Lo Limited Certified Public Accountants, PKF Hong Kong, Certified Public Accountants, PKF New York, Certified Public Accountants.(Farrell, James) (Entered: 04/13/2012)

04/13/2012 205 DECLARATION of Wendy P. Harper in Support re: 204 MOTION to Seal Certain Portions ofDefendants' Joint Memorandum of Law in Opposition to Plaintiffs' Motion for Class Certification and Certain Exhibits to the Declaration of Wendy P. Harper.. Document filed by BDO McCabe Lo Limited Certified Public Accountants, PKF Hong Kong, Certified Public Accountants, PKF New York, Certified Public Accountants. (Farrell, James) (Entered: 04/13/2012)

04/13/2012 206 MOTION to Preclude the expert testimony of Adam Werner, Ph.D., pursuant to Federal Rule of Evidence 702 . Document filed by BDO McCabe Lo Limited Certified Public Accountants, PKF Hong Kong, Certified Public Accountants, PKF New York, Certified Public Accountants.(Marder, Neal) (Entered: 04/13/2012)

04/13/2012 207 MEMORANDUM OF LAW in Support re: 206 MOTION to Preclude the expert testimony of Adam Werner, Ph.D., pursuant to Federal Rule of Evidence 702 .. Document filed by BDO McCabe Lo Limited Certified Public Accountants, PKF Hong Kong, Certified Public Accountants, PKF New York, Certified Public Accountants. (Marder, Neal) (Entered: 04/13/2012)

04/13/2012 208 DECLARATION of Micol O. Sordina in Support re: 206 MOTION to Preclude the expert testimony of Adam Werner, Ph.D., pursuant to Federal Rule of Evidence 702 .. Document filed by BDO McCabe Lo Limited Certified Public Accountants, PKF Hong Kong, Certified Public Accountants, PKF New York, Certified Public Accountants. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J)(Sordina, Micol) (Entered: 04/13/2012)

04/13/2012 209 MEMORANDUM OF LAW in Opposition re: 199 FIRST MOTION to Certify Class , Appoint Class Representatives, and Appoint Class Counsel . -- Defendants' Joint Memorandum of Law in Opposition to Plaintiffs' Motion for Class Certification [Redacted Version] . Document filed by BDO McCabe Lo Limited Certified Public Accountants, PKF Hong Kong, Certified Public Accountants, PKF New York, Certified Public Accountants. (Farrell, James) (Entered: 04/13/2012)

04/13/2012 210 DECLARATION of Wendy P. Harper [Redacted] in Opposition re: 199 FIRST MOTION to Certify Class , Appoint Class Representatives, and Appoint Class Counsel.. Document filed by BDO McCabe Lo Limited Certified Public Accountants, PKF Hong Kong, Certified Public Accountants, PKF New York, Certified Public Accountants. (Attachments: # 1 Exhibits A-Q, # 2 Exhibits R-DD)(Farrell, James) (Entered: 04/13/2012)

04/17/2012 211 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Phillip Kim dated 4/11/12 re: Counsel for the plaintiffs writes to request leave of the Court to file the Declaration of Dr. Gary Lorden. Counsel for the defendant opposes this request. ENDORSEMENT: Denied. No need to file evidence has been shown. If the evidence is relevant to motions on trial the evidence can be presented at that time in courtesy and proper form. (Signed by Judge Alvin K. Hellerstein on 4/17/2012) (mro) (Entered: 04/17/2012)

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04/17/2012 212 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from James J. Farrell dated 4/06/2012 re: Request for an order seeking compliance with the Court's November 7, 2011 Order requiring PKF Hong Kong and BDO Limited to produce documents in response to Plaintiffs' First Request for Production of Documents at the offices of the Rosen Law Firm, P.A. ENDORSEMENT: Defendants will make full and responsive productions, by Friday April 20, 2012 in N.Y.C., as per telephone conference held April 17, 2012, 12:45 noon. (Signed by Judge Alvin K. Hellerstein on 4/17/2012) (ama) (Entered: 04/17/2012)

04/19/2012 213 ***STRICKEN DOCUMENT. Deleted document number 213 from the case record, except exhibit #44 ***as per Chambers. The document was stricken from this case pursuant to 227 Order on Motion to Certify Class, Order on Motion to Preclude. (mro) DECLARATION of Timothy W. Brown in Support re: 199 FIRST MOTION to Certify Class , Appoint Class Representatives, and Appoint Class Counsel.. Document filed by Basil Hantash. (Attachments: # 1 Exhibit 31, # 2 Exhibit 32, # 3 Exhibit 33, # 4 Exhibit 34, # 5 Exhibit 35, # 6 Exhibit 36, # 7 Exhibit 37, # 8 Exhibit 38, # 9 Exhibit 39, # 10 Exhibit 40, # 11 Exhibit 41, # 12 Exhibit 42, # 13 Exhibit 43, # 14 Exhibit 44)(Brown, Timothy) Modified on 6/6/2012 (mro). (Entered: 04/19/2012)

04/19/2012 214 FIRST REPLY MEMORANDUM OF LAW in Support re: 199 FIRST MOTION to Certify Class , Appoint Class Representatives, and Appoint Class Counsel .. Document filed by Basil Hantash, Joseph Nunn, Kenneth Price. (Rosen, Laurence) (Entered: 04/19/2012)

04/25/2012 215 ENDORSED LETTER addressed to Concerned Parties from Brigitte Jones, Courtroom Deputy by Order of Judge Alvin K Hellerstein dated 4/24/2012 re: You are hereby notified that you are required to appear for an oral argument, Date: 5/21/12 Time: 04:00 a.m. Place: U.S. Courthouse - Southern District of New York 500 Pearl Street Courtroom 14D New York, New York 10007. ENDORSEMENT: It is ORDERED that counsel to whom this Order is sent is responsible for faxing a copy to all counsel involved in this case and retaining verification of such in the case file. Do not fax such verification to Chambers. ( Oral Argument set for 5/21/2012 at 04:00 PM in Courtroom 14D, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 4/25/2012) (jfe) (Entered: 04/25/2012)

04/27/2012 216 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Jeffrey R. Burke dated 4/25/2012 re: Pursuant to Rule 1.D of Your Honor's individual rules of practice, Defendants respectfully request a continuance of the hearing on Plaintiff's motion for class certification (Dkt. 199), currently scheduled for May 1, 2012 at 10:30 a.m. ENDORSEMENT: The May 1, 2012 hearing has been adjourned to May 21, 2012 at 4:00 p.m. (Signed by Judge Alvin K. Hellerstein on 4/27/2012) (lmb) (Entered: 04/27/2012)

04/27/2012 Set/Reset Deadlines as to 199 FIRST MOTION to Certify Class , Appoint Class Representatives, and Appoint Class Counsel . Motion Hearing set for 5/21/2012 at 04:00 PM before Judge Alvin K. Hellerstein. (lmb) (Entered: 04/27/2012)

04/30/2012 217 MEMORANDUM OF LAW in Opposition re: 206 MOTION to Preclude the expert testimony of Adam Werner, Ph.D., pursuant to Federal Rule of Evidence 702 .. Document filed by Bashar Hantash, Joseph Nunn, Kenneth Price. (Horne, Jonathan)

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(Entered: 04/30/2012)

04/30/2012 218 DECLARATION of Steven Feinstein in Opposition re: 206 MOTION to Preclude the expert testimony of Adam Werner, Ph.D., pursuant to Federal Rule of Evidence 702 .. Document filed by Bashar Hantash, Joseph Nunn, Kenneth Price. (Horne, Jonathan) (Entered: 04/30/2012)

04/30/2012 219 DECLARATION of Jonathan Horne in Opposition re: 206 MOTION to Preclude the expert testimony of Adam Werner, Ph.D., pursuant to Federal Rule of Evidence 702 .. Document filed by Bashar Hantash, Joseph Nunn, Kenneth Price. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8)(Horne, Jonathan) (Entered: 04/30/2012)

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05/11/2012

05/11/2012

220 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Micol O. Sordina dated 5/8/2012 re: Counsel writes pursuant to paragraph 1.D of Your Honor's individual practice, enclosed herewith is a joint stipulation to stay this action pending mediation. ENDORSEMENT: I decline to stay this 5-year old case. The May 21 argue date for class certification will be held as scheduled. Discovery should proceed. Mediation is premature at this time but may proceed if the parties wish, but shall not compromise case progress. (Signed by Judge Alvin K. Hellerstein on 5/10/2012) (jfe) (Entered: 05/10/2012)

221 MEMORANDUM OF LAW in Opposition re: 199 FIRST MOTION to Certify Class , Appoint Class Representatives, and Appoint Class Counsel . -- Defendants' Joint Memorandum of Law in Opposition to Plaintiffs' Motion for Class Certification [Unredacted Version]. Document filed by BDO McCabe Lo Limited Certified Public Accountants, PKF Hong Kong, Certified Public Accountants, PKF New York, Certified Public Accountants. (Farrell, James) (Entered: 05/11/2012)

222 DECLARATION of Wendy P. Harper [Unredacted] in Opposition re: 199 FIRST MOTION to Certify Class , Appoint Class Representatives, and Appoint Class Counsel.. Document filed by BDO McCabe Lo Limited Certified Public Accountants, PKF Hong Kong, Certified Public Accountants, PKF New York, Certified Public Accountants. (Attachments: # 1 Exhibits A-L, # 2 Exhibits M-S, # 3 Exhibits T -DD)(Farrell, James) (Entered: 05/11/2012)

223 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Jeffrey R. Burke dated 5/10/2012 re: counsel for Defendants hereby requests a brief extension of time to submit their reply to May 16, 2012. ENDORSEMENT: The issue of experts will be decided at the argument. I will consider any briefs that I may be able to consider prior to the argument. (Signed by Judge Alvin K. Hellerstein on 5/11/2012) (pl) Modified on 5/11/2012 (pl). (Entered: 05/11/2012)

05/16/2012 224 REPLY MEMORANDUM OF LAW in Support re: 206 MOTION to Preclude the expert testimony of Adam Werner, Ph.D., pursuant to Federal Rule of Evidence 702 .. Document filed by BDO McCabe Lo Limited Certified Public Accountants, PKF Hong Kong, Certified Public Accountants, PKF New York, Certified Public Accountants. (Marder, Neal) (Entered: 05/16/2012)

05/17/2012 225 NOTICE OF APPEARANCE by Wendy Peterson Harper on behalf of BDO McCabe Lo Limited Certified Public Accountants (Harper, Wendy) (Entered: 05/17/2012)

05/23/2012 226 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Cameron A.

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Smith, Esq. dated 5/21/2012 re: Counsel requests that the Court relieve the undersigned as counsel for Defendant BDO McCabe Lo Limited Certified Public Accountants, and that the Court docket be amended to reflect this change. ENDORSEMENT: So ordered. Attorney Cameron Alexander Smith terminated. (Signed by Judge Alvin K. Hellerstein on 5/23/2012) (ft) (Entered: 05/23/2012)

06/04/2012 Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Oral Argument held on 6/4/2012 re: 227 Order on Motion to Certify Class, Order on Motion to Preclude. Status conference set for 7/24/2012 @4:00 pm. (cd) (Entered: 07/23/2012)

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06/26/2012

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07/02/2012

227 SUMMARY ORDER granting 199 Motion to Certify Class; denying 206 Motion to Preclude. On May 21 and June 4, 2012, argument was heard on (1) Plaintiff's Motion for Class Certification, Appointment of Class Representatives and Appointment of Class Counsel and (2) Defendants' Motion to Exclude the Expert Testimony of Adam Werner, Ph.D. For the reasons stated on the record, Plaintiffs' motion is granted and Defendants' motion is denied. Furthermore, the Declaration of Timothy W. Brown in Support of Motion for Class Certification (Doc. No. 203) and the Reply Declaration of Timothy W. Brown in Further Support of Motion for Class Certification (Doc. No. 213) are stricken except for Exhibits 1, 2, 3, 4, 5 and 44. The parties shall appear for a conference on July 24, 2012 at 4:00 p.m. The Clerk shall mark the motions (Doc. Nos. 199 and 206) terminated. (Signed by Judge Alvin K. Hellerstein on 6/5/2012) (mro) (Entered: 06/06/2012)

Set/Reset Hearings: Status Conference set for 7/24/2012 at 04:00 PM before Judge Alvin K. Hellerstein. (mro) (Entered: 06/06/2012)

228 TRANSCRIPT of Proceedings re: Argument held on 6/4/2012 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Michael McDaniel, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/20/2012. Redacted Transcript Deadline set for 7/30/2012. Release of Transcript Restriction set for 9/27/2012.(McGuirk, Kelly) (Entered: 06/26/2012)

229 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Argument proceeding held on 6/4/2012 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 06/26/2012)

230 ORDER denying 204 Motion to Seal. On April 13, 2012, Defendants moved for leave to file certain portions of their opposition to Plaintiffs' motion for class certification under seal. Subsequently, Plaintiffs did not make the showing required by the Protective Order for sealing and Defendants filed unredacted versions. The Clerk shall mark Defendants' motion (Doc. No. 204) terminated.. (Signed by Judge Alvin K. Hellerstein on 7/2/2012) (pl) (Entered: 07/02/2012)

07/20/2012

231 ORDER: 7/24/2012 Status Conference reset for 8/3/2012 at 10:00 AM in Courtroom 14D, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein. It is ORDERED that counsel to whom this Order is sent is responsible for faxing a copy to

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all counsel involved in this case and retaining verification of such in the case file. Do not fax such verification to Chambers. (Signed by Judge Alvin K. Hellerstein on 7/20/2012) (cd) (Entered: 07/20/2012)

08/03/2012 Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Status Conference held on 8/3/2012. Next status conference schedule for September 14, 2012 at 10:00 am. ( Status Conference set for 9/14/2012 at 10:00 AM before Judge Alvin K. Hellerstein.). (jfe) (Entered: 08/09/2012)

08/17/2012 232 TRANSCRIPT of Proceedings re: CONFERNCE held on 8/3/2012 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Martha Drevis, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/10/2012. Redacted Transcript Deadline set for 9/20/2012. Release of Transcript Restriction set for 11/19/2012.(McGuirk, Kelly) (Entered: 08/17/2012)

08/17/2012 233 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERNCE proceeding held on 8/3/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 08/17/2012)

08/23/2012 234 ORDER: The conference scheduled for September 14,2012 is adjourned to October 19,2012 at 10:00 a.m. SO ORDERED. ( Status Conference set for 10/19/2012 at 10:00 AM before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 8/23/2012) (ama) (Entered: 08/23/2012)

09/04/2012 235 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Timothy W. Brown, Esq. and James J. Farrell dated 8/29/2012 re: Counsels jointly write pertaining to their dispute on the scheduling of depositions of BDO and BDO requests that the Court deny Plaintiffs' request that BDO pay for the costs identified in their letter. BDO further requests that the Court order the parties to proceed with BDO's and PKF HK's depositions in Hong Kong in October as already agreed to by the parties. ENDORSEMENT: Plaintiff's non-refundable, non-creditable expenses shall be shared and paid, equally by the BDO and the PKF defendants. (Signed by Judge Alvin K. Hellerstein on 9/4/2012) (ft) (Entered: 09/10/2012)

09/13/2012 236 TRANSCRIPT of Proceedings re: CONFERNCE held on 8/3/2012 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Martha Drevis, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/9/2012. Redacted Transcript Deadline set for 10/18/2012. Release of Transcript Restriction set for 12/17/2012.(McGuirk, Kelly) (Entered: 09/13/2012)

09/13/2012 237 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERNCE proceeding held on 8/3/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this

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transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 09/13/2012)

09/13/2012 238 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Jeffrey R. Burke dated 9/12/2012 re: Accordingly, the Parties respectfully request a short adjournment of status conference scheduled before this Court on October 19, 2012 at 10:00 a.m. The Parties respectfully request the Court reschedule the status conference at the Court's convenience to October 26, 2012 or any day the week of October 29, 2012. ENDORSEMENT: SO ORDERED. The adjourned status conference will be held October 31, 2012 at 2:30 p.m., ( Status Conference set for 10/31/2012 at 02:30 PM before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 9/13/2012) (ama) (Entered: 09/14/2012)

09/19/2012 239 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Yu Shi to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7829053. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Basil Hantash, Joseph Nunn, Kenneth Price. (Attachments: # 1 Text of Proposed Order Proposed Order, # 2 Certificate of Good Standing)(Rosen, Laurence) Modified on 9/19/2012 (pgu). (Entered: 09/19/2012)

09/19/2012 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice regarding Document No. 239 MOTION for Yu Shi to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7829053. Motion and supporting papers to be reviewed by Clerk's Office staff.. The attorney applying for Pro Hac Vice must file the Motion for Pro Hac Vice. The attorney must register for ECF login and re-file Motion for Pro Hac Vice. (pgu) (Entered: 09/19/2012)

09/19/2012 240 MOTION for Yu Shi to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7831952. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Basil Hantash, Joseph Nunn, Kenneth Price. (Attachments: # 1 Text of Proposed Order, # 2 Certificate of Good Standing)(Shi, Yu) (Entered: 09/19/2012)

09/19/2012 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 240 MOTION for Yu Shi to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7831952. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) (Entered: 09/19/2012)

10/03/2012 241 ORDER FOR ADMISSION PRO HAC VICE granting 240 Motion for Yu Shi to Appear Pro Hac Vice. (Signed by Judge Alvin K. Hellerstein on 10/3/2012) (djc) (Entered: 10/04/2012)

10/18/2012 Pro Hac Vice Fee Refunded: for 239 MOTION for Yu Shi to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7829053. Motion and supporting papers to be reviewed by Clerk's Office staff. . Filing fee refunded for Receipt number 0208-7829053, for the following reason(s): DUPLICATE PAYMENT. (dig) (Entered: 10/18/2012)

11/05/2012 242 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Timothy W. Brown dated 11/5/2012 re: Counsel for plaintiff with consent of defendants requests

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the Court to adjourn the status conference currently scheduled for November 8, 2012. ENDORSEMENT: The status conf. is adjourned to Nov. 29, 2012, 3:30 p.m.., ( Status Conference set for 11/29/2012 at 03:30 PM before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 11/5/2012) (pl) (Entered: 11/07/2012)

12/18/2012 243 TRANSCRIPT of Proceedings re: CONFERENCE held on 11/29/2012 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Sonya Ketter Huggins, (212) 805- 0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/11/2013. Redacted Transcript Deadline set for 1/22/2013. Release of Transcript Restriction set for 3/21/2013.(Rodriguez, Somari) (Entered: 12/18/2012)

12/18/2012 244 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 11/29/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Rodriguez, Somari) (Entered: 12/18/2012)

12/27/2012 245 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Neal R. Marder dated 12/6/2012 re: Defense counsel writes on behalf of Defendant PKF Hong Kong Certified Public Accountants ("PKF HK"). Pursuant to Your Honor's directive during the status conference in the above-titled action on November 29, 2012, attached hereto as Exhibit A please find a proposed order excluding from evidence tile testimony, investigative reports and documents obtained by Plaintiffs' private investigators (tile "Investigators") in connection with tile above-referenced litigation, and requiring Plaintiffs to show cause witllin fourteen days (14) why the order should not be entered.In compliance with Your Honor's instructions, we sent a draft of the proposed order to Plaintiffs' counsel on December 3, 2012. Plaintiffs' counsel responded that Plaintiffs would seek to authenticate the so-called State Administration of Industry and Commerce ("SAIC") reports purportedly obtained by tile Investigators, referenced in Paragraph 2 of the enclosed proposed order, through the Investigators' testimony, and requested that Paragraph 2 be deleted from the proposed Order. Plaintiffs' counsel further stated that, despite their continued refusal to produce the Investigators for deposition in this case, the Investigators could now "appear for deposition on any relevant issues." We look forward to addressing the admissibility of the testimony, investigative reports and documents obtained by Plaintiffs' Investigators in short order. ENDORSEMENT: The parties' letters of 12/6/12 and 12/19/12 shall be filed. The public filings of China Expert Technology, if authenticated, may be admissible. Plaintiff's intention to offer authentication evidence by their investigators should be tested. Depositions of the investigators should be taken promptly. This issue should be carved out of the Consent Order and the Consent Order should be submitted for my signature. (Signed by Judge Alvin K. Hellerstein on 12/26/2012) (ago) (Entered: 12/27/2012)

12/27/2012 246 Letter addressed to Judge Alvin K. Hellerstein from Laurence Rosen dated 12/19/2012 re: Plaintiff's counsel writes behalf of Plaintiffs in the above-styled securities class action in response to therequest made by PKF Hong Kong Certified Public Accountants ("PKF HK") to the Court onDecember 6, 2012 ("PKF HK' s Letter") to

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exclude as evidence the public corporate filings ofChina Expert Technology, Inc. ("China Expert") that Plaintiffs' private investigators (the"Investigators") obtained from the State Administration of Industry and Commerce of the People's Republic of China, Shenzhen Branch ("SAIC") as further set forth herein. In conclusion, there is no basis for preventing Plaintiffs from authenticating the SAIC filings through the testimony of the Investigators. F.R.E. 901 explicitly contemplates the use of"testimony of a witness with knowledge" to satisfy the authentication requirement. F.R.E. 90l(b)(l). The Investigators fall into this category of being such witnesses, and their testimony will independently be necessary and relevant to establishing a chain of custody for these documents. While Defendants' counsel claim Plaintiffs' counsel had continually refused to produce the Investigators for deposition in this case, it is unsubstantiated. Exhibits B and C attached to PKF HK's Letter do not support such an assertion. Moreover, with the discovery process still ongoing and its end date recently determined, Defendants have not suffered any prejudice. Under the circumstances and in the absence of any evidence of adulteration or forgery, the combination of the authenticating testimony and distinctive characteristics of the SAIC filings may establish a prima facie showing of authenticity. Therefore, Plaintiffs respectfully request the Court to delete Paragraphs I and 2 ofPKF HK's proposed order and modify the proposed order such that Plaintiffs' Investigators are permitted to authenticate the SAIC filings. Plaintiffs also hereby inform the Court that Plaintiffs are in the process of obtaining and authenticating the SAIC filings through alternative means, after which the Court may make a pertinent admissibility ruling. (ago) (Entered: 12/27/2012)

01/15/2013 247 MANDATE of USCA (Certified Copy) USCA Case Number 12-2467. Petitioner move, pursuant to Federal Rule of Civil Procedure 23(f), for leave to appeal the District Court's order granting Respondents' motion for class certification. Upon due consideration, it is hereby ORDERED that the petition is DENIED because an immediate appeal is unwarranted. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 01/15/2013. (nd) (Entered: 01/15/2013)

02/07/2013 248 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Neal R. Marder dated 2/6/2013 re: counsel for Defendants respectfully request a brief, one-week extension to February 22, 2013 to exchange expert reports. ENDORSEMENT: Extension is granted. (Signed by Judge Alvin K. Hellerstein on 2/7/2013) (pl) (Entered: 02/07/2013)

02/19/2013 249 ORDER EXCLUDING FROM EVIDENCE THE TESTIMONY AND REPORTS OF PLAINTIFFS PRIVATE INVESTIGATORS: Now therefore, It is hereby ordered: 1. The testimony of the Investigators, whether in Court or by affidavit, on any subject whatsoever, shall be excluded from evidence in this case. 2. Any documents or reports prepared by the Investigators are excluded from evidence in this case. So Ordered (Signed by Judge Alvin K. Hellerstein on 2/19/2013) (js) (js). (Entered: 02/19/2013)

02/19/2013 250 ENDORSED LETTER: addressed to Judge Alvin K. Hellerstein from Neal R. Marder dated 2/14/2013 re: Accordingly, Defendants request that the Court enter the proposed order enclosed herewith as Exhibit A, which bars Plaintiffs from relying on or referencing the testimony of their Investigators, and any documents created or obtained by their Investigators, unless those documents can be independently authenticated. Accordingly, Plaintiff's request that the Court enter the proposed order enclosed herewith as Exhibit B, which bars Plaintiffs from relying on or referencing

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03/06/2013

03/26/2013

the testimony of their Investigators an d Investigative Reports. ENDORSEMENT: I have signed the form of order prepared by defendants, but with many paragraphs deleted. Evidence regarding the public filings of China Expert Technology are not covered by the order I signed. So Ordered. (Signed by Judge Alvin K. Hellerstein on 2/19/2013) (js) Modified on 2/19/2013 (js). (Entered: 02/19/2013)

251 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Wendy P. Harper dated 3/1/2013 re: Counsel requests that the Court relieve the undersigned as counsel for BDO Ltd. (which appears as BDO McCabe Lo Limited Certified Public Accountants on the docket sheet) and that the official court docket be amended to reflect this change. ENDORSEMENT: So Ordered. (Signed by Judge Alvin K. Hellerstein on 3/6/2013) (js) (Entered: 03/06/2013)

252 NOTICE OF APPEARANCE by John Erik Schreiber on behalf of PKF Hong Kong, Certified Public Accountants (Schreiber, John) (Entered: 03/26/2013)

04/30/2013 253 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Timothy W. Brown dated 4/26/2013 re: Counsel for parties write to request the Court to cancel the Next Status Conference scheduled for May 10, 2013 at 10:30 a.m. Also request Your Honor to set a deadline of May 29, 2013 for the parties to file with the Court a stipulation of settlement of this class action. ENDORSEMENT: So Ordered. (Signed by Judge Alvin K. Hellerstein on 4/30/2013) (rsh) (Entered: 04/30/2013)

05/10/2013

05/10/2013

05/22/2013

05/23/2013

254 TRANSCRIPT of Proceedings re: CONFERENCE held on 4/11/2013 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Ann Hairston, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/3/2013. Redacted Transcript Deadline set for 6/13/2013. Release of Transcript Restriction set for 8/12/2013.(Rodriguez, Somari) (Entered: 05/10/2013)

255 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 4/11/13 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Rodriguez, Somari) (Entered: 05/10/2013)

256 NOTICE OF WITHDRAWAL AND ORDER: PLEASE TAKE NOTICE that Micol O. Sordina is no longer associated with Winston & Strawn LLP and should be withdrawn as counsel of record on behalf of Defendant PKF Hong Kong, Certified Public Accountants, in the above-captioned action. SO ORDERED. (Signed by Judge Alvin K. Hellerstein on 5/22/2013) (ama) (Entered: 05/22/2013)

257 NOTICE OF CHANGE OF ADDRESS by Micol Olimpia Sordina on behalf of PKF Hong Kong, Certified Public Accountants. New Address: Weingarten Brown LLP, 10866 Wilshire Blvd., Suite 500, Los Angeles, California, 90024, 310-229-9300. (Sordina, Micol) (Entered: 05/23/2013)

05/29/2013 258 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from James J. Farrell dated 5/29/2013 re: Therefore, the parties respectfully request that the deadline for the submission of a settlement agreement and related documents for preliminary approval

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be continued until June 12, 2013. ENDORSEMENT: SO ORDERED. (Signed by Judge Alvin K. Hellerstein on 5/29/2013) (ama) (Entered: 05/29/2013)

06/13/2013 259 ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Neal R. Marder dated 6/12/2013 re: The parties respectfully request that the Court permit the parties to file the stipulation of settlement and exhibits thereto tomorrow, June 13, 2013. ENDORSEMENT: So ordered. (Signed by Judge Alvin K. Hellerstein on 6/13/2013) (lmb) (Entered: 06/13/2013)

07/09/2013 260 ORDER: Whereas the class representatives and the majority of the defendants have entered into a settlement agreement providing for payments totaling $4.2 million in exchange for a release of Plaintiffs' claims, the parties shall appear before me on August 12, 2013, at 2:30 p,m., in Courtroom 14D to discuss preliminary approval of the settlement and notice to the class. SO ORDERED. (Settlement Conference set for 8/12/2013 at 02:30 PM in Courtroom 14D, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 7/9/2013) (rsh) (Entered: 07/09/2013)

08/12/2013 Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Settlement Conference held on 8/12/2013. Settlement Hearing adjourned until 10/28/13 at 4:00p.m. (Court Reporter Elena Lynch) (Jones, Brigitte) (Entered: 08/13/2013)

08/30/2013 261 TRANSCRIPT of Proceedings re: CONFERENCE held on 8/12/2013 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Alena Lynch, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/23/2013. Redacted Transcript Deadline set for 10/3/2013. Release of Transcript Restriction set for 12/5/2013.(Rodriguez, Somari) (Entered: 08/30/2013)

08/30/2013 262 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 8/12/13 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Rodriguez, Somari) (Entered: 08/30/2013)

10/28/2013 Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Settlement Conference held on 10/28/2013, ( Settlement Conference set for 2/6/2014 at 04:00 PM in Courtroom 14D, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein.). (Court Reporter Sandy Miaskoff) (Jones, Brigitte) (Entered: 10/30/2013)

11/15/2013 263 MEMO ENDORSEMENT on SUMMARY NOTICE OF CLASS ACTION SETTLEMENT. YOU ARE HEREBY NOTIFIED, pursuant to an Order of the United States District Court for the Southern District of New York in the above-captioned action (the "Litigation"), that a hearing will be held on February 5, 2014 at 2:30 p.m. in in courtroom 14D before the Honorable Alvin K. Hellerstein, United States District Judge of the Southern District of New York, 500 Pearl Street, New York, New York 10007 (the "Settlement Hearing"). ENDORSEMENT: So ordered. ( Settlement Conference set for 2/5/2014 at 02:30 PM in Courtroom 14D, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein.) (Signed by Judge

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Alvin K. Hellerstein on 11/15/2013) (mro) (Entered: 11/15/2013)

11/15/2013 264 ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE: NOW, THEREFORE, IT IS HEREBY ORDERED, ADJUDGED, and DECREED THAT: The Court preliminarily approves the Agreement as being fair, reasonable and adequate subject to further consideration at a hearing to be held before this Court on February 5, 2014, at 2:30 p.m. (the "Fairness Hearing") to determine whether the proposed settlement of the Action on the terms and conditions provided for in the Agreement is fair, reasonable and adequate and should be approved by the Court; whether a Final Judgment as provided in Section XLL of the Agreement should be entered; whether the proposed Plan of Allocation is reasonable and should be approved; whether Class Counsel's application for an Attorneys' Fees and Expenses Award should be granted; whether Class Representative's application for reimbursement of costs and expenses incurred as a result of its representation of the Class should be approved; to hear any objections by Class Members to the Agreement or proposed Plan of Allocation and to any award of fees and/or expenses to Class Counsel and to Class Representative; and to consider such other matters as the Court may deem appropriate; as further set forth herein. (Signed by Judge Alvin K. Hellerstein on 11/15/2013) (mro) (Entered: 11/18/2013)

11/15/2013 Set/Reset Hearings: Fairness Hearing set for 2/5/2014 at 02:30 PM before Judge Alvin K. Hellerstein. (mro) (Entered: 11/18/2013)

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