U.S. District Court Southern District of New York (Foley...

59
US District Court Civil Docket as of 03/22/2012 Retrieved from the court on March 26, 2012 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:08-cv-06762-LAK In Re: Lehman Brothers Mortgage-Backed Securities Litigation Date Filed: 07/29/2008 Assigned to: Judge Lewis A. Kaplan Jury Demand: Defendant Lead case: 1:09-md-02017-LAK Nature of Suit: 890 Other Statutory Member case: (View Member Case) Actions Case in other court: Supreme Court, State of New York-New Jurisdiction: Federal Question York County, 602158-08 Cause: 15:77 Securities Fraud Plaintiff New Jersey Carpenters Health Fund represented by Avi Samuel Garbow On Behalf of Itself and All Others Cohen, Milstein, Hausfeld & Toll, Similarly Situated P.L.L.C. 1100 New York Avenue, North West Suite 500 Washington, DC 20005 (202) 408-4600 Fax: (202) 408-4699 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Christopher Lometti Schoengold & Sporn, P.C. 19 Fulton Street Suite 408 New York, NY 10038 212-964-0046 Fax: 212-267-8137 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Daniel Brett Rehns Cohen Milstein Sellers & Toll P.L.L.C. 88 Pine Street 14th, Floor New York, NY 10005 (212) 838-7797 Fax: (212) 838-7745 Email: [email protected] LEAD ATTORNEY

Transcript of U.S. District Court Southern District of New York (Foley...

Page 1: U.S. District Court Southern District of New York (Foley ...securities.stanford.edu/filings-documents/1042/...William Andrew Maher Wollmuth, Maher & Deutsch, LLP 500 Fifth Avenue New

US District Court Civil Docket as of 03/22/2012 Retrieved from the court on March 26, 2012

U.S. District Court Southern District of New York (Foley Square)

CIVIL DOCKET FOR CASE #: 1:08-cv-06762-LAK

In Re: Lehman Brothers Mortgage-Backed Securities Litigation Date Filed: 07/29/2008 Assigned to: Judge Lewis A. Kaplan Jury Demand: Defendant Lead case: 1:09-md-02017-LAK Nature of Suit: 890 Other Statutory Member case: (View Member Case) Actions Case in other court: Supreme Court, State of New York-New Jurisdiction: Federal Question

York County, 602158-08 Cause: 15:77 Securities Fraud

Plaintiff

New Jersey Carpenters Health Fund represented by Avi Samuel Garbow On Behalf of Itself and All Others

Cohen, Milstein, Hausfeld & Toll,

Similarly Situated

P.L.L.C. 1100 New York Avenue, North West Suite 500 Washington, DC 20005 (202) 408-4600 Fax: (202) 408-4699 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Christopher Lometti Schoengold & Sporn, P.C. 19 Fulton Street Suite 408 New York, NY 10038 212-964-0046 Fax: 212-267-8137 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Daniel Brett Rehns Cohen Milstein Sellers & Toll P.L.L.C. 88 Pine Street 14th, Floor New York, NY 10005 (212) 838-7797 Fax: (212) 838-7745 Email: [email protected] LEAD ATTORNEY

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ATTORNEY TO BE NOTICED

Matthew B. Kaplan Cohen Milstein Sellers & Toll PLLC (DC) 1100 New York Avenue, N.W. Suite 500, West Tower Washington, DC 20005 (202)-408-4600 Fax: (202)-408-4699 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Steven Jeffrey Toll Cohen Milstein Sellers & Toll PLLC (DC) 1100 New York Avenue, N.W. Suite 500, West Tower Washington, DC 20005 (202) 408-4600 Fax: (202) 408-4699 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Joel Paul Laitman Schoengold & Sporn, P.C. 19 Fulton Street Suite 408 New York, NY 10038 (212) 964-0046 Fax: (212) 267-8137 Email: [email protected] ATTORNEY TO BE NOTICED

Stephen Douglas Bunch Cohen Milstein Sellers & Toll PLLC (DC) 1100 New York Avenue, N.W. Suite 500, West Tower Washington, DC 20005 (202) 408-4600 Fax: (202) 408-4699 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Boilermakers-Blacksmith National represented by Avi Samuel Garbow Pension Trust

(See above for address) LEAD ATTORNEY PRO HAC VICE

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ATTORNEY TO BE NOTICED

Matthew B. Kaplan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Steven Jeffrey Toll (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Christopher Lometti (See above for address) ATTORNEY TO BE NOTICED

Daniel Brett Rehns (See above for address) ATTORNEY TO BE NOTICED

Joel Paul Laitman (See above for address) ATTORNEY TO BE NOTICED

Stephen Douglas Bunch (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Mortgage Trust 2007-6

V.

Movant

Local 302 and 612 - Int'l Union of represented by Avi Samuel Garbow Operating Engineers

(See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Daniel Brett Rehns (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Matthew B. Kaplan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

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Steven Jeffrey Toll (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Christopher Lometti (See above for address) ATTORNEY TO BE NOTICED

Frank Rocco Schirripa Schoengold & Sporn, P.C. 19 Fulton Street Suite 408 New York, NY 10038 212-964-0046 Fax: 212-267-8137 Email: [email protected] ATTORNEY TO BE NOTICED

Joel Paul Laitman (See above for address) ATTORNEY TO BE NOTICED

Stephen Douglas Bunch (See above for address) ATTORNEY TO BE NOTICED

represented by Paul C. Curnin Simpson Thacher & Bartlett LLP (NY) 425 Lexington Avenue New York, NY 10017 (212) 455-2000 Fax: (212) 455-2502 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

represented by Paul C. Curnin (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Defendant

Lehman XS Trust Series 2005-5N

Defendant

Lehman XS Trust Series 2005-7N

Defendant

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Lehman XS Trust Series 2005-9N represented by Paul C. Curnin (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Lehman XS Trust Series 2006-2N

represented by Paul C. Curnin (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Lehman XS Trust Series 2006-16N represented by Paul C. Curnin (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Structured Asset Securities Corporation represented by Paul C. Curnin (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Mark L. Zusy represented by Paul C. Curnin (See above for address) LEAD ATTORNEY

Erika Hannelore Burk Simpson Thacher & Bartlett LLP (NY) 425 Lexington Avenue New York, NY 10017 (212)-455-2264 Fax: (212)-455-2502 Email: [email protected]

Michael Joseph Chepiga Simpson Thacher & Bartlett LLP (NY) 425 Lexington Avenue New York, NY 10017 (212) 455-2598 Fax: (212) 455-2502 Email: [email protected]

Michael Christopher Ledley Simpson Thacher & Bartlett LLP (NY) 425 Lexington Avenue New York, NY 10017 (212)-455-7088 Fax: (212)-455-2502

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Email: [email protected] ATTORNEY TO BE NOTICED

William Andrew Maher Wollmuth, Maher & Deutsch, LLP 500 Fifth Avenue New York, NY 10110 (212) 382-3300 Fax: (212)-382-0050 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Samir Tabet represented by Paul C. Curnin (See above for address) LEAD ATTORNEY

Erika Hannelore Burk (See above for address)

Michael Joseph Chepiga (See above for address)

Michael Christopher Ledley (See above for address) ATTORNEY TO BE NOTICED

William Andrew Maher (See above for address) ATTORNEY TO BE NOTICED

Defendant

James J. Sullivan represented by Paul C. Curnin (See above for address) LEAD ATTORNEY

Erika Hannelore Burk (See above for address)

Michael Joseph Chepiga (See above for address)

William Andrew Maher (See above for address) ATTORNEY TO BE NOTICED

Defendant

Lehman Brothers, Inc. represented by Paul C. Curnin (See above for address) TERMINATED: 11/13/2008

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LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

The McGraw-Hill Companies, Inc. represented by Floyd Abrams TERMINATED: 04/27/2009

Cahill Gordon & Reindel LLP 80 Pine Street New York, NY 10005 (212)-701-3621 Fax: (212)-269-5420 Email: [email protected] ATTORNEY TO BE NOTICED

Sarah Penny Windle Cahill Gordon & Reindel LLP 80 Pine Street New York, NY 10005 (212)-701-3693 Fax: (212)-269-5420 Email: [email protected] ATTORNEY TO BE NOTICED

Tammy Lynn Roy Cahill Gordon et ano. 80 Pine Street New York, NY 10005 (212)-701-3720 Fax: (212)-269-5420 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Moody's Corp. represented by James J. Coster Satterlee Stephens Burke & Burke LLP 230 Park Avenue New York, NY 10169 212-818-9200 Fax: 212-818-9606 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Joshua M. Rubins Satterlee Stephens Burke & Burke LLP 230 Park Avenue New York, NY 10169 (212)-404-8731 Fax: (212)-818-9606 Email: [email protected] ATTORNEY TO BE NOTICED

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Justin Evan Klein Satterlee Stephens Burke & Burke LLP 230 Park Avenue New York, NY 10169 (212)-404-8706 Fax: (212)-818-9606 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Lana Franks represented by Erika Hannelore Burk (See above for address)

Michael Joseph Chepiga (See above for address)

Michael Christopher Ledley (See above for address) ATTORNEY TO BE NOTICED

William Andrew Maher (See above for address) ATTORNEY TO BE NOTICED

Defendant

Edward Grieb represented by Erika Hannelore Burk (See above for address)

Michael Joseph Chepiga (See above for address)

Michael Christopher Ledley (See above for address) ATTORNEY TO BE NOTICED

William Andrew Maher (See above for address) ATTORNEY TO BE NOTICED

Defendant

Kristine Smith represented by Erika Hannelore Burk (See above for address)

Michael Joseph Chepiga (See above for address)

Michael Christopher Ledley (See above for address) ATTORNEY TO BE NOTICED

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William Andrew Maher (See above for address) ATTORNEY TO BE NOTICED

Defendant

Richard McKinney represented by Erika Hannelore Burk (See above for address)

Michael Joseph Chepiga (See above for address)

Michael Christopher Ledley (See above for address) ATTORNEY TO BE NOTICED

William Andrew Maher (See above for address) ATTORNEY TO BE NOTICED

Defendant

First Franklin Mortgage Loan Trust 2006-FF2

Defendant

First Franklin Mortgage Loan Trust 2006-FF12

Defendant

First Franklin Mortgage Loan Trust 2006-FFA

Defendant

First Franklin Mortgage Loan Trust 2006-FFB

Defendant

Structured Asset Securities Corporation Mortgage Loan Trust 2006-S1

Defendant

Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF1

Defendant

Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC1

Defendant

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Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC2

Defendant

Lehman XS Trust 2006-11

Defendant

Lehman XS Trust 2006-13

Defendant

Lehman XS Trust 2006-14N

Defendant

Lehman XS Trust 2006-15

Defendant

Structured Asset Investment Loan Trust 2006-BNC1

Defendant

Structured Asset Investment Loan Trust 2006-2

Defendant

Structured Asset Investment Loan Trust 2006-BNC3

Defendant

BNC Mortgage Loan Trust 2006-1

Defendant

BNC Mortgage Loan Trust 2006-2

Defendant

GreenPoint Mortgage Funding Trust Series 2006-AR4

Defendant

GreenPoint Mortgage Funding Trust Series 2006-AR5

Defendant

Greenpoint Mortgage Funding Trust, Series 2006-AR6

Defendant

GreenPoint Mortgage Funding Trust, Series 2006-AR7

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Defendant

Greenpoint Mortgage Funding Trust, Series 2006-AR8

Defendant

GreenPoint Mortgage Funding Trust, Series 2006-HE1

Defendant

Greenpoint Mortgage Funding Trust, Series 2007-AR1

Defendant

Greenpoint Mortgage Funding Trust, Series 2007-AR3

Defendant

Structured Adjustable Rate Mortgage Loan Trust 2006-2

Defendant

Structured Adjustable Rate Mortgage Loan Trust 2006-3

Defendant

Structured Adjustable Rate Mortgage Loan Trust 2006-4

Defendant

Structured Adjustable Rate Mortgage Loan Trust 2006-8

Defendant

Structured Adjustable Rate Mortgage Loan Trust 2006-9

Defendant

Structured Adjustable Rate Mortgage Loan Trust 2006-10

Defendant

Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC3

Defendant

Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC4

Defendant

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Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC5

Defendant

Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC6

Defendant

Structured Asset Securities Corporation Mortgage Loan Trust 2006-S3

Defendant

Structured Asset Securities Corporation Mortgage Loan Trust 2006-S4

Defendant

Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF3

Defendant

Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC1

Defendant

Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC2

Defendant

Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC3

Defendant

Structured Asset Securities Corporation Mortgage Loan Trust 2007-EQ1

Defendant

Structured Asset Securities Corporation Mortgage Loan Trust 2007-OSI

Defendant

Structured Asset Securities Corporation Mortgage Loan Trust 2007-WF1

Defendant

Lehman XS Trust 2005-4

Defendant

Lehman XS Trust 2005-5N

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Defendant

Lehman XS Trust 2005-6

Defendant

Lehman XS Trust 2005-7N

Defendant

Lehman XS Trust 2005-8

Defendant

Lehman XS Trust 2005-9N

Defendant

Lehman XS Trust 2006-16N

Defendant

Lehman XS Trust 2006-17

Defendant

Lehman XS Trust 2006-18N

Defendant

Lehman XS Trust 2006-19

Defendant

Lehman XS Trust 2006-20

Defendant

Lehman XS Trust 2007-1

Defendant

Lehman XS Trust 2007-2N

Defendant

Lehman XS Trust 2007-4N

Defendant

Lehman XS Trust 2007-5H

Defendant

Lehman XS Trust 2007-6

Defendant

Lehman XS Trust 2007-7N

Defendant

Lehman XS Trust 2007-9

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Defendant

Lehman XS Trust 2007-10H

Defendant

Lehman XS Trust 2007-11

Defendant

Lehman XS Trust 2007-12N

Defendant

Lehman Mortgage Trust 2006-2

Defendant

Lehman Mortgage Trust 2006-5

Defendant

Lehman Mortgage Trust 2006-6

Defendant

Lehman Mortgage Trust 2006-7

Defendant

Lehman Mortgage Trust 2006-8

Defendant

Structured Adjustable Rate Mortgage Loan Trust 2006-11

Defendant

Structured Adjustable Rate Mortgage Loan Trust 2006-12

Defendant

Structured Adjustable Rate Mortgage Loan Trust 2007-1

Defendant

Structured Adjustable Rate Mortgage Loan Trust 2007-2

Defendant

Structured Adjustable Rate Mortgage Loan Trust 2007-3

Defendant

Structured Adjustable Rate Mortgage Loan Trust 2007-4

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Defendant

Structured Adjustable Rate Mortgage Loan Trust 2007-5

Defendant

Structured Adjustable Rate Mortgage Loan Trust 2007-6

Defendant

Lehman XS Trust 2006-1

Defendant

Lehman XS Trust 2006-2N

Defendant

Lehman XS Trust 2006-3

Defendant

Lehman XS Trust 2006-4N

Defendant

Lehman XS Trust 2006-5

Defendant

Lehman XS Trust 2006-GP1

Defendant

Lehman XS Trust 2006-GP2

Defendant

Lehman Mortgage Trust 2006-9

Defendant

Lehman Mortgage Trust 2007-1

Defendant

Lehman Mortgage Trust 2007-2

Defendant

Lehman Mortgage Trust 2007-3

Defendant

Lehman Mortgage Trust 2007-4

Defendant

Lehman Mortgage Trust 2007-5

Defendant

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The McGraw Hill Companies, Inc. TERMINATED: 04/27/2009

Defendant

Moody's Investors Service, Inc. TERMINATED: 04/27/2009

Intervenor Plaintiff

Iowa Public Employees' Retirement System

represented by Floyd Abrams (See above for address) ATTORNEY TO BE NOTICED

represented by Daniel Brett Rehns (See above for address) ATTORNEY TO BE NOTICED

Kenneth Mark Rehns Cohen Milstein Sellers & Toll P.L.L.C. 88 Pine Street 14th, Floor New York, NY 10005 (212) 838-7797 Fax: (212) 838-7745 Email: [email protected] ATTORNEY TO BE NOTICED

ADR Provider

James W. Giddens, as Trustee for the Liquidation of the Business of Lehman Brothers Inc.

represented by Sarah Loomis Cave Hughes Hubbard & Reed LLP (NY) One Battery Park Plaza New York, NY 10004 212-837-6559 Fax: 212-422-4726 Email: [email protected] ATTORNEY TO BE NOTICED

ADR Provider

Moody's Investors Service, Inc. TERMINATED: 04/27/2009

ADR Provider

Public Employees' Retirement System represented by James Abram Harrod , III of Mississippi

Wolf Popper LLP 845 Third Avenue New York, NY 10022 212.759.4600 Fax: 212.486.2093 Email: [email protected] LEAD ATTORNEY

Daniel Brett Rehns (See above for address) ATTORNEY TO BE NOTICED

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All Plaintiffs

Madeline Dimodica represented by Roy Laurence Jacobs Roy Jacobs & Associates 60 East 42nd Street 46th Floor New York, NY 10165 (212) 867-1156 Fax: (212) 504-8343 Email: [email protected] ATTORNEY TO BE NOTICED

Date Filed # Docket Text

07/29/2008 1 NOTICE OF REMOVAL from Supreme Court, County of New York. Case Number: 602158-08. (Filing Fee $ 350.00, Receipt Number 658519).Document filed by Lehman XS Trust Series 2006-16N, Structured Asset Securities Corporation, Mark L. Zusy, Samir Tabet, James J. Sullivan, Lehman Brothers, Inc., Lehman XS Trust Series 2005-5N, Lehman XS Trust Series 2005-7N, Lehman XS Trust Series 2005-9N, Lehman XS Trust Series 2006-2N.(db) (Entered: 07/31/2008)

07/29/2008 Case Designated ECF. (db) (Entered: 07/31/2008)

07/29/2008 CASE REFERRED TO Judge Lewis A. Kaplan as possibly related to 1:08-cv-5523. (db) (Entered: 07/31/2008)

07/29/2008 2 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Lehman Brothers Holdings Inc. as Corporate Parent. Document filed by Lehman Brothers, Inc.(db) (Entered: 07/31/2008)

07/29/2008 3 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Lehman Commercial Paper Inc. as Corporate Parent. Document filed by Structured Asset Securities Corporation.(db) (Entered: 07/31/2008)

08/01/2008 4 CERTIFICATE OF SERVICE of Notice of Removal, Civil Cover Sheet, and Rule 7.1 Statements served on Daniel B. Rehns, Esq. on 7/29/08. Document filed by Structured Asset Securities Corporation, Lehman Brothers, Inc.. (Curnin, Paul) (Entered: 08/01/2008)

08/25/2008 5 NOTICE OF APPEARANCE by Daniel Brett Rehns on behalf of New Jersey Carpenters Health Fund (Rehns, Daniel) (Entered: 08/25/2008)

08/28/2008 6 MOTION to Remand to State Court Supreme New York, New York County . Document filed by New Jersey Carpenters Health Fund.(Rehns, Daniel) (Entered: 08/28/2008)

08/28/2008 7 MEMORANDUM OF LAW in Support re: 6 MOTION to Remand to State Court Supreme New York, New York County .. Document filed by New Jersey Carpenters Health Fund. (Rehns, Daniel) (Entered: 08/28/2008)

08/28/2008 8 DECLARATION of Joel P. Laitman in Support re: 6 MOTION to Remand to State Court Supreme New York, New York County .. Document filed by New Jersey Carpenters Health Fund. (Attachments: # 1 Exhibit Ex. A(1) - Initial Class Action Complaint, # 2 Exhibit Ex. A (2) - Initial Class Action Complaint, # 3 Exhibit Ex. B -

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Defendants' Notice of Removal)(Rehns, Daniel) (Entered: 08/28/2008)

09/05/2008

09/05/2008

09/05/2008

09/10/2008

CASE ACCEPTED AS RELATED. Create association to 1:08-cv-05523-LAK. Notice of Assignment to follow. (mbe) (Entered: 09/10/2008)

9 NOTICE OF CASE Assignment to Judge Lewis A. Kaplan. (mbe) (mbe). (mbe). (Entered: 09/10/2008)

Magistrate Judge Gabriel W. Gorenstein is so designated. (mbe) (Entered: 09/10/2008)

10 NOTICE OF APPEARANCE by Christopher Lometti on behalf of New Jersey Carpenters Health Fund (Lometti, Christopher) (Entered: 09/10/2008)

09/15/2008 11 STIPULATION AND ORDER: It is hereby stipulated and agreed by and between the parties that Defendants shall file and serve their opposition to Plaintiffs Remand Motion no later than September 22, 2008. Plaintiff shall file and serve its reply brief five business days after the filing and service of Defendants' opposition brief. (Signed by Judge Lewis A. Kaplan on 9/15/2008) (jpo) (Entered: 09/16/2008)

09/16/2008 Set/Reset Deadlines: Responses due by 9/22/2008 (jpo) (Entered: 09/25/2008)

10/02/2008 12 STIPULATION AND ORDER withdrawing 6 Motion to Remand to State Court. Plaintiff shall serve and file an Amended Complaint by 10/20/08. (Signed by Judge Lewis A. Kaplan on 10/2/08) (db) (Entered: 10/02/2008)

10/02/2008 Set/Reset Deadlines: Amended Pleadings due by 10/20/2008. (db) (Entered: 10/02/2008)

10/08/2008 13 NOTICE of Liquidation Proceeding and Automatic Stay. Document filed by Structured Asset Securities Corporation, Mark L. Zusy, Samir Tabet, James J. Sullivan, Lehman Brothers, Inc.. (Chepiga, Michael) (Entered: 10/08/2008)

10/16/2008 14 STIPULATION AND ORDER: (1) On or before October 31, 2008, Plaintiff shall either: (a) serve and file an amended complaint which does not assert claims under the Securities Act of 1933 or the Exchange Act of 1934 or (b) pursuant to the PSLRA, 15 U.S.C. § 77z-1(a)(3A)(i), Plaintiff shall cause to be published, in a widely circulated national business-oriented publication or wire service, a notice (the "Notice of Pendency") advising members of the purported plaintiff class of the pendency of this action. (2) In the event that Plaintiff publishes a PSLRA notice, (a) Pursuant to 15 U.S.C. § 77z-l(3)(A)(i){II), any motion(s) for Lead Plaintiff of the purported class shall be filed within sixty (60) days from the date Notice of Pendency is published. The Court will decide the Lead Plaintiff motion(s) by January 30, 2009 or no later than ninety (90) days after the Notice of Pendency has been published (b) Lead Plaintiff shall then file a first amended class action complaint by March 30,2009 or no later than sixty (60) days after entry of the Order appointing it Lead Plaintiff; (c) Defendants shall serve and file answers to the amended complaint and or motions to dismiss by May 14, 2009 or no later than forty-five (45) days after service of the amended complaint. Lead Plaintiff shall serve and file opposition papers by June 29, 2009 or no later than forty-five (45) days after the service of motion to dismiss, Reply papers shall be served and filed by July 20,2009 or no later than twenty-one (21) days after service of opposition papers; and (d) Pursuant to the PSLRA, discovery will be stayed pending the determination of the motions to dismiss. (3) In the event that

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Plaintiff files an Amended Complaint which does not contain any claims under the Securities Act or the Exchange Act, (a) Defendants shall serve and file answers to the amended complaint and/or motions to dismiss by December 15, 2008 or no later than forty-five (45) days after service of the amended complaint. Plaintiff shall serve and file opposition papers by January 29, 2009, or no later than forty-five (45) days after the service of motions to dismiss. Reply papers shall be served and filed by February 19, 2009 or no later than twenty-one (21) days after service of opposition papers. (Amended Pleadings due by 3/30/2009. Motions due by 5/14/2009. Replies due by 7/20/2009. Responses due by 6/29/2009) (Signed by Judge Lewis A. Kaplan on 10/15/08) (db) Modified on 10/22/2008 (db). Modified on 10/22/2008 (db). (Entered: 10/16/2008)

11/13/2008

11/13/2008

15 NOTICE OF APPEARANCE by Sarah Loomis Cave on behalf of James W. Giddens, as Trustee for the Liquidation of the Business of Lehman Brothers Inc. (Attachments: # 1 Certificate of Service)(Cave, Sarah) (Entered: 11/13/2008)

16 STIPULATION AND ORDER, It is hereby stipulated and agreed that Simpson Thacher & Bartlett LLP is relieved as counsel for Lehman. (Signed by Judge Lewis A. Kaplan on 11/10/08) (mme) (Entered: 11/13/2008)

12/23/2008

12/29/2008

12/29/2008

12/29/2008

17 ORDER Simpson Thatcher's request to extend time to respond to the Operative Plasterers amended complaint is granted, sine die. The Court will hold a scheduling conference and hear argument on all pending motions in the above cited cases on January 8, 2009 at 2:30 pm. SO ORDERED. ( Scheduling Conference set for 1/8/2009 at 2:30 PM before Judge Lewis A. Kaplan.) (Signed by Judge Lewis A. Kaplan on 12/23/2008) (jmi) (Entered: 12/23/2008)

18 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION to Appoint Local 302 and 612 of the Int'l Union of Operating Engineers-Employers Construction Industry Retirement Trust to serve as lead plaintiff(s) and approve selection of Schoengold Sporn Laitman & Lometti, P.C. as Lead Counsel . Document filed by Local 302 and 612 - Int'l Union of Operating Engineers.(Schirripa, Frank) Modified on 12/31/2008 (jar). (Entered: 12/29/2008)

19 FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Support re: 18 MOTION to Appoint Local 302 and 612 of the Int'l Union of Operating Engineers-Employers Construction Industry Retirement Trust to serve as lead plaintiff(s) and approve selection of Schoengold Sporn Laitman & Lometti, P.C. as Lead Counsel MOTION to Appoint Local 302 and 612 of the Int'l Union of Operating Engineers-Employers Construction Industry Retirement Trust to serve as lead plaintiff(s) and approve selection of Schoengold Sporn Laitman & Lometti, P.C. as Lead Counsel . Document filed by Local 302 and 612 - Int'l Union of Operating Engineers. (Schirripa, Frank) Modified on 12/31/2008 (jar). (Entered: 12/29/2008)

20 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Christopher Lometti in Support re: 18 MOTION to Appoint Local 302 and 612 of the Int'l Union of Operating Engineers-Employers Construction Industry Retirement Trust to serve as lead plaintiff(s) and approve selection of Schoengold Sporn Laitman & Lometti, P.C. as Lead Counsel MOTION to Appoint Local 302 and 612 of the Int'l Union of Operating Engineers-Employers Construction Industry Retirement Trust to serve as lead plaintiff(s) and approve selection of Schoengold Sporn Laitman & Lometti, P.C. as Lead Counsel . Document filed by Local 302 and 612 - Int'l Union of

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12/29/2008

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12/29/2008

Operating Engineers. (Attachments: # 1 Exhibit Ex A - PSLRA Publication, # 2 Exhibit Ex B - Certification, # 3 Exhibit Ex C - SSLL Firm Bio)(Schirripa, Frank) Modified on 12/31/2008 (jar). (Entered: 12/29/2008)

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Frank Schirripa to RE-FILE Document 18 MOTION to Appoint Local 302 and 612 of the Int'l Union of Operating Engineers-Employers Construction Industry Retirement Trust to serve as lead plaintiff(s) and approve selection of Schoengold Sporn Laitman & Lometti, P.C. as Lead Counsel . ERROR(S): When filing a Motion with multiple requests each specific request must be selected from the Motions menu. (Ex/ Appoint Lead Plaintiff(s) and Appoint Counsel or Approve.) (jar) (Entered: 12/31/2008)

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Frank Schirripa to RE-FILE Document 19 Memorandum of Law in Support of Motion. ERROR(S): Link supporting document to correctly re-filed motion. (jar) (Entered: 12/31/2008)

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Frank Schirripa to RE-FILE Document 20 Declaration in Support of Motion. ERROR(S): Link supporting document to correctly re-filed motion. (jar) (Entered: 12/31/2008)

12/31/2008 21 MOTION to Appoint Local 302 and 612 of the International Union of Operating Engineers-Employers Construction Industry Retirement Trust to serve as lead plaintiff(s)., MOTION to Appoint Counsel Schoengold Sporn Laitman & Lometti, P.C. as Lead Counsel. Document filed by Local 302 and 612 - Int'l Union of Operating Engineers.(Schirripa, Frank) (Entered: 12/31/2008)

12/31/2008

12/31/2008

01/09/2009

22 MEMORANDUM OF LAW in Support re: 21 MOTION to Appoint Local 302 and 612 of the International Union of Operating Engineers-Employers Construction Industry Retirement Trust to serve as lead plaintiff(s). MOTION to Appoint Counsel Schoengold Sporn Laitman & Lometti, P.C. as Lead Counsel . MOTION to Appoint Local 302 and 612 of the International Union of Operating Engineers-Employers Construction Industry Retirement Trust to serve as lead plaintiff(s).. Document filed by Local 302 and 612 - Int'l Union of Operating Engineers. (Schirripa, Frank) (Entered: 12/31/2008)

23 DECLARATION of Christopher Lometti in Support re: 21 MOTION to Appoint Local 302 and 612 of the International Union of Operating Engineers-Employers Construction Industry Retirement Trust to serve as lead plaintiff(s). MOTION to Appoint Counsel Schoengold Sporn Laitman & Lometti, P.C. as Lead Counsel . MOTION to Appoint Local 302 and 612 of the International Union of Operating Engineers-Employers Construction Industry Retirement Trust to serve as lead plaintiff(s).. Document filed by Local 302 and 612 - Int'l Union of Operating Engineers. (Attachments: # 1 Exhibit Ex A - press release, # 2 Exhibit Ex B - Certification, # 3 Exhibit Ex C - SSLL bio)(Schirripa, Frank) (Entered: 12/31/2008)

CONSOLIDATED MEMBER CASE: Create association to 1:21-mc-00104-LAK. (rjm) (Entered: 01/12/2009)

01/09/2009

24 PRETRIAL ORDER NO. 1 (Initial Case Management Order)... The following actions are consolidated for all pretrial purposes with 08 Civ. 5523 (LAK): 08 Civ. 5523, 08

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Civ. 8225, 08 Civ. 9404, 08 Civ. 9578, 08 Civ. 9793, 08 Civ. 10008, 08 Civ. 10058, and 08 Civ. 10206. They are referred to collectively as In re Lehman Brothers Equity/Debt Securities Litigation. The following actions are consolidated for all purposes into 08 Civ. 6762 (LAK), and the caption of that action is amended to be In re Lehman Brothers Mortgage-Backed Securities Litigation: 08 Civ. 6762 and 08 Civ. 10686. In re Lehman Brothers Equity/Debt Securities Litigation (08 Civ. 5523 (LAK)), In re Lehman Brothers Mortgage-Backed Securities Litigation (08 Civ. 6762) (LAK) and In re Lehman Brothers ERISA Litigation (08 Civ. 5598 (LAK)) are consolidated for discovery purposes. The Clerk will maintain a master docket and case file under the style In re Lehman Brothers Securities and ERISA Litigation to which he shall assign a file number in the "MD" series... There shall be a single consolidated amended complaint in each of In re Lehman Brothers Equity/Debt Securities Litigation and In re Lehman Brothers Mortgage-Backed Securities Litigation, each of which shall be served and filed no later than 45 days after the date hereof. Defendants thereafter shall answer, move or otherwise response thereto no later than 45 days later... This order resolves, and the clerk shall terminate, the following motions: (Case No. followed by Document Item(s): 08 Civ. 5523 9, 14, 17, 19, 22, 26; 08 Civ. 6762, 21; 08 Civ. 8225 40, 44, 47, 50, 60, 71; 08 Civ. 9404 14, 18, 21, 23, 26, 30; 08 Civ. 9578 9, 14, 17, 19, 22, 26; 08 Civ. 9793 16; 08 Civ. 10008 2, 8; 08 Civ. 10058 4, 8, 11, 13, 16, 20; 08 Civ. 10206 5, 9, 17... and as further set forth in said Pretrial Order No. 1. (Signed by Judge Lewis A. Kaplan on 1/9/09) Filed In Associated Cases: 1:21- mc-00104-LAK et al.(rjm) (Entered: 01/12/2009)

01/28/2009 LETTER addressed to Judge Lewis A. Kaplan from John P. Coffey dated 1/22/09 re: inform the Court that the members of the Plaintiffs' Executive Committee have selected John Coffey as chair of that Committee. Document filed by The Pension Fund Group.(dle) Original document filed in case #08cv5523, document #80. (Entered: 01/29/2009)

02/02/2009 25 NOTICE OF APPEARANCE by Catherine A. Torell on behalf of Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters Filed In Associated Cases: 1:21-mc-00104-LAK et al.(Torell, Catherine) (Entered: 02/02/2009)

02/09/2009 26 PRETRIAL ORDER NO.2., In view of the decision of the Judicial Panel on Multidistrict Ligitation transferring a number of actions to this Court for coordinated or consolidated pretrial proceedings (MDL No. 2017), the Court will conduct a conference on March 2, 2009 at 3:30 p.m. at which time it will consider the organization of this MDL. The Court at that time will consider, in addition to anything else that appears appropriate, the following: 1. The existence of, and any need for, further proceedings with respect to any motions filed in transferor courts but not yet resolved. 2. Scheduling. 3. Any issues with respect to the designations of lead plaintiffs and lead counsel. 4. Consolidation of actions for discovery purposes. Any written submissions with respect to the foregoing shall be filed no later than February 24, 2009. SO ORDERED. ( Pretrial Conference set for 3/2/2009 at 03:30 PM before Judge Lewis A. Kaplan.) (Signed by Judge Lewis A. Kaplan on 2/9/2009) Filed In Associated Cases: 1:21-mc-00104-LAK et al.(jmi) (Entered: 02/10/2009)

02/12/2009 27 SUGGESTION OF BANKRUPTCY upon the record as to Structured Asset Securities Corporation. Document filed by Structured Asset Securities CorporationAssociated Cases: 1:21-mc-00104-LAK, 1:08-cv-06762-LAK(McGarry, Mary) (Entered:

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02/13/2009 28 PRETRIAL ORDER NO.3 In view of the decision of the Judicial Panel on Multidistrict Litigation transferring a number of actions to this Court, the CLERK SHALL CLOSE docket number 21 MC 0104 (LAK). The master docket number for all Lehman Brothers Securities and ERISA Litigation cases henceforth shall be 09 MD 2017. Pretrial Order No.1, filed January 9, 2009, in No. 08 Civ. 5523 (LAK)and other cases, shall apply to all cases in all respects: All papers shall be filed under the 09 MD 2017 docket number and in conformity with Pretrial Order No.1. SO ORDERED. (Signed by Judge Lewis A. Kaplan on 2/11/2009) Filed In Associated Cases: 1:21-mc-00104-LAK et al.(jmi) (Entered: 02/13/2009)

02/13/2009 CONSOLIDATED MDL CASE: Create association to 1:09-md-02017-LAK. (kkc) (Entered: 02/13/2009)

02/23/2009 32 AMENDED COMPLAINT against The McGraw-Hill Companies, Inc., Moody's Corp., Lana Franks, Edward Grieb, Kristine Smith, Richard McKinney, Boilermakers-Blacksmith National Pension Trust, Mark L. Zusy, Samir Tabet, James J. Sullivan.Document filed by Boilermakers-Blacksmith National Pension Trust, New Jersey Carpenters Health Fund, Local 302 and 612 - Int'l Union of Operating Engineers.(dle) (ad). (Entered: 02/25/2009)

02/24/2009 29 STATUS REPORT. City and County Plaintiffs' Status Conference Statement Document filed by Zenith Insurance Co., The San Mateo County Investment Pool.Associated Cases: 1:09-md-02017-LAK et al.(Molumphy, Mark) (Entered: 02/24/2009)

02/24/2009 30 BRIEF re: (15 in 1:08-cv-10008-LAK, 15 in 1:08-cv-10008-LAK, 80 in 1:08-cv- 08225-LAK, 80 in 1:08-cv-08225-LAK, 36 in 1:08-cv-09404-LAK, 36 in 1:08-cv-09404-LAK, 5 in 1:08-cv-10686-LAK, 5 in 1:08-cv-10686-LAK, 62 in 1:08-cv-05598-LAK, 62 in 1:08-cv-05598-LAK, 27 in 1:08-cv-10058-LAK, 27 in 1:08-cv-10058-LAK, 26 in 1:08-cv-06762-LAK, 26 in 1:08-cv-06762-LAK, 24 in 1:08-cv-10206-LAK, 24 in 1:08-cv-10206-LAK, 35 in 1:08-cv-09578-LAK, 35 in 1:08-cv-09578-LAK, 21 in 1:08-cv-09793-LAK, 21 in 1:08-cv-09793-LAK, 6 in 1:09-md-02017-LAK, 6 in 1:09-md-02017-LAK) Order, Set Hearings,,,,,,,, Bonderholder Plaintiffs' Written Submission Pursuant to Pretrial Order No. 2 on behalf of Madeline Dimodica, Barbara Kattell, Henry Napierala, Linda Napierala, Michael Shipley and Guy S. Warden . Document filed by Madeline Dimodica.Associated Cases: 1:09-md-02017-LAK et al.(Jacobs, Roy) (Entered: 02/24/2009)

02/25/2009 31 NOTICE OF APPEARANCE by Roy Laurence Jacobs on behalf of Madeline Dimodica Filed In Associated Cases: 1:09-md-02017-LAK et al.(Jacobs, Roy) (Entered: 02/25/2009)

02/27/2009 33 NOTICE of of Appearance of J. Allen Carney. Document filed by Madeline Dimodica. Filed In Associated Cases: 1:09-md-02017-LAK et al.(Jacobs, Roy) (Entered: 02/27/2009)

03/05/2009 34 PRETRIAL ORDER NO. 5. The Court conducted a conference with counsel on March 2, 2009. The Court established the following schedules: 1. The movant(s) on each motion to remand that was or may be pending at the time of transfer in cases transferred to this Court on or before March 23, 2009 by that date shall inform the Court in writing whether the motion is withdrawn. Opposing papers on all remaining

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motions to remand shall be filed on or before April 13, 2009. Reply papers on all such motions shall be filed on or before April 20, 2009. 2. Motions to dismiss individual cases as distinguished from class actions are not to be filed until the disposition of motions to dismiss class actions. This Document Applies to: All Cases. (Signed by Judge Lewis A. Kaplan on 3/5/09) Filed In Associated Cases: 1:09-md-02017-LAK et al.(rjm) (Entered: 03/05/2009)

03/06/2009 35 NOTICE of Plaintiffs' Submission of Supplemental Information re: 32 Amended Complaint,. Document filed by Local 302 and 612 - Int'l Union of Operating Engineers. (Attachments: # 1 Exhibit Ex. A - Executed Amended Certification)(Rehns, Daniel) (Entered: 03/06/2009)

03/06/2009 36 NOTICE OF APPEARANCE by Floyd Abrams on behalf of The McGraw-Hill Companies, Inc. (Abrams, Floyd) (Entered: 03/06/2009)

03/06/2009 37 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Document filed by The McGraw-Hill Companies, Inc..(Abrams, Floyd) (Entered: 03/06/2009)

03/06/2009 38 NOTICE OF APPEARANCE by Sarah Penny Windle on behalf of The McGraw-Hill Companies, Inc. (Windle, Sarah) (Entered: 03/06/2009)

03/06/2009 39 NOTICE OF APPEARANCE by Tammy Lynn Roy on behalf of The McGraw-Hill I Companies, Inc. (Roy, Tammy) (Entered: 03/06/2009)

03/09/2009 ***NOTE TO ATTORNEY TO E-MAIL PDF. Note to Attorney Christopher Lometti for noncompliance with Section (14.3) of the S.D.N.Y. Electronic Case Filing Rules & Instructions. E-MAIL the PDF for Document 32 Amended Complaint, to: [email protected] . (laq) (Entered: 03/09/2009)

03/16/2009 40 JOINT STIPULATION AND [PROPOSED] SCHEDULING ORDER, Defendants shall serve and file answers to the Consolidated Amended Complaint and/or motions to dismiss on or before April 27, 2009. If Defendants file motions to dismiss, Lead Plaintiff shall serve and file opposition papers on or before June 29, 2009. Reply papers shall be served and filed on or before July 31, 2009; and Pursuant to the Private Securities Litigation Reform Act, discovery will be stayed pending the determination of the motions to dismiss.( Motions due by 4/27/2009, Replies due by 7/31/2009, Responses due by 6/29/2009) (Signed by Judge Lewis A. Kaplan on 3/16/2009) Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(jmi) (Entered: 03/17/2009)

03/16/2009 Set/Reset Deadlines: Lehman XS Trust Series 2006-16N answer due 4/27/2009; Structured Asset Securities Corporation answer due 4/27/2009; Mark L. Zusy answer due 4/27/2009; The McGraw-Hill Companies, Inc. answer due 4/27/2009; Moody's Corp. answer due 4/27/2009; Lana Franks answer due 4/27/2009; Edward Grieb answer due 4/27/2009; Kristine Smith answer due 4/27/2009; Richard McKinney answer due 4/27/2009; Samir Tabet answer due 4/27/2009; James J. Sullivan answer due 4/27/2009; First Franklin Mortgage Loan Trust 2006-FF2 answer due 4/27/2009; First Franklin Mortgage Loan Trust 2006-FF12 answer due 4/27/2009; First Franklin Mortgage Loan Trust 2006-FFA answer due 4/27/2009; First Franklin Mortgage Loan Trust 2006-FFB answer due 4/27/2009; Structured Asset Securities Corporation Mortgage Loan Trust 2006-S1 answer due 4/27/2009; Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF1 answer due 4/27/2009; Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC1 answer due 4/27/2009;

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Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC2 answer due 4/27/2009; Lehman XS Trust 2006-11 answer due 4/27/2009; Lehman XS Trust 2006- 13 answer due 4/27/2009; Lehman XS Trust 2006-14N answer due 4/27/2009; Lehman XS Trust 2006-15 answer due 4/27/2009; Structured Asset Investment Loan Trust 2006-BNC1 answer due 4/27/2009; Structured Asset Investment Loan Trust 2006-2 answer due 4/27/2009; Structured Asset Investment Loan Trust 2006-BNC3 answer due 4/27/2009; BNC Mortgage Loan Trust 2006-1 answer due 4/27/2009; BNC Mortgage Loan Trust 2006-2 answer due 4/27/2009; GreenPoint Mortgage Funding Trust Series 2006-AR4 answer due 4/27/2009; Lehman Brothers, Inc. answer due 4/27/2009; GreenPoint Mortgage Funding Trust Series 2006-AR5 answer due 4/27/2009; Greenpoint Mortgage Funding Trust, Series 2006-AR6 answer due 4/27/2009; GreenPoint Mortgage Funding Trust, Series 2006-AR7 answer due 4/27/2009; Greenpoint Mortgage Funding Trust, Series 2006-AR8 answer due 4/27/2009; GreenPoint Mortgage Funding Trust, Series 2006-HE1 answer due 4/27/2009; Greenpoint Mortgage Funding Trust, Series 2007-AR1 answer due 4/27/2009; Greenpoint Mortgage Funding Trust, Series 2007-AR3 answer due 4/27/2009; Structured Adjustable Rate Mortgage Loan Trust 2006-2 answer due 4/27/2009; Structured Adjustable Rate Mortgage Loan Trust 2006-3 answer due 4/27/2009; Structured Adjustable Rate Mortgage Loan Trust 2006-4 answer due 4/27/2009; Structured Adjustable Rate Mortgage Loan Trust 2006-8 answer due 4/27/2009; Structured Adjustable Rate Mortgage Loan Trust 2006-9 answer due 4/27/2009; Structured Adjustable Rate Mortgage Loan Trust 2006-10 answer due 4/27/2009; Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC3 answer due 4/27/2009; Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC4 answer due 4/27/2009; Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC5 answer due 4/27/2009; Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC6 answer due 4/27/2009; Structured Asset Securities Corporation Mortgage Loan Trust 2006-S3 answer due 4/27/2009; Structured Asset Securities Corporation Mortgage Loan Trust 2006-S4 answer due 4/27/2009; Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF3 answer due 4/27/2009; Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC1 answer due 4/27/2009; Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC2 answer due 4/27/2009; Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC3 answer due 4/27/2009; Structured Asset Securities Corporation Mortgage Loan Trust 2007-EQ1 answer due 4/27/2009; Structured Asset Securities Corporation Mortgage Loan Trust 2007-OSI answer due 4/27/2009; Structured Asset Securities Corporation Mortgage Loan Trust 2007-WF1 answer due 4/27/2009; Lehman XS Trust 2005-4 answer due 4/27/2009; Lehman XS Trust 2005-5N answer due 4/27/2009; Lehman XS Trust 2005-6 answer due 4/27/2009; Lehman XS Trust 2005-7N answer due 4/27/2009; Lehman XS Trust 2005-8 answer due 4/27/2009; Lehman XS Trust 2005-9N answer due 4/27/2009; Lehman XS Trust 2006-16N answer due 4/27/2009; Lehman XS Trust 2006-17 answer due 4/27/2009; Lehman XS Trust 2006-18N answer due 4/27/2009; Lehman XS Trust 2006-19 answer due 4/27/2009; Lehman XS Trust 2006-20 answer due 4/27/2009; Lehman XS Trust 2007- 1 answer due 4/27/2009; Lehman XS Trust 2007-2N answer due 4/27/2009; Lehman XS Trust 2007-4N answer due 4/27/2009; Lehman XS Trust 2007-5H answer due 4/27/2009; Lehman XS Trust 2007-6 answer due 4/27/2009; Lehman XS Trust 2007- 7N answer due 4/27/2009; Lehman XS Trust 2007-9 answer due 4/27/2009; Lehman XS Trust 2007-10H answer due 4/27/2009; Lehman XS Trust 2007-11 answer due 4/27/2009; Lehman XS Trust 2007-12N answer due 4/27/2009; Lehman Mortgage

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Trust 2006-2 answer due 4/27/2009; Lehman Mortgage Trust 2006-5 answer due 4/27/2009; Lehman Mortgage Trust 2006-6 answer due 4/27/2009; Lehman Mortgage Trust 2006-7 answer due 4/27/2009; Lehman Mortgage Trust 2006-8 answer due 4/27/2009; Structured Adjustable Rate Mortgage Loan Trust 2006-11 answer due 4/27/2009; Structured Adjustable Rate Mortgage Loan Trust 2006-12 answer due 4/27/2009; Structured Adjustable Rate Mortgage Loan Trust 2007-1 answer due 4/27/2009; Structured Adjustable Rate Mortgage Loan Trust 2007-2 answer due 4/27/2009; Structured Adjustable Rate Mortgage Loan Trust 2007-3 answer due 4/27/2009; Structured Adjustable Rate Mortgage Loan Trust 2007-4 answer due 4/27/2009; Structured Adjustable Rate Mortgage Loan Trust 2007-5 answer due 4/27/2009; Structured Adjustable Rate Mortgage Loan Trust 2007-6 answer due 4/27/2009; Lehman XS Trust 2006-1 answer due 4/27/2009; Lehman XS Trust 2006- 2N answer due 4/27/2009; Lehman XS Trust 2006-3 answer due 4/27/2009; Lehman XS Trust 2006-4N answer due 4/27/2009; Lehman XS Trust 2006-5 answer due 4/27/2009; Lehman XS Trust 2006-GP1 answer due 4/27/2009; Lehman XS Trust 2006-GP2 answer due 4/27/2009; Lehman Mortgage Trust 2006-9 answer due 4/27/2009; Lehman Mortgage Trust 2007-1 answer due 4/27/2009; Lehman Mortgage Trust 2007-2 answer due 4/27/2009; Lehman Mortgage Trust 2007-3 answer due 4/27/2009; Lehman Mortgage Trust 2007-4 answer due 4/27/2009; Lehman Mortgage Trust 2007-5 answer due 4/27/2009; Lehman XS Trust Series 2005-5N answer due 4/27/2009; Lehman XS Trust Series 2005-7N answer due 4/27/2009; Lehman XS Trust Series 2005-9N answer due 4/27/2009; James W. Giddens, as Trustee for the Liquidation of the Business of Lehman Brothers Inc. answer due 4/27/2009; Lehman XS Trust Series 2006-2N answer due 4/27/2009. (jmi) (Entered: 04/06/2009)

03/30/2009 41 MOTION to Approve Modify Pre-Trial Order No.1 to Permit Plaintiffs to Prosecute Abandoned Bond Claims. Document filed by Madeline Dimodica.Filed In Associated Cases: 1:09-md-02017-LAK et al.(Jacobs, Roy) (Entered: 03/30/2009)

03/30/2009 42 MEMORANDUM OF LAW in Support re: (9 in 1:09-cv-01237-LAK, 76 in 1:08-cv- 05598-LAK, 43 in 1:08-cv-09578-LAK, 61 in 1:09-md-02017-LAK, 8 in 1:09-cv-01236-LAK, 2 in 1:09-cv-01943-LAK, 114 in 1:08-cv-05523-LAK, 12 in 1:08-cv-10686-LAK, 8 in 1:09-cv-01230-LAK, 44 in 1:08-cv-09404-LAK, 8 in 1:09-cv-01231-LAK, 31 in 1:08-cv-10206-LAK, 13 in 1:09-cv-01238-LAK, 12 in 1:09-cv-01239-LAK, 31 in 1:08-cv-09793-LAK, 8 in 1:09-cv-01232-LAK, 5 in 1:09-cv-02363-UA, 6 in 1:09-cv-01946-LAK, 41 in 1:08-cv-06762-LAK, 6 in 1:09-cv-01944- LAK, 88 in 1:08-cv-08225-LAK, 35 in 1:08-cv-10058-LAK, 23 in 1:08-cv-10008- LAK, 9 in 1:09-cv-01235-LAK, 7 in 1:09-cv-01240-LAK) MOTION to Approve Modify Pre-Trial Order No.1 to Permit Plaintiffs to Prosecute Abandoned Bond Claims.. Document filed by Madeline Dimodica. Filed In Associated Cases: 1:09-md-02017-LAK et al.(Jacobs, Roy) (Entered: 03/30/2009)

04/06/2009 43 PRETRIAL ORDER NO. 7. By letter dated March 20, 2009, Mr. Trevor, counsel for plaintiffs in four actions removed from the California Superior Court and transferred to this Court, asks that he be appointed Liaison Counsel for the individual plaintiffs in the securities cases. That application is opposed by Mr. Molumphy, who points out the Mr. Trevor previously argued against the appointment of a single lawyer as Liaison Counsel for the individual plaintiffs and contends that if a single lawyer is to be appointed, it should be Mr. Molumphy. Neither Mr. Trevor nor Mr. Molumphy is likely to be reticent in advancing the interests of their own clients. Nor, I suspect, will the other counsel who represent plaintiffs who have brought their own actions. While

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it might well prove to be helpful if one or two lawyers would take the lead on behalf of the plaintiffs who have filed individual actions in presenting the views of such plaintiffs to Lead Counsel, I am confident that this will develop of its own accord. I therefore view the current contretemps as having more to do with titles that may be of use in other, unrelated litigations and other matters that are not of immediate concern. Accordingly, I decline these invitations. (Signed by Judge Lewis A. Kaplan on 4/6/09) Filed In Associated Cases: 1:09-md-02017-LAK et al.(rjm) (Entered: 04/07/2009)

04/10/2009

04/10/2009

04/13/2009

04/16/2009

44

NOTICE OF APPEARANCE by Erika Hannelore Burk on behalf of Ian Lowitt, Michael L. Ainslie, John F. Akers, Roger S. Berlind, Thomas H. Cruikshank, Marsha Johnson Evans, Christopher Gent, Roland A. Hernandez, Henry Kaufman, John d. Macomber, Christopher M. O'Meara, Joseph M. Gregory, Mark L. Zusy, Lana Franks, Edward Grieb, Kristine Smith, Richard McKinney, Samir Tabet, James J. Sullivan, Ronald Hernandez, Sir Christopher Gent Filed In Associated Cases: 1:09-md-02017- LAK, 1:08-cv-05523-LAK, 1:08-cv-06762-LAK(Burk, Erika) (Entered: 04/10/2009)

45 NOTICE of Withdrawal of Appearance of Eric M. Albert. Document filed by Ian Lowitt, Michael L. Ainslie, John F. Akers, Roger S. Berlind, Thomas H. Cruikshank, Marsha Johnson Evans, Christopher Gent, Roland A. Hernandez, Henry Kaufman, John d. Macomber, Christopher M. O'Meara, Joseph M. Gregory, Mark L. Zusy, Lana Franks, Edward Grieb, Kristine Smith, Richard McKinney, Samir Tabet, James J. Sullivan, Sir Christopher Gent. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-05523-LAK, 1:08-cv-06762-LAK(Chepiga, Michael) (Entered: 04/10/2009)

48 NOTICE OF APPEARANCE that the following attorneys appear as counsel on behalf of American National Insurance Company, American National Life Insurance Company of Texas, Comprehensive Investment Services, Inc., and The Moody Foundation in American National Insurance Company v. Fuld, 09-CY-2363 (LAK) which has been consolidated for all pretrial purposes under the caption In re Lehman Brothers Securities and ERISA Litigation, 09-MD-2017 (LAK). by Eric Joseph Kirkpatrick, Roni Sunderman Mihaly, Janet LaRene Wells Rushing, Andrew J. Mytelka on behalf of A.G. Edwards & Sons, Inc., American National Life Insurance Company of Texas, American National Insurance Company, The Moody Foundation Filed In Associated Cases: 1:09-md-02017-LAK et al.(jmi) (Entered: 04/17/2009)

46 MEMORANDUM OF LAW in Opposition re: (9 in 1:09-cv-01237-LAK, 76 in 1:08- cv-05598-LAK, 43 in 1:08-cv-09578-LAK, 61 in 1:09-md-02017-LAK, 8 in 1:09-cv-01236-LAK, 2 in 1:09-cv-01943-LAK, 114 in 1:08-cv-05523-LAK, 12 in 1:08-cv-10686-LAK, 8 in 1:09-cv-01230-LAK, 44 in 1:08-cv-09404-LAK, 8 in 1:09-cv-01231-LAK, 31 in 1:08-cv-10206-LAK, 13 in 1:09-cv-01238-LAK, 12 in 1:09-cv-01239-LAK, 31 in 1:08-cv-09793-LAK, 8 in 1:09-cv-01232-LAK, 5 in 1:09-cv-02363-UA, 6 in 1:09-cv-01946-LAK, 41 in 1:08-cv-06762-LAK, 6 in 1:09-cv-01944- LAK, 88 in 1:08-cv-08225-LAK, 35 in 1:08-cv-10058-LAK, 23 in 1:08-cv-10008- LAK, 9 in 1:09-cv-01235-LAK, 7 in 1:09-cv-01240-LAK) MOTION to Approve Modify Pre-Trial Order No.1 to Permit Plaintiffs to Prosecute Abandoned Bond Claims.. Document filed by Northern Ireland Local Governmental Officers Superannuation Committee, Alameda County Employees' Retirement Association, Government of Guam Retirement Fund, Operating Engineers Local 3 Trust Fund, City of Edinburgh Council as Administering Authority of the Lothian Pension Fund. Filed In Associated Cases: 1:09-md-02017-LAK et al.(Kehoe, John) (Entered: 04/16/2009)

04/16/2009 47 DECLARATION of John A. Kehoe in Opposition re: (114 in 1:08-cv-05523-LAK, 12

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in 1:08-cv-10686-LAK, 8 in 1:09-cv-01230-LAK, 44 in 1:08-cv-09404-LAK, 31 in 1:08-cv-10206-LAK, 12 in 1:09-cv-01239-LAK, 31 in 1:08-cv-09793-LAK, 5 in 1:09-cv-02363-UA, 41 in 1:08-cv-06762-LAK, 35 in 1:08-cv-10058-LAK, 7 in 1:09- cv-01240-LAK, 9 in 1:09-cv-01237-LAK, 76 in 1:08-cv-05598-LAK, 43 in 1:08-cv-09578-LAK, 61 in 1:09-md-02017-LAK, 8 in 1:09-cv-01236-LAK, 2 in 1:09-cv-01943-LAK, 8 in 1:09-cv-01231-LAK, 13 in 1:09-cv-01238-LAK, 8 in 1:09-cv-01232-LAK, 6 in 1:09-cv-01946-LAK, 6 in 1:09-cv-01944-LAK, 88 in 1:08-cv-08225-LAK, 23 in 1:08-cv-10008-LAK, 9 in 1:09-cv-01235-LAK) MOTION to Approve Modify Pre-Trial Order No.1 to Permit Plaintiffs to Prosecute Abandoned Bond Claims.. Document filed by Operating Engineers Local 3 Trust Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)Filed In Associated Cases: 1:09-md-02017-LAK et al.(Kehoe, John) (Entered: 04/16/2009)

04/17/2009 49 CERTIFICATE OF SERVICE of Lead Plaintiffs Memorandum in Response to Arkansas Plaintiffs Motion to Modify Pretrial Order No. 1; and Declaration of John A. Kehoe in Support thereof served on Robert W. Monfrini, American National. Service was made by First Class Mail. Document filed by Northern Ireland Local Governmental Officers Superannuation Committee, Operating Engineers Local 3 Trust Fund, Alameda County Employees' Retirement Association, City of Edinburgh Council as Administering Authority of the Lothian Pension Fund, Government of Guam Retirement Fund. Filed In Associated Cases: 1:09-md-02017-LAK et al.(Kehoe, John) (Entered: 04/17/2009)

04/17/2009 50 NOTICE OF APPEARANCE by Jonathan Philip Krisbergh on behalf of Incapital LLC Filed In Associated Cases: 1:09-md-02017-LAK et al.(Krisbergh, Jonathan) (Entered: 04/17/2009)

04/22/2009 51 REPLY MEMORANDUM OF LAW in Support re: (9 in 1:09-cv-01237-LAK, 76 in 1:08-cv-05598-LAK, 43 in 1:08-cv-09578-LAK, 61 in 1:09-md-02017-LAK, 8 in 1:09-cv-01236-LAK, 2 in 1:09-cv-01943-LAK, 114 in 1:08-cv-05523-LAK, 12 in 1:08-cv-10686-LAK, 8 in 1:09-cv-01230-LAK, 44 in 1:08-cv-09404-LAK, 8 in 1:09- cv-01231-LAK, 31 in 1:08-cv-10206-LAK, 13 in 1:09-cv-01238-LAK, 12 in 1:09-cv-01239-LAK, 31 in 1:08-cv-09793-LAK, 8 in 1:09-cv-01232-LAK, 5 in 1:09-cv-02363-LAK, 6 in 1:09-cv-01946-LAK, 41 in 1:08-cv-06762-LAK, 6 in 1:09-cv-01944-LAK, 88 in 1:08-cv-08225-LAK, 35 in 1:08-cv-10058-LAK, 23 in 1:08-cv-10008-LAK, 9 in 1:09-cv-01235-LAK, 7 in 1:09-cv-01240-LAK) MOTION to Approve Modify Pre-Trial Order No.1 to Permit Plaintiffs to Prosecute Abandoned Bond Claims.. Document filed by Madeline Dimodica, Madeline Dimodica. (Attachments: # 1 Exhibit Certifications)Filed In Associated Cases: 1:09-md-02017- LAK et al.(Jacobs, Roy) (Entered: 04/22/2009)

04/22/2009 52 ENDORSED LETTER addressed to Judge Lewis A. Kaplan from Michael J. Chepiga dated 4/20/09 re: defendants request to file a brief in support of the individual defendants' forthcoming motion to dismiss the Consolidated Securities Class Action Complaint that exceeds the page limit ordinarily permitted by Your Honor's rules and defendants respectfully request the Court's permission to electronically file the affidavit without exhibits, and file a hard copy of the affidavit with the referenced exhibits with the clerk. ENDORSEMENT: Motion granted as to page limits and denied as to request to paper file affidavit with exhibits. (Signed by Judge Lewis A. Kaplan on 4/21/09) Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-

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LAK(rjm) (Entered: 04/22/2009)

04/24/2009 53 NOTICE OF APPEARANCE by Justin Evan Klein on behalf of Moody's Corp. (Klein, Justin) (Entered: 04/24/2009)

04/24/2009 54 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Moody's Corporation as Corporate Parent. Document filed by Moody's Corp..(Klein, Justin) (Entered: 04/24/2009)

04/24/2009 55 NOTICE OF APPEARANCE by James J. Coster on behalf of Moody's Corp. (Coster, James) (Entered: 04/24/2009)

04/24/2009 56 NOTICE OF APPEARANCE by Joshua M. Rubins on behalf of Moody's Corp. (Rubins, Joshua) (Entered: 04/24/2009)

04/24/2009 57 PRETRIAL ORDER NO.9: Certain plaintiffs move to modify Pretrial Order NO.1 to permit them and their counsel to pursue as class claims certain claims that they have with respect to bonds of Lehman Brothers Holdings, Inc. ("Lehman"), that were issued before February 13, 2007, and to appoint J. Allen Carney to the Executive Committee in this proceeding. The movants' arguments are singularly unpersuasive. The motion [09 MD 2017 docket item 61] is denied in all respects, substantially for the reasons set forth in the memoranda submitted by Lead Plaintiffs and the individual defendants. I add only two points. First, movants' assertion that their claims with respect to bond offerings preceding February 13, 2007 "have, in effect, been abandoned" (Movants' mem. 1) would be true if, and only if, movants' counsel is conceding that they have abandoned those claims. As they of course concede no such thing, the assertion is flatly incorrect. Nothing in Pretrial Order No.1 forecloses prosecution of those claims. While I enjoy good rhetoric as much as the next person, what separates good from bad rhetoric often is a connection between words and reality that makes the words ring true. That connection is missing here. Second, there is no need at this point to deal with movants' contention that they need not have complied with the Private Securities Litigation Reform Act provisions relating to class actions because their cases were commenced in state courts. There will be sufficient reason to do so in the event they seek class certification with respect to their claims in relation to pre-February 13, 2007 bond offerings. SO ORDERED. (Signed by Judge Lewis A. Kaplan on 4/24/2009) Filed In Associated Cases: 1:09-md-02017-LAK et al. (jmi) (Entered: 04/27/2009)

04/27/2009 58 MOTION to Dismiss the Amended Consolidated Class Action Complaint . Document filed by Mark L. Zusy, Lana Franks, Edward Grieb, Kristine Smith, Richard McKinney, Samir Tabet, James J. Sullivan.Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Chepiga, Michael) (Entered: 04/27/2009)

04/27/2009 59 MEMORANDUM OF LAW in Support re: (58 in 1:08-cv-06762-LAK) MOTION to Dismiss. Memorandum of Law with Included Annex A . Document filed by Mark L. Zusy, Lana Franks, Edward Grieb, Kristine Smith, Richard McKinney, Samir Tabet, James J. Sullivan. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762- LAK(Chepiga, Michael) (Entered: 04/27/2009)

04/27/2009 60 DECLARATION of Mary Elizabeth McGarry in Support re: (58 in 1:08-cv-06762- LAK) MOTION to Dismiss.. Document filed by Mark L. Zusy, Lana Franks, Edward Grieb, Kristine Smith, Richard McKinney, Samir Tabet, James J. Sullivan. (Attachments: # 1 Exhibit 1 (Part 1 of 2), # 2 Exhibit 1 (Part 2 of 2), # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5 (Part 1 of 3), # 7 Exhibit 5 (Part 2 of 3), # 8

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Exhibit 5 (Part 3 of 3), # 9 Exhibit 6 (Part 1 of 5), # 10 Exhibit 6 (Part 2 of 5), # 11 Exhibit 6 (Part 3 of 5), # 12 Exhibit 6 (Part 4 of 5), # 13 Exhibit 6 (Part 5 of 5), # 14 Exhibit 7, # 15 Exhibit 8, # 16 Exhibit 9, # 17 Exhibit 10, # 18 Exhibit 11, # 19 Exhibit 12, # 20 Exhibit 13, # 21 Exhibit 14, # 22 Exhibit 15 (Part 1 of 3), # 23 Exhibit 15 (Part 2 of 3), # 24 Exhibit 15 (Part 3 of 3), # 25 Exhibit 16, # 26 Exhibit 17, # 27 Exhibit 18, # 28 Exhibit 19, # 29 Exhibit 20, # 30 Exhibit 21, # 31 Exhibit 22, # 32 Exhibit 23 (Part 1 of 5), # 33 Exhibit 23 (Part 2 of 5), # 34 Exhibit 23 (Part 3 of 5), # 35 Exhibit 23 (Part 4 of 5), # 36 Exhibit 23 (Part 5 of 5), # 37 Exhibit 24, # 38 Exhibit 25 (Part 1 of 3), # 39 Exhibit 25 (Part 2 of 3), # 40 Exhibit 25 (Part 3 of 3), # 41 Exhibit 26, # 42 Exhibit 27, # 43 Exhibit 28, # 44 Exhibit 29, # 45 Exhibit 30, # 46 Exhibit 31, # 47 Exhibit 32, # 48 Exhibit 33, # 49 Exhibit 34, # 50 Exhibit 35, # 51 Exhibit 36)Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762- LAK(McGarry, Mary) (Entered: 04/27/2009)

04/27/2009 61 MOTION to Dismiss the Amended Consolidated Class Action Complaint . Document filed by Moody's Corp., Moody's Investors Service, Inc..Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Rubins, Joshua) (Entered: 04/27/2009)

04/27/2009 62 AFFIDAVIT of Joshua M. Rubins in Support re: (61 in 1:08-cv-06762-LAK) MOTION to Dismiss.. Document filed by Moody's Corp., Moody's Investors Service, Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C-J)Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Rubins, Joshua) (Entered: 04/27/2009)

04/27/2009 63 MEMORANDUM OF LAW in Support re: (61 in 1:08-cv-06762-LAK) MOTION to Dismiss.. Document filed by Moody's Corp., Moody's Investors Service, Inc.. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Rubins, Joshua) (Entered: 04/27/2009)

04/27/2009 64 MOTION to Dismiss the Consolidated Amended Complaint . Document filed by The McGraw Hill Companies, Inc..Filed In Associated Cases: 1:09-md-02017-LAK, 1:08- cv-06762-LAK(Abrams, Floyd) (Entered: 04/27/2009)

04/27/2009 65 AFFIDAVIT of Floyd Abrams in Support re: (64 in 1:08-cv-06762-LAK) MOTION to Dismiss.. Document filed by The McGraw-Hill Companies, Inc., The McGraw Hill Companies, Inc.. (Attachments: # 1 Part 2, # 2 Part 3, # 3 Part 4, # 4 Part 5, # 5 Part 6, # 6 Part 7)Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762- LAK(Abrams, Floyd) (Entered: 04/27/2009)

04/27/2009 66 MEMORANDUM OF LAW in Support re: (64 in 1:08-cv-06762-LAK) MOTION to Dismiss.. Document filed by The McGraw-Hill Companies, Inc., The McGraw Hill Companies, Inc.. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762- LAK(Abrams, Floyd) (Entered: 04/27/2009)

04/28/2009 67 MOTION for David R. Boyd to Appear Pro Hac Vice. Document filed by Incapital LLC.Filed In Associated Cases: 1:09-md-02017-LAK et al.(rjm) (Entered: 04/29/2009)

04/29/2009 68 NOTICE OF CHANGE OF ADDRESS by Jonathan Philip Krisbergh on behalf of Incapital LLC. New Address: Boies, Schiller & Flexner LLP, 575 Lexington Avenue, 7th Floor, New York, New York, 10022, 212-446-2300. Filed In Associated Cases: 1:09-md-02017-LAK et al.(Krisbergh, Jonathan) (Entered: 04/29/2009)

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MEMO ENDORSED granting (146) Motion for David R. Boyd to Appear Pro Hac Vice in case for Consolidated Defendant Incapital. 1:08-cv-05523-LAK; granting (89) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:08-cv-05598-LAK; granting (67) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:08-cv-06762-LAK; granting (98) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:08-cv-08225-LAK; granting (54) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:08-cv-09404-LAK; granting (53) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:08-cv-09578-LAK; granting (41) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:08-cv-09793-LAK; granting (33) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:08-cv-10008-LAK; granting (45) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:08-cv-10058-LAK; granting (41) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:08-cv-10206-LAK; granting (22) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:08-cv-10686-LAK; granting (117) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-md-02017-LAK; granting (18) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-01236-LAK; granting (20) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-01231-LAK; granting (19) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-01237-LAK; granting (20) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-01232-LAK; granting (29) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-01238-LAK; granting (18) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-01240-LAK; granting (21) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-01235-LAK; granting (20) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-01230-LAK; granting (28) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-01239-LAK; granting (22) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-01944-LAK; granting (16) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-01946-LAK; granting (12) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-01943-LAK; granting (15) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-02363-LAK; granting (10) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-03468-LAK; granting (10) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-03467-LAK; granting (15) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-03474-LAK; granting (14) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-03475-LAK; granting (15) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-03476-LAK; granting (9) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-03478-LAK; granting (10) Motion for David R. Boyd to Appear Pro Hac Vice in case 1:09-cv-03480-LAK. (Signed by Judge Lewis A. Kaplan on 5/1/2009) Filed In Associated Cases: 1:09-md-02017-LAK et al.(jmi) (Entered: 05/05/2009)

05/04/2009

69

05/05/2009 70 NOTICE OF APPEARANCE by David R. Boyd on behalf of Incapital LLC Filed In Associated Cases: 1:09-md-02017-LAK et al.(Boyd, David) (Entered: 05/05/2009)

05/08/2009 71 NOTICE of Substitution of Attorney. Old Attorney: Schoengold Sporn Laitman & Lometti, P.C., New Attorney: Christopher Lometti, Daniel Rehns, Joel Laitman, Address: Cohen Milstein Sellers & Toll PLLC, 150 East 52nd Street, 30th Floor, New York, New York, USA 10022, 212-838-7797. Document filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust. Filed In Associated Cases: 1:09-md-02017-LAK et al.(Rehns, Daniel) (Entered: 05/08/2009)

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05/08/2009 72 MOTION to Appoint Counsel Cohen Milstein Sellers & Toll PLLC . Document filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust.Filed In Associated Cases: 1:09-md-02017- LAK et al.(Rehns, Daniel) (Entered: 05/08/2009)

05/08/2009 73 MEMORANDUM OF LAW in Support re: (50 in 1:08-cv-10058-LAK, 20 in 1:09-cv- 03474-LAK, 15 in 1:09-cv-03480-LAK, 59 in 1:08-cv-09404-LAK, 94 in 1:08-cv-05598-LAK, 123 in 1:09-md-02017-LAK, 72 in 1:08-cv-06762-LAK, 34 in 1:09-cv-01238-LAK, 20 in 1:09-cv-03476-LAK, 26 in 1:09-cv-01235-LAK, 20 in 1:09-cv-02363-LAK, 17 in 1:09-cv-01943-LAK, 15 in 1:09-cv-03467-LAK, 103 in 1:08-cv-08225-LAK, 38 in 1:08-cv-10008-LAK, 46 in 1:08-cv-09793-LAK, 33 in 1:09-cv-01239-LAK, 23 in 1:09-cv-01236-LAK, 25 in 1:09-cv-01232-LAK, 46 in 1:08-cv-10206-LAK, 27 in 1:09-cv-01944-LAK, 25 in 1:09-cv-01231-LAK, 152 in 1:08-cv-05523-LAK, 21 in 1:09-cv-01946-LAK, 58 in 1:08-cv-09578-LAK, 15 in 1:09-cv-03468-LAK, 24 in 1:09-cv-01237-LAK, 14 in 1:09-cv-03478-LAK, 25 in 1:09-cv-01230-LAK, 27 in 1:08-cv-10686-LAK, 20 in 1:09-cv-03475-LAK, 23 in 1:09-cv-01240-LAK) MOTION to Appoint Counsel. Cohen Milstein Sellers & Toll PLLC . Document filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust. Filed In Associated Cases: 1:09-md-02017-LAK et al.(Rehns, Daniel) (Entered: 05/08/2009)

05/08/2009 74 DECLARATION of Christopher Lometti in Support re: (15 in 1:09-cv-03480-LAK, 152 in 1:08-cv-05523-LAK) MOTION to Appoint Counsel.. Document filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust. (Attachments: # 1 Exhibit Ex. A - CMST Resume)Filed In Associated Cases: 1:09-md-02017-LAK et al.(Rehns, Daniel) (Entered: 05/08/2009)

05/20/2009 ***NOTE TO ATTORNEY TO E-MAIL PDF. Note to Attorney Christopher Lometti, Joel Paul Laitman for noncompliance with Section (14.3) of the S.D.N.Y. Electronic Case Filing Rules & Instructions. E-MAIL the PDF for Document 32 Amended Complaint, to: [email protected] . (ama) (Entered: 05/20/2009)

05/21/2009 75 NOTICE OF CHANGE OF ADDRESS by Daniel Brett Rehns on behalf of Lehman Brothers, Inc.. New Address: Cohen Milstein Sellers & Toll PLLC, 150 East 52nd Street, 30th Floor, New York, New York, US 10022, 212-838-7797. Filed In Associated Cases: 1:09-md-02017-LAK et al.(Rehns, Daniel) (Entered: 05/21/2009)

05/26/2009 76 NOTICE OF CHANGE OF ADDRESS by Kenneth Mark Rehns on behalf of Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust. New Address: Cohen Milstein Sellers & Toll PLLC, 150 East 52nd Street, 30th Floor, New York, New York, USA 10022, 212- 838-7797. Filed In Associated Cases: 1:09-md-02017-LAK et al.(Rehns, Kenneth) (Entered: 05/26/2009)

05/27/2009 77 NOTICE OF CHANGE OF ADDRESS by Christopher Lometti on behalf of Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust. New Address: Cohen Milstein Sellers & Toll PLLC, 150 East 52nd, 30th Floor, New York, New York, USA 10022, 212-838-7797. Filed In Associated Cases: 1:09-md-02017-LAK et al.(Lometti, Christopher) (Entered: 05/27/2009)

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06/03/2009

78

PRETRIAL ORDER NO. 10 (Motion to Substitute Lead Counsel). The motion of Locals 302 and 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust to substitute lead counsel [docket item 123] is granted. (Signed by Judge Lewis A. Kaplan on 6/3/09) Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(rjm) (Entered: 06/03/2009)

06/23/2009 79 ENDORSED LETTER addressed to Judge Lewis A. Kaplan from Christopher Lometti dated 6/19/2009 re: Counsel writes to request permission to file a single brief in opposition to the Rating Agency defendants' motion which exceeds the page limit ordinarily permitted by Your Honor's rules. ENDORSEMENT: Granted. So Ordered. (Signed by Judge Lewis A. Kaplan on 6/22/2009) (jfe) (Entered: 06/23/2009)

06/23/2009 80 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU (Rule 7.1 Statement) - MOTION for Disclosure Rule 7.1 Disclosure Statement of Defendant Incapital LLC . Document filed by Incapital LLC.Filed In Associated Cases: 1:09-md-02017-LAK et al.(Boyd, David) Modified on 6/25/2009 (jar). (Entered: 06/23/2009)

06/24/2009 81 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Incapital Holdings LLC as Corporate Parent. Document filed by Incapital LLC.Associated Cases: 1:09-md-02017-LAK et al.(Boyd, David) (Entered: 06/24/2009)

06/24/2009 82 MEMO ENDORSED in case 1:08-cv-05523-LAK; granting (148) Motion for Avi S. Grabow to Appear Pro Hac Vice in case 1:09-md-02017-LAK. (Signed by Judge Lewis A. Kaplan on 6/24/09) Filed In Associated Cases: 1:09-md-02017-LAK et al.(rjm) (Entered: 06/25/2009)

06/24/2009 Transmission to Attorney Admissions Clerk. Transmitted re: (31 in 1:09-cv-01240- LAK, 42 in 1:09-cv-01238-LAK, 35 in 1:08-cv-10686-LAK, 35 in 1:09-cv-01944- LAK, 153 in 1:09-md-02017-LAK, 32 in 1:09-cv-01946-LAK, 23 in 1:09-cv-03478- LAK, 82 in 1:08-cv-06762-LAK, 25 in 1:09-cv-01943-LAK, 33 in 1:09-cv-01231- LAK, 28 in 1:09-cv-03475-LAK, 67 in 1:08-cv-09404-LAK, 33 in 1:09-cv-01230- LAK, 26 in 1:09-cv-03480-LAK, 58 in 1:08-cv-10058-LAK, 66 in 1:08-cv-09578- LAK, 54 in 1:08-cv-09793-LAK, 33 in 1:09-cv-02363-LAK, 34 in 1:09-cv-01235- LAK, 28 in 1:09-cv-03474-LAK, 28 in 1:09-cv-03476-LAK, 111 in 1:08-cv-08225- LAK, 32 in 1:09-cv-01237-LAK, 54 in 1:08-cv-10206-LAK, 31 in 1:09-cv-01236- LAK, 105 in 1:08-cv-05598-LAK, 26 in 1:09-cv-03468-LAK, 46 in 1:08-cv-10008- LAK, 26 in 1:09-cv-03467-LAK, 41 in 1:09-cv-01239-LAK, 33 in 1:09-cv-01232- LAK, 164 in 1:08-cv-05523-LAK) Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. Filed In Associated Cases: 1:09-md-02017-LAK et al.(rjm) (Entered: 06/25/2009)

06/24/2009 83 MEMO ENDORSED in case 1:08-cv-05523-LAK; granting (149) Motion for Steven J. Toll to Appear Pro Hac Vice in case 1:09-md-02017-LAK. (Signed by Judge Lewis A. Kaplan on 6/24/09) Filed In Associated Cases: 1:09-md-02017-LAK et al.(rjm) (Entered: 06/25/2009)

06/24/2009 Transmission to Attorney Admissions Clerk. Transmitted re: (27 in 1:09-cv-03468- LAK, 43 in 1:09-cv-01238-LAK, 33 in 1:09-cv-01946-LAK, 67 in 1:08-cv-09578- LAK, 29 in 1:09-cv-03475-LAK, 34 in 1:09-cv-01231-LAK, 24 in 1:09-cv-03478- LAK, 29 in 1:09-cv-03476-LAK, 26 in 1:09-cv-01943-LAK, 59 in 1:08-cv-10058- LAK, 55 in 1:08-cv-10206-LAK, 34 in 1:09-cv-01232-LAK, 154 in 1:09-md-02017- LAK, 42 in 1:09-cv-01239-LAK, 55 in 1:08-cv-09793-LAK, 106 in 1:08-cv-05598-

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LAK, 32 in 1:09-cv-01240-LAK, 29 in 1:09-cv-03474-LAK, 83 in 1:08-cv-06762- LAK, 27 in 1:09-cv-03480-LAK, 36 in 1:08-cv-10686-LAK, 33 in 1:09-cv-01237- LAK, 112 in 1:08-cv-08225-LAK, 47 in 1:08-cv-10008-LAK, 165 in 1:08-cv-05523- LAK, 35 in 1:09-cv-01235-LAK, 36 in 1:09-cv-01944-LAK, 34 in 1:09-cv-02363- LAK, 68 in 1:08-cv-09404-LAK, 34 in 1:09-cv-01230-LAK, 27 in 1:09-cv-03467- LAK, 32 in 1:09-cv-01236-LAK) Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. Filed In Associated Cases: 1:09-md-02017-LAK et al.(rjm) (Entered: 06/25/2009)

06/29/2009 84 MEMORANDUM OF LAW in Opposition re: (58 in 1:08-cv-06762-LAK, 102 in 1:09-md-02017-LAK) MOTION to Dismiss.. Document filed by New Jersey Carpenters Health Fund, Boilermakers-Blacksmith National Pension Trust, Local 302 and 612 - Int'l Union of Operating Engineers. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Rehns, Daniel) (Entered: 06/29/2009)

06/29/2009 85 MEMORANDUM OF LAW in Opposition re: (105 in 1:09-md-02017-LAK, 61 in 1:08-cv-06762-LAK) MOTION to Dismiss the Amended Consolidated Class Action Complaint ., (64 in 1:08-cv-06762-LAK, 108 in 1:09-md-02017-LAK) MOTION to Dismiss.. Document filed by Boilermakers-Blacksmith National Pension Trust, Local 302 and 612 - Int'l Union of Operating Engineers, New Jersey Carpenters Health Fund(on behalf of itself and all others similarly situated). Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Rehns, Daniel) (Entered: 06/29/2009)

06/29/2009 86

DECLARATION of Joel P. Laitman in Opposition re: (105 in 1:09-md-02017-LAK, 61 in 1:08-cv-06762-LAK) MOTION to Dismiss the Amended Consolidated Class Action Complaint ., (64 in 1:08-cv-06762-LAK, 108 in 1:09-md-02017-LAK) MOTION to Dismiss.. Document filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund, Boilermakers-Blacksmith National Pension Trust. (Attachments: # 1 Exhibit Ex. A, # 2 Exhibit Ex. B, # 3 Exhibit Ex. C, # 4 Exhibit Ex. D, # 5 Exhibit Ex. E, # 6 Exhibit Ex. F, # 7 Exhibit Ex. G, # 8 Exhibit Ex. H, # 9 Exhibit Ex. I)Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762- LAK(Rehns, Daniel) (Entered: 06/29/2009)

06/29/2009

07/29/2009

87 NOTICE OF APPEARANCE by Kenneth Mark Rehns on behalf of Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund, Boilermakers-Blacksmith National Pension Trust Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Rehns, Kenneth) (Entered: 06/29/2009)

88 ENDORSED LETTER addressed to Judge Lewis A. Kaplan from Michael J. Chepiga dated 7/28/09 re: We represent the seven individual defendants in this action. We write to request permission to file a reply brief in support of the individual defendants' motion to dismiss the Consolidated Securities Class Action Complaint that exceeds the page limit ordinarily permitted by Your Honor's rules. ENDORSEMENT: Granted. (Signed by Judge Lewis A. Kaplan on 7/29/09) Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(rjm) (Entered: 07/29/2009)

07/31/2009 89 REPLY MEMORANDUM OF LAW in Support re: (58 in 1:08-cv-06762-LAK, 102 in 1:09-md-02017-LAK) MOTION to Dismiss.. Document filed by Mark L. Zusy, Lana Franks, Edward Grieb, Kristine Smith, Richard McKinney, Samir Tabet, James J. Sullivan. (Attachments: # 1 Certificate of Service)Filed In Associated Cases: 1:09-

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md-02017-LAK, 1:08-cv-06762-LAK(Chepiga, Michael) (Entered: 07/31/2009)

07/31/2009 90 DECLARATION of Michael C. Ledley in Support re: (58 in 1:08-cv-06762-LAK, 102 in 1:09-md-02017-LAK) MOTION to Dismiss.. Document filed by Mark L. Zusy, Lana Franks, Edward Grieb, Kristine Smith, Richard McKinney, Samir Tabet, James J. Sullivan. (Attachments: # 1 Exhibit 1 (Part 1 of 2), # 2 Exhibit 1 (Part 2 of 2), # 3 Certificate of Service)Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Ledley, Michael) (Entered: 07/31/2009)

07/31/2009 91 REPLY MEMORANDUM OF LAW in Support re: (61 in 1:08-cv-06762-LAK) MOTION to Dismiss.. Document filed by Moody's Corp., Moody's Investors Service, Inc.. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Rubins, Joshua) (Entered: 07/31/2009)

08/07/2009 92 NOTICE OF APPEARANCE by Stephen Douglas Bunch on behalf of Boilermakers- Blacksmith National Pension Trust, New Jersey Carpenters Health Fund(On Behalf of Itself and All Others Similarly Situated), Local 302 and 612 - Int'l Union of Operating Engineers, Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund, New Jersey Carpenters Health Fund(on behalf of itself and all others similarly situated) Filed In Associated Cases: 1:09-md-02017-LAK et al.(Bunch, Stephen) (Entered: 08/07/2009)

09/17/2009 93 NOTICE OF APPEARANCE by Imtiaz A. Siddiqui on behalf of Zenith Insurance Co., The San Mateo County Investment Pool, Lou Solton, City of Auburn, City of Burbank, City of San Buenaventura, Contra Costa Water District, Vallejo Sanitation & Flood Control District Filed In Associated Cases: 1:09-md-02017-LAK et al.(Siddiqui, Imtiaz) (Entered: 09/17/2009)

10/22/2009 94 MOTION Notice of Plaintiffs' Motion for Limited Relief from the PSLRA Discovery Stay. Document filed by Boilermakers-Blacksmith National Pension Trust, New Jersey Carpenters Health Fund(On Behalf of Itself and All Others Similarly Situated), Local 302 and 612 - Int'l Union of Operating Engineers, Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund, New Jersey Carpenters Health Fund(on behalf of itself and all others similarly situated).Filed In Associated Cases: 1:09-md-02017-LAK et al.(Lometti, Christopher) (Entered: 10/22/2009)

10/22/2009 95 MEMORANDUM OF LAW in Support re: (39 in 1:09-cv-01944-LAK, 115 in 1:08- cv-08225-LAK, 81 in 1:09-cv-02363-LAK, 3 in 1:09-cv-07877-LAK, 110 in 1:08-cv-05598-LAK, 31 in 1:09-cv-03467-LAK, 36 in 1:09-cv-01237-LAK, 3 in 1:09-cv-07878-LAK, 30 in 1:09-cv-03480-LAK, 31 in 1:09-cv-03468-LAK, 9 in 1:09-cv-06041-LAK, 46 in 1:09-cv-01238-LAK, 32 in 1:09-cv-03474-LAK, 45 in 1:09-cv-01239-LAK, 32 in 1:09-cv-03476-LAK, 70 in 1:08-cv-09578-LAK, 32 in 1:09-cv-03475-LAK, 62 in 1:08-cv-10058-LAK, 4 in 1:09-cv-06652-LAK, 6 in 1:09-cv-07900-LAK, 50 in 1:08-cv-10008-LAK, 28 in 1:09-cv-03478-LAK, 37 in 1:09-cv-01946-LAK, 5 in 1:09-cv-06040-LAK, 37 in 1:09-cv-01230-LAK, 58 in 1:08-cv-10206-LAK, 35 in 1:09-cv-01240-LAK, 58 in 1:08-cv-09793-LAK, 193 in 1:09-md-02017-LAK, 94 in 1:08-cv-06762-LAK, 29 in 1:09-cv-01943-LAK, 183 in 1:08-cv-05523-LAK, 37 in 1:09-cv-01231-LAK, 37 in 1:09-cv-01232-LAK, 35 in 1:09-cv-01236-LAK, 38 in 1:09-cv-01235-LAK, 71 in 1:08-cv-09404-LAK, 39 in 1:08-cv-10686-LAK) MOTION Notice of Plaintiffs' Motion for Limited Relief from the

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PSLRA Discovery Stay.. Document filed by Boilermakers-Blacksmith National Pension Trust, New Jersey Carpenters Health Fund(On Behalf of Itself and All Others Similarly Situated), Local 302 and 612 - Int'l Union of Operating Engineers, B.C. Ziegler and Company, Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund, New Jersey Carpenters Health Fund(on behalf of itself and all others similarly situated). Filed In Associated Cases: 1:09-md-02017-LAK et al.(Lometti, Christopher) (Entered: 10/22/2009)

10/27/2009 96 MEMORANDUM OF LAW in Opposition re: (39 in 1:09-cv-01944-LAK, 46 in 1:09- cv-01238-LAK, 32 in 1:09-cv-03474-LAK, 45 in 1:09-cv-01239-LAK, 32 in 1:09-cv-03476-LAK, 32 in 1:09-cv-03475-LAK, 193 in 1:09-md-02017-LAK, 94 in 1:08-cv-06762-LAK) MOTION Notice of Plaintiffs' Motion for Limited Relief from the PSLRA Discovery Stay. Sasco Individual Defendants' And California Action Defendants' Memorandum of Law in Opposition to Sasco Plaintiffs' and California Actions Plaintiffs' Joinder Motions to Modify the Discovery Stay . Document filed by Mark L. Zusy, Lana Franks, Edward Grieb, Kristine Smith, Richard McKinney, Samir Tabet, James J. Sullivan, Christopher M. O'Meara, John F. Akers, Roger S. Berlind, Ronald Hernandez, Marsha Johnson Evans, Joseph M. Gregory, Roland A. Hernandez, Henry Kaufman, Ian Lowitt, David Goldfarb, John F Akers. Filed In Associated Cases: 1:09-md-02017-LAK et al.(Chepiga, Michael) (Entered: 10/27/2009)

11/09/2009 97 MEMORANDUM OF LAW in Opposition re: 94 MOTION Notice of Plaintiffs' Motion for Limited Relief from the PSLRA Discovery Stay.. Document filed by Moody's Investors Service, Inc., The McGraw Hill Companies, Inc.. (Abrams, Floyd) (Entered: 11/09/2009)

11/23/2009 98 REPLY MEMORANDUM OF LAW in Support re: (193 in 1:09-md-02017-LAK, 94 in 1:08-cv-06762-LAK) MOTION Notice of Plaintiffs' Motion for Limited Relief from the PSLRA Discovery Stay.. Document filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund, Boilermakers-Blacksmith National Pension Trust. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Rehns, Kenneth) (Entered: 11/23/2009)

12/10/2009 99 PRETRIAL ORDER NO. 11 (Scheduling Order). Oral argument on the motions to dismiss will be held on Tuesday, January 26, 2010 at 10:00 a.m. (Signed by Judge Lewis A. Kaplan on 12/10/09) Filed In Associated Cases: 1:09-md-02017-LAK et al.(rjm) Modified on 12/17/2009 (rjm). (Entered: 12/10/2009)

12/10/2009 Set Deadlines/Hearings: Oral Argument set for 1/26/2010 at 10:00 AM before Judge Lewis A. Kaplan. Associated Cases: 1:09-md-02017-LAK et al.(rjm) (Entered: 12/17/2009)

12/11/2009 100 ORDER. Accordingly, the Lead Plaintiffs' motions to modifY the PSLRA discovery stay [09MD2017, docket items 188 & 193; 08 Civ. 5523, docket item 179; 08 Civ. 6762, docket item 94] are denied. denying (179) Motion in case 1:08-cv-05523-LAK; denying (94) Motion in case 1:08-cv-06762-LAK; denying (188) Motion; denying (193) Motion in case 1:09-md-02017-LAK. (Signed by Judge Lewis A. Kaplan on 12/11/09). Filed In Associated Cases: 1:09-md-02017-LAK et al.(rjm) (Entered: 12/11/2009)

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12/18/2009

101 ENDORSED LETTER addressed to Judge Lewis A. Kaplan from Max W. Berger dated 12/16/09 re: I write to inform the Court that the Plaintiffs' Executive Committee has selected the undersigned (Max W. Berger) to serve as chair of the committee going forward. ENDORSEMENT: So Ordered. Approved. (Signed by Judge Lewis A. Kaplan on 12/18/09) Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-05523-LAK, 1:08-cv-05598-LAK, 1:08-cv-06762-LAK(rjm) (Entered: 12/18/2009)

12/23/2009

12/23/2009

102 NOTICE OF APPEARANCE by Erika Hannelore Burk on behalf of Michael L. Ainslie, John F. Akers, Roger S. Berlind, Thomas H. Cruikshank, Marsha Johnson Evans, Christopher Gent, Roland A. Hernandez, Henry Kaufman, John d. Macomber, Ronald A. Hernandez, John D Macomber, John D. Macomber, Ronald Hernandez, Christopher Gent, Sir, Sir Christopher Gent, Michael L. Ainsle, John F Akers, Roland Hernandez Filed In Associated Cases: 1:09-md-02017-LAK et al.(Burk, Erika) (Entered: 12/23/2009)

103 NOTICE OF APPEARANCE by Michael Joseph Chepiga on behalf of Michael L. Ainslie, John F. Akers, Roger S. Berlind, Thomas H. Cruikshank, Marsha Johnson Evans, Christopher Gent, Roland A. Hernandez, Henry Kaufman, John d. Macomber, Ronald A. Hernandez, John D Macomber, John D. Macomber, Ronald Hernandez, Christopher Gent, Sir, Sir Christopher Gent, Michael L. Ainsle, John F Akers, Roland Hernandez Filed In Associated Cases: 1:09-md-02017-LAK et al.(Chepiga, Michael) (Entered: 12/23/2009)

12/23/2009 104

NOTICE OF APPEARANCE by Mary Elizabeth McGarry on behalf of Michael L. Ainslie, John F. Akers, Roger S. Berlind, Thomas H. Cruikshank, Marsha Johnson Evans, Christopher Gent, Roland A. Hernandez, Henry Kaufman, John d. Macomber, John D Macomber, John D. Macomber, Christopher Gent, Sir, Sir Christopher Gent, Michael L. Ainsle, John F Akers, Roland Hernandez Filed In Associated Cases: 1:09- md-02017-LAK et al.(McGarry, Mary) (Entered: 12/23/2009)

01/22/2010

01/22/2010

02/01/2010

105 MOTION for Richard D. Bernstein to Appear Pro Hac Vice. Document filed by Ian Lowitt.Filed In Associated Cases: 1:09-md-02017-LAK et al.(rjm) (Entered: 01/27/2010)

106 PRETRIAL ORDER NO. 12 (Argument of Motions). The Court hereby fixes the following approximate time allocations for the argument on January 26, 2010 of the pending motions: Equity/Debt Case: Motion to dismiss Securities Act Claims: 1 hour. Motion to dismiss Exchange Act Claims: 40 minutes. ERISA Case: 40 minutes. Mortgage-Backed Securities Case: Rating agencies' motion to dismiss: 40 minutes. Individual defendants' motion to dismiss: 40 minutes. The Equity/Debt and ERISA motions will be heard beginning at 10 a.m. The Mortgage-Backed Securities motions will be heard beginning at 2:15 p.m. (Signed by Judge Lewis A. Kaplan on 1/22/10) Filed In Associated Cases: 1:09-md-02017-LAK et al.(rjm) (Entered: 01/27/2010)

107 MEMORANDUM OPINION. The collapse of the mortgage-backed securities market has been a national disaster. Many actors, quite likely including the Rating Agencies, contributed to the catastrophe. But the task before this Court is a narrow one. It is to compare this complaint with the law governing liability on the particular legal theories selected by the plaintiffs and to determine whether the complaint, even if every word in it were proved at trial, would satisfy any of those theories. I have concluded that it would not. Accordingly, the motions of defendants Moodys Investors Service, Inc., and The McGraw-Hill Book Companies, Inc., [09 MD 2017, docket items 105, 108;

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08 Civ. 6762, docket items 61, 64] to dismiss the complaint as against them are granted. (Signed by Judge Lewis A. Kaplan on 2/1/10) Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(rjm) (Entered: 02/02/2010)

02/03/2010 108 PRETRIAL ORDER NO. 13 (Rule 54(b) Certification of Dismissal of Rating Agencies). I recently granted the motions of defendants Moody's Investors Service, Inc. ("Moody's"), and The McGraw-Hill Companies, Inc. ("McGraw-Hill"), to dismiss the consolidated amended complaint as to them. That ruling fully disposes of all claims against those defendants in this matter. There is no just reason for delay in entry of final judgment. Accordingly, the Clerk shall enter final judgment of dismissal insofar as this action and those consolidated with it were brought against Moody's and McGraw-Hill. (Signed by Judge Lewis A. Kaplan on 2/3/10) Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(rjm) (Entered: 02/03/2010)

02/03/2010 Transmission to Judgments and Orders Clerk. Transmitted re: (108 in 1:08-cv-06762- LAK, 224 in 1:09-md-02017-LAK) Pretrial Order, to the Judgments and Orders Clerk. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(rjm) (Entered: 02/03/2010)

02/04/2010 109 CLERK'S JUDGMENT in favor of BNC Mortgage Loan Trust 2006-1, BNC Mortgage Loan Trust 2006-2, First Franklin Mortgage Loan Trust 2006-FF12, First Franklin Mortgage Loan Trust 2006-FF2, First Franklin Mortgage Loan Trust 2006- FFA, First Franklin Mortgage Loan Trust 2006-FFB, GreenPoint Mortgage Funding Trust Series 2006-AR4, GreenPoint Mortgage Funding Trust Series 2006-AR5, GreenPoint Mortgage Funding Trust, Series 2006-AR7, GreenPoint Mortgage Funding Trust, Series 2006-HE1, Greenpoint Mortgage Funding Trust, Series 2006- AR6, Greenpoint Mortgage Funding Trust, Series 2006-AR8, Greenpoint Mortgage Funding Trust, Series 2007-AR1, Greenpoint Mortgage Funding Trust, Series 2007- AR3, Lehman Brothers, Inc., Lehman Mortgage Trust 2006-2, Lehman Mortgage Trust 2006-5, Lehman Mortgage Trust 2006-6, Lehman Mortgage Trust 2006-7, Lehman Mortgage Trust 2006-8, Lehman Mortgage Trust 2006-9, Lehman Mortgage Trust 2007-1, Lehman Mortgage Trust 2007-2, Lehman Mortgage Trust 2007-3, Lehman Mortgage Trust 2007-4, Lehman Mortgage Trust 2007-5, Lehman XS Trust 2005-4, Lehman XS Trust 2005-5N, Lehman XS Trust 2005-6, Lehman XS Trust 2005-7N, Lehman XS Trust 2005-8, Lehman XS Trust 2005-9N, Lehman XS Trust 2006-1, Lehman XS Trust 2006-11, Lehman XS Trust 2006-13, Lehman XS Trust 2006-14N, Lehman XS Trust 2006-15, Lehman XS Trust 2006-16N, Lehman XS Trust 2006-17, Lehman XS Trust 2006-18N, Lehman XS Trust 2006-19, Lehman XS Trust 2006-20, Lehman XS Trust 2006-2N, Lehman XS Trust 2006-3, Lehman XS Trust 2006-4N, Lehman XS Trust 2006-5, Lehman XS Trust 2006-GP1, Lehman XS Trust 2006-GP2, Lehman XS Trust 2007-1, Lehman XS Trust 2007-10H, Lehman XS Trust 2007-11, Lehman XS Trust 2007-12N, Lehman XS Trust 2007-2N, Lehman XS Trust 2007-4N, Lehman XS Trust 2007-5H, Lehman XS Trust 2007-6, Lehman XS Trust 2007-7N, Lehman XS Trust 2007-9, Lehman XS Trust Series 2005-5N, Lehman XS Trust Series 2005-7N, Lehman XS Trust Series 2005-9N, Lehman XS Trust Series 2006-16N, Lehman XS Trust Series 2006-2N, Local 302 and 612 - Int'l Union of Operating Engineers, Moody's Corp., Moody's Investors Service, Inc., New Jersey Carpenters Health Fund, Structured Adjustable Rate Mortgage Loan Trust 2006-10, Structured Adjustable Rate Mortgage Loan Trust 2006-11, Structured Adjustable Rate Mortgage Loan Trust 2006-12, Structured Adjustable Rate Mortgage Loan Trust 2006-2, Structured Adjustable Rate Mortgage Loan Trust 2006-3, Structured

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Adjustable Rate Mortgage Loan Trust 2006-4, Structured Adjustable Rate Mortgage Loan Trust 2006-8, Structured Adjustable Rate Mortgage Loan Trust 2006-9, Structured Adjustable Rate Mortgage Loan Trust 2007-1, Structured Adjustable Rate Mortgage Loan Trust 2007-2, Structured Adjustable Rate Mortgage Loan Trust 2007- 3, Structured Adjustable Rate Mortgage Loan Trust 2007-4, Structured Adjustable Rate Mortgage Loan Trust 2007-5, Structured Adjustable Rate Mortgage Loan Trust 2007-6, Structured Asset Investment Loan Trust 2006-2, Structured Asset Investment Loan Trust 2006-BNC1, Structured Asset Investment Loan Trust 2006-BNC3, Structured Asset Securities Corporation, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC1, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC2, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC3, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC4, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC5, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC6, Structured Asset Securities Corporation Mortgage Loan Trust 2006-S1, Structured Asset Securities Corporation Mortgage Loan Trust 2006-S3, Structured Asset Securities Corporation Mortgage Loan Trust 2006-S4, Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF1, Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF3, Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC1, Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC2, Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC3, Structured Asset Securities Corporation Mortgage Loan Trust 2007-EQ1, Structured Asset Securities Corporation Mortgage Loan Trust 2007-OSI, Structured Asset Securities Corporation Mortgage Loan Trust 2007-WF1, Edward Grieb, James J. Sullivan, Kristine Smith, Lana Franks, Mark L. Zusy, Richard McKinney, Samir Tabet against Mortgage Trust 2007-6, Boilermakers-Blacksmith National Pension Trust, Madeline Dimodica that defts' motion to dismiss is granted and this case is closed. (Signed by J. Michael McMahon, Clerk on 2/4/10) (jf) (Additional attachment(s) added on 2/4/2010: # 1 notice of right to appeal) (jf). (Entered: 02/04/2010)

02/05/2010 110 AMENDED JUDGMENT Defendants Moody's Investors Service, Inc. and The McGraw Hill Companies, Inc., having moved to dismiss, and the matter having come before the Honorable Lewis A. Kaplan, United States District Judge, and the Court on February 1, 2010, having rendered its Memorandum Opinion granting the above mentioned defendants' motion to dismiss, it is, ORDERED, ADJUDGED AND DECREED: That for the reasons stated in the Court's Memorandum and Order dated February 1, 2010, the defendants Moody's Investors Service, Inc. and the McGraw Hill Companies, Inc. motion to dismiss is granted. (Signed by J. Michael McMahon, Clerk on 2/5/10) (Attachments: # 1 Notice of Right to Appeal)Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(dt). (Original Doc. # 230 filed in 09 md 2017). (Entered: 02/05/2010)

02/17/2010 111 MEMORANDUM OPINION. For the foregoing reasons, the Individual Defendants motion to dismiss the complaint [09 MD 2017, docket item 102, 08 Civ. 6762, docket item 58] is granted to the extent that the complaint is dismissed in all respects except that it is denied with respect to the (1) Section 11 claims based on the alleged disclosure flaws with respect to the alleged departures from underwriting standards as they relate to the offerings listed on Schedule A and (2) Section 15 claims based on the Individual Defendants alleged control of SASCO. (Signed by Judge Lewis A. Kaplan on 2/17/10) Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762- LAK(rjm) (Entered: 02/17/2010)

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02/17/2010 ***DELETED DOCUMENT. Deleted document number 112 Memorandum Opinion. The document was incorrectly filed TWICE in this case. (db) (Entered: 02/17/2010)

02/24/2010 112 ORDER. The Court recently issued a memorandum opinion in this case which, among other things, dismissed for lack of standing claims with respect to three offerings for which named plaintiffs had not presented a signed certification required by the Private Securities Litigation Reform Act In re Lehman Brothers Securities and ERISA Litigation, 09 MD 2017 (LAK), 2010 WL 545992, at *I n.2 (S:D:NY Feb: 17, 2010). It has been brought to the Court's attention that a signed certification listing securities purchased in these three offerings had been filed on March 6, 2009 [08 Civ: 6762, docket item 35]. The signed certification was never mentioned in plaintiffs' briefing notwithstanding the Individual Defendants' argument that the unsigned certification eliminated named plaintiffs' standing with respect to these offerings. Considering all the circumstances, however, the memorandum opinion is amended by substituting the attached pages 2, 3, 6-9, and 19 for the corresponding original pages. (Signed by Judge Lewis A. Kaplan on 2/23/10) Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(rjm) (Entered: 02/24/2010)

03/01/2010 113 STIPULATION AND ORDER. IT IS HEREBY STIPULATED AND AGREED by and among the parties, through their undersigned counsel that the Individual Defendants' time to answer the Consolidated Complaint is hereby extended to March 19, 2010, inclusive. (Signed by Judge Lewis A. Kaplan on 3/1/10) Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(rjm) (Entered: 03/02/2010)

03/01/2010 Set Deadlines/Hearings:Mark L. Zusy answer due 3/19/2010; Boilermakers- Blacksmith National Pension Trust answer due 3/19/2010; Lana Franks answer due 3/19/2010; Edward Grieb answer due 3/19/2010; Kristine Smith answer due 3/19/2010; Richard McKinney answer due 3/19/2010; Samir Tabet answer due 3/19/2010; James J. Sullivan answer due 3/19/2010. (rjm) (Entered: 03/02/2010)

03/01/2010 114 NOTICE OF APPEAL from (110 in 1:08-cv-06762-LAK) Amended Judgment, (222 in 1:09-md-02017-LAK, 107 in 1:08-cv-06762-LAK) Memorandum & Opinion, (229 in 1:09-md-02017-LAK) Amended Judgment, Document filed by Madeline Dimodica, Boilermakers-Blacksmith National Pension Trust, New Jersey Carpenters Health Fund(On Behalf of Itself and All Others Similarly Situated), Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund(on behalf of itself and all others similarly situated). Filing fee $ 455.00, receipt number E 895623. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(tp) Modified on 3/19/2010 (nd). (Entered: 03/02/2010)

03/18/2010 115 MOTION to Intervene. Document filed by Public Employees' Retirement System of Mississippi.Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762- LAK(Harrod, James) (Entered: 03/18/2010)

03/18/2010 116 MEMORANDUM OF LAW in Support re: (241 in 1:09-md-02017-LAK, 115 in 1:08- cv-06762-LAK) MOTION to Intervene.. Document filed by Public Employees' Retirement System of Mississippi. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Harrod, James) (Entered: 03/18/2010)

03/18/2010 117 DECLARATION of George W. Neville in Support re: (241 in 1:09-md-02017-LAK, 115 in 1:08-cv-06762-LAK) MOTION to Intervene.. Document filed by Public

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Employees' Retirement System of Mississippi. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Harrod, James) (Entered: 03/18/2010)

03/19/2010 118 ANSWER to Amended Complaint with JURY DEMAND. Document filed by Mark L. Zusy, Lana Franks, Edward Grieb, Kristine Smith, Richard McKinney, Samir Tabet, James J. Sullivan. Related document: 32 Amended Complaint, filed by New Jersey Carpenters Health Fund, Local 302 and 612 - Int'l Union of Operating Engineers, Boilermakers-Blacksmith National Pension Trust.(Chepiga, Michael) (Entered: 03/19/2010)

03/23/2010 119 MOTION for Jordanna G. Thigpen to Appear Pro Hac Vice. Document filed by Zenith Insurance Co., Lou Solton, City of Auburn, City of Burbank, City of San Buenaventura, Contra Costa Water District, Vallejo Sanitation & Flood Control District.Filed In Associated Cases: 1:09-md-02017-LAK et al.(rjm) (Entered: 03/25/2010)

03/26/2010 120 NOTICE OF APPEARANCE by Robert Scott Plosky on behalf of Public Employees' Retirement System of Mississippi Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Plosky, Robert) (Entered: 03/26/2010)

03/26/2010 121 NOTICE OF APPEARANCE by Lester L. Levy, Sr on behalf of Public Employees' Retirement System of Mississippi Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Levy, Lester) (Entered: 03/26/2010)

03/30/2010 LETTER addressed to Judge Lewis A. Kaplan from Mary Elizabeth McGarry dated 3/29/10 re: Individual Defendants response to the letter dated 3/26/10 from counsel for plaintiffs in the MBS Action, which asks the Court to lift for the MBS Action only the stay of discovery imposed in the consolidated and coordinated actions under Pre-Trial Order 1 ("PTO 1"). Relates to 09md2017, 08cv6762 (entered as Doc. No. 261 in Case No. 09md2017). (rjm) (Entered: 04/07/2010)

03/31/2010 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for 75 Notice of Change of Address, filed by Lehman Brothers, Inc., 32 Amended Complaint, filed by New Jersey Carpenters Health Fund, Local 302 and 612 - Int'l Union of Operating Engineers, Boilermakers-Blacksmith National Pension Trust, 121 Notice of Appearance filed by Public Employees' Retirement System of Mississippi, 40 Stipulation and Order, Set Deadlines, 39 Notice of Appearance filed by The McGraw-Hill Companies, Inc., 17 Order, Set Hearings,, 29 Status Report filed by The San Mateo County Investment Pool, Zenith Insurance Co., 25 Notice of Appearance filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters, 14 Stipulation and Order, Set Deadlines, 59 Memorandum of Law in Support of Motion, filed by Edward Grieb, Richard McKinney, Mark L. Zusy, Lana Franks, Kristine Smith, Samir Tabet, James J. Sullivan, 67 MOTION for David R. Boyd to Appear Pro Hac Vice. filed by Incapital LLC, 100 Order on Motion for Miscellaneous Relief, 8 Declaration in Support of Motion, filed by New Jersey Carpenters Health Fund, 61 MOTION to Dismiss. filed by Moody's Investors Service, Inc., Moody's Corp., 46 Memorandum of Law in Opposition to Motion, filed by Government of Guam Retirement Fund, City of Edinburgh Council as Administering Authority of the Lothian Pension Fund, Operating Engineers Local 3 Trust Fund, Alameda County Employees' Retirement Association, Northern Ireland Local Governmental Officers Superannuation Committee, 72 MOTION to Appoint Counsel. filed by Locals 302 & 612 of the

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International Union of Operating Engineers - Employers Construction Industry Retirement Trust, 97 Memorandum of Law in Opposition to Motion filed by Moody's Investors Service, Inc., The McGraw Hill Companies, Inc., 2 Rule 7.1 Corporate Disclosure Statement filed by Lehman Brothers, Inc., 84 Memorandum of Law in Opposition to Motion, filed by New Jersey Carpenters Health Fund, Local 302 and 612 - Int'l Union of Operating Engineers, Boilermakers-Blacksmith National Pension Trust, 114 Notice of Appeal, filed by New Jersey Carpenters Health Fund, Madeline Dimodica, Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, Boilermakers-Blacksmith National Pension Trust, 96 Memorandum of Law in Opposition to Motion, filed by Ian Lowitt, David Goldfarb, Roland A. Hernandez, Marsha Johnson Evans, Joseph M. Gregory, John F Akers, Edward Grieb, John F. Akers, Christopher M. O'Meara, Mark L. Zusy, Lana Franks, Roger S. Berlind, Henry Kaufman, Kristine Smith, James J. Sullivan, Samir Tabet, Richard McKinney, Ronald Hernandez, 51 Reply Memorandum of Law in Support of Motion, filed by Madeline Dimodica, 107 Memorandum & Opinion, 98 Reply Memorandum of Law in Support of Motion, filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund, Boilermakers-Blacksmith National Pension Trust, 95 Memorandum of Law in Support of Motion, filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, B.C. Ziegler and Company, New Jersey Carpenters Health Fund, Local 302 and 612 - Int'l Union of Operating Engineers, Boilermakers-Blacksmith National Pension Trust, 50 Notice of Appearance filed by Incapital LLC, 112 Order, 83 Order on Motion to Appear Pro Hac Vice, 52 Endorsed Letter, 115 MOTION to Intervene. filed by Public Employees' Retirement System of Mississippi, 16 Stipulation and Order, Add and Terminate Attorneys, 102 Notice of Appearance, filed by John D Macomber, Michael L. Ainsle, John d. Macomber, John D. Macomber, Sir Christopher Gent, Roland A. Hernandez, Ronald A. Hernandez, Marsha Johnson Evans, Roland Hernandez, Christopher Gent, Sir, John F Akers, John F. Akers, Thomas H. Cruikshank, Henry Kaufman, Roger S. Berlind, Christopher Gent, Michael L. Ainslie, Ronald Hernandez, 119 MOTION for Jordanna G. Thigpen to Appear Pro Hac Vice. filed by City of Burbank, Vallejo Sanitation & Flood Control District, Zenith Insurance Co., Contra Costa Water District, City of San Buenaventura, City of Auburn, Lou Solton, 23 Declaration in Support of Motion, filed by Local 302 and 612 - Int'l Union of Operating Engineers, 57 Pretrial Order, 78 Pretrial Order, 47 Declaration in Opposition to Motion, filed by Operating Engineers Local 3 Trust Fund, 49 Certificate of Service Other, filed by Operating Engineers Local 3 Trust Fund, Government of Guam Retirement Fund, Alameda County Employees' Retirement Association, City of Edinburgh Council as Administering Authority of the Lothian Pension Fund, Northern Ireland Local Governmental Officers Superannuation Committee, 41 MOTION to Approve Modify Pre-Trial Order No.1 to Permit Plaintiffs to Prosecute Abandoned Bond Claims. filed by Madeline Dimodica, 35 Notice (Other), Notice (Other) filed by Local 302 and 612 - Int'l Union of Operating Engineers, 28 Pretrial Order,, 117 Declaration in Support of Motion, filed by Public Employees' Retirement System of Mississippi, 15 Notice of Appearance filed by James W. Giddens, as Trustee for the Liquidation of the Business of Lehman Brothers Inc., 108 Pretrial Order, 94 MOTION Notice of Plaintiffs' Motion for Limited Relief from the PSLRA Discovery Stay. filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund, Local 302 and 612 - Int'l

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Union of Operating Engineers, Boilermakers-Blacksmith National Pension Trust, 31 Notice of Appearance filed by Madeline Dimodica, 105 MOTION for Richard D. Bernstein to Appear Pro Hac Vice. filed by Ian Lowitt, 26 Order, Set Hearings, 54 Rule 7.1 Corporate Disclosure Statement filed by Moody's Corp., 73 Memorandum of Law in Support of Motion, filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, 45 Notice (Other), Notice (Other), Notice (Other) filed by Ian Lowitt, John d. Macomber, Sir Christopher Gent, Roland A. Hernandez, Marsha Johnson Evans, Joseph M. Gregory, Edward Grieb, Mark L. Zusy, Christopher M. O'Meara, John F. Akers, Lana Franks, Thomas H. Cruikshank, Henry Kaufman, Roger S. Berlind, Kristine Smith, Samir Tabet, Christopher Gent, James J. Sullivan, Michael L. Ainslie, Richard McKinney, 56 Notice of Appearance filed by Moody's Corp., 111 Memorandum & Opinion, 104 Notice of Appearance, filed by John D Macomber, Michael L. Ainsle, John d. Macomber, John D. Macomber, Sir Christopher Gent, Roland A. Hernandez, Marsha Johnson Evans, Roland Hernandez, Christopher Gent, Sir, John F Akers, John F. Akers, Thomas H. Cruikshank, Henry Kaufman, Roger S. Berlind, Christopher Gent, Michael L. Ainslie, 37 Rule 7.1 Corporate Disclosure Statement filed by The McGraw-Hill Companies, Inc., 34 Pretrial Order, 120 Notice of Appearance filed by Public Employees' Retirement System of Mississippi, 77 Notice of Change of Address, filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, 66 Memorandum of Law in Support of Motion filed by The McGraw-Hill Companies, Inc., The McGraw Hill Companies, Inc., 90 Declaration in Support of Motion, filed by Edward Grieb, Mark L. Zusy, Lana Franks, Kristine Smith, Samir Tabet, James J. Sullivan, Richard McKinney, 5 Notice of Appearance filed by New Jersey Carpenters Health Fund, 13 Notice (Other) filed by Lehman Brothers, Inc., Structured Asset Securities Corporation, Mark L. Zusy, Samir Tabet, James J. Sullivan, 110 Amended Judgment, 85 Memorandum of Law in Opposition to Motion, filed by New Jersey Carpenters Health Fund, Local 302 and 612 - Int'l Union of Operating Engineers, Boilermakers-Blacksmith National Pension Trust, 6 MOTION to Remand to State Court Supreme New York, New York County . filed by New Jersey Carpenters Health Fund, 63 Memorandum of Law in Support of Motion filed by Moody's Corp., Moody's Investors Service, Inc., 3 Rule 7.1 Corporate Disclosure Statement filed by Structured Asset Securities Corporation, 27 Suggestion of Bankruptcy filed by Structured Asset Securities Corporation, 68 Notice of Change of Address, filed by Incapital LLC, 89 Reply Memorandum of Law in Support of Motion, filed by Edward Grieb, Mark L. Zusy, Lana Franks, Kristine Smith, Samir Tabet, James J. Sullivan, Richard McKinney, 86 Declaration in Opposition to Motion, filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund, Boilermakers-Blacksmith National Pension Trust, 71 Notice of Substitution of Attorney, filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, 24 Case Management Plan, 18 MOTION to Appoint Local 302 and 612 of the Int'l Union of Operating Engineers-Employers Construction Industry Retirement Trust to serve as lead plaintiff(s) and approve selection of Schoengold Sporn Laitman & Lometti, P.C. as Lead Counsel MOTION to Appoint Local 302 and 612 of the Int'l Union of Operating Engineers-Employers Construction Industry Retirement Trust to serve as lead plaintiff(s) and approve selection of Schoengold Sporn Laitman & Lometti, P.C. as Lead Counsel filed by Local 302 and 612 - Int'l Union of Operating Engineers, 4 Certificate of Service Other filed by

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Lehman Brothers, Inc., Structured Asset Securities Corporation, 82 Order on Motion to Appear Pro Hac Vice, 20 Declaration in Support of Motion, filed by Local 302 and 612 - Int'l Union of Operating Engineers, 48 Notice of Appearance, filed by American National Insurance Company, A.G. Edwards & Sons, Inc., The Moody Foundation, American National Life Insurance Company of Texas, 9 Notice of Case Assignment/Reassignment, 116 Memorandum of Law in Support of Motion, filed by Public Employees' Retirement System of Mississippi, 7 Memorandum of Law in Support of Motion filed by New Jersey Carpenters Health Fund, 58 MOTION to Dismiss. filed by Edward Grieb, Mark L. Zusy, Lana Franks, Kristine Smith, Samir Tabet, James J. Sullivan, Richard McKinney, 36 Notice of Appearance filed by The McGraw-Hill Companies, Inc., 81 Rule 7.1 Corporate Disclosure Statement filed by Incapital LLC, 74 Declaration in Support of Motion, filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, 118 Answer to Amended Complaint, filed by Edward Grieb, Mark L. Zusy, Lana Franks, Kristine Smith, Samir Tabet, James J. Sullivan, Richard McKinney, 113 Stipulation and Order, 38 Notice of Appearance filed by The McGraw-Hill Companies, Inc., 101 Endorsed Letter, 65 Affidavit in Support of Motion, filed by The McGraw-Hill Companies, Inc., The McGraw Hill Companies, Inc., 92 Notice of Appearance,, filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund, Local 302 and 612 - Int'l Union of Operating Engineers, Boilermakers-Blacksmith National Pension Trust, 69 Order on Motion to Appear Pro Hac Vice, 33 Notice (Other) filed by Madeline Dimodica, 11 Stipulation and Order, Set Motion and R&R Deadlines/Hearings, 43 Pretrial Order, 64 MOTION to Dismiss. filed by The McGraw Hill Companies, Inc., 93 Notice of Appearance, filed by City of Burbank, Vallejo Sanitation & Flood Control District, Zenith Insurance Co., Contra Costa Water District, City of San Buenaventura, City of Auburn, Lou Solton, The San Mateo County Investment Pool, 70 Notice of Appearance filed by Incapital LLC, 88 Endorsed Letter, 79 Endorsed Letter, 22 Memorandum of Law in Support of Motion, filed by Local 302 and 612 - Int'l Union of Operating Engineers, 44 Notice of Appearance, filed by Ian Lowitt, John d. Macomber, Sir Christopher Gent, Roland A. Hernandez, Marsha Johnson Evans, Joseph M. Gregory, Edward Grieb, Mark L. Zusy, Christopher M. O'Meara, John F. Akers, Lana Franks, Thomas H. Cruikshank, Henry Kaufman, Roger S. Berlind, Kristine Smith, Samir Tabet, Christopher Gent, James J. Sullivan, Michael L. Ainslie, Richard McKinney, Ronald Hernandez, 55 Notice of Appearance filed by Moody's Corp., 21 MOTION to Appoint Local 302 and 612 of the International Union of Operating Engineers-Employers Construction Industry Retirement Trust to serve as lead plaintiff(s). MOTION to Appoint Counsel Schoengold Sporn Laitman & Lometti, P.C. as Lead Counsel. MOTION to Appoint Local 302 and 612 of the International Union of Operating Engineers-Employers Construction Industry Retirement Trust to serve as lead plaintiff(s) filed by Local 302 and 612 - Int'l Union of Operating Engineers, 106 Pretrial Order, 42 Memorandum of Law in Support of Motion, filed by Madeline Dimodica, 19 Memorandum of Law in Support of Motion, filed by Local 302 and 612 - Int'l Union of Operating Engineers, 109 Clerk's Judgment, 103 Notice of Appearance, filed by John D Macomber, Michael L. Ainsle, John d. Macomber, John D. Macomber, Sir Christopher Gent, Roland A. Hernandez, Ronald A. Hernandez, Marsha Johnson Evans, Roland Hernandez, Christopher Gent, Sir, John F Akers, John F. Akers, Thomas H. Cruikshank, Henry Kaufman, Roger S. Berlind, Christopher Gent, Michael L. Ainslie, Ronald Hernandez, 99 Pretrial Order, Set

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Deadlines/Hearings, 91 Reply Memorandum of Law in Support of Motion filed by Moody's Corp., Moody's Investors Service, Inc., 62 Affidavit in Support of Motion, filed by Moody's Corp., Moody's Investors Service, Inc., 87 Notice of Appearance, filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund, Boilermakers-Blacksmith National Pension Trust, 60 Declaration in Support of Motion, filed by Edward Grieb, Mark L. Zusy, Lana Franks, Kristine Smith, Samir Tabet, James J. Sullivan, Richard McKinney, 53 Notice of Appearance filed by Moody's Corp., 12 Order on Motion to Remand to State Court, 80 MOTION for Disclosure. filed by Incapital LLC, 30 Brief, filed by Madeline Dimodica, 1 Notice of Removal, filed by Lehman Brothers, Inc., Structured Asset Securities Corporation, Lehman XS Trust Series 2006-2N, Mark L. Zusy, Lehman XS Trust Series 2006-16N, Samir Tabet, James J. Sullivan, Lehman XS Trust Series 2005-5N, Lehman XS Trust Series 2005-9N, Lehman XS Trust Series 2005-7N, 10 Notice of Appearance filed by New Jersey Carpenters Health Fund, 76 Notice of Change of Address, filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust were transmitted to the U.S. Court of Appeals. (tp) (Entered: 03/31/2010)

03/31/2010 122 LETTER addressed to Judge Lewis A. Kaplan from Mary Elizabeth McGarry dated 3/29/2010 re: Requesting that the Court deny Plaintiffs' request to lift the discovery stay. (jpo) (Entered: 03/31/2010)

03/31/2010 123

MEMORANDUM ENDORSEMENT re: 247 MOTION TO ADMIT COUNSEL PRO HAC VICE. ENDORSEMENT: Granted. ORDER granting (203) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:08-cv-05523-LAK; granting (129) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:08-cv-05598-LAK; granting (119) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:08-cv-06762-LAK; granting (123) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:08-cv-08225-LAK; granting (79) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:08-cv-09404-LAK; granting (78) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:08-cv-09578-LAK; granting (66) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:08- cv-09793-LAK; granting (58) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:08-cv-10008-LAK; granting (70) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:08-cv-10058-LAK; granting (66) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:08-cv-10206-LAK; granting (47) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:08-cv-10686-LAK; granting (247) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09- md-02017-LAK; granting (43) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-01236-LAK; granting (45) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-01231-LAK; granting (44) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-01237-LAK; granting (46) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-01232-LAK; granting (57) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09- cv-01238-LAK; granting (43) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-01240-LAK; granting (46) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-01235-LAK; granting (45) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-01230-LAK; granting (56) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-01239-LAK; granting (50) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-

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cv-01944-LAK; granting (48) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-01946-LAK; granting (37) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-01943-LAK; granting (93) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-02363-LAK; granting (42) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-03468-LAK; granting (42) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09- cv-03467-LAK; granting (43) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-03474-LAK; granting (43) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-03475-LAK; granting (43) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-03476-LAK; granting (39) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-03478-LAK; granting (38) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09- cv-03480-LAK; granting (20) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-06041-LAK; granting (12) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-06652-LAK; granting (13) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-06040-LAK; granting (16) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-07877-LAK; granting (16) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09- cv-07878-LAK; granting (20) Motion for Jordanna G. Thigpen to Appear Pro Hac Vice in case 1:09-cv-07900-LAK. (Signed by Judge Lewis A. Kaplan on 3/29/10) Filed In Associated Cases: 1:09-md-02017-LAK et al.(db) (Entered: 03/31/2010)

03/31/2010 124 ENDORSED LETTER addressed to Judge Lewis A. Kaplan from Christopher Lometti dated 3/26/10 re: Plaintiffs respectfully request that a conference be scheduled pursuant to FRCP 16 so that a pretrial discovery plan may be effected. ENDORSEMENT: Denied substantially for the reasons set forth in defendants 3/29/10 letter. SO ORDERED. (Signed by Judge Lewis A. Kaplan on 3/31/10) Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(db) (Entered: 03/31/2010)

03/31/2010 125 LETTER addressed to Judge Lewis A. Kaplan from Mary Elizabeth McGarry dated 3/29/10 re: Defendants respectfully request that the Court deny Plaintiffs' request to lift the discovery stay. Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762- LAK(db) (Entered: 03/31/2010)

04/01/2010 126 ORDER that should either party wish the Court to consider Mr. Fuld's Form U-4, it should submit, by way of affidavit, a true and correct copy to the Court no later than 1:00 pm on Monday, 4/5/10. (Signed by Judge Lewis A. Kaplan on 3/31/10) Filed In Associated Cases: 1:09-md-02017-LAK et al. Copies sent by chambers.(cd) (Entered: 04/01/2010)

04/05/2010 127 MEMORANDUM OF LAW in Opposition re: (115 in 1:08-cv-06762-LAK) MOTION to Intervene.. Document filed by Mark L. Zusy, Lana Franks, Edward Grieb, Kristine Smith, Richard McKinney, Samir Tabet, James J. Sullivan. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Chepiga, Michael) (Entered: 04/05/2010)

04/12/2010 128 MEMO ENDORSEMENT on MOTION FOR ADMISSION PRO HAC VICE OF RICHARD D. BERNSTEIN. PURSUANT TO RULE 1.3(c) of the Local Rules of the United States District Courts for the Southern and Eastern Districts of New York, and upon the accompanying Affidavit, I, Kelly M. Hnatt, a member in good standing of the Bar of this Court, hereby move for an Order allowing the admission pro hac vice,

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as counsel for Defendant Ian Lowitt, of Richard D. Bernstein. As set forth in the accompanying Affidavit, Mr. Bernstein is a member in good standing of the Bar of the District of Columbia, and there are no pending disciplinary proceedings against him in any State or Federal court. Attorney Richard D. Bernstein for Ian Lowitt added. (Signed by Judge Lewis A. Kaplan on 4/12/10) Filed In Associated Cases: 1:09-md-02017-LAK et al.(rjm) (Entered: 04/12/2010)

04/15/2010 129 REPLY MEMORANDUM OF LAW in Support re: (241 in 1:09-md-02017-LAK, 115 in 1:08-cv-06762-LAK) MOTION to Intervene.. Document filed by Public Employees' Retirement System of Mississippi. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Levy, Lester) (Entered: 04/15/2010)

04/15/2010 130 MOTION for Joshua S. Devore to Appear Pro Hac Vice. Document filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust.Filed In Associated Cases: 1:09-md-02017- LAK, 1:08-cv-06762-LAK(db) (Entered: 04/16/2010)

04/22/2010 131 NOTICE OF CHANGE OF ADDRESS by Daniel Brett Rehns on behalf of Boilermakers-Blacksmith National Pension Trust, New Jersey Carpenters Health Fund(On Behalf of Itself and All Others Similarly Situated), New Jersey Carpenters Health Fund(on behalf of itself and all others similarly situated). New Address: 88 Pine Street, 14th Floor, New York, New York, 10005,. Filed In Associated Cases: 1:09-md-02017-LAK et al.(Rehns, Daniel) (Entered: 04/22/2010)

04/22/2010 132 NOTICE OF CHANGE OF ADDRESS by Kenneth Mark Rehns on behalf of Boilermakers-Blacksmith National Pension Trust, New Jersey Carpenters Health Fund(On Behalf of Itself and All Others Similarly Situated), New Jersey Carpenters Health Fund, New Jersey Carpenters Health Fund(on behalf of itself and all others similarly situated). New Address: 88 Pine Street, 14th Floor, New York, New York, 10005,. Filed In Associated Cases: 1:09-md-02017-LAK et al.(Rehns, Kenneth) (Entered: 04/22/2010)

04/28/2010 133 NOTICE OF CHANGE OF ADDRESS by Joel Paul Laitman on behalf of Boilermakers-Blacksmith National Pension Trust, New Jersey Carpenters Health Fund(On Behalf of Itself and All Others Similarly Situated), New Jersey Carpenters Health Fund, New Jersey Carpenters Health Fund(on behalf of itself and all others similarly situated). New Address: Cohen Milstein Sellers & Toll PLLC, 88 Pine Street, 14th Floor, New York, New York, United States 10005, 212-838-7797. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Laitman, Joel) (Entered: 04/28/2010)

05/13/2010 134 MOTION for Matthew B. Kaplan to Appear Pro Hac Vice. Document filed by Boilermakers-Blacksmith National Pension Trust, New Jersey Carpenters Health Fund(On Behalf of Itself and All Others Similarly Situated), Local 302 and 612 - Int'l Union of Operating Engineers, Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund, New Jersey Carpenters Health Fund(on behalf of itself and all others similarly situated).Filed In Associated Cases: 1:09-md-02017-LAK, 1:08- cv-06762-LAK(rjm) (Entered: 05/14/2010)

05/18/2010 135 MEMORANDUM ENDORSEMENT on Motion to Admit Counsel Pro Hac Vice. ENDORSEMENT: Granted. So Ordered. granting (134) Motion for Matthew B.

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Kaplan to Appear Pro Hac Vice in case 1:08-cv-06762-LAK; granting (280) Motion for Matthew B. Kaplan to Appear Pro Hac Vice in case 1:09-md-02017-LAK. (Signed by Judge Lewis A. Kaplan on 5/17/10) Filed In Associated Cases: 1:09-md-02017- LAK, 1:08-cv-06762-LAK(rjm) (Entered: 05/18/2010)

06/01/2010 136 MOTION TO ADMIT COUNSEL PRO HAC VICE for Matthew K. Edling to Appear Pro Hac Vice. Document filed by Zenith Insurance Co & San MateoCounty Investment Pool. Filed In Associated Cases: 1:09-md-02017-LAK et al. (rjm) (Entered: 06/03/2010)

06/15/2010 137 MEMO ENDORSEMENT re: MOTION TO ADMIT COUNSEL (Matthew K. Edling) PRO HAC VICE. granting (223) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:08-cv-05523-LAK; granting (139) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:08-cv-05598-LAK; granting (136) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:08-cv-06762-LAK; granting (130) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:08-cv-08225- LAK; granting (86) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:08-cv-09404-LAK; granting (88) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:08-cv-09578-LAK; granting (76) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:08-cv-09793-LAK; granting (65) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:08-cv-10008-LAK; granting (77) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:08-cv-10058-LAK; granting (73) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:08-cv-10206- LAK; granting (53) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:08-cv-10686-LAK; granting (292) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-md-02017-LAK; granting (50) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-01236-LAK; granting (52) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-01231-LAK; granting (51) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-01237- LAK; granting (53) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-01232-LAK; granting (65) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-01238-LAK; granting (49) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-01240-LAK; granting (53) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-01235-LAK; granting (52) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-01230-LAK; granting (68) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-01239- LAK; granting (58) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-01944-LAK; granting (55) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-01946-LAK; granting (43) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-01943-LAK; granting (100) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-02363-LAK; granting (51) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-03468- LAK; granting (51) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-03467-LAK; granting (53) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-03474-LAK; granting (53) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-03475-LAK; granting (53) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-03476-LAK; granting (48) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-03478-LAK; granting (44) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-03480- LAK; granting (29) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-06041-LAK; granting (22) Motion for Matthew K. Edling to Appear Pro Hac

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08/11/2010

Vice in case 1:09-cv-06652-LAK; granting (23) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-06040-LAK; granting (25) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-07877-LAK; granting (25) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-07878-LAK; granting (27) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:09-cv-07900- LAK; granting (15) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:10-cv-03190-LAK; granting (13) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:10-cv-02926-LAK. (Signed by Judge Lewis A. Kaplan on 6/14/10) Filed In Associated Cases: 1:09-md-02017-LAK et al.(rjm) (Entered: 06/15/2010)

138 JOINT MOTION to Intervene. Document filed by Boilermakers-Blacksmith National Pension Trust, Iowa Public Employees' Retirement System, Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund.Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Rehns, Kenneth) (Entered: 08/11/2010)

08/11/2010 139 MEMORANDUM OF LAW in Support re: (138 in 1:08-cv-06762-LAK) JOINT MOTION to Intervene.. Document filed by Boilermakers-Blacksmith National Pension Trust, Iowa Public Employees' Retirement System, Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Rehns, Kenneth) (Entered: 08/11/2010)

08/11/2010 140

DECLARATION of Kenneth M. Rehns in Support re: (138 in 1:08-cv-06762-LAK) JOINT MOTION to Intervene.. Document filed by Boilermakers-Blacksmith National Pension Trust, Iowa Public Employees' Retirement System, Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B)Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762- LAK(Rehns, Kenneth) (Entered: 08/11/2010)

08/24/2010 141 MEMORANDUM OF LAW in Opposition re: (138 in 1:08-cv-06762-LAK) JOINT MOTION to Intervene.. Document filed by Lana Franks, Edward Grieb, Richard McKinney, Kristine Smith, James J. Sullivan, Samir Tabet, Mark L. Zusy. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Chepiga, Michael) (Entered: 08/24/2010)

08/24/2010

08/25/2010

142 DECLARATION of Mary Elizabeth McGarry in Opposition re: (138 in 1:08-cv-06762-LAK) JOINT MOTION to Intervene.. Document filed by Lana Franks, Edward Grieb, Richard McKinney, Kristine Smith, James J. Sullivan, Samir Tabet, Mark L. Zusy. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762- LAK(McGarry, Mary) (Entered: 08/24/2010)

144 MOTION for Julie G. Reiser to Appear Pro Hac Vice. Document filed by Boilermakers-Blacksmith National Pension Trust, Iowa Public Employees' Retirement System, Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund(on behalf of itself and all others similarly situated), New Jersey Carpenters Health Fund.Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762- LAK(mro) (Entered: 08/30/2010)

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08/27/2010 143 ENDORSED LETTER: addressed to Judge Lewis A. Kaplan from Daniel B. Rehns dated 8/26/2010 re: Movants request an extension of time of four (4) days to September 7, 2010 and in addition seek permission to file a brief of no more than twelve (12)pages in length. ENDORSEMENT: Application Granted. So Ordered. (Signed by Judge Lewis A. Kaplan on 8/26/2010) Filed In Associated Cases: 1:09- md-02017-LAK, 1:08-cv-06762-LAK(js) (Entered: 08/27/2010)

08/30/2010 145 NOTICE of Filing of Amended Certification. Document filed by Boilermakers-Blacksmith National Pension Trust, Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund. (Attachments: # 1 Exhibit A)Filed In Associated Cases: 1:09- md-02017-LAK, 1:08-cv-06762-LAK(Rehns, Kenneth) (Entered: 08/30/2010)

09/07/2010 146 JOINT REPLY MEMORANDUM OF LAW in Support re: (138 in 1:08-cv-06762- LAK) JOINT MOTION to Intervene.. Document filed by Boilermakers-Blacksmith National Pension Trust, Iowa Public Employees' Retirement System, Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Rehns, Daniel) (Entered: 09/07/2010)

09/09/2010 147 NOTICE OF APPEARANCE by Mary Elizabeth McGarry on behalf of David Goldfarb, Christopher M. O'Meara, Thomas Russo Filed In Associated Cases: 1:09- md-02017-LAK et al.(McGarry, Mary) (Entered: 09/09/2010)

09/09/2010 148 NOTICE OF APPEARANCE by Michael Joseph Chepiga on behalf of David Goldfarb, Christopher M. O'Meara, Thomas Russo Filed In Associated Cases: 1:09- md-02017-LAK et al.(Chepiga, Michael) (Entered: 09/09/2010)

09/09/2010 149 NOTICE OF APPEARANCE by Erika Hannelore Burk on behalf of David Goldfarb, Christopher M. O'Meara, Thomas Russo Filed In Associated Cases: 1:09-md-02017- LAK et al.(Burk, Erika) (Entered: 09/09/2010)

12/03/2010 150 STIPULATION AND ORDER TO UNSEAL THE SECOND CONSOLIDATED AMENDED COMPLAINT. IT IS HEREBY STIPULATED AND AGREED by and between the parties that: 1. The SCAC and the documents produced by Defendants that are referenced therein may be disseminated on a non-confidential basis; 2. The Court shall order the SCAC to be unsealed; and 3. Nothing in this Stipulation shall otherwise impact the October 7, 2009 Protective Order or the documents covered thereby. (Signed by Judge Lewis A. Kaplan on 11/30/10) Filed In Associated Cases: 1:09-md-02017-LAK et al. (rjm) (Entered: 12/03/2010)

01/21/2011 151 NOTICE of OF WITHDRAWAL OF ATTORNEY. Document filed by City of Fremont, City of Long Beach, City of South San Francisco, County of Tuolumne, City of Cerritos, County of Alameda. Filed In Associated Cases: 1:09-md-02017-LAK et al.(Simon, Bruce) (Entered: 01/21/2011)

03/09/2011 152 NOTICE OF WITHDRAWAL. PLEASE TAKE NOTICE that, pursuant to Rule 1.4 of the Local Rules for the United States District Courts for the Southern and Eastern Districts of New York. I. Aaron M. Sheanin, a partner with the law firm of Girard Gibbs LLP, attorney for Plaintiffs Defer LP, Laurie Rubin, and Jonathan Gold in the above-entitled action, hereby withdraw as an attorney ofrecord, as I am leaving Girard Gibbs LLP. Daniel C. Girard, Jonathan K. Levine, and Christina H. C. Sharp of Girard

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Gibbs LLP will continue to serve as counsel of record. to Plaintiffs in the above-referenced matter. I hereby request that my name and email address be removed from the case's official docket. (Signed by Judge Lewis A. Kaplan on 3/9/11) Filed In Associated Cases: 1:09-md-02017-LAK et al.(djc) (Entered: 03/09/2011)

03/14/2011 153 NOTICE of Withdrawal of Counsel. Document filed by Lana Franks, Richard McKinney, James J. Sullivan, Samir Tabet, Mark L. Zusy, Edward Grieb, Kristine Smith. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK, 1:10- cv-06637-LAK(McGarry, Mary) (Entered: 03/14/2011)

04/13/2011 154 MEMORANDUM OPINION: Movants motions to intervene [09 MD 2017, docket items 241, 323; 08 Civ. 6762, docket items 115, 138] are granted with respect to (1) PERSMs Section 12(a)(2) claims relating to its purchase of FFMLT 2006-FFB Certificates and (2) IPERSs Section 12(a)(2) claims relating to its purchase of SASC 2007-BC1 and SARM 2006-4 Certificates. The motions are denied in all other respects. (Signed by Judge Lewis A. Kaplan on 4/13/2011) Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(jpo) (Entered: 04/13/2011)

05/05/2011 155 STIPULATION AND ORDER OF SUBSTITUTION OF COUNSEL: IT IS HEREBY STIPULATED AND AGREED that William A. Maher and Michael C. Ledley of Wollmuth Maher & Deutsch LLP, 500 Fifth Avenue, 12th Floor, New York, New York 10110 are substituted as attorneys of record for Defendants Lana Franks, Edward Grieb, Richard McKinney, Kristine Smith, James J. Sullivan, Samir Tabet and Mark L. Zusy in the above-captioned actions in place of Simpson Thacher & Bartlett LLP as of the date hereof. (Signed by Judge Lewis A. Kaplan on 5/5/2011) Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK, 1:10-cv-06637-LAK(jfe) (Entered: 05/05/2011)

05/12/2011 156 DOCUMENT REFERRED TO JUDGE FOR APPROVAL - NOTICE OF VOLUNTARY DISMISSAL Pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, with prejudice against the defendant(s) BNC Mortgage Loan Trust 2006-1, BNC Mortgage Loan Trust 2006-2, First Franklin Mortgage Loan Trust 2006-FF12, First Franklin Mortgage Loan Trust 2006-FF2, First Franklin Mortgage Loan Trust 2006-FFA, First Franklin Mortgage Loan Trust 2006-FFB, GreenPoint Mortgage Funding Trust Series 2006-AR4, GreenPoint Mortgage Funding Trust Series 2006-AR5, GreenPoint Mortgage Funding Trust, Series 2006-AR7, GreenPoint Mortgage Funding Trust, Series 2006-HE1, Greenpoint Mortgage Funding Grantor Trust 1-A1A, Series 2006-AR6, Greenpoint Mortgage Funding Grantor Trust 1-A2A2, Series 2006-AR5, Greenpoint Mortgage Funding Grantor Trust 1-A3A2, Series 2006-AR5, Greenpoint Mortgage Funding Trust 1-A2A2, Series 2006-AR6, Greenpoint Mortgage Funding Trust 1-A2B, Series 2006-AR6, Greenpoint Mortgage Funding Trust 1-A3B, Series 2006-AR6, Greenpoint Mortgage Funding Trust, Series 2006-AR6, Greenpoint Mortgage Funding Trust, Series 2006-AR8, Greenpoint Mortgage Funding Trust, Series 2007-AR1, Greenpoint Mortgage Funding Trust, Series 2007-AR2, Greenpoint Mortgage Funding Trust, Series 2007-AR3, Lehman Mortgage Trust 2006-2, Lehman Mortgage Trust 2006-5, Lehman Mortgage Trust 2006-6, Lehman Mortgage Trust 2006-7, Lehman Mortgage Trust 2006-8, Lehman Mortgage Trust 2006-9, Lehman Mortgage Trust 2007-1, Lehman Mortgage Trust 2007-2, Lehman Mortgage Trust 2007-3, Lehman Mortgage Trust 2007-4, Lehman Mortgage Trust 2007-5, Lehman Mortgage Trust 2007-6,

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Lehman Mortgage Trust Mortgage Pass-Through Certificates, Series 2007-4, Lehman XS Trust 2005-4, Lehman XS Trust 2005-5N, Lehman XS Trust 2005-6, Lehman XS Trust 2005-7N, Lehman XS Trust 2005-8, Lehman XS Trust 2005-9N, Lehman XS Trust 2006-1, Lehman XS Trust 2006-11, Lehman XS Trust 2006-13, Lehman XS Trust 2006-14N, Lehman XS Trust 2006-15, Lehman XS Trust 2006-16N, Lehman XS Trust 2006-17, Lehman XS Trust 2006-18N, Lehman XS Trust 2006-19, Lehman XS Trust 2007-12N, Lehman XS Trust 2007-2N, Lehman XS Trust 2007-4N, Lehman XS Trust 2007-5H, Lehman XS Trust 2007-6, Lehman XS Trust 2007-7N, Lehman XS Trust 2007-9, Lehman XS Trust Series 2005-5N, Lehman XS Trust Series 2005- 7N, Lehman XS Trust Series 2005-9N, Lehman XS Trust Series 2006-16N, Lehman XS Trust Series 2006-2N, Lehman XS Trust 2006-20, Lehman XS Trust 2006-2N, Lehman XS Trust 2006-3, Lehman XS Trust 2006-4N, Lehman XS Trust 2006-5, Lehman XS Trust 2006-GP1, Lehman XS Trust 2006-GP2, Lehman XS Trust 2007-1, Lehman XS Trust 2007-10H, Lehman XS Trust 2007-11, Structured Adjustable Rate Mortgage Loan Trust 2006-10, Structured Adjustable Rate Mortgage Loan Trust 2006-11, Structured Adjustable Rate Mortgage Loan Trust 2006-12, Structured Adjustable Rate Mortgage Loan Trust 2006-2, Structured Adjustable Rate Mortgage Loan Trust 2006-3, Structured Adjustable Rate Mortgage Loan Trust 2006-4, Structured Adjustable Rate Mortgage Loan Trust 2006-8, Structured Adjustable Rate Mortgage Loan Trust 2006-9, Structured Adjustable Rate Mortgage Loan Trust 2007- 1, Structured Adjustable Rate Mortgage Loan Trust 2007-2, Structured Adjustable Rate Mortgage Loan Trust 2007-3, Structured Adjustable Rate Mortgage Loan Trust 2007-4, Structured Adjustable Rate Mortgage Loan Trust 2007-5, Structured Adjustable Rate Mortgage Loan Trust 2007-6, Structured Asset Investment Loan Trust 2006-2, Structured Asset Investment Loan Trust 2006-BNC1, Structured Asset Investment Loan Trust 2006-BNC3, Structured Asset Securities Corporation, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC1, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC2, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC3, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC4, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC5, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC6, Structured Asset Securities Corporation Mortgage Loan Trust 2006-S1, Structured Asset Securities Corporation Mortgage Loan Trust 2006-S3, Structured Asset Securities Corporation Mortgage Loan Trust 2006-S4, Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF1, Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF3, Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC1, Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC2, Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC3, Structured Asset Securities Corporation Mortgage Loan Trust 2007-EQ1, Structured Asset Securities Corporation Mortgage Loan Trust 2007-OSI, Structured Asset Securities Corporation Mortgage Loan Trust 2007-WF1. Document filed by Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, Boilermakers-Blacksmith National Pension Trust, Iowa Public Employees' Retirement System, New Jersey Carpenters Health Fund(On Behalf of Itself and All Others Similarly Situated), Public Employees' Retirement System of Mississippi. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Rehns, Daniel) Modified on 5/13/2011 (dt). (Entered: 05/12/2011)

05/12/2011 157 MOTION for Entry of Judgment under Rule 54(b). Document filed by Iowa Public

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Employees' Retirement System, Public Employees' Retirement System of Mississippi.Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762- LAK(Rehns, Daniel) (Entered: 05/12/2011)

05/12/2011 158 MEMORANDUM OF LAW in Support re: (157 in 1:08-cv-06762-LAK) MOTION for Entry of Judgment under Rule 54(b).. Document filed by Iowa Public Employees' Retirement System, Public Employees' Retirement System of Mississippi. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Rehns, Daniel) (Entered: 05/12/2011)

05/12/2011 159 FILING ERROR - DEFICIENT DOCKET ENTRY (SEE DOCUMENT #160) - DECLARATION of Daniel B. Rehns in Support re: (157 in 1:08-cv-06762-LAK) MOTION for Entry of Judgment under Rule 54(b). Document filed by Iowa Public Employees' Retirement System, Public Employees' Retirement System of Mississippi. (Attachments: # 1 Exhibit A)Filed In Associated Cases: 1:09-md-02017-LAK, 1:08- cv-06762-LAK(Rehns, Daniel) Modified on 5/12/2011 (ldi). (Entered: 05/12/2011)

05/12/2011 160 DECLARATION of Daniel B. Rehns in Support re: (157 in 1:08-cv-06762-LAK) MOTION for Entry of Judgment under Rule 54(b).. Document filed by Iowa Public Employees' Retirement System, Public Employees' Retirement System of Mississippi. (Attachments: # 1 Exhibit A (Corrected))Filed In Associated Cases: 1:09-md-02017- LAK, 1:08-cv-06762-LAK(Rehns, Daniel) (Entered: 05/12/2011)

05/12/2011 161 NOTICE OF APPEAL from (154 in 1:08-cv-06762-LAK, 416 in 1:09-md-02017- LAK) Memorandum Opinion,,. Document filed by Iowa Public Employees' Retirement System, Public Employees' Retirement System of Mississippi. Filing fee $ 455.00, receipt number 465401006638. Filed In Associated Cases: 1:09-md-02017- LAK, 1:08-cv-06762-LAK(nd) (Entered: 05/13/2011)

05/13/2011 ***NOTE TO ATTORNEY - DOCUMENT REFERRED TO JUDGE FOR APPROVAL. Note to Attorney Daniel Rehns Document 156 Notice of Voluntary Dismissal, was referred to Judge Lewis A. Kaplan for approval. (dt) (Entered: 05/13/2011)

05/13/2011 Transmission of Notice of Appeal to the District Judge re: (161 in 1:08-cv-06762- LAK, 431 in 1:09-md-02017-LAK) Notice of Appeal,. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(nd) (Entered: 05/13/2011)

05/13/2011 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (161 in 1:08-cv-06762-LAK, 431 in 1:09-md-02017-LAK) Notice of Appeal,. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(nd) (Entered: 05/13/2011)

05/29/2011 162 NOTICE OF VOLUNTARY PARTIAL DISMISSAL WITH PREJUDICE PURSUANT TO RULE 41(a)(1) Pursuant to Rule 41(a)(1) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed with prejudice against the defendant(s) First Franklin Mortgage Loan Trust 2006-FF12, First Franklin Mortgage Loan Trust 2006-FF2, First Franklin Mortgage Loan Trust 2006-FFA, First Franklin Mortgage Loan Trust 2006-FFB, GreenPoint Mortgage Funding Trust Series 2006- AR4, GreenPoint Mortgage Funding Trust Series 2006-AR5, GreenPoint Mortgage Funding Trust, Series 2006-AR7, GreenPoint Mortgage Funding Trust, Series 2006- HE1, Greenpoint Mortgage Funding Trust, Series 2006-AR6, Greenpoint Mortgage

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Funding Trust, Series 2006-AR8, Greenpoint Mortgage Funding Trust, Series 2007- AR1, Greenpoint Mortgage Funding Trust, Series 2007-AR2, Greenpoint Mortgage Funding Trust, Series 2007-AR3, Lehman Mortgage Trust 2006-2, Lehman Mortgage Trust 2006-5, Lehman Mortgage Trust 2006-6, Lehman Mortgage Trust 2006-7, Lehman Mortgage Trust 2006-8, Lehman Mortgage Trust 2006-9, Lehman Mortgage Trust 2007-1, Lehman Mortgage Trust 2007-2, Lehman Mortgage Trust 2007-3, Lehman Mortgage Trust 2007-4, Lehman Mortgage Trust 2007-5, Lehman Mortgage Trust 2007-6, Lehman XS Trust 2005-4, Lehman XS Trust 2005-5N, Lehman XS Trust 2005-6, Lehman XS Trust 2005-7N, Lehman XS Trust 2005-8, Lehman XS Trust 2005-9N, Lehman XS Trust 2006-1, Lehman XS Trust 2006-11, Lehman XS Trust 2006-13, Lehman XS Trust 2006-14N, Lehman XS Trust 2006-15, Lehman XS Trust 2006-16N, Lehman XS Trust 2006-17, Lehman XS Trust 2006-18N, Lehman XS Trust 2006-19, Lehman XS Trust 2007-12N, Lehman XS Trust 2007-2N, Lehman XS Trust 2007-4N, Lehman XS Trust 2007-5H, Lehman XS Trust 2007-6, Lehman XS Trust 2007-7N, Lehman XS Trust 2007-9, Lehman XS Trust 2006-20, Lehman XS Trust 2006-2N, Lehman XS Trust 2006-3, Lehman XS Trust 2006-4N, Lehman XS Trust 2006-5, Lehman XS Trust 2006-GP1, Lehman XS Trust 2006-GP2, Lehman XS Trust 2007-1, Lehman XS Trust 2007-10H, Lehman XS Trust 2007-11, Structured Adjustable Rate Mortgage Loan Trust 2006-10, Structured Adjustable Rate Mortgage Loan Trust 2006-11, Structured Adjustable Rate Mortgage Loan Trust 2006-12, Structured Adjustable Rate Mortgage Loan Trust 2006-2, Structured Adjustable Rate Mortgage Loan Trust 2006-3, Structured Adjustable Rate Mortgage Loan Trust 2006- 4, Structured Adjustable Rate Mortgage Loan Trust 2006-8, Structured Adjustable Rate Mortgage Loan Trust 2006-9, Structured Adjustable Rate Mortgage Loan Trust 2007-1, Structured Adjustable Rate Mortgage Loan Trust 2007-2, Structured Adjustable Rate Mortgage Loan Trust 2007-3, Structured Adjustable Rate Mortgage Loan Trust 2007-4, Structured Adjustable Rate Mortgage Loan Trust 2007-5, Structured Adjustable Rate Mortgage Loan Trust 2007-6, Structured Asset Investment Loan Trust 2006-2, Structured Asset Investment Loan Trust 2006-BNC1, Structured Asset Investment Loan Trust 2006-BNC3, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC1, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC2, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC3, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC4, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC5, Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC6, Structured Asset Securities Corporation Mortgage Loan Trust 2006-S1, Structured Asset Securities Corporation Mortgage Loan Trust 2006-S3, Structured Asset Securities Corporation Mortgage Loan Trust 2006-S4, Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF1, Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF3, Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC1, Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC2, Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC3, Structured Asset Securities Corporation Mortgage Loan Trust 2007-EQ1, Structured Asset Securities Corporation Mortgage Loan Trust 2007-OSI, Structured Asset Securities Corporation Mortgage Loan Trust 2007-WF1. (Signed by Judge Lewis A. Kaplan on 5/26/11) Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(cd) (Entered: 05/31/2011)

06/01/2011 163 MANDATE of USCA (Certified Copy) as to (114 in 1:08-cv-06762-LAK, 236 in 1:09-md-02017-LAK) Notice of Appeal,, filed by New Jersey Carpenters Health

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Fund, Madeline Dimodica, Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, Boilermakers-Blacksmith National Pension Trust USCA Case Number 10-0712. Ordered, Adjudged and Decreed that the judgments of the District Court are AFFIRMED in accordance with the opinion of this Court. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 06/01/2011. (Attachments: # 1 Opinion)Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(nd) (Entered: 06/01/2011)

06/22/2011 164 MEMO ENDORSEMENT ON MOTION FOR ENTRY OF FINAL JUDGMENT PURSUANT TO RULE 54(b); ENDORSEMENT: As the voluntary dismissal of the issuing trusts terminated all remaining claims by movants and there is no just reason for delay, the motion is granted. (granting (427) Motion for Entry of Judgment under Rule 54(b) in case 1:09-md-02017-LAK.) (Signed by Judge Lewis A. Kaplan on 6/22/11); Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(djc) (Entered: 06/22/2011)

06/22/2011 Transmission to Judgments and Orders Clerk. Transmitted re: (437 in 1:09-md-02017- LAK, 164 in 1:08-cv-06762-LAK) Order on Motion for Entry of Judgment under Rule 54(b), Order on Motion for Entry of Judgment under Rule 54(b), to the Judgments and Orders Clerk. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08- cv-06762-LAK(djc) (Entered: 06/22/2011)

06/27/2011 165

CLERK'S JUDGMENT That for the reasons stated in the Court's Memo Endorsed Order dated June 22, 2011, the motion is granted; accordingly, as there is no just reason for delay pursuant to Fed. R. Civ. P. 54(b), judgment is entered only as to the claims dismissed by this Court's Order issued on April 13, 2011. (Signed by Clerk of Court Ruby Krajick on 6/27/11) (Attachments: # 1 notice of right to appeal)Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(ml) (Entered: 06/27/2011)

07/27/2011 166 MEMO ENDORSEMENT on re: (144) Motion for Julie G. Reiser to Appear Pro Hac Vice in case 1:08-cv-06762-LAK; granting (332) Motion for Julie G. Reiser to Appear Pro Hac Vice in case 1:09-md-02017-LAK. ENDORSEMENT: Granted. So Ordered. (Signed by Judge Lewis A. Kaplan on 7/27/2011) Filed In Associated Cases: 1:09- md-02017-LAK, 1:08-cv-06762-LAK(jfe) (Entered: 07/27/2011)

07/27/2011 167 MEMO ENDORSEMENT on re: (182) Motion to Withdraw as Attorney. Attorney Avi Samuel Garbow terminated in case 1:09-md-02017-LAK. ENDORSEMENT: Leave to withdraw granted. So Ordered. (Signed by Judge Lewis A. Kaplan on 7/27/2011) Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(jfe) (Entered: 07/27/2011)

08/15/2011 168 MEMO ENDORSEMENT on NOTICE OF WITHDRAWAL OF COUNSEL re: Simpson Thacher & Bartlett LLP, of 425 Lexington Avenue, New York, New York 10017-3954, withdraws as counsel for defendant Joseph M. Gregory in the above-captioned proceedings. Fried, Frank, Harris, Slujver & Jacobson LLP, of One New York Plaza New York, NY 10004, will remain as attorneys of record for defendant Joseph M. Gregory in the above-captioned actions within these proceedings in which Mr. Gregory is named. ENDORSEMENT: So Ordered. (Signed by Judge Laura Taylor Swain on 8/11/2011 Part I) Filed In Associated Cases: 1:09-md-02017-LAK et al. (ab) Modified on 8/23/2011 (ab). (Entered: 08/18/2011)

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10/11/2011

169 PRETRIAL ORDER No. 19: The Court will conduct a status and scheduling conference on November 8, 2011 at 10:00 a.m. in Courtroom 12D to discuss the further progress of these matters. Among subjects for discussion is the filing of a single consolidated amended complaint for all non-class action plaintiffs. (Signed by Judge Lewis A. Kaplan on 10/11/2011) Filed In Associated Cases: 1:09-md-02017- LAK et al.(rdz) (Entered: 10/11/2011)

11/09/2011 170

STIPULATION AND PRETRIAL ORDER NO. 24 GOVERNING CONFIDENTIALITY OF DISCOVERY MATERIAL:...regarding procedures to be followed that shall govern the handling of confidential material... Notwithstanding anything to the contrary herein: 1. Any papers filed under seal in this action shall be made part of the public record on or after 11/9/16 unless the Court otherwise orders. 2. Any person may apply to the Court for access to any papers filed under seal pursuant to this order. Should such an application be made, the person or persons who designated the sealed material as Confidential shall have the burden of establishing good cause for the continuation of the sealing order unless the Court previously made an individualized determination of the existence of good cause for sealing. (Signed by Judge Lewis A. Kaplan on 11/9/2011) Filed In Associated Cases: 1:09-md-02017- LAK, 1:08-cv-06762-LAK(ft) (Entered: 11/09/2011)

11/16/2011

11/16/2011

11/21/2011

171 TRANSCRIPT of Proceedings re: Conference held on 11/8/2011 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Samuel Mauro, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/12/2011. Redacted Transcript Deadline set for 12/22/2011. Release of Transcript Restriction set for 2/17/2012.Filed In Associated Cases: 1:09-md-02017-LAK et al.(McGuirk, Kelly) (Entered: 11/16/2011)

172 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 11/8/11 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:09-md-02017-LAK et al.(McGuirk, Kelly) (Entered: 11/16/2011)

173 TRANSCRIPT of Proceedings re: CONFERENCE held on 11/8/2011 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Samuel Mauro, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/15/2011. Redacted Transcript Deadline set for 12/26/2011. Release of Transcript Restriction set for 2/22/2012.Filed In Associated Cases: 1:09-md-02017-LAK et al.(McGuirk, Kelly) (Entered: 11/21/2011)

11/21/2011 174 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 11/8/11 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely

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electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:09-md-02017-LAK et al.(McGuirk, Kelly) (Entered: 11/21/2011)

12/22/2011 175 NOTICE of Withdrawal of Counsel. Document filed by Incapital LLC. Filed In Associated Cases: 1:09-md-02017-LAK et al.(Boyd, David) (Entered: 12/22/2011)

01/13/2012 176 MOTION for an Indicative Ruling Pursuant to FRCP 62.1 and FRAP 12.1. Document filed by Boilermakers-Blacksmith National Pension Trust, Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund.Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Rehns, Kenneth) (Entered: 01/13/2012)

01/13/2012 177 MEMORANDUM OF LAW in Support re: (176 in 1:08-cv-06762-LAK) MOTION for an Indicative Ruling Pursuant to FRCP 62.1 and FRAP 12.1.. Document filed by Boilermakers-Blacksmith National Pension Trust, Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund. (Attachments: # 1 Exhibit 1)Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Rehns, Kenneth) (Entered: 01/13/2012)

01/13/2012 178 SETTLEMENT AGREEMENT. Document filed by Boilermakers-Blacksmith National Pension Trust, Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit A-1, # 3 Exhibit A-2, # 4 Exhibit A-3, # 5 Exhibit B)Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Rehns, Kenneth) (Entered: 01/13/2012)

01/13/2012 179 MOTION for Settlement Preliminary Approval of Settlement . Document filed by Boilermakers-Blacksmith National Pension Trust, Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund.Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Rehns, Kenneth) (Entered: 01/13/2012)

01/13/2012 180 MEMORANDUM OF LAW in Support re: (179 in 1:08-cv-06762-LAK) MOTION for Settlement Preliminary Approval of Settlement .. Document filed by Boilermakers-Blacksmith National Pension Trust, Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund. Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(Rehns, Kenneth) (Entered: 01/13/2012)

01/13/2012 181 DECLARATION of Kenneth M. Rehns in Support re: (179 in 1:08-cv-06762-LAK) MOTION for Settlement Preliminary Approval of Settlement .. Document filed by Boilermakers-Blacksmith National Pension Trust, Locals 302 & 612 of the International Union of Operating Engineers - Employers Construction Industry Retirement Trust, New Jersey Carpenters Health Fund. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762- LAK(Rehns, Kenneth) (Entered: 01/13/2012)

01/18/2012 182 MEMO ENDORSEMENT on (67 in 1:08-cv-10686-LAK, 145 in 1:08-cv-08225- LAK, 116 in 1:10-cv-05201-LAK, 29 in 1:10-cv-02926-LAK, 42 in 1:09-cv-07900- LAK, 92 in 1:08-cv-10058-LAK, 175 in 1:08-cv-06762-LAK, 127 in 1:10-cv-06185- LAK, 91 in 1:08-cv-09793-LAK, 37 in 1:08-cv-06626-LAK, 43 in 1:10-cv-06637-

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03/05/2012

LAK, 27 in 1:11-cv-01281-LAK, 77 in 1:09-cv-01235-LAK, 52 in 1:09-cv-06040- LAK, 75 in 1:09-cv-03468-LAK, 63 in 1:09-cv-01240-LAK, 75 in 1:09-cv-01230- LAK, 82 in 1:09-cv-03475-LAK, 60 in 1:09-cv-03480-LAK, 48 in 1:09-cv-06041- LAK, 89 in 1:09-cv-01238-LAK, 74 in 1:09-cv-01231-LAK, 50 in 1:09-cv-06652- LAK, 99 in 1:09-cv-01239-LAK, 76 in 1:09-cv-01232-LAK, 185 in 1:08-cv-05598- LAK, 23 in 1:11-cv-03892-LAK, 308 in 1:08-cv-05523-LAK, 87 in 1:08-cv-10206- LAK, 16 in 1:11-cv-09001-LAK, 82 in 1:09-cv-03474-LAK, 103 in 1:08-cv-09578- LAK, 20 in 1:10-cv-06077-LAK, 100 in 1:08-cv-09404-LAK, 32 in 1:10-cv-03190- LAK, 51 in 1:09-cv-07877-LAK, 33 in 1:10-cv-08631-LAK, 81 in 1:09-cv-03476- LAK, 59 in 1:09-cv-01943-LAK, 144 in 1:09-cv-02363-LAK, 73 in 1:09-cv-03478- LAK, 65 in 1:09-cv-01236-LAK, 50 in 1:09-cv-07878-LAK, 553 in 1:09-md-02017- LAK, 85 in 1:09-cv-01944-LAK, 76 in 1:09-cv-03467-LAK, 79 in 1:09-cv-01946- LAK, 29 in 1:11-cv-03552-LAK, 35 in 1:11-cv-00384-LAK, 74 in 1:09-cv-01237- LAK, 79 in 1:08-cv-10008-LAK, 18 in 1:11-cv-02039-LAK) NOTICE OF WITHDRAWAL OF COUNSEL filed by Incapital LLC: Construing this as a motion to withdraw, granted. (Signed by Judge Lewis A. Kaplan on 1/17/2012) Filed In Associated Cases: 1:09-md-02017-LAK et al. (ab) (Entered: 01/18/2012)

183

MEMO-ENDORSEMENT: granting in part and denying in part (179) Motion for Settlement in case 1:08-cv-06762-LAK; granting in part and denying in part (664) Motion for Settlement in case 1:09-md-02017-LAK. ENDORSEMENT: This motion is granted to the extent that the Court determines that motions for class certification, approval of notice to the class, and other relief [DI 664] raises a substantial question within the meaning of FRCP 62.1(b). (Signed by Judge Lewis A. Kaplan on 1/31/2012) Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(pl) (Entered: 01/31/2012)

184

TRUE COPY ORDER of USCA as to (161 in 1:08-cv-06762-LAK, 431 in 1:09-md-02017-LAK) Notice of Appeal, filed by Iowa Public Employees' Retirement System, Public Employees' Retirement System of Mississippi USCA Case Number 11-1982. IT IS HEREBY ORDERED that the motion by Appellant Iowa Public Employees' Retirement System for limited remand to the District Court pursuant to FRAP 12.1 is GRANTED. Appellant must provide the Court with a status update within 30 days of the date of this order and every 30 days thereafter. This Court retains jurisdiction and the parties must notify the circuit clerk within 14 days after the district court has decided the motion on remand. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Certified: 02/23/2012. Filed In Associated Cases: 1:09-md-02017- LAK, 1:08-cv-06762-LAK(nd) (Entered: 02/23/2012)

185 FILING ERROR - DEFICIENT DOCKET ENTRY - REPLY to Response to Motion re: (79 in 1:09-cv-01230-LAK, 78 in 1:09-cv-01237-LAK, 148 in 1:09-cv-02363-LAK, 600 in 1:09-md-02017-LAK) MOTION to Dismiss., (158 in 1:09-cv-02363-LAK) MOTION to Dismiss Plaintiffs' Second Amended Complaint ., (582 in 1:09-md-02017-LAK) MOTION to Dismiss Second Amended Complaint .. Document filed by Incapital LLC. Filed In Associated Cases: 1:09-md-02017-LAK et al.(Boyd, David) Modified on 3/6/2012 (db). (Entered: 03/05/2012)

01/31/2012

02/23/2012

03/05/2012 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney David R. Boyd to RE-FILE Document (108 in 1:09-cv-03474-LAK, 102 in 1:08-cv-09404-LAK, 90 in 1:09-cv-03468-LAK, 93 in 1:09-cv-01237-LAK, 115 in 1:09-cv-01238-LAK, 131 in 1:09-

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cv-01239-LAK, 22 in 1:11-cv-02039-LAK, 90 in 1:09-cv-01232-LAK, 50 in 1:10- cv-08631-LAK, 40 in 1:10-cv-03190-LAK, 185 in 1:08-cv-06762-LAK, 88 in 1:09- cv-01231-LAK, 134 in 1:10-cv-06185-LAK, 66 in 1:09-cv-07877-LAK, 49 in 1:09- cv-07900-LAK, 33 in 1:11-cv-03552-LAK, 40 in 1:10-cv-02926-LAK, 88 in 1:09- cv-03478-LAK, 50 in 1:11-cv-03892-LAK, 63 in 1:10-cv-06637-LAK, 95 in 1:09- cv-01946-LAK, 70 in 1:09-cv-03480-LAK, 178 in 1:09-cv-02363-LAK, 92 in 1:09- cv-01235-LAK, 91 in 1:09-cv-03467-LAK, 65 in 1:09-cv-07878-LAK, 61 in 1:09- cv-01943-LAK, 111 in 1:09-cv-01944-LAK, 47 in 1:11-cv-00384-LAK, 69 in 1:09- cv-01240-LAK, 187 in 1:08-cv-05598-LAK, 80 in 1:09-cv-06040-LAK, 94 in 1:09- cv-01230-LAK, 50 in 1:11-cv-01281-LAK, 94 in 1:08-cv-10058-LAK, 123 in 1:10- cv-05201-LAK, 105 in 1:08-cv-09578-LAK, 25 in 1:11-cv-09001-LAK, 66 in 1:09- cv-06041-LAK, 89 in 1:08-cv-10206-LAK, 24 in 1:10-cv-06077-LAK, 78 in 1:09- cv-06652-LAK, 774 in 1:09-md-02017-LAK, 68 in 1:09-cv-01236-LAK, 69 in 1:08-cv-10686-LAK, 81 in 1:08-cv-10008-LAK, 93 in 1:08-cv-09793-LAK, 336 in 1:08-cv-05523-LAK, 108 in 1:09-cv-03475-LAK, 107 in 1:09-cv-03476-LAK, 39 in 1:08-cv-06626-LAK, 147 in 1:08-cv-08225-LAK) Reply to Response to Motion. ERROR(S): No signature or s/. Filed In Associated Cases: 1:09-md-02017-LAK et al.(db) (Entered: 03/06/2012)

03/06/2012 186 REPLY to Response to Motion re: (79 in 1:09-cv-01230-LAK, 78 in 1:09-cv-01237- LAK, 148 in 1:09-cv-02363-LAK, 600 in 1:09-md-02017-LAK) MOTION to Dismiss., (158 in 1:09-cv-02363-LAK) MOTION to Dismiss Plaintiffs' Second Amended Complaint ., (582 in 1:09-md-02017-LAK) MOTION to Dismiss Second Amended Complaint .. Document filed by Incapital LLC. Filed In Associated Cases: 1:09-md-02017-LAK et al.(Boyd, David) (Entered: 03/06/2012)

03/07/2012 187 NOTICE of Supplemental Authority in Further Support of Plaintiff's Omnibus Memorandum of Law In Opposition to Defendants' Motions to Strike and to Dismiss the Amended Complaint re: (739 in 1:09-md-02017-LAK) Memorandum of Law in Opposition to Motion,. Document filed by Stichting Pensioenfonds ABP. (Attachments: # 1 Exhibit A, # 2 Certificate of Service)Filed In Associated Cases: 1:09-md-02017-LAK et al.(Jarvis, Geoffrey) (Entered: 03/07/2012)

03/22/2012 ***Deadlines terminated. Set/Reset Hearings: (Settlement Conference set for 6/21/2012 at 11:30 AM in Courtroom 21B in the United States District Court for the Southern District of New York, 500 Pearl Street, New York, NY 10007 before Judge Lewis A. Kaplan.) (ft) Modified on 3/23/2012 (ft). (Entered: 03/23/2012)

03/22/2012 188 ORDER CERTIFYING SETTLEMENT CLASS, APPROVING NOTICE TO THE CLASS AND SCHEDULING OF FINAL APPROVAL HEARING in case 1:08-cv-06762-LAK; terminating (661) Motion in case 1:09-md-02017-LAK. This order (the "Notice Order") hereby incorporates by reference the definitions in the Stipulation, and all terms used herein shall have the same meanings as set forth in the Stipulation. Pending further order of the Court, all litigation activity, except that contemplated herein, in the Stipulation, in the Notice of Pendency of Class Action and Proposed Settlement, Final Approval Hearing, and Motion for Attorneys' Fees and Reimbursement of Litigation Expenses (the "Notice") or in the Judgment, is hereby stayed and all hearings, deadlines and other proceedings in this Action, except the motion brought pursuant to Federal Rule of Civil Procedure 62.1 and the Final Approval Hearing, are hereby taken off calendar. The Court will hold a settlement hearing (the "Final Approval Hearing") on June 21, 2012, at 11:30 AM, in the United

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States District Court for the Southern District of New York, 500 Pearl Street, Courtroom 21B, New York, New York. (Signed by Judge Lewis A. Kaplan on 3/22/2012) Filed In Associated Cases: 1:09-md-02017-LAK, 1:08-cv-06762-LAK(ft) (Entered: 03/23/2012)

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